-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NP0VaDeCNgwJTv75h/JE79fIZ6GHAGjVZLiWuskvqKinvXKJiZLGcK1HsJvbtvco aCatZXj2mY5VLZ36uwI7Rg== 0000950168-00-001390.txt : 20000516 0000950168-00-001390.hdr.sgml : 20000516 ACCESSION NUMBER: 0000950168-00-001390 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01700 FILM NUMBER: 633584 BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 13F-HR 1 FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Legg Mason, Inc. Address: 100 Light Street Baltimore, MD 21202 13F File Number: 28-1700 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy C. Scheve Title: Ex. Vice President Phone: 410-454-3232 Signature, Place, and Date of Signing: Timothy C. Scheve Baltimore, MD May 15, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 9 Form 13F Information Table Entry Total: 9,432 Form 13F Information Table Value Total: $24,203,921,668 List of Other Included Managers: No. 13F File Number Name 01 28-1891 Bartlett and Co. 681 02 28-377 Batterymarch Financial Management, Inc. 735 03 28-5034 Berkshire Asset Management, Inc. 63 04 28-2204 Brandywine Asset Management, Inc. 1403 05 28-1062 Gray, Seifert & Co., Inc. 517 06 28-1701 Legg Mason Capital Management, Inc. 114 07 28-1599 Legg Mason Fund Adviser, Inc. 5975 08 28-5474 Legg Mason Wood Walker, Incorporated 263 09 Bingham Legg Advisers LLC
FORM 13F Name of Reporting Manager: Bartlett - Inst ID# 71934 Run Date: 04/14/2000 For Positions Held as of 03/31/2000 -------------------------- S.E.C. Use Only -------------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- 3 Cities Fm Inc. Cl B COM 9990269A7 10 975 3 Com Corp. COM 885535104 858,016 15,425 A D C Telecommunications Inc. COM 000886101 19,287 358 Abbott Laboratories COM 002824100 14,331,369 407,280 ABN Amro Hldg NV Sponsored ADR COM 000937102 43,689 1,931 Accel Intl Corp COM 004299103 70,215 93,620 Aceto Corp. COM 004446100 22,500 2,500 ACNielsen Corp. COM 004833109 83,385 3,706 Active Software Inc COM 00504E100 7,315 115 Adams Express COM 006212104 22,201 594 Adecco Sa Sponsored ADR COM 006754105 10,252 116 Adidas Salomon AG COM D0066B102 3,054 55 Adobe Systems Inc. COM 00724F101 506,474 4,550 Advanced Micro Devices Inc. COM 007903107 627,693 11,000 Aegon NV - ORD COM 007924103 339,895 4,219 Aetna Inc. COM 008117103 245,027 4,400 Affymetrix Inc. COM 00826T108 535,119 3,605 Aflac Corp. New COM 001055102 80,647 1,770 Airborne Freight Corp. COM 009266107 6,000 250 AK Steel Holding Corp. COM 001547108 10,375 1,000 AKZO Nobel NV Spons ADR COM 010199305 371,677 8,631 Alabama Power Capt Trust II COM 010388205 21,750 1,000 Alberta Energy Co Ltd COM 012873105 9,204,846 303,660 Albertson's Inc. COM 013104104 624,650 20,150 Alcatel Alsthom Sponsored ADR COM 013904305 6,133,995 140,004 Alcoa Inc COM 013817200 26,750 500 Alcoa Inc. COM 013817101 78,680 1,120 Allegheny Energy Inc. COM 017361106 195,697 7,100 Allen Telecom Inc. COM 018091108 721,991 45,300 Allergan Inc. COM 018490102 160,000 3,200 Allergan Specialty Therap-A COM 018494104 1,090 80 Alliance Financial Corp Ny COM 019205103 94,104 4,736 Alliant Techsystem COM 018804104 589 10 Allied Irish Banks Plc COM 019228402 1,816,388 94,050 Allstate Financing I 7.95% Cum COM 020013207 22,500 1,000 Alltel Corp. COM 020039103 226,270 3,588 ALZA Corp. Com COM 022615108 450,756 12,000 Amazon.com, Inc. COM 023135106 23,115 345 AMB Property Corp COM 00163T109 32,250 1,500 Ameren Corp. COM 023608102 36,074 1,166 America Online Inc. COM 02364J104 1,777,418 26,430 American Electric Power Co COM 025537101 283,379 9,505 American Express Co. COM 025816109 8,260,448 55,462 American General Corp. COM 026351106 337,873 6,020 American Home Products Corp. COM 026609107 8,400,410 156,651 American International Group Inc. COM 026874107 1,201,680 10,974 American Power Conversion COM 029066107 42,875 1,000 American Tower System Corp Cl A COM 029912201 158,000 3,200 Ames Department Stores Inc. New COM 030789507 15,966 650 AMFM Inc COM 001693100 75,793 1,220 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ 3 Cities Fm Inc. Cl B X 975 3 Com Corp. X 15,425 A D C Telecommunications Inc. X 358 Abbott Laboratories X X 48,700 358,580 ABN Amro Hldg NV Sponsored ADR X 1,931 Accel Intl Corp X 93,620 Aceto Corp. X 2,500 ACNielsen Corp. X 3,706 Active Software Inc X 115 Adams Express X 594 Adecco Sa Sponsored ADR X 116 Adidas Salomon AG X 55 Adobe Systems Inc. X 4,550 Advanced Micro Devices Inc. X 11,000 Aegon NV - ORD X X 4,219 Aetna Inc. X 4,400 Affymetrix Inc. X 3,605 Aflac Corp. New X 1,770 Airborne Freight Corp. X 250 AK Steel Holding Corp. X 1,000 AKZO Nobel NV Spons ADR X X 8,631 Alabama Power Capt Trust II X 1,000 Alberta Energy Co Ltd X 303,660 Albertson's Inc. X 20,150 Alcatel Alsthom Sponsored ADR X 18,100 121,904 Alcoa Inc X 500 Alcoa Inc. X 1,120 Allegheny Energy Inc. X X 7,100 Allen Telecom Inc. X 45,300 Allergan Inc. X 3,200 Allergan Specialty Therap-A X 80 Alliance Financial Corp Ny X 4,736 Alliant Techsystem X 10 Allied Irish Banks Plc X 94,050 Allstate Financing I 7.95% Cum X 1,000 Alltel Corp. X 3,588 ALZA Corp. Com X 12,000 Amazon.com, Inc. X X 345 AMB Property Corp X 1,500 Ameren Corp. X 1,166 America Online Inc. X X 26,430 American Electric Power Co X X 9,505 American Express Co. X X 55,462 American General Corp. X 6,020 American Home Products Corp. X X 156,651 American International Group Inc. X 10,974 American Power Conversion X 1,000 American Tower System Corp Cl A X 3,200 Ames Department Stores Inc. New X 650 AMFM Inc X 1,220
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Amgen Inc. COM 031162100 1,258,188 20,500 Ampal Amern Israel Corp. COM 032015307 182,970 3,210 AMR Corp. COM 001765106 1,758,225 55,160 AMREP Corp. COM 032159105 321 54 Anadarko Pete Corp. COM 032511107 1,209,851 31,272 Analog Devices Inc. COM 032654105 338,203 4,198 Ancor Communications Inc COM 03332K108 16,450 400 Angelica Corp. COM 034663104 20,870 2,100 Anheuser-Busch Companies Inc. COM 035229103 19,993,642 321,183 Anicom Inc. COM 035250109 121,260 20,000 Anixter International Inc. COM 035290105 39,025 1,400 Antex Corp. COM 036730109 0 2,000 Apartment Investment & Mgt Co Class A COM 03748R101 31,651 829 Apple Computer COM 037833100 760,553 5,600 Applied Innovation Inc. COM 037916103 5,300 400 Applied Materials Inc. COM 038222105 622,050 6,600 APT Satellite Holdings Ltd ADR COM 00203R105 348,780 60,000 Archer-Daniels Midland Co. COM 039483102 200,829 19,357 Argosy Gaming Co COM 040228108 7,125 500 Asc Avcan Sys Corp COM 001906106 2,302 2,000 Associates First Capital Corp. COM 046008108 10,119 472 Astrazena PLC -Spons ADR COM 046353108 81,284 2,007 AT & T Corp. COM 001957109 25,250,794 448,903 At Home Corp. Cl A COM 045919107 1,262,349 38,325 AT&T Corp - Liberty Media - A COM 001957208 19,977,797 337,178 Atlantic Richfield Co. COM 048825103 4,065,550 47,830 Audiovox Corp. COM 050757103 34,900 800 Australia & New Zealand Bkg COM 052528304 3,938 125 Autolliv, Inc. COM 052800109 27,390 913 Automatic Data Processing COM 053015103 3,391,010 70,280 Autonation Inc COM 05329W102 7,938 1,000 Autozone Inc. COM 053332102 369,075 13,300 Aventis COM 053561106 1,301,346 24,099 Avery Dennison Corp. COM 053611109 73,276 1,200 AXA Financial Inc COM 002451102 37,741 1,052 AXA-UAP - Sponsored ADR COM 054536107 13,262 185 B A S F A G COM 055262505 4,034 85 Ball Corp. COM 058498106 53,123 1,537 Ballard Power Systems Inc. COM 05858H104 50,700 600 Banc Stock Group Inc. - Cl A COM 05943C102 2,250 1,000 Banco Bilbao Vizcaya Argentina SA ADR COM 05946K101 44,625 3,000 Banco Bilbao Vizcaya Intl COM 059456400 22,375 1,000 Banco Bradesco SA Sponsored Adr Repstg COM 059460105 2,774 335 Banco Comercial Portugues SA ADS COM 059479303 1,478,874 55,285 Bancwest Corporation COM 059790105 563,823 28,548 Bank Austria Aktieng -Sp ADR COM 060593100 3,604 370 Bank of America Corp. COM 060505104 868,635 16,565 Bank of New York Co. Inc. COM 064057102 323,194 7,776 Bank of Tokyo - Mitsubishi ADR COM 065379109 445,503 31,400 Bank One Corp. COM 06423A103 570,967 16,610 Bank United Capital II-9.60% Cum Trust COM 06651W207 46,250 2,500 Barnes & Noble Inc. COM 067774109 8,050 350 Battle Mountain Gold Co COM 071593107 291 150 Baxter Intl Inc COM 071813109 769,103 12,899 Bayer A G Ord COM D07112119 29,346 650 Bayer AG Spons ADR COM 072730302 375,620 8,370 BB&T Corp. COM 054937107 3,040,570 108,348 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Amgen Inc. X 20,500 Ampal Amern Israel Corp. X 3,210 AMR Corp. X 32,500 22,660 AMREP Corp. X 54 Anadarko Pete Corp. X X 31,272 Analog Devices Inc. X 4,198 Ancor Communications Inc X 400 Angelica Corp. X 2,100 Anheuser-Busch Companies Inc. X X 22,750 298,433 Anicom Inc. X 20,000 Anixter International Inc. X 1,400 Antex Corp. X 2,000 Apartment Investment & Mgt Co Class A X 829 Apple Computer X X 5,600 Applied Innovation Inc. X 400 Applied Materials Inc. X 6,600 APT Satellite Holdings Ltd ADR X 60,000 Archer-Daniels Midland Co. X 19,357 Argosy Gaming Co X 500 Asc Avcan Sys Corp X 2,000 Associates First Capital Corp. X 472 Astrazena PLC -Spons ADR X 2,007 AT & T Corp. X X 62,650 386,253 At Home Corp. Cl A X 38,325 AT&T Corp - Liberty Media - A X 337,178 Atlantic Richfield Co. X X 4,600 43,230 Audiovox Corp. X 800 Australia & New Zealand Bkg X 125 Autolliv, Inc. X X 913 Automatic Data Processing X 70,280 Autonation Inc X 1,000 Autozone Inc. X X 13,300 Aventis X 24,099 Avery Dennison Corp. X 1,200 AXA Financial Inc X 1,052 AXA-UAP - Sponsored ADR X 185 B A S F A G X 85 Ball Corp. X 1,537 Ballard Power Systems Inc. X 600 Banc Stock Group Inc. - Cl A X 1,000 Banco Bilbao Vizcaya Argentina SA ADR X 3,000 Banco Bilbao Vizcaya Intl X 1,000 Banco Bradesco SA Sponsored Adr Repstg X 335 Banco Comercial Portugues SA ADS X 55,285 Bancwest Corporation X X 28,548 Bank Austria Aktieng -Sp ADR X 370 Bank of America Corp. X X 16,565 Bank of New York Co. Inc. X 7,776 Bank of Tokyo - Mitsubishi ADR X 31,400 Bank One Corp. X 16,610 Bank United Capital II-9.60% Cum Trust X 2,500 Barnes & Noble Inc. X 350 Battle Mountain Gold Co X 150 Baxter Intl Inc X 10,000 2,899 Bayer A G Ord X 650 Bayer AG Spons ADR X X 8,370 BB&T Corp. X 24,010 84,338
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- BCE Inc. COM 05534B109 964,367 7,688 Bear Stearns Companies, Inc. COM 073902108 2,861,144 62,710 Becton Dickinson & Co COM 075887109 47,363 1,800 Bell Atlantic Corp. COM 077853109 15,345,589 251,053 BellSouth Corp. COM 079860102 1,467,417 31,222 Belo A H Com Ser A COM 080555105 6,199,106 346,803 Berkshire Hathaway Inc. Class A COM 084670108 23,909,600 418 Berkshire Hathaway Inc. Class B COM 084670207 8,337,420 4,581 Best Buy Inc. COM 086516101 25,800 300 Bestfoods COM 08658U101 2,272,958 48,554 BHC Communications Inc. COM 055448104 54,600 350 Biogen Inc. COM 090597105 34,938 500 Biomet Inc. COM 090613100 36,375 1,000 Biotech HOLDRS Tr COM 09067D201 33,900 200 Bio-Technology General Corp. COM 090578105 82,150 5,300 Black & Decker Corp. COM 091797100 231,012 6,150 Block H & R Inc. COM 093671105 1,907,021 42,615 Blue Fish Clothing Inc. COM 095480109 1 100 BMC Software COM 055921100 74,803 1,515 Boeing Co. COM 097023105 918,934 24,222 Bombardier Inc. Cl B COM 097751200 87,899 3,500 Boston Properties Inc. COM 101121101 356,878 11,218 Boston Scientific Corp. COM 101137107 164,110 7,700 BP Amoco Plc -Spons ADR COM 055622104 12,453,022 234,684 BP Prudhoe Bay Rty Tr Unit Ben Int COM 055630107 10,563 1,000 Brambles Industries LTD COM Q17481104 1,621,987 63,800 Brenton Bank Inc. COM 107211104 36,783 4,392 Bristol-Myers Squibb Co. COM 110122108 12,500,414 216,457 British Aerospace Pub LTD Co. Spons AD COM 110418209 7,098 316 British Telecommunications COM 111021408 1,010,231 5,370 Broadcom Corp Cl A COM 111320107 121,438 500 Broadwing Inc COM 111620100 44,050,650 1,184,539 Brocade Communications Sys Inc COM 111621108 125,519 700 Brown Forman Corp. CL B COM 115637209 39,685 729 Brown Forman Corp. Class A COM 115637100 39,899 771 Buckeye Partners L P Unit COM 118230101 15,600 600 Buderus AG COM D14224105 1,467,322 88,676 Burlington Northern Santa Fe Corp. COM 12189T104 735,850 33,259 Burlington Resources COM 122014103 201,055 5,434 C S X Corp. COM 126408103 900,180 38,306 Cable & Wireless HKT COM 126828102 171,675 6,667 Cabot Oil & Gas Corp COM 127097103 314,296 17,400 Cadbury Schweppes P L C COM 127209302 2,249,684 79,284 Calico Commerce Inc COM 129897104 414,681 12,662 Calpine Corp. COM 131347106 347,800 3,700 Camco Finl Corp COM 132618109 983 122 Camden Property Trust COM 133131102 27,063 1,000 Campbell Soup Co. COM 134429109 265,988 8,650 Canadian Intl Power Ltd COM 136159100 0 1,000 Canadian Pacific Ltd Com COM 135923100 272,975 12,200 Cancer Diagnostics COM 137385100 0 3,000 Canon Inc. - Spon ADR COM 138006309 1,476,600 34,240 Canon Inc. ORD COM J05124144 1,960,324 45,200 Capital One Financial Corp. COM 14040H105 57,526 1,200 Cardinal Health Inc. COM 14149Y108 93,585 2,040 Cardo AB COM W1991F100 684,407 37,800 Caremark Rx Inc. COM 141705103 1,993 476 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ BCE Inc. X X 7,688 Bear Stearns Companies, Inc. X X 62,710 Becton Dickinson & Co X 1,800 Bell Atlantic Corp. X X 251,053 BellSouth Corp. X X 31,222 Belo A H Com Ser A X 121,700 225,103 Berkshire Hathaway Inc. Class A X 418 Berkshire Hathaway Inc. Class B X 4,581 Best Buy Inc. X 300 Bestfoods X X 600 47,954 BHC Communications Inc. X 350 Biogen Inc. X 500 Biomet Inc. X 1,000 Biotech HOLDRS Tr X 200 Bio-Technology General Corp. X 5,300 Black & Decker Corp. X 6,150 Block H & R Inc. X X 25,100 17,515 Blue Fish Clothing Inc. X 100 BMC Software X 1,515 Boeing Co. X X 24,222 Bombardier Inc. Cl B X 3,500 Boston Properties Inc. X 11,218 Boston Scientific Corp. X 7,700 BP Amoco Plc -Spons ADR X X 600 234,084 BP Prudhoe Bay Rty Tr Unit Ben Int X 1,000 Brambles Industries LTD X 63,800 Brenton Bank Inc. X 4,392 Bristol-Myers Squibb Co. X X 216,457 British Aerospace Pub LTD Co. Spons AD X 316 British Telecommunications X 5,370 Broadcom Corp Cl A X 500 Broadwing Inc X X 67,300 1,117,239 Brocade Communications Sys Inc X 700 Brown Forman Corp. CL B X 729 Brown Forman Corp. Class A X 771 Buckeye Partners L P Unit X 600 Buderus AG X 88,676 Burlington Northern Santa Fe Corp. X X 33,259 Burlington Resources X X 5,434 C S X Corp. X X 38,306 Cable & Wireless HKT X 6,667 Cabot Oil & Gas Corp X 17,400 Cadbury Schweppes P L C X 79,284 Calico Commerce Inc X 12,662 Calpine Corp. X 3,700 Camco Finl Corp X 122 Camden Property Trust X 1,000 Campbell Soup Co. X 8,650 Canadian Intl Power Ltd X 1,000 Canadian Pacific Ltd Com X 12,200 Cancer Diagnostics X 3,000 Canon Inc. - Spon ADR X 34,240 Canon Inc. ORD X 45,200 Capital One Financial Corp. X 1,200 Cardinal Health Inc. X 2,040 Cardo AB X 37,800 Caremark Rx Inc. X 476
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Carey Diversified LLC COM 14174P105 23,417 1,398 Carlisle Cos Inc. COM 142339100 8,000 200 Carnival Corp. COM 143658102 9,925 400 Carolina Power & Light COM 144141108 444,303 13,697 Carrier Access Corp. COM 144460102 22,631 425 Catellus Dev Corp. COM 149111106 3,938,419 283,850 Caterpillar Inc. COM 149123101 149,864 3,800 CBRL Group Inc. COM 12489V106 2,000 200 CBS Corp. COM 12490K107 113,250 2,000 C-Cube Microsystems Inc. COM 125015107 859,193 11,800 Cedar Fair, L.P. Dep Rec COM 150185106 706,139 35,529 Cendant Corp. COM 151313103 1,154,141 62,386 Centennial Technologies Inc COM 151392206 2,090 190 CenterBank COM 8S01605 505,000 25,000 Centerpoint Properties Corp. COM 151895109 72,876 2,000 Central & Southwest Corp. COM 152357109 280,720 16,452 Central Vermont Pub Svc Corp. COM 155771108 12,526 1,200 Cephalon Inc. COM 156708109 33,750 900 Ceridian Corp. COM 15677T106 9,594 500 Cerner Corp. COM 156782104 108,000 4,000 Champion International Corp. COM 158525105 50,588 950 Charter Communications Inc Del COM 16117M107 14,328 1,000 Charter One Financial Inc. COM 160903100 18,791,523 894,834 Chase Manhattan Corp. COM 16161A108 4,263,929 48,905 Chateau Communities Inc. COM 161726104 23,381,868 916,936 Checkers Drive-In Restaurants Inc.-New COM 162809305 1,594 750 Chemed Corp. COM 163596109 16,200 540 Cheung Kong Hong Kong ADR COM 166744201 1,004,893 67,163 Chevron Corp. COM 166751107 4,761,759 51,513 Chile Fund Inc. COM 168834109 14,029 1,290 Chiquita Brands $3.75 Ser B COM 170032502 39,782 1,900 Chiron Corp.Del COM 170040109 25,736 516 Choice Hotels Intl Inc. COM 169905106 19,491 1,350 Choicecare Inc. COM 170383103 2,080 208 Choicepoint Inc. COM 170388102 7,475 200 Chubb Corp. COM 171232101 3,108,303 46,006 CIA Telecom Chile-Spon ADR COM 204449300 3,640 160 Cigna Corp. COM 125509109 342,390 4,520 Cincinnati Financial Corp. COM 172062101 19,712,754 523,927 Cincinnati Inter Term RR Co COM 172124109 2,500 100 Cincinnati Microwave Inc. COM 172167108 0 304 Cinergy Corp. COM 172474108 160,670 7,473 Cintas Corp. COM 172908105 31,692,433 808,728 Circor Intl Inc COM 17273K109 1,997 150 Circuit City Stores Inc. COM 172737108 48,700 800 Cisco Systems Inc. COM 17275R102 17,635,095 228,100 Citigroup Capital I Tr PFD Sec 8.00% COM 17305F201 23,735 1,010 Citigroup, Inc. COM 172967101 26,391,438 444,952 Citizens Bkg Corp. COM 174420109 84,357 4,326 Citizens Utilities Co - CL B COM 177342201 384,780 23,498 Citrix Systems Inc. COM 177376100 39,750 600 City Investing Co Liq Tr Unit Ben Int COM 177900107 641 500 Clarcor Inc. COM 179895107 22,152 1,248 Clarus Corp. COM 182707109 70,625 1,000 Clayton Homes Inc. COM 184190106 50,625 5,000 Clear Channel Communications COM 184502102 12,639 183 Cleveland Cliffs Inc. COM 185896107 16,479 692 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Carey Diversified LLC X 1,398 Carlisle Cos Inc. X 200 Carnival Corp. X 400 Carolina Power & Light X 13,697 Carrier Access Corp. X 425 Catellus Dev Corp. X 283,850 Caterpillar Inc. X 3,800 CBRL Group Inc. X 200 CBS Corp. X 2,000 C-Cube Microsystems Inc. X 11,800 Cedar Fair, L.P. Dep Rec X 35,529 Cendant Corp. X 62,386 Centennial Technologies Inc X 190 CenterBank X 25,000 Centerpoint Properties Corp. X 2,000 Central & Southwest Corp. X 16,452 Central Vermont Pub Svc Corp. X 1,200 Cephalon Inc. X 900 Ceridian Corp. X 500 Cerner Corp. X 4,000 Champion International Corp. X 950 Charter Communications Inc Del X 1,000 Charter One Financial Inc. X 141,795 753,039 Chase Manhattan Corp. X X 48,905 Chateau Communities Inc. X X 102,536 814,400 Checkers Drive-In Restaurants Inc.-New X 750 Chemed Corp. X 540 Cheung Kong Hong Kong ADR X 67,163 Chevron Corp. X X 51,513 Chile Fund Inc. X 1,290 Chiquita Brands $3.75 Ser B X 1,900 Chiron Corp.Del X 516 Choice Hotels Intl Inc. X 1,350 Choicecare Inc. X 208 Choicepoint Inc. X 200 Chubb Corp. X X 600 45,406 CIA Telecom Chile-Spon ADR X 160 Cigna Corp. X 4,520 Cincinnati Financial Corp. X X 523,927 Cincinnati Inter Term RR Co X 100 Cincinnati Microwave Inc. X 304 Cinergy Corp. X X 7,473 Cintas Corp. X X 43,425 765,303 Circor Intl Inc X 150 Circuit City Stores Inc. X 800 Cisco Systems Inc. X X 1,000 227,100 Citigroup Capital I Tr PFD Sec 8.00% X 1,010 Citigroup, Inc. X X 60,996 383,956 Citizens Bkg Corp. X 4,326 Citizens Utilities Co - CL B X 23,498 Citrix Systems Inc. X 600 City Investing Co Liq Tr Unit Ben Int X 500 Clarcor Inc. X 1,248 Clarus Corp. X 1,000 Clayton Homes Inc. X 5,000 Clear Channel Communications X 183 Cleveland Cliffs Inc. X 692
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Clorox Co. COM 189054109 68,250 2,100 CMG Information Services Inc. COM 125750109 60,056 530 CNH Global N.V. COM N20935107 1,218,190 123,361 Coastal Corp. COM 190441105 41,400 900 Coca Cola Co. COM 191216100 10,192,117 217,140 Cohesion Technologies Inc. COM 19248N101 73,750 5,000 Coles Myer Ltd - Spon ADR COM 193870409 3,040 95 Colgate-Palmolive Co. COM 194162103 6,398,788 113,504 Columbia/HCA Healthcare Corp. COM 197677107 391,693 15,474 Comcast Corp. Class A COM 200300101 53,625 1,300 Comcast Corp. Class A Special COM 200300200 207,246 4,778 Comdisco COM 200336105 79,204 1,795 Comerica Inc. COM 200340107 73,616 1,758 Commerce One Inc Del COM 200693109 14,925 100 Community Trust Bancorp Inc. COM 204149108 16,771 932 Compaq Computer Corp. COM 204493100 2,386,319 89,627 Computer Associates International Inc. COM 204912109 29,594 500 Computer Concepts Corp New COM 204897300 391,635 266,600 Computer Sciences Corp. COM 205363104 45,497 575 Compuware Corp. COM 205638109 14,744 700 Conagra Inc. COM 205887102 273,688 15,100 Conectiv Inc. COM 206829103 45,343 2,591 Conectiv Inc.- Cl A COM 206829202 5,981 275 Conexant Systems Inc. COM 207142100 86,904 1,224 Conoco Inc COM 208251405 17,809 695 Consolidated Edison Co N Y Inc. COM 209111301 13,550 200 Consolidated Edison Inc. COM 209115104 85,144 2,936 Constellation Energy Group COM 210371100 39,844 1,250 Convergys Corp COM 212485106 34,398,468 890,575 Cooper Industries COM 216669101 39,690 1,134 Cooper Tire & Rubber Co COM 216831107 80,403 6,400 Cordant Technologies Inc COM 218412104 27,150 480 Corn Products International Inc. COM 219023108 55,730 2,316 Corning Inc. COM 219350105 2,795,152 14,408 Costco Whsl Corp New COM 22160K105 3,785 72 Covance Inc. COM 222816100 1,473 137 Coyote Network Systems Inc. COM 22406P108 126,500 11,500 Credit Suisse Group - Spon ADR COM 225401108 59,722 1,200 Crescendo Pharmaceuticals CRP CL A COM 225637107 11,025 600 Cross A T Co Cl A COM 227478104 73,438 12,500 CVS Corp. COM 126650100 2,583,470 68,777 Cyber-Care Inc COM 23243T105 963 50 Cymer Inc. COM 232572107 50,000 1,000 Cytec Industries COM 232820100 9,188 300 DaimlerChrysler A.G. COM D1668R123 1,792,026 27,385 Dairy Farm Intl Ltd COM 233859305 14,976 4,680 Dana Corp. COM 235811106 30,725 1,090 Danone COM 399449107 1,283,250 29,000 Darden Restaurants Inc. COM 237194105 65,338 3,668 Dassault Aviation SA-ORD COM F24539102 23,932 150 Dassault Particpa FRF COM F2455Z102 0 150 Data Race Inc. COM 237842109 5,063 1,000 Dave & Busters Inc. COM 23833N104 21,510 2,151 Dayton & Michigan RR COM 239649205 14,994 357 Dayton & Michigan RR Co COM 239649106 16,872 608 DBS Group Hldgs Ltd COM 23304Y100 9,090 172 De Beers Cons Mines Ltd ADR N.E. COM 240253302 1,835 80 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Clorox Co. X 2,100 CMG Information Services Inc. X 530 CNH Global N.V. X 123,361 Coastal Corp. X 900 Coca Cola Co. X 400 216,740 Cohesion Technologies Inc. X 5,000 Coles Myer Ltd - Spon ADR X 95 Colgate-Palmolive Co. X X 113,504 Columbia/HCA Healthcare Corp. X 15,474 Comcast Corp. Class A X 1,300 Comcast Corp. Class A Special X 4,778 Comdisco X 1,795 Comerica Inc. X 1,758 Commerce One Inc Del X 100 Community Trust Bancorp Inc. X 932 Compaq Computer Corp. X 50,200 39,427 Computer Associates International Inc. X 500 Computer Concepts Corp New X 266,600 Computer Sciences Corp. X 575 Compuware Corp. X 700 Conagra Inc. X X 15,100 Conectiv Inc. X 2,591 Conectiv Inc.- Cl A X 275 Conexant Systems Inc. X 1,224 Conoco Inc X 695 Consolidated Edison Co N Y Inc. X 200 Consolidated Edison Inc. X 2,936 Constellation Energy Group X 1,250 Convergys Corp X X 1,500 889,075 Cooper Industries X 1,134 Cooper Tire & Rubber Co X 6,400 Cordant Technologies Inc X 480 Corn Products International Inc. X X 2,316 Corning Inc. X X 14,408 Costco Whsl Corp New X 72 Covance Inc. X 137 Coyote Network Systems Inc. X 11,500 Credit Suisse Group - Spon ADR X 1,200 Crescendo Pharmaceuticals CRP CL A X 600 Cross A T Co Cl A X 12,500 CVS Corp. X 68,777 Cyber-Care Inc X 50 Cymer Inc. X 1,000 Cytec Industries X 300 DaimlerChrysler A.G. X 27,385 Dairy Farm Intl Ltd X 4,680 Dana Corp. X X 1,090 Danone X 29,000 Darden Restaurants Inc. X 3,668 Dassault Aviation SA-ORD X 150 Dassault Particpa FRF X 150 Data Race Inc. X 1,000 Dave & Busters Inc. X 2,151 Dayton & Michigan RR X 357 Dayton & Michigan RR Co X 608 DBS Group Hldgs Ltd X 172 De Beers Cons Mines Ltd ADR N.E. X 80
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Deere & Co COM 244199105 444,600 11,700 Dell Computer Corp. COM 247025109 16,141,756 299,265 Delphi Automotive Sys Corp COM 247126105 64,909 4,057 Delta Air Lines Inc. COM 247361108 338,138 6,350 Detection Systems Inc. COM 250644101 13,079 1,350 Detroit Mtg & Rlty Co COM 251273108 66,276 11,046 Deutsche Bank Sponsored ADR COM 251525309 66,455 1,000 Deutsche Lufthansa A G COM 251561304 435,174 19,069 Deutsche Lufthansa New COM D1908N106 1,438,592 64,000 Developers Diversified Realty Corp. COM 251591103 22,200 1,600 Dexter Corp. COM 252165105 137,800 2,600 Diageo PLC-Sponsored ADR New COM 25243Q205 1,231,691 40,886 Dial Corp. COM 25247D101 2,040,500 148,400 Diebold Inc. COM 253651103 139,013 5,055 Digital Lightwave, Inc. COM 253855100 9,347 150 DII Group Inc. COM 232949107 126,857 1,122 Dime Bancorp Inc. COM 25429Q102 3,275 177 Div Reinvest Plan SBC Commun Inc COM SSBC9ZZZZ 26,524 632 Dole Food Company COM 256605106 256,582 13,200 Dollar General Corp. COM 256669102 34,938 1,300 Dominion Res Inc Va New COM 25746U109 44,165 1,149 Donaldson Inc. COM 257651109 1,290,604 57,200 Donnelley (R R) & Sons Co COM 257867101 67,002 3,200 Dover Corp. COM 260003108 18,095,840 377,981 Dow Chemical Co COM 260543103 1,661,550 14,575 Dow Jones & Co COM 260561105 845,957 11,780 DPL Inc. COM 233293109 835,939 37,675 Dresdner Bank AG New ADR COM 261561302 40,667 1,000 DTE Energy CO COM 233331107 116,145 4,005 DTM Corp COM 23333L103 2,563 1,000 Du Pont (EI) de Nemours and Co. COM 263534109 1,388,620 26,262 Du Pont E I De Nemours & Co COM 263534307 28,245 420 Duke Energy Corp. COM 264399106 422,205 8,042 Duke Realty Investments, Inc. COM 264411505 562,275 29,400 Dun & Bradstreet Corp. COM 26483B106 356,009 12,437 Duramed Pharmaceuticals Inc. COM 266354109 33,440 5,000 Dycap Inc. COM 267850998 1 100 Eagle Geophysical Inc COM 269524104 10 192 Earthlink Inc COM 270321102 15,550 800 Earthweb Inc COM 27032C108 4,925 200 Eastman Kodak Co. COM 277461109 555,948 10,236 Eaton Corp. COM 278058102 198,900 2,550 Ebay Inc Com COM 278642103 17,600 100 ECI Telecom Limited ORD COM 268258100 23,531 750 Ecolab COM 278865100 58,701 1,600 Edison International COM 281020107 72,877 4,400 El Paso Energy Corp COM 283905107 210,786 5,221 Elan Corp. ADR COM 284131208 109,250 2,300 Electronic Arts COM 285512109 35,594 500 Electronic Data Systems COM 285661104 10,270 160 EMC Corp. COM 268648102 166,250 1,330 Emerson Electric Co. COM 291011104 20,323,934 384,377 Endesa S.A. ADR COM 29258N107 1,420,343 60,600 Enerco Inc. COM 29265H101 0 4,000 Energy East Corporation COM 29266M109 15,335 774 Ennis Business Forms Inc. COM 293389102 183,512 25,312 Enron Capital Resources LP 9.0% Cum PF COM 29357D208 105,321 4,100 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Deere & Co X 11,700 Dell Computer Corp. X X 14,500 284,765 Delphi Automotive Sys Corp X X 4,057 Delta Air Lines Inc. X 500 5,850 Detection Systems Inc. X 1,350 Detroit Mtg & Rlty Co X 11,046 Deutsche Bank Sponsored ADR X 1,000 Deutsche Lufthansa A G X 19,069 Deutsche Lufthansa New X 64,000 Developers Diversified Realty Corp. X 1,600 Dexter Corp. X 2,600 Diageo PLC-Sponsored ADR New X 40,886 Dial Corp. X X 65,000 83,400 Diebold Inc. X 5,055 Digital Lightwave, Inc. X 150 DII Group Inc. X 1,122 Dime Bancorp Inc. X 177 Div Reinvest Plan SBC Commun Inc X 632 Dole Food Company X 13,200 Dollar General Corp. X 1,300 Dominion Res Inc Va New X 1,149 Donaldson Inc. X X 57,200 Donnelley (R R) & Sons Co X 3,200 Dover Corp. X 36,600 341,381 Dow Chemical Co X X 14,575 Dow Jones & Co X 4,400 7,380 DPL Inc. X 37,675 Dresdner Bank AG New ADR X 1,000 DTE Energy CO X X 4,005 DTM Corp X 1,000 Du Pont (EI) de Nemours and Co. X X 26,262 Du Pont E I De Nemours & Co X 420 Duke Energy Corp. X 8,042 Duke Realty Investments, Inc. X 15,800 13,600 Dun & Bradstreet Corp. X 12,437 Duramed Pharmaceuticals Inc. X 5,000 Dycap Inc. X 100 Eagle Geophysical Inc X 192 Earthlink Inc X 800 Earthweb Inc X 200 Eastman Kodak Co. X 10,236 Eaton Corp. X X 2,550 Ebay Inc Com X 100 ECI Telecom Limited ORD X 750 Ecolab X 1,600 Edison International X 4,400 El Paso Energy Corp X X 5,221 Elan Corp. ADR X 2,300 Electronic Arts X 500 Electronic Data Systems X 160 EMC Corp. X 1,330 Emerson Electric Co. X X 23,850 360,527 Endesa S.A. ADR X 60,600 Enerco Inc. X 4,000 Energy East Corporation X 774 Ennis Business Forms Inc. X X 25,312 Enron Capital Resources LP 9.0% Cum PF X 4,100
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Enron Corp COM 293561106 351,987 4,701 Ensco International Inc. COM 26874Q100 968,150 26,800 Enterprise Capital Tr I-7.44% Cum Trus COM 293701207 26,600 1,400 Equifax Inc. COM 294429105 25,250 1,000 Equitable Resources Inc. COM 294549100 22,407 500 Equity Office Properties Trust COM 294741103 12,563 500 Equity Residential Interest Trust COM 29476L883 113,475 5,100 Equity Residential Pptys Trust COM 29476L826 771,469 31,650 Equity Residential Properties Trust COM 29476L107 132,741 3,303 Ericsson L M Tel Co ADR Cl B COM 294821400 1,411,135 15,042 Eshare Technologies Inc Ga COM 296428105 12,375 1,000 Estee Lauder Companies COM 518439104 50,063 1,000 Euro Disneyland SCA Shs Ord COM F26387104 172 200 Excelon Corporation COM 300691102 7,875 700 Exodus Communications Inc. COM 302088109 28,100 200 Exxon Mobil Corp. COM 30231G102 38,776,475 498,329 Family Dollar Stores Inc. COM 307000109 593,171 28,500 Fannie Mae COM 313586109 39,169,867 694,033 Farmer Brothers Co COM 307675108 98,450 550 Fastenal Co. COM 311900104 9,575 200 Federal Mogul Corp. COM 313549107 158,970 9,526 Federal Realty Investment Trust COM 313747206 57,939 3,000 Federal Signal Corp. COM 313855108 19,255 1,066 Federated Department Stores COM 31410H101 663,867 15,901 Fedex Corp COM 31428X106 78,000 2,000 Ferro Corp. COM 315405100 1,620,698 90,984 Fifth Third Bancorp COM 316773100 40,102,839 636,553 Finger Lakes Financial Corp. COM 317948107 12,713 1,800 Finova Group Inc. COM 317928109 317,345 18,875 Fired Up Inc. COM 8S00969 5,000 2,000 First American Finl Corp COM 318522307 158,906 11,200 First Bell Bancorp Inc. COM 319301107 575,850 34,900 First City Liquidating Trust COM 33762E108 1,316,514 77,442 First Data Corp. COM 319963104 311,963 7,050 First Finl Bancorp COM 320209109 150,210 8,345 First Franklin Corp. COM 320272107 7,594 900 First Tennessee COM 337162101 5,865,480 288,755 First Union Corp. COM 337358105 229,460 6,160 First VA Banks Inc. COM 337477103 45,526 1,212 Firstar Corporation COM 33763V109 23,677,130 1,032,223 Firstenergy Corp. COM 337932107 39,188 1,900 Firstmerit Corp. COM 337915102 183,458 9,950 Fiserv Inc. COM 337738108 10,227 275 Fleet Boston Financial Corp. COM 339030108 525,819 14,406 Fleetwood Enterprises Inc. COM 339099103 2,141,405 145,180 Florida Progress COM 341109106 125,560 2,737 Ford Motor Co. COM 345370100 11,283,659 245,628 Foreign & Colonial Eurotrust COM G3623T100 222,770 21,200 Fort James Corp. COM 347471104 38,962 1,771 Fortune Brands Inc. COM 349631101 162,800 6,512 FPL Group Inc. COM 302571104 191,069 4,148 Franchise Finance Corp. of America COM 351807102 60,311 2,594 Freddie Mac COM 313400301 29,693,504 671,981 Freeport McMoran Copper And Gold COM 35671D857 37,697 3,125 Fremont General Corp. COM 357288109 6,311 990 Friedman Billings Ramsey Grp Inc. CL A COM 358433100 10,875 1,000 Frontier Insurance Group Inc. COM 359081106 40,442 40,442 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Enron Corp X 4,701 Ensco International Inc. X 26,800 Enterprise Capital Tr I-7.44% Cum Trus X 1,400 Equifax Inc. X 1,000 Equitable Resources Inc. X 500 Equity Office Properties Trust X 500 Equity Residential Interest Trust X 5,100 Equity Residential Pptys Trust X 31,650 Equity Residential Properties Trust X 3,303 Ericsson L M Tel Co ADR Cl B X 1,000 14,042 Eshare Technologies Inc Ga X 1,000 Estee Lauder Companies X 1,000 Euro Disneyland SCA Shs Ord X 200 Excelon Corporation X 700 Exodus Communications Inc. X 200 Exxon Mobil Corp. X X 4,000 494,329 Family Dollar Stores Inc. X 28,500 Fannie Mae X X 53,400 640,633 Farmer Brothers Co X 550 Fastenal Co. X 200 Federal Mogul Corp. X X 9,526 Federal Realty Investment Trust X 3,000 Federal Signal Corp. X 1,066 Federated Department Stores X 15,901 Fedex Corp X 2,000 Ferro Corp. X 57,600 33,384 Fifth Third Bancorp X X 636,553 Finger Lakes Financial Corp. X 1,800 Finova Group Inc. X X 18,875 Fired Up Inc. X 2,000 First American Finl Corp X X 11,200 First Bell Bancorp Inc. X 6,000 28,900 First City Liquidating Trust X 77,442 First Data Corp. X X 7,050 First Finl Bancorp X 8,345 First Franklin Corp. X 900 First Tennessee X 90,564 198,191 First Union Corp. X 6,160 First VA Banks Inc. X 1,212 Firstar Corporation X X 1,032,223 Firstenergy Corp. X 1,900 Firstmerit Corp. X 9,950 Fiserv Inc. X 275 Fleet Boston Financial Corp. X X 14,406 Fleetwood Enterprises Inc. X 79,500 65,680 Florida Progress X 2,737 Ford Motor Co. X 46,000 199,628 Foreign & Colonial Eurotrust X 21,200 Fort James Corp. X 1,771 Fortune Brands Inc. X 6,512 FPL Group Inc. X 4,148 Franchise Finance Corp. of America X 2,594 Freddie Mac X X 671,981 Freeport McMoran Copper And Gold X 3,125 Fremont General Corp. X 990 Friedman Billings Ramsey Grp Inc. CL A X 1,000 Frontier Insurance Group Inc. X 40,442
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Fuji Photo Film Co COM 359586302 4,400 100 Fujitsu Ltd COM 359590304 604,877 3,939 Fujitsu Ltd Ord COM J15708159 1,541,140 50,200 Gallaher Group PLC-Spon ADR COM 363595109 31,836 1,617 Gannett Co COM 364730101 2,981,226 42,362 Gap Inc. COM 364760108 35,566 714 Gartner Group Inc. - CL B COM 366651206 38,541 2,895 Gartner Group Incorporated Class A COM 366651107 6,773 430 Gateway Inc. COM 367626108 79,500 1,500 Gatx Corp. COM 361448103 6,576,356 173,062 Genentech Inc COM 368710406 3,800 25 General American Investors Co COM 368802104 33,784 858 General Dynamics Corp. COM 369550108 14,925 300 General Electric Co. COM 369604103 58,508,204 377,015 General Magic Inc. COM 370253106 3,575 400 General Mills Inc. COM 370334104 306,910 8,481 General Motors Corp. COM 370442105 6,088,743 73,524 General Motors Corp. - CL H New COM 370442832 4,980 40 Genome Therapeutics Corp. COM 372430108 56,551 2,400 Gentex Corp. COM 371901109 111,189 3,000 Gentiva Health Services Inc COM 37247A102 2,941 411 Genuine Parts Co. COM 372460105 140,982 5,905 Georgia Pacific Corp. (Timber Group) COM 373298702 42,896 1,674 Georgia-Pacific Corp. COM 373298108 147,333 3,724 Gerber Scientific Inc. COM 373730100 23,176 1,200 Gillette Co. COM 375766102 271,354 7,200 Glacier Bancorp Inc COM 37637Q105 111,396 7,889 Glaxo Wellcome PLC - Spons ADR COM 37733W105 286,565 5,000 Global Crossing Ltd. COM G3921A100 49,330 1,205 Globalstar Telecommunications LTD - OR COM G3930H104 15,263 1,100 Go.Com COM 254687205 36,009 1,725 Golden West Finl Corp. Del COM 381317106 56,138 1,800 Goodyear Tire & Rubber Co COM 382550101 12,263 526 GPU Inc. COM 36225X100 32,850 1,200 Grainger WW Inc. COM 384802104 54,250 1,000 Great Lakes Chemical Corp. COM 390568103 13,600 400 Grupo Televisa, S.A. GDS COM 40049J206 54,400 800 GTE Corp. COM 362320103 1,035,038 14,578 Guidant Corp. COM 401698105 3,674,166 62,472 H & Q Life Sciences Investors COM 404053100 245,224 8,456 H B Fuller Co COM 359694106 5,991 150 H J Heinz Co COM 423074103 2,219,201 63,633 Halliburton Co. COM 406216101 794,703 19,383 Hanna M A CO COM 410522106 216,927 19,175 Harcourt General Inc. COM 41163G101 41,893 1,125 Harley Davidson, Inc. COM 412822108 47,625 600 Harris Corp. COM 413875105 44,932 1,300 Hartford Financial Services Group Inc. COM 416515104 1,046,455 19,838 Hasbro Inc. COM 418056107 68,673 4,162 Hawaiian Elec Inds Inc. COM 419870100 63,626 2,000 Health Management Associates, Inc. Cl COM 421933102 57,713 4,050 Hearst-Argyle Television Inc. COM 422317107 210,469 9,004 Helix Technology Inc. COM 423319102 1,297,361 21,600 Helmerich & Payne COM 423452101 461,900 14,900 Hershey Foods Corp. COM 427866108 863,850 17,720 Hewlett-Packard Co. COM 428236103 36,896,127 278,329 Highwoods Properties Inc. COM 431284108 1,976,675 93,020 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Fuji Photo Film Co X 100 Fujitsu Ltd X 3,939 Fujitsu Ltd Ord X 50,200 Gallaher Group PLC-Spon ADR X 1,617 Gannett Co X X 42,362 Gap Inc. X 714 Gartner Group Inc. - CL B X 2,895 Gartner Group Incorporated Class A X 430 Gateway Inc. X 1,500 Gatx Corp. X X 60,700 112,362 Genentech Inc X 25 General American Investors Co X 858 General Dynamics Corp. X 300 General Electric Co. X X 800 376,215 General Magic Inc. X 400 General Mills Inc. X 8,481 General Motors Corp. X X 8,600 64,924 General Motors Corp. - CL H New X 40 Genome Therapeutics Corp. X 2,400 Gentex Corp. X 3,000 Gentiva Health Services Inc X 411 Genuine Parts Co. X 5,905 Georgia Pacific Corp. (Timber Group) X 1,674 Georgia-Pacific Corp. X 3,724 Gerber Scientific Inc. X 1,200 Gillette Co. X 7,200 Glacier Bancorp Inc X 7,889 Glaxo Wellcome PLC - Spons ADR X 5,000 Global Crossing Ltd. X 1,205 Globalstar Telecommunications LTD - OR X 1,100 Go.Com X 1,725 Golden West Finl Corp. Del X 1,800 Goodyear Tire & Rubber Co X 526 GPU Inc. X 1,200 Grainger WW Inc. X 1,000 Great Lakes Chemical Corp. X 400 Grupo Televisa, S.A. GDS X 800 GTE Corp. X X 14,578 Guidant Corp. X 2,000 60,472 H & Q Life Sciences Investors X 8,456 H B Fuller Co X 150 H J Heinz Co X X 63,633 Halliburton Co. X 19,383 Hanna M A CO X 19,175 Harcourt General Inc. X 1,125 Harley Davidson, Inc. X 600 Harris Corp. X 1,300 Hartford Financial Services Group Inc. X X 19,838 Hasbro Inc. X 4,162 Hawaiian Elec Inds Inc. X 2,000 Health Management Associates, Inc. Cl X 4,050 Hearst-Argyle Television Inc. X 9,004 Helix Technology Inc. X 21,600 Helmerich & Payne X X 14,900 Hershey Foods Corp. X 17,720 Hewlett-Packard Co. X X 278,329 Highwoods Properties Inc. X 93,020
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Hillenbrand Industries Inc. COM 431573104 664,802 19,553 HL&P Capital Trust I-8.125% Tr PFD Sr COM 404202202 43,500 2,000 Holly Corp. Com Par $0.01 COM 435758305 92 8 Hologic Inc. COM 436440101 19,051 2,400 Home Depot Inc. COM 437076102 30,085,122 466,436 HON Industries Inc. COM 438092108 1,309,697 50,862 Honda Motor LTD AMER SHS COM 438128308 4,063 50 Honeywell International Inc. COM 438516106 632,256 12,000 Hong Kong Electronic Holdings LTD COM 438580300 4,575 1,520 HOTELWORKS.COM Inc COM 441473105 1,875 1,000 Household International Inc. COM 441815107 133,581 3,580 HRPT Proprties Trust COM 40426W101 19,114 2,200 HSBC Holdings (Hong Kong Reg) COM HBCXF 429,369 36,739 Hubbell Inc. CL B COM 443510201 200,440 7,322 Huffy Corp. COM 444356109 5,250 1,200 Human Genome Sciences Inc. COM 444903108 444,387 5,350 Humana Inc. COM 444859102 10,531 1,440 Hunkar Laboratories Inc. COM 8S02052 450 3 Huntington Bancshares Inc. COM 446150104 5,488,140 245,280 Hussmann International Inc. COM 448110106 3,641 287 Hutchinson Whampoa - Unsp ADR COM 448415208 90,220 1,000 Hybrid Networks Inc. COM 44860K102 4,254 362 I T T Industries Inc. COM 450911102 133,571 4,300 IBP Inc. COM 449223106 274,050 17,400 Identix Inc. COM 451906101 8,363 300 IFCO Systems N.V. COM N43961106 8,988 393 Illinois Tool Works COM 452308109 2,358,623 42,690 Imation Corp. COM 45245A107 5,071 190 Imclone Systems Inc COM 45245W109 111,469 1,450 IMS Health Inc. COM 449934108 376,938 22,254 Imx Pharmaceuticals Inc COM 449730209 94,511 84,010 Incyte Pharmaceuticals Inc. COM 45337C102 30,450 350 Indiana Energy Inc. COM 454707100 128,349 6,582 Information Architects Corp COM 45669R107 26,063 1,500 Ing Groep NV Spons ADR COM 456837103 29,920 544 Intel Corp. COM 458140100 67,468,739 511,367 Intelect Communications Inc. COM 458144102 5,781 1,000 International Business Machines COM 459200101 27,394,762 232,159 International Flavors & Fragrances COM 459506101 40,322 1,150 International Home Foods Inc COM 459655106 32,000 2,000 International Paper Co. COM 460146103 141,759 3,316 International Speedway Corp. COM 460335201 6,979,635 155,317 Internet HOLDRs Tr COM 46059W102 16,638 100 Interpublic Group Companies Inc. COM 460690100 56,700 1,200 Intl Speedway Corp. Cl B COM 460335300 333,000 7,400 Invacare Corp. COM 461203101 219,440 8,000 Invensys PLC ORD COM G49133104 1,299,040 282,400 Invensys PLC Spons Adr COM 461204109 317,481 35,600 INVESCO Asia Trust COM H000379 224,010 190,000 Invesco Global Health Sciences Fund COM 46128N109 485,801 28,471 Invesco Tokyo Trust COM H000381 174,064 176,000 Investor AB Stockholm COM W48102102 11,826 760 Iomega Corp. COM 462030107 1,525 400 Ipalco Enterprises Inc. COM 462613100 140,400 7,200 IRT Property Co COM 450058102 19,200 2,400 ISIS Pharmaceuticals COM 464330109 757,996 53,900 ISS Group Inc COM 450306105 46,600 400 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Hillenbrand Industries Inc. X 19,553 HL&P Capital Trust I-8.125% Tr PFD Sr X 2,000 Holly Corp. Com Par $0.01 X 8 Hologic Inc. X 2,400 Home Depot Inc. X X 466,436 HON Industries Inc. X 46,300 4,562 Honda Motor LTD AMER SHS X 50 Honeywell International Inc. X 12,000 Hong Kong Electronic Holdings LTD X 1,520 HOTELWORKS.COM Inc X 1,000 Household International Inc. X X 3,580 HRPT Proprties Trust X 2,200 HSBC Holdings (Hong Kong Reg) X 36,739 Hubbell Inc. CL B X X 7,322 Huffy Corp. X 1,200 Human Genome Sciences Inc. X 5,350 Humana Inc. X 1,440 Hunkar Laboratories Inc. X 3 Huntington Bancshares Inc. X 245,280 Hussmann International Inc. X 287 Hutchinson Whampoa - Unsp ADR X 1,000 Hybrid Networks Inc. X 362 I T T Industries Inc. X X 4,300 IBP Inc. X 17,400 Identix Inc. X 300 IFCO Systems N.V. X 393 Illinois Tool Works X 350 42,340 Imation Corp. X 190 Imclone Systems Inc X 1,450 IMS Health Inc. X 22,254 Imx Pharmaceuticals Inc X 84,010 Incyte Pharmaceuticals Inc. X 350 Indiana Energy Inc. X 6,582 Information Architects Corp X 1,500 Ing Groep NV Spons ADR X 544 Intel Corp. X X 800 510,567 Intelect Communications Inc. X 1,000 International Business Machines X X 6,700 225,459 International Flavors & Fragrances X 1,150 International Home Foods Inc X 2,000 International Paper Co. X X 3,316 International Speedway Corp. X 155,317 Internet HOLDRs Tr X 100 Interpublic Group Companies Inc. X 1,200 Intl Speedway Corp. Cl B X 7,400 Invacare Corp. X 8,000 Invensys PLC ORD X 282,400 Invensys PLC Spons Adr X 35,600 INVESCO Asia Trust X 190,000 Invesco Global Health Sciences Fund X 28,471 Invesco Tokyo Trust X 176,000 Investor AB Stockholm X 760 Iomega Corp. X 400 Ipalco Enterprises Inc. X 7,200 IRT Property Co X 2,400 ISIS Pharmaceuticals X 53,900 ISS Group Inc X 400
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Ito Yokado Ltd ADR - New COM 465714301 1,165,354 15,695 Ixl Enterprises Inc COM 450718101 16,800 600 J M Smucker Co Cl B COM 832696207 67,271 4,700 J M Smucker Co. COM 832696108 36,750 2,000 J P Morgan & Co. COM 616880100 7,490,173 56,851 Jardine Strategic Holdings Ltd COM G50764102 862,569 422,828 Jefferson-Pilot Corp. COM 475070108 1,111,602 16,700 John Hancock Bank & Thrift COM 409735107 56,892 8,200 John Hancock Patriot Select COM 41013U102 68,047 5,700 Johnson & Johnson COM 478160104 12,652,187 180,583 Johnson Controls Inc. COM 478366107 1,465,215 27,102 Jos E. Seagram & Sons Inc SR COM 811845205 43,250 2,000 Jostens Inc. COM 481088102 29,250 1,200 K Mart Corp. COM 482584109 1,453 150 Kansas City Power & Light Co COM 485134100 2,126,425 73,325 Kansas City Southern Ind Inc. COM 485170104 56,999,066 663,258 Kaydon Corp. COM 486587108 6,105,821 223,550 KCI Konecranes International COM KCI1V 4,008 130 Kellwood Co COM 488044108 43,908 2,500 Kerr-McGee Corp. COM 492386107 570,801 9,884 Keycorp New COM 493267108 658,350 34,650 Keyspan Corporation COM 49337W100 127,130 4,602 Keystone Financial Inc. COM 493482103 29,308 1,595 Kimberly-Clark Corp. COM 494368103 1,206,352 21,542 KIMCO Realty 8.5% Cumulative COM 49446R505 61,500 3,000 KIMCO Realty Corp. COM 49446R109 37,500 1,000 Kinder Morgan Energy Partners LP COM 494550106 895,877 22,573 KMart Financing I 7.75% Conv COM 498778208 8,613 200 Knight/Trimark Goup Inc. New COM 499068104 25,500 500 Kohls Corp. COM 500255104 136,530 1,332 Koninklijke Ahold NV-SP ADR COM 500467303 8,745 330 Koninklijke Philips Electronics NV ADR COM 500472204 12,848 75 Korea Electric Power Corp. ADR COM 500631106 711,585 45,000 Korea Fund Inc. COM 500634100 880,072 58,915 Kroger Co. COM 501044101 2,420,041 137,792 Kroll O Gara Co. COM 501050108 5,469 500 L S Starrett Co COM 855668109 9,400 400 L S Starrett Co Cl B COM 855668208 8,800 400 LaClede Gas Co COM 505588103 58,000 2,900 Laidlaw Inc. New COM 50730K503 3,839 2,670 LAM Research Corp. COM 512807108 13,519 300 Laser Corp COM 518056205 10,780 1,597 Lasmo PLC - Spon ADR COM 501730204 6,656 1,065 Latin American Investment Fd Inc. COM 518279104 94,941 7,000 LCA-Vision Inc. COM 501803209 380,012 74,600 LCNB Corp COM 50181P100 77,400 1,800 Legg Mason, Inc. COM 524901105 25,950 600 Leggett & Platt Inc. COM 524660107 832,050 38,700 Lehman Brothers Holdings Inc COM 524908100 44,135 455 Level 3 Communications Inc. COM 52729N100 10,575 100 LG & E Energy COM 501917108 1,285,927 56,215 Lifepoint Hospitals Inc. COM 53219L109 1,463 88 Ligand Pharmaceuticals Inc. COM 53220K207 420,675 23,700 Lilly (Eli) & Co. COM 532457108 4,828,320 76,640 Lincoln National Corp. Ind. COM 534187109 1,293,335 38,607 Littlefuse Inc. COM 537008104 80,714 2,200 Lloyds TSB Group PLC COM G5542W106 1,723,795 163,300 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Ito Yokado Ltd ADR - New X 15,695 Ixl Enterprises Inc X 600 J M Smucker Co Cl B X X 4,700 J M Smucker Co. X 2,000 J P Morgan & Co. X X 250 56,601 Jardine Strategic Holdings Ltd X 422,828 Jefferson-Pilot Corp. X X 16,700 John Hancock Bank & Thrift X 8,200 John Hancock Patriot Select X 5,700 Johnson & Johnson X X 7,600 172,983 Johnson Controls Inc. X X 8,200 18,902 Jos E. Seagram & Sons Inc SR X 2,000 Jostens Inc. X 1,200 K Mart Corp. X 150 Kansas City Power & Light Co X 40,800 32,525 Kansas City Southern Ind Inc. X X 53,100 610,158 Kaydon Corp. X X 61,000 162,550 KCI Konecranes International X 130 Kellwood Co X 2,500 Kerr-McGee Corp. X X 9,884 Keycorp New X X 34,650 Keyspan Corporation X 4,602 Keystone Financial Inc. X 1,595 Kimberly-Clark Corp. X X 21,542 KIMCO Realty 8.5% Cumulative X 3,000 KIMCO Realty Corp. X 1,000 Kinder Morgan Energy Partners LP X X 22,573 KMart Financing I 7.75% Conv X 200 Knight/Trimark Goup Inc. New X 500 Kohls Corp. X 1,332 Koninklijke Ahold NV-SP ADR X 330 Koninklijke Philips Electronics NV ADR X 75 Korea Electric Power Corp. ADR X 45,000 Korea Fund Inc. X 58,915 Kroger Co. X X 137,792 Kroll O Gara Co. X 500 L S Starrett Co X 400 L S Starrett Co Cl B X 400 LaClede Gas Co X 2,900 Laidlaw Inc. New X 2,670 LAM Research Corp. X 300 Laser Corp X 1,597 Lasmo PLC - Spon ADR X 1,065 Latin American Investment Fd Inc. X 7,000 LCA-Vision Inc. X 74,600 LCNB Corp X 1,800 Legg Mason, Inc. X 600 Leggett & Platt Inc. X 38,700 Lehman Brothers Holdings Inc X 455 Level 3 Communications Inc. X 100 LG & E Energy X X 56,215 Lifepoint Hospitals Inc. X 88 Ligand Pharmaceuticals Inc. X 23,700 Lilly (Eli) & Co. X 8,900 67,740 Lincoln National Corp. Ind. X 21,000 17,607 Littlefuse Inc. X 2,200 Lloyds TSB Group PLC X 35,000 128,300
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Lockheed Martin Corp. COM 539830109 3,248,211 158,930 Loews Corp. COM 540424108 1,382,250 27,645 Losantiville Cnty Club Land COM 8S02062 4,250 17 Louisiana Pacific Corp. COM 546347105 43,984 3,170 Lowe's Companies, Inc. COM 548661107 1,863,622 31,925 LSI Logic Corp. COM 502161102 72,625 1,000 Lubrizol Corp. COM 549271104 11,525 400 Lubys Cafeterias Inc. COM 549282101 23,925 2,535 Lucent Technologies Inc. COM 549463107 23,016,426 378,871 Lunar Corp. COM 550362107 3,600 300 M C N Corp. COM 55267J100 49,500 1,980 M D U Resources Group, Inc. COM 552690109 37,350 1,800 Madge Networks N.V. COM N5424G106 4,675 550 MAF Bancorp COM 55261R108 43,400 2,681 Magna Entertainment Corp Cl A COM 559211107 1,513 440 Magna International Inc. COM 559222401 88,000 2,200 Mandalay Resort Group COM 562567107 2,531 150 Manor Care Inc COM 564055101 18,225 1,350 Manulife Finl Corp COM 56501R106 26,820 1,826 Marconi PLC-Unsponsored ADR COM 566306106 35,823 3,000 Markel Corp. COM 570535104 29,100 200 Marriott International Cl A COM 571903202 45,140 1,433 Marsh & McLennan Cos Inc COM 571748102 258,132 2,340 Marshall & Ilsley Corp. COM 571834100 4,570,913 79,150 Martha Stewart Living Omnimed COM 573083102 5,400 200 Martin Marietta Materials COM 573284106 10,215,959 215,073 Masco Corp. COM 574599106 156,866 7,652 Mascotech Inc. COM 574670105 35,250 3,000 Matsumotokiyoshi Co ltd COM J40885105 1,294,688 16,200 Matsushita Elec Ind COM 576879209 755,379 2,493 Matsushita Electric Indl Co COM J41121104 1,729,376 57,800 Mattel Inc. COM 577081102 439,972 42,151 May Department Stores COM 577778103 1,140,713 40,025 MBIA, Inc. COM 55262C100 363,920 6,990 MBNA Corp. COM 55262L100 5,713,409 224,055 McCormick & Co. COM 579780206 2,266,466 70,278 McDermott International Inc. COM 580037109 6,432 700 McDonalds Corp. COM 580135101 23,133,136 615,849 MCI Capital I 8.00% Cum PFD Ser A COM 55267Y206 22,500 1,000 MCI WorldCom Inc. COM 55268B106 29,513,739 651,331 McKesson HBOC Inc. COM 58155Q103 2,809,800 133,800 McNeal Real Estate Fd COM 9021974 10,000 20 McWhorter Technologies COM 582803102 25,200 2,100 Mead Corp. COM 582834107 209,174 5,987 Media General Inc. Class A COM 584404107 41,900 800 MediaOne Group Inc. COM 58440J104 11,751,075 145,075 Medtronic Inc. COM 585055106 4,578,085 89,002 Mellon Finl Corp COM 58551A108 21,527,772 729,755 Mercantile Bankshares Corp. COM 587405101 110,027 3,600 Merck & Co., Inc. COM 589331107 34,720,606 558,883 Meridian Diagnostics Inc. COM 589602101 18,742 2,173 Merrill Lynch & Co 9% Cum Pfd COM 590188819 28,563 1,000 Merrill Lynch & Co., Inc. COM 590188108 688,800 6,560 Merrill Lynch Capt Trust II COM 59021C203 40,588 1,700 Merry Land Properties Inc COM 590441101 489 87 Metricom Inc. COM 591596101 2,319 50 Metso Corp -Spons ADR COM 592671101 3,888 288 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Lockheed Martin Corp. X X 33,276 125,654 Loews Corp. X 17,900 9,745 Losantiville Cnty Club Land X 17 Louisiana Pacific Corp. X 3,170 Lowe's Companies, Inc. X 31,925 LSI Logic Corp. X 1,000 Lubrizol Corp. X 400 Lubys Cafeterias Inc. X 2,535 Lucent Technologies Inc. X X 10,400 368,471 Lunar Corp. X 300 M C N Corp. X 1,980 M D U Resources Group, Inc. X 1,800 Madge Networks N.V. X 550 MAF Bancorp X 2,681 Magna Entertainment Corp Cl A X 440 Magna International Inc. X 2,200 Mandalay Resort Group X 150 Manor Care Inc X 1,350 Manulife Finl Corp X 1,826 Marconi PLC-Unsponsored ADR X 3,000 Markel Corp. X 200 Marriott International Cl A X X 1,433 Marsh & McLennan Cos Inc X 2,340 Marshall & Ilsley Corp. X 11,300 67,850 Martha Stewart Living Omnimed X 200 Martin Marietta Materials X 34,745 180,328 Masco Corp. X X 7,652 Mascotech Inc. X 3,000 Matsumotokiyoshi Co ltd X 16,200 Matsushita Elec Ind X 2,493 Matsushita Electric Indl Co X 57,800 Mattel Inc. X 42,151 May Department Stores X X 40,025 MBIA, Inc. X 6,990 MBNA Corp. X 224,055 McCormick & Co. X 70,278 McDermott International Inc. X 700 McDonalds Corp. X X 31,700 584,149 MCI Capital I 8.00% Cum PFD Ser A X 1,000 MCI WorldCom Inc. X X 16,900 634,431 McKesson HBOC Inc. X 13,000 120,800 McNeal Real Estate Fd X 20 McWhorter Technologies X 2,100 Mead Corp. X X 5,987 Media General Inc. Class A X 800 MediaOne Group Inc. X X 145,075 Medtronic Inc. X X 900 88,102 Mellon Finl Corp X X 729,755 Mercantile Bankshares Corp. X 3,600 Merck & Co., Inc. X X 20,400 538,483 Meridian Diagnostics Inc. X X 2,173 Merrill Lynch & Co 9% Cum Pfd X 1,000 Merrill Lynch & Co., Inc. X 6,560 Merrill Lynch Capt Trust II X 1,700 Merry Land Properties Inc X 87 Metricom Inc. X 50 Metso Corp -Spons ADR X 288
