0001209191-14-012068.txt : 20140219 0001209191-14-012068.hdr.sgml : 20140219 20140219202039 ACCESSION NUMBER: 0001209191-14-012068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOMETRICS INC CENTRAL INDEX KEY: 0000704532 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 942276314 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-435-9600 MAIL ADDRESS: STREET 1: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crawford Bruce A CENTRAL INDEX KEY: 0001369076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13470 FILM NUMBER: 14627559 MAIL ADDRESS: STREET 1: C/O NANOMETRICS INCORPORATED STREET 2: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-02-14 0 0000704532 NANOMETRICS INC NANO 0001369076 Crawford Bruce A C/O NANOMETRICS, INC. 1550 BUCKEY DRIVE MILPITAS CA 95035 0 1 0 0 Chief Operating Officer Common Stock 2014-02-14 4 S 0 14686 18.63 D 42525 D Common Stock 2014-02-17 4 F 0 1388 18.70 D 41137 D Common Stock 2014-02-18 4 M 0 1667 1.17 A 42804 D Common Stock 2014-02-18 4 M 0 3443 7.50 A 46247 D Common Stock 2014-02-18 4 M 0 12500 13.08 A 58747 D Common Stock 2014-02-18 4 M 0 795 11.37 A 59542 D Common Stock 2014-02-18 4 S 0 26278 18.52 D 33264 D Common Stock 2014-02-19 4 M 0 560 11.37 A 33824 D Common Stock 2014-02-19 4 M 0 3333 15.85 A 37157 D Common Stock 2014-02-19 4 S 0 3893 18.42 D 33264 D Non-Qualified Stock Option (Right to Buy) 1.17 2014-02-18 4 M 0 1667 0.00 D 2016-02-25 Common Stock 1667 0 D Non-Qualified Stock Option (Right to Buy) 7.50 2014-02-18 4 M 0 3443 0.00 D 2016-09-03 Common Stock 3443 0 D Non-Qualified Stock Option (Right to Buy) 13.08 2014-02-18 4 M 0 12500 0.00 D 2016-11-17 Common Stock 12500 0 D Non-Qualified Stock Option (Right to Buy) 11.37 2014-02-18 4 M 0 795 0.00 D 2017-11-15 Common Stock 795 16810 D Non-Qualified Stock Option (Right to Buy) 11.37 2014-02-19 4 M 0 560 0.00 D 2017-11-15 Common Stock 560 16250 D Non-Qualified Stock Option (Right to Buy) 15.85 2014-02-19 4 M 0 3333 0.00 D 2020-03-12 Common Stock 3333 16667 D Transaction pursuant to Rule 10b5-1 Plan adopted December 13, 2013. Represents weighted average sales price. The shares were sold at prices ranging from $18.45 to $18.84. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $18.40 to $18.70. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $18.28 to $18.58. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (February 25, 2009). One third (1/3rd) of the shares are fully vested on the date of grant, with the remaining shares vesting (starting on the one year anniversary of the date of grant) at a rate of one twenty-fourth (1/24th) per month until fully vested on September 3, 2012. One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 17, 2009). One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 16, 2010). One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 16, 2010). One forty-eighth (1/48th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (March 12, 2013). /s/ Ronald W. Kisling, Attorney-in-Fact 2014-02-19