0001019687-12-004676.txt : 20121228 0001019687-12-004676.hdr.sgml : 20121228 20121228161324 ACCESSION NUMBER: 0001019687-12-004676 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121227 FILED AS OF DATE: 20121228 DATE AS OF CHANGE: 20121228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POHL DAVID CENTRAL INDEX KEY: 0001233396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 121291073 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 pohl_f4.xml OWNERSHIP DOCUMENT X0306 4 2012-12-27 0 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001233396 POHL DAVID 14282 FRANKLIN AVENUE TUSTIN CA 92780 1 0 0 0 Stock Option (right to buy) 1.18 2012-12-27 4 A 0 250000 0.0000 A 2013-03-27 2022-12-27 Common Stock 250000 1102000 D This option vests in eight (8) equal quarterly installments over a two (2) year period beginning March 27, 2013 and each quarter thereafter until fully-vested. /s/ David H. Pohl 2012-12-28