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Michelin S A, Cie Generale Des COM F61824144 1,087,546 33,900 Micron Technology Inc. COM 595112103 4,410 35 Microsoft Corp. COM 594918104 40,984,450 385,736 Midas Inc. COM 595626102 2,280 95 Milacron Inc COM 598709103 357,384 24,753 Milacron Inc 4% PFD COM 598709202 3,564 108 Millenium Pharmaceuticals COM 599902103 107,147 825 Miller Herman Inc. COM 600544100 67,200 2,400 Mineral Mountain Mining COM 602873101 83 333 Minimed Inc COM 60365K108 77,700 600 Minnesota Mining & Manufacturing Co. COM 604059105 2,092,744 23,630 Minnesota Pwr & Light COM 604110106 29,759 1,790 Mirage Resorts Inc. COM 60462E104 616,551 31,822 Mitchell Energy & Dev Corp. CL B COM 606592301 2,200 100 Molex Inc. COM 608554101 2,077,532 35,362 Molex Inc. Cl A COM 608554200 17,275,953 389,323 Monsanto Co. COM 611662107 1,410,070 27,380 Mony Group Inc. COM 615337102 30,083 931 Morgan JP & Co Inc. Adj Rate COM 616880209 957,000 13,200 Morgan St Dean Witter Discover & Co. COM 617446448 1,118,555 13,714 Morgan Stanley Emerging Mkts Fund COM 61744G107 104,250 6,000 Morgan Stanley High Yield Fund Inc. COM 61744M104 448,500 39,000 Morgan Stanley India Fund COM 61745C105 294,092 22,300 Morrison Mgmt Specialists COM 618459101 17,011 613 Motorola Inc. COM 620076109 2,789,338 19,591 Murray Global Retu Ord COM M004265 183,408 99,624 Murray Global Retu Zero Div Pfd COM M004280 165,077 99,624 Myriad Genetics Inc COM 62855J104 45,188 750 Nabisco Group Holding Corp COM 62952P102 300,000 25,000 Nasdaq 100 Shares COM 631100104 164,438 1,500 National Australia Bank LTD Spon ADR COM 632525408 1,892,512 29,256 National City Corp. COM 635405103 3,922,566 190,185 National Power ADR FINAL INS COM 637194408 5,932 285 National Presto Industries Inc. COM 637215104 52,200 1,600 National Service Industries Inc. COM 637657107 92,677 4,400 Natl Westminster Bank PLC COM 638539403 2,450 20 Natsteel Ltd COM N032949 988,551 423,000 Navistar International Corp. COM 63934E108 803 20 NCR Corp. COM 62886E108 5,457 136 Neiman Marcus Group Inc COM 640204301 4,290 156 Neon System Inc. COM 640509105 6,600 200 Nestle SA Sponsored ADR COM 641069406 2,853,188 31,839 Net2000 Communications Inc COM 64122G103 1,781 75 Networks Associates Inc. COM 640938106 609,525 18,900 New Century Energies Inc. COM 64352U103 28,560 950 New Germany Fund Inc. COM 644465106 119,023 8,069 New York Times Co. COM 650111107 2,230,832 51,955 Newell Rubbermaid Inc. COM 651229106 356,662 14,374 Newmont Mining Corp. COM 651639106 80,620 3,593 Newpark Resources Inc. Com Par $0.01 COM 651718504 279,456 34,932 News Corp. Limited COM 652487703 1,310,625 23,300 News Corp. Ltd Spons ADR Pfd COM 652487802 151,797 3,179 NHP Retirement Housing Partners I COM nhpretire 10,000 10,000 Nike Inc. COM 654106103 297,188 7,500 Niku Corp COM 654113109 4,731 100 Nisource Inc. COM 65473P105 109,519 6,490 Nokia Corp. Sponsored ADR COM 654902204 2,987,188 13,750 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Michelin S A, Cie Generale Des X 33,900 Micron Technology Inc. X 35 Microsoft Corp. X X 6,700 379,036 Midas Inc. X 95 Milacron Inc X 24,753 Milacron Inc 4% PFD X 108 Millenium Pharmaceuticals X 825 Miller Herman Inc. X 2,400 Mineral Mountain Mining X 333 Minimed Inc X 600 Minnesota Mining & Manufacturing Co. X 23,630 Minnesota Pwr & Light X 1,790 Mirage Resorts Inc. X 19,100 12,722 Mitchell Energy & Dev Corp. CL B X 100 Molex Inc. X 35,362 Molex Inc. Cl A X X 389,323 Monsanto Co. X X 27,380 Mony Group Inc. X 931 Morgan JP & Co Inc. Adj Rate X 13,200 Morgan St Dean Witter Discover & Co. X 13,714 Morgan Stanley Emerging Mkts Fund X 6,000 Morgan Stanley High Yield Fund Inc. X X 39,000 Morgan Stanley India Fund X 22,300 Morrison Mgmt Specialists X 613 Motorola Inc. X X 19,591 Murray Global Retu Ord X 99,624 Murray Global Retu Zero Div Pfd X 99,624 Myriad Genetics Inc X 750 Nabisco Group Holding Corp X 17,400 7,600 Nasdaq 100 Shares X 1,500 National Australia Bank LTD Spon ADR X 29,256 National City Corp. X X 190,185 National Power ADR FINAL INS X 285 National Presto Industries Inc. X 1,600 National Service Industries Inc. X 4,400 Natl Westminster Bank PLC X 20 Natsteel Ltd X 423,000 Navistar International Corp. X 20 NCR Corp. X 136 Neiman Marcus Group Inc X 156 Neon System Inc. X 200 Nestle SA Sponsored ADR X X 31,839 Net2000 Communications Inc X 75 Networks Associates Inc. X 18,900 New Century Energies Inc. X 950 New Germany Fund Inc. X 8,069 New York Times Co. X 51,955 Newell Rubbermaid Inc. X 14,374 Newmont Mining Corp. X X 3,593 Newpark Resources Inc. Com Par $0.01 X 34,932 News Corp. Limited X 23,300 News Corp. Ltd Spons ADR Pfd X 3,179 NHP Retirement Housing Partners I X 10,000 Nike Inc. X 7,500 Niku Corp X 100 Nisource Inc. X 6,490 Nokia Corp. Sponsored ADR X X 13,750
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Nordstrom Inc. COM 655664100 29,500 1,000 Norfolk Southern Corp. COM 655844108 2,065,946 143,718 Norfolk Southern Railway Co. COM 655855203 4,241 118 Norsk Hydro As Adr COM 656531605 609,008 16,000 Nortel Networks Corp. COM 656569100 14,724,108 116,858 North Fork Bancorp, Inc.-DEL COM 659424105 1,367,035 76,478 North Star Inc. COM 990186918 27,000 2,000 Northern Mineral Co COM 665415105 10 38 Northern States Power Co COM 665772109 31,403 1,580 Northern Trust Corp. COM 665859104 380,042 5,625 Northwest Natural Gas Co COM 667655104 16,088 825 Novartis AG-ADR COM 66987V109 774,711 11,329 Novartis Ag-Regd COM H5820Q101 1,367,143 1,000 Novell, Inc. COM 670006105 100,188 3,500 Novellus System Inc. COM 670008101 42,094 750 Novo-Nordisk A/S ADR COM 670100205 267,638 3,900 NSP Financing I-7.875% Tr PFD COM 629384207 21,688 1,000 Nucor Corp. COM 670346105 106,100 2,122 Nycomed Amersham Plc -S ADR COM 67066H102 8,335 211 Ogden Corp. COM 676346109 47,752 4,000 OGE Energy Corp. COM 670837103 72,914 3,800 Ohio Casualty Corp. COM 677240103 698,555 39,080 Old Kent Financial Corp. COM 679833103 6,315,500 195,448 On Command Corp. COM 682160106 8,700 580 Oneida Ltd COM 682505102 266,260 13,746 Oneida Valley Secs Corp COM 682607106 0 20 Oracle Systems Corp. COM 68389X105 1,149,400 14,724 Oshkosh Truck Corp. Class B COM 688239201 236,079 7,600 Outback Steakhouse Inc. COM 689899102 149,093 4,650 P N C Bank Corp. COM 693475105 3,494,985 77,558 Paccar Inc. COM 693718108 230,000 4,600 Pacific Century Financial Corp. COM 694058108 16,169 796 Pacific Dunlop Ltd COM 694185208 2,643 730 Pacific Enterprises COM 694232604 24,041 350 Pacific Telesis Finance TOPRS COM 694887209 11,032 500 Paine Webber Group Inc. COM 695629105 99,000 2,250 Pall Corp. COM 696429307 94,240 4,200 Panda Project Inc. COM 69833F104 2 5 Panera Bread Co COM 69840W108 56,250 7,500 Parker Hannifin Corp. COM 701094104 41,809 1,012 Paychex Inc. COM 704326107 47,138 900 Payless Shoesource Inc. COM 704379106 26,592 512 PE Corp PE Biosystems Group COM 69332S102 77,200 800 Pe Corp. Celera Genomics Group COM 69332S201 30,216 330 Pegasus Communications Corp. - Cl A COM 705904100 816,350 5,800 Penney (J C) Co Inc. COM 708160106 170,706 11,476 Penton Media Inc. COM 709668107 7,800 300 Peoples Energy Corp. COM 711030106 30,182 1,100 PeopleSoft Inc. COM 712713106 449,200 22,460 PepsiCo, Inc. COM 713448108 2,038,526 58,980 Perkinelmer Inc COM 714046109 5,852 88 Perlis Plantations-Unsp ADR COM 713900207 15,488 11,000 Persistence Software Inc COM 715329108 453,150 22,800 Petrie Stores Liquidation COM 716437108 250 200 Pfizer Inc. COM 717081103 22,009,618 601,964 Pharmacia & UpJohn Inc. COM 716941109 5,647,947 95,324 Phelps Dodge COM 717265102 11,400 240 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Nordstrom Inc. X 1,000 Norfolk Southern Corp. X X 143,718 Norfolk Southern Railway Co. X 118 Norsk Hydro As Adr X 16,000 Nortel Networks Corp. X X 400 116,458 North Fork Bancorp, Inc.-DEL X 76,478 North Star Inc. X 2,000 Northern Mineral Co X 38 Northern States Power Co X 1,580 Northern Trust Corp. X X 5,625 Northwest Natural Gas Co X 825 Novartis AG-ADR X 11,329 Novartis Ag-Regd X 1,000 Novell, Inc. X 3,500 Novellus System Inc. X 750 Novo-Nordisk A/S ADR X X 3,900 NSP Financing I-7.875% Tr PFD X 1,000 Nucor Corp. X 2,122 Nycomed Amersham Plc -S ADR X 211 Ogden Corp. X X 4,000 OGE Energy Corp. X 3,800 Ohio Casualty Corp. X X 39,080 Old Kent Financial Corp. X X 1,529 193,919 On Command Corp. X 580 Oneida Ltd X 13,746 Oneida Valley Secs Corp X 20 Oracle Systems Corp. X 14,724 Oshkosh Truck Corp. Class B X X 7,600 Outback Steakhouse Inc. X 4,650 P N C Bank Corp. X X 77,558 Paccar Inc. X 4,600 Pacific Century Financial Corp. X 796 Pacific Dunlop Ltd X 730 Pacific Enterprises X 350 Pacific Telesis Finance TOPRS X 500 Paine Webber Group Inc. X 2,250 Pall Corp. X X 4,200 Panda Project Inc. X 5 Panera Bread Co X 7,500 Parker Hannifin Corp. X 1,012 Paychex Inc. X 900 Payless Shoesource Inc. X 512 PE Corp PE Biosystems Group X 800 Pe Corp. Celera Genomics Group X 330 Pegasus Communications Corp. - Cl A X 5,800 Penney (J C) Co Inc. X X 11,476 Penton Media Inc. X 300 Peoples Energy Corp. X 1,100 PeopleSoft Inc. X 22,460 PepsiCo, Inc. X X 58,980 Perkinelmer Inc X 88 Perlis Plantations-Unsp ADR X 11,000 Persistence Software Inc X 22,800 Petrie Stores Liquidation X 200 Pfizer Inc. X X 601,964 Pharmacia & UpJohn Inc. X 25,500 69,824 Phelps Dodge X 240
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Philip Morris Companies Inc. COM 718154107 3,344,214 158,306 Phillips Petroleum Company COM 718507106 3,676,328 79,488 Phoenix Intl Life Sciences COM 718919103 11,000 1,000 Phone Com Inc COM 71920Q100 16,313 100 Piedmont Natural Gas Co COM 720186105 20,850 800 Pier 1 Imports Inc. COM 720279108 10,250 1,000 PIMCO High Yield Fund C COM 693742108 604,232 49,576 Pioneer Natural Resources Co COM 723787107 446 42 Pioneer Standard COM 723877106 1,237,950 78,600 Pitney-Bowes, Inc. COM 724479100 1,211,492 27,110 Placer Dome Inc. COM 725906101 16,591 2,042 Plains Resources Inc. New COM 726540503 25,000 2,000 Playtex Products Inc. COM 72813P100 78,000 6,000 PLC Capital Trust I 8.25% COM 693406209 43,750 2,000 Plum Creek Timber Co L P COM 729251108 64,025 2,600 PMC Capital Inc. COM 693430100 26,400 3,300 PMI Group Inc. COM 69344M101 31,072 655 Pohang Iron & Steel Co, Ltd ADS COM 730450103 855,443 31,107 Pomeroy Computer Resources Inc. COM 731822102 295,985 16,108 Portal Software Inc COM 736126103 17,081 300 Post Properties Inc. COM 737464107 682,217 16,923 Potash Corp. of Saskatchewan COM 73755L107 2,379,500 47,590 Potomac Electric Power Co COM 737679100 38,689 1,710 PPG Industries, Inc. COM 693506107 549,287 10,500 Praxair Inc. COM 74005P104 43,082 1,035 Pride International Inc. COM 741932107 114,065 5,000 Primark Corp. COM 741903108 14,475 600 Procter & Gamble Co. COM 742718109 27,988,352 497,571 Prodigy Communications Corp. COM 74283P107 1,506 100 Professional Bancorp Inc COM 743112104 42,900 8,800 Provident Financial GRP COM 743866105 203,560 5,976 Providian Financial Corp. COM 74406A102 320,513 3,700 Public Service Enterprise Group COM 744573106 34,661 1,170 Pulitzer Inc COM 745769109 74,924 1,833 Putnam High Income Cvt & Bd Fd COM 746779107 194,939 27,600 Qingling Motors Co Ltd COM Y71713104 1,308 12,000 QMS Inc. COM 74726G102 3 1 Quaker Oats COM 747402105 72,750 1,200 Qualcomm Inc. COM 747525103 344,166 2,305 Questar Corp. COM 748356102 29,701 1,600 Qwest Communications International, In COM 749121109 29,100 600 R.H. Donnelly Corp. COM 74955W307 40,222 2,366 Ralston-Ralston Purina Group COM 751277302 70,135 2,562 Rambus Inc. COM 750917106 235,600 800 Ramtron International Corp. Com New COM 751907304 5,975 400 Rayonier Inc. COM 754907103 23,156 475 Raytheon Co. Cl A COM 755111309 8,428 448 Raytheon Co-Cl B COM 755111408 263,588 14,850 Read-Rite Corp. COM 755246105 70,320 15,000 Reebok International Ltd COM 758110100 484,700 52,400 Regeneron Pharmaceuticals Inc. COM 75886F107 14,782 500 Regions Financial Corp. COM 758940100 1,051,816 46,106 Reliant Energy Inc COM 75952J108 354,312 15,117 Reliastar Financial Corp. COM 75952U103 46,917 1,385 Repsol S.A. ADR COM 76026T205 2,034,539 95,460 Reuters Holdings PLC Spon ADR COM 76132M102 82,727 693 Rexall Sundown Inc. COM 761648104 4,238 300 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Philip Morris Companies Inc. X X 14,500 143,806 Phillips Petroleum Company X X 30,400 49,088 Phoenix Intl Life Sciences X 1,000 Phone Com Inc X 100 Piedmont Natural Gas Co X 800 Pier 1 Imports Inc. X 1,000 PIMCO High Yield Fund C X X 49,576 Pioneer Natural Resources Co X 42 Pioneer Standard X 51,800 26,800 Pitney-Bowes, Inc. X 27,110 Placer Dome Inc. X 2,042 Plains Resources Inc. New X 2,000 Playtex Products Inc. X 6,000 PLC Capital Trust I 8.25% X 2,000 Plum Creek Timber Co L P X 2,600 PMC Capital Inc. X 3,300 PMI Group Inc. X 655 Pohang Iron & Steel Co, Ltd ADS X 31,107 Pomeroy Computer Resources Inc. X X 16,108 Portal Software Inc X 300 Post Properties Inc. X 13,000 3,923 Potash Corp. of Saskatchewan X 22,300 25,290 Potomac Electric Power Co X 1,710 PPG Industries, Inc. X X 10,500 Praxair Inc. X 1,035 Pride International Inc. X 5,000 Primark Corp. X 600 Procter & Gamble Co. X X 497,571 Prodigy Communications Corp. X 100 Professional Bancorp Inc X 8,800 Provident Financial GRP X 5,976 Providian Financial Corp. X 3,700 Public Service Enterprise Group X 1,170 Pulitzer Inc X 1,833 Putnam High Income Cvt & Bd Fd X 27,600 Qingling Motors Co Ltd X 12,000 QMS Inc. X 1 Quaker Oats X 1,200 Qualcomm Inc. X 2,305 Questar Corp. X 1,600 Qwest Communications International, In X 600 R.H. Donnelly Corp. X 2,366 Ralston-Ralston Purina Group X 2,562 Rambus Inc. X 800 Ramtron International Corp. Com New X 400 Rayonier Inc. X X 475 Raytheon Co. Cl A X X 448 Raytheon Co-Cl B X 14,850 Read-Rite Corp. X 15,000 Reebok International Ltd X 52,400 Regeneron Pharmaceuticals Inc. X 500 Regions Financial Corp. X X 6,900 39,206 Reliant Energy Inc X X 15,117 Reliastar Financial Corp. X 1,385 Repsol S.A. ADR X 7,500 87,960 Reuters Holdings PLC Spon ADR X 693 Rexall Sundown Inc. X 300
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Reynolds & Reynolds Co CL A COM 761695105 29,025 1,075 Reynolds R J Tob Hldgs Inc COM 76182K105 12,342 726 Rio Tinto PLC - Sponsored ADR COM 767204100 1,729,950 24,280 River Cities Capital Group II Ltd Part COM RIVERCITI 200,000 200 Roche Holdings Ltd Spons ADR COM 771195104 119,480 1,100 Rockwell International Corp. COM 773903109 51,179 1,224 Rohm & Haas COM 775371107 416,128 9,325 Rohm Co Ltd COM J65328122 1,704,906 4,900 Royal Dutch Petroleum Co ADR COM 780257804 5,096,225 88,533 Royce Micro Cap Trust Inc. COM 780915104 33,968 3,274 Royce Value Tr Inc. COM 780910105 1,376,949 99,685 RPM Inc. - Ohio COM 749685103 1,716 156 Ruby Tuesday Inc. COM 781182100 32,200 1,840 S C I Systems Inc. COM 783890106 199,108 3,700 Sabre Group Holdings Inc. COM 785905100 1,561,228 42,267 Safeway Inc. COM 786514208 69,414 1,534 Saks Incorporated COM 79377W108 8,700 600 San Paolo-imi S P A COM 799175104 1,959,576 68,757 Sandisk Corp. COM 80004C101 11,025 90 Santa Fe Snyder Corp COM 80218K105 1,790 186 SAP AG Sponsored ADR COM 803054204 89,625 1,500 Sara Lee Corp. COM 803111103 258,823 14,379 SBC Communications Inc. COM 78387G103 13,033,264 310,316 Schering-Plough Corp. COM 806605101 20,018,138 544,711 Schlumberger Limited COM 806857108 10,381,662 135,708 Schwab Charles Corp. COM 808513105 66,755 1,175 Schweitzer-Mauduit Intl COM 808541106 1,087 84 Scientific-Atlanta Inc. COM 808655104 488,473 7,700 Scripps Co E W Cl A COM 811054204 63,050 1,300 Sealed Air Corp. COM 81211K100 92,332 1,700 Sears Roebuck & Co COM 812387108 131,651 4,264 Secom Co Ltd - Ord COM J69972107 1,620,977 18,900 Secom Co Ltd Adr COM 813113206 34,318 200 Service Corp. International COM 817565104 222,600 74,200 Servicemaster Co COM 81760N109 415,030 36,892 Shanghai Petro Co LTD ADR CL H COM 819424102 4,450 400 Shell Transport & Trading PLC COM 822703609 765,972 15,612 Sherwin Williams Corp. COM 824348106 26,326 1,200 Shire Pharmaceuticals Grp PLC Spons AD COM 82481R106 17,066 333 Shopsmith Inc COM 825098106 313 500 Sidel SA COM S002537 13,008 200 Siemens AG ADR New COM 826197402 259,218 1,800 Sigma-Aldrich Corp. COM 826552101 80,625 3,000 Simpson Inds Inc. COM 829060102 11,776 1,200 Singapore Telecommunications LTD-ORD COM Y79985126 456,000 320,000 Singapore Telecommunicatns Ltd COM 82929R106 8,559 600 SK Telecom Co Ltd Sponsored Adr COM 78440P108 95,550 2,450 Sky Financial Group Inc COM 83080P103 76,521 4,709 SLM Holding Corp. COM 78442A109 93,276 2,800 SmithKline Beecham Spons ADR COM 832378301 193,234 2,925 Softbank Corp COM J75963108 91,000 100 Solectron Corp. COM 834182107 52,082 1,300 Solutia Inc. COM 834376105 36,434 2,724 Sonera Group Plc COM 835433202 9,956 150 Sony Corp. - Sponsored ADR COM 835699307 4,618,421 16,487 Southern Co COM 842587107 67,425 3,100 Southern Pacific Petroleum NL ADR COM 843581307 3,051 1,375 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Reynolds & Reynolds Co CL A X 1,075 Reynolds R J Tob Hldgs Inc X 726 Rio Tinto PLC - Sponsored ADR X 24,280 River Cities Capital Group II Ltd Part X 200 Roche Holdings Ltd Spons ADR X 1,100 Rockwell International Corp. X 1,224 Rohm & Haas X 9,325 Rohm Co Ltd X 4,900 Royal Dutch Petroleum Co ADR X X 600 87,933 Royce Micro Cap Trust Inc. X 3,274 Royce Value Tr Inc. X 47,329 52,356 RPM Inc. - Ohio X 156 Ruby Tuesday Inc. X 1,840 S C I Systems Inc. X 3,700 Sabre Group Holdings Inc. X 25,075 17,192 Safeway Inc. X X 1,534 Saks Incorporated X X 600 San Paolo-imi S P A X 68,757 Sandisk Corp. X 90 Santa Fe Snyder Corp X 186 SAP AG Sponsored ADR X 1,500 Sara Lee Corp. X X 14,379 SBC Communications Inc. X X 5,700 304,616 Schering-Plough Corp. X X 544,711 Schlumberger Limited X X 4,700 131,008 Schwab Charles Corp. X 1,175 Schweitzer-Mauduit Intl X 84 Scientific-Atlanta Inc. X 7,700 Scripps Co E W Cl A X 1,300 Sealed Air Corp. X 1,700 Sears Roebuck & Co X 4,264 Secom Co Ltd - Ord X 18,900 Secom Co Ltd Adr X 200 Service Corp. International X 74,200 Servicemaster Co X 36,892 Shanghai Petro Co LTD ADR CL H X 400 Shell Transport & Trading PLC X 15,612 Sherwin Williams Corp. X 1,200 Shire Pharmaceuticals Grp PLC Spons AD X 333 Shopsmith Inc X 500 Sidel SA X 200 Siemens AG ADR New X 1,800 Sigma-Aldrich Corp. X 3,000 Simpson Inds Inc. X 1,200 Singapore Telecommunications LTD-ORD X 320,000 Singapore Telecommunicatns Ltd X 600 SK Telecom Co Ltd Sponsored Adr X 2,450 Sky Financial Group Inc X 4,709 SLM Holding Corp. X 2,800 SmithKline Beecham Spons ADR X 2,925 Softbank Corp X 100 Solectron Corp. X 1,300 Solutia Inc. X 2,724 Sonera Group Plc X 150 Sony Corp. - Sponsored ADR X 16,487 Southern Co X 3,100 Southern Pacific Petroleum NL ADR X 1,375
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Southwestern Energy Co. COM 845467109 145,750 22,000 Spacelabs Medical Inc. COM 846247104 7,969 500 Spieker Properties, Inc. COM 848497103 84,550 1,900 Sprint Corp. (FON Group) COM 852061100 4,744,971 75,317 Sprint Corp. (PCS Group) COM 852061506 533,868 8,174 St Gobain COM F80343100 1,018,232 7,974 St Jude Medical Inc. COM 790849103 573,049 22,200 St. Mary Land & Exploration COM 792228108 1,857,478 62,175 St. Paul Companies Inc. COM 792860108 201,338 5,900 Standard & Poors DEP Receipts COM 78462F103 102,684 682 Staples Inc. COM 855030102 288,000 14,400 Starbucks Corp. COM 855244109 63,634 1,420 Starwood Hotels & Resorts Worldwide In COM 85590A203 39,900 1,520 State Auto Financial Corp. COM 855707105 201,600 25,200 State Street Corp. COM 857477103 290,625 3,000 Statefed Financial Corp COM 857549109 17,000 2,000 Steelcase Inc. - CL A COM 858155203 254,400 21,200 Stewart & Stevenson COM 860342104 466,875 41,500 Stone Energy Corp. COM 861642106 1,877,656 38,125 Strattec Security Corp. COM 863111100 17,188 500 Stride Rite Corp. COM 863314100 476 59 Structural Dynamics Research COM 863555108 569,970 42,220 Student Loan Mkting COM 863871208 34,932 900 Suburst Hospitality Corp. COM 866948102 2,222 450 Sun Microsystems Inc. COM 866810104 1,508,806 16,102 Sunoco Inc COM 86764P109 6,242 228 Suntrust Banks Inc. COM 867914103 589,050 10,200 Superior Energy Services Inc. COM 868157108 39,000 4,000 Swissray Intl Inc COM 871016200 8,438 2,500 Switchboard Inc COM 871045100 3,438 100 Sylvan Learning Systems Inc. COM 871399101 39,845 2,500 Symantec Corp. COM 871503108 195,325 2,600 Symbol Technologies Inc. COM 871508107 27,739 337 Synopsys Inc. COM 871607107 34,125 700 Sysco Corp. COM 871829107 16,358,519 458,376 T R W Inc. COM 872649108 193,635 3,310 Taiwan Fund Inc. COM 874036106 804,760 33,100 Taiwan Semiconductor Co. LTD Spons ADR COM 874039100 92,055 1,615 Talisman Energy Inc COM 87425E103 7,141 250 Tanger Factory Outlet Centers COM 875465106 9,594 500 Target Corp COM 87612E106 7,426,562 99,352 Taubman Centers, Inc. COM 876664103 459,718 41,323 Teco Energy Inc. COM 872375100 22,043 1,134 Telecom Corp. of New COM 879278208 5,870 160 Telecominicaoes Brasileiras SA ADR COM 879287308 7,484 50 Telefonica de Argentina S.A. COM 879378206 5,299 135 Telefonica De Espana SA Spons ADR COM 879382208 2,347,111 31,452 Telefonos De Mexico SA Spons ADR COM 879403780 563,068 8,404 Telephone & Data Systems, Inc. COM 879433100 512,265 4,615 Teligent Inc. Cl A COM 87959Y103 26,725 400 Telxon Corp. COM 879700102 12,294 700 Temple Inland Inc. COM 879868107 19,925 400 Templeton Developing Markets Adv COM 88018T101 991,671 110,950 Templeton Emerging Markets COM 880191101 207,930 19,120 Templeton Growth C COM 880192109 791,455 83,311 Tenet Healthcare Corp. COM 88033G100 23,000 1,000 Tennant Co COM 880345103 27,900 900 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Southwestern Energy Co. X 22,000 Spacelabs Medical Inc. X 500 Spieker Properties, Inc. X 1,900 Sprint Corp. (FON Group) X 9,600 65,717 Sprint Corp. (PCS Group) X 8,174 St Gobain X 7,974 St Jude Medical Inc. X 20,000 2,200 St. Mary Land & Exploration X 6,900 55,275 St. Paul Companies Inc. X 5,900 Standard & Poors DEP Receipts X 682 Staples Inc. X X 14,400 Starbucks Corp. X 1,420 Starwood Hotels & Resorts Worldwide In X X 1,520 State Auto Financial Corp. X 25,200 State Street Corp. X 3,000 Statefed Financial Corp X 2,000 Steelcase Inc. - CL A X 21,200 Stewart & Stevenson X 41,500 Stone Energy Corp. X 38,125 Strattec Security Corp. X 500 Stride Rite Corp. X 59 Structural Dynamics Research X 42,220 Student Loan Mkting X 900 Suburst Hospitality Corp. X 450 Sun Microsystems Inc. X 16,102 Sunoco Inc X 228 Suntrust Banks Inc. X X 10,200 Superior Energy Services Inc. X 4,000 Swissray Intl Inc X 2,500 Switchboard Inc X 100 Sylvan Learning Systems Inc. X 2,500 Symantec Corp. X 2,600 Symbol Technologies Inc. X 337 Synopsys Inc. X 700 Sysco Corp. X X 458,376 T R W Inc. X 3,310 Taiwan Fund Inc. X 33,100 Taiwan Semiconductor Co. LTD Spons ADR X 1,615 Talisman Energy Inc X 250 Tanger Factory Outlet Centers X 500 Target Corp X X 99,352 Taubman Centers, Inc. X 41,323 Teco Energy Inc. X 1,134 Telecom Corp. of New X 160 Telecominicaoes Brasileiras SA ADR X 50 Telefonica de Argentina S.A. X 135 Telefonica De Espana SA Spons ADR X X 31,452 Telefonos De Mexico SA Spons ADR X 8,404 Telephone & Data Systems, Inc. X 4,615 Teligent Inc. Cl A X 400 Telxon Corp. X 700 Temple Inland Inc. X 400 Templeton Developing Markets Adv X 2,700 108,250 Templeton Emerging Markets X 19,120 Templeton Growth C X X 83,311 Tenet Healthcare Corp. X 1,000 Tennant Co X 900
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Teppco Partners L P Units Rep Lim COM 872384102 44,500 2,000 Terumo Corp. COM J83173104 750,450 25,000 Teva Pharmaceutical-SP ADR COM 881624209 5,970 160 Texaco Inc. COM 881694103 7,439,396 138,730 Texas Instruments Inc. COM 882508104 1,830,400 11,440 Texas Utilities Co. COM 882848104 232,516 7,832 Textron Capital I Trust Pfd COM 883198202 22,125 1,000 Thai Cap Fd Inc. COM 882905102 3,050 800 The Allstate Corp. COM 020002101 359,719 15,106 The Cincinnati Gas & Elec Co COM 172070831 4,563 200 The India Fund, Inc. COM 454089103 66,300 3,900 The Japan Equity Fund, Inc. COM 471057109 34,083 4,100 The Midland Co COM 597486109 70,500 3,000 The Royal Bank of Scotland Grp Plc Pfd COM 780097507 11,688 500 The Scotts Co Class A COM 810186106 327,600 7,800 The Town and Country Trust COM 892081100 242,875 14,500 The Valspar Corp. COM 920355104 10,535,270 274,979 The Walt Disney Co. COM 254687106 19,632,130 474,493 Theragenics Corp. COM 883375107 5,350 400 Thermo Electron Corp. COM 883556102 466,588 22,900 Thermo Instrument Systems Inc. COM 883559106 44,359 2,106 Thomas & Betts Corp. COM 884315102 248,600 8,800 Time Warner Inc COM 887315109 47,895,900 478,959 Timken Co COM 887389104 108,875 6,700 Tomkins PLC Sponsored ADR COM 890030208 1,086,142 81,973 Tommy Hilfiger Corp. COM G8915Z102 43,500 3,000 Tootsie Roll Industries Inc. COM 890516107 2,173,905 69,017 Topps Inc. COM 890786106 8 1 Total SA Adr COM 89151E109 16,520,198 224,383 Toys 'R' Us Inc. COM 892335100 140,812 9,506 Trammell Crow Co COM 89288R106 3,319 300 Trans World Airlines COM 893349837 2 1 Transcanada Pipelines Ltd COM 893526756 38,938 1,750 Trans-Dominion Energy COM 89322F100 0 1 Transocean Sedco Forex Inc COM G90078109 808,590 15,758 Travelers P&C Capital I 8.08% COM 893931204 23,188 1,000 Tri City Bank Shares Corp - Wisc COM 895364107 465 15 Triad Hospitals Inc. COM 89579K109 1,474 88 Tribune Co COM 896047107 1,274,952 34,870 Tricon Global Restaurants Inc. COM 895953107 83,497 2,688 Tri-Continental COM 895436103 60,282 2,364 Troy Group Inc COM 89733N106 13,750 500 Tupperware Corp. COM 899896104 6,641 420 Turbosonic Technologies Inc. COM 900010109 46 53 TXU Electric Capital III 8.00% Cum PF COM 87316Q207 21,313 1,000 Tyco International LTD COM 902124106 24,572,739 492,687 U S T Inc. COM 902911106 138,859 8,887 U S Wireless Data inc Cl A COM 912899101 35,658 7,000 U.S. Bancorp COM 902973106 56,263 2,572 U.S. Trust Corp. New COM 91288L105 13,874,490 73,410 U.S. West Inc. COM 91273H101 1,832,906 25,238 Ucar International Inc. COM 90262K109 1,171,398 88,823 Unilever N V COM 904784709 2,503 52 Union Carbide Corp. COM 905581104 76,157 1,306 Union Pacific Capital Trust Term COM 907824403 24,075 600 Union Pacific Corp. COM 907818108 10,757,927 274,963 Union Pacific Resources Group Inc. COM 907834105 131,704 9,083 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Teppco Partners L P Units Rep Lim X 2,000 Terumo Corp. X 25,000 Teva Pharmaceutical-SP ADR X 160 Texaco Inc. X X 138,730 Texas Instruments Inc. X 11,440 Texas Utilities Co. X 7,832 Textron Capital I Trust Pfd X 1,000 Thai Cap Fd Inc. X 800 The Allstate Corp. X X 15,106 The Cincinnati Gas & Elec Co X 200 The India Fund, Inc. X 3,900 The Japan Equity Fund, Inc. X 4,100 The Midland Co X 3,000 The Royal Bank of Scotland Grp Plc Pfd X 500 The Scotts Co Class A X X 7,800 The Town and Country Trust X 14,500 The Valspar Corp. X X 274,979 The Walt Disney Co. X X 23,300 451,193 Theragenics Corp. X 400 Thermo Electron Corp. X 22,900 Thermo Instrument Systems Inc. X 2,106 Thomas & Betts Corp. X 8,800 Time Warner Inc X X 30,200 448,759 Timken Co X 6,700 Tomkins PLC Sponsored ADR X 81,973 Tommy Hilfiger Corp. X 3,000 Tootsie Roll Industries Inc. X X 69,017 Topps Inc. X 1 Total SA Adr X X 21,900 202,483 Toys 'R' Us Inc. X 9,506 Trammell Crow Co X 300 Trans World Airlines X 1 Transcanada Pipelines Ltd X 1,750 Trans-Dominion Energy X 1 Transocean Sedco Forex Inc X X 715 15,043 Travelers P&C Capital I 8.08% X 1,000 Tri City Bank Shares Corp - Wisc X 15 Triad Hospitals Inc. X 88 Tribune Co X X 34,870 Tricon Global Restaurants Inc. X X 2,688 Tri-Continental X 2,364 Troy Group Inc X 500 Tupperware Corp. X 420 Turbosonic Technologies Inc. X 53 TXU Electric Capital III 8.00% Cum PF X 1,000 Tyco International LTD X X 13,532 479,155 U S T Inc. X 8,887 U S Wireless Data inc Cl A X 7,000 U.S. Bancorp X 2,572 U.S. Trust Corp. New X X 73,410 U.S. West Inc. X X 25,238 Ucar International Inc. X 59,600 29,223 Unilever N V X 52 Union Carbide Corp. X 1,306 Union Pacific Capital Trust Term X 600 Union Pacific Corp. X X 57,300 217,663 Union Pacific Resources Group Inc. X 9,083
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Union Planters Corp. COM 908068109 18,488 600 Uniprop Income Fund II COM 90915D106 7,160 500 Unisys Corp. COM 909214108 17,136 672 United Asset Management Corp. COM 909420101 67,521 3,900 United Dominion Realty Trust COM 910197102 1,340,543 133,215 United Dominion Realty Trust COM 910197300 10,875 600 United Healthcare Corp. COM 910581107 4,770 80 United Overseas Bank LTD Spons ADR COM 911271302 3,880 316 United Parcel Service Inc COM 911312106 533,925 8,475 United Technologies Corp. COM 913017109 2,559,683 40,509 United Water Resources Inc. COM 913190104 34,750 1,000 Universal Display Corp COM 91347P105 12,438 500 Universal Foods Corp. COM 913538104 32,789 1,534 Universal Hlth Rlty Income Tr COM 91359E105 9,655 613 Unocal Corp. COM 915289102 4,366,289 146,766 US Air Group COM 911905107 27,813 1,000 US Oncology Inc COM 90338W103 234,000 52,000 USX Marathon Group COM 902905827 10,608 407 USX-U.S. Steel Group COM 90337T101 475 19 Utilicorp United Inc. COM 918005109 10,838 600 V F Corp. COM 918204108 38,501 1,600 Valence Technology, Inc. COM 918914102 16,494 700 Valmont Ind Inc COM 920253101 47,403 2,748 Value City Department Stores Inc COM 920387107 27,750 2,000 Valuevision International Inc. Cl A COM 92047K107 128,263 3,100 Varian Inc COM 922206107 23,025 600 Varian Medical Systems Inc COM 92220P105 27,375 600 Varian Semiconductor Equip COM 922207105 38,175 600 Veritas DGC Inc COM 92343P107 2,813 100 Veritas Software Corp COM 923436109 78,600 600 Vertex Pharmaceuticals Inc. COM 92532F100 25,747 550 Viacom Inc Class B COM 925524308 48,530 920 Vina Concha Y Toro SA Spons ADR COM 927191106 3,850 100 Vion Pharmaceuticals Inc. COM 927624106 48,156 2,713 Vishay Intertechnology Inc. COM 928298108 38,312 689 Visual Data Corp COM 928428200 3,194 350 Visx Inc Del COM 92844S105 10,950 600 Vitesse Semiconductor Corp. COM 928497106 616,000 6,400 Vlasic Foods International COM 928559103 1,900 800 Vodafone Airtouch PLC-Sponsored ADR COM 92857T107 2,102,504 37,840 Vodafone Group PLC COM G9387S105 212,978 38,326 Volkswagen AG - Sponsored ADR COM 928662303 6,297 720 Volvo Aktiebolaget COM 928856400 10,925 400 Vornado Realty Trust Common Shares COM 929042109 167,433 4,998 Wachovia Corp. COM 929771103 393,757 5,828 Wal Mart De Mexico Sa De Cv COM 93114W107 6,324 253 Walgreen Co COM 931422109 1,046,892 40,656 Wal-Mart Stores Inc. COM 931142103 2,759,238 49,716 Walnut Capital Partners LP COM WLNTLPZZZ 400,000 16 Warner Lambert Co. COM 934488107 9,675,608 99,237 Washington Federal Inc. COM 938824109 4,812,532 252,454 Washington Mutual Inc. COM 939322103 800,565 30,210 Washington Post- Class B COM 939640108 2,974,418 5,498 Washington Real Estate Investors Trust COM 939653101 208,125 13,875 Waste Management Inc. COM 94106L109 2,484,358 181,499 Waterford Wedgewood - Unit COM G94697102 57,204 63,000 Watson Pharmaceuticals Inc COM 942683103 4,723 119 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Union Planters Corp. X 600 Uniprop Income Fund II X 500 Unisys Corp. X 672 United Asset Management Corp. X 3,900 United Dominion Realty Trust X 55,400 77,815 United Dominion Realty Trust X 600 United Healthcare Corp. X 80 United Overseas Bank LTD Spons ADR X 316 United Parcel Service Inc X X 8,475 United Technologies Corp. X 40,509 United Water Resources Inc. X 1,000 Universal Display Corp X 500 Universal Foods Corp. X 1,534 Universal Hlth Rlty Income Tr X 613 Unocal Corp. X 49,700 97,066 US Air Group X 1,000 US Oncology Inc X 52,000 USX Marathon Group X 407 USX-U.S. Steel Group X 19 Utilicorp United Inc. X 600 V F Corp. X 1,600 Valence Technology, Inc. X 700 Valmont Ind Inc X 2,748 Value City Department Stores Inc X 2,000 Valuevision International Inc. Cl A X 3,100 Varian Inc X 600 Varian Medical Systems Inc X 600 Varian Semiconductor Equip X 600 Veritas DGC Inc X 100 Veritas Software Corp X 600 Vertex Pharmaceuticals Inc. X 550 Viacom Inc Class B X 920 Vina Concha Y Toro SA Spons ADR X 100 Vion Pharmaceuticals Inc. X 2,713 Vishay Intertechnology Inc. X 689 Visual Data Corp X 350 Visx Inc Del X 600 Vitesse Semiconductor Corp. X 6,400 Vlasic Foods International X 800 Vodafone Airtouch PLC-Sponsored ADR X X 37,840 Vodafone Group PLC X 38,326 Volkswagen AG - Sponsored ADR X 720 Volvo Aktiebolaget X 400 Vornado Realty Trust Common Shares X 4,998 Wachovia Corp. X 5,828 Wal Mart De Mexico Sa De Cv X 253 Walgreen Co X X 40,656 Wal-Mart Stores Inc. X 49,716 Walnut Capital Partners LP X 16 Warner Lambert Co. X X 99,237 Washington Federal Inc. X X 77,064 175,390 Washington Mutual Inc. X 30,210 Washington Post- Class B X 5,498 Washington Real Estate Investors Trust X 13,875 Waste Management Inc. X 181,499 Waterford Wedgewood - Unit X 63,000 Watson Pharmaceuticals Inc X 119
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - -------------------------------------------------------------------------------------------------------------- Watts Industries Inc Class A COM 942749102 3,713 300 Webb Interactive Services COM 94748P104 22,500 750 Webs Index Fund Inc - Hong Kong COM 92923H707 56,805 4,150 Webs Index Fund Inc - Japan COM 92923H889 123,285 7,500 Webs Index Fund Inc - Malaysia COM 92923H871 35,384 5,100 Webs Index Fund Inc Singapore Free COM 92923H848 45,172 6,125 WEC CAP TR I TR PFD SECS 6.85% COM 92923G204 163,000 8,000 Weingarten Realty Investors COM 948741103 82,063 2,233 Weis Markets Inc COM 948849104 48,994 1,441 Wells Fargo Company COM 949746101 8,176,721 199,734 Wendy's International Inc COM 950590109 2,180 108 Western Digital Corp. COM 958102105 5,207 700 Western Resources Inc COM 959425109 1,298,247 82,100 Westminster Cap Inc COM 960631109 5,360 2,000 Westvaco Corp. COM 961548104 219,574 6,579 Weyerhaeuser Co. COM 962166104 592,800 10,400 Whitman Corp COM 96647R107 24,628 1,767 Whole Foods Market Inc COM 966837106 41,438 1,000 Wicor Inc COM 929253102 1,150,720 37,120 Wild Oats Markets Inc. COM 96808B107 74,825 3,650 Willamette Inds COM 969133107 499,958 12,460 Williams Companies Inc COM 969457100 206,684 4,704 Williams Sonoma Inc. COM 969904101 201,748 6,508 Wind River Systems Inc COM 973149107 43,464 1,199 Winton Finl Corp COM 976446104 11,900 1,400 Wisconsin Energy Power COM 976657106 48,429 2,429 Wolters Kluwer NV Spons ADR COM 977874205 150,650 6,560 Wolters Kluwer-CVA COM N9643A114 52,799 2,300 Wordcruncher Internet Tech COM 98136C104 2,498 370 World Television Inc COM 98151F305 0 23 Worthington Industry Inc COM 981811102 24,750 2,000 Wrigley (WM) Jr Co COM 982526105 55,305 720 WSFS Financial Corp. COM 929328102 646,776 52,000 WTS On Command Corp. COM 682160122 846 188 Xerox Corp. COM 984121103 127,400 4,900 XL Capital Ltd - Class A COM G98255105 172,493 3,115 Yahoo Inc COM 984332106 26,735 156 York International Inc COM 986670107 80,644 3,450 Young & Rubicam Inc. COM 987425105 5,527,905 117,615 Zurich Allied AG CH10 REGD COM H98469366 5,700 12 Zweig Series Tr-Appreciation C COM 989834106 54,196 5,488 Grand Total: 1,924,452,965 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared as (c) Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------------------------ Watts Industries Inc Class A X 300 Webb Interactive Services X 750 Webs Index Fund Inc - Hong Kong X 4,150 Webs Index Fund Inc - Japan X 7,500 Webs Index Fund Inc - Malaysia X 5,100 Webs Index Fund Inc Singapore Free X 6,125 WEC CAP TR I TR PFD SECS 6.85% X 8,000 Weingarten Realty Investors X 2,233 Weis Markets Inc X 1,441 Wells Fargo Company X 199,734 Wendy's International Inc X 108 Western Digital Corp. X 700 Western Resources Inc X X 45,700 36,400 Westminster Cap Inc X 2,000 Westvaco Corp. X 6,579 Weyerhaeuser Co. X X 10,400 Whitman Corp X 1,767 Whole Foods Market Inc X 1,000 Wicor Inc X X 37,120 Wild Oats Markets Inc. X 3,650 Willamette Inds X 600 11,860 Williams Companies Inc X 4,704 Williams Sonoma Inc. X 6,508 Wind River Systems Inc X 1,199 Winton Finl Corp X 1,400 Wisconsin Energy Power X 2,429 Wolters Kluwer NV Spons ADR X 6,560 Wolters Kluwer-CVA X 2,300 Wordcruncher Internet Tech X 370 World Television Inc X 23 Worthington Industry Inc X 2,000 Wrigley (WM) Jr Co X 720 WSFS Financial Corp. X 52,000 WTS On Command Corp. X 188 Xerox Corp. X 4,900 XL Capital Ltd - Class A X X 3,115 Yahoo Inc X X 156 York International Inc X X 3,450 Young & Rubicam Inc. X 117,615 Zurich Allied AG CH10 REGD X 12 Zweig Series Tr-Appreciation C X 5,488 Grand Total:
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- ACT MANUFACTURING INC Common Stock 000973107 6 100 SH AT&T Common Stock 001957109 21,010 373,100 SH AT&T CORP - LIBERTY MEDIA A SHS Common Stock 001957208 12,533 211,300 SH AVX CORP NEW COM Common Stock 002444107 12,395 163,500 SH AXA FINANCIAL INC Common Stock 002451102 1,966 54,800 SH ABAXIS INC Common Stock 002567105 99 11,800 SH ABBOTT LABS COM Common Stock 002824100 3,448 98,000 SH ACTRADE INTERNATIONAL LTD Common Stock 004931101 105 6,500 SH ITI HOLDING SA POLAND Common Stock 005167784 160 800 SH UNIFIED ENERGY SYS GDR RUSSIA GDR 005252594 11,925 600,000 SH VIDESH SANCHAR NIGAM LTD GDR REG S GDR 005718535 540 20,400 SH ADVANCED DIGITAL INFORMATION COM Common Stock 007525108 339 9,900 SH ADVANTA CORP COM NASD INDL Common Stock 007942105 256 12,600 SH ADVANCED ENERGY INDS COM Common Stock 007973100 321 6,300 SH AFFILIATED MANAGERS GRP INC Common Stock 008252108 314 6,600 SH AIRGAS INC COM Common Stock 009363102 1,992 239,600 SH ALBERTO CULVER CO CL B CONV Common Stock 013068101 657 27,600 SH ALCAN ALUMINIUM LTD NEW COM Common Stock 013716105 2,919 85,700 SH ALLERGAN INC COM Common Stock 018490102 895 17,900 SH ALLMERICA FINL CORP COM Common Stock 019754100 219 4,300 SH AMBAC FINL GROUP INC COM Common Stock 023139108 40 800 SH AMERADA HESS CORP COM Common Stock 023551104 26,626 412,000 SH AMERICAN EXPRESS CO COM Common Stock 025816109 9,577 64,300 SH AMERICAN HOME PRODS CORP COM Common Stock 026609107 4,623 86,000 SH AMERICAN INTL GROUP INC COM Common Stock 026874107 19,144 174,830 SH AMERICAN MGMT SYS INC COM NASD INDL Common Stock 027352103 276 6,300 SH AMERICAN NATL CAN GROUP INC Common Stock 027714104 504 38,400 SH AMERICAN STAND COS INC COM Common Stock 029712106 5,517 149,100 SH AMERUS LIFE HLDGS INC COM Common Stock 030732101 132 7,300 SH AMETEK INC NEW COM Common Stock 031100100 71 3,700 SH AMGEN INC COM NASD INDL Common Stock 031162100 8,384 136,600 SH AMKOR TECHNOLOGY INC Common Stock 031652100 14,317 269,820 SH AMPHENOL CORP NEW CL A Common Stock 032095101 389 3,800 SH ANALOG DEVICES INC COM Common Stock 032654105 60,536 752,000 SH ANDRX CORP COM Common Stock 034551101 2,541 22,000 SH ANHEUSER BUSCH COS INC COM Common Stock 035229103 3,256 52,300 SH ANIXTER INTL INC COM Common Stock 035290105 9,840 353,000 SH APACHE CORP COM Common Stock 037411105 52,954 1,064,400 SH APPLE COMPUTER INC COM NASD INDL Common Stock 037833100 11,313 83,300 SH APRIA HEALTHCARE GROUP Common Stock 037933108 873 60,500 SH APPLIED FILMS CORP Common Stock 038197109 406 20,300 SH APPLIED MATERIALS Common Stock 038222105 18,652 197,900 SH AREMISSOFT CORP/DE Common Stock 040026106 3,278 96,400 SH Page Total 325,346 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ ACT MANUFACTURING INC X 100 0 0 AT&T X 359,350 0 13,750 AT&T CORP - LIBERTY MEDIA A SHS X 204,800 0 6,500 AVX CORP NEW COM X 158,200 0 5,300 AXA FINANCIAL INC X 53,400 0 1,400 ABAXIS INC X 8,400 0 3,400 ABBOTT LABS COM X 94,000 0 4,000 ACTRADE INTERNATIONAL LTD X 4,800 0 1,700 ITI HOLDING SA POLAND X 800 0 0 UNIFIED ENERGY SYS GDR RUSSIA X 600,000 0 0 VIDESH SANCHAR NIGAM LTD GDR REG S X 20,400 0 0 ADVANCED DIGITAL INFORMATION COM X 8,500 0 1,400 ADVANTA CORP COM NASD INDL X 12,600 0 0 ADVANCED ENERGY INDS COM X 6,300 0 0 AFFILIATED MANAGERS GRP INC X 6,600 0 0 AIRGAS INC COM X 229,600 0 10,000 ALBERTO CULVER CO CL B CONV X 27,600 0 0 ALCAN ALUMINIUM LTD NEW COM X 85,700 0 0 ALLERGAN INC COM X 17,900 0 0 ALLMERICA FINL CORP COM X 4,300 0 0 AMBAC FINL GROUP INC COM X 800 0 0 AMERADA HESS CORP COM X 395,000 0 17,000 AMERICAN EXPRESS CO COM X 61,700 0 2,600 AMERICAN HOME PRODS CORP COM X 82,500 0 3,500 AMERICAN INTL GROUP INC COM X 167,380 0 7,450 AMERICAN MGMT SYS INC COM NASD INDL X 6,300 0 0 AMERICAN NATL CAN GROUP INC X 38,400 0 0 AMERICAN STAND COS INC COM X 135,600 0 13,500 AMERUS LIFE HLDGS INC COM X 7,300 0 0 AMETEK INC NEW COM X 0 0 3,700 AMGEN INC COM NASD INDL X 132,000 0 4,600 AMKOR TECHNOLOGY INC X 239,720 0 30,100 AMPHENOL CORP NEW CL A X 3,800 0 0 ANALOG DEVICES INC COM X 735,400 0 16,600 ANDRX CORP COM X 22,000 0 0 ANHEUSER BUSCH COS INC COM X 50,500 0 1,800 ANIXTER INTL INC COM X 342,800 0 10,200 APACHE CORP COM X 1,033,900 0 30,500 APPLE COMPUTER INC COM NASD INDL X 75,100 0 8,200 APRIA HEALTHCARE GROUP X 60,500 0 0 APPLIED FILMS CORP X 14,500 0 5,800 APPLIED MATERIALS X 192,300 0 5,600 AREMISSOFT CORP/DE X 87,200 0 9,200
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- ARGOSY GAMING CORP Common Stock 040228108 47 3,300 SH ARKANSAS BEST CORP Common Stock 040790107 1,999 190,400 SH ARROW INTERNATIONAL Common Stock 042764100 502 16,000 SH ARTISAN COMPONENTS INC Common Stock 042923102 377 19,200 SH ASPECT DEVELOPMENT INC Common Stock 045234101 187 2,900 SH ASPEN TECHNOLOGY INC COM Common Stock 045327103 707 17,500 SH ATMEL CORP Common Stock 049513104 45,229 876,100 SH ATWOOD OCEANICS INC COM NASD INDL Common Stock 050095108 5,451 82,200 SH AUDIOVOX CORP -CL A Common Stock 050757103 968 22,200 SH AURORA BIOSCIENCES CORP Common Stock 051920106 2,244 54,900 SH AUTOMATIC DATA PROCESSING INC COM Common Stock 053015103 3,691 76,500 SH AVERY DENNISON CORP COM Common Stock 053611109 470 7,700 SH AVIGEN INC Common Stock 053690103 2,409 54,200 SH AZTAR CORP COM Common Stock 054802103 3,398 357,700 SH BJ SVCS CO COM Common Stock 055482103 23,160 313,500 SH BALDOR ELEC CO COM Common Stock 057741100 338 18,700 SH BANK OF AMERICA CORP Common Stock 060505104 9,094 173,417 SH BANK NEW YORK INC COM Common Stock 064057102 511 12,300 SH BANTA CORP COM NASD INDL Common Stock 066821109 285 15,500 SH BARD C R INC COM Common Stock 067383109 2,174 56,200 SH BAUSCH & LOMB INC COM Common Stock 071707103 1,080 20,700 SH BEA SYSTEMS INC Common Stock 073325102 1,585 21,600 SH BEAR STEARNS COS INC COM Common Stock 073902108 2,240 49,100 SH BECKMAN COULTER INC Common Stock 075811109 26 400 SH BELDEN INC Common Stock 077459105 561 20,400 SH BELL ATLANTIC CORP COM Common Stock 077853109 14,227 232,760 SH BELL MICROPRODUCTS INC Common Stock 078137106 228 13,200 SH BELLSOUTH CORP COM Common Stock 079860102 12,853 274,200 SH BINDLEY WESTN INDS INC COM NASD INDL Common Stock 090324104 0 0 SH BIOSITE DIAGNOSTICS INC Common Stock 090945106 392 16,100 SH BOEING CO COM Common Stock 097023105 2,647 70,000 SH BOISE CASCADE CORP COM Common Stock 097383103 16,489 474,500 SH BOWNE & CO INC COM Common Stock 103043105 144 11,200 SH BRAUNS FASHIONS CORP Common Stock 105658108 295 11,700 SH BRISTOL MYERS SQUIBB CO COM Common Stock 110122108 7,291 125,700 SH BROADVISION CORP Common Stock 111412102 2,627 58,550 SH BROOKTROUT TECHNOLOGY INC Common Stock 114580103 6 200 SH BROWN (TOM) INC Common Stock 115660201 7 400 SH BRUNSWICK CORP COM Common Stock 117043109 7,920 418,200 SH BURR BROWN CORP COM NASD INDL Common Stock 122574106 1,332 24,500 SH CBL & ASSOCIATES PPTYS INC Common Stock 124830100 2,430 118,900 SH CEC ENTERTAINMENT INC Common Stock 125137109 507 18,700 SH CMG INFORMATION SERVICES INC Common Stock 125750109 6,017 53,100 SH Page Total 184,145 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ ARGOSY GAMING CORP X 3,300 0 0 ARKANSAS BEST CORP X 172,700 0 17,700 ARROW INTERNATIONAL X 11,300 0 4,700 ARTISAN COMPONENTS INC X 8,000 0 11,200 ASPECT DEVELOPMENT INC X 2,000 0 900 ASPEN TECHNOLOGY INC COM X 17,200 0 300 ATMEL CORP X 827,500 0 48,600 ATWOOD OCEANICS INC COM NASD INDL X 75,400 0 6,800 AUDIOVOX CORP -CL A X 16,300 0 5,900 AURORA BIOSCIENCES CORP X 50,900 0 4,000 AUTOMATIC DATA PROCESSING INC COM X 74,500 0 2,000 AVERY DENNISON CORP COM X 7,700 0 0 AVIGEN INC X 54,200 0 0 AZTAR CORP COM X 346,700 0 11,000 BJ SVCS CO COM X 292,400 0 21,100 BALDOR ELEC CO COM X 18,700 0 0 BANK OF AMERICA CORP X 169,065 0 4,352 BANK NEW YORK INC COM X 9,500 0 2,800 BANTA CORP COM NASD INDL X 15,500 0 0 BARD C R INC COM X 52,500 0 3,700 BAUSCH & LOMB INC COM X 20,000 0 700 BEA SYSTEMS INC X 16,000 0 5,600 BEAR STEARNS COS INC COM X 48,400 0 700 BECKMAN COULTER INC X 400 0 0 BELDEN INC X 7,000 0 13,400 BELL ATLANTIC CORP COM X 224,760 0 8,000 BELL MICROPRODUCTS INC X 13,200 0 0 BELLSOUTH CORP COM X 265,800 0 8,400 BINDLEY WESTN INDS INC COM NASD INDL X 0 0 0 BIOSITE DIAGNOSTICS INC X 16,100 0 0 BOEING CO COM X 67,700 0 2,300 BOISE CASCADE CORP COM X 467,500 0 7,000 BOWNE & CO INC COM X 11,200 0 0 BRAUNS FASHIONS CORP X 6,900 0 4,800 BRISTOL MYERS SQUIBB CO COM X 120,600 0 5,100 BROADVISION CORP X 52,650 0 5,900 BROOKTROUT TECHNOLOGY INC X 200 0 0 BROWN (TOM) INC X 400 0 0 BRUNSWICK CORP COM X 373,900 0 44,300 BURR BROWN CORP COM NASD INDL X 22,900 0 1,600 CBL & ASSOCIATES PPTYS INC X 99,100 0 19,800 CEC ENTERTAINMENT INC X 18,700 0 0 CMG INFORMATION SERVICES INC X 52,300 0 800
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- CABLE DESIGN TECH CP -CL A Common Stock 126924109 3 100 SH CACI INTL INC -CL A Common Stock 127190304 210 7,000 SH CAL DIVE INTERNATIONAL INC Common Stock 127914109 122 2,400 SH CALIFORNIA AMPLIFIER INC Common Stock 129900106 2,728 88,000 SH CAM DATA SYSTEMS INC Common Stock 131730103 5 300 SH CANDELA CORP Common Stock 136907102 1,220 88,700 SH CANANDAIGUA BRANDS INC CLA Common Stock 137219200 1,193 23,400 SH CAREER ED CORP Common Stock 141665109 416 11,875 SH CARREKER ANTINORI INC Common Stock 144433109 389 30,800 SH CATO CORP -CL A Common Stock 149205106 1,491 126,900 SH CELL GENESYS INC Common Stock 150921104 130 6,100 SH CELGENE CORP COM NASD INDL Common Stock 151020104 607 6,100 SH CENTIGRAM COMMUNICAT Common Stock 152317103 217 11,400 SH CEPHALON INC Common Stock 156708109 38 1,000 SH CHARMING SHOPPES Common Stock 161133103 1,228 215,900 SH CHELSEA GCA REALTY INC Common Stock 163262108 232 8,000 SH CHEVRON CORPORATION COM Common Stock 166751107 3,947 42,700 SH CHOICE HOTELS INTL INC Common Stock 169905106 235 16,300 SH CIENA CORP Common Stock 171779101 1,854 14,700 SH CIMA LABS INC Common Stock 171796105 7 400 SH CITIGROUP INC Common Stock 172967101 29,293 489,229 SH CITIZENS UTILS CO DEL CL B NASD INDL Common Stock 177342201 1,110 67,800 SH CITRIX SYSTEMS INC COM Common Stock 177376100 2,756 41,600 SH CLARENT CORP Common Stock 180461105 15,084 167,250 SH COASTAL CORP COM Common Stock 190441105 561 12,200 SH COCA COLA CO COM Common Stock 191216100 6,693 142,600 SH COHERENT INC COM NASD INDL Common Stock 192479103 156 3,000 SH COHU INC COM Common Stock 192576106 2,560 61,400 SH COLE KENNETH PRODTNS INC COM Common Stock 193294105 243 6,200 SH COLGATE PALMOLIVE CO COM Common Stock 194162103 4,251 75,400 SH COLONIAL PROPERTIES TRUST Common Stock 195872106 694 29,200 SH COMCAST CORP CL A SPL NASD INDL Common Stock 200300200 2,429 56,000 SH COMMERCIAL METALS CO COM Common Stock 201723103 307 11,100 SH COMMONWEALTH TELEPHONE ENTER Common Stock 203349105 920 19,600 SH COMPAQ COMPUTER CORP COM Common Stock 204493100 2,182 80,802 SH COMPUTER ASSOC INTL INC COM Common Stock 204912109 5,386 91,000 SH CONMED CORP Common Stock 207410101 2,704 107,900 SH CONSTELLATION ENERGY GROUP Common Stock 210371100 19,922 625,000 SH CONVERGYS CORP Common Stock 212485106 282 7,300 SH COOPER COS INC COM NEW Common Stock 216648402 267 8,300 SH COOPER INDS INC COM Common Stock 216669101 2,258 64,500 SH COORS ADOLPH CO CL B NASD INDL Common Stock 217016104 6,480 135,000 SH COPART INC Common Stock 217204106 728 41,600 SH Page Total 123,536 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ CABLE DESIGN TECH CP -CL A X 100 0 0 CACI INTL INC -CL A X 2,400 0 4,600 CAL DIVE INTERNATIONAL INC X 2,400 0 0 CALIFORNIA AMPLIFIER INC X 83,900 0 4,100 CAM DATA SYSTEMS INC X 300 0 0 CANDELA CORP X 78,850 0 9,850 CANANDAIGUA BRANDS INC CLA X 23,000 0 400 CAREER ED CORP X 10,375 0 1,500 CARREKER ANTINORI INC X 30,800 0 0 CATO CORP -CL A X 108,000 0 18,900 CELL GENESYS INC X 6,100 0 0 CELGENE CORP COM NASD INDL X 5,100 0 1,000 CENTIGRAM COMMUNICAT X 11,400 0 0 CEPHALON INC X 200 0 800 CHARMING SHOPPES X 203,500 0 12,400 CHELSEA GCA REALTY INC X 6,000 0 2,000 CHEVRON CORPORATION COM X 40,900 0 1,800 CHOICE HOTELS INTL INC X 11,000 0 5,300 CIENA CORP X 14,100 0 600 CIMA LABS INC X 0 0 400 CITIGROUP INC X 466,029 0 23,200 CITIZENS UTILS CO DEL CL B NASD INDL X 67,800 0 0 CITRIX SYSTEMS INC COM X 41,600 0 0 CLARENT CORP X 161,800 0 5,450 COASTAL CORP COM X 10,200 0 2,000 COCA COLA CO COM X 135,500 0 7,100 COHERENT INC COM NASD INDL X 3,000 0 0 COHU INC COM X 44,000 0 17,400 COLE KENNETH PRODTNS INC COM X 6,200 0 0 COLGATE PALMOLIVE CO COM X 72,300 0 3,100 COLONIAL PROPERTIES TRUST X 23,400 0 5,800 COMCAST CORP CL A SPL NASD INDL X 53,600 0 2,400 COMMERCIAL METALS CO COM X 11,100 0 0 COMMONWEALTH TELEPHONE ENTER X 16,700 0 2,900 COMPAQ COMPUTER CORP COM X 76,402 0 4,400 COMPUTER ASSOC INTL INC COM X 86,700 0 4,300 CONMED CORP X 97,600 0 10,300 CONSTELLATION ENERGY GROUP X 607,500 0 17,500 CONVERGYS CORP X 7,300 0 0 COOPER COS INC COM NEW X 8,300 0 0 COOPER INDS INC COM X 51,800 0 12,700 COORS ADOLPH CO CL B NASD INDL X 115,600 0 19,400 COPART INC X 27,600 0 14,000
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- CORNING INC COM Common Stock 219350105 3,764 19,400 SH CREDENCE SYSTEMS CORP Common Stock 225302108 5,825 46,550 SH CREE RESEARCH INC Common Stock 225447101 34 300 SH CUMMINS ENGINE INC COM Common Stock 231021106 10,412 277,200 SH CYBEROPTICS CORP Common Stock 232517102 4 100 SH CYBEX COMPUTER PRODS Common Stock 232522102 207 5,500 SH CYMER INC COM Common Stock 232572107 925 18,500 SH CYPRESS SEMICONDUCTOR CORP COM Common Stock 232806109 16,018 326,900 SH CYTYC CORP COM Common Stock 232946103 589 12,200 SH DAIN RAUSCHER CORP COM Common Stock 233856103 251 3,800 SH DALLAS SEMICONDUCTOR CORP COM Common Stock 235204104 190 5,200 SH DAMARK INTL INC -CL Common Stock 235691102 88 2,300 SH DARDEN RESTAURANTS INC COM Common Stock 237194105 2,357 132,300 SH DATASCOPE CORP COM NASD INDL Common Stock 238113104 102 3,200 SH DEB SHOPS INC COM NASD INDL Common Stock 242728103 116 8,400 SH DEERE & CO COM Common Stock 244199105 9,413 247,700 SH DELL COMPUTER CORP COM NASD INDL Common Stock 247025109 8,732 161,900 SH DELPHI AUTO SYSTEMS Common Stock 247126105 21,175 1,323,442 SH DELTA AIR LINES INC DEL COM Common Stock 247361108 32 600 SH DIAMETRICS MEDICAL INC Common Stock 252532106 939 83,500 SH DISNEY WALT CO DEL COM Common Stock 254687106 9,846 238,700 SH DIRECT FOCUS INC Common Stock 254931108 907 32,600 SH DOCUMENTUM INC Common Stock 256159104 140 1,800 SH DOLLAR THRIFTY AUTOMOTIVE GP Common Stock 256743105 1,265 73,600 SH DONALDSON INC COM Common Stock 257651109 20 900 SH DONALDSON LUFKIN & JENRETTE NV COM Common Stock 257661108 9,574 185,000 SH DOVER CORP COM Common Stock 260003108 1,111 23,200 SH DOW CHEM CO COM Common Stock 260543103 13,498 118,400 SH DOW JONES & CO INC COM Common Stock 260561105 1,027 14,300 SH DRESS BARN INC COM NASD INDL Common Stock 261570105 730 37,900 SH DU PONT E I DE NEMOURS & CO COM Common Stock 263534109 10,143 191,600 SH DYCOM INDS INC COM NASD INDL Common Stock 267475101 141 2,900 SH ECI TELECOMMUNICATIONS -ORD Common Stock 268258100 2,959 94,300 SH E M C CORP MASS COM Common Stock 268648102 14,994 119,000 SH ESCO ELECTRONICS CORP Common Stock 269030102 139 8,300 SH ESS TECHNOLOGY INC Common Stock 269151106 2,340 133,700 SH EASTERN UTILS ASSOC COM Common Stock 277173100 3 100 SH EATON VANCE CORP COM NON VTG NASD INDL Common Stock 278265103 481 11,200 SH EFFICIENT NETWORKS INC Common Stock 282056100 21,166 135,900 SH EL PASO ELECTRIC CO COM NEW Common Stock 283677854 628 60,500 SH EL PASO ENERGY CORPORATION Common Stock 283905107 3,008 74,500 SH ELANTEC SEMICONDUCTOR INC COM Common Stock 284155108 1,663 22,600 SH ELECTRIC LIGHTWAVE CL A Common Stock 284895109 1,196 50,100 SH Page Total 178,148 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ CORNING INC COM X 18,500 0 900 CREDENCE SYSTEMS CORP X 35,950 0 10,600 CREE RESEARCH INC X 0 0 300 CUMMINS ENGINE INC COM X 268,000 0 9,200 CYBEROPTICS CORP X 100 0 0 CYBEX COMPUTER PRODS X 5,500 0 0 CYMER INC COM X 7,800 0 10,700 CYPRESS SEMICONDUCTOR CORP COM X 284,500 0 42,400 CYTYC CORP COM X 3,600 0 8,600 DAIN RAUSCHER CORP COM X 3,800 0 0 DALLAS SEMICONDUCTOR CORP COM X 5,200 0 0 DAMARK INTL INC -CL X 2,300 0 0 DARDEN RESTAURANTS INC COM X 128,200 0 4,100 DATASCOPE CORP COM NASD INDL X 1,700 0 1,500 DEB SHOPS INC COM NASD INDL X 7,000 0 1,400 DEERE & CO COM X 247,700 0 0 DELL COMPUTER CORP COM NASD INDL X 155,300 0 6,600 DELPHI AUTO SYSTEMS X 1,274,669 0 48,773 DELTA AIR LINES INC DEL COM X 0 0 600 DIAMETRICS MEDICAL INC X 68,600 0 14,900 DISNEY WALT CO DEL COM X 232,800 0 5,900 DIRECT FOCUS INC X 25,500 0 7,100 DOCUMENTUM INC X 1,800 0 0 DOLLAR THRIFTY AUTOMOTIVE GP X 73,600 0 0 DONALDSON INC COM X 0 0 900 DONALDSON LUFKIN & JENRETTE NV COM X 172,100 0 12,900 DOVER CORP COM X 23,200 0 0 DOW CHEM CO COM X 116,900 0 1,500 DOW JONES & CO INC COM X 7,800 0 6,500 DRESS BARN INC COM NASD INDL X 34,600 0 3,300 DU PONT E I DE NEMOURS & CO COM X 186,000 0 5,600 DYCOM INDS INC COM NASD INDL X 2,900 0 0 ECI TELECOMMUNICATIONS -ORD X 94,300 0 0 E M C CORP MASS COM X 114,400 0 4,600 ESCO ELECTRONICS CORP X 8,300 0 0 ESS TECHNOLOGY INC X 119,700 0 14,000 EASTERN UTILS ASSOC COM X 100 0 0 EATON VANCE CORP COM NON VTG NASD INDL X 7,200 0 4,000 EFFICIENT NETWORKS INC X 132,150 0 3,750 EL PASO ELECTRIC CO COM NEW X 57,000 0 3,500 EL PASO ENERGY CORPORATION X 50,200 0 24,300 ELANTEC SEMICONDUCTOR INC COM X 19,600 0 3,000 ELECTRIC LIGHTWAVE CL A X 38,700 0 11,400
