0001209191-13-026726.txt : 20130516 0001209191-13-026726.hdr.sgml : 20130516 20130516131548 ACCESSION NUMBER: 0001209191-13-026726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130514 FILED AS OF DATE: 20130516 DATE AS OF CHANGE: 20130516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH STEPHEN J CENTRAL INDEX KEY: 0001288101 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13470 FILM NUMBER: 13850432 MAIL ADDRESS: STREET 1: 202 CORONADO AVE CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOMETRICS INC CENTRAL INDEX KEY: 0000704532 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 942276314 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-435-9600 MAIL ADDRESS: STREET 1: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-05-14 0 0000704532 NANOMETRICS INC NANO 0001288101 SMITH STEPHEN J C/O NANOMETRICS, INC. 1550 BUCKEYE DRIVE MILPITAS CA 95035 1 0 0 0 Common Stock 2013-05-14 4 M 0 2500 1.13 A 14648 D Common Stock 2013-05-14 4 M 0 2500 1.20 A 17148 D Common Stock 2013-05-14 4 M 0 2500 2.71 A 19648 D Common Stock 2013-05-14 4 M 0 2500 6.65 A 22148 D Common Stock 2013-05-14 4 M 0 2038 11.17 A 24186 D Common Stock 2013-05-14 4 M 0 2500 11.63 A 26686 D Common Stock 2013-05-14 4 M 0 5040 10.83 A 31726 D Common Stock 2013-05-14 4 S 0 19578 14.36 D 12148 D Non-Qualified Stock Option (right to buy) 1.13 2013-05-14 4 M 0 2500 0.00 D 2013-12-30 Common Stock 2500 0 D Non-Qualified Stock Option (right to buy) 1.20 2013-05-14 4 M 0 2500 0.00 D 2014-03-31 Common Stock 2500 0 D Non-Qualified Stock Option (right to buy) 2.71 2013-05-14 4 M 0 2500 0.00 D 2014-06-30 Common Stock 2500 0 D Non-Qualified Stock Option (right to buy) 6.65 2013-05-14 4 M 0 2500 0.00 D 2014-09-29 Common Stock 2500 0 D Non-Qualified Stock Option (right to buy) 11.17 2013-05-14 4 M 0 2038 0.00 D 2017-01-04 Common Stock 2038 0 D Non-Qualified Stock Option (right to buy) 11.63 2013-05-14 4 M 0 2500 0.00 D 2015-01-05 Common Stock 2500 0 D Non-Qualified Stock Option (right to buy) 10.83 2013-05-14 4 M 0 5040 0.00 D 2017-05-28 Common Stock 5040 0 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2013. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.23 to $14.43. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Fully vested. /s/ Ronald W. Kisling, Attorney-in-Fact 2013-05-15