0001683168-17-002766.txt : 20171027 0001683168-17-002766.hdr.sgml : 20171027 20171027181516 ACCESSION NUMBER: 0001683168-17-002766 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171027 FILED AS OF DATE: 20171027 DATE AS OF CHANGE: 20171027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bamforth Mark R CENTRAL INDEX KEY: 0001435745 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 171160430 MAIL ADDRESS: STREET 1: 500 KENDALL ST. CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 bamforth_frm4.xml OWNERSHIP DOCUMENT X0306 4 2017-10-27 0 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001435745 Bamforth Mark R 14282 FRANKLIN AVENUE TUSTIN CA 92780 1 0 0 0 Common Stock, $0.001 par value 2017-10-27 4 P 0 200 4.476 A 200 D Common Stock, $0.001 par value 2017-10-27 4 P 0 4993 4.486 A 5193 D Common Stock, $0.001 par value 2017-10-27 4 P 0 1800 4.489 A 6993 D Common Stock, $0.001 par value 2017-10-27 4 P 0 300 4.490 A 7293 D Common Stock, $0.001 par value 2017-10-27 4 P 0 201 4.491 A 7494 D Common Stock, $0.001 par value 2017-10-27 4 P 0 5340 4.493 A 12834 D Common Stock, $0.001 par value 2017-10-27 4 P 0 35966 4.506 A 48800 D Common Stock, $0.001 par value 2017-10-27 4 P 0 1200 4.510 A 50000 D /s/ Mark R. Bamforth 2017-10-27