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- ELECTRO SCIENTIFIC INDS COM NASD INDL Common Stock 285229100 574 9,900 SH ELECTROGLAS INC Common Stock 285324109 247 7,200 SH ELECTRONIC DATA SYS NW COM Common Stock 285661104 4,455 69,400 SH EMERSON ELEC CO COM Common Stock 291011104 5,222 98,300 SH ENRON CORP COM Common Stock 293561106 3,429 45,800 SH ENTRUST TECHNOLOGIES INC Common Stock 293848107 1,234 14,500 SH EQUITABLE RES INC COM Common Stock 294549100 3,751 83,700 SH F M C CORP COM NEW Common Stock 302491303 11 200 SH FSI INTL INC Common Stock 302633102 213 10,400 SH FYI INC Common Stock 302712104 11 400 SH FAIRFIELD CMNTYS INC COM PAR $0.10 Common Stock 304231301 79 9,900 SH FREDDIE MAC COM Common Stock 313400301 2,196 49,700 SH FANNIE MAE Common Stock 313586109 4,112 72,700 SH FEDERATED INVESTORS INC Common Stock 314211103 4,903 179,500 SH FERRO CORP COM Common Stock 315405100 3,160 177,400 SH F5 NETWORKS INC Common Stock 315616102 7 100 SH FILENET CORP COM NASD INDL Common Stock 316869106 247 8,300 SH FIRST DATA CORP Common Stock 319963104 2,636 59,400 SH FIRST HEALTH GROUP CORP Common Stock 320960107 266 8,400 SH FIRST UN CORP COM Common Stock 337358105 1,922 51,600 SH FLEMING COS INC COM Common Stock 339130106 2,756 183,000 SH FLUOR CORP COM Common Stock 343861100 15,912 513,300 SH FOMENTO ECONOMICO MEX-SP ADR ADS 344419106 18,137 403,040 SH FOOTSTAR INC COM Common Stock 344912100 1,972 69,800 SH FORD MTR CO DEL COM Common Stock 345370100 7,713 167,900 SH FOUNDATION HEALTH SYS INC COM Common Stock 350404109 6,266 783,300 SH FRANCHISE FINL CORP AMERICA Common Stock 351807102 1,588 68,300 SH FULLER H B CO COM NASD INDL Common Stock 359694106 2,440 61,100 SH FURNITURE BRANDS INTL COM Common Stock 360921100 271 14,400 SH GTE CORP COM Common Stock 362320103 8,066 113,600 SH GADZOOKS INC Common Stock 362553109 74 3,400 SH GANNETT INC COM Common Stock 364730101 3,990 56,700 SH GAP INC DEL COM Common Stock 364760108 17,982 361,000 SH GENE LOGIC INC Common Stock 368689105 904 21,500 SH GENERAL ELEC CO COM Common Stock 369604103 92,970 597,400 SH GENERAL MLS INC COM Common Stock 370334104 43 1,200 SH GENERAL MTRS CORP COM Common Stock 370442105 3,296 39,800 SH GENERAL SEMICONDUCTOR INC COM Common Stock 370787103 374 21,700 SH GENESCO INC COM Common Stock 371532102 34 2,600 SH GENOME THERAPEUTICS CP COM Common Stock 372430108 278 11,800 SH GEORGIA GULF CORP COM Common Stock 373200203 2,595 99,800 SH GEORGIA PAC CORP COM Common Stock 373298108 24,960 630,900 SH GILLETTE CO COM Common Stock 375766102 2,536 67,300 SH Page Total 253,833 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ ELECTRO SCIENTIFIC INDS COM NASD INDL X 8,100 0 1,800 ELECTROGLAS INC X 7,200 0 0 ELECTRONIC DATA SYS NW COM X 66,500 0 2,900 EMERSON ELEC CO COM X 95,300 0 3,000 ENRON CORP COM X 43,900 0 1,900 ENTRUST TECHNOLOGIES INC X 12,900 0 1,600 EQUITABLE RES INC COM X 72,300 0 11,400 F M C CORP COM NEW X 200 0 0 FSI INTL INC X 10,400 0 0 FYI INC X 400 0 0 FAIRFIELD CMNTYS INC COM PAR $0.10 X 5,200 0 4,700 FREDDIE MAC COM X 46,600 0 3,100 FANNIE MAE X 68,700 0 4,000 FEDERATED INVESTORS INC X 166,700 0 12,800 FERRO CORP COM X 175,000 0 2,400 F5 NETWORKS INC X 100 0 0 FILENET CORP COM NASD INDL X 6,400 0 1,900 FIRST DATA CORP X 56,600 0 2,800 FIRST HEALTH GROUP CORP X 5,400 0 3,000 FIRST UN CORP COM X 49,000 0 2,600 FLEMING COS INC COM X 180,900 0 2,100 FLUOR CORP COM X 488,900 0 24,400 FOMENTO ECONOMICO MEX-SP ADR X 387,720 0 15,320 FOOTSTAR INC COM X 55,300 0 14,500 FORD MTR CO DEL COM X 163,100 0 4,800 FOUNDATION HEALTH SYS INC COM X 727,900 0 55,400 FRANCHISE FINL CORP AMERICA X 68,300 0 0 FULLER H B CO COM NASD INDL X 47,700 0 13,400 FURNITURE BRANDS INTL COM X 10,100 0 4,300 GTE CORP COM X 108,600 0 5,000 GADZOOKS INC X 3,400 0 0 GANNETT INC COM X 54,300 0 2,400 GAP INC DEL COM X 355,500 0 5,500 GENE LOGIC INC X 19,800 0 1,700 GENERAL ELEC CO COM X 575,200 0 22,200 GENERAL MLS INC COM X 1,200 0 0 GENERAL MTRS CORP COM X 38,200 0 1,600 GENERAL SEMICONDUCTOR INC COM X 17,200 0 4,500 GENESCO INC COM X 2,000 0 600 GENOME THERAPEUTICS CP COM X 11,100 0 700 GEORGIA GULF CORP COM X 90,300 0 9,500 GEORGIA PAC CORP COM X 608,700 0 22,200 GILLETTE CO COM X 64,500 0 2,800
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- GLATFELTER P H CO COM Common Stock 377316104 317 29,800 SH GLIMCHER REALTY TRUST Common Stock 379302102 656 48,600 SH GRACO INC COM Common Stock 384109104 487 16,800 SH GRANITE CONSTRUCTION INC Common Stock 387328107 122 4,500 SH GREATER BAY BANCORP Common Stock 391648102 564 14,000 SH GTECH HOLDINGS CORP Common Stock 400518106 139 7,500 SH GUESS INC Common Stock 401617105 595 18,600 SH HALL KINION & ASSOCIATES INC Common Stock 406069104 142 5,900 SH HANDLEMAN CO DEL COM Common Stock 410252100 213 24,000 SH HARLAND JOHN H CO COM Common Stock 412693103 1,854 137,300 SH HARMAN INTL INDS INC COM Common Stock 413086109 150 2,500 SH HARSCO CORP COM Common Stock 415864107 831 28,700 SH HARTFORD LIFE INC CL A Common Stock 416592103 131 2,800 SH HAVERTY FURNITURE INC COM NASD INDL Common Stock 419596101 509 47,900 SH HEIDRICK & STRUGGLES INTL Common Stock 422819102 48 1,200 SH HELMERICH & PAYNE INC COM Common Stock 423452101 5,425 175,000 SH HERTZ CORP CL A Common Stock 428040109 2,575 75,600 SH HEWLETT PACKARD CO COM Common Stock 428236103 20,317 152,900 SH HOME DEPOT INC COM Common Stock 437076102 21,214 328,900 SH HONEYWELL INTERNATIONAL INC Common Stock 438516106 6,596 125,200 SH HOT TOPIC INC Common Stock 441339108 3,339 95,400 SH HUDSON UNITED BANCORP Common Stock 444165104 2,026 93,400 SH HUMAN GENOME SCIENCES INC Common Stock 444903108 42 500 SH HYSEQ INC Common Stock 449163302 13 300 SH IDEC PHARMACEUTICALS CORP COM Common Stock 449370105 69 700 SH ISS GROUP INC Common Stock 450306105 1,200 10,300 SH IMPERIAL BANCORP Common Stock 452556103 270 8,700 SH IMMUNOMEDICS INC COM NASD INDL Common Stock 452907108 142 5,500 SH IN FOCUS SYSTEMS INC Common Stock 452919103 2,865 80,000 SH INAMED CORP Common Stock 453235103 257 5,200 SH INCO LTD COM Common Stock 453258402 3,238 176,200 SH INFONOW CORP Common Stock 456664309 68 4,600 SH INFORMIX CORP COM NASD INDL Common Stock 456779107 645 38,100 SH INGERSOLL RAND CO COM Common Stock 456866102 266 6,000 SH INKTOMI CORP Common Stock 457277101 5,246 26,900 SH INSITUFORM TECH INC CL A NASD INDL Common Stock 457667103 674 22,000 SH INTEGRATED MEASUREMENT SYS INC Common Stock 457923100 437 21,500 SH INTEGRATED DEVICE TECHNOLOGY COM NASD Common Stock 458118106 6,819 172,100 SH INTEL CORP COM NASD INDL Common Stock 458140100 66,167 501,500 SH INTERLEAF INC COM NASD INDL Common Stock 458729209 33 700 SH INTERNATIONAL BUSINESS MACHINES COM Common Stock 459200101 13,594 115,200 SH INTERNATIONAL HOME FOODS INC Common Stock 459655106 242 15,100 SH INTERNATIONAL PAPER CO COM Common Stock 460146103 9,191 215,000 SH Page Total 179,724 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ GLATFELTER P H CO COM X 17,200 0 12,600 GLIMCHER REALTY TRUST X 35,300 0 13,300 GRACO INC COM X 10,500 0 6,300 GRANITE CONSTRUCTION INC X 4,500 0 0 GREATER BAY BANCORP X 12,200 0 1,800 GTECH HOLDINGS CORP X 3,000 0 4,500 GUESS INC X 12,900 0 5,700 HALL KINION & ASSOCIATES INC X 5,900 0 0 HANDLEMAN CO DEL COM X 21,200 0 2,800 HARLAND JOHN H CO COM X 121,300 0 16,000 HARMAN INTL INDS INC COM X 2,500 0 0 HARSCO CORP COM X 28,700 0 0 HARTFORD LIFE INC CL A X 1,200 0 1,600 HAVERTY FURNITURE INC COM NASD INDL X 28,700 0 19,200 HEIDRICK & STRUGGLES INTL X 1,200 0 0 HELMERICH & PAYNE INC COM X 161,800 0 13,200 HERTZ CORP CL A X 75,600 0 0 HEWLETT PACKARD CO COM X 147,200 0 5,700 HOME DEPOT INC COM X 315,400 0 13,500 HONEYWELL INTERNATIONAL INC X 120,100 0 5,100 HOT TOPIC INC X 85,300 0 10,100 HUDSON UNITED BANCORP X 84,493 0 8,907 HUMAN GENOME SCIENCES INC X 0 0 500 HYSEQ INC X 300 0 0 IDEC PHARMACEUTICALS CORP COM X 0 0 700 ISS GROUP INC X 5,000 0 5,300 IMPERIAL BANCORP X 8,700 0 0 IMMUNOMEDICS INC COM NASD INDL X 5,500 0 0 IN FOCUS SYSTEMS INC X 58,600 0 21,400 INAMED CORP X 4,100 0 1,100 INCO LTD COM X 176,200 0 0 INFONOW CORP X 1,700 0 2,900 INFORMIX CORP COM NASD INDL X 32,000 0 6,100 INGERSOLL RAND CO COM X 6,000 0 0 INKTOMI CORP X 26,900 0 0 INSITUFORM TECH INC CL A NASD INDL X 12,700 0 9,300 INTEGRATED MEASUREMENT SYS INC X 17,400 0 4,100 INTEGRATED DEVICE TECHNOLOGY COM NASD X 146,500 0 25,600 INTEL CORP COM NASD INDL X 481,900 0 19,600 INTERLEAF INC COM NASD INDL X 0 0 700 INTERNATIONAL BUSINESS MACHINES COM X 110,500 0 4,700 INTERNATIONAL HOME FOODS INC X 4,700 0 10,400 INTERNATIONAL PAPER CO COM X 212,000 0 3,000
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- INTERNATIONAL RECTIFIER CORP COM Common Stock 460254105 5,368 140,800 SH INTIMATE BRANDS INC CL A Common Stock 461156101 8,244 200,165 SH INVACARE CORP COM NASD INDL Common Stock 461203101 705 25,700 SH ISLE OF CAPRIS CASINOS INC Common Stock 464592104 96 7,700 SH IVAX CORP COM Common Stock 465823102 1,303 47,800 SH JACOBS ENGR GROUP INC DEL COM Common Stock 469814107 1,887 59,200 SH JEFFRIES GROUP INC (NEW) Common Stock 472319102 1,922 84,000 SH JOHN NUVEEN CO -CL Common Stock 478035108 667 17,450 SH JOHNSON & JOHNSON COM Common Stock 478160104 6,266 89,200 SH JONES PHARMA INC Common Stock 480236108 3,880 127,750 SH JUSTIN INDS INC COM NASD INDL Common Stock 482171105 72 4,000 SH KLA-TENCORP CORP COM Common Stock 482480100 185 2,200 SH KV A PHARMACEUTICAL CO CL A Common Stock 482740206 175 6,500 SH KANA COMMUNICATIONS INC Common Stock 483600102 109 1,600 SH KEMET CORP Common Stock 488360108 6,066 95,900 SH KENNAMETAL INC COM Common Stock 489170100 180 6,000 SH KENT ELECTRONICS COR Common Stock 490553104 403 13,800 SH KERR MCGEE CORP COM Common Stock 492386107 19,849 343,700 SH KEYNOTE SYSTEMS INC Common Stock 493308100 184 1,800 SH KIMBERLY CLARK CORP COM Common Stock 494368103 14,330 255,600 SH KING PHARMACEUTICALS INC Common Stock 495582108 16,082 510,535 SH KNIGHT RIDDER INC COM Common Stock 499040103 1,230 24,000 SH KORN FERRY INTERNATIONAL Common Stock 500643200 6,093 204,800 SH KULICKE & SOFFA INDS INC COM NASD INDL Common Stock 501242101 1,538 24,000 SH LSI LOGIC CORP COM Common Stock 502161102 54,948 756,600 SH LTX CORP COM NASD INDL Common Stock 502392103 2,228 49,300 SH LABRANCHE & CO INC Common Stock 505447102 90 7,100 SH LAM RESH CORP COM NASD INDL Common Stock 512807108 6,334 140,560 SH LANCASTER COLONY CORP COM NASD INDL Common Stock 513847103 55 1,800 SH LANDSTAR SYS INC Common Stock 515098101 66 1,200 SH LATTICE SEMICONDUCTOR CORP Common Stock 518415104 5,693 84,100 SH LAUNCH MEDIA INC Common Stock 518567102 152 9,700 SH LEARNING TREE INTL INC Common Stock 522015106 547 15,400 SH LEHMAN BROTHERS HOLDINGS INC Common Stock 524908100 38,664 398,600 SH LIBERTY FINANCIAL COS INC Common Stock 530512102 376 19,000 SH LIBERTY PROPERTY TRUST Common Stock 531172104 3,849 160,800 SH LIFE TECHNOLOGIES INC COM NASD INDL Common Stock 532177201 185 3,700 SH LIGHTBRIDGE INC Common Stock 532226107 320 13,700 SH LILLY ELI & CO COM Common Stock 532457108 4,290 68,500 SH LIMITED INC COM Common Stock 532716107 30,246 718,000 SH LINCARE HOLDINGS INC Common Stock 532791100 122 4,300 SH LINCOLN ELECTRIC HLDGS INC Common Stock 533900106 12 500 SH LINCOLN NATL CORP IND COM Common Stock 534187109 8,422 251,400 SH Page Total 253,431 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ INTERNATIONAL RECTIFIER CORP COM X 123,100 0 17,700 INTIMATE BRANDS INC CL A X 200,165 0 0 INVACARE CORP COM NASD INDL X 10,300 0 15,400 ISLE OF CAPRIS CASINOS INC X 6,900 0 800 IVAX CORP COM X 44,650 0 3,150 JACOBS ENGR GROUP INC DEL COM X 52,100 0 7,100 JEFFRIES GROUP INC (NEW) X 84,000 0 0 JOHN NUVEEN CO -CL X 12,150 0 5,300 JOHNSON & JOHNSON COM X 85,600 0 3,600 JONES PHARMA INC X 105,200 0 22,550 JUSTIN INDS INC COM NASD INDL X 4,000 0 0 KLA-TENCORP CORP COM X 2,200 0 0 KV A PHARMACEUTICAL CO CL A X 6,500 0 0 KANA COMMUNICATIONS INC X 1,600 0 0 KEMET CORP X 77,500 0 18,400 KENNAMETAL INC COM X 6,000 0 0 KENT ELECTRONICS COR X 10,200 0 3,600 KERR MCGEE CORP COM X 342,100 0 1,600 KEYNOTE SYSTEMS INC X 1,300 0 500 KIMBERLY CLARK CORP COM X 252,700 0 2,900 KING PHARMACEUTICALS INC X 487,865 0 22,670 KNIGHT RIDDER INC COM X 24,000 0 0 KORN FERRY INTERNATIONAL X 188,800 0 16,000 KULICKE & SOFFA INDS INC COM NASD INDL X 21,800 0 2,200 LSI LOGIC CORP COM X 735,000 0 21,600 LTX CORP COM NASD INDL X 31,000 0 18,300 LABRANCHE & CO INC X 7,100 0 0 LAM RESH CORP COM NASD INDL X 127,660 0 12,900 LANCASTER COLONY CORP COM NASD INDL X 0 0 1,800 LANDSTAR SYS INC X 0 0 1,200 LATTICE SEMICONDUCTOR CORP X 76,400 0 7,700 LAUNCH MEDIA INC X 5,800 0 3,900 LEARNING TREE INTL INC X 5,200 0 10,200 LEHMAN BROTHERS HOLDINGS INC X 381,700 0 16,900 LIBERTY FINANCIAL COS INC X 19,000 0 0 LIBERTY PROPERTY TRUST X 156,900 0 3,900 LIFE TECHNOLOGIES INC COM NASD INDL X 3,700 0 0 LIGHTBRIDGE INC X 9,200 0 4,500 LILLY ELI & CO COM X 65,700 0 2,800 LIMITED INC COM X 707,300 0 10,700 LINCARE HOLDINGS INC X 0 0 4,300 LINCOLN ELECTRIC HLDGS INC X 500 0 0 LINCOLN NATL CORP IND COM X 249,900 0 1,500
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- LIPOSOME CO INC COM NASD INDL Common Stock 536310105 1,340 76,700 SH LITTELFUSE INC Common Stock 537008104 668 18,200 SH LIZ CLAIBORNE INC COM NASD INDL Common Stock 539320101 2,566 56,000 SH LODGENET ENTERTAINMENT CORP Common Stock 540211109 311 15,500 SH LOEWS CORP COM Common Stock 540424108 11,935 238,700 SH LONE STAR TECHNOLOGIES INC COM NASD IN Common Stock 542312103 322 6,900 SH LONGVIEW FIBRE CO COM Common Stock 543213102 5,292 358,800 SH LORONIX INFORMATION SYSTEMS Common Stock 544183106 54 1,500 SH LUBRIZOL CORP COM Common Stock 549271104 14 500 SH LUCENT TECHNOLOGIES INC COM Common Stock 549463107 13,806 225,400 SH MGIC INVT CORP WIS COM Common Stock 552848103 20,020 458,900 SH MGM GRAND INC Common Stock 552953101 228 9,500 SH MACNEAL SCHWENDLER CORP COM Common Stock 553531104 163 13,800 SH MACERICH CO Common Stock 554382101 454 22,000 SH STEVEN MADDEN LTD Common Stock 556269108 385 20,256 SH MAIL-WELL INC Common Stock 560321200 2,055 236,500 SH MALLINCKRODT GROUP INC COM Common Stock 561232109 17,661 614,300 SH MANHATTAN ASSOCIATES INC Common Stock 562750109 38 1,100 SH MANITOWOC INC COM Common Stock 563571108 1,101 40,050 SH MAPINFO CORP Common Stock 565105103 1,039 26,650 SH MARSH & MCLENNAN COS INC COM Common Stock 571748102 8,009 72,600 SH MASCOTECH INC COM Common Stock 574670105 55 4,500 SH MASTEC INC COM Common Stock 576323109 4,334 48,700 SH MATTSON TECHNOLOGY INC Common Stock 577223100 98 2,300 SH MCCORMICK & CO INC COM NON VTG NASD IN Common Stock 579780206 32 1,000 SH MCDONALDS CORP COM Common Stock 580135101 3,480 93,100 SH MEAD CORP COM Common Stock 582834107 1,506 43,100 SH MEASUREMENT SPECIALTIES INC Common Stock 583421102 676 26,700 SH MEDTRONIC INC COM Common Stock 585055106 6,234 121,200 SH MENTOR CORP MINN COM NASD INDL Common Stock 587188103 1,045 38,700 SH MERCK & CO INC COM Common Stock 589331107 15,475 249,100 SH MERCURY INTERACTIVE CORP Common Stock 589405109 9,991 126,070 SH MERIX CORP Common Stock 590049102 102 4,400 SH MERRILL LYNCH & CO INC COM Common Stock 590188108 11,949 113,800 SH META GROUP INC Common Stock 591002100 68 2,600 SH METRIS COS INC COM Common Stock 591598107 8,393 215,900 SH METRO GOLDWYN MAYER INC Common Stock 591610100 842 33,100 SH METROCALL INC Common Stock 591647102 160 16,000 SH MICHAEL FOODS INC COM NASD INDL Common Stock 594079105 512 24,400 SH MICHAEL'S STORES INC COM Common Stock 594087108 3,725 91,400 SH MICREL INC Common Stock 594793101 77 800 SH MICROS SYSTEMS INC Common Stock 594901100 13 200 SH MICROSOFT CORP COM NASD INDL Common Stock 594918104 46,224 435,050 SH Page Total 202,451 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ LIPOSOME CO INC COM NASD INDL X 49,200 0 27,500 LITTELFUSE INC X 15,300 0 2,900 LIZ CLAIBORNE INC COM NASD INDL X 55,700 0 300 LODGENET ENTERTAINMENT CORP X 9,500 0 6,000 LOEWS CORP COM X 236,200 0 2,500 LONE STAR TECHNOLOGIES INC COM NASD IN X 6,900 0 0 LONGVIEW FIBRE CO COM X 307,400 0 51,400 LORONIX INFORMATION SYSTEMS X 100 0 1,400 LUBRIZOL CORP COM X 500 0 0 LUCENT TECHNOLOGIES INC COM X 217,100 0 8,300 MGIC INVT CORP WIS COM X 451,800 0 7,100 MGM GRAND INC X 1,000 0 8,500 MACNEAL SCHWENDLER CORP COM X 13,800 0 0 MACERICH CO X 22,000 0 0 STEVEN MADDEN LTD X 15,556 0 4,700 MAIL-WELL INC X 219,400 0 17,100 MALLINCKRODT GROUP INC COM X 589,700 0 24,600 MANHATTAN ASSOCIATES INC X 1,100 0 0 MANITOWOC INC COM X 40,050 0 0 MAPINFO CORP X 15,450 0 11,200 MARSH & MCLENNAN COS INC COM X 70,600 0 2,000 MASCOTECH INC COM X 0 0 4,500 MASTEC INC COM X 47,700 0 1,000 MATTSON TECHNOLOGY INC X 2,300 0 0 MCCORMICK & CO INC COM NON VTG NASD IN X 1,000 0 0 MCDONALDS CORP COM X 87,200 0 5,900 MEAD CORP COM X 43,100 0 0 MEASUREMENT SPECIALTIES INC X 25,900 0 800 MEDTRONIC INC COM X 115,500 0 5,700 MENTOR CORP MINN COM NASD INDL X 23,000 0 15,700 MERCK & CO INC COM X 239,100 0 10,000 MERCURY INTERACTIVE CORP X 121,870 0 4,200 MERIX CORP X 4,400 0 0 MERRILL LYNCH & CO INC COM X 110,900 0 2,900 META GROUP INC X 2,600 0 0 METRIS COS INC COM X 199,000 0 16,900 METRO GOLDWYN MAYER INC X 33,100 0 0 METROCALL INC X 16,000 0 0 MICHAEL FOODS INC COM NASD INDL X 20,100 0 4,300 MICHAEL'S STORES INC COM X 84,200 0 7,200 MICREL INC X 0 0 800 MICROS SYSTEMS INC X 200 0 0 MICROSOFT CORP COM NASD INDL X 417,750 0 17,300
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- MICROSTRATEGY INC Common Stock 594972101 125 1,440 SH MICROMUSE INC Common Stock 595094103 8,079 58,200 SH MILACRON INC COM Common Stock 598709103 88 6,100 SH MINERALS TECHNOLOGIE Common Stock 603158106 1,234 27,700 SH MINNESOTA MNG & MFG CO COM Common Stock 604059105 17,996 203,200 SH MISSION CRITICAL SOFTWARE INC Common Stock 605047109 886 14,500 SH MITCHELL ENERGY & DEV CL B Common Stock 606592301 680 30,900 SH MITEL CORP COM Common Stock 606711109 388 15,800 SH MOHAWK INDUSTRIES IN Common Stock 608190104 69 3,100 SH MONY GROUP INC Common Stock 615337102 898 27,800 SH MORGAN ST DEAN WITTER & CO Common Stock 617446448 20,826 251,290 SH MOTOROLA INC COM Common Stock 620076109 15,870 108,700 SH MUELLER INDUSTRIES Common Stock 624756102 204 6,700 SH NBTY INC COM Common Stock 628782104 495 36,200 SH NUI CORP COM Common Stock 629430109 137 5,300 SH NABISCO HLDGS CORP CL A Common Stock 629526104 197 6,100 SH NAMIBIAN MINERALS CORP COM Common Stock 629913104 3,917 803,500 SH NANOMETRICS INC COM NASD INDL Common Stock 630077105 1,458 29,900 SH NATIONAL FUEL GAS CO N J COM Common Stock 636180101 4,216 94,600 SH NATIONAL INSTRS CORP COM Common Stock 636518102 422 9,000 SH NATIONAL SEMICONDUCTOR CORP COM Common Stock 637640103 15,358 252,800 SH NEIMAN MARCUS GROUP INC COM Common Stock 640204202 234 8,400 SH NEW YORK TIMES CO CL A Common Stock 650111107 635 14,800 SH NICE SYSTEMS LTD ADR ADR 653656108 6,103 85,660 SH NOBLE DRILLING CORP COM NASD INDL Common Stock 655042109 27,701 669,500 SH NORTEL NETWORKS CORP Common Stock 656569100 19,928 158,000 SH NU HORIZONS ELECTRONICS CORP COM Common Stock 669908105 148 6,700 SH NOVADIGM INC Common Stock 669937104 159 9,790 SH NOVELLUS SYSTEMS INC Common Stock 670008101 2,004 35,700 SH NOVEN PHARMACEUTICALS INC Common Stock 670009109 720 65,800 SH NUCOR CORP Common Stock 670346105 110 2,200 SH OBJECTIVE SYS INTEGRATORS INC COM Common Stock 674424106 267 17,550 SH LUKOIL OIL CO SPONSORED ADR RUSSIA Sponsored ADR 677862104 3,428 53,200 SH OLIN CORP COM PAR 1 Common Stock 680665205 2,162 121,800 SH ONEOK INC NEW Common Stock 682680103 2,013 80,500 SH OXFORD HEALTH PLANS Common Stock 691471106 66 4,300 SH PECO ENERGY CO COM Common Stock 693304107 31,572 856,200 SH PPG INDS INC COM Common Stock 693506107 2,710 51,800 SH PACIFIC SUNWEAR CALIF INC Common Stock 694873100 1,902 49,400 SH PACIFICARE HEALTH SYS INC Common Stock 695112102 13,946 279,610 SH PACKETEER INC Common Stock 695210104 63 1,800 SH PAINE WEBBER GROUP INC COM Common Stock 695629105 9,689 220,200 SH PARK PLACE ENT CORP Common Stock 700690100 1,578 136,500 SH Page Total 220,679 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ MICROSTRATEGY INC 1,040 0 400 MICROMUSE INC 57,400 0 800 MILACRON INC COM 2,500 0 3,600 MINERALS TECHNOLOGIE 16,200 0 11,500 MINNESOTA MNG & MFG CO COM 200,500 0 2,700 MISSION CRITICAL SOFTWARE INC 10,900 0 3,600 MITCHELL ENERGY & DEV CL B 27,300 0 3,600 MITEL CORP COM 8,600 0 7,200 MOHAWK INDUSTRIES IN 3,100 0 0 MONY GROUP INC 27,800 0 0 MORGAN ST DEAN WITTER & CO 242,690 0 8,600 MOTOROLA INC COM 103,000 0 5,700 MUELLER INDUSTRIES 3,000 0 3,700 NBTY INC COM 36,200 0 0 NUI CORP COM 5,300 0 0 NABISCO HLDGS CORP CL A 6,100 0 0 NAMIBIAN MINERALS CORP COM 803,500 0 0 NANOMETRICS INC COM NASD INDL 21,900 0 8,000 NATIONAL FUEL GAS CO N J COM 81,200 0 13,400 NATIONAL INSTRS CORP COM 6,850 0 2,150 NATIONAL SEMICONDUCTOR CORP COM 249,800 0 3,000 NEIMAN MARCUS GROUP INC COM 5,100 0 3,300 NEW YORK TIMES CO CL A 14,800 0 0 NICE SYSTEMS LTD ADR 85,660 0 0 NOBLE DRILLING CORP COM NASD INDL 614,700 0 54,800 NORTEL NETWORKS CORP 147,100 0 10,900 NU HORIZONS ELECTRONICS CORP COM 6,700 0 0 NOVADIGM INC 4,490 0 5,300 NOVELLUS SYSTEMS INC 31,800 0 3,900 NOVEN PHARMACEUTICALS INC 50,600 0 15,200 NUCOR CORP 2,200 0 0 OBJECTIVE SYS INTEGRATORS INC COM 14,550 0 3,000 LUKOIL OIL CO SPONSORED ADR RUSSIA 53,200 0 0 OLIN CORP COM PAR 1 121,800 0 0 ONEOK INC NEW 74,000 0 6,500 OXFORD HEALTH PLANS 4,300 0 0 PECO ENERGY CO COM 856,200 0 0 PPG INDS INC COM 43,200 0 8,600 PACIFIC SUNWEAR CALIF INC 49,400 0 0 PACIFICARE HEALTH SYS INC 268,410 0 11,200 PACKETEER INC 1,800 0 0 PAINE WEBBER GROUP INC COM 204,700 0 15,500 PARK PLACE ENT CORP 136,500 0 0
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- PARLEX CORP COM NASD INDL Common Stock 701630105 238 7,800 SH PATINA OIL & GAS CORP Common Stock 703224105 1,657 122,200 SH PATTERSON ENERGY INC Common Stock 703414102 4,086 128,700 SH PAXAR CORP Common Stock 704227107 373 38,800 SH PAYLESS SHOESOURCE INC COM Common Stock 704379106 249 4,800 SH PEGASUS COMMUNICATIONS CORP Common Stock 705904100 14 100 SH PENTON MEDIA INC Common Stock 709668107 465 17,900 SH PEPSICO INC COM Common Stock 713448108 5,828 167,100 SH PERICOM SEMICONDUCTOR CORP Common Stock 713831105 346 9,700 SH PERRIGO CO COM NASD INDL Common Stock 714290103 456 60,000 SH PETCO ANIMAL SUPPLIES COM Common Stock 716016100 756 63,700 SH PHARMACIA & UPJOHN INC COM Common Stock 716941109 4,260 71,600 SH PFIZER INC COM Common Stock 717081103 11,378 311,200 SH PHILIP MORRIS COS INC COM Common Stock 718154107 4,918 232,800 SH PHILLIPS PETE CO COM Common Stock 718507106 2,757 59,600 SH PHOENIX TECHNOLOGIES LTD Common Stock 719153108 1,388 65,700 SH PHOTON DYNAMICS INC Common Stock 719364101 469 6,800 SH PIEDMONT NAT GAS INC COM Common Stock 720186105 34 1,300 SH PIER 1 IMPORTS INC DEL COM Common Stock 720279108 877 85,600 SH PIONEER NATURAL RES CO COM Common Stock 723787107 953 90,800 SH POHANG IRON & STEEL ADR ADR 730450103 2,750 100,000 SH POLARIS INDS INC COM Common Stock 731068102 72 2,400 SH POLO RALPH LAUREN CL A Common Stock 731572103 1,777 95,100 SH POLYMEDICA CORP COM Common Stock 731738100 552 9,400 SH POMEROY COMPUTER RES INC Common Stock 731822102 99 5,400 SH POPE & TALBOT INC COM Common Stock 732827100 1,165 63,400 SH PREMIER RESH WORLDWIDE LTD Common Stock 740568100 117 7,400 SH PRESIDENTIAL LIFE CO Common Stock 740884101 444 32,300 SH PRESSTEK INC Common Stock 741113104 200 8,400 SH PRICE COMMUNICATIONS CORP COM Common Stock 741437305 2,328 101,200 SH PRICE T ROWE & ASSOCIATES COM NASD IND Common Stock 741477103 1,548 39,200 SH PROCTER & GAMBLE CO COM Common Stock 742718109 4,735 83,800 SH PROGENICS PHARMACEUTICALS INC Common Stock 743187106 2,212 31,600 SH PROGRESS SOFTWARE CO Common Stock 743312100 312 13,300 SH PROXICOM INC Common Stock 744282104 656 14,800 SH PUMA TECHNOLOGY INC Common Stock 745887109 243 4,800 SH QUALCOMM Common Stock 747525103 10,377 69,500 SH QUORUM HEALTH GROUP INC Common Stock 749084109 11 1,100 SH RADIAN GROUP INC Common Stock 750236101 581 12,200 SH RADYNE COMSTREAM INC Common Stock 750611402 3 100 SH RALSTON PURINA CO COM RAL PUR GP Common Stock 751277302 3,328 121,000 SH RARE HOSPITALITY INTL INC Common Stock 753820109 443 22,771 SH RAYMOND JAMES FINANCIAL INC COM Common Stock 754730109 996 48,000 SH Page Total 76,452 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ PARLEX CORP COM NASD INDL X 7,800 0 0 PATINA OIL & GAS CORP X 112,900 0 9,300 PATTERSON ENERGY INC X 126,200 0 2,500 PAXAR CORP X 38,800 0 0 PAYLESS SHOESOURCE INC COM X 200 0 4,600 PEGASUS COMMUNICATIONS CORP X 100 0 0 PENTON MEDIA INC X 14,000 0 3,900 PEPSICO INC COM X 161,300 0 5,800 PERICOM SEMICONDUCTOR CORP X 6,300 0 3,400 PERRIGO CO COM NASD INDL X 26,200 0 33,800 PETCO ANIMAL SUPPLIES COM X 58,800 0 4,900 PHARMACIA & UPJOHN INC COM X 68,500 0 3,100 PFIZER INC COM X 295,800 0 15,400 PHILIP MORRIS COS INC COM X 223,500 0 9,300 PHILLIPS PETE CO COM X 58,100 0 1,500 PHOENIX TECHNOLOGIES LTD X 46,100 0 19,600 PHOTON DYNAMICS INC X 5,500 0 1,300 PIEDMONT NAT GAS INC COM X 1,300 0 0 PIER 1 IMPORTS INC DEL COM X 85,600 0 0 PIONEER NATURAL RES CO COM X 90,800 0 0 POHANG IRON & STEEL ADR X 100,000 0 0 POLARIS INDS INC COM X 2,400 0 0 POLO RALPH LAUREN CL A X 92,000 0 3,100 POLYMEDICA CORP COM X 6,100 0 3,300 POMEROY COMPUTER RES INC X 5,400 0 0 POPE & TALBOT INC COM X 45,700 0 17,700 PREMIER RESH WORLDWIDE LTD X 2,700 0 4,700 PRESIDENTIAL LIFE CO X 20,900 0 11,400 PRESSTEK INC X 8,400 0 0 PRICE COMMUNICATIONS CORP COM X 93,800 0 7,400 PRICE T ROWE & ASSOCIATES COM NASD IND X 39,200 0 0 PROCTER & GAMBLE CO COM X 80,400 0 3,400 PROGENICS PHARMACEUTICALS INC X 31,000 0 600 PROGRESS SOFTWARE CO X 13,300 0 0 PROXICOM INC X 13,000 0 1,800 PUMA TECHNOLOGY INC X 3,800 0 1,000 QUALCOMM X 66,700 0 2,800 QUORUM HEALTH GROUP INC X 1,100 0 0 RADIAN GROUP INC X 6,200 0 6,000 RADYNE COMSTREAM INC X 100 0 0 RALSTON PURINA CO COM RAL PUR GP X 121,000 0 0 RARE HOSPITALITY INTL INC X 11,171 0 11,600 RAYMOND JAMES FINANCIAL INC COM X 48,000 0 0
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- RAZORFISH INC Common Stock 755236106 8,066 293,300 SH READERS DIGEST ASS'N A Common Stock 755267101 22,074 624,000 SH REGAL BELOIT CORP COM Common Stock 758750103 217 12,400 SH RELIANCE STEEL & ALUMINUM CO Common Stock 759509102 139 6,200 SH REMEDY CORP Common Stock 759548100 1,934 45,900 SH REPUBLIC SERVICES INC CL A Common Stock 760759100 6,113 558,900 SH RESMED INC COM Common Stock 761152107 79 1,100 SH REXALL SUNDOWN INC Common Stock 761648104 23 1,600 SH ROADWAY EXPRESS IN Common Stock 769742107 2,547 125,800 SH ROFIN SINAR TECHNOLOGIES INC Common Stock 775043102 70 5,800 SH ROGERS COMMUNICATION -CL B Common Stock 775109200 6,618 222,000 SH ROHN INDUSTRIES INC Common Stock 775381106 37 11,400 SH ROSS STORES INC COM NASD INDL Common Stock 778296103 11,184 464,800 SH ROYAL DUTCH PETE CO NY REG GLD1.25 Common Stock 780257804 13,332 230,600 SH RUBY TUESDAY INC Common Stock 781182100 119 6,800 SH RYLAND GROUP INC COM Common Stock 783764103 469 25,000 SH SCP POOL CORP COM Common Stock 784028102 346 11,300 SH SAGENT TECHNOLOGY INC Common Stock 786693101 317 11,000 SH ST MARY LAND & EXPLO Common Stock 792228108 254 8,500 SH SALEM COMMUNICATIONS CORP Common Stock 794093104 387 32,400 SH SAWTEK INC COM Common Stock 805468105 310 5,900 SH SCANSOURCE INC COM Common Stock 806037107 107 3,000 SH SCHERING PLOUGH CORP COM Common Stock 806605101 3,562 95,940 SH SCHLUMBERGER LTD COM Common Stock 806857108 2,463 32,200 SH SCHOLASTIC CORP Common Stock 807066105 534 9,900 SH SCHWAB (CHARLES) CORP Common Stock 808513105 6,363 112,000 SH SCIENTIFIC ATLANTA INC COM Common Stock 808655104 582 9,200 SH SEACHANGE INTERNATIONAL INC Common Stock 811699107 222 3,600 SH SEMTECH CORP COM Common Stock 816850101 436 6,800 SH SEMPRA ENERGY Common Stock 816851109 68 4,059 SH SEMITOOL INC Common Stock 816909105 620 34,100 SH SERENA SOFTWARE INC Common Stock 817492101 1,924 60,350 SH SHAW GROUP INC Common Stock 820280105 226 6,400 SH SHAW INDUSTRIES Common Stock 820286102 7,150 470,800 SH SHERWIN WILLIAMS CO COM Common Stock 824348106 11,695 528,600 SH SICOR INC Common Stock 825846108 1,578 152,100 SH SIEBEL SYSTEMS INC Common Stock 826170102 35,115 294,000 SH SILICON GRAPHICS INC COM Common Stock 827056102 936 88,600 SH SILICON STORAGE TECHNOLOGY Common Stock 827057100 318 4,300 SH SILICON VALLEY BANCS Common Stock 827064106 252 3,500 SH SILICON VY GROUP INC COM NASD INDL Common Stock 827066101 305 11,100 SH SILVERSTREAM SOFTWARE INC Common Stock 827907106 74 1,000 SH SMITH A O COM Common Stock 831865209 94 5,200 SH Page Total 149,254 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ RAZORFISH INC X 273,900 0 19,400 READERS DIGEST ASS'N A X 589,800 0 34,200 REGAL BELOIT CORP COM X 12,400 0 0 RELIANCE STEEL & ALUMINUM CO X 6,200 0 0 REMEDY CORP X 29,800 0 16,100 REPUBLIC SERVICES INC CL A X 555,600 0 3,300 RESMED INC COM X 0 0 1,100 REXALL SUNDOWN INC X 1,600 0 0 ROADWAY EXPRESS IN X 114,800 0 11,000 ROFIN SINAR TECHNOLOGIES INC X 5,800 0 0 ROGERS COMMUNICATION -CL B X 215,400 0 6,600 ROHN INDUSTRIES INC X 11,400 0 0 ROSS STORES INC COM NASD INDL X 407,000 0 57,800 ROYAL DUTCH PETE CO NY REG GLD1.25 X 217,700 0 12,900 RUBY TUESDAY INC X 6,800 0 0 RYLAND GROUP INC COM X 24,100 0 900 SCP POOL CORP COM X 11,300 0 0 SAGENT TECHNOLOGY INC X 10,400 0 600 ST MARY LAND & EXPLO X 8,500 0 0 SALEM COMMUNICATIONS CORP X 16,800 0 15,600 SAWTEK INC COM X 5,900 0 0 SCANSOURCE INC COM X 3,000 0 0 SCHERING PLOUGH CORP COM X 92,040 0 3,900 SCHLUMBERGER LTD COM X 31,900 0 300 SCHOLASTIC CORP X 9,900 0 0 SCHWAB (CHARLES) CORP X 107,200 0 4,800 SCIENTIFIC ATLANTA INC COM X 0 0 9,200 SEACHANGE INTERNATIONAL INC X 3,600 0 0 SEMTECH CORP COM X 6,800 0 0 SEMPRA ENERGY X 4,059 0 0 SEMITOOL INC X 29,500 0 4,600 SERENA SOFTWARE INC X 41,600 0 18,750 SHAW GROUP INC X 6,400 0 0 SHAW INDUSTRIES X 470,800 0 0 SHERWIN WILLIAMS CO COM X 514,900 0 13,700 SICOR INC X 107,600 0 44,500 SIEBEL SYSTEMS INC X 271,700 0 22,300 SILICON GRAPHICS INC COM X 88,600 0 0 SILICON STORAGE TECHNOLOGY X 4,300 0 0 SILICON VALLEY BANCS X 3,500 0 0 SILICON VY GROUP INC COM NASD INDL X 11,100 0 0 SILVERSTREAM SOFTWARE INC X 1,000 0 0 SMITH A O COM X 0 0 5,200
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- SMITH CHARLES E RESDNTL RLTY COM Common Stock 832197107 188 5,200 SH SNAP ON INC COM Common Stock 833034101 1,799 68,700 SH SODEXHO MARRIOTT SVCS INC Common Stock 833793102 1,712 114,100 SH SONICWALL INC Common Stock 835470105 113 1,700 SH SOURCE INFORMATION MGMT CO Common Stock 836151209 58 3,300 SH SOUTHERN CO COM Common Stock 842587107 11,343 521,500 SH SOUTHERN UNION CO-NEW Common Stock 844030106 0 0 SH SOUTHWEST SECURITIES Common Stock 845224104 113 2,600 SH SPRINT CORP COM Common Stock 852061100 5,332 84,300 SH SPRINT CORP (PCS GROUP) Common Stock 852061506 7,893 120,500 SH SPYGLASS INC Common Stock 852192103 8 100 SH STANCORP FINL GROUP INC Common Stock 852891100 2,946 107,600 SH STARBASE CORP Common Stock 854910205 7 700 SH STURM RUGER & CO INC COM NASD INDL Common Stock 864159108 601 68,700 SH SUMMIT PROPERTIES INC Common Stock 866239106 805 42,100 SH SUN MICROSYSTEMS INC COM NASD INDL Common Stock 866810104 31,447 335,600 SH SUNQUEST INFORMATION SYS INC Common Stock 867654105 29 2,600 SH SUPERIOR INDS INTL INC COM Common Stock 868168105 627 19,800 SH SURGUTNEFTEGAZ JSC SPON ADR ADR 868861204 137 9,600 SH SYBASE INC Common Stock 871130100 177 8,700 SH SYMANTEC CORP COM NASD INDL Common Stock 871503108 17,985 239,400 SH SYSCO CORP COM Common Stock 871829107 759 21,000 SH TJX COS INC NEW COM Common Stock 872540109 12,569 566,500 SH TALBOTS INC Common Stock 874161102 2,791 47,400 SH TANDY CORP COM Common Stock 875382103 1,132 22,300 SH TANGER FACTORY OUTLET CTRS Common Stock 875465106 766 39,900 SH TECHNE CORP Common Stock 878377100 83 1,200 SH TECHNITROL INC COM Common Stock 878555101 373 6,400 SH TECUMSEH PRODUCTS CO -CL A Common Stock 878895200 9,403 213,700 SH TELEPHONE & DATA SYS INC COM Common Stock 879433100 11 100 SH TELETECH HOLDING INC Common Stock 879939106 207 6,000 SH TERADYNE INC COM Common Stock 880770102 49,159 599,500 SH TEXACO INC COM Common Stock 881694103 3,703 68,900 SH TEXAS INDS INC COM Common Stock 882491103 114 3,600 SH TEXAS INSTRS INC COM Common Stock 882508104 16,272 101,700 SH TIMBERLAND CO CL A Common Stock 887100105 2,570 50,400 SH TIME WARNER INC COM Common Stock 887315109 7,270 72,700 SH TIME WARNER TELECOM CL A Common Stock 887319101 2,584 32,500 SH TIMKEN CO COM Common Stock 887389104 683 42,000 SH TOLLGRADE COMMUNICATIONS INC Common Stock 889542106 212 4,000 SH TOPPS INC COM NASD INDL Common Stock 890786106 2,951 355,065 SH TORCHMARK CORP COM Common Stock 891027104 493 21,300 SH TORO CO COM Common Stock 891092108 353 11,800 SH Page Total 197,775 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ SMITH CHARLES E RESDNTL RLTY COM X 5,200 0 0 SNAP ON INC COM X 66,800 0 1,900 SODEXHO MARRIOTT SVCS INC X 106,200 0 7,900 SONICWALL INC X 1,700 0 0 SOURCE INFORMATION MGMT CO X 500 0 2,800 SOUTHERN CO COM X 490,500 0 31,000 SOUTHERN UNION CO-NEW X 0 0 0 SOUTHWEST SECURITIES X 2,600 0 0 SPRINT CORP COM X 77,200 0 7,100 SPRINT CORP (PCS GROUP) X 115,200 0 5,300 SPYGLASS INC X 100 0 0 STANCORP FINL GROUP INC X 93,600 0 14,000 STARBASE CORP X 700 0 0 STURM RUGER & CO INC COM NASD INDL X 57,000 0 11,700 SUMMIT PROPERTIES INC X 17,700 0 24,400 SUN MICROSYSTEMS INC COM NASD INDL X 321,300 0 14,300 SUNQUEST INFORMATION SYS INC X 2,600 0 0 SUPERIOR INDS INTL INC COM X 19,600 0 200 SURGUTNEFTEGAZ JSC SPON ADR X 9,600 0 0 SYBASE INC X 8,700 0 0 SYMANTEC CORP COM NASD INDL X 226,100 0 13,300 SYSCO CORP COM X 21,000 0 0 TJX COS INC NEW COM X 490,100 0 76,400 TALBOTS INC X 47,400 0 0 TANDY CORP COM X 22,300 0 0 TANGER FACTORY OUTLET CTRS X 29,600 0 10,300 TECHNE CORP X 100 0 1,100 TECHNITROL INC COM X 5,200 0 1,200 TECUMSEH PRODUCTS CO -CL A X 200,200 0 13,500 TELEPHONE & DATA SYS INC COM X 0 0 100 TELETECH HOLDING INC X 4,000 0 2,000 TERADYNE INC COM X 583,200 0 16,300 TEXACO INC COM X 66,000 0 2,900 TEXAS INDS INC COM X 3,600 0 0 TEXAS INSTRS INC COM X 97,600 0 4,100 TIMBERLAND CO CL A X 47,100 0 3,300 TIME WARNER INC COM X 69,700 0 3,000 TIME WARNER TELECOM CL A X 31,700 0 800 TIMKEN CO COM X 42,000 0 0 TOLLGRADE COMMUNICATIONS INC X 4,000 0 0 TOPPS INC COM NASD INDL X 333,565 0 21,500 TORCHMARK CORP COM X 21,300 0 0 TORO CO COM X 11,800 0 0
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- TOSCO CORP COM NEW Common Stock 891490302 153 5,000 SH TOWN & COUNTRY TRUST Common Stock 892081100 15 900 SH TRIAD GTY INC COM Common Stock 895925105 4 200 SH TRIARC COS INC CL A Common Stock 895927101 394 19,700 SH TRUE NORTH COMMUNICATION COM Common Stock 897844106 2,453 62,400 SH II-VI INC Common Stock 902104108 141 3,700 SH TYCO INTL LTD NEW COM Common Stock 902124106 11,629 232,000 SH UGI CORP NEW COM Common Stock 902681105 820 37,900 SH USX MARATHON GROUP COM NEW Common Stock 902905827 14,707 564,300 SH UST INC COM Common Stock 902911106 4,852 310,500 SH URS CORP Common Stock 903236107 140 10,700 SH USG CORP Common Stock 903293405 2,445 58,300 SH UTI ENERGY CORP COM Common Stock 903387108 4,266 113,000 SH ULTRAMAR DIAMOND SHAMROCK CO COM Common Stock 904000106 236 9,300 SH UNIFI Common Stock 904677101 405 45,300 SH UNIFIED ENERGY SYSTEMS SPONS ADR ADR 904688108 1,425 74,000 SH UNIFY CORP Common Stock 904743101 967 47,300 SH UNILEVER N.V. NEW YORK SHARES Common Stock 904784709 294 6,100 SH UNICOM CORP COM Common Stock 904911104 2,471 67,700 SH UNIONBANCAL CORP COM Common Stock 908906100 4,347 157,700 SH UNITED DOMINION REALTY TR INC COM Common Stock 910197102 664 66,000 SH UNITED HEALTHCARE CORP COM NASD INDL Common Stock 910581107 2,075 34,800 SH UNITED ILLUM CO COM Common Stock 910637107 12 300 SH UNITED STATIONERS INC COM NASD INDL Common Stock 913004107 196 5,500 SH UNITED TECHNOLOGIES CORP COM Common Stock 913017109 5,169 81,800 SH USFREIGHTWAYS CORP COM Common Stock 916906100 21,392 571,400 SH URBAN SHOPPING CENTERS INC Common Stock 917060105 392 13,500 SH UTSTARCOM INC Common Stock 918076100 1,561 20,000 SH VALASSIS COMMUNICATI Common Stock 918866104 19,568 587,400 SH VARIAN INC Common Stock 922206107 142 3,700 SH VARIAN SEMICONDUCTOR EQUIPMENT Common Stock 922207105 6,844 107,560 SH VENTIV HEALTH INC Common Stock 922793104 18 1,800 SH VENATOR GROUP INC Common Stock 922944103 1,081 120,900 SH VERITAS SOFTWARE CO COM Common Stock 923436109 26,524 202,475 SH VINTAGE PETROLEUM INC Common Stock 927460105 2,302 114,400 SH VIROPHARMA INC Common Stock 928241108 166 2,700 SH VISHAY INTERTECHNOLOGY INC COM Common Stock 928298108 10,971 197,225 SH VIVUS INC Common Stock 928551100 318 38,400 SH VOICESTREAM WIRELESS CORP Common Stock 928615103 4,898 38,025 SH WABASH NATIONAL CORP Common Stock 929566107 91 6,400 SH WADDELL&REED INC Common Stock 930059100 1,917 45,300 SH WAL MART STORES INC COM Common Stock 931142103 16,351 289,400 SH WALGREEN CO COM Common Stock 931422109 1,653 64,200 SH Page Total 176,466 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ TOSCO CORP COM NEW X 0 0 5,000 TOWN & COUNTRY TRUST X 0 0 900 TRIAD GTY INC COM X 200 0 0 TRIARC COS INC CL A X 17,500 0 2,200 TRUE NORTH COMMUNICATION COM X 53,700 0 8,700 II-VI INC X 3,700 0 0 TYCO INTL LTD NEW COM X 219,100 0 12,900 UGI CORP NEW COM X 34,300 0 3,600 USX MARATHON GROUP COM NEW X 532,300 0 32,000 UST INC COM X 304,900 0 5,600 URS CORP X 4,600 0 6,100 USG CORP X 52,600 0 5,700 UTI ENERGY CORP COM X 108,200 0 4,800 ULTRAMAR DIAMOND SHAMROCK CO COM X 9,300 0 0 UNIFI X 44,200 0 1,100 UNIFIED ENERGY SYSTEMS SPONS ADR X 74,000 0 0 UNIFY CORP X 32,600 0 14,700 UNILEVER N.V. NEW YORK SHARES X 4,600 0 1,500 UNICOM CORP COM X 67,700 0 0 UNIONBANCAL CORP COM X 140,500 0 17,200 UNITED DOMINION REALTY TR INC COM X 66,000 0 0 UNITED HEALTHCARE CORP COM NASD INDL X 29,200 0 5,600 UNITED ILLUM CO COM X 300 0 0 UNITED STATIONERS INC COM NASD INDL X 5,500 0 0 UNITED TECHNOLOGIES CORP COM X 78,400 0 3,400 USFREIGHTWAYS CORP COM X 569,000 0 2,400 URBAN SHOPPING CENTERS INC X 8,200 0 5,300 UTSTARCOM INC X 20,000 0 0 VALASSIS COMMUNICATI X 552,150 0 35,250 VARIAN INC X 3,700 0 0 VARIAN SEMICONDUCTOR EQUIPMENT X 93,060 0 14,500 VENTIV HEALTH INC X 0 0 1,800 VENATOR GROUP INC X 120,900 0 0 VERITAS SOFTWARE CO COM X 186,900 0 15,575 VINTAGE PETROLEUM INC X 79,800 0 34,600 VIROPHARMA INC X 2,700 0 0 VISHAY INTERTECHNOLOGY INC COM X 186,325 0 10,900 VIVUS INC X 27,300 0 11,100 VOICESTREAM WIRELESS CORP X 36,700 0 1,325 WABASH NATIONAL CORP X 1,300 0 5,100 WADDELL&REED INC X 42,700 0 2,600 WAL MART STORES INC COM X 277,900 0 11,500 WALGREEN CO COM X 61,600 0 2,600
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FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- WARNER LAMBERT CO COM Common Stock 934488107 12,563 128,600 SH WASHINGTON POST CO CL B Common Stock 939640108 1,082 2,000 SH WATTS INDS INC CL A NASD INDL Common Stock 942749102 146 11,800 SH WELLS FARGO & CO COM Common Stock 949746101 4,246 104,200 SH WESLEY JESSEN VISIONCARE INC COM Common Stock 951018100 208 5,800 SH WEST TELESERVICES CORP Common Stock 956188106 726 28,200 SH WESTVACO CORP COM Common Stock 961548104 9,141 273,900 SH WESTWOOD ONE INC COM NASD INDL Common Stock 961815107 758 20,900 SH WHIRLPOOL CORP COM Common Stock 963320106 3,934 67,100 SH WILLAMETTE INDS INC COM NASD INDL Common Stock 969133107 20,785 518,000 SH WINK COMMUNICATIONS INC Common Stock 974168106 184 5,500 SH WINNEBAGO INDS INC COM Common Stock 974637100 14 800 SH WOLVERINE WORLD WIDE INC COM Common Stock 978097103 229 20,800 SH WORTHINGTON INDS INC COM NASD INDL Common Stock 981811102 2,329 188,200 SH XETA CORP Common Stock 983909102 683 15,000 SH YAHOO INC COM Common Stock 984332106 13,779 80,400 SH YANG MING MARINE 144A GDR TAIWAN GDR 144A 984749101 3 396 SH XICOR INC COM NASD INDL Common Stock 984903104 32 2,300 SH YELLOW CORP COM Common Stock 985509108 6,496 352,300 SH NETWORK EVENT THEATER INC Common Stock 987819109 197 15,000 SH ZALE CORP NEW COM Common Stock 988858106 7,465 158,200 SH ZAMBA CORPORATION Common Stock 988881108 110 10,500 SH ZOLL MEDICAL CORP Common Stock 989922109 51 1,000 SH ZOMAX INC Common Stock 989929104 4,615 76,600 SH AES CORP Common Stock 00130H105 7,631 96,900 SH APAC TELESERVICES INC COM Common Stock 00185E106 419 48,200 SH ABGENIX INC Common Stock 00339B107 570 4,130 SH ACTIVE SOFTWARE INC Common Stock 00504E100 89 1,400 SH ACTUATE CORPORATION Common Stock 00508B102 646 12,000 SH ADAPTEC INC COM NASD INDL Common Stock 00651F108 20,776 537,900 SH ADOBE SYSTEMS Common Stock 00724F101 24,656 221,500 SH AFFYMETRIX INC Common Stock 00826T108 45 300 SH AGILENT TECHNOLOGIES INC Common Stock 00846U101 2,652 25,500 SH AGRIBRANDS INTERNATIONAL INC Common Stock 00849R105 2,205 56,100 SH ALASKA COMM SYSTEMS GROUP Common Stock 01167P101 222 18,300 SH AMERICA ONLINE INC Common Stock 02364J104 18,856 279,600 SH AMERN EAGLE OUTFITTERS INC Common Stock 02553E106 3,024 79,700 SH AMERICAN FREIGHTWAYS CORP COM Common Stock 02629V108 397 26,600 SH AMERICREDIT CORP COM Common Stock 03060R101 3 200 SH APPLIED INDL TECH INC COM Common Stock 03820C105 54 3,400 SH APPNET SYSTEMS INC Common Stock 03831Q101 108 2,300 SH ART TECHNOLOGY GROUP INC Common Stock 04289L107 749 11,400 SH ASIAINFO HOLDINGS INC Common Stock 04518A104 242 4,000 SH Page Total 173,119 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ WARNER LAMBERT CO COM X 122,200 0 6,400 WASHINGTON POST CO CL B X 2,000 0 0 WATTS INDS INC CL A NASD INDL X 11,800 0 0 WELLS FARGO & CO COM X 99,900 0 4,300 WESLEY JESSEN VISIONCARE INC COM X 0 0 5,800 WEST TELESERVICES CORP X 23,700 0 4,500 WESTVACO CORP COM X 269,800 0 4,100 WESTWOOD ONE INC COM NASD INDL X 14,300 0 6,600 WHIRLPOOL CORP COM X 65,100 0 2,000 WILLAMETTE INDS INC COM NASD INDL X 491,100 0 26,900 WINK COMMUNICATIONS INC X 5,500 0 0 WINNEBAGO INDS INC COM X 800 0 0 WOLVERINE WORLD WIDE INC COM X 20,800 0 0 WORTHINGTON INDS INC COM NASD INDL X 174,500 0 13,700 XETA CORP X 15,000 0 0 YAHOO INC COM X 77,200 0 3,200 YANG MING MARINE 144A GDR TAIWAN X 396 0 0 XICOR INC COM NASD INDL X 2,300 0 0 YELLOW CORP COM X 339,300 0 13,000 NETWORK EVENT THEATER INC X 15,000 0 0 ZALE CORP NEW COM X 158,200 0 0 ZAMBA CORPORATION X 9,800 0 700 ZOLL MEDICAL CORP X 200 0 800 ZOMAX INC X 70,600 0 6,000 AES CORP X 96,900 0 0 APAC TELESERVICES INC COM X 48,200 0 0 ABGENIX INC X 2,630 0 1,500 ACTIVE SOFTWARE INC X 1,400 0 0 ACTUATE CORPORATION X 7,200 0 4,800 ADAPTEC INC COM NASD INDL X 505,600 0 32,300 ADOBE SYSTEMS X 208,300 0 13,200 AFFYMETRIX INC X 0 0 300 AGILENT TECHNOLOGIES INC X 24,500 0 1,000 AGRIBRANDS INTERNATIONAL INC X 51,100 0 5,000 ALASKA COMM SYSTEMS GROUP X 16,900 0 1,400 AMERICA ONLINE INC X 269,500 0 10,100 AMERN EAGLE OUTFITTERS INC X 59,800 0 19,900 AMERICAN FREIGHTWAYS CORP COM X 25,700 0 900 AMERICREDIT CORP COM X 200 0 0 APPLIED INDL TECH INC COM X 0 0 3,400 APPNET SYSTEMS INC X 1,000 0 1,300 ART TECHNOLOGY GROUP INC X 11,400 0 0 ASIAINFO HOLDINGS INC X 4,000 0 0
Page 14
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- ASPECT TELECOMMUNICATIONS Common Stock 04523Q102 645 17,390 SH ASYST TECHNOLOGIES INC Common Stock 04648X107 12 200 SH BJS WHOLESALE CLUB INC CO Common Stock 05548J106 23,390 609,500 SH BANK ONE CORP Common Stock 06423A103 2,509 72,728 SH BEAZER HOMES USA INC Common Stock 07556Q105 114 6,100 SH BROOKS AUTOMATION INC Common Stock 11434A100 681 10,900 SH CBS CORP Common Stock 12490K107 2,871 50,700 SH CNA SURETY CORP COM Common Stock 12612L108 8 600 SH CELL PATHWAYS INC Common Stock 15114R101 6,107 177,650 SH CENTEX CONSTRN PRODS INC Common Stock 15231R109 932 35,500 SH CHASE MANHATTAN CORP NEW COM Common Stock 16161A108 20,550 235,700 SH CHIEFTAIN INTL INC Common Stock 16867C101 610 30,300 SH CISCO SYSTEMS Common Stock 17275R102 96,780 1,251,800 SH COMP PARANAENSE ENERG (COPEL) ADR PFD ADR 20441B407 5,508 648,000 SH DITECH COMMUNICATIONS CORP Common Stock 25500M103 774 7,300 SH DYNEGY INC Common Stock 26816Q101 7,911 126,100 SH ECCS INC Common Stock 26825H100 73 5,000 SH E MEDSOFT.COM Common Stock 26873Q101 295 16,889 SH EAST WEST BANCORP INC Common Stock 27579R104 1,299 117,400 SH EMCOR GROUP INC Common Stock 29084Q100 149 7,100 SH ENCOMPASS SERVICES CORP Common Stock 29255U104 1 115 SH ENERGEN CORP COM Common Stock 29265N108 327 20,500 SH ENTERTAINMENT PROPERTIES TR Common Stock 29380T105 562 42,600 SH EVOLVING SYSTEMS INC Common Stock 30049R100 34 3,600 SH EXXON MOBIL CORPORATION Common Stock 30231G102 43,495 558,078 SH FEDERATED DEPT STORES COM Common Stock 31410H101 1,939 45,900 SH FIRST INDL REALTY TRUST INC Common Stock 32054K103 207 7,600 SH FOUR SEASONS HOTEL INC LTD VTG SH Common Stock 35100E105 216 4,800 SH GENTNER COMMUNICATIONS CORP Common Stock 37245J105 237 11,700 SH GEON COMPANY Common Stock 37246W105 1,438 66,900 SH GLOBAL TELESYSTEMS GROUP (GTS) INC Common Stock 37936U104 775 37,800 SH GLOBO CABO S A SPONSORED ADR ADS 37957X102 4,583 244,400 SH GOLDMAN SACHS GROUP INC Common Stock 38141G104 22,271 211,600 SH GRACE W R & CO COM Common Stock 38388F108 2,236 173,700 SH GRUPO TELEVISA SA DE CV SPN ADR REPORD Sponsored ADR R40049J206 26,253 386,070 SH HYPERION SOLUTIONS CORP Common Stock 44914M104 488 15,000 SH IDEX CORP Common Stock 45167R104 501 18,400 SH IMCLONE SYSTEMS INC Common Stock 45245W109 77 1,000 SH INET TECHNOLOGIES INC Common Stock 45662V105 1,779 33,600 SH INFORMATICA CORP Common Stock 45666Q102 845 11,000 SH INNERDYNE INC Common Stock 45764D102 38 6,200 SH INSIGHT COMMUNICATIONS INC Common Stock 45768V108 196 9,500 SH INTEGRATED SILICON SOLUTION Common Stock 45812P107 566 19,300 SH Page Total 280,279 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ ASPECT TELECOMMUNICATIONS X 10,000 0 7,390 ASYST TECHNOLOGIES INC X 200 0 0 BJS WHOLESALE CLUB INC CO X 591,100 0 18,400 BANK ONE CORP X 69,770 0 2,958 BEAZER HOMES USA INC X 1,800 0 4,300 BROOKS AUTOMATION INC X 9,300 0 1,600 CBS CORP X 48,600 0 2,100 CNA SURETY CORP COM X 600 0 0 CELL PATHWAYS INC X 163,600 0 14,050 CENTEX CONSTRN PRODS INC X 30,200 0 5,300 CHASE MANHATTAN CORP NEW COM X 231,400 0 4,300 CHIEFTAIN INTL INC X 19,500 0 10,800 CISCO SYSTEMS X 1,204,200 0 47,600 COMP PARANAENSE ENERG (COPEL) ADR PFD X 618,600 0 29,400 DITECH COMMUNICATIONS CORP X 4,700 0 2,600 DYNEGY INC X 125,300 0 800 ECCS INC X 5,000 0 0 E MEDSOFT.COM X 14,589 0 2,300 EAST WEST BANCORP INC X 112,900 0 4,500 EMCOR GROUP INC X 7,100 0 0 ENCOMPASS SERVICES CORP X 0 0 115 ENERGEN CORP COM X 17,200 0 3,300 ENTERTAINMENT PROPERTIES TR X 42,600 0 0 EVOLVING SYSTEMS INC X 3,600 0 0 EXXON MOBIL CORPORATION X 539,177 0 18,901 FEDERATED DEPT STORES COM X 37,800 0 8,100 FIRST INDL REALTY TRUST INC X 5,800 0 1,800 FOUR SEASONS HOTEL INC LTD VTG SH X 3,100 0 1,700 GENTNER COMMUNICATIONS CORP X 11,700 0 0 GEON COMPANY X 53,900 0 13,000 GLOBAL TELESYSTEMS GROUP (GTS) INC X 37,800 0 0 GLOBO CABO S A SPONSORED ADR X 212,000 0 32,400 GOLDMAN SACHS GROUP INC X 209,800 0 1,800 GRACE W R & CO COM X 145,800 0 27,900 GRUPO TELEVISA SA DE CV SPN ADR REPORD X 368,270 0 17,800 HYPERION SOLUTIONS CORP X 13,600 0 1,400 IDEX CORP X 18,400 0 0 IMCLONE SYSTEMS INC X 0 0 1,000 INET TECHNOLOGIES INC X 27,900 0 5,700 INFORMATICA CORP X 8,000 0 3,000 INNERDYNE INC X 0 0 6,200 INSIGHT COMMUNICATIONS INC X 9,500 0 0 INTEGRATED SILICON SOLUTION X 7,300 0 12,000
Page 15
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- INTERCEPT GROUP INC Common Stock 45845L107 72 2,800 SH INTERDIGITAL COMMUNICATIONS CP COM Common Stock 45866A105 5 200 SH INVITROGEN CORP Common Stock 46185R100 163 2,800 SH JDS UNIPHASE CORP Common Stock 46612J101 9,633 79,900 SH JDA SOFTWARE GROUP INC COM Common Stock 46612K108 876 59,900 SH KEYSPAN ENERGY CORP Common Stock 49337W100 17,097 618,900 SH KINDER MORGAN INC Common Stock 49455P101 12,441 360,600 SH LEVEL 3 COMMUN INC Common Stock 52729N100 1,428 13,500 SH LIFEMINDERS.COM INC Common Stock 53219H108 251 3,700 SH LOGILITY INC Common Stock 54140Y103 136 9,900 SH MCI WORLDCOM INC COM Common Stock 55268B106 15,174 334,881 SH MEDIAONE GROUP INC Common Stock 58440J104 3,386 41,800 SH MERISTAR HOSPITALITY CORP Common Stock 58984Y103 153 8,800 SH MERITOR AUTOMOTIVE INC COM Common Stock 59000G100 4,045 255,800 SH MID ATLANTIC MEDICAL SVCS Common Stock 59523C107 167 18,000 SH MONACO COACH CORP Common Stock 60886R103 116 6,100 SH MP3.COM INC Common Stock 62473M109 275 13,100 SH MUSICMAKER.COM INC Common Stock 62757C108 182 41,500 SH MYRIAD GENETICS INC COM Common Stock 62855J104 96 1,600 SH MYPOINTS.COM INC Common Stock 62855T102 129 4,800 SH NVR INC Common Stock 62944T105 4,736 87,700 SH NETEGRITY INC Common Stock 64110P107 69 1,000 SH NETSOLVE INC Common Stock 64115J106 197 6,100 SH NETIQ CORP Common Stock 64115P102 1,764 26,400 SH NETWORK APPLIANCE INC COM Common Stock 64120L104 9,765 118,000 SH NETWORK PLUS CORP Common Stock 64122D506 81 2,000 SH NEXTERA ENTERPRISES INC CL A Common Stock 65332E101 714 90,000 SH NEXTEL COMMUNICATIONS CL A NASD INDL Common Stock 65332V103 14,306 96,500 SH NSTAR COM Common Stock 67019E107 15,630 372,140 SH NVIDIA CORP Common Stock 67066G104 10,694 126,580 SH OAO TECHNOLOGY SOLUTIONS INC Common Stock 67082B105 19 2,500 SH OCEAN ENERGY INC Common Stock 67481E106 5,763 400,900 SH ON TECHNOLOGY CORP Common Stock 68219P108 103 9,800 SH ORACLE CORP COM Common Stock 68389X105 36,096 462,400 SH PC CONNECTION INC Common Stock 69318J100 34 1,200 SH PC TEL INC Common Stock 69325Q105 226 3,000 SH PE CORP-PE BIOSYSTEMS GRP Common Stock 69332S102 1,766 18,300 SH PMC-SIERRA INC COM Common Stock 69344F106 20 100 SH PMI GROUP INC Common Stock 69344M101 4,431 93,400 SH P P & L RES INC COM Common Stock 69351T106 787 37,600 SH POWERTEL INC Common Stock 73936C109 408 5,900 SH PRECISION DRILLING CORP COM Common Stock 74022D100 4,279 128,200 SH PRIME GROUP REALTY TRUST Common Stock 74158J103 106 7,400 SH Page Total 177,816 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ INTERCEPT GROUP INC X 2,800 0 0 INTERDIGITAL COMMUNICATIONS CP COM X 200 0 0 INVITROGEN CORP X 2,800 0 0 JDS UNIPHASE CORP X 79,300 0 600 JDA SOFTWARE GROUP INC COM X 43,200 0 16,700 KEYSPAN ENERGY CORP X 588,000 0 30,900 KINDER MORGAN INC X 360,600 0 0 LEVEL 3 COMMUN INC X 12,900 0 600 LIFEMINDERS.COM INC X 3,700 0 0 LOGILITY INC X 7,500 0 2,400 MCI WORLDCOM INC COM X 321,089 0 13,793 MEDIAONE GROUP INC X 40,100 0 1,700 MERISTAR HOSPITALITY CORP X 7,500 0 1,300 MERITOR AUTOMOTIVE INC COM X 219,100 0 36,700 MID ATLANTIC MEDICAL SVCS X 300 0 17,700 MONACO COACH CORP X 1,000 0 5,100 MP3.COM INC X 13,100 0 0 MUSICMAKER.COM INC X 41,500 0 0 MYRIAD GENETICS INC COM X 1,600 0 0 MYPOINTS.COM INC X 4,800 0 0 NVR INC X 81,400 0 6,300 NETEGRITY INC X 1,000 0 0 NETSOLVE INC X 3,700 0 2,400 NETIQ CORP X 21,600 0 4,800 NETWORK APPLIANCE INC COM X 118,000 0 0 NETWORK PLUS CORP X 2,000 0 0 NEXTERA ENTERPRISES INC CL A X 75,400 0 14,600 NEXTEL COMMUNICATIONS CL A NASD INDL X 95,500 0 1,000 NSTAR COM X 367,240 0 4,900 NVIDIA CORP X 114,640 0 11,940 OAO TECHNOLOGY SOLUTIONS INC X 2,500 0 0 OCEAN ENERGY INC X 334,400 0 66,500 ON TECHNOLOGY CORP X 9,800 0 0 ORACLE CORP COM X 446,300 0 16,100 PC CONNECTION INC X 0 0 1,200 PC TEL INC X 3,000 0 0 PE CORP-PE BIOSYSTEMS GRP X 18,300 0 0 PMC-SIERRA INC COM X 0 0 100 PMI GROUP INC X 93,400 0 0 P P & L RES INC COM X 32,600 0 5,000 POWERTEL INC X 3,600 0 2,300 PRECISION DRILLING CORP COM X 122,500 0 5,700 PRIME GROUP REALTY TRUST X 7,400 0 0
Page 16
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- PRIORITY HEALTHCARE CORP CL B Common Stock 74264T102 181 3,600 SH PROTEIN DESIGN LABS Common Stock 74369L103 10 130 SH QUANTA SERVICES INC Common Stock 74762E102 4,242 69,900 SH QUEST SOFTWARE INC Common Stock 74834T103 101 900 SH RFS HOTEL INVESTORS INC Common Stock 74955J108 145 13,500 SH RH DONNELLEY CORP Common Stock 74955W307 73 4,300 SH RARE MEDIUM GROUP INC Common Stock 75382N109 124 2,800 SH RATIONAL SOFTWARE CORP COM NEW Common Stock 75409P202 32,084 419,400 SH SBC COMMUNICATIONS INC Common Stock 78387G103 9,284 220,398 SH SANDISK CORP Common Stock 80004C101 98 800 SH SANTA FE SNYDER CORP Common Stock 80218K105 5,587 588,100 SH SCICLONE PHARMACEUTI Common Stock 80862K104 1,262 82,100 SH SITEL CORP COM Common Stock 82980K107 943 137,200 SH STARTEK INC Common Stock 85569C107 15 200 SH STARTEC GLOBAL COMMUNICATION Common Stock 85569E103 426 20,300 SH STARWOOD HOTELS & RESORTS WRLDWD PAIRD C Common Stock 85590A203 1,661 64,500 SH SYBRON INTL CORP COM Common Stock 87114F106 6,763 233,200 SH SYNCOR INTL CORP DEL COM NASD INDL Common Stock 87157J106 340 10,300 SH TC PIPELINES LP Common Stock 87233Q108 54 3,400 SH TARGET CORP Common Stock 87612E106 3,244 43,400 SH TELECOM SEMICONDUCTOR INC Common Stock 87921P107 151 5,000 SH TENFOLD CORPORATION Common Stock 88033A103 641 10,600 SH 3-D SYS CORP DEL COM NEW Common Stock 88554D205 8 800 SH TIBCO SOFTWARE INC Common Stock 88632Q103 3,227 39,600 SH TRAMMELL CROW COMPANY COM Common Stock 89288R106 210 19,000 SH TRIQUINT SEMICONDUCTOR INC COM Common Stock 89674K103 56 765 SH US WEST INC Common Stock 91273H101 4,414 60,782 SH UNITED THERAPEUTICS CORP Common Stock 91307C102 233 3,000 SH VALUEVISION INTL INC -CL A Common Stock 92047K107 935 22,600 SH VARIAN MEDICAL SYSTEMS INC Common Stock 92220P105 3,650 80,000 SH VIAD CORP Common Stock 92552R109 4,362 190,700 SH VIISAGE TECHNOLOGY INC Common Stock 92675K106 15 2,300 SH VITRIA TECHNOLOGY INC Common Stock 92849Q104 302 3,000 SH WEBTRENDS CORP Common Stock 94844D104 648 9,000 SH WELLPOINT HLTH NETWORKS NEW CL A Common Stock 94973H108 1,866 26,700 SH WESTERN WIRELESS CORP CL A Common Stock 95988E204 5,626 122,800 SH WORKFLOW MGMT INC Common Stock 98137N109 727 27,000 SH AMDOCS LTD Common Stock G02602103 36,859 498,100 SH EVEREST REINSURANCE HLDGS Common Stock G3223R108 1,269 38,900 SH MIH LTD Common Stock G6116R101 372 6,100 SH RENAISSANCERE HOLDINGS LTD Common Stock G7496G103 2,722 66,600 SH BACKWEB TECHNOLOGIES LTD Common Stock M15633106 17 500 SH CHECK POINT SOFTWARE TECHN Common Stock M22465104 4,396 25,700 SH Page Total 139,348 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ PRIORITY HEALTHCARE CORP CL B X 0 0 3,600 PROTEIN DESIGN LABS X 30 0 100 QUANTA SERVICES INC X 69,900 0 0 QUEST SOFTWARE INC X 900 0 0 RFS HOTEL INVESTORS INC X 0 0 13,500 RH DONNELLEY CORP X 2,800 0 1,500 RARE MEDIUM GROUP INC X 800 0 2,000 RATIONAL SOFTWARE CORP COM NEW X 400,200 0 19,200 SBC COMMUNICATIONS INC X 210,502 0 9,896 SANDISK CORP X 0 0 800 SANTA FE SNYDER CORP X 576,000 0 12,100 SCICLONE PHARMACEUTI X 79,100 0 3,000 SITEL CORP COM X 137,200 0 0 STARTEK INC X 0 0 200 STARTEC GLOBAL COMMUNICATION X 19,000 0 1,300 STARWOOD HOTELS & RESORTS WRLDWD PAIRD C X 64,500 0 0 SYBRON INTL CORP COM X 215,500 0 17,700 SYNCOR INTL CORP DEL COM NASD INDL X 3,200 0 7,100 TC PIPELINES LP X 3,400 0 0 TARGET CORP X 41,600 0 1,800 TELECOM SEMICONDUCTOR INC X 0 0 5,000 TENFOLD CORPORATION X 7,700 0 2,900 3-D SYS CORP DEL COM NEW X 800 0 0 TIBCO SOFTWARE INC X 39,600 0 0 TRAMMELL CROW COMPANY COM X 19,000 0 0 TRIQUINT SEMICONDUCTOR INC COM X 65 0 700 US WEST INC X 59,482 0 1,300 UNITED THERAPEUTICS CORP X 3,000 0 0 VALUEVISION INTL INC -CL A X 21,900 0 700 VARIAN MEDICAL SYSTEMS INC X 77,200 0 2,800 VIAD CORP X 190,700 0 0 VIISAGE TECHNOLOGY INC X 2,300 0 0 VITRIA TECHNOLOGY INC X 3,000 0 0 WEBTRENDS CORP X 3,200 0 5,800 WELLPOINT HLTH NETWORKS NEW CL A X 26,700 0 0 WESTERN WIRELESS CORP CL A X 122,500 0 300 WORKFLOW MGMT INC X 20,900 0 6,100 AMDOCS LTD X 473,100 0 25,000 EVEREST REINSURANCE HLDGS X 35,100 0 3,800 MIH LTD X 6,100 0 0 RENAISSANCERE HOLDINGS LTD X 64,600 0 2,000 BACKWEB TECHNOLOGIES LTD X 500 0 0 CHECK POINT SOFTWARE TECHN X 23,300 0 2,400
