0001181431-11-051788.txt : 20111005 0001181431-11-051788.hdr.sgml : 20111005 20111005122923 ACCESSION NUMBER: 0001181431-11-051788 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111003 FILED AS OF DATE: 20111005 DATE AS OF CHANGE: 20111005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stultz Timothy J CENTRAL INDEX KEY: 0001410399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13470 FILM NUMBER: 111126151 MAIL ADDRESS: STREET 1: C/O NANOMETRICS INCORPORATED STREET 2: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOMETRICS INC CENTRAL INDEX KEY: 0000704532 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 942276314 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-435-9600 MAIL ADDRESS: STREET 1: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 4 1 rrd323364.xml FORM 4 X0304 4 2011-10-03 0 0000704532 NANOMETRICS INC NANO 0001410399 Stultz Timothy J C/O NANOMETRICS INCORPORATED 1550 BUCKEYE DRIVE MILPITAS CA 95035 1 1 0 0 President & CEO Common Stock 2011-10-03 4 M 0 5000 0.98 A 62987 D Common Stock 2011-10-03 4 S 0 5000 14.1469 D 57987 D Common Stock 2011-10-03 4 M 0 10000 7.35 A 67987 D Common Stock 2011-10-03 4 S 0 10000 13.9366 D 57987 D Non-Qualified Stock Option (right to buy) 0.98 2011-10-03 4 M 0 5000 0 D 2015-11-19 Common Stock 5000 45000 D Non-Qualified Stock Option (right to buy) 7.35 2011-10-03 4 M 0 10000 0 D 2014-08-29 Common Stock 10000 90000 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2009. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.02 to $14.43. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average sale price. The prices actually received ranged from $13.80 to $14.26. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. One thirty-sixth (1/36th) of the shares vest in equal monthly installments starting on the monthly anniversary of the date of grant (November 19, 2008). One-third (1/3rd) of the shares vest on August 29, 2008 and one thirty-sixth (1/36th) of the shares vest monthly thereafter. /s/ Ronald W. Kisling, Attorney-in-Fact 2011-10-04