<SEC-DOCUMENT>0001104659-18-024507-index.html : 20180417 <SEC-HEADER>0001104659-18-024507.hdr.sgml : 20180417 <ACCEPTANCE-DATETIME>20180417160914 ACCESSION NUMBER: 0001104659-18-024507 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20180417 DATE AS OF CHANGE: 20180417 GROUP MEMBERS: ROGER FARLEY GROUP MEMBERS: RONIN TRADING, LLC GROUP MEMBERS: STEPHEN WHITE GROUP MEMBERS: SW INVESTMENT MANAGEMENT LLC GROUP MEMBERS: SWIM PARTNERS LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Avid Bioservices, Inc. CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-37393 FILM NUMBER: 18759075 BUSINESS ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 714.508.6100 MAIL ADDRESS: STREET 1: 2642 MICHELLE DRIVE, SUITE 200 CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC DATE OF NAME CHANGE: 20001109 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STAFFORD JOHN S III CENTRAL INDEX KEY: 0001218981 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 230 SOUTH LASALLE STREET 400 CITY: CHICAGO STATE: IL ZIP: 60604 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D/A <SEQUENCE>1 <FILENAME>a18-9710_3sc13da.htm <DESCRIPTION>SC 13D/A <TEXT> Document 1 - file: a18-9710_3sc13da.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>a18-9710_3ex99d1.htm <DESCRIPTION>EX-99.1 <TEXT> Document 2 - file: a18-9710_3ex99d1.htm
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