0001019687-12-004677.txt : 20121228
0001019687-12-004677.hdr.sgml : 20121228
20121228161411
ACCESSION NUMBER: 0001019687-12-004677
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121227
FILED AS OF DATE: 20121228
DATE AS OF CHANGE: 20121228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shan Joseph
CENTRAL INDEX KEY: 0001457697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32839
FILM NUMBER: 121291082
MAIL ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000704562
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 953698422
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
BUSINESS PHONE: 7145086000
MAIL ADDRESS:
STREET 1: 14282 FRANKLIN AVE
CITY: TUSTIN
STATE: CA
ZIP: 92780
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE CORP/DE/
DATE OF NAME CHANGE: 19970924
FORMER COMPANY:
FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP
DATE OF NAME CHANGE: 19920703
4
1
shan_f4.xml
FORM 4
X0306
4
2012-12-27
0
0000704562
PEREGRINE PHARMACEUTICALS INC
PPHM
0001457697
Shan Joseph
14282 FRANKLIN AVE.
TUSTIN
CA
92780
0
1
0
0
VP, Clinical and Reg Affairs
Stock Option (right to buy)
1.18
2012-12-27
4
A
0
150000
0.0000
A
2013-03-27
2022-12-27
Common Stock
150000
609000
D
This option vests in eight (8) equal quarterly installments over a two (2) year period beginning March 27, 2013 and each quarter thereafter until fully-vested.
/s/ Joseph S. Shan
2012-12-28