-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ElRWn15sPPi+2B8VSBZ0+3DUapWcT1d0lpN06rEmI3Y7pgo+sPPa1kk2Nexevh+/ alXxta/TG/4UgIi6CYa0fQ== 0001019687-10-000455.txt : 20100208 0001019687-10-000455.hdr.sgml : 20100208 20100208123927 ACCESSION NUMBER: 0001019687-10-000455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100205 FILED AS OF DATE: 20100208 DATE AS OF CHANGE: 20100208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWARTZ ERIC S CENTRAL INDEX KEY: 0001244108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 10580160 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-05 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001244108 SWARTZ ERIC S C/O PEREGRINE PHARMACEUTICALS, INC. 14282 FRANKLIN AVENUE TUSTIN CA 92780 1 0 0 0 Common Stock, $.001 par value 2010-02-05 4 P 0 4900 3.03 A 64900 I By Highlight Fund, LLC Common Stock, $.001 par value 2010-02-05 4 P 0 9100 3.05 A 74000 I By Highlight Fund, LLC Common Stock, $.001 par value 2010-02-05 4 P 0 244 3.06 A 74244 I By Highlight Fund, LLC Common Stock, $.001 par value 2010-02-05 4 P 0 3756 3.07 A 78000 I By Highlight Fund, LLC Common Stock, $.001 par value 438379 D Common Stock, $.001 par value 107739 I By Swartz Ventures, Inc. Non-Qualified Stock Option (right to buy) Common Stock 440000 440000 D Includes 52,978 shares held in an Individual Retirement Account (IRA) for the benefit of Eric S. Swartz. N/A /s/ Paul Lytle, Power of Attorney for Eric S. Swartz 2010-02-08 -----END PRIVACY-ENHANCED MESSAGE-----