-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WFVdMzXeu52lgr+xTAMaExRfLhAsDz79Ly4K9tn8RPk+4XB2dNjanZKQwh3VIZVw MTVxnoYyIhLn8E694YQsLw== 0001459765-09-000001.txt : 20091103 0001459765-09-000001.hdr.sgml : 20091103 20091103152440 ACCESSION NUMBER: 0001459765-09-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091030 FILED AS OF DATE: 20091103 DATE AS OF CHANGE: 20091103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nattans Jeffrey A CENTRAL INDEX KEY: 0001459765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 091154302 MAIL ADDRESS: STREET 1: 100 LIGHT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-10-30 0 0000704051 LEGG MASON INC LM 0001459765 Nattans Jeffrey A 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Executive Vice President Common Stock 30851 D Phantom Stock 2009-10-30 4 A 0 4.37 28.81 A Common Stck 4.37 4195.91 D Includes the acquisition of 301.22 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan from August 4, 2009 to October 26, 2009 at prices ranging from $26.71 to $32.82. Phantom Stock Units acquired purusant to and under the conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of Form 10-K for the fiscal year ended March 31, 2009. 1-for-1 /s/ Erin L. Clark, Attorney-in-fact for Jeffrey A. Nattans 2009-11-03 -----END PRIVACY-ENHANCED MESSAGE-----