UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q/A
[X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended: DECEMBER 31, 2016
or
[ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from ______________________ to ______________________
Commission File Number: 2-78335-NY
(Exact name of registrant as specified in its charter)
| Nevada | 90-0114535 | |
| (State
or other jurisdiction of incorporation or organization) |
(I.R.S.
Employer identification Number) |
| 5348 Vegas Drive, # 237 Las Vegas, | NV 89108 | |
| (Address of principal executive offices) | (Zip Code) |
702-475-5430
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or such shorter period that the registrant was required to file such reports) and (2) has been subject to such filing requirements for the past 90 days.
Yes [X] No [ ]
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (ss.232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
Yes [X] No [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
| Large accelerated filer [ ] | Accelerated filer [ ] |
| Non-accelerated filer [ ] | Smaller reporting company [X] |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes [ ] No [X]
Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date: As of May 22, 2017, there were 15,838,595 shares of the registrant’s $0.001 par value Common Stock issued and outstanding, excluding 5,673,327 shares reserved for a special dividend distribution, after adjustment for a 1:1,500 reverse split which came into effect March 15, 2012.
EXPLANATORY NOTE - AMENDMENT
The purpose of this Amendment No. 1 to the Quarterly Report on Form 10-Q/A for the quarterly period ended December 31, 2016 of PHI Group, Inc. (the “Company” or “registrant”) filed with the Securities and Exchange Commission on May 22, 2017 (the “Form 10-Q”) is to correctly state the current issued and outstanding amount of shares of common stock of the Company issued as of May 22, 2017 as follows:
“Indicate the number of shares outstanding of each of the issuer’s classes of common stock, as of the latest practicable date: As of May 22, 2017, there were 15,838,595 shares of the registrant’s $0.001 par value Common Stock issued and outstanding, excluding 5,673,327 shares reserved for a special dividend distribution, after adjustment for a 1:1,500 reverse split which came into effect March 15, 2012.”
No other changes have been made to the Form 10-Q/A filed on May 22, 2017.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| PHI GROUP, INC. | ||
| (Registrant) | ||
| Date: May 23, 2017 | By: | /s/ Henry D. Fahman |
| Henry D. Fahman | ||
| President and Chief Executive Officer | ||
| (Principal Executive Officer) | ||
| Date: May 23, 2017 | By: | /s/ Henry D. Fahman |
| Henry D. Fahman | ||
| Acting Chief Financial Officer | ||
| (Principal Financial and Accounting Officer) | ||