0001012975-15-000641.txt : 20150817
0001012975-15-000641.hdr.sgml : 20150817
20150817195202
ACCESSION NUMBER: 0001012975-15-000641
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150813
FILED AS OF DATE: 20150817
DATE AS OF CHANGE: 20150817
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VBI VACCINES INC.
CENTRAL INDEX KEY: 0000704159
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 930589534
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 THIRD STREET
STREET 2: SUITE 2241
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
BUSINESS PHONE: 6178303031
MAIL ADDRESS:
STREET 1: 222 THIRD STREET
STREET 2: SUITE 2241
CITY: CAMBRIDGE
STATE: MA
ZIP: 02142
FORMER COMPANY:
FORMER CONFORMED NAME: PAULSON CAPITAL (DELAWARE) CORP.
DATE OF NAME CHANGE: 20140326
FORMER COMPANY:
FORMER CONFORMED NAME: PAULSON CAPITAL CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NELSEN ROBERT
CENTRAL INDEX KEY: 0001219042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18188
FILM NUMBER: 151059965
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BYBEE CLINTON
CENTRAL INDEX KEY: 0001219043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18188
FILM NUMBER: 151059966
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRANDELL KEITH
CENTRAL INDEX KEY: 0001219039
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18188
FILM NUMBER: 151059967
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCH VENTURE PARTNERS VI LLC
CENTRAL INDEX KEY: 0001274412
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18188
FILM NUMBER: 151059968
BUSINESS ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
BUSINESS PHONE: 7733806600
MAIL ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD. #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCH VENTURE PARTNERS VI LP
CENTRAL INDEX KEY: 0001274410
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18188
FILM NUMBER: 151059969
BUSINESS ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
BUSINESS PHONE: 7733806600
MAIL ADDRESS:
STREET 1: C/O ARCH VENTURE PARTNERS
STREET 2: 8725 W. HIGGINS RD #290
CITY: CHICAGO
STATE: IL
ZIP: 60631
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARCH VENTURE FUND VI LP
CENTRAL INDEX KEY: 0001222135
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18188
FILM NUMBER: 151059970
BUSINESS ADDRESS:
STREET 1: 8725 W HIGGINS RD
STREET 2: STE 290
CITY: CHICAGO
STATE: IL
ZIP: 60631
BUSINESS PHONE: 7733806600
MAIL ADDRESS:
STREET 1: 8725 W HIGGINS RD
STREET 2: STE 290
CITY: CHICAGO
STATE: IL
ZIP: 60631
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-08-13
0000704159
VBI VACCINES INC.
VBIV
0001222135
ARCH VENTURE FUND VI LP
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001274410
ARCH VENTURE PARTNERS VI LP
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001274412
ARCH VENTURE PARTNERS VI LLC
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001219039
CRANDELL KEITH
C/O ARCH VENTURE PARTNERS
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001219043
BYBEE CLINTON
C/O ARCH VENTURE PARTNERS
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
0001219042
NELSEN ROBERT
C/O ARCH VENTURE PARTNERS
8725 WEST HIGGINS ROAD, SUITE 290
CHICAGO
IL
60631
0
0
1
0
Common Stock
2015-08-13
4
A
0
650000
2.10
A
4047830
D
Shares purchased in a private investment in public equity transaction on August 13, 2015.
These shares are owned directly by ARCH Venture Fund VI, L.P. ("ARCH Fund VI"). The sole general partner of ARCH Fund VI is ARCH Venture Partners VI, L.P. ("ARCH Partners VI"). The sole general partner of ARCH Partners VI is ARCH Venture Partners VI, LLC ("ARCH VI LLC"). The Managing Directors of ARCH VI LLC, Robert T. Nelsen, Keith Crandell and Clinton Bybee, are deemed to have voting and dispositive power over the shares and may be deemed to beneficially own certain shares held by ARCH Fund VI. Each of ARCH Partners VI, ARCH VI LLC and the Managing Directors disclaim beneficial ownership of these securities, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that ARCH Partners VI, ARCH VI LLC and such Managing Directors are the beneficial owners of such securities for Section 16 or any other purpose.
/s/ Mark McDonnell as Attorney-in-Fact for Keith Crandell, as Managing Director of the general partner of the general partner of ARCH Venture Fund VI, L.P.
2015-08-17
/s/ Mark McDonnell as Attorney-in-Fact for Keith Crandell, as Managing Director of the general partner ARCH Venture Partners VI, L.P.
2015-08-17
/s/ Mark McDonnell as Attorney-in-Fact for Keith Crandell, as Managing Director of ARCH Venture Partners VI, LLC
2015-08-17
/s/ Mark McDonnell as Attorney-in-Fact for Keith Crandell
2015-08-17
/s/ Mark McDonnell as Attorney-in-Fact for Clinton Bybee
2015-08-17
/s/ Mark McDonnell as Attorney-in-Fact for Robert Nelsen
2015-08-17