0001019687-16-006565.txt : 20160603 0001019687-16-006565.hdr.sgml : 20160603 20160603195219 ACCESSION NUMBER: 0001019687-16-006565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160602 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON CARLTON M CENTRAL INDEX KEY: 0001244103 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 161697254 4 1 johnson_f4.xml OWNERSHIP DOCUMENT X0306 4 2016-06-02 0 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001244103 JOHNSON CARLTON M 14282 FRANKLIN AVENUE TUSTIN CA 92780 1 0 0 0 Stock Option (right to buy) 0.5001 2016-06-02 4 A 0 200000 0 A 2016-09-02 2026-06-02 Common Stock 200000 1919500 D This option vests in eight (8) equal quarterly installments over a two (2) year period beginning September 2, 2016 and each quarter thereafter until fully-vested. /s/ Carlton M. Johnson 2016-06-03