Page 17
FORM 13F Name of Reporting Manager: Batterymarch Financial Management, Inc. Run Date: 04/07/2000 For Positions Held As Of 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------- OPTIBASE LTD Common Stock M7524R108 14 600 SH ORBOTECH LTD ORD NASD INDL Common Stock M75253100 1,122 13,200 SH RADWARE LTD ORD Common Stock M81873107 124 3,200 SH BANCO LATINOMERICANO DE EXPO ADR P16994132 135 5,100 SH Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c) Shared Managers (a) Sole (b) Shared (c) None as Def Other - ------------------------------------------------------------------------------------------------------------------------------------ OPTIBASE LTD X 0 0 600 ORBOTECH LTD ORD NASD INDL X 13,200 0 0 RADWARE LTD ORD X 2,100 0 1,100 BANCO LATINOMERICANO DE EXPO X 5,100 0 0 Page Total 1,395 TOTAL 3,293,198
Page 18 Berkshire Asset Management, Inc. 13-F Filing March 31, 2000
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 Shares of Voting Fair Market Principal Investment Other Authority Name of Issuer Title of Class Cusip Value (000's) Amounts Discretion Managers Shares (a) (b) (c) (a) (b) (c) International Business Machine Common Stock 459200101 38,722 358,953 X X Computer Associates Common Stock 204912109 38,662 552,806 X X Cisco Systems Common Stock 17275R102 38,457 358,992 X X Merck Common Stock 589331107 26,036 387,514 X X M & T Bank Common Stock 55261f104 25,959 62,664 X X First Union Common Stock 337358105 18,227 553,381 X X MAF Bancorp Common Stock 55261R108 15,753 752,395 X X Leggett & Platt Common Stock 524660107 15,732 733,859 X X Fannie Mae Common Stock 313586109 14,294 228,938 X X Mellon Financial Common Stock 58551A108 13,061 383,435 X X General Electric Common Stock 369604103 12,384 80,025 X X Tribune Common Stock 896047107 11,345 206,040 X X Federal Home Loan Mortgage Common Stock 313400301 10,823 229,962 X X Hasbro Common Stock 418056107 10,686 564,301 X X Commonwealth Telephone Enterpr Common Stock 203349105 10,346 195,661 X X US Foodservice Common Stock 90331R101 9,737 581,314 X X Alltel Common Stock 020039103 9,485 114,704 X X Gillette Common Stock 375766102 8,749 212,428 X X Charter One Common Stock 160903100 7,402 387,030 X X Hershey Foods Common Stock 427866108 7,191 151,580 X X Philip Morris Common Stock 718154107 7,000 304,345 X X American International Group Common Stock 026874107 6,794 62,832 X X Sovereign Bancorp Common Stock 845905108 5,530 741,917 X X Hewlett Packard Common Stock 428236103 5,278 46,400 X X American Express Common Stock 025816109 4,422 26,600 X X Royal Dutch Common Stock 780257804 4,288 70,800 X X Wells Fargo Common Stock 949746101 4,241 104,890 X X Waste Management Common Stock 94106l109 3,474 202,120 X X Interpublic Group Companies Common Stock 460690100 3,461 60,000 X X Microsoft Common Stock 594918104 3,131 26,818 X X Berkshire Hathaway Cl B Common Stock 084670207 2,959 1,617 X X UST Inc. Common Stock 902911106 1,259 50,000 X X Morgan Stanley, Dean Witter, D Common Stock 617446448 1,235 8,650 X X Molex Cl A Common Stock 608554200 1,202 26,561 X X Roper Industries Common Stock 776696106 756 20,000 X X
Idex Common Stock 45167R104 683 22,500 X X Washington Federal, Inc. Common Stock 938824109 642 32,519 X X Policy Management Systems Common Stock 731108106 614 24,000 X X Seagate Technology Common Stock 811804103 582 12,500 X X Fidelity Financial of Ohio Common Stock 31614P107 548 30,671 X X Washington Mutual Common Stock 939322103 514 19,860 X X Hubbell Cl B Common Stock 443510201 458 16,800 X X Schlumberger Common Stock 806857108 449 8,000 X X Berkshire Hathaway Class A Common Stock 084670108 449 8 X X BSB Bancorp Common Stock 055652101 390 20,250 X X Southern Union Company Common Stock 844030106 377 19,716 X X Johnson & Johnson Common Stock 478160104 377 4,042 X X PNC Bank Corp Common Stock 693475105 356 8,000 X X First Bell Bancorp Common Stock 319301107 331 21,700 X X Coca Cola Common Stock 191216100 291 5,000 X X RCN Corporation Common Stock 749361101 291 6,000 X X Intel Common Stock 458140100 237 2,875 X X Tootsie Roll Common Stock 890516107 219 6,645 X X Motorola Common Stock 620076109 215 1,460 X X Du Pont Common Stock 263534109 202 3,070 X X First Liberty Bank Corp Common Stock 320690100 177 10,360 X X 406,483 9 ,125,508 Puts, Short Sale Computer Associates April $60 Puts Common Stock 8581558DC -7 2000( p ) X X Johnson & Johnson May $70 Puts Common Stock 4781608EN -13 3500( p ) X X Microsoft May $110 Puts Common Stock 5949188EB -24 2500( p ) X X Sovereign Bancorp April $7.5 Puts Common Stock 8459058EU -2 1500( p ) X X Steelcase April $15 Puts Common Stock 8581558DC -28 1000( p ) X X Calls, Short Sale Cisco Jan 2001 $50 Calls Common Stock 17275T9AJ -298 4500( c ) X X Xcelera.com May $190 Calls Common Stock G316119GH -8 1000( c ) X X 406,103
Brandywine Asset Management, Inc. - 13F Report - 3/31/00 FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- 3COM CORP COMMON 885535104 672506 12090 12090 0 0 7-ELEVEN INC COMMON 817826100 274875 73300 73300 0 0 A C MOORE ARTS & CRAFTS COMMON 00086T103 418500 55800 55800 0 0 AAON INC COMMON 000360206 170356 9700 9700 0 0 AAR CORP COMMON 000361105 25031 1500 1500 0 0 ABBEY NATL PLC ADR SP COMMON 002920106 6746935 256403 256403 0 0 ABBOTT LABS COMMON 002824100 14292653 406185 406185 0 0 ABINGTON BANCORP INC NEW COMMON 00350P100 42900 4400 4400 0 0 ABITIBI-CONSOLIDATED COMMON 003924107 203347 21265 21265 0 0 ABN AMRO HLDG N V ADR COMMON 000937102 6036447 266792 266792 0 0 ACCEPTANCE INS COS INC COMMON 004308102 1040738 191400 191400 0 0 ACE LTD COMMON G0070K103 49182662 2150060 2150060 0 0 ACETO CORP COMMON 004446100 355815 39535 39535 0 0 ACME ELEC CORP COMMON 004644100 538200 89700 89700 0 0 ACTION PERFORMANCE COS I COMMON 004933107 113156 8500 8500 0 0 ACX TECHNOLOGIES INC COMMON 005123104 2356608 571299 571299 0 0 ADAMS RES & ENERGY INC COMMON 006351308 507863 46700 46700 0 0 ADVANCED MARKETING SVCS COMMON 00753T105 599156 28875 28875 0 0 ADVANCED MICRO DEVICES I COMMON 007903107 8559 150 150 0 0 ADVANTA CORP COMMON 007942105 12403198 610619 610619 0 0 ADVANTA CORP COMMON 007942204 71075 4907 4907 0 0 ADVEST GROUP INC COMMON 007566102 247000 13000 13000 0 0 ADVO INC COMMON 007585102 2755000 110200 110200 0 0 AETNA INC COMMON 008117103 8325 150 150 0 0 AFSC EQUITY FUND COMMON 0 BLA 13154661 562369 562369 0 0 AGRIBRANDS INTL INC COMMON 00849R105 1961694 49900 49900 0 0 AIR PRODS & CHEMS INC COMMON 009158106 9021867 317252 317252 0 0 AIRBORNE FREIGHT COMMON 009266107 2519841 104783 104783 0 0 AIRGAS INC COMMON 009363102 1715651 206392 206392 0 0 AK STL HLDG CORP COMMON 001547108 14252626 1373747 1373747 0 0 ALASKA AIR GROUP INC COMMON 011659109 8155956 271300 271300 0 0 ALBANY INTL CORP COMMON 012348108 231312 15616 15616 0 0 ALBEMARLE CORP COMMON 012653101 3901000 188000 188000 0 0 ALBERTSONS INC COMMON 013104104 7719 250 250 0 0 ALCAN ALUMINIUM LTD COMMON 013716105 35061060 1029315 1029315 0 0 ALCATEL ALSTHOM COMMON 013904305 7024373 162909 162909 0 0 ALCOA INC COMMON 013817101 8373800 119200 119200 0 0 ALFA CORP COMMON 015385107 182364 10274 10274 0 0 ALIGN-RITE INTL INC COMMON 016251100 63250 2300 2300 0 0 ALLEGHENY ENERGY INC COMMON 017361106 1324293 47830 47830 0 0 ALLIANCE BANCORP NEW ENG COMMON 01852Q109 115375 14200 14200 0 0 ALLIANCE SEMICONDUCTO COMMON 01877H100 2391032 111535 111535 0 0 ALLIANT TECHSYSTEMS INC COMMON 018804104 5943431 100950 100950 0 0 ALLIED IRISH BKS PLC COMMON 019228402 3642514 188630 188630 0 0 ALLIED RESH CORP COMMON 019483106 45050 5300 5300 0 0 ALLSTAR SYS INC COMMON 019892108 109500 36500 36500 0 0 ALLSTATE CORP COMMON 020002101 394478 16566 16566 0 0 ALLTRISTA CORP COMMON 020040101 3015913 133300 133300 0 0 ALPINE GROUP INC COMMON 020825105 857700 95300 95300 0 0 ALTERNATIVE RESOURCES CO COMMON 02145R102 335313 145000 145000 0 0 ALTERRA HEALTHCARE CORP COMMON 02146C104 804800 201200 201200 0 0 AMADA LTD ADR COMMON 022631204 293020 9055 9055 0 0 AMBAC INC COMMON 023139108 21919353 435123 435123 0 0 AMCAST INDL CORP COMMON 023395106 1130063 123000 123000 0 0 AMERADA HESS CORP COMMON 023551104 6463 100 100 0 0 AMERCO COMMON 023586100 6690338 364100 364100 0 0 AMEREN CORP COMMON 023608102 4641 150 150 0 0 AMERICA WEST HLDG CORP COMMON 023657208 14966056 965552 965552 0 0 AMERICAN ANNUITY GROUP I COMMON 023840101 1136308 74512 74512 0 0 AMERICAN BILTRITE INC COMMON 024591109 407938 30500 30500 0 0 AMERICAN BK CONN WATERBU COMMON 024327108 311438 15100 15100 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- 3COM CORP 1 12090 0 0 7-ELEVEN INC 1 73300 0 0 A C MOORE ARTS & CRAFTS 1 55800 0 0 AAON INC 1 9700 0 0 AAR CORP 1 1500 0 0 ABBEY NATL PLC ADR SP 1 224608 0 31795 ABBOTT LABS 1 391450 100 14635 ABINGTON BANCORP INC NEW 1 4400 0 0 ABITIBI-CONSOLIDATED 1 0 0 21265 ABN AMRO HLDG N V ADR 1 227420 0 39372 ACCEPTANCE INS COS INC 1 191400 0 0 ACE LTD 1 2013010 0 137050 ACETO CORP 1 39535 0 0 ACME ELEC CORP 1 87500 0 2200 ACTION PERFORMANCE COS I 1 8500 0 0 ACX TECHNOLOGIES INC 1 557199 0 14100 ADAMS RES & ENERGY INC 1 45900 0 800 ADVANCED MARKETING SVCS 1 28875 0 0 ADVANCED MICRO DEVICES I 1 150 0 0 ADVANTA CORP 1 599419 0 11200 ADVANTA CORP 1 4907 0 0 ADVEST GROUP INC 1 13000 0 0 ADVO INC 1 110200 0 0 AETNA INC 1 150 0 0 AFSC EQUITY FUND 1 0 0 562369 AGRIBRANDS INTL INC 1 47900 0 2000 AIR PRODS & CHEMS INC 1 293307 0 23945 AIRBORNE FREIGHT 1 85738 505 18540 AIRGAS INC 1 168842 1105 36445 AK STL HLDG CORP 1 1253364 0 120383 ALASKA AIR GROUP INC 1 260500 0 10800 ALBANY INTL CORP 1 15616 0 0 ALBEMARLE CORP 1 188000 0 0 ALBERTSONS INC 1 250 0 0 ALCAN ALUMINIUM LTD 1 955910 200 73205 ALCATEL ALSTHOM 1 150469 0 12440 ALCOA INC 1 119200 0 0 ALFA CORP 1 10274 0 0 ALIGN-RITE INTL INC 1 1000 0 1300 ALLEGHENY ENERGY INC 1 47830 0 0 ALLIANCE BANCORP NEW ENG 1 14200 0 0 ALLIANCE SEMICONDUCTO 1 93160 460 17915 ALLIANT TECHSYSTEMS INC 1 98150 0 2800 ALLIED IRISH BKS PLC 1 166670 0 21960 ALLIED RESH CORP 1 5300 0 0 ALLSTAR SYS INC 1 36500 0 0 ALLSTATE CORP 1 16566 0 0 ALLTRISTA CORP 1 130400 0 2900 ALPINE GROUP INC 1 92500 0 2800 ALTERNATIVE RESOURCES CO 1 145000 0 0 ALTERRA HEALTHCARE CORP 1 199400 0 1800 AMADA LTD ADR 1 0 0 9055 AMBAC INC 1 382053 200 52870 AMCAST INDL CORP 1 123000 0 0 AMERADA HESS CORP 1 100 0 0 AMERCO 1 356600 0 7500 AMEREN CORP 1 150 0 0 AMERICA WEST HLDG CORP 1 945752 0 19800 AMERICAN ANNUITY GROUP I 1 63512 0 11000 AMERICAN BILTRITE INC 1 28900 0 1600 AMERICAN BK CONN WATERBU 1 15100 0 0
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- AMERICAN BUSINESS FINL S COMMON 02476B106 705731 39900 39900 0 0 AMERICAN COIN MERCHANDIS COMMON 02516B108 124984 42100 42100 0 0 AMERICAN DENTAL TECHNOLO COMMON 025352204 306000 153000 153000 0 0 AMERICAN ELEC PWR INC COMMON 025537101 5963 200 200 0 0 AMERICAN EXPRESS CO COMMON 025816109 74469 500 500 0 0 AMERICAN FINL GROUP INC COMMON 025932104 495213 17300 17300 0 0 AMERICAN FREIGHTWAYS COR COMMON 02629V108 1090438 73000 73000 0 0 AMERICAN GENERAL CORP COMMON 026351106 5307880 94572 94572 0 0 AMERICAN HOMESTAR CORP COMMON 026651109 599569 355300 355300 0 0 AMERICAN PAC CORP COMMON 028740108 312869 44300 44300 0 0 AMERICAN PHYSICIANS SVC COMMON 028882108 107494 35100 35100 0 0 AMERICAN VANGUARD CORP COMMON 030371108 264206 33550 33550 0 0 AMERICAN WOODMARK CORP COMMON 030506109 70125 3400 3400 0 0 AMERIPATH INC COMMON 03071D109 3257313 400900 400900 0 0 AMERISOURCE HEALTH CORP COMMON 03071P102 3934500 262300 262300 0 0 AMERON INTL INC COMMON 030710107 3136613 88200 88200 0 0 AMERUS LIFE HLDGS INC COMMON 030732101 8369835 461784 461784 0 0 AMETEK INC NEW COMMON 031100100 2015475 104700 104700 0 0 AMPCO-PITTSBURGH CORP COMMON 032037103 2408813 221500 221500 0 0 AMPLICON INC COMMON 032101107 954850 90400 90400 0 0 AMR CORP COMMON 001765106 7866751 246800 246800 0 0 AMREP CORP NEW COMMON 032159105 739813 124600 124600 0 0 AMSOUTH BANCORPORATION COMMON 032165102 6154 412 412 0 0 AMTRAN INC COMMON 03234G106 1867938 104500 104500 0 0 AMWEST INS GROUP INC DEL COMMON 032345100 40538 4700 4700 0 0 ANCHOR GAMING C COMMON 033037102 4082454 107610 107610 0 0 ANDERSONS INC COMMON 034164103 1270500 181500 181500 0 0 ANDOVER BANCORP INC DEL COMMON 034258103 471281 16500 16500 0 0 ANDREW CORP C COMMON 034425108 1258 55 55 0 0 ANNTAYLOR STORES CORP COMMON 036115103 722200 31400 31400 0 0 ANNUITY & LIFE RE HLD COMMON G03910109 2117440 81440 81440 0 0 ANSYS INC COMMON 03662Q105 63425 5900 5900 0 0 AON CORP COMMON 037389103 9675 300 300 0 0 APACHE CORP COM COMMON 037411105 2427800 48800 48800 0 0 APASCO S A DE C V ADR COMMON 037488103 235120 7565 7565 0 0 APOGEE ENTERPRISES INC COMMON 037598109 434578 109500 109500 0 0 APPLEBEES INTL INC COMMON 037899101 1303876 46360 46360 0 0 APPLIED SIGNAL TECHNOLOG COMMON 038237103 1472750 86000 86000 0 0 ARACRUZ CELULOSE S A COMMON 038496204 398758 18820 18820 0 0 ARCADIA FINL LTD COMMON 039101100 3943000 788600 788600 0 0 ARCADIS NV ORD SHS COMMON N0605M105 185882 27037 27037 0 0 ARCH CHEMICALS INC COMMON 03937R102 600000 30000 30000 0 0 ARCHER DANIELS MIDLAND C COMMON 039483102 19511 1892 1892 0 0 ARCTIC CAT INC COMMON 039670104 5652875 551500 551500 0 0 ARGONAUT GROUP COMMON 040157109 1514105 75469 75469 0 0 ARIBA INC COMMON 04033V104 41925 200 200 0 0 ARK RESTAURANTS CORP COMMON 040712101 471700 71200 71200 0 0 ARKANSAS BEST CORP DEL COMMON 040790107 3745350 356700 356700 0 0 ARMSTRONG WORLD INDS INC COMMON 042476101 353925 19800 19800 0 0 ARNOLD INDS INC COMMON 042595108 6817916 532130 532130 0 0 ARVIN INDS INC COM COMMON 043339100 14229459 628926 628926 0 0 ASI SOLUTIONS INC COMMON 00206F108 113200 28300 28300 0 0 ASIA PULP & PAPER LTD COMMON 04516V100 3347810 453929 453929 0 0 ASSOCIATED MATLS INC COMMON 045709102 820013 59100 59100 0 0 ASSOCIATES FIRST CAP COR COMMON 046008108 30438 1424 1424 0 0 ASTORIA FINL CORP COMMON 046265104 428463 15100 15100 0 0 ASTRA ADR (046298105) COMMON 046298105 51600 2400 2400 0 0 ASTRA ZENECA PLC ADR COMMON 046353108 7728796 190821 190821 0 0 ASTRONICS CORP COMMON 046433108 30360 2640 2640 0 0 AT&T CORP COMMON 001957109 851445 15120 15120 0 0 ATCHISON CASTING CORP COMMON 046613105 1274419 183700 183700 0 0 ATG INC COMMON 00206P106 74663 18100 18100 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- AMERICAN BUSINESS FINL S 1 38700 0 1200 AMERICAN COIN MERCHANDIS 1 40000 0 2100 AMERICAN DENTAL TECHNOLO 1 149900 0 3100 AMERICAN ELEC PWR INC 1 200 0 0 AMERICAN EXPRESS CO 1 500 0 0 AMERICAN FINL GROUP INC 1 17300 0 0 AMERICAN FREIGHTWAYS COR 1 70100 0 2900 AMERICAN GENERAL CORP 1 77152 0 17420 AMERICAN HOMESTAR CORP 1 346200 0 9100 AMERICAN PAC CORP 1 44300 0 0 AMERICAN PHYSICIANS SVC 1 35100 0 0 AMERICAN VANGUARD CORP 1 32340 0 1210 AMERICAN WOODMARK CORP 1 3400 0 0 AMERIPATH INC 1 392800 0 8100 AMERISOURCE HEALTH CORP 1 254800 0 7500 AMERON INTL INC 1 87200 0 1000 AMERUS LIFE HLDGS INC 1 450622 0 11162 AMETEK INC NEW 1 104700 0 0 AMPCO-PITTSBURGH CORP 1 217100 0 4400 AMPLICON INC 1 84900 0 5500 AMR CORP 1 234500 0 12300 AMREP CORP NEW 1 121700 0 2900 AMSOUTH BANCORPORATION 1 412 0 0 AMTRAN INC 1 99700 0 4800 AMWEST INS GROUP INC DEL 1 4700 0 0 ANCHOR GAMING C 1 102910 0 4700 ANDERSONS INC 1 179000 0 2500 ANDOVER BANCORP INC DEL 1 16500 0 0 ANDREW CORP C 1 55 0 0 ANNTAYLOR STORES CORP 1 31400 0 0 ANNUITY & LIFE RE HLD 1 71244 265 9931 ANSYS INC 1 5900 0 0 AON CORP 1 300 0 0 APACHE CORP COM 1 41800 0 7000 APASCO S A DE C V ADR 1 0 0 7565 APOGEE ENTERPRISES INC 1 109500 0 0 APPLEBEES INTL INC 1 37854 260 8246 APPLIED SIGNAL TECHNOLOG 1 86000 0 0 ARACRUZ CELULOSE S A 1 18820 0 0 ARCADIA FINL LTD 1 771300 0 17300 ARCADIS NV ORD SHS 1 0 0 27037 ARCH CHEMICALS INC 1 30000 0 0 ARCHER DANIELS MIDLAND C 1 1892 0 0 ARCTIC CAT INC 1 538800 0 12700 ARGONAUT GROUP 1 62309 485 12675 ARIBA INC 1 200 0 0 ARK RESTAURANTS CORP 1 68000 0 3200 ARKANSAS BEST CORP DEL 1 348000 0 8700 ARMSTRONG WORLD INDS INC 1 19800 0 0 ARNOLD INDS INC 1 519830 0 12300 ARVIN INDS INC COM 1 603351 405 25170 ASI SOLUTIONS INC 1 28300 0 0 ASIA PULP & PAPER LTD 1 440709 0 13220 ASSOCIATED MATLS INC 1 59100 0 0 ASSOCIATES FIRST CAP COR 1 1424 0 0 ASTORIA FINL CORP 1 15100 0 0 ASTRA ADR (046298105) 1 2400 0 0 ASTRA ZENECA PLC ADR 1 169998 0 20823 ASTRONICS CORP 1 2640 0 0 AT&T CORP 1 15120 0 0 ATCHISON CASTING CORP 1 180200 0 3500 ATG INC 1 18100 0 0
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- ATLANTIC AMERN CORP COMMON 048209100 75250 28000 28000 0 0 ATLANTIC RICHFIELD CO COMMON 048825103 57509555 676583 676583 0 0 ATLANTIS PLASTICS INC COMMON 049156102 239400 26600 26600 0 0 AUTODESK INC COMMON 052769106 623350 13700 13700 0 0 AUTOLOGIC INFORMATION IN COMMON 052803103 9219 2500 2500 0 0 AUTOZONE INC COMMON 053332102 4163 150 150 0 0 AVANT CORP COMMON 053487104 8590025 687202 687202 0 0 AVIALL INC NEW COMMON 05366B102 91125 10800 10800 0 0 AVIATION SALES CO COMMON 053672101 1707563 260200 260200 0 0 AVIS RENT A CAR INC COMMON 053790101 11322318 642401 642401 0 0 AVISTA CORP COMMON 05379B107 1544425 37900 37900 0 0 AVTEAM INC COMMON 054527205 659400 188400 188400 0 0 AXA FINL INC COMMON 002451102 17938 500 500 0 0 AXA-UAP SPONSORED ADR COMMON 054536107 3786670 52820 52820 0 0 AXSYS TECHNOLOGIES INC COMMON 054615109 96000 6400 6400 0 0 AZTEC MFG CO COMMON 054825104 1213144 102700 102700 0 0 BAA PLC SPONSORED ADR COMMON 05518L206 255650 42117 42117 0 0 BACOU USA INC COMMON 056439102 1979688 126700 126700 0 0 BADGER PAPER MLS INC COMMON 056543101 9000 2000 2000 0 0 BAIRNCO CORP COMMON 057097107 1258463 181400 181400 0 0 BAKER HUGHES INC COMMON 057224107 10588 350 350 0 0 BALCHEM CORP COMMON 057665200 107100 11900 11900 0 0 BALDWIN TECHNOLOGY INC COMMON 058264102 761438 393000 393000 0 0 BALL CORP COMMON 058498106 2626750 76000 76000 0 0 BALLANTYNE OMAHA INC COMMON 058516105 640125 170700 170700 0 0 BALTEK CORP COMMON 058822107 153563 21000 21000 0 0 BANCINSURANCE CORP COMMON 05945K102 75353 17730 17730 0 0 BANCWEST CORP NEW COM COMMON 059790105 2051163 103855 103855 0 0 BANDAG INC COMMON 059815100 7175517 311979 311979 0 0 BANDAG INC COMMON 059815308 2046363 90447 90447 0 0 BANGOR HYDRO ELEC CO COMMON 060077104 2112114 121999 121999 0 0 BANK OF AMERICA COMMON 060505104 54418018 1037769 1037769 0 0 BANK OF THE OZARKS INC COMMON 063904106 231000 16000 16000 0 0 BANK ONE CORP COMMON 06423A103 977832 28366 28366 0 0 BANK TOKYO MITSUBISHI COMMON 065379109 6693597 471772 471772 0 0 BANK UTD CORP COMMON 065412108 8872219 281100 281100 0 0 BANKATLANTIC BANCORP COMMON 065908501 3506139 890448 890448 0 0 BANKNORTH GROUP INC DEL COMMON 06646L100 175032 6528 6528 0 0 BARD C R INC COMMON 067383109 642213 16600 16600 0 0 BARNES GROUP INC COMMON 067806109 5684000 392000 392000 0 0 BARNETT INC COMMON 068062108 3652000 332000 332000 0 0 BARRY R G CORP OHIO COMMON 068798107 67500 20000 20000 0 0 BAY VIEW CAP CORP DEL COMMON 07262L101 1846500 246200 246200 0 0 BAYER AG SPONS ADR COMMON 072730302 4163910 93002 93002 0 0 BAYOU STL CORP LA PLACE COMMON 073051104 961800 320600 320600 0 0 BCE INC COMMON 05534B109 76014405 605994 605994 0 0 BCT INTL INC COMMON 055355101 94800 47400 47400 0 0 BEAR STEARNS COS INC COMMON 073902108 5019 110 110 0 0 BEAZER HOMES USA INC COMMON 07556Q105 3489769 186121 186121 0 0 BECKMAN COULTER INC C COMMON 075811109 2721374 42397 42397 0 0 BEL FUSE INC COMMON 077347201 214650 10600 10600 0 0 BEL FUSE INC COMMON 077347300 976500 46500 46500 0 0 BELL ATLANTIC CORP COMMON 077853109 24309608 397702 397702 0 0 BELL CANADA WHEN ISSUE COMMON 077992105 562250 20000 20000 0 0 BELL INDS INC COMMON 078107109 166706 52300 52300 0 0 BELL MICROPRODUCTS INC COMMON 078137106 2565075 148700 148700 0 0 BELLSOUTH CORP COMMON 079860102 17878125 381400 381400 0 0 BEN FRANKLIN RETAIL STOR COMMON 081499105 7 1483 1483 0 0 BENIHANA INC COMMON 082047200 111475 9100 9100 0 0 BETHLEHEM STL CORP COMMON 087509105 1281600 213600 213600 0 0 BEVERLY ENTERPRISES I COMMON 087851309 9217286 2499603 2499603 0 0 BG PLC ADR FNL INSTLL COMMON 055434203 354479 12042 12042 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- ATLANTIC AMERN CORP 1 28000 0 0 ATLANTIC RICHFIELD CO 1 633697 0 42886 ATLANTIS PLASTICS INC 1 26600 0 0 AUTODESK INC 1 13700 0 0 AUTOLOGIC INFORMATION IN 1 2500 0 0 AUTOZONE INC 1 150 0 0 AVANT CORP 1 670802 0 16400 AVIALL INC NEW 1 10800 0 0 AVIATION SALES CO 1 253800 0 6400 AVIS RENT A CAR INC 1 630101 0 12300 AVISTA CORP 1 37900 0 0 AVTEAM INC 1 184600 0 3800 AXA FINL INC 1 500 0 0 AXA-UAP SPONSORED ADR 1 46915 0 5905 AXSYS TECHNOLOGIES INC 1 6400 0 0 AZTEC MFG CO 1 100300 0 2400 BAA PLC SPONSORED ADR 1 0 0 42117 BACOU USA INC 1 124500 0 2200 BADGER PAPER MLS INC 1 2000 0 0 BAIRNCO CORP 1 176600 0 4800 BAKER HUGHES INC 1 350 0 0 BALCHEM CORP 1 11900 0 0 BALDWIN TECHNOLOGY INC 1 381500 0 11500 BALL CORP 1 67400 0 8600 BALLANTYNE OMAHA INC 1 170700 0 0 BALTEK CORP 1 20800 0 200 BANCINSURANCE CORP 1 17730 0 0 BANCWEST CORP NEW COM 1 87080 520 16255 BANDAG INC 1 302679 0 9300 BANDAG INC 1 90447 0 0 BANGOR HYDRO ELEC CO 1 109924 230 11845 BANK OF AMERICA 1 958290 0 79479 BANK OF THE OZARKS INC 1 16000 0 0 BANK ONE CORP 1 22082 0 6284 BANK TOKYO MITSUBISHI 1 413472 0 58300 BANK UTD CORP 1 267800 0 13300 BANKATLANTIC BANCORP 1 871100 0 19348 BANKNORTH GROUP INC DEL 1 6528 0 0 BARD C R INC 1 16600 0 0 BARNES GROUP INC 1 382100 0 9900 BARNETT INC 1 325700 0 6300 BARRY R G CORP OHIO 1 20000 0 0 BAY VIEW CAP CORP DEL 1 242700 0 3500 BAYER AG SPONS ADR 1 90172 0 2830 BAYOU STL CORP LA PLACE 1 314900 0 5700 BCE INC 1 571869 0 34125 BCT INTL INC 1 44900 0 2500 BEAR STEARNS COS INC 1 110 0 0 BEAZER HOMES USA INC 1 182321 0 3800 BECKMAN COULTER INC C 1 34057 210 8130 BEL FUSE INC 1 10600 0 0 BEL FUSE INC 1 46500 0 0 BELL ATLANTIC CORP 1 377518 0 20184 BELL CANADA WHEN ISSUE 1 20000 0 0 BELL INDS INC 1 52300 0 0 BELL MICROPRODUCTS INC 1 148700 0 0 BELLSOUTH CORP 1 381400 0 0 BEN FRANKLIN RETAIL STOR 1 1483 0 0 BENIHANA INC 1 8100 0 1000 BETHLEHEM STL CORP 1 170935 1060 41605 BEVERLY ENTERPRISES I 1 2425700 0 73903 BG PLC ADR FNL INSTLL 1 0 0 12042
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- BILLING CONCEPTS CORP COMMON 090063108 1499063 213200 213200 0 0 BILLITON COMMON 090171109 6037913 1286917 1286917 0 0 BIO RAD LABS COMMON 090572207 3611024 132514 132514 0 0 BLACK & DECKER CORP COMMON 091797100 3756 100 100 0 0 BLACK HAWK GAMING & DEV COMMON 092067107 408600 68100 68100 0 0 BLOCK H & R INC COMMON 093671105 637688 14250 14250 0 0 BLONDER TONGUE LABS INC COMMON 093698108 252963 34300 34300 0 0 BLUEGREEN CORP COMMON 096231105 1569838 512600 512600 0 0 BNC MTG INC COMMON 05561Y105 507825 54900 54900 0 0 BOB EVANS FARMS INC COMMON 096761101 567500 45400 45400 0 0 BOC GROUP PLC ADR COMMON 055617609 507874 12618 12618 0 0 BOEING CO COMMON 097023105 10760682 284580 284580 0 0 BOISE CASCADE OFFICE PRO COMMON 097403109 489613 29900 29900 0 0 BON-TON STORES INC COMMON 09776J101 1081247 356700 356700 0 0 BORG-WARNER AUTOMOTIVE I COMMON 099724106 3528000 89600 89600 0 0 BOSTON ACOUSTICS INC COMMON 100534106 1145950 111800 111800 0 0 BOSTONFED BANCORP INC COMMON 101178101 357319 32300 32300 0 0 BOYD BROS TRANSPORTATION COMMON 103255105 270050 49100 49100 0 0 BOYD GAMING CORP COMMON 103304101 5547069 1123457 1123457 0 0 BP AMOCO ADS COMMON 055622104 2290845 43028 43028 0 0 BRASS EAGLE INC COMMON 10553F106 298850 55600 55600 0 0 BRIGGS & STRATTON CORP COMMON 109043109 10799425 262600 262600 0 0 BRISTOL MYERS SQUIBB CO COMMON 110122108 17777000 306500 306500 0 0 BRITISH AIRWAYS PLC COMMON 110419306 593131 11035 11035 0 0 BRITISH TELECOMM P L COMMON 111021408 5623740 29893 29893 0 0 BROOKS AUTOMATION INC COMMON 11434A100 2355337 37685 37685 0 0 BROWN & SHARPE MFG CO COMMON 115223109 250906 129500 129500 0 0 BROWN SHOE INC NEW COMMON 115736100 3763200 313600 313600 0 0 BSB BANCORP COMMON 055652101 4133250 198000 198000 0 0 BUCKEYE TECHNOLOGIES INC COMMON 118255108 11313625 624200 624200 0 0 BUFFETS INC COMMON 119882108 908544 100600 100600 0 0 BUILDING MATLS HLDG CORP COMMON 120113105 2511219 277100 277100 0 0 BURLINGTON COAT FACTO COMMON 121579106 4670970 271765 271765 0 0 BURLINGTON INDS INC COMMON 121693105 4300048 982868 982868 0 0 BURLINGTON NORTHN SANTA COMMON 12189T104 14596400 641600 641600 0 0 BURLINGTON RES INC COMMON 122014103 19817385 535605 535605 0 0 BURNS INTERNATIONAL S COMMON 122374101 4616742 439687 439687 0 0 BUSINESS RESOURCE GROUP COMMON 12329K104 31750 4000 4000 0 0 BUTLER INTL INC NEW COMMON 123649105 1956488 158100 158100 0 0 BUTLER MFG CO DEL COMMON 123655102 3912444 160100 160100 0 0 BYL BANCORP COMMON 056064108 205425 19800 19800 0 0 C D I CORP COMMON 125071100 6942600 365400 365400 0 0 CABLE DESIGN TECHNOLOGIE COMMON 126924109 166294 4900 4900 0 0 CABLETRON SYS INC COMMON 126920107 643313 21900 21900 0 0 CACHE INC COMMON 127150308 250700 43600 43600 0 0 CADBURY SCHWEPPES P L COMMON 127209302 6161510 217160 217160 0 0 CADMUS COMMUNICATIONS CO COMMON 127587103 1625013 183100 183100 0 0 CAGLES INC COMMON 127703106 355200 44400 44400 0 0 CALLAWAY GOLF CO COMMON 131193104 1550 100 100 0 0 CAMCO FINL CORP COMMON 132618109 151575 18800 18800 0 0 CAMERON ASHLEY BUILDING COMMON 133290106 3936450 228200 228200 0 0 CANADIAN PAC LTD NEW COMMON 135923100 111875 5000 5000 0 0 CANNONDALE CORP COMMON 137798104 529875 78500 78500 0 0 CANON INC (138006309) COMMON 138006309 621000 14400 14400 0 0 CAPITAL CORP OF THE WEST COMMON 140065103 46063 5500 5500 0 0 CAPITAL CROSSING BK COMMON 140071101 580606 57700 57700 0 0 CAPITAL SR LIVING CORP COMMON 140475104 1233125 394600 394600 0 0 CAPITAL TRUST INC MD COMMON 14052H100 212800 53200 53200 0 0 CARAUSTAR INDS INC COMMON 140909102 151138 10700 10700 0 0 CARBIDE/GRAPHITE GROUP I COMMON 140777103 916275 192900 192900 0 0 CAREMATRIX CORP COMMON 141706101 463706 353300 353300 0 0 CAROLINA PWR & LT CO COMMON 144141108 6488 200 200 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- BILLING CONCEPTS CORP 1 213200 0 0 BILLITON 1 1179157 0 107760 BIO RAD LABS 1 115179 435 16900 BLACK & DECKER CORP 1 100 0 0 BLACK HAWK GAMING & DEV 1 67100 0 1000 BLOCK H & R INC 1 14250 0 0 BLONDER TONGUE LABS INC 1 34300 0 0 BLUEGREEN CORP 1 503500 0 9100 BNC MTG INC 1 54900 0 0 BOB EVANS FARMS INC 1 45400 0 0 BOC GROUP PLC ADR 1 143 0 12475 BOEING CO 1 257180 0 27400 BOISE CASCADE OFFICE PRO 1 29900 0 0 BON-TON STORES INC 1 349900 0 6800 BORG-WARNER AUTOMOTIVE I 1 84600 0 5000 BOSTON ACOUSTICS INC 1 110150 0 1650 BOSTONFED BANCORP INC 1 32300 0 0 BOYD BROS TRANSPORTATION 1 47300 0 1800 BOYD GAMING CORP 1 1095057 0 28400 BP AMOCO ADS 1 37418 0 5610 BRASS EAGLE INC 1 55100 0 500 BRIGGS & STRATTON CORP 1 262600 0 0 BRISTOL MYERS SQUIBB CO 1 306500 0 0 BRITISH AIRWAYS PLC 1 1025 0 10010 BRITISH TELECOMM P L 1 26273 0 3620 BROOKS AUTOMATION INC 1 30370 185 7130 BROWN & SHARPE MFG CO 1 129500 0 0 BROWN SHOE INC NEW 1 307600 0 6000 BSB BANCORP 1 194600 0 3400 BUCKEYE TECHNOLOGIES INC 1 608800 0 15400 BUFFETS INC 1 92700 0 7900 BUILDING MATLS HLDG CORP 1 272200 0 4900 BURLINGTON COAT FACTO 1 256295 530 14940 BURLINGTON INDS INC 1 954268 0 28600 BURLINGTON NORTHN SANTA 1 641600 0 0 BURLINGTON RES INC 1 480905 0 54700 BURNS INTERNATIONAL S 1 400772 975 37940 BUSINESS RESOURCE GROUP 1 4000 0 0 BUTLER INTL INC NEW 1 154800 0 3300 BUTLER MFG CO DEL 1 156600 0 3500 BYL BANCORP 1 19800 0 0 C D I CORP 1 359100 0 6300 CABLE DESIGN TECHNOLOGIE 1 4900 0 0 CABLETRON SYS INC 1 21900 0 0 CACHE INC 1 43600 0 0 CADBURY SCHWEPPES P L 1 193190 0 23970 CADMUS COMMUNICATIONS CO 1 180100 0 3000 CAGLES INC 1 44400 0 0 CALLAWAY GOLF CO 1 100 0 0 CAMCO FINL CORP 1 18800 0 0 CAMERON ASHLEY BUILDING 1 223700 0 4500 CANADIAN PAC LTD NEW 1 2400 0 2600 CANNONDALE CORP 1 74500 0 4000 CANON INC (138006309) 1 1800 0 12600 CAPITAL CORP OF THE WEST 1 5500 0 0 CAPITAL CROSSING BK 1 56000 0 1700 CAPITAL SR LIVING CORP 1 387000 0 7600 CAPITAL TRUST INC MD 1 47200 0 6000 CARAUSTAR INDS INC 1 7100 0 3600 CARBIDE/GRAPHITE GROUP I 1 189600 0 3300 CAREMATRIX CORP 1 346400 0 6900 CAROLINA PWR & LT CO 1 200 0 0
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- CARPENTER TECHNOLOGY COR COMMON 144285103 4389356 210900 210900 0 0 CARRIAGE SVCS INC COMMON 143905107 1107438 272600 272600 0 0 CASCADE CORP COMMON 147195101 2844600 258600 258600 0 0 CASTLE DENTAL CTRS INC COMMON 14844P105 330000 132000 132000 0 0 CASTLE ENERGY CORP COMMON 148449309 210094 40500 40500 0 0 CATALINA LTG INC COMMON 148865108 299725 63100 63100 0 0 CATERPILLAR INC COMMON 149123101 19541887 495515 495515 0 0 CATO CORP NEW COMMON 149205106 3576700 304400 304400 0 0 CAVALIER HOMES INC COMMON 149507105 969565 337240 337240 0 0 CBL MED INC COMMON 124831108 253 900 900 0 0 CBRL GROUP INC COM COMMON 12489V106 5492940 549294 549294 0 0 CCA INDS INC COMMON 124867102 21494 18100 18100 0 0 CCBT FINL COS INC COMMON 12500Q102 965625 75000 75000 0 0 CELLSTAR CORP COMMON 150925105 7362400 920300 920300 0 0 CEM CORP COMMON 125165100 133200 12800 12800 0 0 CENDANT CORP COMMON 151313103 29600 1600 1600 0 0 CENTEX CONSTRUCTION PROD COMMON 15231R109 7740941 294893 294893 0 0 CENTEX CORP COMMON 152312104 419100 17600 17600 0 0 CENTRAL & SOUTH WEST COR COMMON 152357109 7150544 417550 417550 0 0 CENTRAL GARDEN & PET CO COMMON 153527106 5230788 529700 529700 0 0 CENTRAL VT PUB SVC CO COMMON 155771108 755491 72381 72381 0 0 CENTRICA PLC COMMON 0183901 21935 11000 11000 0 0 CENTURY ALUM CO COM COMMON 156431108 2694876 195990 195990 0 0 CENVILL DEV CORP NEW COMMON 156906109 2455 4900 4900 0 0 CERES GROUP INC COMMON 156772105 72100 10300 10300 0 0 CERIDIAN CORP COMMON 15677T106 443039 23090 23090 0 0 CFC INTL INC COMMON 125252106 8125 1300 1300 0 0 CFI PROSERVICES INC COMMON 12525N100 253425 37200 37200 0 0 CH ENERGY GROUP INC COMMON 12541M102 303750 10000 10000 0 0 CHAMPION ENTERPRISES INC COMMON 158496109 5543575 964100 964100 0 0 CHAMPION INTERNATIONA COMMON 158525105 19431240 364905 364905 0 0 CHANNELL COML CORP COMMON 159186105 1883750 137000 137000 0 0 CHART INDS INC COMMON 16115Q100 27413 8600 8600 0 0 CHARTER ONE FINL INC COMMON 160903100 550872 26232 26232 0 0 CHASE INDS INC COMMON 161568100 2810938 321250 321250 0 0 CHASE MANHATTAN CORPO COMMON 16161A108 22522242 258319 258319 0 0 CHATTEM INC COMMON 162456107 570650 40400 40400 0 0 CHAUS BERNARD INC COMMON 162510200 837000 496000 496000 0 0 CHELSEA GCA REALTY COMMON 163262108 713110 24590 24590 0 0 CHEMFAB CORP COMMON 16361L102 342225 23400 23400 0 0 CHEMFIRST INC COM COMMON 16361A106 1545799 79526 79526 0 0 CHEROKEE INC DEL NEW COMMON 16444H102 103250 14000 14000 0 0 CHERRY CORP COMMON 164541401 1104131 72700 72700 0 0 CHESAPEAKE CORP COMMON 165159104 381356 12900 12900 0 0 CHICAGO RIVET & MACH CO COMMON 168088102 160600 7300 7300 0 0 CHILDRENS COMPREHENSIVE COMMON 16875K202 559350 135600 135600 0 0 CHROMCRAFT REVINGTON INC COMMON 171117104 1702663 223300 223300 0 0 CHUBB CORP COMMON 171232101 1347737 19948 19948 0 0 CIGNA CORP COMMON 125509109 37118 490 490 0 0 CINCINNATI FINL CORP COMMON 172062101 7525 200 200 0 0 CINERGY CORP COMMON 172474108 397750 18500 18500 0 0 CIRCOR INTL INC COMMON 17273K109 1401806 105300 105300 0 0 CIT GROUP INC CL A COMMON 125577106 26990820 1384140 1384140 0 0 CITIGROUP INC COMMON 172967101 296381 4950 4950 0 0 CITIZENS BKG CORP MICH COMMON 174420109 3685500 189000 189000 0 0 CK WITCO CORP COMMON 12562C108 369806 36300 36300 0 0 CKE RESTAURANTS INC COMMON 12561E105 6554775 1028200 1028200 0 0 CLAYTON HOMES INC COMMON 184190106 1649807 162943 162943 0 0 CLEVELAND CLIFFS INC COMMON 185896107 283500 12000 12000 0 0 CMP GROUP INC COM COMMON 125887109 3763245 129210 129210 0 0 CMS ENERGY CORP COMMON 125896100 1813 100 100 0 0 CNF TRANSN INC COM COMMON 12612W104 19182623 691264 691264 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- CARPENTER TECHNOLOGY COR 1 201800 0 9100 CARRIAGE SVCS INC 1 265900 0 6700 CASCADE CORP 1 253400 0 5200 CASTLE DENTAL CTRS INC 1 129500 0 2500 CASTLE ENERGY CORP 1 37500 0 3000 CATALINA LTG INC 1 63100 0 0 CATERPILLAR INC 1 459155 0 36360 CATO CORP NEW 1 304400 0 0 CAVALIER HOMES INC 1 331100 0 6140 CBL MED INC 1 900 0 0 CBRL GROUP INC COM 1 503014 1575 44705 CCA INDS INC 1 18100 0 0 CCBT FINL COS INC 1 75000 0 0 CELLSTAR CORP 1 895700 0 24600 CEM CORP 1 11600 0 1200 CENDANT CORP 1 1600 0 0 CENTEX CONSTRUCTION PROD 1 282793 0 12100 CENTEX CORP 1 17600 0 0 CENTRAL & SOUTH WEST COR 1 417550 0 0 CENTRAL GARDEN & PET CO 1 515700 0 14000 CENTRAL VT PUB SVC CO 1 57186 305 14890 CENTRICA PLC 1 0 0 11000 CENTURY ALUM CO COM 1 154835 835 40320 CENVILL DEV CORP NEW 1 4900 0 0 CERES GROUP INC 1 10300 0 0 CERIDIAN CORP 1 23090 0 0 CFC INTL INC 1 1300 0 0 CFI PROSERVICES INC 1 37200 0 0 CH ENERGY GROUP INC 1 10000 0 0 CHAMPION ENTERPRISES INC 1 944000 0 20100 CHAMPION INTERNATIONA 1 353885 0 11020 CHANNELL COML CORP 1 132900 0 4100 CHART INDS INC 1 8600 0 0 CHARTER ONE FINL INC 1 26232 0 0 CHASE INDS INC 1 314550 0 6700 CHASE MANHATTAN CORPO 1 245274 100 12945 CHATTEM INC 1 40400 0 0 CHAUS BERNARD INC 1 485600 0 10400 CHELSEA GCA REALTY 1 18590 0 6000 CHEMFAB CORP 1 23400 0 0 CHEMFIRST INC COM 1 68771 320 10435 CHEROKEE INC DEL NEW 1 14000 0 0 CHERRY CORP 1 66300 0 6400 CHESAPEAKE CORP 1 12900 0 0 CHICAGO RIVET & MACH CO 1 7300 0 0 CHILDRENS COMPREHENSIVE 1 132800 0 2800 CHROMCRAFT REVINGTON INC 1 219500 0 3800 CHUBB CORP 1 15100 0 4848 CIGNA CORP 1 490 0 0 CINCINNATI FINL CORP 1 200 0 0 CINERGY CORP 1 16300 0 2200 CIRCOR INTL INC 1 105300 0 0 CIT GROUP INC CL A 1 1239840 200 144100 CITIGROUP INC 1 4950 0 0 CITIZENS BKG CORP MICH 1 180000 0 9000 CK WITCO CORP 1 36300 0 0 CKE RESTAURANTS INC 1 1008200 0 20000 CLAYTON HOMES INC 1 149753 370 12820 CLEVELAND CLIFFS INC 1 12000 0 0 CMP GROUP INC COM 1 96680 160 32370 CMS ENERGY CORP 1 100 0 0 CNF TRANSN INC COM 1 602064 100 89100
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- CNH GLOBAL N V COMMON N20935107 16788 1700 1700 0 0 COACHMEN INDS INC COMMON 189873102 4331359 312170 312170 0 0 COAST DENTAL SVCS INC COMMON 19034H102 337725 142200 142200 0 0 COASTAL BANCORP INC COMMON 19041P105 653363 39900 39900 0 0 COASTAL CORP COMMON 190441105 11500 250 250 0 0 COBRA ELECTRS CORP COMMON 191042100 757288 128900 128900 0 0 COFLEXIP SPONSORED AD COMMON 192384105 430335 7860 7860 0 0 COLE NATIONAL CORP NEW COMMON 193290103 2582938 317900 317900 0 0 COLLINS INDS INC COMMON 194858106 172963 27400 27400 0 0 COLONIAL BANCGROUP INC COMMON 195493309 388075 36100 36100 0 0 COLONIAL PROPERTIES T COMMON 195872106 2077190 87460 87460 0 0 COLUMBIA BANCORP COMMON 197227101 252038 28200 28200 0 0 COLUMBIA ENERGY GROUP COMMON 197648108 71100 1200 1200 0 0 COLUMBIA/HCA HEALTHCA COMMON 197677107 4235311 167319 167319 0 0 COLUMBUS MCKINNON CORP N COMMON 199333105 3895500 296800 296800 0 0 COMDIAL CORP COMMON 200332302 647063 49300 49300 0 0 COMFORT SYS USA INC COMMON 199908104 3897038 611300 611300 0 0 COMMERCE GROUP INC MASS COMMON 200641108 15424164 522853 522853 0 0 COMMERCIAL FEDERAL CORPO COMMON 201647104 7933450 477200 477200 0 0 COMMERCIAL INTERTECH COR COMMON 201709102 5799938 294600 294600 0 0 COMMERCIAL METALS CO COMMON 201723103 9170229 331954 331954 0 0 COMMUNICATIONS SYS INC COMMON 203900105 127750 7300 7300 0 0 COMMUNITY BK SYS INC COMMON 203607106 921625 40400 40400 0 0 COMMUNITY FIRST BANKSHAR COMMON 203902101 1924800 120300 120300 0 0 COMPAQ COMPUTER CORP COMMON 204493100 36720 1360 1360 0 0 COMPTEK RESH INC COMMON 204682108 41625 3000 3000 0 0 COMPUTER ASSOC INTL I COMMON 204912109 19218818 324710 324710 0 0 COMPUTER HORIZON CORP COMMON 205908106 1768758 103284 103284 0 0 COMPUTER TASK GROUP I COMMON 205477102 1035980 94180 94180 0 0 CONGOLEUM CORP NEW COMMON 207195108 611156 184500 184500 0 0 CONNING CORP COMMON 208215103 2299694 184900 184900 0 0 CONOCO INC COMMON 208251306 17238 700 700 0 0 CONOCO INC CL B COMMON 208251405 19095504 745190 745190 0 0 CONSLDTD DELIVERY & LOGI COMMON 209029107 280000 112000 112000 0 0 CONSOLIDATED EDISON INC COMMON 209115104 8738 300 300 0 0 CONSOLIDATED FREIGHTWAYS COMMON 209232107 3139763 531600 531600 0 0 CONSOLIDATED GRAPHICS IN COMMON 209341106 1165188 90500 90500 0 0 CONSOLIDATED PAPERS I COMMON 209759109 972469 25300 25300 0 0 CONSTELLATION ENERGY COR COMMON 210371100 6375 200 200 0 0 CONSUMER PORTFOLIO SVCS COMMON 210502100 70875 37800 37800 0 0 COOKER RESTAURANT CORP COMMON 216284208 510300 194400 194400 0 0 COOPER INDS INC COMMON 216669101 3500 100 100 0 0 COOPER TIRE & RUBR CO COMMON 216831107 9370369 745900 745900 0 0 COORSTEK INC COMMON 217020106 3407122 84649 84649 0 0 CORDANT TECHNOLOGIES COMMON 218412104 3818151 67503 67503 0 0 CORE MATLS CORP COMMON 218683100 8613 5300 5300 0 0 CORNING INC COMMON 219350105 478404 2466 2466 0 0 CORRPRO COS INC COMMON 220317101 754894 158925 158925 0 0 CORUS BANKSHARES INC COMMON 220873103 7753043 328171 328171 0 0 COST-U-LESS INC COMMON 221492101 82125 36500 36500 0 0 COTELLIGENT INC COMMON 221630106 6975 1200 1200 0 0 COTTON STS LIFE INS CO COMMON 221774102 178576 22149 22149 0 0 COUNTRYWIDE CR INDS INC COMMON 222372104 20252473 743210 743210 0 0 COURIER CORP COMMON 222660102 882338 37950 37950 0 0 COVANCE INC COMMON 222816100 2410150 224200 224200 0 0 COVENANT TRANS INC COMMON 22284P105 3275013 206300 206300 0 0 CPAC INC COMMON 126145101 1091931 146200 146200 0 0 CPB INC COMMON 125903104 129850 5300 5300 0 0 CRAFTMADE INTL INC COMMON 22413E104 284175 42100 42100 0 0 CRANE CO COMMON 224399105 101554 4310 4310 0 0 CREDIT ACCEP CORP MICH COMMON 225310101 1088044 200100 200100 0 0 CROSSMANN CMNTYS INC COMMON 22764E109 19013 1200 1200 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- CNH GLOBAL N V 1 1700 0 0 COACHMEN INDS INC 1 305770 0 6400 COAST DENTAL SVCS INC 1 139400 0 2800 COASTAL BANCORP INC 1 39900 0 0 COASTAL CORP 1 250 0 0 COBRA ELECTRS CORP 1 126000 0 2900 COFLEXIP SPONSORED AD 1 0 0 7860 COLE NATIONAL CORP NEW 1 312200 0 5700 COLLINS INDS INC 1 27400 0 0 COLONIAL BANCGROUP INC 1 36100 0 0 COLONIAL PROPERTIES T 1 68700 495 18265 COLUMBIA BANCORP 1 28200 0 0 COLUMBIA ENERGY GROUP 1 1200 0 0 COLUMBIA/HCA HEALTHCA 1 143989 0 23330 COLUMBUS MCKINNON CORP N 1 291600 0 5200 COMDIAL CORP 1 49300 0 0 COMFORT SYS USA INC 1 594800 0 16500 COMMERCE GROUP INC MASS 1 509453 0 13400 COMMERCIAL FEDERAL CORPO 1 466200 0 11000 COMMERCIAL INTERTECH COR 1 287600 0 7000 COMMERCIAL METALS CO 1 324254 0 7700 COMMUNICATIONS SYS INC 1 7300 0 0 COMMUNITY BK SYS INC 1 40400 0 0 COMMUNITY FIRST BANKSHAR 1 120300 0 0 COMPAQ COMPUTER CORP 1 1360 0 0 COMPTEK RESH INC 1 3000 0 0 COMPUTER ASSOC INTL I 1 293035 0 31675 COMPUTER HORIZON CORP 1 79310 480 23494 COMPUTER TASK GROUP I 1 71780 455 21945 CONGOLEUM CORP NEW 1 180500 0 4000 CONNING CORP 1 184900 0 0 CONOCO INC 1 700 0 0 CONOCO INC CL B 1 703915 0 41275 CONSLDTD DELIVERY & LOGI 1 110100 0 1900 CONSOLIDATED EDISON INC 1 300 0 0 CONSOLIDATED FREIGHTWAYS 1 521000 0 10600 CONSOLIDATED GRAPHICS IN 1 87600 0 2900 CONSOLIDATED PAPERS I 1 17300 0 8000 CONSTELLATION ENERGY COR 1 200 0 0 CONSUMER PORTFOLIO SVCS 1 36600 0 1200 COOKER RESTAURANT CORP 1 190100 0 4300 COOPER INDS INC 1 100 0 0 COOPER TIRE & RUBR CO 1 731600 0 14300 COORSTEK INC 1 81124 0 3525 CORDANT TECHNOLOGIES 1 55423 285 11795 CORE MATLS CORP 1 5300 0 0 CORNING INC 1 2466 0 0 CORRPRO COS INC 1 156000 0 2925 CORUS BANKSHARES INC 1 313761 265 14145 COST-U-LESS INC 1 35300 0 1200 COTELLIGENT INC 1 1200 0 0 COTTON STS LIFE INS CO 1 22149 0 0 COUNTRYWIDE CR INDS INC 1 673510 0 69700 COURIER CORP 1 37200 0 750 COVANCE INC 1 219500 0 4700 COVENANT TRANS INC 1 199400 0 6900 CPAC INC 1 143000 0 3200 CPB INC 1 5300 0 0 CRAFTMADE INTL INC 1 42100 0 0 CRANE CO 1 4310 0 0 CREDIT ACCEP CORP MICH 1 184900 0 15200 CROSSMANN CMNTYS INC 1 1200 0 0
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- CROWN CORK & SEAL INC COMMON 228255105 814400 50900 50900 0 0 CSK AUTO CORP COMMON 125965103 2471119 177300 177300 0 0 CSX CORP COMMON 126408103 15404720 655520 655520 0 0 CTB INTL CORP COMMON 125960104 986563 143500 143500 0 0 CULP INC COMMON 230215105 714875 133000 133000 0 0 CUMMINS ENGINE INC COMMON 231021106 18781 500 500 0 0 CURATIVE HEALTH SVCS INC COMMON 231264102 536400 89400 89400 0 0 CURTISS WRIGHT CORP COMMON 231561101 352735 9631 9631 0 0 CVS CORP COMMON 126650100 30050 800 800 0 0 CYBEX INTL INC COMMON 23252E106 74119 17700 17700 0 0 CYTEC INDS INC COMMON 232820100 3021959 98676 98676 0 0 D R HORTON INC COMMON 23331A109 14994444 1147900 1147900 0 0 DAIMLERCHRYSLR(D1668R123 COMMON D1668R123 2309617 35295 35295 0 0 DAISYTEK INTL CORP COMMON 234053106 303600 19200 19200 0 0 DAL-TILE INTL INC COMMON 23426R108 2279650 287200 287200 0 0 DAN RIV INC GA COMMON 235774106 1183856 183900 183900 0 0 DANA CORP COMMON 235811106 5638 200 200 0 0 DATRON SYS INC DEL COMMON 238173108 78000 6500 6500 0 0 DAVE & BUSTERS INC COMMON 23833N104 1889000 188900 188900 0 0 DAYTON SUPERIOR CORP COMMON 240028100 2528825 100400 100400 0 0 DE BEERS CONS MINES LTD COMMON 240253302 32105849 1399710 1399710 0 0 DE RIGO S P A COMMON 245334107 440000 80000 80000 0 0 DEB SHOPS INC COMMON 242728103 1174250 85400 85400 0 0 DECORA INDS INC COMMON 243593308 32450 11800 11800 0 0 DECORATOR INDS INC COMMON 243631207 305341 62634 62634 0 0 DEERE & CO COMMON 244199105 15778550 415225 415225 0 0 DEL GLOBAL TECHNOLOGIES COMMON 245073101 1434800 168800 168800 0 0 DELCO REMY INTL INC COMMON 246626105 1512044 203300 203300 0 0 DELHAIZE AMER INC COMMON 246688105 3600 200 200 0 0 DELPHI AUTOMOTIVE SYS CO COMMON 247126105 13408 838 838 0 0 DELPHI FINL GROUP INC COMMON 247131105 12908646 424976 424976 0 0 DELTA AIR LINES INC DEL COMMON 247361108 7988 150 150 0 0 DELTA FINANCIAL CORP COMMON 247918105 674600 337300 337300 0 0 DELUXE CORP COM COMMON 248019101 16127454 608580 608580 0 0 DENALI INC COMMON 248221103 308550 96800 96800 0 0 DEPARTMENT 56 INC COMMON 249509100 5147329 347499 347499 0 0 DESERT CMNTY BK VICTORVI COMMON 25037Y109 17213 900 900 0 0 DETECTION SYS INC COMMON 250644101 123031 12700 12700 0 0 DETROIT DIESEL CORP COMMON 250837101 6780195 354520 354520 0 0 DEUTSCHE BANK A G COMMON 251525309 25917 390 390 0 0 DEWOLFE COS INC COMMON 252115100 307400 42400 42400 0 0 DEXTER CORP COMMON 252165105 1113000 21000 21000 0 0 DIEBOLD INC COMMON 253651103 12551221 456405 456405 0 0 DIME CMNTY BANCSHARES COMMON 253922108 2267513 143400 143400 0 0 DISCOUNT AUTO PTS INC COMMON 254642101 1716000 192000 192000 0 0 DISNEY WALT CO COMMON 254687106 1740750 42200 42200 0 0 DIXIE GROUP INC COMMON 255519100 1199900 270400 270400 0 0 DIXON TICONDEROGA CO COMMON 255860108 76800 19200 19200 0 0 DOLLAR THRIFTY AUTOMOTIV COMMON 256743105 5625159 327282 327282 0 0 DOMINION HOMES INC COMMON 257386102 539550 98100 98100 0 0 DOMINION RES INC VA NEW COMMON 25746U109 12338 321 321 0 0 DONEGAL GROUP INC COMMON 257701102 1159236 181841 181841 0 0 DONNELLEY R R & SONS CO COMMON 257867101 3141 150 150 0 0 DONNELLY CORP COMMON 257870105 631969 53500 53500 0 0 DOVER CORP COMMON 260003108 610406 12750 12750 0 0 DOW CHEM CO COMMON 260543103 51300 450 450 0 0 DOWNEY FINL CORP COMMON 261018105 7903194 371915 371915 0 0 DRESS BARN INC COMMON 261570105 8956852 465291 465291 0 0 DREW INDS INC COMMON 26168L205 1257900 179700 179700 0 0 DTE ENERGY CO COMMON 233331107 13080378 448150 448150 0 0 DU PONT E I DE NEMOURS & COMMON 263534109 43515 822 822 0 0 DUCKWALL-ALCO STORES INC COMMON 264142100 974188 119900 119900 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- CROWN CORK & SEAL INC 1 39600 0 11300 CSK AUTO CORP 1 177300 0 0 CSX CORP 1 655520 0 0 CTB INTL CORP 1 142500 0 1000 CULP INC 1 128200 0 4800 CUMMINS ENGINE INC 1 500 0 0 CURATIVE HEALTH SVCS INC 1 87200 0 2200 CURTISS WRIGHT CORP 1 9131 0 500 CVS CORP 1 800 0 0 CYBEX INTL INC 1 17700 0 0 CYTEC INDS INC 1 86255 415 12006 D R HORTON INC 1 1120900 0 27000 DAIMLERCHRYSLR(D1668R123 1 35295 0 0 DAISYTEK INTL CORP 1 19200 0 0 DAL-TILE INTL INC 1 276900 0 10300 DAN RIV INC GA 1 175400 0 8500 DANA CORP 1 200 0 0 DATRON SYS INC DEL 1 6500 0 0 DAVE & BUSTERS INC 1 184600 0 4300 DAYTON SUPERIOR CORP 1 98100 0 2300 DE BEERS CONS MINES LTD 1 1305210 0 94500 DE RIGO S P A 1 80000 0 0 DEB SHOPS INC 1 80300 0 5100 DECORA INDS INC 1 11800 0 0 DECORATOR INDS INC 1 61594 0 1040 DEERE & CO 1 415225 0 0 DEL GLOBAL TECHNOLOGIES 1 165800 0 3000 DELCO REMY INTL INC 1 203300 0 0 DELHAIZE AMER INC 1 200 0 0 DELPHI AUTOMOTIVE SYS CO 1 838 0 0 DELPHI FINL GROUP INC 1 416295 0 8681 DELTA AIR LINES INC DEL 1 150 0 0 DELTA FINANCIAL CORP 1 331300 0 6000 DELUXE CORP COM 1 588010 0 20570 DENALI INC 1 94900 0 1900 DEPARTMENT 56 INC 1 340499 0 7000 DESERT CMNTY BK VICTORVI 1 900 0 0 DETECTION SYS INC 1 12700 0 0 DETROIT DIESEL CORP 1 350020 0 4500 DEUTSCHE BANK A G 1 390 0 0 DEWOLFE COS INC 1 41000 0 1400 DEXTER CORP 1 21000 0 0 DIEBOLD INC 1 424110 200 32095 DIME CMNTY BANCSHARES 1 138700 0 4700 DISCOUNT AUTO PTS INC 1 186500 0 5500 DISNEY WALT CO 1 42200 0 0 DIXIE GROUP INC 1 266200 0 4200 DIXON TICONDEROGA CO 1 19200 0 0 DOLLAR THRIFTY AUTOMOTIV 1 320482 0 6800 DOMINION HOMES INC 1 95300 0 2800 DOMINION RES INC VA NEW 1 321 0 0 DONEGAL GROUP INC 1 178108 0 3733 DONNELLEY R R & SONS CO 1 150 0 0 DONNELLY CORP 1 53500 0 0 DOVER CORP 1 12750 0 0 DOW CHEM CO 1 450 0 0 DOWNEY FINL CORP 1 366115 0 5800 DRESS BARN INC 1 454591 0 10700 DREW INDS INC 1 175300 0 4400 DTE ENERGY CO 1 448150 0 0 DU PONT E I DE NEMOURS & 1 822 0 0 DUCKWALL-ALCO STORES INC 1 117800 0 2100
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- DUCOMMUN INC DEL COMMON 264147109 581569 63300 63300 0 0 DUKE ENERGY CORP COMMON 264399106 21000 400 400 0 0 DUN & BRADSTREET CORP DE COMMON 26483B106 5725 200 200 0 0 DURA AUTOMOTIVE SYS I COMMON 265903104 7339575 427030 427030 0 0 DURA PHARMACEUTICALS COMMON 26632S109 2187747 177684 177684 0 0 DVI INC COMMON 233343102 1138575 79900 79900 0 0 DYNAMEX INC COMMON 26784F103 0 72500 72500 0 0 DYNEGY CLASS A COMMON COMMON 26816Q101 6550226 104409 104409 0 0 E M C CORP MASS COMMON 268648102 157374 1249 1249 0 0 EAGLE BANCSHARES INC COMMON 26942C109 391950 23400 23400 0 0 EASTERN CO COMMON 276317104 627200 44800 44800 0 0 EASTMAN CHEM CO COMMON 277432100 16362255 359610 359610 0 0 EASTMAN KODAK CO COMMON 277461109 91788 1690 1690 0 0 EATERIES INC COMMON 277851101 3250 1000 1000 0 0 EATON CORP COMMON 278058102 3900 50 50 0 0 ECI TELECOM LTD COMMON 268258100 17918317 571113 571113 0 0 EDELBROCK CORP COMMON 279434104 618125 57500 57500 0 0 EDISON INTL COMMON 281020107 87284 5270 5270 0 0 EDO CORP COMMON 281347104 966013 141800 141800 0 0 EDPERBRASCAN CORP LTD COMMON 280905803 241102 18910 18910 0 0 EDUCATIONAL DEV CORP COMMON 281479105 253206 81026 81026 0 0 EDWARDS AG INC COMMON 281760108 908000 22700 22700 0 0 EIDOS PLC SPONSORED A COMMON 282485101 2865694 449580 449580 0 0 EISAI CO LTD - ADR COMMON 282579309 6248591 236955 236955 0 0 EL PASO ELEC CO COM N COMMON 283677854 3627812 349668 349668 0 0 EL PASO ENERGY CORP DEL COMMON 283905107 15816907 391750 391750 0 0 ELDER BEERMAN STORES COMMON 284470101 3022371 525626 525626 0 0 ELECTRO RENT CORP COMMON 285218103 490215 42169 42169 0 0 ELLETT BROS INC COMMON 288398100 383338 67400 67400 0 0 ELLIS PERRY INTL INC COMMON 288853104 1596699 161691 161691 0 0 ELXSI CORP COMMON 268613205 652050 48300 48300 0 0 EMCOR GROUP INC COMMON 29084Q100 239400 11400 11400 0 0 EMERSON ELEC CO COMMON 291011104 991844 18670 18670 0 0 ENCOMPASS SVCS CORP COMMON 29255U104 1534618 266890 266890 0 0 ENCORE MED CORP COMMON 29256E109 34594 12300 12300 0 0 ENCORE WIRE CORP COMMON 292562105 68281 9500 9500 0 0 ENERGEN CORP COMMON 29265N108 380827 23895 23895 0 0 ENERGYSOUTH INC COMMON 292970100 599025 32600 32600 0 0 ENGLE HOMES INC COMMON 292896107 2570100 263600 263600 0 0 ENHANCE FINL SVCS GROUP COMMON 293310108 12665436 896668 896668 0 0 ENNIS BUSINESS FORMS INC COMMON 293389102 2731800 376800 376800 0 0 ENTERGY CORP NEW COMMON 29364G103 8081056 400300 400300 0 0 EQUINOX SYS INC COMMON 294436100 195869 25900 25900 0 0 EQUITABLE RES INC COMMON 294549100 21389006 477300 477300 0 0 EQUITY MARKETING INC COMMON 294724109 55575 5200 5200 0 0 ESCALADE INC COMMON 296056104 170300 10400 10400 0 0 ESCO ELECTRS CORP COMMON 269030102 1597950 95400 95400 0 0 ESTERLINE TECHNOLOGIES C COMMON 297425100 3478800 267600 267600 0 0 ETHYL CORP COMMON 297659104 6974069 2277247 2277247 0 0 EVEREST RE GROUP COMMON G3223R108 21924167 672005 672005 0 0 EXIDE CORP COMMON 302051107 2222210 188122 188122 0 0 EXPONENT INC COMMON 30214U102 1048300 95300 95300 0 0 EXXON CORPORATION COMMON 30231G102 690526 8860 8860 0 0 EZCORP INC COMMON 302301106 657563 167000 167000 0 0 F M C CORP COMMON 302491303 22571750 399500 399500 0 0 FANSTEEL INC DEL COMMON 307260109 452200 129200 129200 0 0 FARM FAMILY HLDGS INC COMMON 307901108 267750 9000 9000 0 0 FARR CO COMMON 311648109 488841 28650 28650 0 0 FARREL CORP NEW COMMON 311667109 81375 42000 42000 0 0 FBL FINL GROUP INC COMMON 30239F106 78495 5233 5233 0 0 FEATHERLITE INC COMMON 313054108 462413 112100 112100 0 0 FEDDERS CORP COMMON 313135105 3853700 692800 692800 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- DUCOMMUN INC DEL 1 63300 0 0 DUKE ENERGY CORP 1 400 0 0 DUN & BRADSTREET CORP DE 1 200 0 0 DURA AUTOMOTIVE SYS I 1 407210 336 19484 DURA PHARMACEUTICALS 1 143054 910 33720 DVI INC 1 72900 0 7000 DYNAMEX INC 1 71300 0 1200 DYNEGY CLASS A COMMON 1 90914 0 13495 E M C CORP MASS 1 1249 0 0 EAGLE BANCSHARES INC 1 23400 0 0 EASTERN CO 1 43150 0 1650 EASTMAN CHEM CO 1 322310 0 37300 EASTMAN KODAK CO 1 1690 0 0 EATERIES INC 1 1000 0 0 EATON CORP 1 50 0 0 ECI TELECOM LTD 1 499373 100 71640 EDELBROCK CORP 1 56400 0 1100 EDISON INTL 1 5270 0 0 EDO CORP 1 138900 0 2900 EDPERBRASCAN CORP LTD 1 0 0 18910 EDUCATIONAL DEV CORP 1 79926 0 1100 EDWARDS AG INC 1 22700 0 0 EIDOS PLC SPONSORED A 1 435120 0 14460 EISAI CO LTD - ADR 1 213780 0 23175 EL PASO ELEC CO COM N 1 316688 775 32205 EL PASO ENERGY CORP DEL 1 352050 0 39700 ELDER BEERMAN STORES 1 460795 1530 63301 ELECTRO RENT CORP 1 42169 0 0 ELLETT BROS INC 1 66100 0 1300 ELLIS PERRY INTL INC 1 158791 0 2900 ELXSI CORP 1 45900 0 2400 EMCOR GROUP INC 1 11400 0 0 EMERSON ELEC CO 1 18670 0 0 ENCOMPASS SVCS CORP 1 266890 0 0 ENCORE MED CORP 1 12300 0 0 ENCORE WIRE CORP 1 9500 0 0 ENERGEN CORP 1 23895 0 0 ENERGYSOUTH INC 1 32600 0 0 ENGLE HOMES INC 1 258700 0 4900 ENHANCE FINL SVCS GROUP 1 877868 0 18800 ENNIS BUSINESS FORMS INC 1 370500 0 6300 ENTERGY CORP NEW 1 400300 0 0 EQUINOX SYS INC 1 25900 0 0 EQUITABLE RES INC 1 477300 0 0 EQUITY MARKETING INC 1 3400 0 1800 ESCALADE INC 1 10400 0 0 ESCO ELECTRS CORP 1 91000 0 4400 ESTERLINE TECHNOLOGIES C 1 261900 0 5700 ETHYL CORP 1 2231047 0 46200 EVEREST RE GROUP 1 607555 295 64155 EXIDE CORP 1 161462 800 25860 EXPONENT INC 1 93700 0 1600 EXXON CORPORATION 1 8660 0 200 EZCORP INC 1 167000 0 0 F M C CORP 1 381300 0 18200 FANSTEEL INC DEL 1 129200 0 0 FARM FAMILY HLDGS INC 1 9000 0 0 FARR CO 1 28650 0 0 FARREL CORP NEW 1 40600 0 1400 FBL FINL GROUP INC 1 5233 0 0 FEATHERLITE INC 1 109400 0 2700 FEDDERS CORP 1 677600 0 15200
