0001019687-13-001682.txt : 20130508
0001019687-13-001682.hdr.sgml : 20130508
20130508202416
ACCESSION NUMBER: 0001019687-13-001682
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130506
FILED AS OF DATE: 20130508
DATE AS OF CHANGE: 20130508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fussey Shelley PM
CENTRAL INDEX KEY: 0001457835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 13826214
MAIL ADDRESS:
STREET 1: 14282 FRANKLIN AVENUE
CITY: TUSTIN
STATE: CA
ZIP: 92780
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 7145086000
MAIL ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
fussey_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-05-06
0
0000704562
PEREGRINE PHARMACEUTICALS INC
PPHM
0001457835
Fussey Shelley PM
14282 FRANKLIN AVE.
TUSTIN
CA
92780
0
1
0
0
V.P., Intellectual Property
Stock Option (right to buy)
1.41
2013-05-06
4
A
0
100000
0.00
A
2013-08-06
2023-05-06
Common Stock
100000
590500
D
This option vests in eight (8) equal quarterly installments over a two (2) year period beginning August 6, 2013 and each quarter thereafter until fully-vested.
/s/ Shelley P.M. Fussey
2013-05-08