-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E+J0pKnT4n2sROARpMK5ITeE24NKJW67PhK53OkDRCBUcFtRBVM7ZcIC/Ey1jR+o RO3MAsusK51BDio9htluag== 0001181431-10-063551.txt : 20101223 0001181431-10-063551.hdr.sgml : 20101223 20101223182130 ACCESSION NUMBER: 0001181431-10-063551 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101220 FILED AS OF DATE: 20101223 DATE AS OF CHANGE: 20101223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crawford Bruce A CENTRAL INDEX KEY: 0001369076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13470 FILM NUMBER: 101273252 MAIL ADDRESS: STREET 1: C/O NANOMETRICS INCORPORATED STREET 2: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOMETRICS INC CENTRAL INDEX KEY: 0000704532 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 942276314 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-435-9600 MAIL ADDRESS: STREET 1: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 4 1 rrd295351.xml FORM 4 X0303 4 2010-12-20 0 0000704532 NANOMETRICS INC NANO 0001369076 Crawford Bruce A C/O NANOMETRICS, INC. 1550 BUCKEYE DRIVE MILPITAS CA 95035 0 1 0 0 Chief Operating Officer Common Stock 2010-12-20 4 M 0 18072 8.89 A 82071 D Common Stock 2010-12-20 4 M 0 4167 0.98 A 86238 D Common Stock 2010-12-20 4 M 0 2222 1.17 A 88460 D Common Stock 2010-12-20 4 M 0 459 7.50 A 88919 D Common Stock 2010-12-20 4 S 0 24920 13.00 D 63999 D Common Stock 2010-12-21 4 M 0 3722 8.89 A 67721 D Common Stock 2010-12-21 4 M 0 4864 8.55 A 72585 D Common Stock 2010-12-21 4 M 0 12500 6.25 A 85085 D Common Stock 2010-12-21 4 M 0 2754 7.50 A 87839 D Common Stock 2010-12-21 4 S 0 23840 13.00 D 63999 D Non-Qualified Stock Option (right to buy) 8.89 2010-12-20 4 M 0 10329 0 D 2013-07-24 Common Stock 10329 0 D Non-Qualified Stock Option (right to buy) 8.89 2010-12-20 4 M 0 4648 0 D 2013-07-24 Common Stock 4684 0 D Non-Qualified Stock Option (right to buy) 8.89 2010-12-20 4 M 0 3095 0 D 2013-07-24 Common Stock 3095 1656 D Non-Qualified Stock Option (right to buy) 0.98 2010-12-20 4 M 0 4167 0 D 2015-11-19 Common Stock 4167 16667 D Non-Qualified Stock Option (right to buy) 1.17 2010-12-20 4 M 0 2222 0 D 2016-02-25 Common Stock 2222 8334 D Non-Qualified Stock Option (right to buy) 7.50 2010-12-20 4 M 0 459 0 D 2016-09-03 Common Stock 459 7803 D Non-Qualified Stock Option (right to buy) 8.89 2010-12-21 4 M 0 2066 0 D 2013-07-24 Common Stock 2066 0 D Non-Qualified Stock Option (right to buy) 8.89 2010-12-21 4 M 0 1656 0 D 2013-07-24 Common Stock 1656 0 D Non-Qualified Stock Option (right to buy) 8.55 2010-12-21 4 M 0 4864 0 D 2013-11-30 Common Stock 4864 0 D Non-Qualified Stock Option (right to buy) 6.25 2010-12-21 4 M 0 6250 0 D 2014-06-08 Common Stock 6250 0 D Non-Qualified Stock Option (right to buy) 6.25 2010-12-21 4 M 0 6250 0 D 2016-02-25 Common Stock 6250 0 D Non-Qualified Stock Option (right to buy) 7.50 2010-12-21 4 M 0 2754 0 D 2016-09-03 Common Stock 2754 5049 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010. On the date of grant, 3,012 shares were fully vested with the remaining shares vesting at a rate of one forty-eighth per month until fully vested on April 28, 2009. On the date of grant, 1,649 shares were fully vested with the remaining shares vesting at a rate of one forty-eighth per month until fully vested on February 18, 2009. On the date of grant, 2,970 shares were fully vested with the remaining shares vesting at a rate of one forty-eighth per month until fully vested on January 22, 2008. One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 19, 2008). One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (February 25, 2009). One third (1/3rd) of the shares are fully vested on the date of grant, with the remaining shares vesting (starting on the one year anniversary of the date of grant) at a rate of one twenty-fourth (1/24th) per month until fully vested on September 3, 2012. The option is fully vested on the date of grant. Shares vest and become exercisable in three equal annual installments beginning on November 30, 2007. On June 8, 2007, the reporting person was granted an option to purchase 25,000 shares of common stock. Twenty-five percent of the shares subject to the option shall begin vesting ratably monthly over a two-year period based on Nanometric's satisfaction of certain performance criteria for each of the second, third and fourth fiscal quarters of 2007 and the second, third and fourth fiscal quarters combined. The performance criteria for the second fiscal quarter were satisfied on August 1, 2007, resulting in the vesting commencement of 6,250 shares on that date. /s/ James P. Moniz, Attorney-in-Fact 2010-12-23 -----END PRIVACY-ENHANCED MESSAGE-----