0001193125-20-215031.txt : 20200810 0001193125-20-215031.hdr.sgml : 20200810 20200810171151 ACCESSION NUMBER: 0001193125-20-215031 CONFORMED SUBMISSION TYPE: 25 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200810 DATE AS OF CHANGE: 20200810 EFFECTIVENESS DATE: 20200810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 25 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 201090268 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 25 1 d907707d25.htm 25 25

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 25

 

 

NOTIFICATION OF REMOVAL FROM LISTING

AND/OR REGISTRATION UNDER SECTION 12(b)

OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number: 001-08529

 

 

Legg Mason, Inc.

(as issuer)

 

 

New York Stock Exchange

(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)

100 International Drive

Baltimore, MD 21202

(410) 539-0000

(Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices)

5.45% Junior Subordinated Notes due 2056

6.375% Junior Subordinated Notes due 2056

(Description of class of securities)

 

 

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

 

  ☐

17 CFR 240.12d2-2(a)(1)

 

  ☐

17 CFR 240.12d2-2(a)(2)

 

  ☐

17 CFR 240.12d2-2(a)(3)

 

  ☐

17 CFR 240.12d2-2(a)(4)

 

  ☐

Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.1

 

  ☒

Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing voluntary withdrawal of the class of securities from listing and registration on the Exchange.

 

1 

Form 25 and attached Notice will be considered compliance with the provisions of 17 CFR 240.19d-1 as applicable. See General Instructions.

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, Legg Mason, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.

 

    LEGG MASON, INC.
DATE: August 10, 2020   By:  

 /s/ Gwen L Shaneyfelt

    Name: Gwen L. Shaneyfelt
    Title:   Vice President and Chief Financial Officer

 

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