-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GgAonY+ebdHXy2cqx/SNPgj2Bxjeeq9YagtkuaycL4MwrAcOMXPPPdZy2+OCovCr FOluEyv4I2QSYCmZyDeXeA== 0001019687-05-002089.txt : 20050801 0001019687-05-002089.hdr.sgml : 20050801 20050801132021 ACCESSION NUMBER: 0001019687-05-002089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050728 FILED AS OF DATE: 20050801 DATE AS OF CHANGE: 20050801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWARTZ ERIC S CENTRAL INDEX KEY: 0001244108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17085 FILM NUMBER: 05987463 BUSINESS ADDRESS: STREET 1: 14272 FRANKLIN AVE. CITY: TUSTIN STATE: CA ZIP: 92780 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-07-28 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001244108 SWARTZ ERIC S C/O PEREGRINE PHARMACEUTICALS, INC. 14272 FRANKLIN AVENUE, SUITE 100 TUSTIN CA 92780 1 0 0 0 Common Stock, $.001 par value 2005-07-28 4 P 0 12800 1.1795 A 1929612 D Common Stock, $.001 par value 2005-07-28 4 P 0 1000 1.18 A 1930612 D Common Stock, $.001 par value 538693 I By Swartz Ventures, Inc. Non-Qualified Stock Option (right to buy) Not applicable. 700000 D Includes 22,500 shares held in an Individual Retirement Account (IRA) for the benefit of Eric S. Swartz. not applicable /s/ Paul Lytle, Power of Attorney for Eric S. Swartz 2005-08-01 -----END PRIVACY-ENHANCED MESSAGE-----