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- FEDERAL MOGUL CORP COMMON 313549107 590738 35400 35400 0 0 FEDERAL SIGNAL CORP COMMON 313855108 1270646 70347 70347 0 0 FEDERATED DEPARTMENT COMMON 31410H101 48789296 1154775 1154775 0 0 FEDEX CORP COMMON 31428X106 566663 14600 14600 0 0 FFY FINL CORP COMMON 30242U108 252625 23500 23500 0 0 FIAT S P A ADR SPON O COMMON 315621888 774519 28887 28887 0 0 FIBERMARK INC COMMON 315646109 1953563 151000 151000 0 0 FIDELITY BANCORP INC DEL COMMON 31583B105 121625 7000 7000 0 0 FIDELITY NATL FINL INC COMMON 316326107 9411741 681393 681393 0 0 FINISH LINE INC COMMON 317923100 3564600 365600 365600 0 0 FINLAY ENTERPRISES INC COMMON 317884203 3225875 262000 262000 0 0 FIRST ALLIANCE CORP COMMON 317936102 550094 303500 303500 0 0 FIRST AMERN FINL CORP COMMON 318522307 113591 8150 8150 0 0 FIRST BELL BANCORP INC COMMON 319301107 798600 48400 48400 0 0 FIRST CAP HLDGS CORP COMMON 319417101 769 12200 12200 0 0 FIRST CHARTER CORP COMMON 319439105 848900 65300 65300 0 0 FIRST CTZNS BANCSHARES I COMMON 31946M103 9152455 162080 162080 0 0 FIRST ESSEX BANCORP INC COMMON 320103104 1196406 77500 77500 0 0 FIRST FED BANCSHARES ARK COMMON 32020F105 78663 5800 5800 0 0 FIRST FED CAP CORP COMMON 319960100 494381 42300 42300 0 0 FIRST HEALTH GROUP CORP COMMON 320960107 37950 1200 1200 0 0 FIRST MERCHANTS ACCEP CO COMMON 320816101 14 2300 2300 0 0 FIRST REP BK SAN FRANCIS COMMON 336158100 2807431 141700 141700 0 0 FIRST SEC CORP DEL COMMON 336294103 2400 200 200 0 0 FIRST TENN NATL CORP COMMON 337162101 2031 100 100 0 0 FIRST UN CORP COMMON 337358105 5326750 143000 143000 0 0 FIRST VA BANKS INC COMMON 337477103 766275 20400 20400 0 0 FIRST WASH BANCORP INC W COMMON 33748T104 1355975 74300 74300 0 0 FIRST YRS INC COMMON 337610109 257381 37100 37100 0 0 FIRSTAR CORP NEW WIS COMMON 33763V109 9588 418 418 0 0 FIRSTENERGY CORP COMMON 337932107 6188 300 300 0 0 FIRSTFED AMER BANCORP IN COMMON 337929103 248850 23700 23700 0 0 FIRSTFED FINL CORP COMMON 337907109 5738575 433100 433100 0 0 FLAGSTAR BANCORP INC COMMON 337930101 3082300 237100 237100 0 0 FLEETBOSTON FINANCIAL COMMON 339030108 64508650 1767357 1767357 0 0 FLEETWOOD ENTERPRISES IN COMMON 339099103 11415025 773900 773900 0 0 FLEXSTEEL INDS INC COMMON 339382103 1401400 114400 114400 0 0 FLIR SYS INC COMMON 302445101 198450 21600 21600 0 0 FLORIDA PROGRESS CORP COMMON 341109106 834925 18200 18200 0 0 FLOWSERVE CORP COMMON 34354P105 7914263 614700 614700 0 0 FOAMEX INTL INC COMMON 344123104 474706 50300 50300 0 0 FOOTSTAR INC COMMON 344912100 816425 28900 28900 0 0 FORD MTR CO DEL COMMON 345370100 15035390 327301 327301 0 0 FORT JAMES CORP COMMON 347471104 620400 28200 28200 0 0 FORTUNE BRANDS INC CO COMMON 349631101 1825175 73007 73007 0 0 FPIC INS GROUP INC COMMON 302563101 2681000 153200 153200 0 0 FPL GROUP INC COMMON 302571104 9213 200 200 0 0 FRANKLIN BK NA SOUTHFIEL COMMON 352456107 295800 34800 34800 0 0 FRANKLIN COVEY CO COMMON 353469109 3496414 482264 482264 0 0 FRANKLIN RES INC COMMON 354613101 10031 300 300 0 0 FREEDOM SECS CORP COM COMMON 35644K103 2876006 184064 184064 0 0 FREEPORT-MCMORAN COPPER COMMON 35671D857 62725 5200 5200 0 0 FREMONT GEN CORP COMMON 357288109 2650088 415700 415700 0 0 FRENCH FRAGRANCES INC COMMON 357658103 2391638 303700 303700 0 0 FRESH AMERICA CORP COMMON 35803R105 234281 63000 63000 0 0 FRIEDE GOLDMAN HALTER IN COMMON 358430106 3176669 462061 462061 0 0 FRIEDMAN INDS INC COMMON 358435105 511668 127917 127917 0 0 FRIEDMANS INC COMMON 358438109 2215634 359900 359900 0 0 FROZEN FOOD EXPRESS INDS COMMON 359360104 92475 27400 27400 0 0 FTI CONSULTING INC COMMON 302941109 331425 49100 49100 0 0 FUJITSU LTD ADR 5 COM COMMON 359590304 3851902 25084 25084 0 0 FULLER H B CO COM COMMON 359694106 2803590 70199 70199 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- FEDERAL MOGUL CORP 1 35400 0 0 FEDERAL SIGNAL CORP 1 57232 385 12730 FEDERATED DEPARTMENT 1 1051395 0 103380 FEDEX CORP 1 14600 0 0 FFY FINL CORP 1 23500 0 0 FIAT S P A ADR SPON O 1 27774 0 1112 FIBERMARK INC 1 147450 0 3550 FIDELITY BANCORP INC DEL 1 7000 0 0 FIDELITY NATL FINL INC 1 665906 0 15487 FINISH LINE INC 1 355700 0 9900 FINLAY ENTERPRISES INC 1 257600 0 4400 FIRST ALLIANCE CORP 1 294500 0 9000 FIRST AMERN FINL CORP 1 8150 0 0 FIRST BELL BANCORP INC 1 48400 0 0 FIRST CAP HLDGS CORP 1 12200 0 0 FIRST CHARTER CORP 1 65300 0 0 FIRST CTZNS BANCSHARES I 1 156780 0 5300 FIRST ESSEX BANCORP INC 1 74300 0 3200 FIRST FED BANCSHARES ARK 1 5800 0 0 FIRST FED CAP CORP 1 38800 0 3500 FIRST HEALTH GROUP CORP 1 1200 0 0 FIRST MERCHANTS ACCEP CO 1 700 0 1600 FIRST REP BK SAN FRANCIS 1 138100 0 3600 FIRST SEC CORP DEL 1 200 0 0 FIRST TENN NATL CORP 1 100 0 0 FIRST UN CORP 1 143000 0 0 FIRST VA BANKS INC 1 18450 0 1950 FIRST WASH BANCORP INC W 1 74300 0 0 FIRST YRS INC 1 37100 0 0 FIRSTAR CORP NEW WIS 1 418 0 0 FIRSTENERGY CORP 1 300 0 0 FIRSTFED AMER BANCORP IN 1 23700 0 0 FIRSTFED FINL CORP 1 424800 0 8300 FLAGSTAR BANCORP INC 1 232600 0 4500 FLEETBOSTON FINANCIAL 1 1636630 270 130457 FLEETWOOD ENTERPRISES IN 1 760300 0 13600 FLEXSTEEL INDS INC 1 112100 0 2300 FLIR SYS INC 1 21600 0 0 FLORIDA PROGRESS CORP 1 18200 0 0 FLOWSERVE CORP 1 598500 0 16200 FOAMEX INTL INC 1 42300 0 8000 FOOTSTAR INC 1 28900 0 0 FORD MTR CO DEL 1 327301 0 0 FORT JAMES CORP 1 28200 0 0 FORTUNE BRANDS INC CO 1 58517 0 14490 FPIC INS GROUP INC 1 149900 0 3300 FPL GROUP INC 1 200 0 0 FRANKLIN BK NA SOUTHFIEL 1 34800 0 0 FRANKLIN COVEY CO 1 471164 0 11100 FRANKLIN RES INC 1 300 0 0 FREEDOM SECS CORP COM 1 161554 830 21680 FREEPORT-MCMORAN COPPER 1 5200 0 0 FREMONT GEN CORP 1 388700 0 27000 FRENCH FRAGRANCES INC 1 297400 0 6300 FRESH AMERICA CORP 1 61900 0 1100 FRIEDE GOLDMAN HALTER IN 1 453061 0 9000 FRIEDMAN INDS INC 1 125366 0 2551 FRIEDMANS INC 1 352200 0 7700 FROZEN FOOD EXPRESS INDS 1 27400 0 0 FTI CONSULTING INC 1 49100 0 0 FUJITSU LTD ADR 5 COM 1 24364 0 720 FULLER H B CO COM 1 56449 295 13455
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- FUNCO INC COMMON 360762108 959500 80800 80800 0 0 FURNITURE BRANDS INTL IN COMMON 360921100 10956400 582400 582400 0 0 GA FINL INC COMMON 361437106 189200 17200 17200 0 0 GALLAHER GROUP PLC COMMON 363595109 16346531 830300 830300 0 0 GARAN INC COMMON 364802108 2179075 86300 86300 0 0 GARDNER DENVER INC COMMON 365558105 206938 11000 11000 0 0 GBC BANCORP CALIF COMMON 361475106 2123975 91600 91600 0 0 GEHL CO COMMON 368483103 1441750 79000 79000 0 0 GENCORP INC COMMON 368682100 5607900 723600 723600 0 0 GENERAL CABLE CORP DEL N COMMON 369300108 4680469 599100 599100 0 0 GENERAL CHEM GROUP INC COMMON 369332101 942013 443300 443300 0 0 GENERAL CIGAR HLDGS INC COMMON 36933P100 8398973 555304 555304 0 0 GENERAL DYNAMICS CORP COMMON 369550108 10096763 202950 202950 0 0 GENERAL ELEC CO COMMON 369604103 326812 2100 2100 0 0 GENERAL EMPLOYMENT ENTER COMMON 369730106 342251 82970 82970 0 0 GENERAL MTRS CORP COMMON 370442105 57017234 688510 688510 0 0 GENESCO INC COMMON 371532102 5433750 414000 414000 0 0 GENESSEE AND WYOMING COMMON 371559105 3263580 210552 210552 0 0 GENLYTE GROUP INC COMMON 372302109 934050 47900 47900 0 0 GENTEK INC COMMON 37245X104 5842200 417300 417300 0 0 GENUINE PARTS CO COMMON 372460105 21488 900 900 0 0 GEON CO COMMON 37246W105 17200 800 800 0 0 GEORGIA PAC CORP COMMON 373298108 32877856 831035 831035 0 0 GERBER CHILDRENSWEAR INC COMMON 373701101 1064463 254200 254200 0 0 GETTY PETE MARKETING INC COMMON 374292100 99675 44300 44300 0 0 GIANT INDS INC COMMON 374508109 1276200 141800 141800 0 0 GLATFELTER P H CO COMMON 377316104 56313 5300 5300 0 0 GLAXO PLC COMMON 37733W105 7766553 135505 135505 0 0 GLOBAL IMAGING SYSTEMS COMMON 37934A100 186775 24100 24100 0 0 GLOBAL MARINE INC COMMON 379352404 504963 19900 19900 0 0 GLOBAL PMT TECHNOLOGIES COMMON 37936S109 244950 28400 28400 0 0 GOLDEN ST VINTNERS INC COMMON 38121K208 351900 78200 78200 0 0 GOLDEN WEST FINL CORP DE COMMON 381317106 4678 150 150 0 0 GOODYEAR TIRE & RUBR CO COMMON 382550101 4663 200 200 0 0 GOODYS FAMILY CLOTHING I COMMON 382588101 3878181 639700 639700 0 0 GORMAN RUPP CO COMMON 383082104 236250 15000 15000 0 0 GPU INC COMMON 36225X100 4106 150 150 0 0 GRACE W R & CO DEL NEW COMMON 38388F108 4557750 354000 354000 0 0 GRACO INC COMMON 384109104 1400700 48300 48300 0 0 GRADCO SYS INC COMMON 384111100 265714 132857 132857 0 0 GRAHAM CORP COMMON 384556106 60200 8600 8600 0 0 GRAINGER W W INC COMMON 384802104 5425 100 100 0 0 GRANITE CONSTR INC COMMON 387328107 469800 17400 17400 0 0 GRC INTERNATIONAL INC COMMON 361922107 215100 14400 14400 0 0 GREAT ATLANTIC & PACIFIC COMMON 390064103 8581 440 440 0 0 TEA CO C GREAT LAKES CHEM CORP COMMON 390568103 13600 400 400 0 0 GREENBRIER COS INC COMMON 393657101 3485038 446084 446084 0 0 GRIFFON CORP COMMON 398433102 5648031 722948 722948 0 0 GRUBB & ELLIS CO COMMON 400095204 84938 15100 15100 0 0 GSE SYS INC COMMON 36227K106 41738 6300 6300 0 0 GTE CORP COMMON 362320103 38823510 546810 546810 0 0 GTECH HLDGS CORP COMMON 400518106 14268994 768700 768700 0 0 GUCCI GR. ADR(401566104) COMMON 401566104 3086131 34700 34700 0 0 GUILFORD MLS INC COMMON 401794102 1715035 223094 223094 0 0 GULF ISLAND FABRICATION COMMON 402307102 704925 48200 48200 0 0 HAGGAR CORP COMMON 405173105 463375 33700 33700 0 0 HALLWOOD GROUP INC COMMON 406364406 139400 16400 16400 0 0 HAMILTON BANCORP INC FLA COMMON 407013101 2954688 189100 189100 0 0 HAMPSHIRE GROUP LTD COMMON 408859106 279300 22800 22800 0 0 HANCOCK FABRICS INC COMMON 409900107 223963 77900 77900 0 0 HANCOCK JOHN FINL SVC COMMON 41014S106 9297509 514740 514740 0 0 HARCOURT GEN INC COMMON 41163G101 404163 10850 10850 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- FUNCO INC FURNITURE BRANDS INTL IN 1 79600 0 1200 GA FINL INC 1 574200 0 8200 GALLAHER GROUP PLC 1 17200 0 0 GARAN INC 1 830300 0 0 GARDNER DENVER INC 1 84100 0 2200 GBC BANCORP CALIF 1 4300 0 6700 GEHL CO 1 89300 0 2300 GENCORP INC 1 76900 0 2100 GENERAL CABLE CORP DEL N 1 706300 0 17300 GENERAL CHEM GROUP INC 1 587500 0 11600 GENERAL CIGAR HLDGS INC 1 434000 0 9300 GENERAL DYNAMICS CORP 1 542704 0 12600 GENERAL ELEC CO 1 183500 0 19450 GENERAL EMPLOYMENT ENTER 1 0 0 2100 GENERAL MTRS CORP 1 81070 0 1900 GENESCO INC 1 631850 0 56660 GENESSEE AND WYOMING 1 402000 0 12000 GENLYTE GROUP INC 1 185977 560 24015 GENTEK INC 1 45500 0 2400 GENUINE PARTS CO 1 408000 0 9300 GEON CO 1 900 0 0 GEORGIA PAC CORP 1 800 0 0 GERBER CHILDRENSWEAR INC 1 787185 0 43850 GETTY PETE MARKETING INC 1 247000 0 7200 GIANT INDS INC 1 44300 0 0 GLATFELTER P H CO 1 138200 0 3600 GLAXO PLC 1 5300 0 0 GLOBAL IMAGING SYSTEMS 1 130750 0 4755 GLOBAL MARINE INC 1 24100 0 0 GLOBAL PMT TECHNOLOGIES 1 19900 0 0 GOLDEN ST VINTNERS INC 1 28400 0 0 GOLDEN WEST FINL CORP DE 1 78200 0 0 GOODYEAR TIRE & RUBR CO 1 150 0 0 GOODYS FAMILY CLOTHING I 1 200 0 0 GORMAN RUPP CO 1 624900 0 14800 GPU INC 1 12500 0 2500 GRACE W R & CO DEL NEW 1 150 0 0 GRACO INC 1 334900 0 19100 GRADCO SYS INC 1 48300 0 0 GRAHAM CORP 1 130407 0 2450 GRAINGER W W INC 1 8600 0 0 GRANITE CONSTR INC 1 100 0 0 GRC INTERNATIONAL INC 1 17400 0 0 GREAT ATLANTIC & PACIFIC 1 14400 0 0 TEA CO C 1 440 0 0 GREAT LAKES CHEM CORP GREENBRIER COS INC 1 400 0 0 GRIFFON CORP 1 416104 550 29430 GRUBB & ELLIS CO 1 708248 0 14700 GSE SYS INC 1 15100 0 0 GTE CORP 1 6300 0 0 GTECH HLDGS CORP 1 512980 200 33630 GUCCI GR. ADR(401566104) 1 754000 0 14700 GUILFORD MLS INC 1 34700 0 0 GULF ISLAND FABRICATION 1 223094 0 0 HAGGAR CORP 1 48200 0 0 HALLWOOD GROUP INC 1 31000 0 2700 HAMILTON BANCORP INC FLA 1 16400 0 0 HAMPSHIRE GROUP LTD 1 184100 0 5000 HANCOCK FABRICS INC 1 21800 0 1000 HANCOCK JOHN FINL SVC 1 77900 0 0 HARCOURT GEN INC 1 493175 0 21565 1 10850 0 0
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- HARDINGE INC COMMON 412324303 1418600 138400 138400 0 0 HARLEYSVILLE GROUP INC COMMON 412824104 8818987 608206 608206 0 0 HARMAN INTL INDS INC COMMON 413086109 858000 14300 14300 0 0 HARRIS CORP DEL COMMON 413875105 13825 400 400 0 0 HARSCO CORP COMMON 415864107 361719 12500 12500 0 0 HARTFORD FINL SVCS GR COMMON 416515104 40810080 773650 773650 0 0 HARTFORD LIFE INC COMMON 416592103 1003125 21400 21400 0 0 HARTMARX CORP COMMON 417119104 601150 218600 218600 0 0 HASBRO INC COMMON 418056107 3338 200 200 0 0 HAVEN BANCORP INC COMMON 419352109 228125 14600 14600 0 0 HAVERTY FURNITURE INC COMMON 419596101 1173000 110400 110400 0 0 HAWAIIAN AIRLS INC NEW COMMON 419849104 1831838 771300 771300 0 0 HAWK CORP COMMON 420089104 423675 80700 80700 0 0 HAWKINS CHEM INC COMMON 420200107 329424 39630 39630 0 0 HAWTHORNE FINL CORP COMMON 420542102 379388 45300 45300 0 0 HAYES LEMMERZ INTL INC COMMON 420781106 6456600 337600 337600 0 0 HCC INS HLDGS INC COMMON 404132102 8222950 620600 620600 0 0 HEADWAY CORPORATE RESOUR COMMON 422101105 600750 178000 178000 0 0 HEALTH MGMT SYS INC COMMON 42219M100 404250 84000 84000 0 0 HEALTHCARE RECOVERIES IN COMMON 42220K101 753350 231800 231800 0 0 HEALTHCARE SVCS GRP INC COMMON 421906108 1377569 253346 253346 0 0 HEALTHGRADES COM INC COMMON 42222R104 28763 11800 11800 0 0 HEALTHSOUTH CORP COMMON 421924101 4746788 834600 834600 0 0 HELLENIC TELECOMMUNIC COMMON 423325307 4562264 314622 314622 0 0 HELLER FINANCIAL INC COMMON 423328103 69000 3000 3000 0 0 HELMERICH & PAYNE INC COMMON 423452101 80600 2600 2600 0 0 HERBALIFE INTL INC COMMON 426908208 9242411 654330 654330 0 0 HERBALIFE INTL INC COMMON 426908307 1233862 93563 93563 0 0 HERCULES INC COMMON 427056106 26219323 1626002 1626002 0 0 HERLEY INDS INC DEL COMMON 427398102 1134882 62399 62399 0 0 HERTZ CORP COMMON 428040109 3406 100 100 0 0 HEWLETT PACKARD CO COMMON 428236103 667697 5025 5025 0 0 HEXCEL CORP NEW COMMON 428291108 1776500 355300 355300 0 0 HI-TECH PHARMACAL INC COMMON 42840B101 282150 51300 51300 0 0 HICKORY TECH CORP COMMON 429060106 239400 17100 17100 0 0 HITACHI LTD-ADR-10 COM-NEW COMMON 433578507 529232 4341 4341 0 0 HMT TECHNOLOGY CORP C COMMON 403917107 1212081 365901 365901 0 0 HOLLY CORP COMMON 435758305 2061950 179300 179300 0 0 HOLTS CIGAR HLDS INC COMMON 436598106 106363 25400 25400 0 0 HOME PORT BANCORP INC COMMON 437304108 9400 400 400 0 0 HOME PRODS INTL INC COMMON 437305105 1733275 155800 155800 0 0 HOMEBASE INC COMMON 43738E108 1044000 522000 522000 0 0 HONDA MTR LTD COMMON 438128308 5711219 70290 70290 0 0 HONEYWELL INTL INC COMMON 438516106 31613 600 600 0 0 HORACE MANN EDUCATORS COMMON 440327104 1772314 96125 96125 0 0 HORIZON FINL CORP WASH COMMON 44041F105 14500 1600 1600 0 0 HORIZON HEALTH CORP COMMON 44041Y104 716650 130300 130300 0 0 HOST MARRIOTT CORP NEW COMMON 44107P104 348344 39250 39250 0 0 HOVNANIAN ENTERPRISES COMMON 442487203 4032251 658325 658325 0 0 HSBC HOLDINGS PLC COMMON 404280406 4514938 74092 74092 0 0 HUGHES SUPPLY INC COMMON 444482103 8296375 535250 535250 0 0 HUMANA INC COMMON 444859102 9958163 1361800 1361800 0 0 HUNT J B TRANS SVCS INC COMMON 445658107 1461825 106800 106800 0 0 HUNTINGTON BANCSHARES IN COMMON 446150104 6153 275 275 0 0 HURCO COMPANIES INC COMMON 447324104 467642 133612 133612 0 0 HUTCHINSON TECHNOLOGY COMMON 448407106 1694932 96166 96166 0 0 I B M COMMON 459200101 5643114 47823 47823 0 0 IBP INC COMMON 449223106 393750 25000 25000 0 0 IDACORP INC COMMON 451107106 1118950 32200 32200 0 0 IGATE CAPITAL CORP COMMON 45169U105 9025 200 200 0 0 IHOP CORP COMMON 449623107 2091600 149400 149400 0 0 IMC GLOBAL INC COMMON 449669100 10874626 740400 740400 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- HARDINGE INC 1 138400 0 0 HARLEYSVILLE GROUP INC 1 593706 0 14500 HARMAN INTL INDS INC 1 14300 0 0 HARRIS CORP DEL 1 400 0 0 HARSCO CORP 1 12500 0 0 HARTFORD FINL SVCS GR 1 730505 0 43145 HARTFORD LIFE INC 1 21400 0 0 HARTMARX CORP 1 218600 0 0 HASBRO INC 1 200 0 0 HAVEN BANCORP INC 1 14600 0 0 HAVERTY FURNITURE INC 1 110400 0 0 HAWAIIAN AIRLS INC NEW 1 742700 0 28600 HAWK CORP 1 77100 0 3600 HAWKINS CHEM INC 1 39630 0 0 HAWTHORNE FINL CORP 1 45300 0 0 HAYES LEMMERZ INTL INC 1 327600 0 10000 HCC INS HLDGS INC 1 604600 0 16000 HEADWAY CORPORATE RESOUR 1 174700 0 3300 HEALTH MGMT SYS INC 1 84000 0 0 HEALTHCARE RECOVERIES IN 1 226100 0 5700 HEALTHCARE SVCS GRP INC 1 248546 0 4800 HEALTHGRADES COM INC 1 11800 0 0 HEALTHSOUTH CORP 1 747000 0 87600 HELLENIC TELECOMMUNIC 1 278602 0 36020 HELLER FINANCIAL INC 1 3000 0 0 HELMERICH & PAYNE INC 1 2600 0 0 HERBALIFE INTL INC 1 632430 0 21900 HERBALIFE INTL INC 1 89763 0 3800 HERCULES INC 1 1544907 0 81095 HERLEY INDS INC DEL 1 59766 0 2633 HERTZ CORP 1 100 0 0 HEWLETT PACKARD CO 1 5025 0 0 HEXCEL CORP NEW 1 355300 0 0 HI-TECH PHARMACAL INC 1 49600 0 1700 HICKORY TECH CORP 1 17100 0 0 HITACHI LTD-ADR-10 COM-NEW 1 4341 0 0 HMT TECHNOLOGY CORP C 1 286976 1705 77220 HOLLY CORP 1 176100 0 3200 HOLTS CIGAR HLDS INC 1 23100 0 2300 HOME PORT BANCORP INC 1 400 0 0 HOME PRODS INTL INC 1 152400 0 3400 HOMEBASE INC 1 507400 0 14600 HONDA MTR LTD 1 62405 0 7885 HONEYWELL INTL INC 1 600 0 0 HORACE MANN EDUCATORS 1 77460 495 18170 HORIZON FINL CORP WASH 1 1600 0 0 HORIZON HEALTH CORP 1 127700 0 2600 HOST MARRIOTT CORP NEW 1 39250 0 0 HOVNANIAN ENTERPRISES 1 624555 355 33415 HSBC HOLDINGS PLC 1 66527 0 7565 HUGHES SUPPLY INC 1 525050 0 10200 HUMANA INC 1 1361800 0 0 HUNT J B TRANS SVCS INC 1 106800 0 0 HUNTINGTON BANCSHARES IN 1 275 0 0 HURCO COMPANIES INC 1 133612 0 0 HUTCHINSON TECHNOLOGY 1 81491 380 14295 I B M 1 40733 0 7090 IBP INC 1 25000 0 0 IDACORP INC 1 32200 0 0 IGATE CAPITAL CORP 1 200 0 0 IHOP CORP 1 142800 0 6600 IMC GLOBAL INC 1 666300 0 74100
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- IMCO RECYCLING INC COMMON 449681105 4449338 402200 402200 0 0 IMPERIAL CHEM INDS PL COMMON 452704505 19125945 593050 593050 0 0 IMRGLOBAL CORPORATION COMMON 45321W106 27313 1900 1900 0 0 IN HOME HEALTH INC COMMON 453222408 20500 8000 8000 0 0 INACOM CORP COMMON 45323G109 2123019 772007 772007 0 0 INCO LTD COMMON 453258402 459375 25000 25000 0 0 INDEPENDENCE HLDG CO NEW COMMON 453440307 288638 26850 26850 0 0 INDEPENDENT BANK CORP MI COMMON 453838104 277313 21750 21750 0 0 INDEPENDENT BANKSHARES I COMMON 453841207 109800 6100 6100 0 0 INDUSTRIAL HLDGS INC COMMON 456160100 140456 68100 68100 0 0 ING GROEP N V ADR SPO COMMON 456837103 4603475 83695 83695 0 0 INGERSOLL-RAND CO COMMON 456866102 8850 200 200 0 0 INNOTRAC CORP COMMON 45767M109 230838 31300 31300 0 0 INSO CORP COMMON 457674109 3538391 262101 262101 0 0 INSTEEL INDUSTRIES INC COMMON 45774W108 115875 20600 20600 0 0 INSURANCE AUTO AUCTIO COMMON 457875102 3121961 185005 185005 0 0 INTEGRATED DEVICE TEC COMMON 458118106 2672077 67434 67434 0 0 INTER PARFUMS INC COMMON 458334109 155000 12400 12400 0 0 INTERCHANGE FINL SVCS S COMMON 458447109 81419 5868 5868 0 0 INTERFACE INC COMMON 458665106 4665650 1097800 1097800 0 0 INTERMET CORP COMMON 45881K104 6382025 699400 699400 0 0 INTERNATIONAL AIRCRAFT I COMMON 458860103 303450 47600 47600 0 0 INTERNATIONAL AIRL SUPPO COMMON 458865201 93388 24100 24100 0 0 INTERNATIONAL ALUM CORP COMMON 458884103 675000 43200 43200 0 0 INTERNATIONAL MULTIFOODS COMMON 460043102 1011150 75600 75600 0 0 INTERPOOL INC COMMON 46062R108 4017097 612129 612129 0 0 INTERSTATE BAKERIES CORP COMMON 46072H108 7146375 501500 501500 0 0 INTERSTATE NATL DEALER S COMMON 46102P104 248975 43300 43300 0 0 INTL PAPER CO COMMON 460146103 18126 424 424 0 0 INTL SPECIALTY PRODS INC COMMON 460337108 5005156 777500 777500 0 0 INVENSYS PLC ADR COMMON 461204109 289444 32595 32595 0 0 INVESTORS TITLE CO COMMON 461804106 102025 7700 7700 0 0 IROQUOIS BANCORP INC COMMON 463347104 69300 2200 2200 0 0 ISB FINL CORP LA COMMON 450091103 1547100 114600 114600 0 0 IT GROUP INC COMMON 465266104 2761825 365200 365200 0 0 ITLA CAP CORP COMMON 450565106 1592475 124900 124900 0 0 ITOCHU CORP ADR COMMON 465717106 4231595 79347 79347 0 0 ITT INDS INC IND COMMON 450911102 3106 100 100 0 0 IVEX PACKAGING CORP DEL COMMON 465855104 2742465 362640 362640 0 0 J JILL GROUP INC COMMON 466189107 44100 11200 11200 0 0 J P MORGAN AND CO. COMMON 616880100 6976205 52950 52950 0 0 JACKSONVILLE BANCORP INC COMMON 469248108 143000 10400 10400 0 0 JAN BELL MARKETING INC COMMON 470760109 1108313 385500 385500 0 0 JASON INC COMMON 471171108 2462250 234500 234500 0 0 JEFFERIES GROUP INC NEW COMMON 472319102 1665300 72800 72800 0 0 JEFFERSON PILOT CORP COMMON 475070108 6656 100 100 0 0 JEFFERSON SMURFIT GRO COMMON 47508W107 5307852 196596 196596 0 0 JLG INDS INC COMMON 466210101 2700206 293900 293900 0 0 JLK DIRECT DISTRIBUTION COMMON 46621C105 2915438 319500 319500 0 0 JOHNSON & JOHNSON COMMON 478160104 13249150 188600 188600 0 0 JOHNSON CTLS INC COMMON 478366107 5406 100 100 0 0 JOHNSON OUTDOORS INC COMMON 479167108 412706 66700 66700 0 0 JOS A BANK CLOTHIERS INC COMMON 480838101 564800 141200 141200 0 0 JOURNAL REGISTER CO C COMMON 481138105 1620015 109830 109830 0 0 JPM CO COMMON 465933109 196350 23800 23800 0 0 JUNO LTG INC COMMON 482047206 37050 3900 3900 0 0 JUSTIN INDS INC COMMON 482171105 1416600 78700 78700 0 0 K MART CORP COMMON 482584109 5813 600 600 0 0 K TRON INTL INC COMMON 482730108 722400 44800 44800 0 0 K-SWISS INC COMMON 482686102 2337413 157800 157800 0 0 K2 INC COMMON 482732104 2751931 346700 346700 0 0 KAMAN CORP COMMON 483548103 4949100 507600 507600 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- IMCO RECYCLING INC 1 392800 0 9400 IMPERIAL CHEM INDS PL 1 579295 0 13755 IMRGLOBAL CORPORATION 1 1900 0 0 IN HOME HEALTH INC 1 8000 0 0 INACOM CORP 1 749607 0 22400 INCO LTD 1 25000 0 0 INDEPENDENCE HLDG CO NEW 1 25100 0 1750 INDEPENDENT BANK CORP MI 1 21750 0 0 INDEPENDENT BANKSHARES I 1 6100 0 0 INDUSTRIAL HLDGS INC 1 63300 0 4800 ING GROEP N V ADR SPO 1 73790 0 9905 INGERSOLL-RAND CO 1 200 0 0 INNOTRAC CORP 1 31300 0 0 INSO CORP 1 205386 670 56045 INSTEEL INDUSTRIES INC 1 20600 0 0 INSURANCE AUTO AUCTIO 1 145885 755 38365 INTEGRATED DEVICE TEC 1 53814 275 13345 INTER PARFUMS INC 1 12400 0 0 INTERCHANGE FINL SVCS S 1 5868 0 0 INTERFACE INC 1 1071600 0 26200 INTERMET CORP 1 688000 0 11400 INTERNATIONAL AIRCRAFT I 1 46000 0 1600 INTERNATIONAL AIRL SUPPO 1 23000 0 1100 INTERNATIONAL ALUM CORP 1 43200 0 0 INTERNATIONAL MULTIFOODS 1 75600 0 0 INTERPOOL INC 1 599379 0 12750 INTERSTATE BAKERIES CORP 1 488600 0 12900 INTERSTATE NATL DEALER S 1 43300 0 0 INTL PAPER CO 1 424 0 0 INTL SPECIALTY PRODS INC 1 743400 0 34100 INVENSYS PLC ADR 1 0 0 32595 INVESTORS TITLE CO 1 7700 0 0 IROQUOIS BANCORP INC 1 2200 0 0 ISB FINL CORP LA 1 112400 0 2200 IT GROUP INC 1 355600 0 9600 ITLA CAP CORP 1 122700 0 2200 ITOCHU CORP ADR 1 76782 0 2565 ITT INDS INC IND 1 100 0 0 IVEX PACKAGING CORP DEL 1 355940 0 6700 J JILL GROUP INC 1 11200 0 0 J P MORGAN AND CO. 1 45990 0 6960 JACKSONVILLE BANCORP INC 1 10400 0 0 JAN BELL MARKETING INC 1 385500 0 0 JASON INC 1 226700 0 7800 JEFFERIES GROUP INC NEW 1 71400 0 1400 JEFFERSON PILOT CORP 1 100 0 0 JEFFERSON SMURFIT GRO 1 180411 0 16185 JLG INDS INC 1 287300 0 6600 JLK DIRECT DISTRIBUTION 1 313800 0 5700 JOHNSON & JOHNSON 1 188600 0 0 JOHNSON CTLS INC 1 100 0 0 JOHNSON OUTDOORS INC 1 66700 0 0 JOS A BANK CLOTHIERS INC 1 138600 0 2600 JOURNAL REGISTER CO C 1 88595 530 20705 JPM CO 1 23800 0 0 JUNO LTG INC 1 3900 0 0 JUSTIN INDS INC 1 68000 0 10700 K MART CORP 1 600 0 0 K TRON INTL INC 1 44800 0 0 K-SWISS INC 1 153100 0 4700 K2 INC 1 339700 0 7000 KAMAN CORP 1 497600 0 10000
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- KANEB SERVICES INC COMMON 484170105 2089450 379900 379900 0 0 KANSAS CITY LIFE INS CO COMMON 484836101 74257 3078 3078 0 0 KATY INDS INC COMMON 486026107 711113 77400 77400 0 0 KAUFMAN & BROAD HOME COR COMMON 486168107 8302744 387300 387300 0 0 KAYE GROUP INC COMMON 486589104 499100 71300 71300 0 0 KEANE INC COMMON 486665102 19681039 779445 779445 0 0 KELLSTROM INDS INC COMMON 488035106 1052822 184100 184100 0 0 KELLWOOD CO COMMON 488044108 9861010 561481 561481 0 0 KENDLE INTERNATIONAL INC COMMON 48880L107 11963 1100 1100 0 0 KENNAMETAL INC COMMON 489170100 4501606 149741 149741 0 0 KENTUCKY ELEC STL INC COMMON 49127B100 2400 1200 1200 0 0 KERR MCGEE CORP COMMON 492386107 613709 10627 10627 0 0 KEYCORP NEW COMMON 493267108 10685600 562400 562400 0 0 KEYSPAN CORP COMMON 49337W100 5525 200 200 0 0 KEYSTONE AUTOMOTIVE INDS COMMON 49338N109 1404125 239000 239000 0 0 KILROY RLTY CORP COMMON 49427F108 223263 10600 10600 0 0 KIMBALL INTL INC COMMON 494274103 140448 12768 12768 0 0 KIMBERLY CLARK CORP COMMON 494368103 14016 250 250 0 0 KINDER MORGAN ENERGY PAR COMMON 494550106 261938 6600 6600 0 0 KINDER MORGAN INC KANS COMMON 49455P101 25723200 745600 745600 0 0 KITTY HAWK INC COMMON 498326107 1465375 308500 308500 0 0 KLAMATH FIRST BANCORP IN COMMON 49842P103 1153950 109900 109900 0 0 KNIGHT RIDDER INC COMMON 499040103 5125 100 100 0 0 KOMAG INC COMMON 500453105 896313 236061 236061 0 0 KONINKLIJKE PHILIPS E COMMON 500472204 69266588 404327 404327 0 0 KOREA TELECOM ADR SPO COMMON 50063P103 2194693 50100 50100 0 0 KOSS CORP COMMON 500692108 679250 49400 49400 0 0 KUBOTA LTD CORP COMMON 501173207 4493604 64658 64658 0 0 LA Z BOY INC COMMON 505336107 1045008 67968 67968 0 0 LACROSSE FOOTWEAR INC COMMON 505688101 14200 3200 3200 0 0 LADISH INC COMMON 505754200 1243125 198900 198900 0 0 LAFARGE CORP COMMON 505862102 513000 21600 21600 0 0 LAKELAND INDS INC COMMON 511795106 126344 31100 31100 0 0 LAKES GAMING INC COMMON 51206P109 1345502 169512 169512 0 0 LAM RESEARCH CORP COMMON 512807108 1105267 24527 24527 0 0 LAMSON & SESSIONS CO COMMON 513696104 1739631 233900 233900 0 0 LANDAMERICA FINL GROUP I COMMON 514936103 6473188 334100 334100 0 0 LANDRYS SEAFOOD RESTAURA COMMON 51508L103 1349588 211700 211700 0 0 LANDSTAR SYS INC COMMON 515098101 2948999 53863 53863 0 0 LAWSON PRODS INC COMMON 520776105 2002631 84100 84100 0 0 LEGGETT & PLATT INC COMMON 524660107 5375 250 250 0 0 LEHMAN BROS HLDGS INC COMMON 524908100 145500 1500 1500 0 0 LENNAR CORP COMMON 526057104 1047506 48300 48300 0 0 LENNOX INTL INC COMMON 526107107 1473833 168438 168438 0 0 LIBBEY INC COMMON 529898108 1899825 69400 69400 0 0 LIBERTY FINL COS INC COMMON 530512102 814294 41100 41100 0 0 LIFEMARK CORP COMMON 53219F102 94250 23200 23200 0 0 LIFETIME HOAN CORP COMMON 531926103 1537088 210200 210200 0 0 LILLY INDS INC COMMON 532491107 2127263 171900 171900 0 0 LILLY, ELI AND COMPAN COMMON 532457108 17547610 280200 280200 0 0 LINCOLN ELEC HLDGS INC COMMON 533900106 2568471 106190 106190 0 0 LINCOLN NATL CORP IND COMMON 534187109 6700 200 200 0 0 LINDBERG CORP COMMON 535171102 691513 112900 112900 0 0 LIZ CLAIBORNE INC COMMON 539320101 16994147 370950 370950 0 0 LMI AEROSPACE INC COMMON 502079106 163538 58800 58800 0 0 LOCAL FINL CORP COMMON 539553107 1668831 194900 194900 0 0 LOCKHEED MARTIN CORP COMMON 539830109 9197 450 450 0 0 LODGIAN INC COMMON 54021P106 1940625 517500 517500 0 0 LOEWS CORP COMMON 540424108 4715000 94300 94300 0 0 LONE STAR STEAKHOUSE SAL COMMON 542307103 4736169 464900 464900 0 0 LORAL SPACE & COMMUNICAT COMMON G56462107 3038 300 300 0 0 LOUIS DREYFUS NAT GAS COMMON 546011107 3932406 115659 115659 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- KANEB SERVICES INC 1 369500 0 10400 KANSAS CITY LIFE INS CO 1 3078 0 0 KATY INDS INC 1 77400 0 0 KAUFMAN & BROAD HOME COR 1 380100 0 7200 KAYE GROUP INC 1 69800 0 1500 KEANE INC 1 662050 200 117195 KELLSTROM INDS INC 1 180200 0 3900 KELLWOOD CO 1 549781 0 11700 KENDLE INTERNATIONAL INC 1 1100 0 0 KENNAMETAL INC 1 140471 190 9080 KENTUCKY ELEC STL INC 1 1200 0 0 KERR MCGEE CORP 1 10627 0 0 KEYCORP NEW 1 562400 0 0 KEYSPAN CORP 1 200 0 0 KEYSTONE AUTOMOTIVE INDS 1 232900 0 6100 KILROY RLTY CORP 1 10600 0 0 KIMBALL INTL INC 1 12768 0 0 KIMBERLY CLARK CORP 1 250 0 0 KINDER MORGAN ENERGY PAR 1 6600 0 0 KINDER MORGAN INC KANS 1 678500 0 67100 KITTY HAWK INC 1 301300 0 7200 KLAMATH FIRST BANCORP IN 1 107600 0 2300 KNIGHT RIDDER INC 1 100 0 0 KOMAG INC 1 165381 1120 69560 KONINKLIJKE PHILIPS E 1 368478 46 35803 KOREA TELECOM ADR SPO 1 46805 0 3295 KOSS CORP 1 47900 0 1500 KUBOTA LTD CORP 1 62473 0 2185 LA Z BOY INC 1 67968 0 0 LACROSSE FOOTWEAR INC 1 3200 0 0 LADISH INC 1 194400 0 4500 LAFARGE CORP 1 21600 0 0 LAKELAND INDS INC 1 29900 0 1200 LAKES GAMING INC 1 164612 0 4900 LAM RESEARCH CORP 1 21927 70 2530 LAMSON & SESSIONS CO 1 229500 0 4400 LANDAMERICA FINL GROUP I 1 326500 0 7600 LANDRYS SEAFOOD RESTAURA 1 211700 0 0 LANDSTAR SYS INC 1 53863 0 0 LAWSON PRODS INC 1 80500 0 3600 LEGGETT & PLATT INC 1 250 0 0 LEHMAN BROS HLDGS INC 1 700 0 800 LENNAR CORP 1 48300 0 0 LENNOX INTL INC 1 159326 0 9112 LIBBEY INC 1 69400 0 0 LIBERTY FINL COS INC 1 41100 0 0 LIFEMARK CORP 1 23200 0 0 LIFETIME HOAN CORP 1 205300 0 4900 LILLY INDS INC 1 170000 0 1900 LILLY, ELI AND COMPAN 1 273175 0 7025 LINCOLN ELEC HLDGS INC 1 101190 0 5000 LINCOLN NATL CORP IND 1 200 0 0 LINDBERG CORP 1 110500 0 2400 LIZ CLAIBORNE INC 1 370950 0 0 LMI AEROSPACE INC 1 58800 0 0 LOCAL FINL CORP 1 190700 0 4200 LOCKHEED MARTIN CORP 1 450 0 0 LODGIAN INC 1 505700 0 11800 LOEWS CORP 1 94300 0 0 LONE STAR STEAKHOUSE SAL 1 454000 0 10900 LORAL SPACE & COMMUNICAT 1 300 0 0 LOUIS DREYFUS NAT GAS 1 97144 630 17885
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- LOUISIANA PAC CORP COMMON 546347105 11100 800 800 0 0 LOWRANCE ELECTRS INC COMMON 548900109 97013 19900 19900 0 0 LTV CORP NEW COMMON 501921100 3563 1000 1000 0 0 LUBYS INC COMMON 549282101 4571412 484388 484388 0 0 LUFKIN INDS INC COMMON 549764108 34800 2400 2400 0 0 LYDALL INC DEL COMMON 550819106 2635500 301200 301200 0 0 M & F WORLDWIDE CORP COMMON 552541104 1880813 429900 429900 0 0 M D C HLDGS INC COMMON 552676108 4122038 229800 229800 0 0 M.A. HANNA CO. COMMON 410522106 2580563 228116 228116 0 0 M/I SCHOTTENSTEIN HOMES COMMON 55305B101 3013863 190600 190600 0 0 MAF BANCORP INC COMMON 55261R108 3586600 221566 221566 0 0 MAGELLAN HEALTH SVCS INC COMMON 559079108 2178138 452600 452600 0 0 MAIL-WELL INC COMMON 560321200 1455156 167500 167500 0 0 MAIN STREET AND MAIN INC COMMON 560345308 491906 159000 159000 0 0 MAINE PUB SVC CO COMMON 560483109 227763 13300 13300 0 0 MALLINCKRODT INC NEW COMMON 561232109 1601662 55710 55710 0 0 MANCHESTER EQUIP INC COMMON 562154104 56963 10850 10850 0 0 MARINEMAX INC COMMON 567908108 1879988 196600 196600 0 0 MARK IV INDS INC COMMON 570387100 9014738 408600 408600 0 0 MARLTON TECHNOLOGIES INC COMMON 571263102 97250 38900 38900 0 0 MARRIOTT INTL INC NEW COMMON 571903202 7875 250 250 0 0 MARSH SUPERMARKETS INC COMMON 571783307 694631 47700 47700 0 0 MARTIN MARIETTA MATLS IN COMMON 573284106 821750 17300 17300 0 0 MASCOTECH INC COMMON 574670105 13216238 1073400 1073400 0 0 MATRIX BANCORP INC COMMON 576819106 341600 42700 42700 0 0 MATSUSHITA ELEC CO COMMON 576879209 6854436 22622 22622 0 0 MATTEL INC COMMON 577081102 869400 82800 82800 0 0 MAX & ERMAS RESTAURANTS COMMON 577903107 42900 5200 5200 0 0 MAXWELL SHOE INC COMMON 577766108 1695938 201000 201000 0 0 MAY DEPT STORES CO COMMON 577778103 10688 375 375 0 0 MBIA INC COMMON 55262C100 12267747 235635 235635 0 0 MCGRATH RENTCORP COMMON 580589109 2921000 184000 184000 0 0 MCI WORLDCOM INC COM COMMON 55268B106 3096635 68339 68339 0 0 MCKESSON HBOC INC COM COMMON 58155Q103 6418965 305665 305665 0 0 MCN CORP COMMON 55267J100 22626250 905050 905050 0 0 MCNAUGHTON APPAREL GROUP COMMON 582524104 301950 36600 36600 0 0 MCRAE INDS INC COMMON 582757209 49500 8800 8800 0 0 MEAD CORP COMMON 582834107 15156062 433805 433805 0 0 MEADOW VY CORP COMMON 583185103 209390 54036 54036 0 0 MEDFORD BANCORP INC COMMON 584131106 66975 4700 4700 0 0 MEDIA ARTS GROUP INC COMMON 58439C102 1853213 260100 260100 0 0 MEDICAL ASSURN INC COMMON 58449U100 120818 6338 6338 0 0 MEDSTONE INTL INC NEW COMMON 58505C101 692197 109655 109655 0 0 MEMC ELECTR MATLS INC COMMON 552715104 416588 20700 20700 0 0 MENTOR GRAPHICS CORP COMMON 587200106 996876 65908 65908 0 0 MERCHANTS BANCSHARES COMMON 588448100 1174388 65700 65700 0 0 MERCHANTS GROUP INC COMMON 588539106 172550 11600 11600 0 0 MERCURY AIR GROUP INC COMMON 589354109 1202420 163040 163040 0 0 MERCURY GENL CORP NEW COMMON 589400100 324500 11000 11000 0 0 MERITAGE CORP COMMON 59001A102 200000 20000 20000 0 0 MERITOR AUTOMOTIVE INC COMMON 59000G100 724213 45800 45800 0 0 MESA LABS INC COMMON 59064R109 266513 61800 61800 0 0 MESTEK INC COMMON 590829107 1172813 69500 69500 0 0 MET PRO CORP COMMON 590876306 1019263 111700 111700 0 0 METALS USA INC COMMON 591324108 5711976 862185 862185 0 0 METRIKA SYSTEMS CORP COMMON 59159M106 321750 36000 36000 0 0 METROPOLITAN FINL CORP COMMON 59189N108 36375 9700 9700 0 0 METROWEST BK MASS COMMON 592668107 646669 113700 113700 0 0 METSO CORP ADR SPONSO COMMON 592671101 183735 13610 13610 0 0 MGIC INVT CORP WIS COMMON 552848103 4363 100 100 0 0 MICHAEL ANTHONY JEWELERS COMMON 594060105 37800 14400 14400 0 0 MICHAEL FOOD INC NEW COMMON 594079105 4647804 221324 221324 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- LOUISIANA PAC CORP 1 800 0 0 LOWRANCE ELECTRS INC 1 19900 0 0 LTV CORP NEW 1 1000 0 0 LUBYS INC 1 471688 0 12700 LUFKIN INDS INC 1 2400 0 0 LYDALL INC DEL 1 294700 0 6500 M & F WORLDWIDE CORP 1 421200 0 8700 M D C HLDGS INC 1 223500 0 6300 M.A. HANNA CO. 1 184933 624 42559 M/I SCHOTTENSTEIN HOMES 1 186500 0 4100 MAF BANCORP INC 1 217066 0 4500 MAGELLAN HEALTH SVCS INC 1 440800 0 11800 MAIL-WELL INC 1 167500 0 0 MAIN STREET AND MAIN INC 1 155100 0 3900 MAINE PUB SVC CO 1 13300 0 0 MALLINCKRODT INC NEW 1 45015 100 10595 MANCHESTER EQUIP INC 1 10850 0 0 MARINEMAX INC 1 193700 0 2900 MARK IV INDS INC 1 406500 0 2100 MARLTON TECHNOLOGIES INC 1 38900 0 0 MARRIOTT INTL INC NEW 1 250 0 0 MARSH SUPERMARKETS INC 1 44400 0 3300 MARTIN MARIETTA MATLS IN 1 17300 0 0 MASCOTECH INC 1 1051100 0 22300 MATRIX BANCORP INC 1 42700 0 0 MATSUSHITA ELEC CO 1 19342 0 3280 MATTEL INC 1 82800 0 0 MAX & ERMAS RESTAURANTS 1 5200 0 0 MAXWELL SHOE INC 1 197100 0 3900 MAY DEPT STORES CO 1 375 0 0 MBIA INC 1 235635 0 0 MCGRATH RENTCORP 1 177000 0 7000 MCI WORLDCOM INC COM 1 57274 0 11065 MCKESSON HBOC INC COM 1 254505 0 51160 MCN CORP 1 893650 0 11400 MCNAUGHTON APPAREL GROUP 1 36600 0 0 MCRAE INDS INC 1 8800 0 0 MEAD CORP 1 423905 0 9900 MEADOW VY CORP 1 54036 0 0 MEDFORD BANCORP INC 1 4700 0 0 MEDIA ARTS GROUP INC 1 255100 0 5000 MEDICAL ASSURN INC 1 6338 0 0 MEDSTONE INTL INC NEW 1 109655 0 0 MEMC ELECTR MATLS INC 1 20700 0 0 MENTOR GRAPHICS CORP 1 53743 295 11870 MERCHANTS BANCSHARES 1 64000 0 1700 MERCHANTS GROUP INC 1 11000 0 600 MERCURY AIR GROUP INC 1 160015 0 3025 MERCURY GENL CORP NEW 1 11000 0 0 MERITAGE CORP 1 20000 0 0 MERITOR AUTOMOTIVE INC 1 45800 0 0 MESA LABS INC 1 60300 0 1500 MESTEK INC 1 65900 0 3600 MET PRO CORP 1 109500 0 2200 METALS USA INC 1 843285 0 18900 METRIKA SYSTEMS CORP 1 36000 0 0 METROPOLITAN FINL CORP 1 9700 0 0 METROWEST BK MASS 1 109900 0 3800 METSO CORP ADR SPONSO 1 0 0 13610 MGIC INVT CORP WIS 1 100 0 0 MICHAEL ANTHONY JEWELERS 1 14400 0 0 MICHAEL FOOD INC NEW 1 218224 0 3100
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- MID AMER BANCORP COMMON 595915109 167180 6430 6430 0 0 MIDLAND CO COMMON 597486109 1628550 69300 69300 0 0 MIDWAY AIRLS CORP COMMON 598126100 341000 68200 68200 0 0 MIDWEST EXPRESS HLDGS IN COMMON 597911106 1215240 47424 47424 0 0 MIKASA INC COMMON 59862T109 1257681 169100 169100 0 0 MILACRON INC COMMON 598709103 14932706 1034300 1034300 0 0 MILLER BLDG SYS INC COMMON 600404107 352688 62700 62700 0 0 MMI COS INC COMMON 553087107 3585613 363100 363100 0 0 MODINE MFG CO COMMON 607828100 4406121 175368 175368 0 0 MODIS PROFESSIONAL SVCS COMMON 607830106 12685118 1025060 1025060 0 0 MOHAWK INDS INC COMMON 608190104 190188 8500 8500 0 0 MONACO COACH CORP COMMON 60886R103 1053075 55425 55425 0 0 MONARCH DENTAL CORP COMMON 609044102 260188 90500 90500 0 0 MONRO MUFFLER BRAKE INC COMMON 610236101 51122 6150 6150 0 0 MONTANA POWER CO COMMON 612085100 1536000 24000 24000 0 0 MONY GROUP INC COM COMMON 615337102 1428050 44195 44195 0 0 MOOG INC COMMON 615394202 940800 51200 51200 0 0 MOORE MED CORP COMMON 615799103 261050 22700 22700 0 0 MORGAN KEEGAN INC COMMON 617410105 2081368 120659 120659 0 0 MORGAN STANLEY DEAN WITT COMMON 617446448 27928875 337000 337000 0 0 MORRISON KNUDSEN CORP NE COMMON 61844A109 3858600 523200 523200 0 0 MORTONS RESTAURANT GROUP COMMON 619429103 72438 3800 3800 0 0 MOTOR CARGO INDS COMMON 619907108 169738 36700 36700 0 0 MOTOR CLUB AMER COMMON 619823107 91575 11100 11100 0 0 MOVADO GROUP INC COMMON 624580106 233450 23200 23200 0 0 MOVIE GALLERY INC COMMON 624581104 772647 185900 185900 0 0 MOVIE STAR INC COMMON 624591103 58200 58200 58200 0 0 MTS SYS CORP COMMON 553777103 1542736 202326 202326 0 0 MULTI COLOR CORP COMMON 625383104 60375 8400 8400 0 0 MURPHY OIL CORP COMMON 626717102 1786375 31000 31000 0 0 MUSICLAND STORES CORP COMMON 62758B109 1630725 255800 255800 0 0 MYERS INDS INC COMMON 628464109 1030800 85900 85900 0 0 MYR GROUP INC COMMON 554053108 208064 7053 7053 0 0 NACCO INDS INC COMMON 629579103 9477244 197700 197700 0 0 NAPCO SEC SYS INC COMMON 630402105 28547 8700 8700 0 0 NASH FINCH CO COMMON 631158102 1405625 173000 173000 0 0 NATIONAL AUSTRALIA BANK PFD CV 632525309 760375 31600 31600 0 0 NATIONAL CITY BANCORPORA COMMON 635312101 2002450 138100 138100 0 0 NATIONAL CITY CORP COMMON 635405103 18563 900 900 0 0 NATIONAL EQUIP SVCS INC COMMON 635847106 748125 119700 119700 0 0 NATIONAL SEMICONDUCTOR C COMMON 637640103 1300050 21400 21400 0 0 NATIONAL STL CORP COMMON 637844309 2583659 350325 350325 0 0 NATIONAL SVC INDS INC COMMON 637657107 6249244 296700 296700 0 0 NATIONAL TECHNICAL SYS I COMMON 638104109 547369 157800 157800 0 0 NATIONAL WESTMINSTER BK COMMON 638539403 343000 2800 2800 0 0 NATIONAL WESTN LIFE INS COMMON 638522102 3742200 46200 46200 0 0 NATIONWIDE FINL SVCS COMMON 638612101 21785546 744805 744805 0 0 NATURAL ALTERNATIVES INT COMMON 638842302 140372 71300 71300 0 0 NATURES SUNSHINE PRODUCT COMMON 639027101 3114400 389300 389300 0 0 NAUTICA ENTERPRISES INC COMMON 639089101 7825500 666000 666000 0 0 NAVIGANT CONSULTING INC COMMON 63935N107 2681800 243800 243800 0 0 NAVIGATORS GROUP INC COMMON 638904102 637738 62600 62600 0 0 NCH CORP COMMON 628850109 2757628 60858 60858 0 0 NCI BUILDING SYS INC COMMON 628852105 7116769 378300 378300 0 0 NEIMAN MARCUS GROUP INC COMMON 640204301 88825 3230 3230 0 0 NEIMAN MARCUS GROUP INC COMMON 640204202 631344 22700 22700 0 0 NEOMAGIC CORP COMMON 640497103 2552944 513800 513800 0 0 NEW CENTURY FINANCIAL CO COMMON 64352D101 700594 70500 70500 0 0 NEW ENGLAND BUSINESS SVC COMMON 643872104 865950 50200 50200 0 0 NEW HAMPSHIRE THRIFT BAN COMMON 644722100 67688 5700 5700 0 0 NEWELL RUBBERMAID INC COMMON 651229106 4963 200 200 0 0 NEWMARK HOMES CORP COMMON 651578106 23500 4000 4000 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- MID AMER BANCORP 1 6430 0 0 MIDLAND CO 1 68000 0 1300 MIDWAY AIRLS CORP 1 68200 0 0 MIDWEST EXPRESS HLDGS IN 1 43449 0 3975 MIKASA INC 1 160500 0 8600 MILACRON INC 1 1015900 0 18400 MILLER BLDG SYS INC 1 62000 0 700 MMI COS INC 1 354700 0 8400 MODINE MFG CO 1 173068 0 2300 MODIS PROFESSIONAL SVCS 1 895960 0 129100 MOHAWK INDS INC 1 8500 0 0 MONACO COACH CORP 1 45750 0 9675 MONARCH DENTAL CORP 1 90500 0 0 MONRO MUFFLER BRAKE INC 1 6150 0 0 MONTANA POWER CO 1 24000 0 0 MONY GROUP INC COM 1 35235 235 8725 MOOG INC 1 51200 0 0 MOORE MED CORP 1 22700 0 0 MORGAN KEEGAN INC 1 105509 0 15150 MORGAN STANLEY DEAN WITT 1 337000 0 0 MORRISON KNUDSEN CORP NE 1 501100 0 22100 MORTONS RESTAURANT GROUP 1 3800 0 0 MOTOR CARGO INDS 1 36700 0 0 MOTOR CLUB AMER 1 11100 0 0 MOVADO GROUP INC 1 23200 0 0 MOVIE GALLERY INC 1 180400 0 5500 MOVIE STAR INC 1 56700 0 1500 MTS SYS CORP 1 196126 0 6200 MULTI COLOR CORP 1 8400 0 0 MURPHY OIL CORP 1 27000 0 4000 MUSICLAND STORES CORP 1 241900 0 13900 MYERS INDS INC 1 85900 0 0 MYR GROUP INC 1 7053 0 0 NACCO INDS INC 1 194300 0 3400 NAPCO SEC SYS INC 1 8700 0 0 NASH FINCH CO 1 166800 0 6200 NATIONAL AUSTRALIA BANK 1 31600 0 0 NATIONAL CITY BANCORPORA 1 133700 0 4400 NATIONAL CITY CORP 1 900 0 0 NATIONAL EQUIP SVCS INC 1 119700 0 0 NATIONAL SEMICONDUCTOR C 1 21400 0 0 NATIONAL STL CORP 1 206085 560 143680 NATIONAL SVC INDS INC 1 289000 0 7700 NATIONAL TECHNICAL SYS I 1 156700 0 1100 NATIONAL WESTMINSTER BK 1 800 0 2000 NATIONAL WESTN LIFE INS 1 45100 0 1100 NATIONWIDE FINL SVCS 1 692615 200 51990 NATURAL ALTERNATIVES INT 1 71300 0 0 NATURES SUNSHINE PRODUCT 1 382500 0 6800 NAUTICA ENTERPRISES INC 1 651400 0 14600 NAVIGANT CONSULTING INC 1 228300 0 15500 NAVIGATORS GROUP INC 1 62600 0 0 NCH CORP 1 60858 0 0 NCI BUILDING SYS INC 1 370500 0 7800 NEIMAN MARCUS GROUP INC 1 3230 0 0 NEIMAN MARCUS GROUP INC 1 22700 0 0 NEOMAGIC CORP 1 504200 0 9600 NEW CENTURY FINANCIAL CO 1 68300 0 2200 NEW ENGLAND BUSINESS SVC 1 50200 0 0 NEW HAMPSHIRE THRIFT BAN 1 5700 0 0 NEWELL RUBBERMAID INC 1 200 0 0 NEWMARK HOMES CORP 1 4000 0 0
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- NEWPORT NEWS SHIPBLDG COMMON 652228107 847000 28000 28000 0 0 NIAGARA CORP COMMON 653349100 693900 154200 154200 0 0 NIAGARA MOHAWK HLDGS COMMON 653520106 21606970 1600510 1600510 0 0 NIKE INC CL B COMMON 654106103 3085646 77870 77870 0 0 NIKKO SECS LTD JAPAN COMMON 654107200 5662098 37371 37371 0 0 NIPPON TELEG & TEL CO COMMON 654624105 7224042 91668 91668 0 0 NL INDS INC COMMON 629156407 11593400 891800 891800 0 0 NOBILITY HOMES INC COMMON 654892108 19950 3800 3800 0 0 NORFOLK SOUTHERN CORP COMMON 655844108 42038 2950 2950 0 0 NORTEK INC COMMON 656559101 4051088 183100 183100 0 0 NORTH CENT BANCSHARES IN COMMON 658418108 137800 10400 10400 0 0 NORTHEAST BANCORP COMMON 663904100 49500 5500 5500 0 0 NORTHERN TECH INTL CORP COMMON 665809109 198100 28300 28300 0 0 NORTHN STS PWR CO MINN COMMON 665772109 2981 150 150 0 0 NORTHRIM BK ALASKA COMMON 666764105 385523 46730 46730 0 0 NORTHROP GRUMMAN CORP COMMON 666807102 30959967 584840 584840 0 0 NORTHSTAR COMPUTER FORMS COMMON 667031108 179550 13300 13300 0 0 NORTHWEST PIPE CO COMMON 667746101 1807400 129100 129100 0 0 NOVARTIS AG SPONSORED COMMON 66987V109 13302042 194527 194527 0 0 NOVO NORDISK COMMON 670100205 6126203 89272 89272 0 0 NPC INTERNATIONAL INC COMMON 629360306 1271088 166700 166700 0 0 NSTAR COMMON 67019E107 740880 17640 17640 0 0 NU HORIZONS ELECTRS CORP COMMON 669908105 683884 30910 30910 0 0 NU SKIN ENTERPRISES INC COMMON 67018T105 337344 42500 42500 0 0 NUCOR CORP COMMON 670346105 40000 800 800 0 0 NVR INC COMMON 62944T105 3407400 63100 63100 0 0 NYMAGIC INC COMMON 629484106 1909406 139500 139500 0 0 O I CORP COMMON 670841105 184906 48500 48500 0 0 O SULLIVAN INDS HLDGS INC SR PFD C COMMON 67104Q205 53 95 95 0 0 O SULLIVAN INDUSTRIES HO PFD 67104Q205 81256 145100 145100 0 0 O'SULLIVAN IND HLDGS INC Common 688609106 0 20 20 0 0 OCCIDENTAL PETE CORP DEL COMMON 674599105 76360 3680 3680 0 0 OCTEL CORP COMMON 675727101 55692 5712 5712 0 0 OCULAR SCIENCES INC COMMON 675744106 1209973 76900 76900 0 0 OFFICEMAX INC COMMON 67622M108 12473500 1919000 1919000 0 0 OFFSHORE LOGISTICS INC COMMON 676255102 398213 28700 28700 0 0 OGDEN CORP COMMON 676346109 11723347 982059 982059 0 0 OGE ENERGY CORP COMMON 670837103 1375744 71700 71700 0 0 OGLEBAY NORTON CO COMMON 677007106 1874888 86700 86700 0 0 OIL DRI CORP AMER COMMON 677864100 147469 19500 19500 0 0 OLD DOMINION FGHT LINES COMMON 679580100 1676025 140400 140400 0 0 OLIN CORP COMMON 680665205 177500 10000 10000 0 0 OMEGA WORLDWIDE INC COMMON 68210B108 8781 2007 2007 0 0 OMNICARE INC COMMON 681904108 6527019 541100 541100 0 0 OMNICOM GROUP COMMON 681919106 235935 2520 2520 0 0 OMNOVA SOLUTIONS INC COMMON 682129101 2543063 452100 452100 0 0 ONE PRICE CLOTHING STORE COMMON 682411103 659475 195400 195400 0 0 ONEIDA LTD COMMON 682505102 180188 9300 9300 0 0 ONEOK INC NEW COM COMMON 682680103 1604175 64167 64167 0 0 ONTRACK DATA INTL INC COMMON 683372106 92813 9000 9000 0 0 ONYX ACCEP CORP COMMON 682914106 530438 94300 94300 0 0 ORACLE CORP COMMON 68389X105 31225 400 400 0 0 OREGON STL MLS INC COMMON 686079104 362313 93500 93500 0 0 OROAMERICA INC COMMON 687027102 751256 116700 116700 0 0 ORTHALLIANCE INC COMMON 687913103 806400 115200 115200 0 0 OSHKOSH B GOSH INC COMMON 688222207 518400 28800 28800 0 0 OVERSEAS SHIPHOLDING GRO COMMON 690368105 527563 23000 23000 0 0 OWENS CORNING COMMON 69073F103 1085000 56000 56000 0 0 OWENS ILL INC COMMON 690768403 3375 200 200 0 0 OXFORD INDS INC COMMON 691497309 3663063 202100 202100 0 0 P & F INDS INC COMMON 692830508 73500 8400 8400 0 0 P A M TRANSN SVCS INC COMMON 693149106 1445850 142800 142800 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- NEWPORT NEWS SHIPBLDG 1 28000 0 0 NIAGARA CORP 1 151100 0 3100 NIAGARA MOHAWK HLDGS 1 1422160 0 178350 NIKE INC CL B 1 63860 0 14010 NIKKO SECS LTD JAPAN 1 32766 0 4605 NIPPON TELEG & TEL CO 1 78358 0 13310 NL INDS INC 1 866100 0 25700 NOBILITY HOMES INC 1 3800 0 0 NORFOLK SOUTHERN CORP 1 2950 0 0 NORTEK INC 1 177500 0 5600 NORTH CENT BANCSHARES IN 1 9400 0 1000 NORTHEAST BANCORP 1 5500 0 0 NORTHERN TECH INTL CORP 1 26900 0 1400 NORTHN STS PWR CO MINN 1 150 0 0 NORTHRIM BK ALASKA 1 46730 0 0 NORTHROP GRUMMAN CORP 1 554440 0 30400 NORTHSTAR COMPUTER FORMS 1 13300 0 0 NORTHWEST PIPE CO 1 125900 0 3200 NOVARTIS AG SPONSORED 1 178537 0 15990 NOVO NORDISK 1 75372 0 13900 NPC INTERNATIONAL INC 1 157600 0 9100 NSTAR 1 17640 0 0 NU HORIZONS ELECTRS CORP 1 26810 0 4100 NU SKIN ENTERPRISES INC 1 42500 0 0 NUCOR CORP 1 800 0 0 NVR INC 1 58800 0 4300 NYMAGIC INC 1 135300 0 4200 O I CORP 1 48500 0 0 O SULLIVAN INDS HLDGS INC SR PFD C 1 95 0 0 O SULLIVAN INDUSTRIES HO 1 139300 0 5800 O'SULLIVAN IND HLDGS INC 1 20 0 0 OCCIDENTAL PETE CORP DEL 1 3680 0 0 OCTEL CORP 1 5712 0 0 OCULAR SCIENCES INC 1 76900 0 0 OFFICEMAX INC 1 1877800 0 41200 OFFSHORE LOGISTICS INC 1 28700 0 0 OGDEN CORP 1 935424 850 45785 OGE ENERGY CORP 1 71700 0 0 OGLEBAY NORTON CO 1 85100 0 1600 OIL DRI CORP AMER 1 19500 0 0 OLD DOMINION FGHT LINES 1 138900 0 1500 OLIN CORP 1 10000 0 0 OMEGA WORLDWIDE INC 1 2007 0 0 OMNICARE INC 1 506000 0 35100 OMNICOM GROUP 1 0 0 2520 OMNOVA SOLUTIONS INC 1 436800 0 15300 ONE PRICE CLOTHING STORE 1 191400 0 4000 ONEIDA LTD 1 9300 0 0 ONEOK INC NEW COM 1 52582 365 11220 ONTRACK DATA INTL INC 1 9000 0 0 ONYX ACCEP CORP 1 92300 0 2000 ORACLE CORP 1 400 0 0 OREGON STL MLS INC 1 93500 0 0 OROAMERICA INC 1 114300 0 2400 ORTHALLIANCE INC 1 114300 0 900 OSHKOSH B GOSH INC 1 27500 0 1300 OVERSEAS SHIPHOLDING GRO 1 23000 0 0 OWENS CORNING 1 56000 0 0 OWENS ILL INC 1 200 0 0 OXFORD INDS INC 1 198300 0 3800 P & F INDS INC 1 8400 0 0 P A M TRANSN SVCS INC 1 141100 0 1700
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- PACCAR INC COMMON 693718108 502500 10050 10050 0 0 PACIFIC CENTY FINL CO COMMON 694058108 1787400 87995 87995 0 0 PACIFIC CREST CAP INC COMMON 694166109 383573 36101 36101 0 0 PAINE WEBBER INC COMMON 695629105 37089096 842934 842934 0 0 PALM HARBOR HOMES COMMON 696639103 3550088 230900 230900 0 0 PARAVANT INC COMMON 699376109 477300 159100 159100 0 0 PARK OHIO HLDGS CORP COMMON 700666100 2001750 188400 188400 0 0 PARK PL ENTMT CORP COMMON 700690100 601 52 52 0 0 PARKER HANNIFIN CORP COMMON 701094104 4131 100 100 0 0 PARKVALE FINL CORP COMMON 701492100 1878991 119301 119301 0 0 PATRICK INDS INC COMMON 703343103 978619 127300 127300 0 0 PAUL HARRIS STORES INC COMMON 703555201 666572 219900 219900 0 0 PAULA FINL DEL COMMON 703588103 19250 5500 5500 0 0 PC SERVICE SOURCE INC COMMON 693258105 1875 1000 1000 0 0 PECHINEY SPONSORED AD COMMON 705151207 4341820 171113 171113 0 0 PECO ENERGY CO COMMON 693304107 73750 2000 2000 0 0 PEDIATRIX MED GROUP COMMON 705324101 2511400 346400 346400 0 0 PEERLESS MFG CO COMMON 705514107 233800 16700 16700 0 0 PENN ENGR & MFG CORP COMMON 707389300 1416100 57800 57800 0 0 PENN ENGR & MFG CORP COMMON 707389102 457425 21400 21400 0 0 PENN TREATY AMERN CORP COMMON 707874103 2639963 158200 158200 0 0 PENN VIRGINIA CORP COMMON 707882106 2766782 161563 161563 0 0 PENNEY J C INC COMMON 708160106 585926 39390 39390 0 0 PENNFED FINL SVCS INC COMMON 708167101 1018413 72100 72100 0 0 PENTACON INC COMMON 709620108 12044 4700 4700 0 0 PEPSICO INC COMMON 713448108 887918 25460 25460 0 0 PERINI CORP COMMON 713839108 500550 112800 112800 0 0 PERSONNEL GROUP AMER INC COMMON 715338109 3009249 491306 491306 0 0 PETROLEUM DEV CORP COMMON 716578109 687375 169200 169200 0 0 PFF BANCORP INC COMMON 69331W104 1567050 101100 101100 0 0 PG&E CORP COMMON 69331C108 47250 2250 2250 0 0 PHARMACEUTICAL PROD DEV COMMON 717124101 2242525 132400 132400 0 0 PHARMACIA & UPJOHN INC COMMON 716941109 11157440 187520 187520 0 0 PHELPS DODGE CORP COMMON 717265102 584418 12336 12336 0 0 PHILADELPHIA CONS HLDG C COMMON 717528103 1929300 130800 130800 0 0 PHILIP MORRIS COS INC COMMON 718154107 8336771 394640 394640 0 0 PHILLIPS PETE CO COMMON 718507106 13875 300 300 0 0 PHOENIX DUFF & PHELPS CO PFD CV 718924202 1 170 170 0 0 PIER 1 IMPORTS INC COMMON 720279108 8811925 859700 859700 0 0 PIERCING PAGODA INC COMMON 720773100 346413 25900 25900 0 0 PILGRIMS PRIDE CORP COMMON 721467108 3874613 613800 613800 0 0 PILGRIMS PRIDE CORP COMMON 721467207 636188 130500 130500 0 0 PILLOWTEX CORP COMMON 721501104 616400 154100 154100 0 0 PIONEER STD ELECTRS INC COMMON 723877106 8210349 521292 521292 0 0 PITT DESMOINES INC COMMON 724508106 1538500 68000 68000 0 0 PITTSTON CO COMMON 725701106 8324764 489692 489692 0 0 PLAYCORE INC COMMON 72811G102 339113 50239 50239 0 0 PLAZA INVTS LTD Common 72818P105 0 1 1 0 0 PMI GROUP INC COMMON 69344M101 405591 8550 8550 0 0 PNC BANK CORP COMMON 693475105 24223208 537546 537546 0 0 POHANG IRON & STL LTD COMMON 730450103 4656155 169332 169332 0 0 POLARIS INDS INC COMMON 731068102 1554450 51600 51600 0 0 POPE & TALBOT INC COMMON 732827100 3111980 169359 169359 0 0 PORTUGAL TELECOM S A COMMON 737273102 4691741 377223 377223 0 0 POTOMAC ELEC PWR CO COMMON 737679100 9072625 401000 401000 0 0 POWELL INDS INC COMMON 739128106 939400 97600 97600 0 0 PPG INDS INC COMMON 693506107 20638195 394517 394517 0 0 PPL CORP COMMON 69351T106 967313 46200 46200 0 0 PRAXAIR INC COMMON 74005P104 982350 23600 23600 0 0 PRECISION CASTPARTS C COMMON 740189105 16682716 457060 457060 0 0 PREMIUMWEAR INC COMMON 740909106 249300 27700 27700 0 0 PRESIDENTIAL LIFE CORP COMMON 740884101 1078990 78472 78472 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- PACCAR INC 1 10050 0 0 PACIFIC CENTY FINL CO 1 80395 195 7405 PACIFIC CREST CAP INC 1 34801 0 1300 PAINE WEBBER INC 1 802284 100 40550 PALM HARBOR HOMES 1 229000 0 1900 PARAVANT INC 1 152400 0 6700 PARK OHIO HLDGS CORP 1 184800 0 3600 PARK PL ENTMT CORP 1 52 0 0 PARKER HANNIFIN CORP 1 100 0 0 PARKVALE FINL CORP 1 116901 0 2400 PATRICK INDS INC 1 124600 0 2700 PAUL HARRIS STORES INC 1 215700 0 4200 PAULA FINL DEL 1 5500 0 0 PC SERVICE SOURCE INC 1 1000 0 0 PECHINEY SPONSORED AD 1 165703 0 5410 PECO ENERGY CO 1 2000 0 0 PEDIATRIX MED GROUP 1 341300 0 5100 PEERLESS MFG CO 1 16700 0 0 PENN ENGR & MFG CORP 1 57800 0 0 PENN ENGR & MFG CORP 1 21400 0 0 PENN TREATY AMERN CORP 1 154400 0 3800 PENN VIRGINIA CORP 1 145948 565 15050 PENNEY J C INC 1 39390 0 0 PENNFED FINL SVCS INC 1 72100 0 0 PENTACON INC 1 4700 0 0 PEPSICO INC 1 25460 0 0 PERINI CORP 1 110700 0 2100 PERSONNEL GROUP AMER INC 1 480106 0 11200 PETROLEUM DEV CORP 1 166000 0 3200 PFF BANCORP INC 1 98500 0 2600 PG&E CORP 1 2250 0 0 PHARMACEUTICAL PROD DEV 1 132400 0 0 PHARMACIA & UPJOHN INC 1 187520 0 0 PHELPS DODGE CORP 1 12336 0 0 PHILADELPHIA CONS HLDG C 1 126700 0 4100 PHILIP MORRIS COS INC 1 365540 0 29100 PHILLIPS PETE CO 1 300 0 0 PHOENIX DUFF & PHELPS CO 1 170 0 0 PIER 1 IMPORTS INC 1 822500 0 37200 PIERCING PAGODA INC 1 25900 0 0 PILGRIMS PRIDE CORP 1 596400 0 17400 PILGRIMS PRIDE CORP 1 126050 0 4450 PILLOWTEX CORP 1 154100 0 0 PIONEER STD ELECTRS INC 1 506892 0 14400 PITT DESMOINES INC 1 65400 0 2600 PITTSTON CO 1 485426 0 4266 PLAYCORE INC 1 47850 0 2389 PLAZA INVTS LTD 1 1 0 0 PMI GROUP INC 1 8550 0 0 PNC BANK CORP 1 518611 0 18935 POHANG IRON & STL LTD 1 156712 0 12620 POLARIS INDS INC 1 51600 0 0 POPE & TALBOT INC 1 136860 787 31712 PORTUGAL TELECOM S A 1 323062 0 54161 POTOMAC ELEC PWR CO 1 401000 0 0 POWELL INDS INC 1 97600 0 0 PPG INDS INC 1 352227 0 42290 PPL CORP 1 35100 0 11100 PRAXAIR INC 1 18200 0 5400 PRECISION CASTPARTS C 1 440100 235 16725 PREMIUMWEAR INC 1 27700 0 0 PRESIDENTIAL LIFE CORP 1 78472 0 0
