10KSB/A 1 a07-3660_110ksba.htm 10KSB/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

FORM 10-KSB/A

(Amendment No. 1)

x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended October 31, 2006

Commission File Number:  0-11518

PPT VISION, INC.

(Name of Small Business Issuer in its Charter)

MINNESOTA

 

41-1413345

(State or other jurisdiction
of incorporation or organization)

 

(I.R.S. Employer
Identification No.)

 

 

 

12988 Valley View Road
Eden Prairie, MN  55344

(Address of principal executive offices, including zip code)

 

 

 

Registrant’s telephone number, including area code:  (952) 996-9500

 

 

 

Securities registered pursuant to Section 12(b) of the Act:  None

 

 

 

Securities registered pursuant to Section 12(g) of the Act:

(1) Common Stock $.10 par value (2) Preferred Stock Purchase Rights

 

Check whether the issuer is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act  o

Check whether the issuer (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.   YES    x    NO    o

Check if there is no disclosure of delinquent filers in response to Item 405 of Regulation S-B contained in this form, and no disclosure will be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-KSB or any amendment to this Form 10-KSB.  x

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  YES   o    NO   x

State issuer’s revenues for its most recent fiscal year:  $5,693,000

The aggregate market value of the voting stock held by nonaffiliates of the issuer (based on the closing sale price of its stock as reported by the OTC Bulletin Board) as of December 4, 2006 was $638,000.

The Company had 4,545,773 shares of common stock, $.10 par value outstanding on January 19, 2007..

DOCUMENTS INCORPORATED BY REFERENCE

The information called for by Part III of this Form 10-KSB will be incorporated by reference from the definitive proxy statement for the annual meeting of shareholders to be held on March 8, 2007.

 




EXPLANATORY NOTE

This is Amendment No. 1 to the Registrant’s Annual Report on Form 10-KSB for the year ended October 31, 2006, which was originally filed with the Securities and Exchange Commission on January 26, 2007.   This amendment is being filed to include the number of shares of the Registrant outstanding common stock note cover page and to provide a current Consent of Virchow, Krause & Company, LLP, the independent public accountants.

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SIGNATURES

Pursuant to the requirements of Section 13 of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

PPT VISION, INC.

 

 

 

 

 

 

 

Date: February 7, 2007

 

 

By:

/s/Joseph C. Christenson

 

 

 

 

 

 

Joseph C. Christenson, President, Director

 

 

 

 

 

(Principal Executive Officer and Chief Financial Officer)

 

 

 

 

 

 

 

 

 

 

 

 

 

Date: February 7, 2007

 

/s/ Robert W. Heller, Director*

 

 

 

Robert W. Heller, Director

 

 

 

 

Date: February 7, 2007

 

/s/ Peter R. Peterson, Director*

 

 

 

Peter R. Peterson, Director

 

 


*Signature Pursuant to Power of Attorney dated January 26, 2007

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