0001407682-20-000009.txt : 20200115
0001407682-20-000009.hdr.sgml : 20200115
20200115151146
ACCESSION NUMBER: 0001407682-20-000009
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191025
FILED AS OF DATE: 20200115
DATE AS OF CHANGE: 20200115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aukerman Jeffrey A.
CENTRAL INDEX KEY: 0001628505
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39110
FILM NUMBER: 20528168
MAIL ADDRESS:
STREET 1: C/O ONTO INNOVATION, INC.
STREET 2: 16 JONSPIN ROAD
CITY: WILMINGTON
STATE: MA
ZIP: 01887
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Onto Innovation Inc.
CENTRAL INDEX KEY: 0000704532
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 942276314
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 16 JONSPIN ROAD
CITY: WILMINGTON
STATE: MA
ZIP: 01887
BUSINESS PHONE: 408-545-6000
MAIL ADDRESS:
STREET 1: 16 JONSPIN ROAD
CITY: WILMINGTON
STATE: MA
ZIP: 01887
FORMER COMPANY:
FORMER CONFORMED NAME: NANOMETRICS INC
DATE OF NAME CHANGE: 19920703
4/A
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4/A
2019-10-25
2019-10-29
0
0000704532
Onto Innovation Inc.
ONTO
0001628505
Aukerman Jeffrey A.
C/O ONTO INNOVATION, INC.
16 JONSPIN ROAD
WILMINGTON
MA
01887
1
0
0
0
Common Stock
2019-10-25
4
A
0
20463
A
20463
I
By Investment LLC
Common Stock
2019-10-25
4
A
0
3297
A
3297
D
On October 25, 2019, pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), Rudolph Technologies, Inc. ("Rudolph") and Nanometrics Incorporated ("Nanometrics") effected an all-stock merger of equals to combine their respective businesses in which a wholly-owned subsidiary of Nanometrics merged with and into Rudolph, with Rudolph surviving as a wholly-owned subsidiary of Nanometrics (the "Merger"). Pursuant to the Merger Agreement, upon completion of the Merger, Nanometrics changed its name to "Onto Innovation Inc." ("Onto Innovation") and each issued and outstanding share of Rudolph common stock was converted into the right to receive 0.8042 shares of Nanometrics common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares.
These restricted stock units ("RSUs") were originally granted under the Rudolph Technologies, Inc. 2018 Stock Plan (the "Plan") and vest periodically so long as the reporting person remains employed by Onto Innovation or one of its affiliates on each applicable vesting date. At the Effective Time, Onto Innovation assumed the Plan and related award agreements and the existing RSUs became restricted stock units of Onto Innovation, subject to the Exchange Ratio.
The Form 4 filed on October 29, 2019, inadvertently gave the wrong number for the amount of securities beneficially owned directly following the reported transaction. This amendment fixes such error.
/s/ Robert A. Koch For: Jeffrey A. Aukerman
2020-01-15