0001683168-16-000445.txt : 20161101
0001683168-16-000445.hdr.sgml : 20161101
20161101200220
ACCESSION NUMBER: 0001683168-16-000445
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161031
FILED AS OF DATE: 20161101
DATE AS OF CHANGE: 20161101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 7145086000
MAIL ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KING STEVEN W
CENTRAL INDEX KEY: 0001244106
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 161966073
4
1
king_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-10-31
0
0000704562
PEREGRINE PHARMACEUTICALS INC
PPHM
0001244106
KING STEVEN W
14282 FRANKLIN AVE.
TUSTIN
CA
92780
1
1
0
0
President & CEO
Common Stock
2016-10-31
4
J
0
18826
0.2864
A
212789
D
Shares acquired under the issuer's employee stock purchase plan on October 31, 2016.
/s/ Steven W. King
2016-11-01