-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HYZjxTcv2R43l+BaYBrVxrHoh/wi4v7sdY+qocV+GJF76uVGMHcUAtwv4JxKaRT8 C+6DZFS6uknrRC82D5bjdQ== 0001140361-09-009190.txt : 20090407 0001140361-09-009190.hdr.sgml : 20090407 20090407175231 ACCESSION NUMBER: 0001140361-09-009190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090402 FILED AS OF DATE: 20090407 DATE AS OF CHANGE: 20090407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSON JACQUELINE M CENTRAL INDEX KEY: 0000897686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32560 FILM NUMBER: 09738384 MAIL ADDRESS: STREET 1: 811 SW NAITO PARKWAY STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSON CHESTER L F CENTRAL INDEX KEY: 0000898196 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32560 FILM NUMBER: 09738386 MAIL ADDRESS: STREET 1: 811 SW NAITO PARKWAY STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ICOP DIGITAL, INC CENTRAL INDEX KEY: 0001094572 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 841493152 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 16801 WEST 116TH STREET CITY: LENEXA STATE: KS ZIP: 66219 BUSINESS PHONE: 913-338-5550 MAIL ADDRESS: STREET 1: 16801 WEST 116TH STREET CITY: LENEXA STATE: KS ZIP: 66219 FORMER COMPANY: FORMER CONFORMED NAME: VISTA EXPLORATION CORP DATE OF NAME CHANGE: 20011011 FORMER COMPANY: FORMER CONFORMED NAME: BAIL CORP DATE OF NAME CHANGE: 19990907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAULSON CAPITAL CORP CENTRAL INDEX KEY: 0000704159 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32560 FILM NUMBER: 09738385 BUSINESS ADDRESS: STREET 1: 811 SW NAITO PARKWAY STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 BUSINESS PHONE: 5032436000 MAIL ADDRESS: STREET 1: 811 SW NAITO PARKWAY STREET 2: SUITE 200 CITY: PORTLAND STATE: OR ZIP: 97204 4 1 doc1.xml FORM 4 X0303 4 2009-04-02 1 0001094572 ICOP DIGITAL, INC ICOP 0000704159 PAULSON CAPITAL CORP 811 SW NAITO PARKWAY SUITE 200 PORTLAND OR 97204 0 0 0 1 See Footnote (1) 0000897686 PAULSON JACQUELINE M 811 SW NAITO PARKWAY SUITE 200 PORTLAND OR 97204 0 0 0 1 See Footnote (1) 0000898196 PAULSON CHESTER L F 811 SW NAITO PARKWAY SUITE 200 PORTLAND OR 97204 0 0 0 1 See Footnote (1) Warrants (Right to buy Common Stock) 6.19 2009-04-02 4 J 0 20000 0.00 D 2005-07-08 2010-07-08 Common Stock 20000 482075 I See Footnote Form filed by more than one reporting person. In addition to Paulson Capital Corp. ("PLCC"), the following are reporting parties: Chester L.F. Paulson, Jacqueline M. Paulson, Paulson Family LLC ("LLC") and Paulson Investment Company, Inc. ("PICI"). These reporting parties collectively owned over 10% prior to the transactions reported on this Form 4. The address for each of the reporting parties is the same as that provided for PLCC. PICI is a registered broker-dealer and a wholly owned subsidiary of PLCC. Mr. and Mrs. Paulson are controlling managers of the LLC, which is a controlling shareholder of PLCC, which is the parent company of PICI. Mr. and Mrs. Paulson and the LLC expressly disclaim any beneficial ownership of securities held in the name of PLCC and PICI. The publicly-traded warrants surrendered on April 2, 2009 were returned to the issuer for cancellation without consideration. Carol A. Rice, Attorney-in-Fact for Chester L.F. Paulson 2009-04-07 Carol A. Rice, Authorized Agent for Paulson Capital Corp. 2009-04-07 Carol A. Rice, Authorized Agent for Paulson Investment Co., Inc. 2009-04-07 Carol A. Rice, Authorized Agent for Paulson Family LLC 2009-04-07 Carol A. Rice, Attorney-in-Fact for Jacqueline M. Paulson 2009-04-07 -----END PRIVACY-ENHANCED MESSAGE-----