-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EZBUUNKzfDkrvxRzW5OQQBicfnU8t6ZoLWf2cYtLuVKDm+rtTz21YfWeHitQP2YR Otz7jf8QUyDAUuEDCpcTZw== 0001019687-05-001942.txt : 20050714 0001019687-05-001942.hdr.sgml : 20050714 20050714143521 ACCESSION NUMBER: 0001019687-05-001942 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050712 FILED AS OF DATE: 20050714 DATE AS OF CHANGE: 20050714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEREGRINE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000704562 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 953698422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 BUSINESS PHONE: 7145086000 MAIL ADDRESS: STREET 1: 14282 FRANKLIN AVE CITY: TUSTIN STATE: CA ZIP: 92780 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE CORP/DE/ DATE OF NAME CHANGE: 19970924 FORMER COMPANY: FORMER CONFORMED NAME: TECHNICLONE INTERNATIONAL CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWARTZ ERIC S CENTRAL INDEX KEY: 0001244108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17085 FILM NUMBER: 05954239 BUSINESS ADDRESS: STREET 1: 14272 FRANKLIN AVE. CITY: TUSTIN STATE: CA ZIP: 92780 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2005-07-12 0000704562 PEREGRINE PHARMACEUTICALS INC PPHM 0001244108 SWARTZ ERIC S C/O PEREGRINE PHARMACEUTICALS, INC. 14272 FRANKLIN AVENUE, SUITE 100 TUSTIN CA 92780 1 0 0 0 Common Stock, $.001 par value 2005-07-12 4 P 0 20000 1.0492 A 1845312 D Common Stock, $.001 par value 2005-07-12 4 P 0 3800 1.05 A 1849112 D Common Stock, $.001 par value 2005-07-13 4 P 0 4200 1.0328 A 1853312 D Common Stock, $.001 par value 2005-07-13 4 P 0 10000 1.0397 A 1863312 D Common Stock, $.001 par value 2005-07-13 4 P 0 10000 1.0299 A 1873312 D Common Stock, $.001 par value 583693 I By Swartz Ventures, Inc. Non-Qualified Stock Option (right to buy) 0 Not Applicable 0 700000 D Includes 22,500 shares held in an Individual Retirement Account (IRA) for the benefit of Eric S. Swartz. not applicable /s/ Paul Lytle, Power of Attorney for Eric S. Swartz 2005-07-14 -----END PRIVACY-ENHANCED MESSAGE-----