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- PRIME HOSPITALITY CORP COMMON 741917108 9038771 1246727 1246727 0 0 PRIME MED SVCS INC NEW COMMON 74156D108 582200 65600 65600 0 0 PRIMESOURCE CORP COMMON 741593107 579797 108500 108500 0 0 PRINTRONIX INC COMMON 742578107 806925 40600 40600 0 0 PRIORITY HEALTHCARE CORP COMMON 74264T201 143244 3114 3114 0 0 PROFESSIONALS GROUP INC COMMON 742954100 2843302 147226 147226 0 0 PROGRAMMERS PARADISE INC COMMON 743205106 8138 1400 1400 0 0 PROGRAMMING & SYS INC COMMON 743209108 10925 2300 2300 0 0 PROMEDCO MGMT CO COMMON 74342L105 1164150 477600 477600 0 0 PROPHET 21 INC COMMON 743459109 92188 5000 5000 0 0 PROVIDENCE & WORCESTER R COMMON 743737108 44988 6100 6100 0 0 PROVIDENT BANKSHARES COR COMMON 743859100 694575 44100 44100 0 0 PROVIDENT FINL GROUP INC COMMON 743866105 173719 5100 5100 0 0 PSC INC COMMON 69361E107 1462938 263000 263000 0 0 PUBLIC STORAGE INC COMMON 74460D109 525000 25000 25000 0 0 PUBLIC SVC CO N MEX COMMON 744499104 18642409 1183644 1183644 0 0 PUBLIC SVC ENTERPRISE GR COMMON 744573106 7406 250 250 0 0 PULASKI FURNITURE CORP COMMON 745553107 741625 34000 34000 0 0 PULTE CORP COMMON 745867101 16593538 794900 794900 0 0 Q E P INC COMMON 74727K102 507150 58800 58800 0 0 QUAKER CHEM CORP COMMON 747316107 3372800 198400 198400 0 0 QUAKER CITY BANCORP INC COMMON 74731K106 229600 16400 16400 0 0 QUAKER FABRIC CORP NEW COMMON 747399103 52263 11300 11300 0 0 QUANEX CORP COMMON 747620102 5789034 321613 321613 0 0 QUANTUM CORP DSS COMMON 747906204 6040375 506000 506000 0 0 QUEST ED CORP COMMON 74835F102 297563 34500 34500 0 0 QUESTAR CORP COMMON 748356102 37125 2000 2000 0 0 QUINTILES TRANSNATIONAL COMMON 748767100 8175753 479165 479165 0 0 QUIPP INC COMMON 748802105 91450 5900 5900 0 0 QUORUM HEALTH GROUP INC COMMON 749084109 5083575 505200 505200 0 0 R & B INC COMMON 749124103 507600 172800 172800 0 0 R G S ENERGY GROUP INC COMMON 74956K104 15244750 717400 717400 0 0 R H PHILLIPS INC COMMON 749573101 116288 44300 44300 0 0 RADIOLOGIX INC COMMON 75040K109 1770494 341300 341300 0 0 RAILAMERICA INC COMMON 750753105 537260 79594 79594 0 0 RAILWORKS CORP COMMON 750789109 1371938 135500 135500 0 0 RAINFOREST CAFE INC COMMON 75086K104 1702145 479900 479900 0 0 RAVEN INDS INC COMMON 754212108 707550 63600 63600 0 0 RAYMOND JAMES FINANCIAL COMMON 754730109 283155 13646 13646 0 0 RAYTEL MED CORP COMMON 755107109 624566 199861 199861 0 0 RAYTHEON CO COMMON 755111408 39050 2200 2200 0 0 RDO EQUIPMENT CO COMMON 749413100 1520875 264500 264500 0 0 RECOTON CORP COMMON 756268108 73238 6200 6200 0 0 REEBOK INTL LTD COMMON 758110100 274725 29700 29700 0 0 REEDS JEWELERS INC COMMON 758341101 50837 15642 15642 0 0 REFAC COMMON 758653109 322000 80500 80500 0 0 REGAL BELOIT CORP COMMON 758750103 5628000 321600 321600 0 0 REGIONS FINL CORP COMMON 758940100 156266 6850 6850 0 0 REHABCARE GROUP INC COMMON 759148109 1915750 77600 77600 0 0 RELIABILITY INC COMMON 759903107 40825 7100 7100 0 0 RELIANCE GROUP HOLDINGS COMMON 759464100 4123368 1178105 1178105 0 0 INC C RELIANCE STEEL & ALUMINU COMMON 759509102 1493196 66735 66735 0 0 RELIANT ENERGY INC COMMON 75952J108 7069 300 300 0 0 RELIASTAR FINL CORP COMMON 75952U103 3388 100 100 0 0 REMEDYTEMP INC COMMON 759549108 2057625 93000 93000 0 0 RENAISSANCE RE HLDGS LTD COMMON G7496G103 16350 400 400 0 0 REPSOL S A (76026T205) COMMON 76026T205 5615844 263500 263500 0 0 REPUBLIC BANCORP INC COMMON 760282103 1041249 111438 111438 0 0 REPUBLIC GROUP INC COMMON 760473108 1572510 146280 146280 0 0 RESORTQUEST INTL INC COMMON 761183102 216788 36900 36900 0 0 RESOURCE BANCSHARES MTG COMMON 761197102 2139925 543473 543473 0 0 REUTERS GROUP PLC ADR COMMON 76132M102 5444336 45607 45607 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- PRIME HOSPITALITY CORP 1 1225427 0 21300 PRIME MED SVCS INC NEW 1 65600 0 0 PRIMESOURCE CORP 1 106400 0 2100 PRINTRONIX INC 1 40600 0 0 PRIORITY HEALTHCARE CORP 1 3114 0 0 PROFESSIONALS GROUP INC 1 145356 0 1870 PROGRAMMERS PARADISE INC 1 1400 0 0 PROGRAMMING & SYS INC 1 2300 0 0 PROMEDCO MGMT CO 1 469400 0 8200 PROPHET 21 INC 1 5000 0 0 PROVIDENCE & WORCESTER R 1 6100 0 0 PROVIDENT BANKSHARES COR 1 44100 0 0 PROVIDENT FINL GROUP INC 1 5100 0 0 PSC INC 1 258400 0 4600 PUBLIC STORAGE INC 1 25000 0 0 PUBLIC SVC CO N MEX 1 1143269 460 39915 PUBLIC SVC ENTERPRISE GR 1 250 0 0 PULASKI FURNITURE CORP 1 32600 0 1400 PULTE CORP 1 776700 0 18200 Q E P INC 1 57700 0 1100 QUAKER CHEM CORP 1 195400 0 3000 QUAKER CITY BANCORP INC 1 16400 0 0 QUAKER FABRIC CORP NEW 1 11300 0 0 QUANEX CORP 1 314013 0 7600 QUANTUM CORP DSS 1 458800 0 47200 QUEST ED CORP 1 34500 0 0 QUESTAR CORP 1 2000 0 0 QUINTILES TRANSNATIONAL 1 435565 0 43600 QUIPP INC 1 5900 0 0 QUORUM HEALTH GROUP INC 1 505200 0 0 R & B INC 1 169500 0 3300 R G S ENERGY GROUP INC 1 703300 0 14100 R H PHILLIPS INC 1 44300 0 0 RADIOLOGIX INC 1 333200 0 8100 RAILAMERICA INC 1 79594 0 0 RAILWORKS CORP 1 135500 0 0 RAINFOREST CAFE INC 1 467600 0 12300 RAVEN INDS INC 1 62000 0 1600 RAYMOND JAMES FINANCIAL 1 13646 0 0 RAYTEL MED CORP 1 195761 0 4100 RAYTHEON CO 1 2200 0 0 RDO EQUIPMENT CO 1 259400 0 5100 RECOTON CORP 1 6200 0 0 REEBOK INTL LTD 1 29700 0 0 REEDS JEWELERS INC 1 15642 0 0 REFAC 1 79300 0 1200 REGAL BELOIT CORP 1 317300 0 4300 REGIONS FINL CORP 1 6850 0 0 REHABCARE GROUP INC 1 77600 0 0 RELIABILITY INC 1 7100 0 0 RELIANCE GROUP HOLDINGS 1 1133905 0 44200 INC C RELIANCE STEEL & ALUMINU 1 66735 0 0 RELIANT ENERGY INC 1 300 0 0 RELIASTAR FINL CORP 1 100 0 0 REMEDYTEMP INC 1 90500 0 2500 RENAISSANCE RE HLDGS LTD 1 400 0 0 REPSOL S A (76026T205) 1 263500 0 0 REPUBLIC BANCORP INC 1 102938 0 8500 REPUBLIC GROUP INC 1 141660 0 4620 RESORTQUEST INTL INC 1 36900 0 0 RESOURCE BANCSHARES MTG 1 532128 0 11345 REUTERS GROUP PLC ADR 1 41655 0 3952
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- REX STORES CORP COMMON 761624105 222394 8700 8700 0 0 REXHALL INDS INC COMMON 761684109 177750 19750 19750 0 0 REYNOLDS METALS CO COMMON 761763101 86938 1300 1300 0 0 RF MONOLITHICS INC COMMON 74955F106 181500 12100 12100 0 0 RICHARDSON ELECTRS LTD COMMON 763165107 2688400 244400 244400 0 0 RICHTON INTL CORP COMMON 765516109 82650 5800 5800 0 0 RIGGS NATL CORP WASH DC COMMON 766570105 772688 63400 63400 0 0 RIGHT MGMT CONSULTANTS I COMMON 766573109 891188 97000 97000 0 0 RIO TINTO LTD ADR SPO COMMON 767204100 3862681 54220 54220 0 0 RIVIERA TOOL CO COMMON 769648106 202728 50682 50682 0 0 RLI CORP COMMON 749607107 2647304 79024 79024 0 0 ROADWAY EXPRESS INC DEL COMMON 769742107 7212341 356165 356165 0 0 ROANOKE ELEC STL CORP COMMON 769841107 2384675 140275 140275 0 0 ROBBINS & MYERS INC COMMON 770196103 68513 2900 2900 0 0 ROBERTSON CECO CORP COMMON 770539203 654494 66700 66700 0 0 ROCK OF AGES CORP COMMON 772632105 6663 1300 1300 0 0 ROCK-TENN CO COMMON 772739207 3284395 336861 336861 0 0 ROCKY MTN CHOCOLATE FACT COMMON 774678403 26875 5000 5000 0 0 ROHM & HAAS CO COMMON 775371107 8925 200 200 0 0 ROLLINS TRUCK LEASING CO COMMON 775741101 4025017 477039 477039 0 0 ROUGE INDS INC DEL COMMON 779088103 186850 29600 29600 0 0 ROWE COS COMMON 779528108 1523578 264970 264970 0 0 ROYAL APPLIANCE MFG CO COMMON 780076105 1316338 266600 266600 0 0 RTI INTL METALS INC COMMON 74973W107 511125 58000 58000 0 0 RURAL / METRO CORP COMMON 781748108 395204 332803 332803 0 0 RUSH ENTERPISES INC COMMON 781846100 828438 120500 120500 0 0 RUSS BERRIE & CO COMMON 782233100 2740831 148153 148153 0 0 RYANS FAMILY STEAK HOUSE COMMON 783519101 8623147 901767 901767 0 0 RYLAND GROUP INC COMMON 783764103 6300000 336000 336000 0 0 S&K FAMOUS BRANDS INC COMMON 783774102 632925 87300 87300 0 0 SABRE HLDGS CORP COMMON 785905100 6496271 177980 177980 0 0 SAFECO CORP COMMON 786429100 3984 150 150 0 0 SANDERSON FARMS INC COMMON 800013104 1685125 207400 207400 0 0 SANTA FE SNYDER CORPO COMMON 80218K105 3699561 389387 389387 0 0 SAP AG ADR SPONS PREF COMMON 803054204 4007760 67077 67077 0 0 SAPPI LTD ADR SPON NE COMMON 803069202 26563262 3346465 3346465 0 0 SARA LEE CORP COMMON 803111103 40457880 2247660 2247660 0 0 SAUCONY INC COMMON 804120103 12675 1300 1300 0 0 SAVOIR TECHNOLOGY GROUP COMMON 80533W107 1705013 239300 239300 0 0 SAXTON INC COMMON 805630100 89894 75700 75700 0 0 SBC COMMUNICATIONS, I COMMON 78387G103 4461213 105903 105903 0 0 SCANSOFT INC COMMON 80603P107 812688 160531 160531 0 0 SCHAWK INC COMMON 806373106 787500 100000 100000 0 0 SCHEID VINEYARDS INC COMMON 806403101 209600 52400 52400 0 0 SCHLOTZSKYS INC COMMON 806832101 745200 124200 124200 0 0 SCHUFF STL CO COMMON 808156103 258125 82600 82600 0 0 SCHULER HOMES INC COMMON 808188106 448350 73200 73200 0 0 SCHULMAN A INC COMMON 808194104 7384079 557289 557289 0 0 SCHULTZ SAV O STORES INC COMMON 808196109 272531 25650 25650 0 0 SCHWEITZER-MAUDUIT INTL COMMON 808541106 4867088 376200 376200 0 0 SCIENTIFIC GAMES HLDGS C COMMON 808747109 3626700 219800 219800 0 0 SCOR ADR (80917Q106) COMMON 80917Q106 297675 6300 6300 0 0 SCORE BRD INC COMMON 809173206 2 63 63 0 0 SCOTTISH PWR PLC COMMON 81013T705 186544 5887 5887 0 0 SCPIE HLDGS INC COMMON 78402P104 1243375 40600 40600 0 0 SEACOR SMIT INC COMMON 811904101 1630125 27000 27000 0 0 SEAGATE TECHNOLOGY COMMON 811804103 23745948 383825 383825 0 0 SEARS ROEBUCK & CO COMMON 812387108 17934000 585600 585600 0 0 SEITEL INC COMMON 816074306 1692275 213200 213200 0 0 SELAS CORP AMER COMMON 816119101 46000 8000 8000 0 0 SELECTIVE INS GROUP I COMMON 816300107 10105429 592259 592259 0 0 SEMPRA ENERGY COM COMMON 816851109 3305815 197357 197357 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- REX STORES CORP 1 8700 0 0 REXHALL INDS INC 1 18490 0 1260 REYNOLDS METALS CO 1 1300 0 0 RF MONOLITHICS INC 1 12100 0 0 RICHARDSON ELECTRS LTD 1 237800 0 6600 RICHTON INTL CORP 1 5800 0 0 RIGGS NATL CORP WASH DC 1 63400 0 0 RIGHT MGMT CONSULTANTS I 1 94800 0 2200 RIO TINTO LTD ADR SPO 1 52585 0 1635 RIVIERA TOOL CO 1 49527 0 1155 RLI CORP 1 73774 0 5250 ROADWAY EXPRESS INC DEL 1 346665 0 9500 ROANOKE ELEC STL CORP 1 136525 0 3750 ROBBINS & MYERS INC 1 2900 0 0 ROBERTSON CECO CORP 1 66700 0 0 ROCK OF AGES CORP 1 1300 0 0 ROCK-TENN CO 1 321561 0 15300 ROCKY MTN CHOCOLATE FACT 1 3900 0 1100 ROHM & HAAS CO 1 200 0 0 ROLLINS TRUCK LEASING CO 1 461039 0 16000 ROUGE INDS INC DEL 1 29600 0 0 ROWE COS 1 259370 0 5600 ROYAL APPLIANCE MFG CO 1 259600 0 7000 RTI INTL METALS INC 1 58000 0 0 RURAL / METRO CORP 1 325603 0 7200 RUSH ENTERPISES INC 1 117900 0 2600 RUSS BERRIE & CO 1 148153 0 0 RYANS FAMILY STEAK HOUSE 1 879767 0 22000 RYLAND GROUP INC 1 328600 0 7400 S&K FAMOUS BRANDS INC 1 85100 0 2200 SABRE HLDGS CORP 1 168444 0 9536 SAFECO CORP 1 150 0 0 SANDERSON FARMS INC 1 202000 0 5400 SANTA FE SNYDER CORPO 1 326387 1405 61595 SAP AG ADR SPONS PREF 1 55797 0 11280 SAPPI LTD ADR SPON NE 1 3114950 0 231515 SARA LEE CORP 1 2058115 0 189545 SAUCONY INC 1 1300 0 0 SAVOIR TECHNOLOGY GROUP 1 234400 0 4900 SAXTON INC 1 75700 0 0 SBC COMMUNICATIONS, I 1 79504 0 26399 SCANSOFT INC 1 160531 0 0 SCHAWK INC 1 96800 0 3200 SCHEID VINEYARDS INC 1 52400 0 0 SCHLOTZSKYS INC 1 121400 0 2800 SCHUFF STL CO 1 80300 0 2300 SCHULER HOMES INC 1 73200 0 0 SCHULMAN A INC 1 541489 0 15800 SCHULTZ SAV O STORES INC 1 25650 0 0 SCHWEITZER-MAUDUIT INTL 1 368700 0 7500 SCIENTIFIC GAMES HLDGS C 1 214200 0 5600 SCOR ADR (80917Q106) 1 1800 0 4500 SCORE BRD INC 1 63 0 0 SCOTTISH PWR PLC 1 5887 0 0 SCPIE HLDGS INC 1 39500 0 1100 SEACOR SMIT INC 1 27000 0 0 SEAGATE TECHNOLOGY 1 362265 100 21460 SEARS ROEBUCK & CO 1 585600 0 0 SEITEL INC 1 203900 0 9300 SELAS CORP AMER 1 8000 0 0 SELECTIVE INS GROUP I 1 568394 590 23275 SEMPRA ENERGY COM 1 163432 0 33925
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- SENIOR HSG PPTYS TR S COMMON 81721M109 1342893 131012 131012 0 0 SEROLOGICALS CORP COMMON 817523103 233813 43000 43000 0 0 SERVICE CORP INTL COM COMMON 817565104 3896265 1298755 1298755 0 0 SHARP CORP ADR COMMON 819882200 6520032 30466 30466 0 0 SHERWIN WILLIAMS CO COMMON 824348106 4425 200 200 0 0 SHILOH INDS INC COMMON 824543102 997825 95600 95600 0 0 SHOE CARNIVAL INC COMMON 824889109 553150 59800 59800 0 0 SHOE PAVILION INC COMMON 824894109 178800 89400 89400 0 0 SHOPKO STORES INC COMMON 824911101 8953100 504400 504400 0 0 SIERRA HEALTH SVCS INC COMMON 826322109 2978453 603231 603231 0 0 SIFCO INDS INC COMMON 826546103 504075 85800 85800 0 0 SIGMATRON INTL INC COMMON 82661L101 10500 2000 2000 0 0 SIGNATURE EYEWEAR INC COMMON 826918104 104975 44200 44200 0 0 SILGAN HOLDINGS INC COMMON 827048109 4774825 393800 393800 0 0 SILICON VY GROUP INC COMMON 827066101 3187625 115913 115913 0 0 SILVERLEAF RESORTS INC COMMON 828395103 821200 205300 205300 0 0 SIMIONE CENTRAL HOLDINGS COMMON 828654301 45872 11838 11838 0 0 SIMPSON INDS INC COMMON 829060102 5337145 543912 543912 0 0 SIZZLER INTL INC COMMON 830139101 1422300 517200 517200 0 0 SK TELECOM LTD ADR SP COMMON 78440P108 1807143 46337 46337 0 0 SKYLINE CORP COMMON 830830105 4098938 189000 189000 0 0 SKYWEST INC COMMON 830879102 78250 2000 2000 0 0 SLI INC COMMON 78442T108 919700 54100 54100 0 0 SM&A CORP COMMON 784432106 535563 104500 104500 0 0 SMEDVIG ASA ADR COMMON 83169H105 5407623 354616 354616 0 0 SMITH & NEPHEW ASSOC COMMON G82343107 1261909 438163 438163 0 0 SMITH & NEPHEW P L C COMMON 83175M106 3482901 117565 117565 0 0 SMITH A O COMMON 831865209 3525228 195846 195846 0 0 SMITHFIELD COS INC COMMON 832245104 25650 3800 3800 0 0 SMITHFIELD FOODS INC COMMON 832248108 46000 2300 2300 0 0 SMITHWAY MTR XPRESS CORP COMMON 832653109 374150 106900 106900 0 0 SMURFIT-STONE CONTAINER COMMON 832727101 880750 52000 52000 0 0 SOCIETE GENERALE FRAN COMMON 83364L109 643663 16140 16140 0 0 SOFTWARE SPECTRUM INC COMMON 833960107 875044 41300 41300 0 0 SOLA INTL INC COMMON 834092108 1810550 295600 295600 0 0 SOLUTIA INC COMMON 834376105 561750 42000 42000 0 0 SONY CORP COMMON 835699307 6440273 22990 22990 0 0 SOS STAFFING SVCS INC COMMON 78462X104 1064113 239800 239800 0 0 SOUTHERN CO COMMON 842587107 17400 800 800 0 0 SOUTHERN ENERGY HOMES IN COMMON 842814105 377125 301700 301700 0 0 SOUTHTRUST CORP COMMON 844730101 5088 200 200 0 0 SOUTHWEST AIRLS CO COMMON 844741108 12488 600 600 0 0 SOUTHWEST BANCORP INC OK COMMON 844767103 378463 22100 22100 0 0 SPECIAL METALS CORP COMMON 84741Y103 124584 41100 41100 0 0 SPECIALTY CATALOG CORP COMMON 84748Q103 179719 63900 63900 0 0 SPECIALTY EQUIP COS INC COMMON 847497203 3670675 176900 176900 0 0 SPEIZMAN INDS INC COMMON 847805108 44988 11800 11800 0 0 SPLASH TECHNOLOGY HLDGS COMMON 848623104 783750 62700 62700 0 0 SPORT CHALET INC COMMON 849163100 35156 7500 7500 0 0 SPORT SUPPLY GROUP INC COMMON 848915104 159000 26500 26500 0 0 SPORT-HALEY INC COMMON 848925103 240500 48100 48100 0 0 SPRINGS INDS INC COMMON 851783100 2420600 63700 63700 0 0 SPRINT CORP COMMON 852061100 63250 1000 1000 0 0 SPRINT CORP COMMON 852061506 32750 500 500 0 0 SPS TECHNOLOGIES INC COMMON 784626103 4861700 159400 159400 0 0 ST FRANCIS CAP CORP COMMON 789374105 324800 23200 23200 0 0 ST JOSEPH LT & PWR CO COMMON 790654107 24300 1200 1200 0 0 ST PAUL COS INC COMMON 792860108 940144 27550 27550 0 0 STAFF LEASING INC COMMON 852381102 2349994 404300 404300 0 0 STANDARD COML CORP COMMON 853258101 979300 279800 279800 0 0 STANDARD MANAGEMENT CORP COMMON 853612109 654438 141500 141500 0 0 STANDARD MTR PRODS INC COMMON 853666105 2024488 136100 136100 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- SENIOR HSG PPTYS TR S 1 110057 595 20360 SEROLOGICALS CORP 1 43000 0 0 SERVICE CORP INTL COM 1 1286255 0 12500 SHARP CORP ADR 1 24773 0 5693 SHERWIN WILLIAMS CO 1 200 0 0 SHILOH INDS INC 1 91300 0 4300 SHOE CARNIVAL INC 1 59800 0 0 SHOE PAVILION INC 1 89400 0 0 SHOPKO STORES INC 1 491600 0 12800 SIERRA HEALTH SVCS INC 1 592931 0 10300 SIFCO INDS INC 1 83600 0 2200 SIGMATRON INTL INC 1 2000 0 0 SIGNATURE EYEWEAR INC 1 42500 0 1700 SILGAN HOLDINGS INC 1 385000 0 8800 SILICON VY GROUP INC 1 99823 375 15715 SILVERLEAF RESORTS INC 1 199900 0 5400 SIMIONE CENTRAL HOLDINGS 1 11225 0 613 SIMPSON INDS INC 1 509028 640 34244 SIZZLER INTL INC 1 505100 0 12100 SK TELECOM LTD ADR SP 1 26702 0 19635 SKYLINE CORP 1 184600 0 4400 SKYWEST INC 1 2000 0 0 SLI INC 1 54100 0 0 SM&A CORP 1 103200 0 1300 SMEDVIG ASA ADR 1 316667 0 37949 SMITH & NEPHEW ASSOC 1 432078 0 6085 SMITH & NEPHEW P L C 1 112390 0 5175 SMITH A O 1 189146 0 6700 SMITHFIELD COS INC 1 3800 0 0 SMITHFIELD FOODS INC 1 2300 0 0 SMITHWAY MTR XPRESS CORP 1 104600 0 2300 SMURFIT-STONE CONTAINER 1 48300 0 3700 SOCIETE GENERALE FRAN 1 0 0 16140 SOFTWARE SPECTRUM INC 1 41300 0 0 SOLA INTL INC 1 290900 0 4700 SOLUTIA INC 1 42000 0 0 SONY CORP 1 18730 0 4260 SOS STAFFING SVCS INC 1 234200 0 5600 SOUTHERN CO 1 800 0 0 SOUTHERN ENERGY HOMES IN 1 293600 0 8100 SOUTHTRUST CORP 1 200 0 0 SOUTHWEST AIRLS CO 1 600 0 0 SOUTHWEST BANCORP INC OK 1 20600 0 1500 SPECIAL METALS CORP 1 41100 0 0 SPECIALTY CATALOG CORP 1 61600 0 2300 SPECIALTY EQUIP COS INC 1 172200 0 4700 SPEIZMAN INDS INC 1 11800 0 0 SPLASH TECHNOLOGY HLDGS 1 62700 0 0 SPORT CHALET INC 1 7500 0 0 SPORT SUPPLY GROUP INC 1 26500 0 0 SPORT-HALEY INC 1 48100 0 0 SPRINGS INDS INC 1 63700 0 0 SPRINT CORP 1 1000 0 0 SPRINT CORP 1 500 0 0 SPS TECHNOLOGIES INC 1 155800 0 3600 ST FRANCIS CAP CORP 1 20600 0 2600 ST JOSEPH LT & PWR CO 1 1200 0 0 ST PAUL COS INC 1 27550 0 0 STAFF LEASING INC 1 397100 0 7200 STANDARD COML CORP 1 274400 0 5400 STANDARD MANAGEMENT CORP 1 138400 0 3100 STANDARD MTR PRODS INC 1 131800 0 4300
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- STANDARD PAC CORP NEW COMMON 85375C101 6490230 649023 649023 0 0 STANDARD REGISTER CO COMMON 853887107 6580232 511086 511086 0 0 STANDEX INTL CORP COMMON 854231107 3879650 250300 250300 0 0 STANLEY FURNITURE INC COMMON 854305208 899000 46400 46400 0 0 STAR BUFFET INC COMMON 855086104 47494 14900 14900 0 0 STARRETT L S CO COMMON 855668109 3515600 149600 149600 0 0 STATE AUTO FINL CORP COMMON 855707105 2777616 347202 347202 0 0 STEEL TECHNOLOGIES INC COMMON 858147101 2075656 261500 261500 0 0 STEELCASE INC CL A COMMON 858155203 4128780 344065 344065 0 0 STEIN MART INC COMMON 858375108 1430550 173400 173400 0 0 STEINWAY MUSICAL INSTRS COMMON 858495104 1881 100 100 0 0 STEPAN CO COMMON 858586100 4012188 185000 185000 0 0 STEPHAN CO COMMON 858603103 12025 2600 2600 0 0 STERILE RECOVERIES INC COMMON 859151102 396338 81300 81300 0 0 STERIS CORP COMMON 859152100 2136089 208395 208395 0 0 STERLING BANCORP COMMON 859158107 996450 66430 66430 0 0 STERLING FINL CORP WASH COMMON 859319105 1635000 163500 163500 0 0 STERLING SOFTWARE INC COMMON 859547101 2576770 78680 78680 0 0 STERLING SOFTWRE 2B TNDR Common 859547978 1063125 30375 30375 0 0 STEWART ENTERPRISES INC COMMON 860370105 9576775 1939600 1939600 0 0 STEWART INFORMATION SVCS COMMON 860372101 5281375 334000 334000 0 0 STIFEL FINL CORP COMMON 860630102 731892 68083 68083 0 0 STMICROELECTRONICS N COMMON 861012102 16755843 89513 89513 0 0 STONERIDGE INC COM COMMON 86183P102 1117576 93173 93173 0 0 STORAGE TECHNOLOGY CO COMMON 862111200 13574625 851740 851740 0 0 STRATTEC SEC CORP COMMON 863111100 1395625 40600 40600 0 0 STRUCTURAL DYNAMICS RESH COMMON 863555108 1638900 121400 121400 0 0 STUDENT LN CORP COMMON 863902102 2573413 62862 62862 0 0 STURM RUGER & CO INC COMMON 864159108 3183250 363800 363800 0 0 SUBURBAN LODGES AMER INC COMMON 864444104 1891519 305700 305700 0 0 SUMMA INDS COMMON 86562T105 696350 73300 73300 0 0 SUMMIT BANCORP COMMON 866005101 5250 200 200 0 0 SUMMIT BK CORP GA COMMON 866013105 124800 10400 10400 0 0 SUNOCO INC COMMON 86764P109 515745 18840 18840 0 0 SUNRISE INTL LEASING COR COMMON 86769K105 627069 130300 130300 0 0 SUNTRUST BANKS INC COMMON 867914103 410026 7100 7100 0 0 SUPERIOR TELECOM INC COMMON 868365107 4821263 374467 374467 0 0 SUPERIOR UNIFORM GROUP I COMMON 868358102 541650 55200 55200 0 0 SUPREMA SPECIALTIES INC COMMON 86859F107 573394 57700 57700 0 0 SUPREME INDS INC COMMON 868607102 1145862 241234 241234 0 0 SWISSCOM ADR SPONSORE COMMON 871013108 4179950 109455 109455 0 0 SYBRON CHEMS INC COMMON 870903101 1267013 89700 89700 0 0 SYLVAN INC COMMON 871371100 745550 96200 96200 0 0 SYMANTEC CORP COMMON 871503108 27302193 363423 363423 0 0 SYMS CORP COMMON 871551107 508400 127100 127100 0 0 SYNOPSYS INC COMMON 871607107 9755929 200120 200120 0 0 SYSTEMAX INC COMMON 871851101 6472363 709300 709300 0 0 TANDY BRANDS ACCESSORIES COMMON 875378101 959000 109600 109600 0 0 TARRANT APPAREL GROUP COMMON 876289109 1206000 160800 160800 0 0 TB WOODS CORP COMMON 872226105 798300 88700 88700 0 0 TBC CORP COMMON 872180104 2818800 556800 556800 0 0 TECH DATA CORP COMMON 878237106 575313 17500 17500 0 0 TECH OPS SEVCON INC COMMON 878293109 304150 30800 30800 0 0 TECUMSEH PRODS CO COMMON 878895200 5258000 119500 119500 0 0 TEEKAY SHIPPING MARSHALL COMMON Y8564W103 603619 21900 21900 0 0 TELE CENTRO SUL PARTI COMMON 879239101 4914002 60672 60672 0 0 TELECOM CO NZD(879278208 COMMON 879278208 465931 12700 12700 0 0 TELECOMUNICACOE COMMON 87929A102 1854761 62476 62476 0 0 TELEGLOBE INC COMMON 87941V100 11383790 413956 413956 0 0 TELEPHONE & DATA SYS INC COMMON 879433100 777000 7000 7000 0 0 TEMPLE INLAND INC COMMON 879868107 378575 7600 7600 0 0 TENET HEALTHCARE CORP COMMON 88033G100 9460425 406900 406900 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- STANDARD PAC CORP NEW 1 636523 0 12500 STANDARD REGISTER CO 1 499286 0 11800 STANDEX INTL CORP 1 244300 0 6000 STANLEY FURNITURE INC 1 43400 0 3000 STAR BUFFET INC 1 14900 0 0 STARRETT L S CO 1 146200 0 3400 STATE AUTO FINL CORP 1 339702 0 7500 STEEL TECHNOLOGIES INC 1 257400 0 4100 STEELCASE INC CL A 1 288060 200 55805 STEIN MART INC 1 173400 0 0 STEINWAY MUSICAL INSTRS 1 100 0 0 STEPAN CO 1 181100 0 3900 STEPHAN CO 1 2600 0 0 STERILE RECOVERIES INC 1 79400 0 1900 STERIS CORP 1 188255 200 19940 STERLING BANCORP 1 66430 0 0 STERLING FINL CORP WASH 1 159600 0 3900 STERLING SOFTWARE INC 1 58110 0 20570 STERLING SOFTWRE 2B TNDR 1 30375 0 0 STEWART ENTERPRISES INC 1 1892500 0 47100 STEWART INFORMATION SVCS 1 328600 0 5400 STIFEL FINL CORP 1 64828 0 3255 STMICROELECTRONICS N 1 84508 0 5005 STONERIDGE INC COM 1 73568 490 19115 STORAGE TECHNOLOGY CO 1 826865 0 24875 STRATTEC SEC CORP 1 38300 0 2300 STRUCTURAL DYNAMICS RESH 1 121400 0 0 STUDENT LN CORP 1 57262 0 5600 STURM RUGER & CO INC 1 352500 0 11300 SUBURBAN LODGES AMER INC 1 298200 0 7500 SUMMA INDS 1 71500 0 1800 SUMMIT BANCORP 1 200 0 0 SUMMIT BK CORP GA 1 10400 0 0 SUNOCO INC 1 18840 0 0 SUNRISE INTL LEASING COR 1 127400 0 2900 SUNTRUST BANKS INC 1 7100 0 0 SUPERIOR TELECOM INC 1 365918 0 8549 SUPERIOR UNIFORM GROUP I 1 51400 0 3800 SUPREMA SPECIALTIES INC 1 55600 0 2100 SUPREME INDS INC 1 236314 0 4920 SWISSCOM ADR SPONSORE 1 95365 0 14090 SYBRON CHEMS INC 1 87100 0 2600 SYLVAN INC 1 93400 0 2800 SYMANTEC CORP 1 316088 225 47110 SYMS CORP 1 127100 0 0 SYNOPSYS INC 1 177445 0 22675 SYSTEMAX INC 1 694200 0 15100 TANDY BRANDS ACCESSORIES 1 107400 0 2200 TARRANT APPAREL GROUP 1 154200 0 6600 TB WOODS CORP 1 87000 0 1700 TBC CORP 1 545900 0 10900 TECH DATA CORP 1 17500 0 0 TECH OPS SEVCON INC 1 30800 0 0 TECUMSEH PRODS CO 1 113800 0 5700 TEEKAY SHIPPING MARSHALL 1 21900 0 0 TELE CENTRO SUL PARTI 1 55137 0 5535 TELECOM CO NZD(879278208 1 7400 0 5300 TELECOMUNICACOE 1 26371 0 36105 TELEGLOBE INC 1 378491 0 35465 TELEPHONE & DATA SYS INC 1 7000 0 0 TEMPLE INLAND INC 1 7600 0 0 TENET HEALTHCARE CORP 1 384200 0 22700
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- TENNANT CO COMMON 880345103 300700 9700 9700 0 0 TERADYNE INC COMMON 880770102 246000 3000 3000 0 0 TEREX CORP NEW COMMON 880779103 1983750 138000 138000 0 0 TESCO PLC-ADR COMMON 881575302 695104 69580 69580 0 0 TESORO PETROLEUM COMMON 881609101 3578015 311129 311129 0 0 TEXACO INC COMMON 881694103 38463440 715598 715598 0 0 TEXAS INDS INC COMMON 882491103 12861350 406683 406683 0 0 TEXAS UTILS CO COMMON 882848104 9540078 321350 321350 0 0 TF FINL CORP COMMON 872391107 206213 14100 14100 0 0 TFC ENTERPRISES INC COMMON 872388103 418009 137900 137900 0 0 THERMOQUEST CORP COMMON 883655102 422100 25200 25200 0 0 THERMWOOD CORP COMMON 883672305 15750 2400 2400 0 0 THOMAS GROUP INC COMMON 884402108 855000 76000 76000 0 0 THOMAS INDS INC COMMON 884425109 423750 22600 22600 0 0 THOR INDS INC COMMON 885160101 1679994 69100 69100 0 0 TIDEWATER INC COMMON 886423102 18548278 583050 583050 0 0 TIMBERLAND CO COMMON 887100105 346800 6800 6800 0 0 TJX COS INC NEW COMMON 872540109 480359 21650 21650 0 0 TNP ENTERPRISES INC COMMON 872594106 648425 14800 14800 0 0 TODDLERWATCH.COM RST Common 889043923 0 10000 10000 0 0 TODHUNTER INTL INC DEL COMMON 889050100 339750 45300 45300 0 0 TOLL BROTHERS INC COMMON 889478103 17467100 873355 873355 0 0 TORCHMARK CORP COMMON 891027104 766594 33150 33150 0 0 TORO CO COMMON 891092108 1814558 60611 60611 0 0 TOSCO CORP COMMON 891490302 14690813 479700 479700 0 0 TOSHIBA CORP COM COMMON 891493108 1019357 100035 100035 0 0 TOTAL RENAL CARE HLDGS I COMMON 89151A107 3140938 1005100 1005100 0 0 TOWER AIR CORP COMMON 891697104 33900 22600 22600 0 0 TOWER AUTOMOTIVE INC COMMON 891707101 2302325 140600 140600 0 0 TOYS R US INC COMMON 892335100 587019 39630 39630 0 0 TRACTOR SUPPLY CO COMMON 892356106 2470250 120500 120500 0 0 TRAMMELL CROW CO COMMON 89288R106 6092119 550700 550700 0 0 TRANS LUX CORP COMMON 893247106 68175 10100 10100 0 0 TRANSOCEAN SEDCO FOREX I COMMON G90078109 14376223 280170 280170 0 0 TRANSPORT CORP OF AMER I COMMON 89385P102 761963 156300 156300 0 0 TRANSPORTATION COMPONENT COMMON 893878108 153000 68000 68000 0 0 TRANSPRO INC COMMON 893885103 165000 33000 33000 0 0 TRANSTECHNOLOGY CORP DEL COMMON 893889105 1817900 148400 148400 0 0 TRAVIS BOATS & MTRS INC COMMON 894363100 940750 71000 71000 0 0 TRENWICK GROUP INC COMMON 895290104 5384648 381214 381214 0 0 TRIARC COS INC COMMON 895927101 1212000 60600 60600 0 0 TRIDENT MICROSYSTEMS COMMON 895919108 841354 80129 80129 0 0 TRIGON HEALTHCARE INC COMMON 89618L100 2935770 82119 82119 0 0 TRINITY INDS INC COMMON 896522109 7272063 307000 307000 0 0 TRIUMPH GROUP INC NEW COMMON 896818101 8513238 292300 292300 0 0 TRO LEARNING INC COMMON 87263R109 188400 15700 15700 0 0 TRW INC COMMON 872649108 23400 400 400 0 0 TUBOS DE ACERO DE MEX COMMON 898592506 9582229 585155 585155 0 0 TUSCARORA INC COMMON 900902107 561250 44900 44900 0 0 TWIN DISC INC COMMON 901476101 22263 1300 1300 0 0 TWINLAB CORP COMMON 901774109 103313 14500 14500 0 0 TYCO INTL LTD NEW COMMON 902124106 91428 1824 1824 0 0 TYSON FOODS INC COMMON 902494103 2781 250 250 0 0 U S CAN CORP COMMON 90328W105 4101816 211026 211026 0 0 U S HOME CORP NEW COMMON 911920106 12564966 330657 330657 0 0 U S INDS INC NEW COMMON 912080108 173681 15700 15700 0 0 U S VISION INC COMMON 90339M104 119463 50300 50300 0 0 U S WEST INC NEW COM COMMON 91273H101 51622820 710813 710813 0 0 U S XPRESS ENTERPRISES I COMMON 90338N103 2960119 335900 335900 0 0 UCAR INTL INC COMMON 90262K109 5304013 402200 402200 0 0 UFP TECHNOLOGIES INC COMMON 902673102 22825 8300 8300 0 0 UNICAPITAL CORP NEW COMMON 90459D108 64125 27000 27000 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- TENNANT CO 1 9700 0 0 TERADYNE INC 1 3000 0 0 TEREX CORP NEW 1 135900 0 2100 TESCO PLC-ADR 1 0 0 69580 TESORO PETROLEUM 1 287274 655 23200 TEXACO INC 1 669598 100 45900 TEXAS INDS INC 1 396983 0 9700 TEXAS UTILS CO 1 321350 0 0 TF FINL CORP 1 13100 0 1000 TFC ENTERPRISES INC 1 135700 0 2200 THERMOQUEST CORP 1 25200 0 0 THERMWOOD CORP 1 2400 0 0 THOMAS GROUP INC 1 74400 0 1600 THOMAS INDS INC 1 22600 0 0 THOR INDS INC 1 69100 0 0 TIDEWATER INC 1 527950 0 55100 TIMBERLAND CO 1 6800 0 0 TJX COS INC NEW 1 21650 0 0 TNP ENTERPRISES INC 1 14800 0 0 TODDLERWATCH.COM RST 1 10000 0 0 TODHUNTER INTL INC DEL 1 43000 0 2300 TOLL BROTHERS INC 1 856255 0 17100 TORCHMARK CORP 1 33150 0 0 TORO CO 1 50611 310 9690 TOSCO CORP 1 432800 0 46900 TOSHIBA CORP COM 1 95035 0 5000 TOTAL RENAL CARE HLDGS I 1 970900 0 34200 TOWER AIR CORP 1 22600 0 0 TOWER AUTOMOTIVE INC 1 140600 0 0 TOYS R US INC 1 37830 0 1800 TRACTOR SUPPLY CO 1 117600 0 2900 TRAMMELL CROW CO 1 535700 0 15000 TRANS LUX CORP 1 10100 0 0 TRANSOCEAN SEDCO FOREX I 1 252570 0 27600 TRANSPORT CORP OF AMER I 1 154100 0 2200 TRANSPORTATION COMPONENT 1 68000 0 0 TRANSPRO INC 1 33000 0 0 TRANSTECHNOLOGY CORP DEL 1 146100 0 2300 TRAVIS BOATS & MTRS INC 1 69300 0 1700 TRENWICK GROUP INC 1 372002 0 9212 TRIARC COS INC 1 50575 375 9650 TRIDENT MICROSYSTEMS 1 59482 452 20195 TRIGON HEALTHCARE INC 1 72244 320 9555 TRINITY INDS INC 1 284400 0 22600 TRIUMPH GROUP INC NEW 1 286500 0 5800 TRO LEARNING INC 1 15700 0 0 TRW INC 1 400 0 0 TUBOS DE ACERO DE MEX 1 543505 0 41650 TUSCARORA INC 1 41200 0 3700 TWIN DISC INC 1 1300 0 0 TWINLAB CORP 1 14500 0 0 TYCO INTL LTD NEW 1 1824 0 0 TYSON FOODS INC 1 250 0 0 U S CAN CORP 1 193826 390 16810 U S HOME CORP NEW 1 325257 0 5400 U S INDS INC NEW 1 15700 0 0 U S VISION INC 1 50300 0 0 U S WEST INC NEW COM 1 662028 0 48785 U S XPRESS ENTERPRISES I 1 330100 0 5800 UCAR INTL INC 1 402200 0 0 UFP TECHNOLOGIES INC 1 7300 0 1000 UNICAPITAL CORP NEW 1 27000 0 0
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- UNICO AMERN CORP COMMON 904607108 683050 143800 143800 0 0 UNICOM CORP COMMON 904911104 15776660 432235 432235 0 0 UNIFI INC COMMON 904677101 213606 23900 23900 0 0 UNIFIRST CORP MASS COMMON 904708104 3845250 341800 341800 0 0 UNILEVER ADR(904784709) COMMON 904784709 1514013 31460 31460 0 0 UNION ACCEP CORP COMMON 904832102 376125 88500 88500 0 0 UNION CARBIDE CORP COMMON 905581104 8747 150 150 0 0 UNION PAC CORP COMMON 907818108 4931459 126043 126043 0 0 UNION PAC RES GROUP INC COMMON 907834105 29000 2000 2000 0 0 UNION PACIFIC PFD CV 907824205 485513 12100 12100 0 0 UNION PLANTERS CORP COMMON 908068109 4622 150 150 0 0 UNITED ASSETS MGMT CO COMMON 909420101 1979085 114315 114315 0 0 UNITED AUTO GROUP INC COMMON 909440109 443269 50300 50300 0 0 UNITED DOMINION RLTY COMMON 910197102 161553 16055 16055 0 0 UNITED HEALTHCARE CORP COMMON 910581107 35775 600 600 0 0 UNITED INDL CORP COMMON 910671106 113000 11300 11300 0 0 UNITED RETAIL GROUP INC COMMON 911380103 1323350 139300 139300 0 0 UNITED STATES LIME & MIN COMMON 911922102 9600 1200 1200 0 0 UNIVERSAL CORP VA COMMON 913456109 10661238 707800 707800 0 0 UNIVERSAL FST PRODS INC COMMON 913543104 2654438 214500 214500 0 0 UNIVERSAL STAINLESS & AL COMMON 913837100 65975 9100 9100 0 0 UNOCAL CORP COMMON 915289102 14300825 480700 480700 0 0 UNUMPROVIDENT CORP COMMON 91529Y106 4387 259 259 0 0 URS CORP NEW COMMON 903236107 1147125 87400 87400 0 0 US BANCORP COMMON 902973106 11074437 506260 506260 0 0 US ONCOLOGY INC COMMON 90338W103 754650 167700 167700 0 0 USA TRUCK INC COMMON 902925106 1494950 206200 206200 0 0 USANA INC COMMON 90328M107 212266 47500 47500 0 0 USBANCORP INC PA COMMON 917292104 2957625 262900 262900 0 0 USEC INC COMMON 90333E108 5838225 1229100 1229100 0 0 USFREIGHTWAYS CORP CO COMMON 916906100 10361953 276780 276780 0 0 UST INC COMMON 902911106 3125 200 200 0 0 USX MARATHON GROUP COMMON 902905827 37365180 1433675 1433675 0 0 USX-U S STL COMMON 90337T101 15912500 636500 636500 0 0 UTAH MED PRODS INC COMMON 917488108 1172250 156300 156300 0 0 V F CORP COMMON 918204108 3609 150 150 0 0 VALERO ENERGY CORP NEW COMMON 91913Y100 1423900 46400 46400 0 0 VALUE CITY DEPT STORES I COMMON 920387107 235875 17000 17000 0 0 VARCO INTL INC COMMON 922126107 258813 20500 20500 0 0 VDI MULTIMEDIA COMMON 917916108 713925 50100 50100 0 0 VESTCOM INTL INC COMMON 924904105 56006 10300 10300 0 0 VIACOM INC COMMON 925524308 9512395 180328 180328 0 0 VICON INDS INC COMMON 925811101 59075 13900 13900 0 0 VIDEO DISPLAY CORP COMMON 926555103 17063 2600 2600 0 0 VILLAGE SUPER MKT INC COMMON 927107409 64800 4800 4800 0 0 VIRCO MFG CO COMMON 927651109 393555 37933 37933 0 0 VOLVO AKTIEBOLAGET COMMON 928856400 461581 16900 16900 0 0 VULCAN MATLS CO COMMON 929160109 6872 150 150 0 0 WABASH NATL CORP COMMON 929566107 736725 51700 51700 0 0 WACHOVIA CORP COMMON 929771103 13513 200 200 0 0 WADDELL & REED FINL INC COMMON 930059100 194638 4600 4600 0 0 WALLACE COMPUTER SERVICE COMMON 932270101 5570775 471600 471600 0 0 WALTER INDS INC COMMON 93317Q105 101975 13158 13158 0 0 WARNACO GROUP INC COMMON 934390105 1993950 168800 168800 0 0 WASHINGTON FED INC COMMON 938824109 11037062 578993 578993 0 0 WASHINGTON HOMES INC NEW COMMON 938864105 970288 170600 170600 0 0 WASHINGTON MUT INC COMMON 939322103 22547790 850860 850860 0 0 WASTE MGMT INC DEL COMMON 94106L109 4137731 302300 302300 0 0 WATSCO INC COMMON 942622200 735844 70500 70500 0 0 WATTS INDS INC COMMON 942749102 4954505 400364 400364 0 0 WEBB DEL CORP COMMON 947423109 7165828 483769 483769 0 0 WEBCO INDS INC COMMON 947621108 53188 11500 11500 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- UNICO AMERN CORP 1 141300 0 2500 UNICOM CORP 1 396910 0 35325 UNIFI INC 1 23900 0 0 UNIFIRST CORP MASS 1 331900 0 9900 UNILEVER ADR(904784709) 1 30660 0 800 UNION ACCEP CORP 1 87500 0 1000 UNION CARBIDE CORP 1 150 0 0 UNION PAC CORP 1 104718 0 21325 UNION PAC RES GROUP INC 1 2000 0 0 UNION PACIFIC 1 12100 0 0 UNION PLANTERS CORP 1 150 0 0 UNITED ASSETS MGMT CO 1 99990 355 13970 UNITED AUTO GROUP INC 1 46100 0 4200 UNITED DOMINION RLTY 1 0 0 16055 UNITED HEALTHCARE CORP 1 600 0 0 UNITED INDL CORP 1 11300 0 0 UNITED RETAIL GROUP INC 1 134800 0 4500 UNITED STATES LIME & MIN 1 1200 0 0 UNIVERSAL CORP VA 1 691800 0 16000 UNIVERSAL FST PRODS INC 1 208800 0 5700 UNIVERSAL STAINLESS & AL 1 9100 0 0 UNOCAL CORP 1 433500 0 47200 UNUMPROVIDENT CORP 1 259 0 0 URS CORP NEW 1 87400 0 0 US BANCORP 1 495865 0 10395 US ONCOLOGY INC 1 163000 0 4700 USA TRUCK INC 1 202600 0 3600 USANA INC 1 45400 0 2100 USBANCORP INC PA 1 257300 0 5600 USEC INC 1 1190900 0 38200 USFREIGHTWAYS CORP CO 1 255725 265 20790 UST INC 1 200 0 0 USX MARATHON GROUP 1 1338625 0 95050 USX-U S STL 1 636500 0 0 UTAH MED PRODS INC 1 152700 0 3600 V F CORP 1 150 0 0 VALERO ENERGY CORP NEW 1 46400 0 0 VALUE CITY DEPT STORES I 1 17000 0 0 VARCO INTL INC 1 20500 0 0 VDI MULTIMEDIA 1 50100 0 0 VESTCOM INTL INC 1 10300 0 0 VIACOM INC 1 148433 0 31895 VICON INDS INC 1 13900 0 0 VIDEO DISPLAY CORP 1 2600 0 0 VILLAGE SUPER MKT INC 1 4800 0 0 VIRCO MFG CO 1 33762 0 4171 VOLVO AKTIEBOLAGET 1 16900 0 0 VULCAN MATLS CO 1 150 0 0 WABASH NATL CORP 1 51700 0 0 WACHOVIA CORP 1 200 0 0 WADDELL & REED FINL INC 1 4600 0 0 WALLACE COMPUTER SERVICE 1 454000 0 17600 WALTER INDS INC 1 13158 0 0 WARNACO GROUP INC 1 168800 0 0 WASHINGTON FED INC 1 554202 530 24261 WASHINGTON HOMES INC NEW 1 166900 0 3700 WASHINGTON MUT INC 1 776860 0 74000 WASTE MGMT INC DEL 1 302300 0 0 WATSCO INC 1 65200 0 5300 WATTS INDS INC 1 389064 0 11300 WEBB DEL CORP 1 475769 0 8000 WEBCO INDS INC 1 11500 0 0
FirstOfIssuer Class CUSIP FMV Shares IDSole IDShared IDOther - --------------- ----- ----- --- ------ ------ -------- ------- WEBSTER FINL CORP CONN COMMON 947890109 4427500 192500 192500 0 0 WELLMAN INC COMMON 949702104 525031 26500 26500 0 0 WELLS FARGO & CO NEW COMMON 949746101 36675 900 900 0 0 WESTAFF INC COMMON 957070105 3118013 341700 341700 0 0 WESTBANK CORP COMMON 957116106 63013 7100 7100 0 0 WESTCOAST HOSPITALITY CO COMMON 95750P106 244781 37300 37300 0 0 WESTCORP INC COMMON 957907108 204400 14600 14600 0 0 WESTERFED FINL CORP COMMON 957550106 341325 24600 24600 0 0 WESTERN GAS RES INC COMMON 958259103 1882655 118592 118592 0 0 WESTERN RES INC COMMON 959425109 235606 14900 14900 0 0 WESTINGHOUSE AIR BRAKE C COMMON 960386100 6855250 645200 645200 0 0 WESTPOINT STEVENS INC COMMON 961238102 5031200 264800 264800 0 0 WESTVACO CORP COM COMMON 961548104 9834813 294675 294675 0 0 WET SEAL INC COMMON 961840105 2239650 142200 142200 0 0 WEYCO GROUP INC COMMON 962149100 87300 3600 3600 0 0 WEYERHAEUSER CO COMMON 962166104 11400 200 200 0 0 WHIRLPOOL CORP COMMON 963320106 18816867 320970 320970 0 0 WICKES INC COMMON 967446105 36188 6000 6000 0 0 WILLIS LEASE FINANCE COR COMMON 970646105 199675 32600 32600 0 0 WILMAR INDS INC COMMON 971426101 721744 42300 42300 0 0 WINDMERE-DURABLE HLDGS I COMMON 973411101 122425 8300 8300 0 0 WINNEBAGO INDS INC COMMON 974637100 3968331 219700 219700 0 0 WISCONSIN CENT TRANSN CO COMMON 976592105 2730525 222900 222900 0 0 WLR FOODS INC COMMON 929286102 1927400 335200 335200 0 0 WOLOHAN LMBR CO COMMON 977865104 745500 71000 71000 0 0 WOLVERINE TUBE INC C COMMON 978093102 4527029 353329 353329 0 0 WOLVERINE WORLD WIDE INC COMMON 978097103 1271600 115600 115600 0 0 WOODHEAD INDS INC COMMON 979438108 135038 7800 7800 0 0 WOODWARD GOVERNOR CO COMMON 980745103 4121600 179200 179200 0 0 WORLD ACCEP CORP DEL COMMON 981419104 2189531 432500 432500 0 0 WORLD FUEL SVCS CORP COMMON 981475106 1885163 257800 257800 0 0 WSFS FINL CORP COMMON 929328102 674113 54200 54200 0 0 WSI INDS INC COMMON 92932Q102 14047 2845 2845 0 0 WVS FINL CORP COMMON 929358109 11563 1000 1000 0 0 WYNNS INTL INC COMMON 983195108 1830156 132500 132500 0 0 XEROX CORP COMMON 984121103 8008000 308000 308000 0 0 XL CAPITAL LTD. COMMON G98255105 24360146 439912 439912 0 0 YARDVILLE NATL BANCORP COMMON 985021104 889700 99200 99200 0 0 YELLOW CORP COMMON 985509108 10535593 571422 571422 0 0 YORK GROUP INC COMMON 986632107 930088 201100 201100 0 0 YORK INTL CORP NEW COMMON 986670107 6376700 272800 272800 0 0 YORK RESH CORP COMMON 987048105 62944 37300 37300 0 0 ZALE CORP NEW COMMON 988858106 24598145 521285 521285 0 0 ZEMEX CDA CORP COMMON 988910105 22712 2753 2753 0 0 ZENITH NATL INS CORP COMMON 989390109 1209386 54508 54508 0 0 ZIMMERMAN SIGN CO COMMON 989580105 4688 1250 1250 0 0
FirstOfIssuer Manager VSole VShared VNone - --------------- ------- ----- ------- ----- WEBSTER FINL CORP CONN 1 192500 0 0 WELLMAN INC 1 26500 0 0 WELLS FARGO & CO NEW 1 900 0 0 WESTAFF INC 1 334000 0 7700 WESTBANK CORP 1 7100 0 0 WESTCOAST HOSPITALITY CO 1 36300 0 1000 WESTCORP INC 1 14600 0 0 WESTERFED FINL CORP 1 24600 0 0 WESTERN GAS RES INC 1 98992 660 18940 WESTERN RES INC 1 14900 0 0 WESTINGHOUSE AIR BRAKE C 1 630800 0 14400 WESTPOINT STEVENS INC 1 264000 0 800 WESTVACO CORP COM 1 277890 0 16785 WET SEAL INC 1 137000 0 5200 WEYCO GROUP INC 1 3600 0 0 WEYERHAEUSER CO 1 200 0 0 WHIRLPOOL CORP 1 292070 0 28900 WICKES INC 1 5800 0 200 WILLIS LEASE FINANCE COR 1 32600 0 0 WILMAR INDS INC 1 42300 0 0 WINDMERE-DURABLE HLDGS I 1 8300 0 0 WINNEBAGO INDS INC 1 218200 0 1500 WISCONSIN CENT TRANSN CO 1 222900 0 0 WLR FOODS INC 1 327200 0 8000 WOLOHAN LMBR CO 1 67800 0 3200 WOLVERINE TUBE INC C 1 345729 0 7600 WOLVERINE WORLD WIDE INC 1 115600 0 0 WOODHEAD INDS INC 1 7800 0 0 WOODWARD GOVERNOR CO 1 174900 0 4300 WORLD ACCEP CORP DEL 1 423700 0 8800 WORLD FUEL SVCS CORP 1 252600 0 5200 WSFS FINL CORP 1 52100 0 2100 WSI INDS INC 1 2845 0 0 WVS FINL CORP 1 1000 0 0 WYNNS INTL INC 1 126300 0 6200 XEROX CORP 1 277700 0 30300 XL CAPITAL LTD. 1 397156 0 42756 YARDVILLE NATL BANCORP 1 97000 0 2200 YELLOW CORP 1 559422 0 12000 YORK GROUP INC 1 197000 0 4100 YORK INTL CORP NEW 1 272800 0 0 YORK RESH CORP 1 37300 0 0 ZALE CORP NEW 1 446920 100 74265 ZEMEX CDA CORP 1 2753 0 0 ZENITH NATL INS CORP 1 47203 125 7180 ZIMMERMAN SIGN CO 1 1120 0 130
FORM 13F Name of Reporting Manager: Gray Seifert Run Date: 04/13/2000 -------------------- For Positions Held as of 03/31/2000 S.E.C. Use Only -------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------- Ampersand Group Inc. LTD (GS) P4 000706TD3 40 12 Perry One Beta Inc. LTD (GS) P4 009218TD0 0 16 Perry One Inc. LTD (GS) P4 009219TD8 0 16 Perry One Gamma Inc. LTD (GS) P4 009220TD6 0 16 Perry One Delta Inc. LTD (GS) P4 009221TD4 0 16 Beaver Valley Two Omega Inc. LTD (GS) P4 009222TD2 0 16 Beaver Valley Two Rho Inc. LTD (GS) P4 009233TD9 0 16 Beaver Valley Two Sigma Inc. LTD (GS) P4 009224TD8 0 16 Beaver Valley Two Tau Inc. LTD (GS) P4 009225TD5 0 16 Beaver Valley Two Pi Inc. LTD (GS) P4 009226TD3 0 16 Sheldahl, Inc. Series D Convertible Pf LTD (GS) P4 009663TD7 15 15,000 Hartford Life Cap Tr PFD QTR 30/360 416590206 43 2,000 Small Blue Planet, LLC LTD (GS) P4 5956493 50 50,000 Absorbit International Holding LP LTD (GS) P4 5958031 146 145,799 Rollover Contribution 1999 Common Stock 999978992 0 155,940 Wind Baron Corp Foreign Stock 973145204 1 6,000 Arbusto 81 L.P. LTD (GS) P4 9758104 150 150,000 McNeil Real Estate Fund X LTD (GS) P4 9758105 75 75,000 Medicus Systems Corp-Restricted Common Stock GS 9758108 1 1,981 Orlando Investors Special LTD (GS) P4 9758109 294 294,000 One Qty Of Gold APR Personal Hld 9758118 48 100 Brock Exploration Co. LTD (GS) P4 9758125 169 45,000 China Telecommunications Services Inc Common Stock GS 9758128 10 10,000 Affirmative Development Company L.P. LTD (GS) P4 9758151 200 200,000 Energy Search 1979-3 LTD (GS) P4 9758181 75 75,000 Second Time Out LTD (GS) P4 9758235 210 210,000 Emerald Green Investors LTD (GS) P4 9758321 321 321,400 Regency Fund LTD (GS) P4 9758329 250 250,000 AEC Hanover Investors LTD (GS) P4 9758332 968 968,140 Rockefeller & Co. LTD (GS) P4 9758380 1 1,000 Harbor Ridge LP LTD (GS) P4 9758431 500 500,000 Guardian Exploration LTD (GS) P4 9758572 50 50,000 Tackmer Corp. Restricted Common Stock GS 9758573 3 250 Reitrac Corp - Restricted Common Stock GS 9758793 75 75,000 Asia Pacific Industries LTD (GS) P4 9758910 98 185 Cumberland House Inc Personal Hld 9758941 427 427,000 ABC Dispensing Tech Inc. 9% Pfd Ser B PrefStockConvGS 9759008 300 24 The Oaks Partnership LTD (GS) P4 9759120 100 100,010 Wesco 80 LTD (GS) P4 9759122 94 94,000 The Establishment L.P. LTD (GS) P4 9759123 255 255,000 O/G L.P. LTD (GS) P4 9759124 645 645,000 Little Falls L.P. LTD (GS) P4 9759126 2,420 2,419,998 Universal Fibers L.P. LTD (GS) P4 9759128 623 623,000 Affirmitive Equities Company L.P. LTD (GS) P4 9759377 7,088 7,088,100 Patrick Henry Hotel Investors L.P. LTD (GS) P4 9759382 200 200,000 Hope Capital Associates L.P. LTD (GS) P4 9759465 650 650,000 ABC Dispensing Tech Inc 9% Pfd Ser A PrefStockConvGS 9759511 2,363 189 Woodsource Partners L.P. LTD (GS) P4 9759535 90 90,000 ECO Soil Systems Warrants Common Stock 9759564 0 5,000 Unapix Entertainment Warrants Common Stock 9759684 0 55,000 LBJG Enterprises L.P. LTD (GS) P4 9759755 1,670 1,670,000 Southeast Mortgage Investors L.P. LTD (GS) P4 9759768 1,850 1,850,000 Michael Flomen, Inc. LTD (GS) P4 9759807 30 30,000 Isle Lands Inc. LTD (GS) P4 9759959 1 504 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ Ampersand Group Inc. X 0 12 0 Perry One Beta Inc. X 0 16 0 Perry One Inc. X 0 16 0 Perry One Gamma Inc. X 0 16 0 Perry One Delta Inc. X 0 16 0 Beaver Valley Two Omega Inc. X 0 16 0 Beaver Valley Two Rho Inc. X 0 16 0 Beaver Valley Two Sigma Inc. X 0 16 0 Beaver Valley Two Tau Inc. X 0 16 0 Beaver Valley Two Pi Inc. X 0 16 0 Sheldahl, Inc. Series D Convertible Pf X 0 15,000 0 Hartford Life Cap Tr X 0 2,000 0 Small Blue Planet, LLC X 0 50,000 0 Absorbit International Holding LP X 0 145,799 0 Rollover Contribution 1999 X 0 155,940 0 Wind Baron Corp X 0 6,000 0 Arbusto 81 L.P. X 0 150,000 0 McNeil Real Estate Fund X X 0 75,000 0 Medicus Systems Corp-Restricted X 0 1,981 0 Orlando Investors Special X 0 294,000 0 One Qty Of Gold APR X 0 100 0 Brock Exploration Co. X 0 45,000 0 China Telecommunications Services Inc X 0 10,000 0 Affirmative Development Company L.P. X 0 200,000 0 Energy Search 1979-3 X 0 75,000 0 Second Time Out X 0 210,000 0 Emerald Green Investors X 0 321,400 0 Regency Fund X 0 250,000 0 AEC Hanover Investors X 0 968,140 0 Rockefeller & Co. X 0 1,000 0 Harbor Ridge LP X 0 500,000 0 Guardian Exploration X 0 50,000 0 Tackmer Corp. Restricted X 0 250 0 Reitrac Corp - Restricted X 0 75,000 0 Asia Pacific Industries X 0 185 0 Cumberland House Inc X 0 427,000 0 ABC Dispensing Tech Inc. 9% Pfd Ser B X 0 24 0 The Oaks Partnership X 0 100,010 0 Wesco 80 X 0 94,000 0 The Establishment L.P. X 0 255,000 0 O/G L.P. X 0 645,000 0 Little Falls L.P. X 0 2,419,998 0 Universal Fibers L.P. X 0 623,000 0 Affirmitive Equities Company L.P. X 0 7,088,100 0 Patrick Henry Hotel Investors L.P. X 0 200,000 0 Hope Capital Associates L.P. X 0 650,000 0 ABC Dispensing Tech Inc 9% Pfd Ser A X 0 189 0 Woodsource Partners L.P. X 0 90,000 0 ECO Soil Systems Warrants X 0 5,000 0 Unapix Entertainment Warrants X 0 55,000 0 LBJG Enterprises L.P. X 0 1,670,000 0 Southeast Mortgage Investors L.P. X 0 1,850,000 0 Michael Flomen, Inc. X 0 30,000 0 Isle Lands Inc. X 0 504 0
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------- Kerry Petroleum Co.-Restricted Common Stock GS 9760100 8,223 3,289,369 NU CO2 Inc Common Stock 9760192 2 262 ABC Dispensing Technologies Inc-Restr Common Stock GS 9760225 328 1,261,260 Bayou Steel Corp-Restricted Common Stock 9760352 2 2,199 AEC River Walk L.P. LTD (GS) P4 9760398 351 351,000 ABC Dispensing Tech Inc. 9% Pfd Ser C PrefStockConvGS 9760514 320 32 Unapix Entertainment Inc 8% Pfd Ser C PrefStockConvGS 9760634 165 165 Hycor Biomedical Inc-Restricted Common Stock 9760913 1 408 Unapix Entertainment-Restricted Common Stock 9761481 2,234 730,003 Unapix Entertainment 8% Cum Conv. Pfd PrefStockConvGS 9761482 306 99,996 American Business Computers-Restricted Common Stock 9761585 33 100,000 American Hospitality Supply Corp-Restr Common Stock 9761870 2 30 Displaytek Corp LTD (GS) P4 9761873 0 8,512 TVC Image Technology Inc-Restricted Common Stock 9762607 2,995 9,390 Carbon Associates LTD (GS) P4 9762856 50 50,000 Kingston Systems Inc. Common Stock 9763324 3 12,453 Anglo American Properties Common Stock AAPQ 0 277 ABC Dispensing Techologies Inc Common Stock GS 000573105 803 1,709,012 Ambac Financial Group, Inc. Common Stock 023139108 46 905 Albertson's Inc. Common Stock 013104104 899 29,005 Abbott Laboratories Common Stock 002824100 911 25,899 Aca Joe Inc Common Stock 003870300 0 1,169 ADE Corporation Mass Common Stock 00089C107 13 600 Adept Technology Inc Common Stock 006854103 112 9,300 Ameren Corp. Common Stock 023608102 8 253 American Electric Power Co Common Stock 025537101 8 253 Allmerica Financial Corp. Common Stock 019754100 31 600 Aflac Corp. New Common Stock 001055102 10 212 Associates First Capital Corp. Common Stock 046008108 2 104 American General Corp. Common Stock 026351106 3,494 62,250 Edwards A G Inc. Common Stock 281760108 1,527 38,187 Amerada Hess Corp. Common Stock 023551104 0 4 American Home Products Corp. Common Stock 026609107 1,207 22,500 Allied Irish Banks Plc ADR 019228402 79 4,100 American International Group Inc. Common Stock 026874107 23,874 218,030 Apartment Investment & Mgt Co Class A Common Stock 03748R101 68 1,774 Annuity & Life Re Holdings Ltd. Common Stock G03910109 22 850 Applied Materials Inc. Common Stock 038222105 0 4 American Language Kollege Common Stock AMDQ 90 800 Amgen Inc. Common Stock 031162100 55 900 Ampersand Corp. Common Stock AMPQ 160 48 America Online Inc. Common Stock 02364J104 2,609 38,800 Applied Signal Technology Inc Common Stock 038237103 2,828 165,163 Applied Power Inc Class A Common Stock 038225108 23 800 Atlantic Richfield Co. Common Stock 048825103 34 400 ACNielsen Corp. Common Stock 004833109 4 167 Archstone Communities Trust Common Stock 039581103 7 334 AmSouth Bancorp Common Stock 032165102 359 24,000 Ashton Technology Group Inc Common Stock 045084100 17 2,000 At Home Corp. Cl A Common Stock 045919107 1,024 31,100 Automatic Data Processing Common Stock 053015103 2,273 47,100 AXA Financial Inc Common Stock 002451102 4,612 128,557 American Express Co. Common Stock 025816109 1,263 8,479 ALZA Corp. Com Common Stock 022615108 10 268 Astrazena PLC -Spons ADR ADR 046353108 81 1,999 Autozone Inc. Common Stock 053332102 56 2,000 Bank of America Corp. Common Stock 060505104 2,325 44,336 BB&T Corp. Common Stock 054937107 2,885 102,810 Bell Atlantic Corp. Common Stock 077853109 7,398 121,031 Franklin Resources Common Stock 354613101 42 1,269 Bestfoods Common Stock 08658U101 197 4,216 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ Kerry Petroleum Co.-Restricted X 0 3,289,369 0 NU CO2 Inc X 0 262 0 ABC Dispensing Technologies Inc-Restr X 0 1,261,260 0 Bayou Steel Corp-Restricted X 0 2,199 0 AEC River Walk L.P. X 0 351,000 0 ABC Dispensing Tech Inc. 9% Pfd Ser C X 0 32 0 Unapix Entertainment Inc 8% Pfd Ser C X 0 165 0 Hycor Biomedical Inc-Restricted X 0 408 0 Unapix Entertainment-Restricted X 0 730,003 0 Unapix Entertainment 8% Cum Conv. Pfd X 0 99,996 0 American Business Computers-Restricted X 0 100,000 0 American Hospitality Supply Corp-Restr X 0 30 0 Displaytek Corp X 0 8,512 0 TVC Image Technology Inc-Restricted X 0 9,390 0 Carbon Associates X 0 50,000 0 Kingston Systems Inc. X 0 12,453 0 Anglo American Properties X 0 277 0 ABC Dispensing Techologies Inc X 0 1,709,012 0 Ambac Financial Group, Inc. X 0 905 0 Albertson's Inc. X 0 29,005 0 Abbott Laboratories X 0 25,899 0 Aca Joe Inc X 0 1,169 0 ADE Corporation Mass X 0 600 0 Adept Technology Inc X 0 9,300 0 Ameren Corp. X 0 253 0 American Electric Power Co X 0 253 0 Allmerica Financial Corp. X 0 600 0 Aflac Corp. New X 0 212 0 Associates First Capital Corp. X 0 104 0 American General Corp. X 0 62,250 0 Edwards A G Inc. X 0 38,187 0 Amerada Hess Corp. X 0 4 0 American Home Products Corp. X 0 22,500 0 Allied Irish Banks Plc X 0 4,100 0 American International Group Inc. X 0 218,030 0 Apartment Investment & Mgt Co Class A X 0 1,774 0 Annuity & Life Re Holdings Ltd. X 0 850 0 Applied Materials Inc. X 0 4 0 American Language Kollege X 0 800 0 Amgen Inc. X 0 900 0 Ampersand Corp. X 0 48 0 America Online Inc. X 0 38,800 0 Applied Signal Technology Inc X 0 165,163 0 Applied Power Inc Class A X 0 800 0 Atlantic Richfield Co. X 0 400 0 ACNielsen Corp. X 0 167 0 Archstone Communities Trust X 0 334 0 AmSouth Bancorp X 0 24,000 0 Ashton Technology Group Inc X 0 2,000 0 At Home Corp. Cl A X 0 31,100 0 Automatic Data Processing X 0 47,100 0 AXA Financial Inc X 0 128,557 0 American Express Co. X 0 8,479 0 ALZA Corp. Com X 0 268 0 Astrazena PLC -Spons ADR X 0 1,999 0 Autozone Inc. X 0 2,000 0 Bank of America Corp. X 0 44,336 0 BB&T Corp. X 0 102,810 0 Bell Atlantic Corp. X 0 121,031 0 Franklin Resources X 0 1,269 0 Bestfoods X 0 4,216 0
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------- Brooke Group LTD Common Stock 112525100 5 395 B I Incorporated Common Stock 055467203 1 100 Ben & Jerrys Homemade Inc - Cl B Common Stock 081465205 6 200 Ben & Jerry Homemade Inc Common Stock 081465106 20 600 Bank of New York Co. Inc. Common Stock 064057102 1,118 26,900 Ballard Power Systems Inc. Common Stock 05858H104 169 2,000 BellSouth Corp. Common Stock 079860102 138 2,936 BMC Software Common Stock 055921100 11 226 Biomet Inc. Common Stock 090613100 546 15,000 Bristol-Myers Squibb Co. Common Stock 110122108 947 16,398 Pacific Century Financial Corp. Common Stock 694058108 1,175 57,840 BP Amoco Plc -Spons ADR ADR 055622104 1,738 32,750 Burlington Resources Common Stock 122014103 56 1,500 Brocade Communications Sys Inc Common Stock 111621108 18 100 Brady W H Co. Common Stock 104674106 31 1,000 BRE Properties Inc. Cl A Common Stock 05564E106 21 800 Berkshire Hathaway Inc. Class A Common Stock 084670108 286 5 Berkshire Hathaway Inc. Class B Common Stock 084670207 116 64 Bisys Group Inc. Common Stock 055472104 10,374 156,000 Anheuser-Busch Companies Inc. Common Stock 035229103 280 4,500 Bancwest Corporation Common Stock 059790105 705 35,704 Citigroup, Inc. Common Stock 172967101 4,721 79,601 Cascade-Teton Farm Lands Co. LTD (GS) P4 C242339 0 16 Cascade Bancorp Common Stock 147154108 353 41,572 Conagra Inc. Common Stock 205887102 126 6,954 Cardinal Health Inc. Common Stock 14149Y108 31 675 Centura Banks Inc. Common Stock 15640T100 46 1,000 Northland Cranberries Inc-A Common Stock 666499108 2 400 Commerce Bancshares Inc. Common Stock 200525103 5,161 165,484 CCB Financial Corp. Common Stock 124875105 901 20,352 Centennial Bancorp Common Stock 15133T104 402 41,742 Community First Bankshares Inc Common Stock 203902101 477 29,800 CFM Technologies Inc. Common Stock 12525K106 1 75 Cullen Frost Bankers Inc. Common Stock 229899109 1,430 54,100 Cognex Corp. Common Stock 192422103 37 650 Coastal Corp. Common Stock 190441105 47 1,019 Chevron Corp. Common Stock 166751107 2,119 22,921 Ciena Corp. Common Stock 171779101 38 300 Colgate-Palmolive Co. Common Stock 194162103 12,169 215,850 Clorox Co. Common Stock 189054109 65 2,000 Comerica Inc. Common Stock 200340107 1,788 42,700 Comcast Corp. Class A Special Common Stock 200300200 36 840 Consolidated Natural Gas Co Common Stock 209615103 126 1,900 Conexant Systems Inc. Common Stock 207142100 36 500 Pennsylvania Commerce Bancorp Inc Common Stock 708677109 611 26,010 Colorado Business Bankshares Common Stock 196333108 638 47,475 Contour Energy Co. Common Stock 21220C103 0 12 Carolina Power & Light Common Stock 144141108 114 3,500 Corn Products International Inc. Common Stock 219023108 7 300 Compaq Computer Corp. Common Stock 204493100 596 22,400 Chronar Corp Common Stock 171133101 0 121 Crazy Woman Creek Bancorp Common Stock 225233105 41 4,000 Cabletron Systems Inc. Common Stock 126920107 15 500 Computer Sciences Corp. Common Stock 205363104 14,035 177,380 Cisco Systems Inc. Common Stock 17275R102 33,436 432,482 CSG Systems International Inc. Common Stock 126349109 88 1,800 Cintas Corp. Common Stock 172908105 6,896 175,977 Celestial Seasonings Inc. Common Stock 151016102 31 900 Covance Inc. Common Stock 222816100 2 200 CVS Corp. Common Stock 126650100 7,418 197,480 Cygnus Inc. Common Stock 232560102 1 100 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ Brooke Group LTD X 0 395 0 B I Incorporated X 0 100 0 Ben & Jerrys Homemade Inc - Cl B X 0 200 0 Ben & Jerry Homemade Inc X 0 600 0 Bank of New York Co. Inc. X 0 26,900 0 Ballard Power Systems Inc. X 0 2,000 0 BellSouth Corp. X 0 2,936 0 BMC Software X 0 226 0 Biomet Inc. X 0 15,000 0 Bristol-Myers Squibb Co. X 0 16,398 0 Pacific Century Financial Corp. X 0 57,840 0 BP Amoco Plc -Spons ADR X 0 32,750 0 Burlington Resources X 0 1,500 0 Brocade Communications Sys Inc X 0 100 0 Brady W H Co. X 0 1,000 0 BRE Properties Inc. Cl A X 0 800 0 Berkshire Hathaway Inc. Class A X 0 5 0 Berkshire Hathaway Inc. Class B X 0 64 0 Bisys Group Inc. X 0 156,000 0 Anheuser-Busch Companies Inc. X 0 4,500 0 Bancwest Corporation X 0 35,704 0 Citigroup, Inc. X 0 79,601 0 Cascade-Teton Farm Lands Co. X 0 16 0 Cascade Bancorp X 0 41,572 0 Conagra Inc. X 0 6,954 0 Cardinal Health Inc. X 0 675 0 Centura Banks Inc. X 0 1,000 0 Northland Cranberries Inc-A X 0 400 0 Commerce Bancshares Inc. X 0 165,484 0 CCB Financial Corp. X 0 20,352 0 Centennial Bancorp X 0 41,742 0 Community First Bankshares Inc X 0 29,800 0 CFM Technologies Inc. X 0 75 0 Cullen Frost Bankers Inc. X 0 54,100 0 Cognex Corp. X 0 650 0 Coastal Corp. X 0 1,019 0 Chevron Corp. X 0 22,921 0 Ciena Corp. X 0 300 0 Colgate-Palmolive Co. X 0 215,850 0 Clorox Co. X 0 2,000 0 Comerica Inc. X 0 42,700 0 Comcast Corp. Class A Special X 0 840 0 Consolidated Natural Gas Co X 0 1,900 0 Conexant Systems Inc. X 0 500 0 Pennsylvania Commerce Bancorp Inc X 0 26,010 0 Colorado Business Bankshares X 0 47,475 0 Contour Energy Co. X 0 12 0 Carolina Power & Light X 0 3,500 0 Corn Products International Inc. X 0 300 0 Compaq Computer Corp. X 0 22,400 0 Chronar Corp X 0 121 0 Crazy Woman Creek Bancorp X 0 4,000 0 Cabletron Systems Inc. X 0 500 0 Computer Sciences Corp. X 0 177,380 0 Cisco Systems Inc. X 0 432,482 0 CSG Systems International Inc. X 0 1,800 0 Cintas Corp. X 0 175,977 0 Celestial Seasonings Inc. X 0 900 0 Covance Inc. X 0 200 0 CVS Corp. X 0 197,480 0 Cygnus Inc. X 0 100 0
