0001019687-15-001888.txt : 20150512 0001019687-15-001888.hdr.sgml : 20150512 20150512200654 ACCESSION NUMBER: 0001019687-15-001888 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150511 FILED AS OF DATE: 20150512 DATE AS OF CHANGE: 20150512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shan Joseph CENTRAL INDEX KEY: 0001457697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 15856164 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 4 1 peregrine_f4-shan.xml FORM 4 X0306 4 2015-05-11 0 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001457697 Shan Joseph 14282 FRANKLIN AVE. TUSTIN CA 92780 0 1 0 0 VP, Clinical and Reg Affairs Stock Option (right to buy) 1.31 2015-05-11 4 A 0 100000 0 A 2015-08-11 2025-05-11 Common Stock 100000 885000 D This option vests in eight (8) equal quarterly installments over a two (2) year period beginning August 11, 2015 and each quarter thereafter until fully-vested. /s/ Joseph S. Shan 2015-05-12