0001683168-17-001050.txt : 20170428 0001683168-17-001050.hdr.sgml : 20170428 20170428185837 ACCESSION NUMBER: 0001683168-17-001050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170428 FILED AS OF DATE: 20170428 DATE AS OF CHANGE: 20170428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shan Joseph CENTRAL INDEX KEY: 0001457697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 17797949 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 4 1 shan_f4.xml OWNERSHIP DOCUMENT X0306 4 2017-04-28 0 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001457697 Shan Joseph 14282 FRANKLIN AVE. TUSTIN CA 92780 0 1 0 0 VP, Clinical and Reg Affairs Common Stock 2017-04-28 4 J 0 39177 0.2712 A 94079 D Shares acquired under the issuer's employee stock purchase plan on April 28, 2017 /s/ Joseph S. Shan 2017-04-28