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------- City National Corp. Common Stock 178566105 2,137 63,425 Dominion Res Inc Va New Common Stock 25746U109 10 250 Du Pont (EI) de Nemours and Co. Common Stock 263534109 129 2,440 Diedrich Coffee Inc Common Stock 253675102 2 800 Dell Computer Corp. Common Stock 247025109 121 2,250 Delger Finl Corp Common Stock 246680102 0 1 Quest Diagnostics Inc. Common Stock 74834L100 4 100 Diamonds Trust Unit Series 1 Common Stock 252787106 33 300 The Walt Disney Co. Common Stock 254687106 224 5,411 Echostar Communications New Common Stock 278762109 4,566 57,800 Daily Journal Corp Common Stock 233912104 1 20 Dime Bancorp Inc. Common Stock 25429Q102 33 1,800 Dun & Bradstreet Corp. Common Stock 26483B106 14 500 Dover Corp. Common Stock 260003108 77 1,600 Dow Chemical Co Common Stock 260543103 10,824 94,950 Duramed Pharmaceuticals Inc. Common Stock 266354109 13 2,000 DST Systems Inc. Common Stock 233326107 4,196 64,611 Datawatch Corp Common Stock 237917109 19 5,264 Eclipsys Corp. Common Stock 278856109 57 2,962 Consolidated Edison Inc. Common Stock 209115104 2 68 Eagle Geophysical Inc Common Stock 269524104 0 2,032 Earthgrains Co Common Stock 270319106 10 640 Eastman Kodak Co. Common Stock 277461109 73 1,340 Estee Lauder Companies Common Stock 518439104 2,130 42,550 Elan Corp. ADR ADR 284131208 8,480 178,525 EMC Corp. Common Stock 268648102 9,985 79,880 Eastman Chemical Co Common Stock 277432100 10 210 Emerson Electric Co. Common Stock 291011104 143 2,700 Enron Corp Common Stock 293561106 2,309 30,832 El Paso Energy Corp Common Stock 283905107 1 20 Euro Disneyland SCA Shs Ord Common Stock F26387104 0 100 Ericsson L M Tel Co ADR Cl B ADR 294821400 131 1,400 ITT Educational Services Inc Common Stock 45068B109 309 19,300 Eco Soil Sys Inc Common Stock 278858105 46 14,000 Ford Motor Co. Common Stock 345370100 115 2,500 3rds First Womens Bank-Ny Ny LTD (GS) P4 F388119 0 1 Fleet Boston Financial Corp. Common Stock 339030108 7,221 197,832 Furniture Brands Intl Inc. Common Stock 360921100 198 10,500 Firstbank Corp Del Common Stock 33762X106 79 7,550 First Data Corp. Common Stock 319963104 752 17,000 Financial Federal Corp Common Stock 317492106 1,369 75,325 Fine Host Corp Common Stock 317832103 0 100 Fiserv Inc. Common Stock 337738108 13,220 355,495 Fifth Third Bancorp Common Stock 316773100 1,239 19,662 Fannie Mae Common Stock 313586109 1,455 25,777 Sprint Corp. (FON Group) Common Stock 852061100 838 13,300 Freddie Mac Common Stock 313400301 760 17,200 First Security Corp. Common Stock 336294103 551 45,925 Firstar Corporation Common Stock 33763V109 3,238 141,166 Fort Dearborn Income Secs Inc. Common Stock 347200107 3 200 First Union Corp. Common Stock 337358105 5 131 Gillette Co. Common Stock 375766102 1,305 34,618 General Aircraft Corp New Common Stock 368757209 0 441 Langer Biomechanics Group Common Stock 515707107 0 100 Greater Bay Bancorp Common Stock 391648102 7,362 182,906 Globix Corp. Common Stock 37957F101 19 500 Global Crossing Ltd. Common Stock G3921A100 1,048 25,600 Gannett Co Common Stock 364730101 80 1,140 Gardner Denver Machinery Inc. Common Stock 365558105 1 60 Guidant Corp. Common Stock 401698105 6,966 118,450 General Electric Co. Common Stock 369604103 35,942 231,601 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ City National Corp. X 0 63,425 0 Dominion Res Inc Va New X 0 250 0 Du Pont (EI) de Nemours and Co. X 0 2,440 0 Diedrich Coffee Inc X 0 800 0 Dell Computer Corp. X 0 2,250 0 Delger Finl Corp X 0 1 0 Quest Diagnostics Inc. X 0 100 0 Diamonds Trust Unit Series 1 X 0 300 0 The Walt Disney Co. X 0 5,411 0 Echostar Communications New X 0 57,800 0 Daily Journal Corp X 0 20 0 Dime Bancorp Inc. X 0 1,800 0 Dun & Bradstreet Corp. X 0 500 0 Dover Corp. X 0 1,600 0 Dow Chemical Co X 0 94,950 0 Duramed Pharmaceuticals Inc. X 0 2,000 0 DST Systems Inc. X 0 64,611 0 Datawatch Corp X 0 5,264 0 Eclipsys Corp. X 0 2,962 0 Consolidated Edison Inc. X 0 68 0 Eagle Geophysical Inc X 0 2,032 0 Earthgrains Co X 0 640 0 Eastman Kodak Co. X 0 1,340 0 Estee Lauder Companies X 0 42,550 0 Elan Corp. ADR X 0 178,525 0 EMC Corp. X 0 79,880 0 Eastman Chemical Co X 0 210 0 Emerson Electric Co. X 0 2,700 0 Enron Corp X 0 30,832 0 El Paso Energy Corp X 0 20 0 Euro Disneyland SCA Shs Ord X 0 100 0 Ericsson L M Tel Co ADR Cl B X 0 1,400 0 ITT Educational Services Inc X 0 19,300 0 Eco Soil Sys Inc X 0 14,000 0 Ford Motor Co. X 0 2,500 0 3rds First Womens Bank-Ny Ny X 0 1 0 Fleet Boston Financial Corp. X 0 197,832 0 Furniture Brands Intl Inc. X 0 10,500 0 Firstbank Corp Del X 0 7,550 0 First Data Corp. X 0 17,000 0 Financial Federal Corp X 0 75,325 0 Fine Host Corp X 0 100 0 Fiserv Inc. X 0 355,495 0 Fifth Third Bancorp X 0 19,662 0 Fannie Mae X 0 25,777 0 Sprint Corp. (FON Group) X 0 13,300 0 Freddie Mac X 0 17,200 0 First Security Corp. X 0 45,925 0 Firstar Corporation X 0 141,166 0 Fort Dearborn Income Secs Inc. X 0 200 0 First Union Corp. X 0 131 0 Gillette Co. X 0 34,618 0 General Aircraft Corp New X 0 441 0 Langer Biomechanics Group X 0 100 0 Greater Bay Bancorp X 0 182,906 0 Globix Corp. X 0 500 0 Global Crossing Ltd. X 0 25,600 0 Gannett Co X 0 1,140 0 Gardner Denver Machinery Inc. X 0 60 0 Guidant Corp. X 0 118,450 0 General Electric Co. X 0 231,601 0
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------- General Ener Tech Inc Common Stock 369739107 0 2,000 General Mills Inc. Common Stock 370334104 449 12,400 Corning Inc. Common Stock 219350105 517 2,666 General Motors Corp. - CL H New Common Stock 370442832 11,603 93,200 Gap Inc. Common Stock 364760108 50 1,000 Globalstar Telecommunications LTD - OR Common Stock G3930H104 74 5,300 GTE Corp. Common Stock 362320103 103 1,452 Grove Property Trust Common Stock 399613108 77 5,906 Harbor Florida Bancshares Common Stock 411901101 3,362 295,563 Home Depot Inc. Common Stock 437076102 13,450 208,534 H E R C Prods Inc Common Stock 404165102 2 5,000 Hooper Holmes Incorporated Common Stock 439104100 14,011 408,325 Hartford Financial Services Group Inc. Common Stock 416515104 9 174 Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 3 100 Healthcare Realty Trust Common Stock 421946104 11 638 Hannaford Brothers Inc. Common Stock 410550107 199 2,700 Hershey Foods Corp. Common Stock 427866108 6,377 130,809 Houghton Mifflin Co Common Stock 441560109 21 500 Hudson United Bancorp Common Stock 444165104 0 18 Hubbell Inc. CL A Common Stock 443510102 71 2,774 Hubbell Inc. CL B Common Stock 443510201 4 138 Hewlett-Packard Co. Common Stock 428236103 911 6,875 International Business Machines Common Stock 459200101 26,425 223,937 International Flavors & Fragrances Common Stock 459506101 42 1,200 Intersystems Inc Del Common Stock 460920101 7 8,480 I T T Industries Inc. Common Stock 450911102 3 87 Ing Groep NV Spons ADR ADR 456837103 3 58 Infosoft International Inc. Common Stock 457674109 20 1,450 Intel Corp. Common Stock 458140100 21,726 164,665 Intuit Corp. Common Stock 461202103 54 1,000 Interpool Inc Common Stock 46062R108 1 150 Gartner Group Inc. - CL B Common Stock 366651206 2 130 Illinois Tool Works Common Stock 452308109 39 700 IVAX Corp. Common Stock 465823102 18 675 Hancock John Finl Services Inc. Common Stock 41014S106 5 296 Henry Jack & Associates Inc Common Stock 426281101 3,461 93,849 Johnson & Johnson Common Stock 478160104 9,020 128,745 Jefferson-Pilot Corp. Common Stock 475070108 7,217 108,431 J P Morgan & Co. Common Stock 616880100 1,117 8,475 John Phillip Tuba Corp Common Stock 478037104 0 172 Wiley John & Sons Common Stock 968223206 102 5,640 Keebler Foods Co. Common Stock 487256109 453 15,800 KIMCO Realty Corp. Common Stock 49446R109 891 23,754 Kimberly-Clark Corp. Common Stock 494368103 112 2,000 Kendle International Inc Common Stock 48880L107 22 2,000 Coca Cola Co. Common Stock 191216100 630 13,422 Kroger Co. Common Stock 501044101 6,772 385,575 Keyspan Corporation Common Stock 49337W100 244 8,833 Kohls Corp. Common Stock 500255104 9,530 92,973 Safra Republic Holding LTD (GS) P4 L80614107 136 2,000 Loews Cineplex Entmt Corp Common Stock 540423100 0 20 Leggett & Platt Inc. Common Stock 524660107 22 1,000 Lehman Brothers Holdings Inc Common Stock 524908100 2,362 24,350 Lilly (Eli) & Co. Common Stock 532457108 10,870 172,535 Legg Mason, Inc. Common Stock 524901105 2,150 49,716 AT&T Corp - Liberty Media - A Common Stock 001957208 245 4,140 Lincoln National Corp. Ind. Common Stock 534187109 1,276 38,075 Loral Space & Communications Common Stock G56462107 120 11,800 L Oreal Co ADR 502117203 710 5,500 Lasik Vision Corp Foreign Stock 51808E106 31 10,000 Loews Corp. Common Stock 540424108 200 4,000 Lucent Technologies Inc. Common Stock 549463107 14,685 241,736 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ General Ener Tech Inc X 0 2,000 0 General Mills Inc. X 0 12,400 0 Corning Inc. X 0 2,666 0 General Motors Corp. - CL H New X 0 93,200 0 Gap Inc. X 0 1,000 0 Globalstar Telecommunications LTD - OR X 0 5,300 0 GTE Corp. X 0 1,452 0 Grove Property Trust X 0 5,906 0 Harbor Florida Bancshares X 0 295,563 0 Home Depot Inc. X 0 208,534 0 H E R C Prods Inc X 0 5,000 0 Hooper Holmes Incorporated X 0 408,325 0 Hartford Financial Services Group Inc. X 0 174 0 Starwood Hotels & Resorts Worldwide In X 0 100 0 Healthcare Realty Trust X 0 638 0 Hannaford Brothers Inc. X 0 2,700 0 Hershey Foods Corp. X 0 130,809 0 Houghton Mifflin Co X 0 500 0 Hudson United Bancorp X 0 18 0 Hubbell Inc. CL A X 0 2,774 0 Hubbell Inc. CL B X 0 138 0 Hewlett-Packard Co. X 0 6,875 0 International Business Machines X 0 223,937 0 International Flavors & Fragrances X 0 1,200 0 Intersystems Inc Del X 0 8,480 0 I T T Industries Inc. X 0 87 0 Ing Groep NV Spons ADR X 0 58 0 Infosoft International Inc. X 0 1,450 0 Intel Corp. X 0 164,665 0 Intuit Corp. X 0 1,000 0 Interpool Inc X 0 150 0 Gartner Group Inc. - CL B X 0 130 0 Illinois Tool Works X 0 700 0 IVAX Corp. X 0 675 0 Hancock John Finl Services Inc. X 0 296 0 Henry Jack & Associates Inc X 0 93,849 0 Johnson & Johnson X 0 128,745 0 Jefferson-Pilot Corp. X 0 108,431 0 J P Morgan & Co. X 0 8,475 0 John Phillip Tuba Corp X 0 172 0 Wiley John & Sons X 0 5,640 0 Keebler Foods Co. X 0 15,800 0 KIMCO Realty Corp. X 0 23,754 0 Kimberly-Clark Corp. X 0 2,000 0 Kendle International Inc X 0 2,000 0 Coca Cola Co. X 0 13,422 0 Kroger Co. X 0 385,575 0 Keyspan Corporation X 0 8,833 0 Kohls Corp. X 0 92,973 0 Safra Republic Holding X 0 2,000 0 Loews Cineplex Entmt Corp X 0 20 0 Leggett & Platt Inc. X 0 1,000 0 Lehman Brothers Holdings Inc X 0 24,350 0 Lilly (Eli) & Co. X 0 172,535 0 Legg Mason, Inc. X 0 49,716 0 AT&T Corp - Liberty Media - A X 0 4,140 0 Lincoln National Corp. Ind. X 0 38,075 0 Loral Space & Communications X 0 11,800 0 L Oreal Co X 0 5,500 0 Lasik Vision Corp X 0 10,000 0 Loews Corp. X 0 4,000 0 Lucent Technologies Inc. X 0 241,736 0
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------- Level 3 Communications Inc. Common Stock 52729N100 3,077 29,100 LSI Industries Inc Common Stock 50216C108 39 2,000 Massbank Corp. Common Stock 576152102 22 800 Mattel Inc. Common Stock 577081102 16 1,493 Maxicare Health Plans Inc. New Common Stock 577904204 0 1 McDonalds Corp. Common Stock 580135101 263 7,000 Millenium Chemicals Inc. Common Stock 599903101 0 14 McLeodusa Inc. - CL A Common Stock 582266102 2,222 26,200 M C N Corp. Common Stock 55267J100 10 392 Media 100 Inc Common Stock 58440W105 427 12,250 Mid-state Bancshares Common Stock 595440108 2,427 97,075 Medtronic Inc. Common Stock 585055106 16,882 328,210 Mead Corp. Common Stock 582834107 503 14,400 Merrill Lynch & Co., Inc. Common Stock 590188108 8,374 79,752 Metromedia Fiber Network Inc. Cl A Common Stock 591689104 3,461 35,800 McGraw-Hill Companies Inc. Common Stock 580645109 222 4,882 Marshall & Ilsley Corp. Common Stock 571834100 8,294 143,620 Marshall Industries Common Stock 572393106 37 1,000 Marsh & McLennan Cos Inc Common Stock 571748102 1,103 10,000 Minnesota Mining & Manufacturing Co. Common Stock 604059105 320 3,609 Mobil Corp. Common Stock 607059102 0 247 Molex Inc. Cl A Common Stock 608554200 87 1,953 Morgan Keegan Inc. Common Stock 617410105 18 1,000 Motorola Inc. Common Stock 620076109 1,794 12,600 Minnesota Pwr & Light Common Stock 604110106 40 2,400 Mercantile Bankshares Corp. Common Stock 587405101 2,633 86,150 Merck & Co., Inc. Common Stock 589331107 7,555 121,606 Merant Plc Sponsored ADR ADR 587336108 55 2,000 Microsoft Corp. Common Stock 594918104 6,021 56,667 Martha Stewart Living Omnimed Common Stock 573083102 3 100 M & T Bank Corp Common Stock 55261F104 89 200 Monsanto Co. Common Stock 611662107 26 500 Montana Power Co Common Stock 612085100 13 200 Mesa Royalty Trust Common Stock 590660106 25 600 Matrix Service Co Common Stock 576853105 5 1,000 Mississippi Vy Bancshares Inc Common Stock 605720101 793 33,225 Morgan St Dean Witter Discover & Co. Common Stock 617446448 1,734 21,257 Nomas Corp Nev Pfd Ser A PFD 30/360 P1 65531N209 0 405 Nomas Corp. Common Stock 65531N100 0 405 Nanophase Tchnologies Corp Common Stock 630079101 17 1,000 National Bancorp Of Alaska Inc. Common Stock 632587101 4,030 106,725 National City Corp. Common Stock 635405103 268 13,018 NCR Corp. Common Stock 62886E108 2 46 North Fork Bancorp, Inc.-DEL Common Stock 659424105 4,322 241,802 Nationwide Financial Services, Inc. Common Stock 638612101 26 900 Nike Inc. Common Stock 654106103 1 25 Niagara Mohawk Holdings Inc. Common Stock 653520106 1 100 Nokia Corp. Sponsored ADR ADR 654902204 7,426 34,180 Northpoint Communications Hldg Common Stock 666610100 23 1,000 Northern States Power Co Common Stock 665772109 8 400 Nestle SA Sponsored ADR ADR 641069406 394 4,400 Nortel Networks Corp. Common Stock 656569100 7,705 61,150 NTL Incorporated Common Stock 629407107 56 600 Natural Pharmaceutical Intl Common Stock 638887109 0 4 Northern Trust Corp. Common Stock 665859104 18,804 278,323 NUCO2 Inc. Common Stock 629428103 32 2,424 New PLan Excel Realty Trust Common Stock 648053106 54 3,900 Nextlink Communications Inc Cl A Common Stock 65333H707 6,503 52,575 Nextel Communications Inc. Common Stock 65332V103 5,964 40,230 New York Times Co. Common Stock 650111107 65 1,516 Cascade Teton Farmlands Co. LTD (GS) P4 OA0041 0 15,304 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ Level 3 Communications Inc. X 0 29,100 0 LSI Industries Inc X 0 2,000 0 Massbank Corp. X 0 800 0 Mattel Inc. X 0 1,493 0 Maxicare Health Plans Inc. New X 0 1 0 McDonalds Corp. X 0 7,000 0 Millenium Chemicals Inc. X 0 14 0 McLeodusa Inc. - CL A X 0 26,200 0 M C N Corp. X 0 392 0 Media 100 Inc X 0 12,250 0 Mid-state Bancshares X 0 97,075 0 Medtronic Inc. X 0 328,210 0 Mead Corp. X 0 14,400 0 Merrill Lynch & Co., Inc. X 0 79,752 0 Metromedia Fiber Network Inc. Cl A X 0 35,800 0 McGraw-Hill Companies Inc. X 0 4,882 0 Marshall & Ilsley Corp. X 0 143,620 0 Marshall Industries X 0 1,000 0 Marsh & McLennan Cos Inc X 0 10,000 0 Minnesota Mining & Manufacturing Co. X 0 3,609 0 Mobil Corp. X 0 247 0 Molex Inc. Cl A X 0 1,953 0 Morgan Keegan Inc. X 0 1,000 0 Motorola Inc. X 0 12,600 0 Minnesota Pwr & Light X 0 2,400 0 Mercantile Bankshares Corp. X 0 86,150 0 Merck & Co., Inc. X 0 121,606 0 Merant Plc Sponsored ADR X 0 2,000 0 Microsoft Corp. X 0 56,667 0 Martha Stewart Living Omnimed X 0 100 0 M & T Bank Corp X 0 200 0 Monsanto Co. X 0 500 0 Montana Power Co X 0 200 0 Mesa Royalty Trust X 0 600 0 Matrix Service Co X 0 1,000 0 Mississippi Vy Bancshares Inc X 0 33,225 0 Morgan St Dean Witter Discover & Co. X 0 21,257 0 Nomas Corp Nev Pfd Ser A X 0 405 0 Nomas Corp. X 0 405 0 Nanophase Tchnologies Corp X 0 1,000 0 National Bancorp Of Alaska Inc. X 0 106,725 0 National City Corp. X 0 13,018 0 NCR Corp. X 0 46 0 North Fork Bancorp, Inc.-DEL X 0 241,802 0 Nationwide Financial Services, Inc. X 0 900 0 Nike Inc. X 0 25 0 Niagara Mohawk Holdings Inc. X 0 100 0 Nokia Corp. Sponsored ADR X 0 34,180 0 Northpoint Communications Hldg X 0 1,000 0 Northern States Power Co X 0 400 0 Nestle SA Sponsored ADR X 0 4,400 0 Nortel Networks Corp. X 0 61,150 0 NTL Incorporated X 0 600 0 Natural Pharmaceutical Intl X 0 4 0 Northern Trust Corp. X 0 278,323 0 NUCO2 Inc. X 0 2,424 0 New PLan Excel Realty Trust X 0 3,900 0 Nextlink Communications Inc Cl A X 0 52,575 0 Nextel Communications Inc. X 0 40,230 0 New York Times Co. X 0 1,516 0 Cascade Teton Farmlands Co. X 0 15,304 0
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------- Oak Tech Inc. Common Stock 671802106 266 13,800 Quaker Oats Common Stock 747402105 291 4,800 Wild Oats Markets Inc. Common Stock 96808B107 3 150 Old Kent Financial Corp. Common Stock 679833103 3,121 96,575 ***Old Mutual South African Trust PLC Foreign Stock G6738S107 30 17,647 Oncor, Inc. Common Stock 682311105 0 100 Bank One Corp. Common Stock 06423A103 344 10,000 Oracle Systems Corp. Common Stock 68389X105 4,783 61,275 Oxford Health Plans Inc. Common Stock 691471106 5 305 Occidental Petroleum Corp. Common Stock 674599105 2 100 Prudential Acquisition Fund LP II LTD Part P0 P624630 0 25 Pitney-Bowes, Inc. Common Stock 724479100 1,041 23,300 Plum Creek Timber Co L P Common Stock 729251108 27 1,098 Sprint Corp. (PCS Group) Common Stock 852061506 5,924 90,700 PE Corp PE Biosystems Group Common Stock 69332S102 574 5,950 PepsiCo, Inc. Common Stock 713448108 55 1,600 Pfizer Inc. Common Stock 717081103 23,403 640,070 Procter & Gamble Co. Common Stock 742718109 12,518 222,541 Peoples Energy Corp. Common Stock 711030106 5 167 Progressive Corp. Common Stock 743315103 13 175 Pegasus Communications Corp. - Cl A Common Stock 705904100 338 2,400 Peoples Heritage Financial Group Inc. Common Stock 711147108 26 1,700 Philadelphia Cons Hldg Co. Common Stock 717528103 2,182 147,900 Protective Life Corp. Common Stock 743674103 1,507 47,450 Pall Corp. Common Stock 696429307 4,559 203,175 Parametric Technology Corp. Common Stock 699173100 70 3,300 Proxim Inc. Common Stock 744284100 969 8,100 Puget Sound Power & Light Common Stock 745332106 4 200 PeopleSoft Inc. Common Stock 712713106 26 1,300 Pactiv Corp Common Stock 695257105 1 118 Paine Webber Group Inc. Common Stock 695629105 1,935 43,975 Power Spectra Inc Common Stock 738901107 0 300 Qwest Communications International, In Common Stock 749121109 5,116 105,490 QRS Corp Common Stock 74726X105 126 1,674 Rural Cellular Corp Common Stock 781904107 34 500 Royal Dutch Petroleum Co ADR ADR 780257804 1,970 34,218 R.H. Donnelly Corp. Common Stock 74955W307 2 100 Transocean Sedco Forex Inc Common Stock G90078109 70 1,355 Raymond James Financial Inc. Common Stock 754730109 155 7,450 Reliastar Financial Corp. Common Stock 75952U103 4,871 143,780 Remedy Corp. Common Stock 759548100 38 900 Ragen Mackenzie Group Inc Common Stock 750642100 1,831 91,525 Roper Industries Inc. New Common Stock 776696106 61 1,800 Roslyn Bancorp Inc. Common Stock 778162107 534 30,000 Riviana Foods Inc. Common Stock 769536103 3,789 238,765 IMS Health Inc. Common Stock 449934108 17 1,000 Rayonier Inc. Common Stock 754907103 5 100 Sears Roebuck & Co Common Stock 812387108 4,780 154,825 Satellite Control Technologies Common Stock 804000107 1 1,000 Pacific Cap Bancorp New Common Stock 69404P101 2,384 98,300 Safeco Corp. Common Stock 786429100 5 200 Safescience Inc Common Stock 786452102 10 800 Asia Satelite Telecom Hldgs Ltd ADS ADR 04516X106 1 22 SATX, Inc. Common Stock 78400J100 1 1,000 SBC Communications Inc. Common Stock 78387G103 1,059 25,205 Seacoast Banking Corp. FLA Common Stock 811707108 576 22,275 Salomon Brothers Fd Inc. Common Stock 795477108 3 138 SmithKline Beecham Spons ADR ADR 832378301 33 500 SBS Broadcasting SA Foreign Stock L8137F102 62 1,000 Shell Transport & Trading PLC ADR 822703609 15 300 Structural Dynamics Research Common Stock 863555108 14 1,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ Oak Tech Inc. X 0 13,800 0 Quaker Oats X 0 4,800 0 Wild Oats Markets Inc. X 0 150 0 Old Kent Financial Corp. X 0 96,575 0 ***Old Mutual South African Trust PLC X 0 17,647 0 Oncor, Inc. X 0 100 0 Bank One Corp. X 0 10,000 0 Oracle Systems Corp. X 0 61,275 0 Oxford Health Plans Inc. X 0 305 0 Occidental Petroleum Corp. X 0 100 0 Prudential Acquisition Fund LP II X 0 25 0 Pitney-Bowes, Inc. X 0 23,300 0 Plum Creek Timber Co L P X 0 1,098 0 Sprint Corp. (PCS Group) X 0 90,700 0 PE Corp PE Biosystems Group X 0 5,950 0 PepsiCo, Inc. X 0 1,600 0 Pfizer Inc. X 0 640,070 0 Procter & Gamble Co. X 0 222,541 0 Peoples Energy Corp. X 0 167 0 Progressive Corp. X 0 175 0 Pegasus Communications Corp. - Cl A X 0 2,400 0 Peoples Heritage Financial Group Inc. X 0 1,700 0 Philadelphia Cons Hldg Co. X 0 147,900 0 Protective Life Corp. X 0 47,450 0 Pall Corp. X 0 203,175 0 Parametric Technology Corp. X 0 3,300 0 Proxim Inc. X 0 8,100 0 Puget Sound Power & Light X 0 200 0 PeopleSoft Inc. X 0 1,300 0 Pactiv Corp X 0 118 0 Paine Webber Group Inc. X 0 43,975 0 Power Spectra Inc X 0 300 0 Qwest Communications International, In X 0 105,490 0 QRS Corp X 0 1,674 0 Rural Cellular Corp X 0 500 0 Royal Dutch Petroleum Co ADR X 0 34,218 0 R.H. Donnelly Corp. X 0 100 0 Transocean Sedco Forex Inc X 0 1,355 0 Raymond James Financial Inc. X 0 7,450 0 Reliastar Financial Corp. X 0 143,780 0 Remedy Corp. X 0 900 0 Ragen Mackenzie Group Inc X 0 91,525 0 Roper Industries Inc. New X 0 1,800 0 Roslyn Bancorp Inc. X 0 30,000 0 Riviana Foods Inc. X 0 238,765 0 IMS Health Inc. X 0 1,000 0 Rayonier Inc. X 0 100 0 Sears Roebuck & Co X 0 154,825 0 Satellite Control Technologies X 0 1,000 0 Pacific Cap Bancorp New X 0 98,300 0 Safeco Corp. X 0 200 0 Safescience Inc X 0 800 0 Asia Satelite Telecom Hldgs Ltd ADS X 0 22 0 SATX, Inc. X 0 1,000 0 SBC Communications Inc. X 0 25,205 0 Seacoast Banking Corp. FLA X 0 22,275 0 Salomon Brothers Fd Inc. X 0 138 0 SmithKline Beecham Spons ADR X 0 500 0 SBS Broadcasting SA X 0 1,000 0 Shell Transport & Trading PLC X 0 300 0 Structural Dynamics Research X 0 1,000 0
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------- Sungard Data Systems Inc. Common Stock 867363103 2,465 65,300 Seitel Inc. New Common Stock 816074306 204 25,692 Stancorp Financial Group Inc. Common Stock 852891100 5,334 194,850 Schering-Plough Corp. Common Stock 806605101 1,625 44,218 Sheldahl Inc Common Stock 822440103 1 122 Shenandoah Telecommunications Common Stock 82312B106 20 500 Stochastic Models Inc Common Stock 860902105 0 35,000 Silicon Valley Bancshares Common Stock 827064106 679 9,450 Schlumberger Limited Common Stock 806857108 536 7,000 SLM Holding Corp. Common Stock 78442A109 1,373 41,213 Solectron Corp. Common Stock 834182107 8,704 217,250 Sylvan Learning Systems Inc. Common Stock 871399101 6 375 Shared Medical Systems Corp. Common Stock 819486101 88 1,700 Synopsys Inc. Common Stock 871607107 7,747 158,917 Source Capital Corp A Common Stock 836142307 56 10,500 Southtrust Corp. Common Stock 844730101 15 600 Scottich Power PLC Common Stock 81013T705 6 196 Panamsat Corp New Common Stock 697933109 1,285 26,200 Suntrust Banks Inc. Common Stock 867914103 7,269 125,862 State Street Corp. Common Stock 857477103 15,713 162,201 Summit Bancorp Common Stock 866005101 7 275 Sun Communities Inc. Common Stock 866674104 64 2,200 Sun Microsystems Inc. Common Stock 866810104 13,505 144,125 Southwest Bancorporation of Texas Inc. Common Stock 84476R109 292 15,000 Safeway Inc. Common Stock 786514208 8,824 195,009 Sybron International Corp. Wis Common Stock 87114F106 116 4,000 Synergistics Inc. Common Stock GS 871599106 11,367 7,578,296 AT & T Corp. Common Stock 001957109 198 3,517 Tejas Gas Corp Del Common Stock 879075109 0 3 TCF Financial Corp. Common Stock 872275102 4,476 187,945 Thermo Ecotek Corporation Common Stock 88355R106 0 36 Triteal Corp. Common Stock 896937109 0 2,000 Tenneco Automotive Inc Common Stock 880349105 0 23 Terex Corp. Common Stock 880779103 3 200 Forgotten Woman Inc. Common Stock 345902100 0 500 Teligent Inc. Cl A Common Stock 87959Y103 768 11,500 Georgia Pacific Corp. (Timber Group) Common Stock 373298702 6 250 Target Corp Common Stock 87612E106 10,176 136,138 Thorn PLC ADR 885197103 1 53 Thermotrex Corp. Common Stock 883666109 31 3,000 Tellabs Inc. Common Stock 879664100 38 600 Thermolase Corp Common Stock 883624108 1 600 Thermo Electron Corp. Common Stock 883556102 28 1,350 Tengasco Inc Common Stock 88033R205 92 10,582 Tribune Co Common Stock 896047107 22 600 Texas Regional Bancshares Inc. Common Stock 882673106 4,410 173,345 Transatlantic Holdings, Inc. Common Stock 893521104 50 582 T. Rowe Price Assoc. Inc. Common Stock 741477103 3,882 98,278 Transaction System Architects Inc. Cl Common Stock 893416107 463 16,050 Tetra Technologies Inc Del Common Stock 88162F105 3 200 Time Warner Inc Common Stock 887315109 40 400 Texaco Inc. Common Stock 881694103 351 6,554 TREX MEDICAL CORP Common Stock 89531R101 1 300 Texas Instruments Inc. Common Stock 882508104 1,632 10,200 Texas Utilities Co. Common Stock 882848104 1 17 Tyco International LTD Foreign Stock 902124106 8 161 Union Carbide Corp. Common Stock 905581104 125 2,151 MediaOne Group Inc. Common Stock 58440J104 250 3,092 Unilever N V (NY Shares) ADR 904784501 344 7,142 Unumprovident Corp. Common Stock 91529Y106 184 10,800 Union Pacific Corp. Common Stock 907818108 55 1,416 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ Sungard Data Systems Inc. X 0 65,300 0 Seitel Inc. New X 0 25,692 0 Stancorp Financial Group Inc. X 0 194,850 0 Schering-Plough Corp. X 0 44,218 0 Sheldahl Inc X 0 122 0 Shenandoah Telecommunications X 0 500 0 Stochastic Models Inc X 0 35,000 0 Silicon Valley Bancshares X 0 9,450 0 Schlumberger Limited X 0 7,000 0 SLM Holding Corp. X 0 41,213 0 Solectron Corp. X 0 217,250 0 Sylvan Learning Systems Inc. X 0 375 0 Shared Medical Systems Corp. X 0 1,700 0 Synopsys Inc. X 0 158,917 0 Source Capital Corp A X 0 10,500 0 Southtrust Corp. X 0 600 0 Scottich Power PLC X 0 196 0 Panamsat Corp New X 0 26,200 0 Suntrust Banks Inc. X 0 125,862 0 State Street Corp. X 0 162,201 0 Summit Bancorp X 0 275 0 Sun Communities Inc. X 0 2,200 0 Sun Microsystems Inc. X 0 144,125 0 Southwest Bancorporation of Texas Inc. X 0 15,000 0 Safeway Inc. X 0 195,009 0 Sybron International Corp. Wis X 0 4,000 0 Synergistics Inc. X 0 7,578,296 0 AT & T Corp. X 0 3,517 0 Tejas Gas Corp Del X 0 3 0 TCF Financial Corp. X 0 187,945 0 Thermo Ecotek Corporation X 0 36 0 Triteal Corp. X 0 2,000 0 Tenneco Automotive Inc X 0 23 0 Terex Corp. X 0 200 0 Forgotten Woman Inc. X 0 500 0 Teligent Inc. Cl A X 0 11,500 0 Georgia Pacific Corp. (Timber Group) X 0 250 0 Target Corp X 0 136,138 0 Thorn PLC X 0 53 0 Thermotrex Corp. X 0 3,000 0 Tellabs Inc. X 0 600 0 Thermolase Corp X 0 600 0 Thermo Electron Corp. X 0 1,350 0 Tengasco Inc X 0 10,582 0 Tribune Co X 0 600 0 Texas Regional Bancshares Inc. X 0 173,345 0 Transatlantic Holdings, Inc. X 0 582 0 T. Rowe Price Assoc. Inc. X 0 98,278 0 Transaction System Architects Inc. Cl X 0 16,050 0 Tetra Technologies Inc Del X 0 200 0 Time Warner Inc X 0 400 0 Texaco Inc. X 0 6,554 0 TREX MEDICAL CORP X 0 300 0 Texas Instruments Inc. X 0 10,200 0 Texas Utilities Co. X 0 17 0 Tyco International LTD X 0 161 0 Union Carbide Corp. X 0 2,151 0 MediaOne Group Inc. X 0 3,092 0 Unilever N V (NY Shares) X 0 7,142 0 Unumprovident Corp. X 0 10,800 0 Union Pacific Corp. X 0 1,416 0
Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ---------------------------------------------------------------------------------------------------------------------- Unapix Entertainment Inc. Common Stock 904270105 197 131,265 USA Networks Inc. Common Stock 902984103 5 200 U.S. Bancorp Common Stock 902973106 1,874 85,653 United States Cellular Corp. Common Stock 911684108 2,425 34,150 U.S. West Inc. Common Stock 91273H101 154 2,125 Vlasic Foods International Common Stock 928559103 0 20 Vodafone Airtouch PLC-Sponsored ADR ADR 92857T107 5,974 107,525 Vodafone Group PLC Foreign Stock G9387S105 3 500 Viropro Inc Common Stock 928242106 0 165 Vitaminshoppe Com Inc Common Stock 92848M104 1 250 Voicestream Wireless Corp Common Stock 928615103 515 4,000 Winward Isle Sailing Co. Common Stock W1SQ 0 1 Westamerica Bancorp Common Stock 957090103 178 6,400 Walgreen Co Common Stock 931422109 9,463 367,484 Wachovia Corp. Common Stock 929771103 4,078 60,363 West Coast Bancorp Ore New Common Stock 952145100 18 1,817 Winstar Communications Inc Common Stock 975515107 5,303 88,375 MCI WorldCom Inc. Common Stock 55268B106 11,848 261,466 Waddell & Reed Financial - A Common Stock 930059100 5,236 123,735 Wells Fargo Company Common Stock 949746101 5,790 141,443 Whole Foods Market Inc Common Stock 966837106 226 5,459 Wimberly Res Ltd Foreign Stock 972629109 0 12 Wilmington Trust Corp. New Common Stock 971807102 1,929 39,662 Warner Lambert Co. Common Stock 934488107 946 9,700 Washington Mutual Inc. Common Stock 939322103 1,179 44,475 Wal-Mart Stores Inc. Common Stock 931142103 10,514 189,441 Western Wireless Corp Cl A Common Stock 95988E204 1,810 39,500 Wrigley (WM) Jr Co Common Stock 982526105 9,535 124,127 Xircom Inc Common Stock 983922105 4 100 XL Capital Ltd - Class A Common Stock G98255105 17 300 Exxon Mobil Corp. Common Stock 30231G102 10,234 131,518 Xoma LTD Common Stock G9825R107 8 1,000 Exxon Corp. Common Stock 302290101 50 641 Yahoo Inc Common Stock 984332106 17 100 Polaris Aircraft Income Fund IV-Units LTD (GS) P4 731045308 1 30 Zions BanCorporation Common Stock 989701107 7,870 189,070 Grand Total: 940,970 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ Unapix Entertainment Inc. X 0 131,265 0 USA Networks Inc. X 0 200 0 U.S. Bancorp X 0 85,653 0 United States Cellular Corp. X 0 34,150 0 U.S. West Inc. X 0 2,125 0 Vlasic Foods International X 0 20 0 Vodafone Airtouch PLC-Sponsored ADR X 0 107,525 0 Vodafone Group PLC X 0 500 0 Viropro Inc X 0 165 0 Vitaminshoppe Com Inc X 0 250 0 Voicestream Wireless Corp X 0 4,000 0 Winward Isle Sailing Co. X 0 1 0 Westamerica Bancorp X 0 6,400 0 Walgreen Co X 0 367,484 0 Wachovia Corp. X 0 60,363 0 West Coast Bancorp Ore New X 0 1,817 0 Winstar Communications Inc X 0 88,375 0 MCI WorldCom Inc. X 0 261,466 0 Waddell & Reed Financial - A X 0 123,735 0 Wells Fargo Company X 0 141,443 0 Whole Foods Market Inc X 0 5,459 0 Wimberly Res Ltd X 0 12 0 Wilmington Trust Corp. New X 0 39,662 0 Warner Lambert Co. X 0 9,700 0 Washington Mutual Inc. X 0 44,475 0 Wal-Mart Stores Inc. X 0 189,441 0 Western Wireless Corp Cl A X 0 39,500 0 Wrigley (WM) Jr Co X 0 124,127 0 Xircom Inc X 0 100 0 XL Capital Ltd - Class A X 0 300 0 Exxon Mobil Corp. X 0 131,518 0 Xoma LTD X 0 1,000 0 Exxon Corp. X 0 641 0 Yahoo Inc X 0 100 0 Polaris Aircraft Income Fund IV-Units X 0 30 0 Zions BanCorporation X 0 189,070 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON CAPITAL MANAGEMENT - INST. ID# 71102 Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Alcoa Inc. Common Stock 013817101 154 2,190 SH Albertson's Inc. Common Stock 013104104 154,334 4,978,500 SH Abbott Laboratories Common Stock 002824100 352 10,000 SH Aetna Inc. Common Stock 008117103 132,278 2,375,350 SH Amazon.com, Inc. Common Stock 023135106 115,228 1,719,820 SH America Online Inc. Common Stock 02364J104 426,157 6,336,903 SH Avon Products Inc. Common Stock 054303102 620 21,330 SH American Express Co. Common Stock 025816109 62 415 SH Bank of America Corp. Common Stock 060505104 82,311 1,569,690 SH Bell Atlantic Corp. Common Stock 077853109 367 6,000 SH Bell & Howell Co. Common Stock 077852101 1,342 42,950 SH Burlington Northern Santa Fe Corp. Common Stock 12189T104 310 14,000 SH Berkshire Hathaway Inc. Class A Common Stock 084670108 40,726 712 SH Berkshire Hathaway Inc. Class B Common Stock 084670207 66,894 36,755 SH Bear Stearns Companies, Inc. Common Stock 073902108 51,611 1,131,204 SH Citigroup, Inc. Common Stock 172967101 172,510 2,908,466 SH Chubb Corp. Common Stock 171232101 608 9,000 SH Cadence Design Systems Inc. Common Stock 127387108 1,660 80,000 SH Cell Genesys Inc. Common Stock 150921104 884 41,497 SH Ceridian Corp. Common Stock 15677T106 2,047 106,700 SH CKE Restaurants Inc. Common Stock 12561E105 856 134,300 SH Comerica Inc. Common Stock 200340107 461 11,000 SH Chase Manhattan Corp. Common Stock 16161A108 175,465 2,012,490 SH Caremark Rx Inc. Common Stock 141705103 1,388 331,400 SH Conseco Inc. Common Stock 208464107 267 23,300 SH Consolidated Stores Corp. Common Stock 210149100 4,732 416,000 SH Cott Corp. Common Stock 22163N106 1,029 183,000 SH Cabletron Systems Inc. Common Stock 126920107 9,338 318,550 SH Delta Air Lines Inc. Common Stock 247361108 607 11,400 SH De Beers Cons Mines Ltd ADR N.E. ADR 240253302 466 20,300 SH Dana Corp. Common Stock 235811106 395 14,000 SH Du Pont (EI) de Nemours and Co. Common Stock 263534109 116 2,185 SH Dillards Inc. Common Stock 254067101 232 14,100 SH Dell Computer Corp. Common Stock 247025109 290,160 5,379,503 SH Danaher Corp. Common Stock 235851102 59,414 1,164,982 SH Enhance Financial Services Group Inc Common Stock 293310108 3,330 235,750 SH Equifax Inc. Common Stock 294429105 2,283 90,400 SH Eastman Kodak Co. Common Stock 277461109 31,214 574,700 SH Ford Motor Co. Common Stock 345370100 845 18,400 SH Fleet Boston Financial Corp. Common Stock 339030108 128,379 3,517,229 SH Federated Department Stores Common Stock 31410H101 313 7,500 SH Foundation Health Systems Common Stock 350404109 38,206 4,775,781 SH FMC Corp. Common Stock 302491303 345 6,100 SH Fannie Mae Common Stock 313586109 138,669 2,457,012 SH Finova Group Inc. Common Stock 317928109 4,816 286,450 SH Freddie Mac Common Stock 313400301 40,086 907,165 SH First Union Corp. Common Stock 337358105 466 12,500 SH Grant Prideco Inc Common Stock 38821G101 2 120 SH General Motors Corp. Common Stock 370442105 125,567 1,516,267 SH GTE Corp. Common Stock 362320103 355 5,000 SH Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ Alcoa Inc. X 0 2,190 0 Albertson's Inc. X 0 4,978,500 0 Abbott Laboratories X 0 10,000 0 Aetna Inc. X 0 2,375,350 0 Amazon.com, Inc. X 0 1,719,820 0 America Online Inc. X 0 6,336,903 0 Avon Products Inc. X 0 21,330 0 American Express Co. X 0 415 0 Bank of America Corp. X 0 1,569,690 0 Bell Atlantic Corp. X 0 6,000 0 Bell & Howell Co. X 0 42,950 0 Burlington Northern Santa Fe Corp. X 0 14,000 0 Berkshire Hathaway Inc. Class A X 0 712 0 Berkshire Hathaway Inc. Class B X 0 36,755 0 Bear Stearns Companies, Inc. X 0 1,131,204 0 Citigroup, Inc. X 0 2,908,466 0 Chubb Corp. X 0 9,000 0 Cadence Design Systems Inc. X 0 80,000 0 Cell Genesys Inc. X 0 41,497 0 Ceridian Corp. X 0 106,700 0 CKE Restaurants Inc. X 0 134,300 0 Comerica Inc. X 0 11,000 0 Chase Manhattan Corp. X 0 2,012,490 0 Caremark Rx Inc. X 0 331,400 0 Conseco Inc. X 0 23,300 0 Consolidated Stores Corp. X 0 416,000 0 Cott Corp. X 0 183,000 0 Cabletron Systems Inc. X 0 318,550 0 Delta Air Lines Inc. X 0 11,400 0 De Beers Cons Mines Ltd ADR N.E. X 0 20,300 0 Dana Corp. X 0 14,000 0 Du Pont (EI) de Nemours and Co. X 0 2,185 0 Dillards Inc. X 0 14,100 0 Dell Computer Corp. X 0 5,379,503 0 Danaher Corp. X 0 1,164,982 0 Enhance Financial Services Group Inc X 0 235,750 0 Equifax Inc. X 0 90,400 0 Eastman Kodak Co. X 0 574,700 0 Ford Motor Co. X 0 18,400 0 Fleet Boston Financial Corp. X 0 3,517,229 0 Federated Department Stores X 0 7,500 0 Foundation Health Systems X 0 4,775,781 0 FMC Corp. X 0 6,100 0 Fannie Mae X 0 2,457,012 0 Finova Group Inc. X 0 286,450 0 Freddie Mac X 0 907,165 0 First Union Corp. X 0 12,500 0 Grant Prideco Inc X 0 120 0 General Motors Corp. X 0 1,516,267 0 GTE Corp. X 0 5,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON CAPITAL MANAGEMENT - INST. ID# 71102 Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Gateway Inc. Common Stock 367626108 269,894 5,092,346 SH Home Depot Inc. Common Stock 437076102 212 3,285 SH Hadco Corp. Common Stock 404681108 2,772 42,900 SH Harley Davidson, Inc. Common Stock 412822108 71 890 SH Hollywood Entertainment Corp. Common Stock 436141105 3,714 460,600 SH Starwood Hotels & Resorts Worldwide Common Stock 85590A203 79,759 3,038,427 SH Hewlett-Packard Co. Common Stock 428236103 835 6,300 SH International Business Machines Common Stock 459200101 164,426 1,393,437 SH ICG Communications Inc. Common Stock 449246107 14,346 397,114 SH International Speedway Corp. Common Stock 460335201 49 1,100 SH Johnson & Johnson Common Stock 478160104 490 7,000 SH Kimberly-Clark Corp. Common Stock 494368103 504 9,000 SH Kroger Co. Common Stock 501044101 64,980 3,699,824 SH MBNA Corp. Common Stock 55262L100 71,935 2,820,973 SH Liz Claiborne Inc. Common Stock 539320101 2,149 46,900 SH Lloyds TSB Group PLC Foreign Stock G5542W106 56,733 5,374,455 SH Manpower Inc. Common Stock 56418H100 2,185 61,550 SH Mattel Inc. Common Stock 577081102 34,555 3,310,490 SH Mandalay Resort Group Common Stock 562567107 59,231 3,509,961 SH McDonalds Corp. Common Stock 580135101 47 1,250 SH McKesson HBOC Inc. Common Stock 58155Q103 67,925 3,234,519 SH MGM Grand Inc. Common Stock 552953101 18,437 768,196 SH Metro Goldwyn Mayer Inc. Common Stock 591610100 1,152 45,302 SH Minnesota Mining & Manufacturing Co. Common Stock 604059105 709 8,000 SH Modis Professional Services Common Stock 607830106 5,915 477,950 SH Merck & Co., Inc. Common Stock 589331107 398 6,400 SH MGIC Investment Corp. Common Stock 552848103 139,712 3,202,563 SH Micron Electronics Inc. Common Stock 595100108 900 64,300 SH Morgan St Dean Witter Discover & Co. Common Stock 617446448 1,060 13,000 SH Nokia Corp. Sponsored ADR ADR 654902204 136,395 627,824 SH Nextel Communications Inc. Common Stock 65332V103 247,587 1,670,065 SH Bank One Corp. Common Stock 06423A103 144,334 4,198,800 SH Peoples Heritage Financial Group Inc Common Stock 711147108 909 60,600 SH Koninklijke Philips Electronics NV A ADR 500472204 99,909 583,193 SH Pinnacle Entertainment Inc Common Stock 723456109 4,451 219,100 SH Radian Group Inc. Common Stock 750236101 7,787 163,506 SH Republic Services Inc Common Stock 760759100 15,478 1,415,050 SH SBC Communications Inc. Common Stock 78387G103 92 2,185 SH Sungard Data Systems Inc. Common Stock 867363103 8,664 229,500 SH Saks Incorporated Common Stock 79377W108 145 10,000 SH Sara Lee Corp. Common Stock 803111103 306 17,000 SH Storage Technology Corp. Common Stock 862111200 40,367 2,532,764 SH Sybase Inc. Common Stock 871130100 7,743 381,200 SH Symantec Corp. Common Stock 871503108 14,251 189,700 SH Talk.Com Inc. Common Stock 874264104 9,168 573,000 SH TJX Companies Inc. Common Stock 872540109 3,075 138,600 SH Torchmark Corp. Common Stock 891027104 294 12,700 SH Telefonos De Mexico SA Spons ADR ADR 879403780 68,410 1,021,044 SH Tommy Hilfiger Corp. Common Stock G8915Z102 261 18,000 SH Toys 'R' Us Inc. Common Stock 892335100 122,373 8,261,176 SH United Asset Management Corp. Common Stock 909420101 1,331 76,850 SH United Dominion Realty Trust Common Stock 910197102 504 50,100 SH Unisys Corp. Common Stock 909214108 264 10,350 SH United Healthcare Corp. Common Stock 910581107 174,048 2,919,051 SH Unumprovident Corp. Common Stock 91529Y106 2,266 133,300 SH Viad Corp. Common Stock 92552R109 2,190 95,750 SH MCI WorldCom Inc. Common Stock 55268B106 203,305 4,486,673 SH Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ Gateway Inc. X 0 5,092,346 0 Home Depot Inc. X 0 3,285 0 Hadco Corp. X 0 42,900 0 Harley Davidson, Inc. X 0 890 0 Hollywood Entertainment Corp. X 0 460,600 0 Starwood Hotels & Resorts Worldwide X 0 3,038,427 0 Hewlett-Packard Co. X 0 6,300 0 International Business Machines X 0 1,393,437 0 ICG Communications Inc. X 0 397,114 0 International Speedway Corp. X 0 1,100 0 Johnson & Johnson X 0 7,000 0 Kimberly-Clark Corp. X 0 9,000 0 Kroger Co. X 0 3,699,824 0 MBNA Corp. X 0 2,820,973 0 Liz Claiborne Inc. X 0 46,900 0 Lloyds TSB Group PLC X 0 5,374,455 0 Manpower Inc. X 0 61,550 0 Mattel Inc. X 0 3,310,490 0 Mandalay Resort Group X 0 3,509,961 0 McDonalds Corp. X 0 1,250 0 McKesson HBOC Inc. X 0 3,234,519 0 MGM Grand Inc. X 0 768,196 0 Metro Goldwyn Mayer Inc. X 0 45,302 0 Minnesota Mining & Manufacturing Co. X 0 8,000 0 Modis Professional Services X 0 477,950 0 Merck & Co., Inc. X 0 6,400 0 MGIC Investment Corp. X 0 3,202,563 0 Micron Electronics Inc. X 0 64,300 0 Morgan St Dean Witter Discover & Co. X 0 13,000 0 Nokia Corp. Sponsored ADR X 0 627,824 0 Nextel Communications Inc. X 0 1,670,065 0 Bank One Corp. X 0 4,198,800 0 Peoples Heritage Financial Group Inc X 0 60,600 0 Koninklijke Philips Electronics NV A X 0 583,193 0 Pinnacle Entertainment Inc X 0 219,100 0 Radian Group Inc. X 0 163,506 0 Republic Services Inc X 0 1,415,050 0 SBC Communications Inc. X 0 2,185 0 Sungard Data Systems Inc. X 0 229,500 0 Saks Incorporated X 0 10,000 0 Sara Lee Corp. X 0 17,000 0 Storage Technology Corp. X 0 2,532,764 0 Sybase Inc. X 0 381,200 0 Symantec Corp. X 0 189,700 0 Talk.Com Inc. X 0 573,000 0 TJX Companies Inc. X 0 138,600 0 Torchmark Corp. X 0 12,700 0 Telefonos De Mexico SA Spons ADR X 0 1,021,044 0 Tommy Hilfiger Corp. X 0 18,000 0 Toys 'R' Us Inc. X 0 8,261,176 0 United Asset Management Corp. X 0 76,850 0 United Dominion Realty Trust X 0 50,100 0 Unisys Corp. X 0 10,350 0 United Healthcare Corp. X 0 2,919,051 0 Unumprovident Corp. X 0 133,300 0 Viad Corp. X 0 95,750 0 MCI WorldCom Inc. X 0 4,486,673 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON CAPITAL MANAGEMENT - INST. ID# 71102 Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------------------------------- Wellpoint Health Networks Inc. Common Stock 94973H108 7,428 106,300 SH Washington Mutual Inc. Common Stock 939322103 150,493 5,678,982 SH Waste Management Inc. Common Stock 94106L109 149,004 10,885,720 SH Wal-Mart Stores Inc. Common Stock 931142103 39 700 SH Watson Pharmaceuticals Inc Common Stock 942683103 595 15,000 SH WPP Group PLC- Ord Foreign Stock GB0009740423 2,130 129,000 SH WPP Group PLC - Sponsored ADR ADR 929309300 157,674 1,817,570 SH Grand Total: 5,158,615 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ----------------------------------------------------------------------------------------------------------------------------------- Wellpoint Health Networks Inc. X 0 106,300 0 Washington Mutual Inc. X 0 5,678,982 0 Waste Management Inc. X 0 10,885,720 0 Wal-Mart Stores Inc. X 0 700 0 Watson Pharmaceuticals Inc X 0 15,000 0 WPP Group PLC- Ord X 0 129,000 0 WPP Group PLC - Sponsored ADR X 0 1,817,570 0
Legg Mason Focus Trust 3/31/00 Item 1: Name of issuer Item 2: Title of Class Item 3: CUSIP # Item 4: Fair Market Value Item 5: Shares of Principal Interest Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) - --------------------------------------------------------------------------------------------------------------------------- WPP Group plc Sponsored ADRs 929309300 8,675,000.00 100,000.00 Citigroup Inc. Common 172967101 14,531,562.50 245,000.00 Lloyds TSB Group plc Ord shs 87061008 14,368,362.03 1,359,154.00 Gateway Inc. Common 367626108 16,573,100.00 312,700.00 International Business Machines Corporation Class A 459200101 12,944,600.00 109,700.00 Unisys Corporation Common 909214108 9,580,350.00 375,700.00 Wal- Mart Stores, Inc. Common 931142103 14,541,000.00 262,000.00 Avon Products, Inc. Common 54303102 9,154,687.50 315,000.00 Koninklijke (Royal) Philips Electronics N.V. Sponsored Adr 500472204 2,141,406.25 12,500.00 American Express Company Common 25816109 13,404,375.00 90,000.00 American International Group, Inc. Common 26874107 13,085,250.00 119,500.00 Berkshire Hathaway, Inc.- Class A Class A 84670108 28,600,000.00 500 America Online, Inc. Common 02364J104 13,450,000.00 200,000.00 Harley-Davidson, Inc. Common 412822108 10,160,000.00 128,000.00 International Speedway Corporation Common 460335201 12,447,687.50 277,000.00 McDonald's Corporation Common 580135101 13,684,018.75 364,300.00 Amazon.com, Inc. Common 23135106 5,025,000.00 75,000.00 MCI WorldCom, Inc. Common 55268B106 11,631,718.75 256,700.00 Nokia Oyj ADS 654902204 2,172,500.00 10,000.00 ------------------ 226,170,618.28 ================== (Item 1) (Item 6) (Item 7) (Item 8) - -------------------------------------------------------------------------------------------------------------- A B C Sole Shared None WPP Group plc x 1 x Citigroup Inc. x 1 x Lloyds TSB Group plc x 1 x Gateway Inc. x 1 x International Business Machines Corporation x 1 x Unisys Corporation x 1 x Wal- Mart Stores, Inc. x 1 x Avon Products, Inc. x 1 x Koninklijke (Royal) Philips Electronics N.V. x 1 x American Express Company x 1 x American International Group, Inc. x 1 x Berkshire Hathaway, Inc.- Class A x 1 x America Online, Inc. x 1 x Harley-Davidson, Inc. x 1 x International Speedway Corporation x 1 x McDonald's Corporation x 1 x Amazon.com, Inc. x 1 x MCI WorldCom, Inc. x 1 x Nokia Oyj x 1 x
Legg Mason Special Investment Trust 3/31/00 Item 1: Name of issuer Item 2: Title of Class Item 3: CUSIP # Item 4: Fair Market Value Item 5: Shares of Principal Interest Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) - ------------------------------------------------------------------------------------------------------------------------------- America Online, Inc. Common 02364J104 221,925,000.00 3,300,000.00 Bell & Howell Company Common 77852101 38,150,000.00 1,220,800.00 Cabletron Systems, Inc. Common 126920107 102,593,750.00 3,500,000.00 Cadence Design Systems, Inc. Common 127387108 45,650,000.00 2,200,000.00 Caremark Rx, Inc. Common 141705103 37,687,500.00 9,000,000.00 Cell Genesys, Inc. Common 150921104 25,894,687.50 1,215,000.00 Ceridian Corporation Common 15677T106 57,562,500.00 3,000,000.00 CKE Restaurants, Inc. Common 12561E105 25,500,000.00 4,000,000.00 Consolidated Stores Corporation Common 210149100 39,649,837.50 3,485,700.00 Cott Corporation Common 22163N106 33,750,000.00 6,000,000.00 Enhance Financial Services Group, Inc. Common 293310108 42,375,000.00 3,000,000.00 Equifax Inc. Common 294429105 60,600,000.00 2,400,000.00 Gateway, Inc. Common 367626108 190,800,000.00 3,600,000.00 Hadco Corp. Common 404681108 81,750,625.00 1,265,000.00 Hollywood Entertainment Corp. Common 436141105 30,637,500.00 3,800,000.00 ICG Communications Common 449246107 128,243,750.00 3,550,000.00 Liz Claiborne, Inc. Common 539320101 58,983,593.75 1,287,500.00 Mandalay Resort Group Common 562567107 42,187,500.00 2,500,000.00 Manpower Inc. Common 56418H100 64,059,750.00 1,804,500.00 Micron Electronics, Inc. Common 595100108 22,884,400.00 1,634,600.00 Modis Professional Services, Inc. Common 607830106 59,400,000.00 4,800,000.00 Olsen & Associates AG Common 99EXMC906 0 30,000.00 Peoples Heritage Financial Group, Inc. Common 711147108 24,000,000.00 1,600,000.00 PhyCor, Inc. Common 71940F100 1,258,743.75 1,220,600.00 Pinnacle Entertainment, Inc. Common 723456109 51,085,937.50 2,515,000.00 Radian Group Inc. Common 750236101 82,721,672.25 1,736,938.00 Republic Services, Inc. Class A 760759100 92,968,750.00 8,500,000.00 Storage Technology Corporation Common 862111200 35,062,500.00 2,200,000.00 SunGard Data Systems Inc. Common 867363103 89,278,750.00 2,365,000.00 Sybase, Inc. Common 871130100 75,156,250.00 3,700,000.00 Symantec Corporation Common 871503108 211,476,875.00 2,815,000.00 TALK.com, Inc. Common 874264104 88,000,000.00 5,500,000.00 The FINOVA Group Inc. Common 317928109 42,031,250.00 2,500,000.00 The TJX Companies, Inc. Common 872540109 75,437,500.00 3,400,000.00 United Asset Management Corporation Common 909420101 34,625,000.00 2,000,000.00 UnumProvident Corporation Common 91529Y106 59,500,000.00 3,500,000.00 Viad Corp Common 92552R109 54,900,000.00 2,400,000.00 Wellpoint Health Networks Inc. Class A 94973H108 48,912,500.00 700,000.00 WPP Group plc Common 97404008 192,671,640.39 11,102,500.00 ---------------- 2,669,372,762.64 ================= (Item 1) (Item 6) (Item 7) (Item 8) - -------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None America Online, Inc. x 1 x Bell & Howell Company x 1 x Cabletron Systems, Inc. x 1 x Cadence Design Systems, Inc. x 1 x Caremark Rx, Inc. x 1 x Cell Genesys, Inc. x 1 x Ceridian Corporation x 1 x CKE Restaurants, Inc. x 1 x Consolidated Stores Corporation x 1 x Cott Corporation x 1 x Enhance Financial Services Group, Inc. x 1 x Equifax Inc. x 1 x Gateway, Inc. x 1 x Hadco Corp. x 1 x Hollywood Entertainment Corp. x 1 x ICG Communications x 1 x Liz Claiborne, Inc. x 1 x Mandalay Resort Group x 1 x Manpower Inc. x 1 x Micron Electronics, Inc. x 1 x Modis Professional Services, Inc. x 1 x Olsen & Associates AG x 1 x Peoples Heritage Financial Group, Inc. x 1 x PhyCor, Inc. x 1 x Pinnacle Entertainment, Inc. x 1 x Radian Group Inc. x 1 x Republic Services, Inc. x 1 x Storage Technology Corporation x 1 x SunGard Data Systems Inc. x 1 x Sybase, Inc. x 1 x Symantec Corporation x 1 x TALK.com, Inc. x 1 x The FINOVA Group Inc. x 1 x The TJX Companies, Inc. x 1 x United Asset Management Corporation x 1 x UnumProvident Corporation x 1 x Viad Corp x 1 x Wellpoint Health Networks Inc. x 1 x WPP Group plc x 1 x
Legg Mason Total Return Trust 3/31/00 Item 1: Name of issuer Item 2: Title of Class Item 3: CUSIP # Item 4: Fair Market Value Item 5: Shares of Principal Interest Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) - ------------------------------------------------------------------------------------------------------------------------------- Abbott Laboratories Common 2824100 6,076,881.25 172,700.00 Albertson's, Inc. Common 13104104 7,750,000.00 250,000.00 American Financial Group, Inc. Common 25932104 4,202,150.00 146,800.00 AT&T Corp. Common 1957109 8,718,750.00 155,000.00 Avon Products, Inc. Common 54303102 2,034,375.00 70,000.00 Bank of America Corporation Common 60505104 3,932,812.50 75,000.00 Bank One Corporation Common 06423A103 6,703,125.00 195,000.00 Bristol-Myers Squibb Company Common 110122108 1,732,500.00 30,000.00 Brunswick Corporation Common 117043109 4,223,062.50 223,000.00 Citigroup Inc. Common 172967101 6,969,218.75 117,500.00 Countrywide Credit Industries, Inc. Common 222372104 2,725,000.00 100,000.00 Dell Computer Corporation Common 247025109 5,393,750.00 100,000.00 Eastman Kodak Company Common 277461109 5,974,375.00 110,000.00 Edison International Common 281020107 2,277,343.75 137,500.00 Eli Lilly & Company Common 532457108 4,095,000.00 65,000.00 Enhance Financial Services Group, Inc. Common 293310108 5,537,000.00 392,000.00 Fannie Mae Common 313586109 2,821,875.00 50,000.00 FleetBoston Financial Corporation Common 339030108 3,650,000.00 100,000.00 Ford Motor Company Common 345370100 4,593,750.00 100,000.00 Gateway, Inc. Common 367626108 5,300,000.00 100,000.00 General Electric Company Common 369604103 6,983,437.50 45,000.00 General Motors Corporation Common 370442105 4,554,687.50 55,000.00 GTE Corporation Common 362320103 4,260,000.00 60,000.00 Hewlett- Packard Company Common 428236103 1,325,625.00 10,000.00 Household International, Inc. Common 441815107 1,865,625.00 50,000.00 Intel Corporation Common 458140100 9,895,312.50 75,000.00 International Business Machines Corporation Common 459200101 26,550,000.00 225,000.00 IPC Holdings Limited Common G4933P101 2,508,000.00 209,000.00 Johnson & Johnson Common 478160104 4,554,062.50 65,000.00 Lloyds TSB Group plc ord shrs 87061008 21,620,264.38 2,045,137.00 Mandalay Resort Group Common 562567107 1,687,500.00 100,000.00 Mattel, Inc. Common 577081102 3,340,000.00 320,000.00 Maytag Corporation Common 578592107 3,975,000.00 120,000.00 MCI WorldCom, Inc. Common 55268B106 7,929,687.50 175,000.00 Merck & Co., Inc. Common 589331107 8,386,875.00 135,000.00 MGIC Investment Corporation Common 552848103 2,181,250.00 50,000.00 Mid-America Apartment Communities, Inc. Common 59522J103 5,314,500.00 236,200.00 National Golf Properties, Inc. Common 63623G109 6,196,587.50 294,200.00 Nationwide Health Properties, Inc. Common 638620104 5,138,381.25 492,300.00 Nordstrom Inc. Common 655664100 4,720,000.00 160,000.00 Northrop Grumman Corporation Common 666807102 5,029,062.50 95,000.00 Safeway Inc. Common 786514208 4,977,500.00 110,000.00 Saks Incorporated Common 79377W108 3,987,500.00 275,000.00 Sara Lee Corporation Common 803111103 3,780,000.00 210,000.00 SBC Communications Inc. Common 78387G103 4,830,000.00 115,000.00 The Allstate Corporation Common 20002101 4,762,500.00 200,000.00 The Bear Stearns Companies, Inc. Common 73902108 1,838,231.25 40,290.00 The Black & Decker Corporation Common 91797100 1,878,125.00 50,000.00 The Chase Manhattan Corporation Common 16161A108 10,000,406.25 114,700.00 The Hartford Financial Services Group, Inc. Common 416515104 2,637,500.00 50,000.00 The Kroger Co. Common 501044101 3,540,600.00 201,600.00 The May Department Stores Company Common 577778103 4,275,000.00 150,000.00 The TJX Companies, Inc. Common 872540109 4,484,093.75 202,100.00 The Walt Disney Company Common 254687106 3,103,125.00 75,000.00 Time Warner Inc. Common 887315109 5,000,000.00 50,000.00 Tommy Hilfiger Corporation Common G8915Z102 725,000.00 50,000.00 Toys "R" Us, Inc. Common 892335100 15,182,812.50 1,025,000.00 Tupperware Corporation Common 899896104 4,440,150.00 280,800.00 Unisys Corporation Common 909214108 3,825,000.00 150,000.00 UnumProvident Corporation Common 91529Y106 6,120,000.00 360,000.00 Washington Mutual, Inc. Common 939322103 9,672,500.00 365,000.00 Waste Management Inc. Common 94106L109 6,570,000.00 480,000.00 Xerox Corporation Common 984121103 3,120,000.00 120,000.00 XL Capital Ltd. Shs A G98255105 2,270,375.00 41,000.00 -------------- 343,747,245.63 ============== (Item 1) (Item 6) (Item 7) (Item 8) - ------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None Abbott Laboratories x 1 x Albertson's, Inc. x 1 x American Financial Group, Inc. x 1 x AT&T Corp. x 1 x Avon Products, Inc. x 1 x Bank of America Corporation x 1 x Bank One Corporation x 1 x Bristol-Myers Squibb Company x 1 x Brunswick Corporation x 1 x Citigroup Inc. x 1 x Countrywide Credit Industries, Inc. x 1 x Dell Computer Corporation x 1 x Eastman Kodak Company x 1 x Edison International x 1 x Eli Lilly & Company x 1 x Enhance Financial Services Group, Inc. x 1 x Fannie Mae x 1 x FleetBoston Financial Corporation x 1 x Ford Motor Company x 1 x Gateway, Inc. x 1 x General Electric Company x 1 x General Motors Corporation x 1 x GTE Corporation x 1 x Hewlett- Packard Company x 1 x Household International, Inc. x 1 x Intel Corporation x 1 x International Business Machines Corporation x 1 x IPC Holdings Limited x 1 x Johnson & Johnson x 1 x Lloyds TSB Group plc x 1 x Mandalay Resort Group x 1 x Mattel, Inc. x 1 x Maytag Corporation x 1 x MCI WorldCom, Inc. x 1 x Merck & Co., Inc. x 1 x MGIC Investment Corporation x 1 x Mid-America Apartment Communities, Inc. x 1 x National Golf Properties, Inc. x 1 x Nationwide Health Properties, Inc. x 1 x Nordstrom Inc. x 1 x Northrop Grumman Corporation x 1 x Safeway Inc. x 1 x Saks Incorporated x 1 x Sara Lee Corporation x 1 x SBC Communications Inc. x 1 x The Allstate Corporation x 1 x The Bear Stearns Companies, Inc. x 1 x The Black & Decker Corporation x 1 x The Chase Manhattan Corporation x 1 x The Hartford Financial Services Group, Inc. x 1 x The Kroger Co. x 1 x The May Department Stores Company x 1 x The TJX Companies, Inc. x 1 x The Walt Disney Company x 1 x Time Warner Inc. x 1 x Tommy Hilfiger Corporation x 1 x Toys "R" Us, Inc. x 1 x Tupperware Corporation x 1 x Unisys Corporation x 1 x UnumProvident Corporation x 1 x Washington Mutual, Inc. x 1 x Waste Management Inc. x 1 x Xerox Corporation x 1 x XL Capital Ltd. x 1 x
