0001683168-16-000445.txt : 20161101 0001683168-16-000445.hdr.sgml : 20161101 20161101200220 ACCESSION NUMBER: 0001683168-16-000445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161031 FILED AS OF DATE: 20161101 DATE AS OF CHANGE: 20161101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KING STEVEN W CENTRAL INDEX KEY: 0001244106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 161966073 4 1 king_f4.xml OWNERSHIP DOCUMENT X0306 4 2016-10-31 0 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001244106 KING STEVEN W 14282 FRANKLIN AVE. TUSTIN CA 92780 1 1 0 0 President & CEO Common Stock 2016-10-31 4 J 0 18826 0.2864 A 212789 D Shares acquired under the issuer's employee stock purchase plan on October 31, 2016. /s/ Steven W. King 2016-11-01