-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WsFfvOuhryhfSwa5jc6CnwOZ216I4DlHrGFoE3Oi0p3N+z1p1uNsSWHIg9XRY5KN k+h5sRWCsZ66CiFCR5+WoQ== 0001019687-08-000176.txt : 20080111 0001019687-08-000176.hdr.sgml : 20080111 20080111213748 ACCESSION NUMBER: 0001019687-08-000176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080111 FILED AS OF DATE: 20080111 DATE AS OF CHANGE: 20080111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waltz Thomas A CENTRAL INDEX KEY: 0001307421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32839 FILM NUMBER: 08527435 BUSINESS ADDRESS: BUSINESS PHONE: 714-508-6047 MAIL ADDRESS: STREET 1: 14272 FRANKLIN AVENUE, #100 CITY: TUSTIN STATE: CA ZIP: 92780 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-01-11 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001307421 Waltz Thomas A C/O PEREGRINE PHARMACEUTICALS, INC. 14282 FRANKLIN AVENUE TUSTIN, CA 92780 1 0 0 0 Common Stock 2500 I By Waltz Family Trust Non-Qualified Stock Option (right to buy) .39 2008-01-11 4 A 0 250000 0 A 2018-01-11 Common Stock 250000 600000 D Option will vest over 24 equal monthly installments. /s/ Paul Lytle, as Power of Attorney for Dr. Thomas A. Waltz 2008-01-11 -----END PRIVACY-ENHANCED MESSAGE-----