-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jl8OKFbOoaBqcjm9qq3pLk37B3ZmiwY0ualWN4mGLHev6h7bfYaKQDcAl2zxZaDR 9ZIDhAz0v9/GykOiuCWASw== 0001019687-09-000828.txt : 20090313 0001019687-09-000828.hdr.sgml : 20090313 20090313163706 ACCESSION NUMBER: 0001019687-09-000828 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090312 FILED AS OF DATE: 20090313 DATE AS OF CHANGE: 20090313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shan Joseph CENTRAL INDEX KEY: 0001457697 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 09680583 BUSINESS ADDRESS: BUSINESS PHONE: 714-508-6000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 3 1 edgar.xml PRIMARY DOCUMENT X0203 3 2009-03-12 0 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001457697 Shan Joseph 14282 FRANKLIN AVENUE TUSTIN, CA 92780 0 1 0 0 VP Clin./Regulatory Affs. (3) Common Stock, $0.001 par value 2176 D Option to buy Common Stock 5.28 2010-04-10 Common Stock 50000 D Option to buy Common Stock 1.28 2011-05-07 Common stock 28226 D Option to buy Common Stock 2.20 2013-10-21 Common stock 120000 D Option to buy Common Stock .84 2017-07-06 Common stock 100000 D Option to buy Common Stock .39 2008-02-11 2018-01-11 Common stock 100000 D Option fully vested under terms of original option agreement. Options vest monthly over 24 months beginning 2/11/08. (3) - Mr. Shan was promoted to V.P. of Clinical and Regulatory Affairs on March 12, 2009. /s/ Joseph Shan 2009-03-12 -----END PRIVACY-ENHANCED MESSAGE-----