-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AuqwkzBlAeEcsvJlEB2IJMnmRYR2NBUnl5bTGl8nITwsfzrgeL4pPzunNx1y+ZaQ GsV/1jNp6YyrVYYeo6L4AA== 0001104659-08-008564.txt : 20080208 0001104659-08-008564.hdr.sgml : 20080208 20080208161541 ACCESSION NUMBER: 0001104659-08-008564 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071031 FILED AS OF DATE: 20080208 DATE AS OF CHANGE: 20080208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dox Joseph F CENTRAL INDEX KEY: 0001399838 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13470 FILM NUMBER: 08589357 BUSINESS ADDRESS: BUSINESS PHONE: 408-435-9600 MAIL ADDRESS: STREET 1: C/O NANOMETRICS INCORPORATED STREET 2: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NANOMETRICS INC CENTRAL INDEX KEY: 0000704532 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 942276314 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-435-9600 MAIL ADDRESS: STREET 1: 1550 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 4 1 a4.xml 4 X0202 4 2007-10-31 0 0000704532 NANOMETRICS INC NANO 0001399838 Dox Joseph F 1550 BUCKEYE DRIVE MILPITAS CA 95035 1 0 0 0 Common Stock 2007-10-31 4 J 0 216 10.41 D 485 D Common Stock 2008-01-02 4 A 0 2000 0 A 2485 D Common Stock 2007-10-31 4 J 0 6 10.41 D 305 I See footnote Common Stock 2007-10-31 4 J 0 6 10.41 D 1125 I See footnote Shares were forfeited pursuant to an escrow agreement entered into on January 25, 2006 in connection with the acquisition of Accent Optical Technologies, Inc. ("Accent") by the Issuer in satisfaction of certain claims made by the Issuer arising under the merger agreement by and among Issuer, Alloy Merger Corporation, Accent and Sanford S. Wadler, as Stockholder Agent, as amended. Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units shall vest in three equal annual installments, with the first vesting event occurring on the later of the first anniversary of the date of grant and the opening of any applicable Company trading window; the second vesting event occurring on the later of the second anniversary of the date of grant and the opening of any applicable Company trading window; and the third vesting event occurring on the later of the third anniversary of the date of grant and the opening of any applicable Company trading window. Shares are held directly by the Alexia Dox Trust (the "AD Trust"). Ira Greenspan is the Trustee of the AD Trust and has sole voting and investment power over the shares held by the AD Trust. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Shares are held directly by the Emilie Dox Trust (the "ED Trust"). Ira Greenspan is the Trustee of the ED Trust and has sole voting and investment power over the shares held by the ED Trust. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Quentin B. Wright, by power of attorney 2008-02-08 -----END PRIVACY-ENHANCED MESSAGE-----