0001683168-17-002413.txt : 20170919 0001683168-17-002413.hdr.sgml : 20170919 20170919145059 ACCESSION NUMBER: 0001683168-17-002413 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170909 FILED AS OF DATE: 20170919 DATE AS OF CHANGE: 20170919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lias Roger J. CENTRAL INDEX KEY: 0001717199 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 171091842 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE. CITY: TUSTIN STATE: CA ZIP: 92705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 3 1 lias_f3.xml OWNERSHIP DOCUMENT X0206 3 2017-09-09 1 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001717199 Lias Roger J. 14282 FRANKLIN AVE. TUSTIN CA 92705 1 1 0 0 President* *President, Avid Bioservices, Inc. (wholly-owned subsidiary of Peregrine Pharmaceuticals, Inc.) /s/ Roger J. Lias 2017-09-19