-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A5OaR04SA8NWatVl2Cg6JPc0XbsynwAWtVnguPhKBoDm+oOW+VniUUJrWWakxdS7 p4GIgTdirY6PHLedp4uW9Q== 0000070415-97-000061.txt : 19971014 0000070415-97-000061.hdr.sgml : 19971014 ACCESSION NUMBER: 0000070415-97-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970903 FILED AS OF DATE: 19971010 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GTS DURATEK INC CENTRAL INDEX KEY: 0000785186 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HELP SUPPLY SERVICES [7363] IRS NUMBER: 222476180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-14292 FILM NUMBER: 97694150 BUSINESS ADDRESS: STREET 1: 8955 GUILFORD RD SUITE 200 CITY: COLUMBIA STATE: MD ZIP: 21046 BUSINESS PHONE: 4103125100 MAIL ADDRESS: STREET 1: 8955 GUILFORD RD SUITE 200 STREET 2: 8955 GUILFORD RD SUITE 200 CITY: COLUMBIA STATE: MD ZIP: 21046 FORMER COMPANY: FORMER CONFORMED NAME: DURATEK CORP DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: NATIONAL PATENT DEVELOPMENT CORP CENTRAL INDEX KEY: 0000070415 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] OWNER IRS NUMBER: 131926739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 9 W 57TH ST STREET 2: STE 4170 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2128268500 4 1 FORM 4 - 9/3/97 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person National Patent Development, Corporation 9 West 57 Street - Suite 4170 New York, NY 10019 2. Issuer Name and Ticker or Trading Symbol GTS Duratek, Inc. (DRTK) 3. IRS or Social Security Number of Reporting Person (Voluntary) 13-1926739 4. Statement for Month/Year 9/3/97 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |9/03/9|S | |2,000 |D |$10.375 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/04/9|S | |2,000 |D |$10.375 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/05/9|S | |2,000 |D |$10.375 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/08/9|S | |4,000 |D |$10.906 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/09/9|S | |4,000 |D |$11.656 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/10/9|S | |8,000 |D |$13.265 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/10/9|T | |20,000 |D |$1.90 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/11/9|S | |2,000 |D |$12.875 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/15/9|S | |2,000 |D |$13.500 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/17/9|S | |2,000 |D |$13.125 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/18/9|S | |6,000 |D |$13.541 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/19/9|S | |6,000 |D |$14.125 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/22/9|T | |7,500 |D |$1.90 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/22/9|S | |6,000 |D |$14.791 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/23/9|S | |2,000 |D |$14.750 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/23/9|T | |4,000 |D |$1.90 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/24/9|S | |2,000 |D |$14.813 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/25/9|S | |4,000 |D |$14.813 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/25/9|T | |1,750 |D |$1.90 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/29/9|T | |2,000 |D |$1.90 | | | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |9/30/9|T | |6,000 |D |$1.90 |1,640,222 |D | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$1.90 |9/10/|X | |20,000 |D | | |Common Stock|20,000 |$1.90 | | | | (Obligation to Sell) | |97 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$1.90 |9/22/|X | |7,500 |D | | |Common Stock|7,500 |$1.90 | | | | | |97 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$1.90 |9/23/|X | |4,000 |D | | |Common Stock|4,000 |$1.90 | | | | | |97 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$1.90 |9/25/|X | |1,750 |D | | |Common Stock|1,750 |$1.90 | | | | | |97 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$1.90 |9/29/|X | |2,000 |D | | |Common Stock|2,000 |$1.90 | | | | | |97 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| |$1.90 |9/30/|X | |6,000 |D | | |Common Stock|6,000 |$1.90 |182,000 |D | | | |97 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON Lydia M. DeSantis, Corporate Secretary DATE October 10, 1997 -----END PRIVACY-ENHANCED MESSAGE-----