-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2M0B6d6xCAS3vq9NYfL4JoccUfUw1fzYrFOjjiwQVR1FHVEOQ/GT11VZQBCcluF X9R5IbJdf8bl4WPUPyvhSw== 0001019687-06-000037.txt : 20060106 0001019687-06-000037.hdr.sgml : 20060106 20060106180332 ACCESSION NUMBER: 0001019687-06-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060105 FILED AS OF DATE: 20060106 DATE AS OF CHANGE: 20060106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWARTZ ERIC S CENTRAL INDEX KEY: 0001244108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17085 FILM NUMBER: 06517519 BUSINESS ADDRESS: STREET 1: 14272 FRANKLIN AVE. CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-05 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001244108 SWARTZ ERIC S C/O PEREGRINE PHARMACEUTICALS, INC. 14272 FRANKLIN AVE, SUITE 100 TUSTIN, CA CA 92780 1 0 0 0 Common Stock, $.001 par value 2006-01-05 4 P 0 12000 .9099 A 1949812 D Common Stock, $.001 par value 538693 I By Swartz Ventures, Inc. Non-Qualified Stock Option (right to buy) Not applicable 700000 D Includes 22,500 shares held in an Individual Retirement Account (IRA) for the benefit of Eric S. Swartz. Not applicable. /s/ Paul Lytle, Power of Attorney for Eric S. Swartz 2006-01-06 -----END PRIVACY-ENHANCED MESSAGE-----