0001181431-12-014416.txt : 20120305
0001181431-12-014416.hdr.sgml : 20120305
20120305185202
ACCESSION NUMBER: 0001181431-12-014416
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120301
FILED AS OF DATE: 20120305
DATE AS OF CHANGE: 20120305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stultz Timothy J
CENTRAL INDEX KEY: 0001410399
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13470
FILM NUMBER: 12668211
MAIL ADDRESS:
STREET 1: C/O NANOMETRICS INCORPORATED
STREET 2: 1550 BUCKEYE DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOMETRICS INC
CENTRAL INDEX KEY: 0000704532
STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829]
IRS NUMBER: 942276314
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1550 BUCKEYE DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 408-435-9600
MAIL ADDRESS:
STREET 1: 1550 BUCKEYE DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
4
1
rrd337305.xml
FORM 4
X0304
4
2012-03-01
0
0000704532
NANOMETRICS INC
NANO
0001410399
Stultz Timothy J
C/O NANOMETRICS INCORPORATED
1550 BUCKEYE DRIVE
MILPITAS
CA
95035
1
1
0
0
President & CEO
Common Stock
2012-03-01
4
M
0
3333
.98
A
81320
D
Common Stock
2012-03-01
4
M
0
6667
7.35
A
87987
D
Common Stock
2012-03-01
4
M
0
2917
11.37
A
90904
D
Common Stock
2012-03-01
4
M
0
2083
13.08
A
92987
D
Common Stock
2012-03-01
4
S
0
15000
18.1758
D
77987
D
Non-Qualified Stock Option (right to buy)
.98
2012-03-01
4
M
0
3333
0
D
2015-11-19
Common Stock
3333
36667
D
Non-Qualified Stock Option (right to buy)
7.35
2012-03-01
4
M
0
6667
0
D
2014-08-29
Common Stock
6667
73333
D
Non-Qualified Stock Option (right to buy)
11.37
2012-03-01
4
M
0
2917
0
D
2017-11-16
Common Stock
2917
117083
D
Non-Qualified Stock Option (right to buy)
13.08
2012-03-01
4
M
0
2083
0
D
2016-11-17
Common Stock
2083
47917
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2009.
The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.00 to $18.30. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
One thirty-sixth (1/36th) of the shares vest in equal monthly installments starting on the monthly anniversary of the date of grant (November 19, 2008)
One-third (1/3rd) of the shares vest on August 29, 2008 and one thirty-sixth (1/36th) of the shares vest monthly thereafter.
One forty-eighth (1/48th) of the shares vest in equal monthly installments starting on the monthly anniversary of the date of grant (November 16, 2010).
One thirty-sixth (1/36th) of the shares vest in equal monthly installments starting on the monthly anniversary of the date of grant (November 17, 2009).
/s/ Ronald W. Kisling, Attorney-in-Fact
2012-03-02