-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QhAtbZTzstwMqJ5WJh663nRiOoC0ZV8xEKHvElRRfG+dfF+AECA0q2D9w/ycddvg 4oMYOTaAESdQo+d6c9r1wg== 0001019687-10-000395.txt : 20100203 0001019687-10-000395.hdr.sgml : 20100203 20100203170621 ACCESSION NUMBER: 0001019687-10-000395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100201 FILED AS OF DATE: 20100203 DATE AS OF CHANGE: 20100203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LYTLE PAUL J CENTRAL INDEX KEY: 0001244110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 10571426 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-02-01 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001244110 LYTLE PAUL J C/O PEREGRINE PHARMACEUTICALS, INC. 14282 FRANKLIN AVENUE TUSTIN, CA 92780 0 1 0 0 Chief Financial Officer Common Stock, $0.001 par value 2010-02-01 4 A 0 45000 0 A 60367 D Incentive Stock Option (right to buy) 2.93 2010-02-01 4 A 0 120000 A 2020-02-01 Common Stock 120000 237000 D These performance-based restricted shares were issued pursuant to a Stock Issuance Agreement dated February 1, 2010 and are subject to a vesting requirement based upon the timely attainment of certain predetermined clinical, financial and operational milestones. In this regard, 20% of the performance-based restricted shares will vest upon the attainment of each predetermined milestone, which have targeted completion dates ranging from June 30, 2010 through July 15, 2011. Includes performance-based restricted shares issued pursuant to a Stock Issuance Agreement dated February 1, 2010. Option will vest quarterly in equal installments over a two year period. n/a /s/ Paul J. Lytle 2010-02-03 -----END PRIVACY-ENHANCED MESSAGE-----