0001407682-20-000009.txt : 20200115 0001407682-20-000009.hdr.sgml : 20200115 20200115151146 ACCESSION NUMBER: 0001407682-20-000009 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191025 FILED AS OF DATE: 20200115 DATE AS OF CHANGE: 20200115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aukerman Jeffrey A. CENTRAL INDEX KEY: 0001628505 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-39110 FILM NUMBER: 20528168 MAIL ADDRESS: STREET 1: C/O ONTO INNOVATION, INC. STREET 2: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Onto Innovation Inc. CENTRAL INDEX KEY: 0000704532 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 942276314 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 408-545-6000 MAIL ADDRESS: STREET 1: 16 JONSPIN ROAD CITY: WILMINGTON STATE: MA ZIP: 01887 FORMER COMPANY: FORMER CONFORMED NAME: NANOMETRICS INC DATE OF NAME CHANGE: 19920703 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2019-10-25 2019-10-29 0 0000704532 Onto Innovation Inc. ONTO 0001628505 Aukerman Jeffrey A. C/O ONTO INNOVATION, INC. 16 JONSPIN ROAD WILMINGTON MA 01887 1 0 0 0 Common Stock 2019-10-25 4 A 0 20463 A 20463 I By Investment LLC Common Stock 2019-10-25 4 A 0 3297 A 3297 D On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. These restricted stock units ("RSUs") were originally granted under the Rudolph Technologies, Inc. 2018 Stock Plan (the "Plan") and vest periodically so long as the reporting person remains employed by Onto Innovation or one of its affiliates on each applicable vesting date. At the Effective Time, Onto Innovation assumed the Plan and related award agreements and the existing RSUs became restricted stock units of Onto Innovation, subject to the Exchange Ratio. The Form 4 filed on October 29, 2019, inadvertently gave the wrong number for the amount of securities beneficially owned directly following the reported transaction. This amendment fixes such error. /s/ Robert A. Koch For: Jeffrey A. Aukerman 2020-01-15