0001012975-15-000643.txt : 20150817
0001012975-15-000643.hdr.sgml : 20150817
20150817200107
ACCESSION NUMBER: 0001012975-15-000643
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150813
FILED AS OF DATE: 20150817
DATE AS OF CHANGE: 20150817
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VBI VACCINES INC.
CENTRAL INDEX KEY: 0000704159
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 930589534
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 THIRD STREET
STREET 2: SUITE 2241
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
BUSINESS PHONE: 6178303031
MAIL ADDRESS:
STREET 1: 222 THIRD STREET
STREET 2: SUITE 2241
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
FORMER COMPANY:
FORMER CONFORMED NAME: PAULSON CAPITAL (DELAWARE) CORP.
DATE OF NAME CHANGE: 20140326
FORMER COMPANY:
FORMER CONFORMED NAME: PAULSON CAPITAL CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GILLIS STEVEN
CENTRAL INDEX KEY: 0001229592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18188
FILM NUMBER: 151059982
MAIL ADDRESS:
STREET 1: 1000 SECOND AVENUE
STREET 2: SUITE 3700
CITY: SEATTLE
STATE: WA
ZIP: 98104
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-08-13
0000704159
VBI VACCINES INC.
VBIV
0001229592
GILLIS STEVEN
C/O ARCH VENTURE PARTNERS
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
1
0
1
0
Common Stock
2015-08-13
4
A
0
650000
2.10
A
4047830
I
By ARCH Venture Fund VI, L.P.
Common Stock
5451
D
Shares purchased in a private investment in public equity transaction on August 13, 2015.
These shares are owned directly by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"). The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"). The Managing Directors of ARCH VI LLC, Robert T. Nelsen, Keith Crandell and Clinton Bybee, are deemed to have voting and dispositive power over the shares and may be deemed to beneficially own certain shares held by ARCH Fund VI. Each of ARCH Partners VI, ARCH VI LLC and the Managing Directors disclaim beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that ARCH Partners VI, ARCH VI LLC and such Managing Directors are the beneficial owners of such securities for Section 16 or any other purpose.
Steven Gillis owns an interest in ARCH Partners VI but does not have voting or investment control over the shares held by ARCH Fund VI and disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
/s/ Steven Gillis
2015-08-17