0001019687-13-001682.txt : 20130508 0001019687-13-001682.hdr.sgml : 20130508 20130508202416 ACCESSION NUMBER: 0001019687-13-001682 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130506 FILED AS OF DATE: 20130508 DATE AS OF CHANGE: 20130508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fussey Shelley PM CENTRAL INDEX KEY: 0001457835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 13826214 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVENUE CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 fussey_f4.xml OWNERSHIP DOCUMENT X0306 4 2013-05-06 0 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001457835 Fussey Shelley PM 14282 FRANKLIN AVE. TUSTIN CA 92780 0 1 0 0 V.P., Intellectual Property Stock Option (right to buy) 1.41 2013-05-06 4 A 0 100000 0.00 A 2013-08-06 2023-05-06 Common Stock 100000 590500 D This option vests in eight (8) equal quarterly installments over a two (2) year period beginning August 6, 2013 and each quarter thereafter until fully-vested. /s/ Shelley P.M. Fussey 2013-05-08