0001683168-17-002766.txt : 20171027
0001683168-17-002766.hdr.sgml : 20171027
20171027181516
ACCESSION NUMBER: 0001683168-17-002766
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171027
FILED AS OF DATE: 20171027
DATE AS OF CHANGE: 20171027
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bamforth Mark R
CENTRAL INDEX KEY: 0001435745
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 171160430
MAIL ADDRESS:
STREET 1: 500 KENDALL ST.
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 7145086000
MAIL ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
bamforth_frm4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-10-27
0
0000704562
PEREGRINE PHARMACEUTICALS INC
PPHM
0001435745
Bamforth Mark R
14282 FRANKLIN AVENUE
TUSTIN
CA
92780
1
0
0
0
Common Stock, $0.001 par value
2017-10-27
4
P
0
200
4.476
A
200
D
Common Stock, $0.001 par value
2017-10-27
4
P
0
4993
4.486
A
5193
D
Common Stock, $0.001 par value
2017-10-27
4
P
0
1800
4.489
A
6993
D
Common Stock, $0.001 par value
2017-10-27
4
P
0
300
4.490
A
7293
D
Common Stock, $0.001 par value
2017-10-27
4
P
0
201
4.491
A
7494
D
Common Stock, $0.001 par value
2017-10-27
4
P
0
5340
4.493
A
12834
D
Common Stock, $0.001 par value
2017-10-27
4
P
0
35966
4.506
A
48800
D
Common Stock, $0.001 par value
2017-10-27
4
P
0
1200
4.510
A
50000
D
/s/ Mark R. Bamforth
2017-10-27