0001019687-11-002171.txt : 20110705 0001019687-11-002171.hdr.sgml : 20110704 20110705210028 ACCESSION NUMBER: 0001019687-11-002171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110705 DATE AS OF CHANGE: 20110705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shan Joseph CENTRAL INDEX KEY: 0001457697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 11951482 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-06-30 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001457697 Shan Joseph C/O PEREGRINE PHARMACEUTICALS, INC. 14282 FRANKLIN AVENUE TUSTIN CA 92780 0 1 0 0 VP, Clinical and Reg Affairs Common Stock, $.001 par value 2011-06-30 4 D 0 5000 0 D 5436 D Disposition represents the forfeiture of 5,000 unearned restricted shares pursuant with the terms of a Stock Issuance Agreement dated February 1, 2010. /s/ Michelle May For: Joseph S. Shan 2011-07-05