0001677229-17-000004.txt : 20170727 0001677229-17-000004.hdr.sgml : 20170727 20170727062659 ACCESSION NUMBER: 0001677229-17-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170725 FILED AS OF DATE: 20170727 DATE AS OF CHANGE: 20170727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chen Tian Qiao CENTRAL INDEX KEY: 0001677229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17984339 MAIL ADDRESS: STREET 1: 8 STEVENS ROAD CITY: SINGAPORE STATE: U0 ZIP: 257819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shanda Asset Management Investment Ltd CENTRAL INDEX KEY: 0001672562 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17984335 BUSINESS ADDRESS: STREET 1: 8 STEVENS ROAD CITY: SINGAPORE STATE: U0 ZIP: 257819 BUSINESS PHONE: 65 6381 0060 MAIL ADDRESS: STREET 1: 8 STEVENS ROAD CITY: SINGAPORE STATE: U0 ZIP: 257819 FORMER NAME: FORMER CONFORMED NAME: Shanda Asset Management Holdings Ltd DATE OF NAME CHANGE: 20160802 FORMER NAME: FORMER CONFORMED NAME: Shanda Payment Investment Ltd DATE OF NAME CHANGE: 20160419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shanda Investment Group Ltd CENTRAL INDEX KEY: 0001633666 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17984337 BUSINESS ADDRESS: STREET 1: 8 STEVENS ROAD CITY: SINGAPORE STATE: U0 ZIP: 257819 BUSINESS PHONE: 65-63610068 MAIL ADDRESS: STREET 1: FIRST REGISTER OFFICE STREET 2: WOODBOURNE HALL, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 FORMER NAME: FORMER CONFORMED NAME: Premium Lead Co Ltd. DATE OF NAME CHANGE: 20150211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shanda Media LTD CENTRAL INDEX KEY: 0001318400 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17984338 BUSINESS ADDRESS: STREET 1: NO. 1 OFFICE BUILDING, NO. 690 STREET 2: PUDONG, NEW AREA CITY: SHANGHAI STATE: F4 ZIP: 201203 BUSINESS PHONE: 8621-5050-4740 MAIL ADDRESS: STREET 1: NO. 1 OFFICE BUILDING, NO. 690 STREET 2: PUDONG, NEW AREA CITY: SHANGHAI STATE: F4 ZIP: 201203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shanda Technology Overseas Capital Co. CENTRAL INDEX KEY: 0001633667 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17984336 BUSINESS ADDRESS: STREET 1: 8 STEVENS ROAD CITY: SINGAPORE STATE: U0 ZIP: 257819 BUSINESS PHONE: 65-63610068 MAIL ADDRESS: STREET 1: REGISTERED OFFICE, CRICKET SQUARE STREET 2: HUTCHINS DRIVE, PO BOX 2681 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-07-25 0 0000704051 LEGG MASON, INC. LM 0001677229 Chen Tian Qiao 8 STEVENS ROAD SINGAPORE U0 257819 SINGAPORE 1 0 0 0 0001318400 Shanda Media LTD NO. 1 OFFICE BUILDING, NO. 690 PUDONG, NEW AREA SHANGHAI F4 201203 CHINA 1 0 0 0 0001633666 Shanda Investment Group Ltd FIRST REGISTER OFFICE WOODBOURNE HALL, ROAD TOWN TORTOLA D8 00000 VIRGIN ISLANDS, BRITISH 1 0 0 0 0001633667 Shanda Technology Overseas Capital Co. REGISTERED OFFICE, CRICKET SQUARE HUTCHINS DRIVE, PO BOX 2681 GRAND CAYMAN E9 KY1-1111 CAYMAN ISLANDS 1 0 0 0 0001672562 Shanda Asset Management Investment Ltd 8 STEVENS ROAD SINGAPORE U0 257819 SINGAPORE 1 0 0 0 Common Stock 2017-07-25 4 A 0 3041 0 A 6424 D Common Stock 5567653 I See Footnote Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason, Inc.'s 2013 Annual Meeting of Stockholders. These shares of Common Stock are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited. /s/ Tianqiao Chen 2017-07-27 /s/ Tianqiao Chen, Director of Shanda Media Limited 2017-07-27 /s/ Tianqiao Chen, Director of Shanda Investment Group Limited 2017-07-27 /s/ Tianqiao Chen, Director of Shanda Technology Overseas Capital Company Limited 2017-07-27 /s/ Tianqiao Chen, Director of Shanda Asset Management Investment Limited 2017-07-27