<SEC-DOCUMENT>0001193125-20-039600-index.html : 20200218 <SEC-HEADER>0001193125-20-039600.hdr.sgml : 20200218 <ACCEPTANCE-DATETIME>20200218074437 ACCESSION NUMBER: 0001193125-20-039600 CONFORMED SUBMISSION TYPE: DFAN14A PUBLIC DOCUMENT COUNT: 18 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200218 EFFECTIVENESS DATE: 20200218 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: DFAN14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 20623527 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN RESOURCES INC CENTRAL INDEX KEY: 0000038777 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 132670991 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: DFAN14A BUSINESS ADDRESS: STREET 1: ONE FRANKLIN PARKWAY STREET 2: BUILDING 920 CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-312-2000 MAIL ADDRESS: STREET 1: FRANKLIN RESOURCES INC STREET 2: ONE FRANKLIN PARKWAY CITY: SAN MATEO STATE: CA ZIP: 94403 </SEC-HEADER> <DOCUMENT> <TYPE>DFAN14A <SEQUENCE>1 <FILENAME>d891122ddfan14a.htm <DESCRIPTION>DFAN14A <TEXT> Document 1 - file: d891122ddfan14a.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>g891122ex99_2s10g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: g891122ex99_2s10g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>g891122ex99_2s11g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: g891122ex99_2s11g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>g891122ex99_2s12g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: g891122ex99_2s12g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g891122ex99_2s13g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: g891122ex99_2s13g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g891122ex99_2s14g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g891122ex99_2s14g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g891122ex99_2s15g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: g891122ex99_2s15g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>g891122ex99_2s1g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: g891122ex99_2s1g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>g891122ex99_2s2g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: g891122ex99_2s2g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>g891122ex99_2s3g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: g891122ex99_2s3g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>g891122ex99_2s4g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: g891122ex99_2s4g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>g891122ex99_2s5g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: g891122ex99_2s5g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g891122ex99_2s6g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g891122ex99_2s6g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g891122ex99_2s7g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g891122ex99_2s7g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>g891122ex99_2s8g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 15 - file: g891122ex99_2s8g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>g891122ex99_2s9g1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 16 - file: g891122ex99_2s9g1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>g891122img1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 17 - file: g891122img1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>g891122img2.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 18 - file: g891122img2.jpg
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