-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FRwGtWNbAhRUZNf+7WtcLwXmVZ8IZIlXnw0pn3SIVos8rJ6KjOEPMRIy65NEEirn oSRxltfOb66MzZXs/4RPLg== 0001096338-01-500085.txt : 20010601 0001096338-01-500085.hdr.sgml : 20010601 ACCESSION NUMBER: 0001096338-01-500085 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010531 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FINOVA GROUP INC CENTRAL INDEX KEY: 0000883701 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 860695381 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-42383 FILM NUMBER: 1651518 BUSINESS ADDRESS: STREET 1: 4800 N. SCOTTSDALE RD. STREET 2: P O BOX 2209 CITY: SCOTTSDALE STATE: AZ ZIP: 85251-7623 BUSINESS PHONE: 4486364800 MAIL ADDRESS: STREET 1: 4800 N. SCOTTSDALE RD. STREET 2: P O BOX 2209 CITY: SCOTTSDALE STATE: AZ ZIP: 85251-7623 FORMER COMPANY: FORMER CONFORMED NAME: GFC FINANCIAL CORP DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 SC 13G/A 1 g13afinova3.txt G13AFINOVA SC 13G/A The FINOVA Group, Inc. Securities and Exchange Commission Washington, D. C. 20549 Schedule 13-G/A Under the Securities and Exchange Act of 1934 The FINOVA Group, Inc. Common Stock CUSIP Number 317928109 Check the following box if a fee is being paid with this statement. [ ] CUSIP No. 317928109 1) Name of reporting person: Legg Mason, Inc. Tax Identification No: 52-1200960 2) Check the appropriate box if a member of a group: a) n/a b) n/a 3) SEC use only 4) Place of organization: Baltimore, Maryland Number of shares beneficially owned by each reporting person with: 5) Sole voting power: - 0 - 6) Shared voting power: 24,100 7) Sole dispositive power: - 0 - 8) Shared dispositive power: 24,100 9) Aggregate amount beneficially owned by each reporting person: 24,100 10) Check if the aggregate amount in row (9) excludes certain shares: n/a 11) Percent of class represented by amount in row (9): 0.039% 12) Type of reporting person: HC Item 1a) Name of issuer: The FINOVA Group, Inc. Item 1b) Address of issuer's principal executive offices: 4800 N. Scottsdale Road Scottsdale, AZ 85251-7623 Item 2a) Name of person filing: Legg Mason, Inc. Item 2b) Address of principal business office: 100 Light Street Baltimore, Maryland 21202 Item 2c) Citizenship: Maryland Corporation Item 2d) Title of class of securities: Common Stock Item 2e) CUSIP number: 317928109 Item 3) If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) , check whether the person filing is a: (a) [ ] Broker or dealer under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act. (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F). (g) [X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G). (h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H). Item 4) Ownership: (a) Amount beneficially owned: 24,100 (b) Percent of Class: 0.039% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: - 0 - (ii) shared power to vote or to direct the vote: 24,100 (iii) sole power to dispose or to direct the disposition of: - 0 - (iv) shared power to dispose or to direct the disposition of: 24,100 Item 5) Ownership of Five Percent or less of a class: [ x ] The shares beneficially owned by LMM, LLC, a subsidiary of Legg Mason, Inc., that were previously reported on Legg Mason, Inc.'s Schedule 13G are now reported on a Schedule 13D filed contemporaneously with this amended filing. Item 6) Ownership of more than Five Percent on behalf of another person: n/a Item 7) Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company: Bingham Legg Advisers, LLC, as investment adviser with disretion Bartlett & Co., as investment adviser with discretion Legg Mason Wood Walker, Inc., as broker/dealer and investment adviser with discretion Legg Mason Trust, fsb, as investment adviser with discretion Item 8) Identification and classification of members of the group: n/a Item 9) Notice of dissolution of group: n/a Item 10) Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ------------------------- Date: 5/31/01 Signature ______________________________________________________________________ Timothy C. Scheve, Sr. Ex. Vice President, Legg Mason, Inc. ------------------------------------------------------------- Name/Title Addendum to Schedule 13G/A filed by Legg Mason, Inc. Tax Identification No. 52-1200960 Shares of The FINOVA Group, Inc. owned a/o 5/31/01 CUSIP 317928109 Shares Sole Shared Sole Shared Name Class Owned V P V P D P D P Bingham Legg Advisers LLC IA 6,150 6,150 6,150 Bartlett & Co. IA 9,375 9,375 9,375 Legg Mason Wood Walker, Inc. BD & IA 8,475 8,475 8,475 Legg Mason Trust, fsb IA 100 100 100
Shares Outstanding 61,156,000 % Owned 0.039%
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