0001019687-16-006565.txt : 20160603
0001019687-16-006565.hdr.sgml : 20160603
20160603195219
ACCESSION NUMBER: 0001019687-16-006565
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160602
FILED AS OF DATE: 20160603
DATE AS OF CHANGE: 20160603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 7145086000
MAIL ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON CARLTON M
CENTRAL INDEX KEY: 0001244103
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 161697254
4
1
johnson_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-06-02
0
0000704562
PEREGRINE PHARMACEUTICALS INC
PPHM
0001244103
JOHNSON CARLTON M
14282 FRANKLIN AVENUE
TUSTIN
CA
92780
1
0
0
0
Stock Option (right to buy)
0.5001
2016-06-02
4
A
0
200000
0
A
2016-09-02
2026-06-02
Common Stock
200000
1919500
D
This option vests in eight (8) equal quarterly installments over a two (2) year period beginning September 2, 2016 and each quarter thereafter until fully-vested.
/s/ Carlton M. Johnson
2016-06-03