0001677229-16-000006.txt : 20160824
0001677229-16-000006.hdr.sgml : 20160824
20160824070346
ACCESSION NUMBER: 0001677229-16-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160819
FILED AS OF DATE: 20160824
DATE AS OF CHANGE: 20160824
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHANDA ASSET MANAGEMENT HOLDINGS Ltd
CENTRAL INDEX KEY: 0001622346
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 161848246
BUSINESS ADDRESS:
STREET 1: COMMERCE HOUSE, WICKHAMS CAY 1,
STREET 2: ROAD TOWN,
CITY: TORTOLA,
STATE: D8
ZIP: VG1110
BUSINESS PHONE: (65) 63610068
MAIL ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
FORMER NAME:
FORMER CONFORMED NAME: Shanda Payment Holdings Ltd.
DATE OF NAME CHANGE: 20141015
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanda Technology Overseas Capital Co.
CENTRAL INDEX KEY: 0001633667
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 161848247
BUSINESS ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
BUSINESS PHONE: 65-63610068
MAIL ADDRESS:
STREET 1: REGISTERED OFFICE, CRICKET SQUARE
STREET 2: HUTCHINS DRIVE, PO BOX 2681
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanda Investment Group Ltd
CENTRAL INDEX KEY: 0001633666
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 161848248
BUSINESS ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
BUSINESS PHONE: 65-63610068
MAIL ADDRESS:
STREET 1: FIRST REGISTER OFFICE
STREET 2: WOODBOURNE HALL, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: 00000
FORMER NAME:
FORMER CONFORMED NAME: Premium Lead Co Ltd.
DATE OF NAME CHANGE: 20150211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanda Media LTD
CENTRAL INDEX KEY: 0001318400
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 161848249
BUSINESS ADDRESS:
STREET 1: NO. 1 OFFICE BUILDING, NO. 690
STREET 2: PUDONG, NEW AREA
CITY: SHANGHAI
STATE: F4
ZIP: 201203
BUSINESS PHONE: 8621-5050-4740
MAIL ADDRESS:
STREET 1: NO. 1 OFFICE BUILDING, NO. 690
STREET 2: PUDONG, NEW AREA
CITY: SHANGHAI
STATE: F4
ZIP: 201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chen Tian Qiao
CENTRAL INDEX KEY: 0001677229
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 161848250
MAIL ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-08-19
0
0000704051
LEGG MASON, INC.
LM
0001677229
Chen Tian Qiao
8 STEVENS ROAD
SINGAPORE
U0
257819
SINGAPORE
0
0
1
0
0001318400
Shanda Media LTD
NO. 1 OFFICE BUILDING, NO. 690
PUDONG, NEW AREA
SHANGHAI
F4
201203
CHINA
0
0
1
0
0001633666
Shanda Investment Group Ltd
FIRST REGISTER OFFICE
WOODBOURNE HALL, ROAD TOWN
TORTOLA
D8
00000
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001633667
Shanda Technology Overseas Capital Co.
REGISTERED OFFICE, CRICKET SQUARE
HUTCHINS DRIVE, PO BOX 2681
GRAND CAYMAN
E9
KY1-1111
CAYMAN ISLANDS
0
0
1
0
0001622346
SHANDA ASSET MANAGEMENT HOLDINGS Ltd
8 STEVENS ROAD
SINGAPORE
U0
257819
SINGAPORE
0
0
1
0
Put Option (obligation to buy)
14
2016-08-19
5
E
0
E
49000
0
D
2016-07-06
2016-08-19
Common Stock
4900000
0
I
Please see footnote
The put options set forth in Table II represented an obligation on the part of Shanda Asset Management Holdings Limited to buy the underlying common stock from the holders of such options, at such holders' discretion and were sold by Shanda Asset Management Holdings Limited before the reporting persons became subject to Section 16. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Holdings Limited.
/s/ Tianqiao Chen
2016-08-24
/s/ Tianqiao Chen, Director of Shanda Media Limited
2016-08-24
/s/ Tianqiao Chen, Director of Shanda Investment Group Limited
2016-08-24
/s/ Tianqiao Chen, Director of Shanda Technology Overseas Capital Company Limited
2016-08-24
/s/ Tianqiao Chen, Director of Shanda Asset Management Holdings Limited
2016-08-24