Legg Mason Value Trust 3/31/00 Item 1: Name of issuer Item 2: Title of Class Item 3: CUSIP # Item 4: Fair Market Value Item 5: Shares of Principal Interest Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) - ------------------------------------------------------------------------------------------------------------------------------------ Aetna Inc. Common 8117103 334,125,000.00 6,000,000.00 Albertson's, Inc. Common 13104104 292,844,600.00 9,446,600.00 Amazon.com, Inc. Common 23135106 214,400,000.00 3,200,000.00 America Online, Inc. Common 02364J104 1,653,677,500.00 24,590,000.00 Bank of America Corporation Common 60505104 209,750,000.00 4,000,000.00 Bank One Corporation Common 06423A103 378,125,000.00 11,000,000.00 Berkshire Hathaway Inc. - Class A Class A 84670108 240,240,000.00 4,200.00 Citigroup Inc. Common 172967101 421,118,750.00 7,100,000.00 Danaher Corporation Common 235851102 122,400,000.00 2,400,000.00 Dell Computer Corporation Common 247025109 674,218,750.00 12,500,000.00 Fannie Mae Common 313586109 316,050,000.00 5,600,000.00 FleetBoston Financial Corporation Common 339030108 328,500,000.00 9,000,000.00 Foundation Health Systems, Inc. Common 350404109 88,800,000.00 11,100,000.00 Freddie Mac Common 313400301 114,887,500.00 2,600,000.00 Gateway Inc. Common 367626108 649,250,000.00 12,250,000.00 General Motors Corporation Common 370442105 248,437,500.00 3,000,000.00 International Business Machines Corporation Common 459200101 330,400,000.00 2,800,000.00 Koninklijke (Royal) Philips Electronics N.V. Sponsored Adr New 500472204 298,769,000.00 1,744,000.00 Lloyds TSB Group plc ord shrs 87061008 297,694,797.49 28,160,000.00 Mandalay Resort Group Common 562567107 118,125,000.00 7,000,000.00 Mattel, Inc. Common 577081102 104,375,000.00 10,000,000.00 MBNA Corporation Common 55262L100 163,837,500.00 6,425,000.00 MCI WorldCom, Inc. Common 55268B106 453,125,000.00 10,000,000.00 McKesson HBOC, Inc. Common 58155Q103 169,073,100.00 8,051,100.00 Metro-Goldwyn-Mayer, Inc. Common 591610100 94,233,473.12 3,704,510.00 MGIC Investment Corporation Common 552848103 330,459,375.00 7,575,000.00 MGM Grand, Inc. Common 552953101 75,716,160.00 3,154,840.00 Nextel Communications, Inc. Common 65332V103 611,901,875.00 4,127,500.00 Nokia Oyj Common 654902204 412,775,000.00 1,900,000.00 Starwood Hotels & Resorts Worldwide, Inc. Class B 85590A203 236,250,000.00 9,000,000.00 Storage Technology Corporation Common 862111200 127,500,000.00 8,000,000.00 Telefonos de Mexico S.A. ADR Common 879403780 214,400,000.00 3,200,000.00 The Bear Stearns Companies, Inc. Common 73902108 150,904,687.50 3,307,500.00 The Chase Manhattan Corporation Common 16161A108 401,062,500.00 4,600,000.00 The Kroger Co. Common 501044101 128,608,431.25 7,322,900.00 Toys "R" Us, Inc. Common 892335100 232,556,250.00 15,700,000.00 United HealthCare Corporation Common 910581107 411,412,500.00 6,900,000.00 Washington Mutual, Inc. Common 939322103 341,850,000.00 12,900,000.00 Waste Management Inc. Common 94106L109 356,148,750.00 26,020,000.00 WPP Group plc Common 97404008 517,279,145.39 29,807,665.00 ----------------- 12,865,282,144.75 ================= (Item 1) (Item 6) (Item 7) (Item 8) - ------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None Aetna Inc. x 1 x Albertson's, Inc. x 1 x Amazon.com, Inc. x 1 x America Online, Inc. x 1 x Bank of America Corporation x 1 x Bank One Corporation x 1 x Berkshire Hathaway Inc. - Class A x 1 x Citigroup Inc. x 1 x Danaher Corporation x 1 x Dell Computer Corporation x 1 x Fannie Mae x 1 x FleetBoston Financial Corporation x 1 x Foundation Health Systems, Inc. x 1 x Freddie Mac x 1 x Gateway Inc. x 1 x General Motors Corporation x 1 x International Business Machines Corporation x 1 x Koninklijke (Royal) Philips Electronics N.V. x 1 x Lloyds TSB Group plc x 1 x Mandalay Resort Group x 1 x Mattel, Inc. x 1 x MBNA Corporation x 1 x MCI WorldCom, Inc. x 1 x McKesson HBOC, Inc. x 1 x Metro-Goldwyn-Mayer, Inc. x 1 x MGIC Investment Corporation x 1 x MGM Grand, Inc. x 1 x Nextel Communications, Inc. x 1 x Nokia Oyj x 1 x Starwood Hotels & Resorts Worldwide, Inc. x 1 x Storage Technology Corporation x 1 x Telefonos de Mexico S.A. ADR x 1 x The Bear Stearns Companies, Inc. x 1 x The Chase Manhattan Corporation x 1 x The Kroger Co. x 1 x Toys "R" Us, Inc. x 1 x United HealthCare Corporation x 1 x Washington Mutual, Inc. x 1 x Waste Management Inc. x 1 x WPP Group plc x 1 x
Legg American Leading Companies 3/31/00 Item 1: Name of issuer Item 2: Title of Class Item 3: CUSIP # Item 4: Fair Market Value Item 5: Shares of Principal Interest Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) - ------------------------------------------------------------------------------------------------------------------------------ Aetna Inc. Common 8117103 2,227,500.00 40,000.00 Albertson's, Inc. Common 13104104 2,790,000.00 90,000.00 Amazon.com, Inc. Common 23135106 4,020,000.00 60,000.00 America Online, Inc. Common 02364J104 14,122,500.00 210,000.00 AMR Corporation Common 1765106 2,486,250.00 78,000.00 AT&T Corp. Common 1.96E+06 6,750,000.00 120,000.00 Avon Products, Inc. Common 54303102 4,650,000.00 160,000.00 Bank Of America Corporation Common 60505104 5,191,312.50 99,000.00 Bank One Corporation Common 06423A103 8,800,000.00 256,000.00 Berkshire Hathaway Inc. - Class A Class A 84670108 1,144,000.00 20.00 Berkshire Hathaway Inc. - Class B Common 84670207 10,920,000.00 6,000.00 Bristol-Myers Squibb Company Common 110122108 4,908,750.00 85,000.00 Burlington Northern Santa Fe Corporation Common 12189T104 2,655,000.00 120,000.00 Citigroup Inc. Common 172967101 14,590,875.00 246,000.00 Conseco, Inc. Common 208464107 3,088,125.00 270,000.00 Dell Computer Corporation Common 247025109 1,618,125.00 30,000.00 Eastman Kodak Company Common 277461109 2,715,625.00 50,000.00 Equity Office Properties Trust Common 294741103 1,562,775.00 62,200.00 Fannie Mae Common 313586109 5,079,375.00 90,000.00 Ford Motor Company Common 345370100 2,985,937.50 65,000.00 Foundation Health Systems, Inc. Common 350404109 5,200,000.00 650,000.00 Gateway, Inc. Common 367626108 9,540,000.00 180,000.00 General Electric Company Common 369604103 4,655,625.00 30,000.00 General Motors Corporation Common 370442105 6,210,937.50 75,000.00 Hewlett-Packard Company Common 428236103 3,711,750.00 28,000.00 Intel Corporation Common 458140100 11,082,750.00 84,000.00 International Business Machines Corporation Common 459200101 13,570,000.00 115,000.00 Johnson & Johnson Common 478160104 2,452,187.50 35,000.00 Kimberly-Clark Corporation Common 494368103 2,800,000.00 50,000.00 Koninklijke (Royal) Philips Electronics N.V. Adr 500472204 11,820,562.50 69,000.00 Lloyds TSB Group plc ord shrs 87061008 6,765,790.85 640,000.00 MCI WorldCom, Inc. Common 55268B106 7,250,000.00 160,000.00 McKesson HBOC, Inc. Common 58155Q103 4,200,000.00 200,000.00 Mellon Financial Corporation Common 58551A108 2,301,000.00 78,000.00 Merck & Co., Inc. Common 589331107 4,845,750.00 78,000.00 MGIC Investment Corporation Common 552848103 8,214,587.50 188,300.00 Microsoft Corporation Common 594918104 7,437,500.00 70,000.00 Minnesota Mining and Manufacturing Company Common 604059105 2,922,562.50 33,000.00 Qwest Communications International Inc. Common 749121109 5,820,000.00 120,000.00 Sabre Holdings Corporation Class A 785905100 2,082,019.12 56,366.00 Sara Lee Corporation Common 803111103 1,440,000.00 80,000.00 Schering-Plough Corporation Common 806605101 2,940,000.00 80,000.00 Sprint Corporation Common 852061100 2,079,000.00 33,000.00 Starwood Hotels & Resorts Worldwide, Inc. Class B 85590A203 4,856,250.00 185,000.00 The Chase Manhattan Corporation Common 16161A108 11,595,937.50 133,000.00 The TJX Companies, Inc. Common 872540109 5,824,218.75 262,500.00 Tommy Hilfiger Corporation Common G8915Z102 2,815,900.00 194,200.00 Toys "R" Us, Inc. Common 892335100 4,043,812.50 273,000.00 Unisys Corporation Common 909214108 5,163,750.00 202,500.00 United HealthCare Corporation Common 910581107 10,732,500.00 180,000.00 US WEST, Inc. Common 91273H101 2,614,500.00 36,000.00 Wal-Mart Stores, Inc. Common 931142103 3,885,000.00 70,000.00 Washington Mutual, Inc. Common 939322103 8,665,500.00 327,000.00 Waste Management, Inc. Common 94106L109 3,832,500.00 280,000.00 ------------------ 295,678,041.22 ================== (Item 1) (Item 6) (Item 7) (Item 8) - ---------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None Aetna Inc. x 1 x Albertson's, Inc. x 1 x Amazon.com, Inc. x 1 x America Online, Inc. x 1 x AMR Corporation x 1 x AT&T Corp. x 1 x Avon Products, Inc. x 1 x Bank Of America Corporation x 1 x Bank One Corporation x 1 x Berkshire Hathaway Inc. - Class A x 1 x Berkshire Hathaway Inc. - Class B x 1 x Bristol-Myers Squibb Company x 1 x Burlington Northern Santa Fe Corporation x 1 x Citigroup Inc. x 1 x Conseco, Inc. x 1 x Dell Computer Corporation x 1 x Eastman Kodak Company x 1 x Equity Office Properties Trust x 1 x Fannie Mae x 1 x Ford Motor Company x 1 x Foundation Health Systems, Inc. x 1 x Gateway, Inc. x 1 x General Electric Company x 1 x General Motors Corporation x 1 x Hewlett-Packard Company x 1 x Intel Corporation x 1 x International Business Machines Corporation x 1 x Johnson & Johnson x 1 x Kimberly-Clark Corporation x 1 x Koninklijke (Royal) Philips Electronics N.V. x 1 x Lloyds TSB Group plc x 1 x MCI WorldCom, Inc. x 1 x McKesson HBOC, Inc. x 1 x Mellon Financial Corporation x 1 x Merck & Co., Inc. x 1 x MGIC Investment Corporation x 1 x Microsoft Corporation x 1 x Minnesota Mining and Manufacturing Company x 1 x Qwest Communications International Inc. x 1 x Sabre Holdings Corporation x 1 x Sara Lee Corporation x 1 x Schering-Plough Corporation x 1 x Sprint Corporation x 1 x Starwood Hotels & Resorts Worldwide, Inc. x 1 x The Chase Manhattan Corporation x 1 x The TJX Companies, Inc. x 1 x Tommy Hilfiger Corporation x 1 x Toys "R" Us, Inc. x 1 x Unisys Corporation x 1 x United HealthCare Corporation x 1 x US WEST, Inc. x 1 x Wal-Mart Stores, Inc. x 1 x Washington Mutual, Inc. x 1 x Waste Management, Inc. x 1 x
Legg Mason Value Institutional 3/31/00 Item 1: Name of issuer Item 2: Title of Class Item 3: CUSIP # Item 4: Fair Market Value Item 5: Shares of Principal Interest Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) - ------------------------------------------------------------------------------------------------------------------------------ Aetna Inc. Common 8117103 15,375,263.06 276,099.00 Albertson's, Inc. Common 13104104 12,124,906.00 391,126.00 Amazon.com, Inc. Common 23135106 9,879,619.00 147,457.00 America Online, Inc. Common 02364J104 73,177,415.00 1,088,140.00 Bank of America Corporation Common 60505104 9,665,384.87 184,322.00 Bank One Corporation Common 06423A103 17,414,753.12 506,611.00 Berkshire Hathaway Inc. - Class A Class A 84670108 10,925,200.00 191.00 Citigroup Inc. Common 172967101 19,405,745.12 327,178.00 Danaher Corporation Common 235851102 5,554,155.00 108,905.00 Dell Computer Corporation Common 247025109 34,980,734.13 648,542.00 Fannie Mae Common 313586109 14,567,196.00 258,112.00 FleetBoston Financial Corporation Common 339030108 15,136,367.50 414,695.00 Foundation Health Systems, Inc. Common 350404109 4,029,496.00 503,687.00 Freddie Mac Common 313400301 5,295,695.12 119,846.00 Gateway Inc. Common 367626108 29,265,964.00 552,188.00 General Motors Corporation Common 370442105 11,273,431.25 136,132.00 International Business Machines Corporation Common 459200101 15,227,900.00 129,050.00 Koninklijke (Royal) Philips Electronics N.V. Sponsored Adr 500472204 13,557,328.62 79,138.00 Lloyds TSB Group plc ord shrs 87061008 13,822,034.99 1,307,475.00 Mandalay Resort Group Common 562567107 5,442,862.50 322,540.00 Mattel, Inc. Common 577081102 4,811,885.81 461,019.00 MBNA Corporation Common 55262L100 7,434,474.00 291,548.00 MCI WorldCom, Inc. Common 55268B106 20,879,909.37 460,798.00 McKesson HBOC, Inc. Common 58155Q103 7,790,265.00 370,965.00 Metro-Goldwyn-Mayer, Inc. Common 591610100 4,342,333.87 170,706.00 MGIC Investment Corporation Common 552848103 15,205,973.63 348,561.00 MGM Grand, Inc. Common 552953101 3,487,920.00 145,330.00 Nextel Communications, Inc. Common 65332V103 27,005,961.25 182,165.00 Nokia Oyj Common 654902204 17,874,895.50 82,278.00 Starwood Hotels & Resorts Worldwide, Inc. Common 85590A203 10,885,743.75 414,695.00 Storage Technology Corporation Common 862111200 5,785,599.37 363,018.00 Telefonos de Mexico S.A. ADR Adr 879403780 9,879,619.00 147,457.00 The Bear Stearns Companies, Inc. Common 73902108 6,793,380.00 148,896.00 The Chase Manhattan Corporation Common 16161A108 18,478,082.81 211,935.00 The Kroger Co. Common 501044101 5,927,361.31 337,501.00 Toys "R" Us, Inc. Common 892335100 10,648,469.25 718,884.00 United HealthCare Corporation Common 910581107 18,954,727.87 317,899.00 Washington Mutual, Inc. Common 939322103 15,363,454.50 579,753.00 Waste Management, Inc. Common 94106L109 15,758,651.44 1,151,317.00 WPP Group plc Common 97404008 20,418,178.61 1,176,576.00 -------------- 583,848,337.62 ============== (Item 1) (Item 6) (Item 7) (Item 8) - ------------------------------------------------------------------------------------------------------------ A B C Sole Shared None Aetna Inc. x 1 x Albertson's, Inc. x 1 x Amazon.com, Inc. x 1 x America Online, Inc. x 1 x Bank of America Corporation x 1 x Bank One Corporation x 1 x Berkshire Hathaway Inc. - Class A x 1 x Citigroup Inc. x 1 x Danaher Corporation x 1 x Dell Computer Corporation x 1 x Fannie Mae x 1 x FleetBoston Financial Corporation x 1 x Foundation Health Systems, Inc. x 1 x Freddie Mac x 1 x Gateway Inc. x 1 x General Motors Corporation x 1 x International Business Machines Corporation x 1 x Koninklijke (Royal) Philips Electronics N.V. x 1 x Lloyds TSB Group plc x 1 x Mandalay Resort Group x 1 x Mattel, Inc. x 1 x MBNA Corporation x 1 x MCI WorldCom, Inc. x 1 x McKesson HBOC, Inc. x 1 x Metro-Goldwyn-Mayer, Inc. x 1 x MGIC Investment Corporation x 1 x MGM Grand, Inc. x 1 x Nextel Communications, Inc. x 1 x Nokia Oyj x 1 x Starwood Hotels & Resorts Worldwide, Inc. x 1 x Storage Technology Corporation x 1 x Telefonos de Mexico S.A. ADR x 1 x The Bear Stearns Companies, Inc. x 1 x The Chase Manhattan Corporation x 1 x The Kroger Co. x 1 x Toys "R" Us, Inc. x 1 x United HealthCare Corporation x 1 x Washington Mutual, Inc. x 1 x Waste Management, Inc. x 1 x WPP Group plc x 1 x
Legg Mason Balanced Trust 3/31/00 Item 1: Name of issuer Item 2: Title of Class Item 3: CUSIP # Item 4: Fair Market Value Item 5: Shares of Principal Interest Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) - ----------------------------------------------------------------------------------------------------------------------------- Time Warner, Inc. Common 887315109 650,000.00 6,500.00 Ford Motor Company Common 345370100 780,937.50 17,000.00 Dell Computer Corporation Common 247025109 744,337.50 13,800.00 International Business Machines Corporation Common 459200101 566,400.00 4,800.00 Microsoft Corporation Common 594918104 637,500.00 6,000.00 Martin Marietta Materials, Inc. Common 573284106 736,250.00 15,500.00 Emerson Electric Co. Common 291011104 454,725.00 8,600.00 Intel Corporation Common 458140100 659,687.50 5,000.00 Atlantic Richfield Company (ARCO) Common 48825103 484,500.00 5,700.00 Total Fina SA ADR Adr 8.92E+113 552,187.50 7,500.00 The Walt Disney Company Common 254687106 620,625.00 15,000.00 Citigroup Inc. Common 172967101 1,209,975.00 20,400.00 Fannie Mae Common 313586109 1,128,750.00 20,000.00 Marshall & Ilsley Corporation Common 571834100 577,500.00 10,000.00 Mellon Financial Corporation Common 58551A108 560,500.00 19,000.00 Anheuser-Busch Companies, Inc. Common 35229103 647,400.00 10,400.00 McDonald's Corporation Common 580135101 484,556.25 12,900.00 SYSCO Corporation Common 871829107 499,625.00 14,000.00 Abbott Laboratories Common 2824100 686,156.25 19,500.00 Johnson & Johnson Common 478160104 448,400.00 6,400.00 Dover Corporation Common 260003108 622,375.00 13,000.00 Tyco International Ltd. Common 902124106 718,200.00 14,400.00 Texaco, Inc. Common 881694103 429,000.00 8,000.00 Merck & Co., Inc. Common 589331107 689,587.50 11,100.00 Chateau Communities, Inc. Common 161726104 510,000.00 20,000.00 CVS Corporation Common 126650100 488,312.50 13,000.00 The Home Depot, Inc. Common 437076102 483,750.00 7,500.00 Charter One Financial, Inc. Common 160903100 916,650.00 43,650.00 Cintas Corporation Common 172908105 634,837.50 16,200.00 AT&T Corp. Common 1957109 1,068,750.00 19,000.00 BroadWing Inc. Common 111620100 520,625.00 14,000.00 Lucent Technologies Inc. Common 549463107 486,000.00 8,000.00 MCI WorldCom, Inc. Common 55268B106 509,765.62 11,250.00 Nortel Networks Corporation Common 656569100 592,200.00 4,700.00 Kansas City Southern Industries, Inc. Common 485170104 661,718.75 7,700.00 Union Pacific Corporation Common 907818108 547,750.00 14,000.00 ------------------ 23,009,534.37 ================== (Item 1) (Item 6) (Item 7) (Item 8) - ------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None Time Warner, Inc. x 1 x Ford Motor Company x 1 x Dell Computer Corporation x 1 x International Business Machines Corporation x 1 x Microsoft Corporation x 1 x Martin Marietta Materials, Inc. x 1 x Emerson Electric Co. x 1 x Intel Corporation x 1 x Atlantic Richfield Company (ARCO) x 1 x Total Fina SA ADR x 1 x The Walt Disney Company x 1 x Citigroup Inc. x 1 x Fannie Mae x 1 x Marshall & Ilsley Corporation x 1 x Mellon Financial Corporation x 1 x Anheuser-Busch Companies, Inc. x 1 x McDonald's Corporation x 1 x SYSCO Corporation x 1 x Abbott Laboratories x 1 x Johnson & Johnson x 1 x Dover Corporation x 1 x Tyco International Ltd. x 1 x Texaco, Inc. x 1 x Merck & Co., Inc. x 1 x Chateau Communities, Inc. x 1 x CVS Corporation x 1 x The Home Depot, Inc. x 1 x Charter One Financial, Inc. x 1 x Cintas Corporation x 1 x AT&T Corp. x 1 x BroadWing Inc. x 1 x Lucent Technologies Inc. x 1 x MCI WorldCom, Inc. x 1 x Nortel Networks Corporation x 1 x Kansas City Southern Industries, Inc. x 1 x Union Pacific Corporation x 1 x
Legg Mason High Yield 3/31/00 Item 1: Name of issuer Item 2: Title of Class Item 3: CUSIP # Item 4: Fair Market Value Item 5: Shares of Principal Interest Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) - ----------------------------------------------------------------------------------------------------------------------------- Global Crossing Limited Common G3921A100 7,578,022.50 185,112.00 International Fast Foods Corporation Common 45950Q107 38,359.50 51,146.00 Source Media, Inc. Common 836153304 685,781.23 49,875.00 Unigene Labs, Inc. Common 904753100 1,266,437.50 440,500.00 9,568,600.73 ================== (Item 1) (Item 6) (Item 7) (Item 8) - ------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None Global Crossing Limited x 1 x International Fast Foods Corporation x 1 x Source Media, Inc. x 1 x Unigene Labs, Inc. x 1 x
Legg Mason Opportunity Trust 3/31/00 Item 1: Name of issuer Item 2: Title of Class Item 3: CUSIP # Item 4: Fair Market Value Item 5: Shares of Principal Interest Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
(Item 1) (Item 2) (Item 3) (Item 4) (Item 5) - ------------------------------------------------------------------------------------------------------------------------------ Abercrombie & Fitch Co. Common Class A 2896207 24,000,000.00 1,500,000.00 Acxiom Corporation Common 5125109 21,004,025.00 631,700.00 Amazon.com, Inc. Common 23135106 6,030,000.00 90,000.00 America Online, Inc. Common 02364J104 18,493,750.00 275,000.00 Ames Department Stores, Inc. Common New 30789507 25,176,562.50 1,025,000.00 AmSouth Bancorporation Common 32165102 20,912,500.00 1,400,000.00 China Telecom (Hong Kong) Limited American Depository Receipts 169428109 1,772,500.00 10,000.00 Gateway, Inc. Common 367626108 30,475,000.00 575,000.00 Globalstar LP/Capital, 13.375% due 2/15/04 Common 379363AK0 5,760,000.00 16,000,000.00 Lloyds TSB Group plc Common 87061008 11,628,703.03 1,100,000.00 Mandalay Resort Group Common 562567107 14,765,625.00 875,000.00 Republic Services, Inc. Class A 760759100 32,812,500.00 3,000,000.00 The CIT Group, Inc. Class A 125577106 14,137,500.00 725,000.00 The FINOVA Group Inc. Common 317928109 20,914,750.00 1,244,000.00 Toys "R" Us, Inc. Common 892335100 23,700,000.00 1,600,000.00 Tricon Global Restaurants, Inc. Common 895953107 24,850,000.00 800,000.00 Tupperware Corporation Common 899896104 21,742,187.50 1,375,000.00 U. S. Foodservice Common 90331R101 25,750,000.00 1,000,000.00 U.S. Bancorp Common 902973106 26,796,875.00 1,225,000.00 UnumProvident Corporation Common 91529Y106 23,800,000.00 1,400,000.00 Viad Corp. Common 92552R109 16,225,237.50 709,300.00 Washington Mutual Inc. Common 939322103 21,862,500.00 825,000.00 WestPoint Stevens Inc. Common 961238102 15,467,900.00 814,100.00 448,078,115.53 ================== (Item 1) (Item 6) (Item 7) (Item 8) - --------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None Abercrombie & Fitch Co. x 1 x Acxiom Corporation x 1 x Amazon.com, Inc. x 1 x America Online, Inc. x 1 x Ames Department Stores, Inc. x 1 x AmSouth Bancorporation x 1 x China Telecom (Hong Kong) Limited x 1 x Gateway, Inc. x 1 x Globalstar LP/Capital, 13.375% due 2/15/04 x 1 x Lloyds TSB Group plc x 1 x Mandalay Resort Group x 1 x Republic Services, Inc. x 1 x The CIT Group, Inc. x 1 x The FINOVA Group Inc. x 1 x Toys "R" Us, Inc. x 1 x Tricon Global Restaurants, Inc. x 1 x Tupperware Corporation x 1 x U. S. Foodservice x 1 x U.S. Bancorp x 1 x UnumProvident Corporation x 1 x Viad Corp. x 1 x Washington Mutual Inc. x 1 x WestPoint Stevens Inc. x 1 x
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Escrow Charter Federal Savings Common Stock 161223987 0 318 Medialliance Inc. Liquidating Common Stock 584022990 0 2,500 Merrill Lynch Pfd Cap Tr V PFD QTR 30/360 59021K205 9 400 Hire Quality Inc Cl B Common Stock 8L24130 0 75 Boston Capital Tax Credit Fund II LP LTD Part P12 8S00052 0 1,000 Escrow Cafe Ones LP LTD Partnership LTD Part P4 8S00076 0 1,000 Warren Ehret Co. PFD QTR 30/360 8S00431 0 3 Resource Bank Mandeville LA Common Stock 8S00732 0 24,000 Astron Corp. Common Stock 8S00961 0 4,000 State Bank of Commerce Slidell LA Common Stock 8S01071 0 5,000 System Planning Corp Inc Common Stock 8S01086 0 4,093 Triangle Biomedical Sciences Common Stock 8S01111 0 289 Hethwood INcome Partners Ltd LTD Part P2 8S01155 0 1 Harbor Bank Outside Purchase Common Stock 8S01447 18 1,000 Cellular Radio Corp Inc Common Stock 8S01656 0 25,000 Ni-Cal Technology Ltd Common Stock 8S01690 0 25 Development Partners Common Stock 8S01811 0 5 Technology Funding Secured Investors Common Stock 8S02033 0 300 Centreville Square LP Outside Purchase Common Stock 8S02231 0 1 Centrigen Inc. Ser A Common Stock 8S02340 0 47,774 EB2B Common Stock 8S02383 0 5,000 The Independence Thrift Company Common Stock 8S02390 0 45 Consolidated Oil Corp Common Stock 8S03025 0 0 First National Bank of Wyoming, Del. Common Stock 8S03133 0 20 Bridgeview Inc Common Stock 8S03534 0 1,000 Keefe Offshore Fund LTD Common Stock 8S04075 0 4 Houston Spec ASO LLC Common Stock 8S04644 0 100 U.S. Fleet Services Inc. Common Stock 8S04894 0 4 All America Financial Life Insurance Common Stock 78444H912 0 500,000 Agilent Technologies Inc Common Stock 00846U101 3,370 32,400 Alabama Railroad Co. - Iowa Pfd PFD QTR 30/360 01039N300 0 1 Akers Laboratories Inc Common Stock 00972M105 0 15,000 American Sts Wtr Co Pfd 4% PFD QTR 30/360 029899200 0 85 Allaire Corp Common Stock 016714107 23 300 Amr Corp PFD QTR 30/360 001765866 10 440 Aames Finl Corp. Pfd Conv Ser C PreferdStk Conv 00253A200 0 1,000 Axcan Pharma Inc. Common Stock 054923107 16 2,150 Alabama & Florida Railway Co. Common Stock 010210201 0 4 Astra AB - Spons ADR A ADR 046298105 0 0 Alcoa Inc. Common Stock 013817101 3,289 46,817 Arcadia Financial Limited Common Stock 039101100 7 1,400 Applied Analytical Inds Inc Common Stock 037939105 10 1,000 Airtran Holdings Inc. Common Stock 00949P108 50 11,240 Aames Financial Corp. Common Stock 00253A101 1 1,000 ABN AMRO Capital FDG Trust I 7.5% Pfd PFD QTR 30/360 00371Q202 36 1,700 Abn Amro Cap Fdg Tr Ii PFD QTR 30/360 00371T206 38 1,900 Amway Asia Pacific LTD Foreign Stock G0352M108 2 100 Apple Computer Common Stock 037833100 4,477 32,961 Anglo American Platinum Corp ADR 034855106 27 1,000 Advanced Aerodynamics &Str -A Common Stock 00750B107 27 5,500 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------- Escrow Charter Federal Savings X 0 318 0 Medialliance Inc. Liquidating X 0 2,500 0 Merrill Lynch Pfd Cap Tr V X 0 400 0 Hire Quality Inc Cl B X 0 75 0 Boston Capital Tax Credit Fund II LP X 0 1,000 0 Escrow Cafe Ones LP LTD Partnership X 0 1,000 0 Warren Ehret Co. X 0 3 0 Resource Bank Mandeville LA X 0 24,000 0 Astron Corp. X 0 4,000 0 State Bank of Commerce Slidell LA X 0 5,000 0 System Planning Corp Inc X 0 4,093 0 Triangle Biomedical Sciences X 0 289 0 Hethwood INcome Partners Ltd X 0 1 0 Harbor Bank Outside Purchase X 0 1,000 0 Cellular Radio Corp Inc X 0 25,000 0 Ni-Cal Technology Ltd X 0 25 0 Development Partners X 0 5 0 Technology Funding Secured Investors X 0 300 0 Centreville Square LP Outside Purchase X 0 1 0 Centrigen Inc. Ser A X 0 47,774 0 EB2B X 0 5,000 0 The Independence Thrift Company X 0 45 0 Consolidated Oil Corp X 0 0 0 First National Bank of Wyoming, Del. X 0 20 0 Bridgeview Inc X 0 1,000 0 Keefe Offshore Fund LTD X 0 4 0 Houston Spec ASO LLC X 0 100 0 U.S. Fleet Services Inc. X 0 4 0 All America Financial Life Insurance X 0 500,000 0 Agilent Technologies Inc X 0 32,400 0 Alabama Railroad Co. - Iowa Pfd X 0 1 0 Akers Laboratories Inc X 0 15,000 0 American Sts Wtr Co Pfd 4% X 0 85 0 Allaire Corp X 0 300 0 Amr Corp X 0 440 0 Aames Finl Corp. Pfd Conv Ser C X 0 1,000 0 Axcan Pharma Inc. X 0 2,150 0 Alabama & Florida Railway Co. X 0 4 0 Astra AB - Spons ADR A X 0 0 0 Alcoa Inc. X 0 46,817 0 Arcadia Financial Limited X 0 1,400 0 Applied Analytical Inds Inc X 0 1,000 0 Airtran Holdings Inc. X 0 11,240 0 Aames Financial Corp. X 0 1,000 0 ABN AMRO Capital FDG Trust I 7.5% Pfd X 0 1,700 0 Abn Amro Cap Fdg Tr Ii X 0 1,900 0 Amway Asia Pacific LTD X 0 100 0 Apple Computer X 0 32,961 0 Anglo American Platinum Corp X 0 1,000 0 Advanced Aerodynamics &Str -A X 0 5,500 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- American Acces Technologies Common Stock 02368F108 27 2,000 Anglo American PLC ADR 03485P102 502 10,912 Abacan Resource Corp. New Foreign Stock 002919108 3 101,050 Abington Bancorp Inc. Common Stock 00350P100 106 10,910 ABC Dispensing Techologies Inc Common Stock GS 000573105 1 1,600 ABC-NACO Inc Common Stock 000752105 231 26,415 Airborne Freight Corp. Common Stock 009266107 272 11,345 American Business Finl Svcs Common Stock 02476B106 124 7,000 Arkansas Best Corp. - Del Common Stock 040790107 599 57,000 Arkansas Best Corp. Conv PFD Ser A PreferdStk Conv 040790206 7 185 Abgenix Inc. Common Stock 00339B107 97 704 American Bk Nt Holographics Common Stock 024377103 29 10,000 Adelphia Business Solutions Common Stock 006847107 16 260 Ambac Financial Group, Inc. Common Stock 023139108 516 10,248 ABM Industries Inc. Common Stock 000957100 42 1,800 Abiomed Inc Common Stock 003654100 703 17,350 ABN Amro Hldg NV Sponsored ADR ADR 000937102 481 21,273 American Business Products Inc. Common Stock 024763104 5 265 Ambra Rty Inc Com New Common Stock 023316300 8 32,000 Albertson's Inc. Common Stock 013104104 3,144 101,420 Aurora Biosciences Corp Common Stock 051920106 91 2,230 Abbott Laboratories Common Stock 002824100 22,275 633,031 Alpha Beta Technology Inc. Common Stock 02071K105 0 800 Autobytel.Com Inc. Common Stock 05275N106 7 860 Agribiotech Inc Common Stock 008494106 1 10,425 Barrick Gold Corp. Foreign Stock 067901108 85 5,400 Abitibi-Consolidated Inc. Foreign Stock 003924107 93 9,773 Abbey National PLC Spons ADR ADR 002920106 131 4,995 Alliance Capital Management - LP Unit LTD Part P4 01855A101 1,365 32,930 Alabama Power Co. 7.00% Ser B Pfd PFD QTR 30/360 010392637 33 1,600 Atlantic Coast Airlines Common Stock 048396105 8 300 American Capital Strategies Common Stock 024937104 919 36,200 Arctic Cat Inc Common Stock 039670104 13 1,300 Access Power Inc Common Stock 00431N108 0 300 Ace*Comm Corp Common Stock 004404109 11 1,000 Alfacell Corp. Common Stock 015404106 4 2,000 Aceto Corp. Common Stock 004446100 13 1,400 Americredit Corp. Common Stock 03060R101 538 32,970 Acm Government Income Fund Inc. MutualFdFiClose 000912105 154 21,648 Arch Coal Inc Common Stock 039380100 3 455 Armstrong World Industries Inc. Common Stock 042476101 284 15,900 ACE LTD Common Stock G0070K103 539 23,563 Aclara Biosciences Inc Common Stock 00461P106 99 2,500 Accent Color Sciences Inc Common Stock 004305108 4 5,000 Accom Inc Common Stock 004334108 3 1,000 Agency Com Ltd Common Stock 008447104 12 433 American Real Estate Partners LTD Part P0 029169109 4 500 Anderson Computers Tidalwave Common Stock 033614108 0 2,000 American Retirement Corp. Common Stock 028913101 9 1,000 Acacia Research Corp. Common Stock 003881109 2,216 51,900 Acrodyne Communications Inc. Common Stock 00500E104 1 150 Affiliated Computer Services Common Stock 008190100 929 24,447 Actfit Com Inc Foreign Stock 00503P106 4 7,500 Actel Corp Common Stock 004934105 61 1,700 Action Performance Cos Inc. Common Stock 004933107 192 14,400 Actuate Corp Common Stock 00508B102 1,388 25,784 Alberto Culver Co Cl B Conv Common Stock 013068101 17 700 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- American Acces Technologies X 0 2,000 0 Anglo American PLC X 0 10,912 0 Abacan Resource Corp. New X 0 101,050 0 Abington Bancorp Inc. X 0 10,910 0 ABC Dispensing Techologies Inc X 0 1,600 0 ABC-NACO Inc X 0 26,415 0 Airborne Freight Corp. X 0 11,345 0 American Business Finl Svcs X 0 7,000 0 Arkansas Best Corp. - Del X 0 57,000 0 Arkansas Best Corp. Conv PFD Ser A X 0 185 0 Abgenix Inc. X 0 704 0 American Bk Nt Holographics X 0 10,000 0 Adelphia Business Solutions X 0 260 0 Ambac Financial Group, Inc. X 0 10,248 0 ABM Industries Inc. X 0 1,800 0 Abiomed Inc X 0 17,350 0 ABN Amro Hldg NV Sponsored ADR X 0 21,273 0 American Business Products Inc. X 0 265 0 Ambra Rty Inc Com New X 0 32,000 0 Albertson's Inc. X 0 101,420 0 Aurora Biosciences Corp X 0 2,230 0 Abbott Laboratories X 0 633,031 0 Alpha Beta Technology Inc. X 0 800 0 Autobytel.Com Inc. X 0 860 0 Agribiotech Inc X 0 10,425 0 Barrick Gold Corp. X 0 5,400 0 Abitibi-Consolidated Inc. X 0 9,773 0 Abbey National PLC Spons ADR X 0 4,995 0 Alliance Capital Management - LP Unit X 0 32,930 0 Alabama Power Co. 7.00% Ser B Pfd X 0 1,600 0 Atlantic Coast Airlines X 0 300 0 American Capital Strategies X 0 36,200 0 Arctic Cat Inc X 0 1,300 0 Access Power Inc X 0 300 0 Ace*Comm Corp X 0 1,000 0 Alfacell Corp. X 0 2,000 0 Aceto Corp. X 0 1,400 0 Americredit Corp. X 0 32,970 0 Acm Government Income Fund Inc. X 0 21,648 0 Arch Coal Inc X 0 455 0 Armstrong World Industries Inc. X 0 15,900 0 ACE LTD X 0 23,563 0 Aclara Biosciences Inc X 0 2,500 0 Accent Color Sciences Inc X 0 5,000 0 Accom Inc X 0 1,000 0 Agency Com Ltd X 0 433 0 American Real Estate Partners X 0 500 0 Anderson Computers Tidalwave X 0 2,000 0 American Retirement Corp. X 0 1,000 0 Acacia Research Corp. X 0 51,900 0 Acrodyne Communications Inc. X 0 150 0 Affiliated Computer Services X 0 24,447 0 Actfit Com Inc X 0 7,500 0 Actel Corp X 0 1,700 0 Action Performance Cos Inc. X 0 14,400 0 Actuate Corp X 0 25,784 0 Alberto Culver Co Cl B Conv X 0 700 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Alberto Culver Co. Cl A Common Stock 013068200 57 2,600 ACX Technologies Inc. Common Stock 005123104 10 2,500 Acxiom Corp. Common Stock 005125109 670 20,145 Advo Inc Common Stock 007585102 126 5,055 ADAC Laboratories New Common Stock 005313200 164 11,950 Adaptive Broadband Corp Common Stock 00650M104 15 280 Adobe Systems Inc. Common Stock 00724F101 12,368 111,110 Audible Inc Common Stock 05069A104 36 3,550 Agree Realty Corp. Common Stock 008492100 183 14,000 A D C Telecommunications Inc. Common Stock 000886101 8,255 153,231 Aden Enterprises Inc New Common Stock 006852206 3 2,800 ACM Managed Dollar Income Fund Common Stock 000949107 32 3,500 American Diversified Group Inc Common Stock 02541M103 10 25,000 Adams Golf Inc Common Stock 006228100 0 200 Analog Devices Inc. Common Stock 032654105 1,521 18,879 Advanced Digital Info Corp Common Stock 007525108 772 22,535 Adelphia Communications Corp. - Cl A Common Stock 006848105 1,405 28,675 Advanced Lighting Tech Inc Common Stock 00753C102 13 700 Archer-Daniels Midland Co. Common Stock 039483102 884 85,227 Asthma Disease Mgmt Inc Common Stock 04622X107 5 7,000 Alden Electrs Inc Common Stock 014086102 0 2,500 Adecco Sa Sponsored ADR ADR 006754105 1 10 Adaptec Inc. Common Stock 00651F108 214 5,530 Andrx Corp. Common Stock 034551101 897 7,769 Atlantic Data Services Inc Common Stock 048523104 41 3,700 Autodesk Inc. Common Stock 052769106 335 7,360 Advanced Sys Intl Inc Common Stock 00757P109 0 123 Ariel Corp Common Stock 04033M104 2 200 Applied Digital Solutions Common Stock 038188108 123 14,100 Adtran Inc. Common Stock 00738A106 367 6,180 Advanta Corp. CL A Common Stock 007942105 38 1,869 Advanta Corporation Class B Common Stock 007942204 4 295 Advanced Viral Research Corp Common Stock 007928104 33 55,500 Advent Software Inc. Common Stock 007974108 281 6,125 Advantage Technologies Inc Common Stock 00759U106 2 10,800 Adams Express MutualFdEqClose 006212104 362 9,696 Allied Zurich PLC Sponsored ADR ADR 01959Q101 4,754 217,354 Associated Estates Realty Corp. Common Stock 045604105 40 4,975 Alberta Energy PFD QTR 30/360 012873808 5 200 Ameren Corp. Common Stock 023608102 218 7,047 Aegon NV - ORD ADR 007924103 740 9,181 AMC Entertainment Inc. Common Stock 001669100 6 1,200 American Eagle Outfitters Inc. Common Stock 02553E106 61 1,599 American Electric Power Co Common Stock 025537101 352 11,791 Aegis Realty Inc Common Stock 00760P104 18 2,069 Aerial Communications Inc. Common Stock 007655103 28 500 The AES Corp. Common Stock 00130H105 4,330 54,979 AES Tr III Pfd Cv 6.75% PreferdStk Conv 00808N202 3 50 Aes Trust II Conv Secs Ser B PreferdStk Conv 001034305 9 130 Aetna Inc. Common Stock 008117103 1,329 23,870 Applied Extrusion Technologies Inc Common Stock 038196101 109 13,335 Aether Sys Inc Common Stock 00808V105 105 580 The Argentina Fund, Inc. Common Stock 040112104 5 400 Advance Financial Bancorp Common Stock 007437106 3 300 Allmerica Financial Corp. Common Stock 019754100 210 4,125 Advanced Fibre Communication Common Stock 00754A105 322 5,140 Affinity Technology Group Inc Common Stock 00826M103 7 3,450 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------- Alberto Culver Co. Cl A X 0 2,600 0 ACX Technologies Inc. X 0 2,500 0 Acxiom Corp. X 0 20,145 0 Advo Inc X 0 5,055 0 ADAC Laboratories New X 0 11,950 0 Adaptive Broadband Corp X 0 280 0 Adobe Systems Inc. X 0 111,110 0 Audible Inc X 0 3,550 0 Agree Realty Corp. X 0 14,000 0 A D C Telecommunications Inc. X 0 153,231 0 Aden Enterprises Inc New X 0 2,800 0 ACM Managed Dollar Income Fund X 0 3,500 0 American Diversified Group Inc X 0 25,000 0 Adams Golf Inc X 0 200 0 Analog Devices Inc. X 0 18,879 0 Advanced Digital Info Corp X 0 22,535 0 Adelphia Communications Corp. - Cl A X 0 28,675 0 Advanced Lighting Tech Inc X 0 700 0 Archer-Daniels Midland Co. X 0 85,227 0 Asthma Disease Mgmt Inc X 0 7,000 0 Alden Electrs Inc X 0 2,500 0 Adecco Sa Sponsored ADR X 0 10 0 Adaptec Inc. X 0 5,530 0 Andrx Corp. X 0 7,769 0 Atlantic Data Services Inc X 0 3,700 0 Autodesk Inc. X 0 7,360 0 Advanced Sys Intl Inc X 0 123 0 Ariel Corp X 0 200 0 Applied Digital Solutions X 0 14,100 0 Adtran Inc. X 0 6,180 0 Advanta Corp. CL A X 0 1,869 0 Advanta Corporation Class B X 0 295 0 Advanced Viral Research Corp X 0 55,500 0 Advent Software Inc. X 0 6,125 0 Advantage Technologies Inc X 0 10,800 0 Adams Express X 0 9,696 0 Allied Zurich PLC Sponsored ADR X 0 217,354 0 Associated Estates Realty Corp. X 0 4,975 0 Alberta Energy X 0 200 0 Ameren Corp. X 0 7,047 0 Aegon NV - ORD X 0 9,181 0 AMC Entertainment Inc. X 0 1,200 0 American Eagle Outfitters Inc. X 0 1,599 0 American Electric Power Co X 0 11,791 0 Aegis Realty Inc X 0 2,069 0 Aerial Communications Inc. X 0 500 0 The AES Corp. X 0 54,979 0 AES Tr III Pfd Cv 6.75% X 0 50 0 Aes Trust II Conv Secs Ser B X 0 130 0 Aetna Inc. X 0 23,870 0 Applied Extrusion Technologies Inc X 0 13,335 0 Aether Sys Inc X 0 580 0 The Argentina Fund, Inc. X 0 400 0 Advance Financial Bancorp X 0 300 0 Allmerica Financial Corp. X 0 4,125 0 Advanced Fibre Communication X 0 5,140 0 Affinity Technology Group Inc X 0 3,450 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Affinity International Travel Common Stock 00826F108 3 1,000 Affymetrix Inc. Common Stock 00826T108 42 285 American Financial Group Inc. Common Stock 025932104 213 7,433 American Financial Cap Trust Preferred Stock 026077206 145 6,510 Atlantic Financial Corp Common Stock 04853R100 97 10,117 Aflac Corp. New Common Stock 001055102 1,780 39,056 AMFM Inc Common Stock 001693100 386 6,219 Associates First Capital Corp. Common Stock 046008108 1,201 56,026 American Freightways Corp Common Stock 02629V108 142 9,500 Agco Corp. Common Stock 001084102 164 14,375 American General Corp. Common Stock 026351106 1,917 34,156 American General Capital LLC 8.125% PFDMthly 30/360 02637F301 78 3,300 American Gen Cap I PFD QTR 30/360 02638N105 23 1,000 American General Capital LLC 8.45% Pfd PFDMthly 30/360 02637F202 215 8,990 Edwards A G Inc. Common Stock 281760108 451 11,274 Argonaut Group Inc. Common Stock 040157109 2 105 Agile Software Corp Del Common Stock 00846X105 16 260 Angelica Corp. Common Stock 034663104 1 100 Allergan Inc. Common Stock 018490102 163 3,250 Augrid Nev Inc Common Stock 05106D103 0 120,000 SAGA Sys Inc Common Stock 786610105 4,918 137,569 Agritope Inc.- Del Common Stock 00855D107 2 540 Agrium Inc Canadian Orig PFD PFD QTR 30/360 008916207 8 500 Argosy Gaming Co Common Stock 040228108 736 51,625 Alpha Industries Inc Del Common Stock 020753109 288 3,030 Amerada Hess Corp. Common Stock 023551104 124 1,915 Apria Healthcare Group Inc. Common Stock 037933108 212 14,700 AHL Services Inc. Common Stock 001296102 41 4,000 Koninklijke Ahold NV-SP ADR ADR 500467303 330 12,437 American Homepatient Inc Common Stock 026649103 13 16,500 American Home Products Corp. Common Stock 026609107 13,521 252,135 Anthracite Capital Inc. Common Stock 037023108 7 1,000 Audiohigway.com Common Stock 050740109 3 500 Allied Irish Banks Plc ADR 019228402 334 17,281 Asset Investors Corporation Common Stock 04541W107 0 40 American International Group Inc. Common Stock 026874107 34,399 314,150 Adair International Oil & Gas Inc. Common Stock 005408109 40 23,000 American Insd Mtg Invs L P 86 Common Stock 02686F103 0 50 Alpnet Inc Common Stock 021089107 6 850 Autoimmune Inc. Common Stock 052776101 3 1,400 Albany International Corp. Common Stock 012348108 4 255 Arnold Inds Inc. Common Stock 042595108 739 57,639 Applied Innovation Inc. Common Stock 037916103 737 55,585 American Intl Pete Corp Com Par Common Stock 026909408 12 12,250 AAR Corp. Common Stock 000361105 7 425 Airtech Intl Group Com New Foreign Stock 00950F205 13 6,216 Jet Fla Sys Inc. Common Stock 476901103 0 4,000 Ampal American Israel Corp. Common Stock 032015109 116 6,050 Aris Industries Inc Common Stock 040401101 10 10,000 Apartment Inv & Mgmt Co 8.75% Cum PFD PFD QTR 30/360 03748R309 100 5,800 Apartment Invt & Mgmt Co 9% Cum Perp PFD QTR 30/360 03748R200 149 8,300 Apartment Invt & Mgmt Co Pfd H 9.50% PFD QTR 30/360 03748R507 35 1,900 Amcast Industrial Corp Common Stock 023395106 1 100 Appalachian Pwr Co PFD QTR 30/360 037735818 91 4,200 Appalachian Pwr Co Sr Nt Ser B PFD QTR 30/360 037735784 4 200 Gallagher Arthur J & Co Common Stock 363576109 971 29,871 Akamai Technologies Inc Common Stock 00971T101 76 475 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Affinity International Travel X 0 1,000 0 Affymetrix Inc. X 0 285 0 American Financial Group Inc. X 0 7,433 0 American Financial Cap Trust X 0 6,510 0 Atlantic Financial Corp X 0 10,117 0 Aflac Corp. New X 0 39,056 0 AMFM Inc X 0 6,219 0 Associates First Capital Corp. X 0 56,026 0 American Freightways Corp X 0 9,500 0 Agco Corp. X 0 14,375 0 American General Corp. X 0 34,156 0 American General Capital LLC 8.125% X 0 3,300 0 American Gen Cap I X 0 1,000 0 American General Capital LLC 8.45% Pfd X 0 8,990 0 Edwards A G Inc. X 0 11,274 0 Argonaut Group Inc. X 0 105 0 Agile Software Corp Del X 0 260 0 Angelica Corp. X 0 100 0 Allergan Inc. X 0 3,250 0 Augrid Nev Inc X 0 120,000 0 SAGA Sys Inc X 0 137,569 0 Agritope Inc.- Del X 0 540 0 Agrium Inc Canadian Orig PFD X 0 500 0 Argosy Gaming Co X 0 51,625 0 Alpha Industries Inc Del X 0 3,030 0 Amerada Hess Corp. X 0 1,915 0 Apria Healthcare Group Inc. X 0 14,700 0 AHL Services Inc. X 0 4,000 0 Koninklijke Ahold NV-SP ADR X 0 12,437 0 American Homepatient Inc X 0 16,500 0 American Home Products Corp. X 0 252,135 0 Anthracite Capital Inc. X 0 1,000 0 Audiohigway.com X 0 500 0 Allied Irish Banks Plc X 0 17,281 0 Asset Investors Corporation X 0 40 0 American International Group Inc. X 0 314,150 0 Adair International Oil & Gas Inc. X 0 23,000 0 American Insd Mtg Invs L P 86 X 0 50 0 Alpnet Inc X 0 850 0 Autoimmune Inc. X 0 1,400 0 Albany International Corp. X 0 255 0 Arnold Inds Inc. X 0 57,639 0 Applied Innovation Inc. X 0 55,585 0 American Intl Pete Corp Com Par X 0 12,250 0 AAR Corp. X 0 425 0 Airtech Intl Group Com New X 0 6,216 0 Jet Fla Sys Inc. X 0 4,000 0 Ampal American Israel Corp. X 0 6,050 0 Aris Industries Inc X 0 10,000 0 Apartment Inv & Mgmt Co 8.75% Cum PFD X 0 5,800 0 Apartment Invt & Mgmt Co 9% Cum Perp X 0 8,300 0 Apartment Invt & Mgmt Co Pfd H 9.50% X 0 1,900 0 Amcast Industrial Corp X 0 100 0 Appalachian Pwr Co X 0 4,200 0 Appalachian Pwr Co Sr Nt Ser B X 0 200 0 Gallagher Arthur J & Co X 0 29,871 0 Akamai Technologies Inc X 0 475 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Ambac Financial Group Inc 7.08% PFD QTR 30/360 023139306 126 6,000 Armstrong World Industries 7.45% Pfd PFD QTR 30/360 042476606 8 400 Acclaim Entmt Inc. Com Par $.02 Common Stock 004325205 27 8,000 AK Steel Holding Corp. Common Stock 001547108 87 8,402 Aksys Ltd Common Stock 010196103 11 1,000 AKZO Nobel NV Spons ADR ADR 010199305 66 1,522 Alcan Aluminium Ltd Common Stock 013716105 477 14,082 Alcatel Alsthom Sponsored ADR ADR 013904305 8,058 183,919 Alabama Natl Bancorp Dela Common Stock 010317105 42 2,226 Alanco Enviromental Resources Corp. Common Stock 011612405 0 110 Albemarle Corp. Common Stock 012653101 45 2,176 Alcide Corp. Common Stock 013742507 2 100 Aldila, Inc. Common Stock 014384101 5 2,750 Allied Domecq PLC ADR 019121102 207 39,400 Aladdin Knowledge Sys Ltd Foreign Stock M0392N101 24 1,000 Alexander & Baldwin Inc. Common Stock 014482103 6 300 Alfa Corp Common Stock 015385107 28 1,600 Alottafun Inc Common Stock 020526109 24 45,000 Algiers Bancorp Inc. Common Stock 015600109 2 300 Alterra Healthcare Corp. Common Stock 02146C104 6 1,500 Allstate Corp. - 7.125% Sr Qtrly In PFD QTR 30/360 020002200 16 749 Alaska Air Group Inc. Common Stock 011659109 28 929 The Allstate Corp. Common Stock 020002101 6,368 267,401 Allstate Financing I 7.95% Cum PFD QTR 30/360 020013207 238 10,575 Allied Capital Corp. Common Stock 01903Q108 505 28,984 Allied Energy Corp. Common Stock 019150200 0 500 Allin Communications Corp Common Stock 019924109 1 200 Alliance Pharmaceutical Corp. Common Stock 018773101 37 2,500 Alliance Gaming Corp Common Stock 01859P609 2 1,000 Alpha Microsystems Inc Common Stock 020903100 8 1,000 Alabama Power Capital Trust I Preferred Stock 010383206 9 400 Alabama Power Capt Trust II PFD QTR 30/360 010388205 67 3,100 Alabama Pwr Co Sr Nt J 6.75% PFD QTR 30/360 010392587 13 600 Annuity & Life Re Holdings Ltd. Common Stock G03910109 22 830 Alliance Semi Conductor Corp. Common Stock 01877H100 3 150 Advantage Learning Systems Common Stock 00757K100 8 500 Alaska Communications Sys Grp Common Stock 01167P101 17 1,400 Allos Therapeutics Inc Common Stock 019777101 1 100 Altair International Inc. Common Stock 02136W102 6 1,000 Alteon Inc. Common Stock 02144G107 39 11,000 Altera Corp. Common Stock 021441100 806 9,034 Altex Industries Inc. Common Stock 021454103 0 1,000 Autolliv, Inc. Common Stock 052800109 12 396 Alexion Pharmaceuticals Inc Common Stock 015351109 70 1,000 Alya Intl Inc Common Stock 02260W100 3 10,000 American Greetings Corp. Class A Common Stock 026375105 790 43,315 Applied Materials Inc. Common Stock 038222105 14,691 155,876 AMB Ppty Corp 8.50% Cum Red PFD QTR 30/360 00163T208 55 2,500 American Bancorporation Cap Trust I PFD QTR 30/360 024075202 95 12,700 Ambi Inc Common Stock 00163N102 3 500 American Mortgage Acceptance Common Stock 027568104 6 720 Applied Micro Circuits Corp Common Stock 03822W109 2,147 14,310 Amcor Ltd ADR ADR 02341R302 1,618 111,580 American Classic Voyages Company Common Stock 024928103 214 8,500 Advanced Micro Devices Inc. Common Stock 007903107 787 13,796 Applied Medical Devices Common Stock 038223103 0 600 Ametek Inc. New Common Stock 031100100 120 6,225 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Ambac Financial Group Inc 7.08% X 0 6,000 0 Armstrong World Industries 7.45% Pfd X 0 400 0 Acclaim Entmt Inc. Com Par $.02 X 0 8,000 0 AK Steel Holding Corp. X 0 8,402 0 Aksys Ltd X 0 1,000 0 AKZO Nobel NV Spons ADR X 0 1,522 0 Alcan Aluminium Ltd X 0 14,082 0 Alcatel Alsthom Sponsored ADR X 0 183,919 0 Alabama Natl Bancorp Dela X 0 2,226 0 Alanco Enviromental Resources Corp. X 0 110 0 Albemarle Corp. X 0 2,176 0 Alcide Corp. X 0 100 0 Aldila, Inc. X 0 2,750 0 Allied Domecq PLC X 0 39,400 0 Aladdin Knowledge Sys Ltd X 0 1,000 0 Alexander & Baldwin Inc. X 0 300 0 Alfa Corp X 0 1,600 0 Alottafun Inc X 0 45,000 0 Algiers Bancorp Inc. X 0 300 0 Alterra Healthcare Corp. X 0 1,500 0 Allstate Corp. - 7.125% Sr Qtrly In X 0 749 0 Alaska Air Group Inc. X 0 929 0 The Allstate Corp. X 0 267,401 0 Allstate Financing I 7.95% Cum X 0 10,575 0 Allied Capital Corp. X 0 28,984 0 Allied Energy Corp. X 0 500 0 Allin Communications Corp X 0 200 0 Alliance Pharmaceutical Corp. X 0 2,500 0 Alliance Gaming Corp X 0 1,000 0 Alpha Microsystems Inc X 0 1,000 0 Alabama Power Capital Trust I X 0 400 0 Alabama Power Capt Trust II X 0 3,100 0 Alabama Pwr Co Sr Nt J 6.75% X 0 600 0 Annuity & Life Re Holdings Ltd. X 0 830 0 Alliance Semi Conductor Corp. X 0 150 0 Advantage Learning Systems X 0 500 0 Alaska Communications Sys Grp X 0 1,400 0 Allos Therapeutics Inc X 0 100 0 Altair International Inc. X 0 1,000 0 Alteon Inc. X 0 11,000 0 Altera Corp. X 0 9,034 0 Altex Industries Inc. X 0 1,000 0 Autolliv, Inc. X 0 396 0 Alexion Pharmaceuticals Inc X 0 1,000 0 Alya Intl Inc X 0 10,000 0 American Greetings Corp. Class A X 0 43,315 0 Applied Materials Inc. X 0 155,876 0 AMB Ppty Corp 8.50% Cum Red X 0 2,500 0 American Bancorporation Cap Trust I X 0 12,700 0 Ambi Inc X 0 500 0 American Mortgage Acceptance X 0 720 0 Applied Micro Circuits Corp X 0 14,310 0 Amcor Ltd ADR X 0 111,580 0 American Classic Voyages Company X 0 8,500 0 Advanced Micro Devices Inc. X 0 13,796 0 Applied Medical Devices X 0 600 0 Ametek Inc. New X 0 6,225 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Crosswalk.com Inc Common Stock 227685104 71 16,320 Ames Department Stores Inc. New Common Stock 030789507 29 1,200 American Finl Hldgs Inc Common Stock 026075101 264 21,900 Amgen Inc. Common Stock 031162100 26,700 435,035 American Healthcorp, Inc. Common Stock 02649V104 103 26,573 ACME Metals Inc. Common Stock 004724100 0 525 Americare Health Scan Inc. Common Stock 03060C104 0 1 Amkor Technology Inc Common Stock 031652100 79 1,495 Aml Communications Inc Common Stock 001733104 2 500 Amylin Pharmaceuticals Inc. Common Stock 032346108 31 2,300 Ameron Inc. Common Stock 030710107 21 597 American National Bankshares Inc Common Stock 027745108 33 2,282 Amplidyne Inc Common Stock 032103103 24 3,000 AMR Corp. Common Stock 001765106 456 14,321 Albany Molecular Resh Inc Common Stock 012423109 38 650 American Superconductor Corp. Common Stock 030111108 710 15,950 Amsurg Corp.- Cl A Common Stock 03232P108 6 1,081 Amsurg Corp.- Cl B Common Stock 03232P207 68 11,365 American Software CL A Common Stock 029683109 37 2,650 American Management Systems Inc. Common Stock 027352103 1,523 34,754 American Tower System Corp Cl A Common Stock 029912201 613 12,424 Ameritrade Holding Corp. Class A Common Stock 03072H109 386 18,500 American Telesource Intl Inc Common Stock 03018P108 681 85,180 Advanced Machine Vision CRP Common Stock 00753B104 4 2,000 American Woodmark Corp. Common Stock 030506109 1,116 54,125 Amazon.com, Inc. Common Stock 023135106 9,433 140,785 Autonation Inc Common Stock 05329W102 62 7,850 Anadigics Inc. Common Stock 032515108 38 575 American Nat'l Insurance Co Common Stock 028591105 97 1,695 Airnet Communications Corp Common Stock 00941P106 530 15,180 Ancor Communications Inc Common Stock 03332K108 88 2,150 Andover Bancorp Inc. Common Stock 034258103 14 500 Andover Net Inc Common Stock 034318105 160 7,450 Andrew Corp. Common Stock 034425108 134 5,875 Act Networks Inc Common Stock 000975102 30 3,000 Abercrombie & Fitch Co Cl A Common Stock 002896207 2,248 140,482 Anglogold Limited-Spon ADR ADR 035128206 5 200 Acadia Group, Inc. Common Stock 004040101 6 1,000 Anicom Inc. Common Stock 035250109 111 18,346 Analogy Inc. Common Stock 032659104 3 1,000 Analytical Surveys Inc. Common Stock 032683302 2 400 Analysts Intl Corp. Common Stock 032681108 8 800 Angio Medical Corp Common Stock 034755108 0 500 Ann Taylor Stores Corp. Common Stock 036115103 655 28,465 Advanced Neuromodulation Sys Common Stock 00757T101 269 14,160 Answerthink Consulting Corp Common Stock 036916104 234 9,565 Ansys Inc. Common Stock 03662Q105 32 3,000 Antec Corp. Common Stock 03664P105 125 2,780 Antennas Amer Inc Common Stock 036727105 42 24,250 Antenna Prods Inc Common Stock 036728103 10 2,500 Ants Software.com Common Stock 037271103 33 2,050 Antex Biologics Inc Common Stock 03672W100 26 9,600 ANZ Exch Pfd Trust 8% PFD QTR 30/360 001823202 11 500 Australia & New Zealand Preferred Stock 052528403 9 350 AON Corp. Common Stock 037389103 174 5,404 Alberta Energy Co Ltd Common Stock 012873105 45 1,500 Appalachian Oil & Gas Inc Common Stock 037725207 0 100 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Crosswalk.com Inc X 0 16,320 0 Ames Department Stores Inc. New X 0 1,200 0 American Finl Hldgs Inc X 0 21,900 0 Amgen Inc. X 0 435,035 0 American Healthcorp, Inc. X 0 26,573 0 ACME Metals Inc. X 0 525 0 Americare Health Scan Inc. X 0 1 0 Amkor Technology Inc X 0 1,495 0 Aml Communications Inc X 0 500 0 Amylin Pharmaceuticals Inc. X 0 2,300 0 Ameron Inc. X 0 597 0 American National Bankshares Inc X 0 2,282 0 Amplidyne Inc X 0 3,000 0 AMR Corp. X 0 14,321 0 Albany Molecular Resh Inc X 0 650 0 American Superconductor Corp. X 0 15,950 0 Amsurg Corp.- Cl A X 0 1,081 0 Amsurg Corp.- Cl B X 0 11,365 0 American Software CL A X 0 2,650 0 American Management Systems Inc. X 0 34,754 0 American Tower System Corp Cl A X 0 12,424 0 Ameritrade Holding Corp. Class A X 0 18,500 0 American Telesource Intl Inc X 0 85,180 0 Advanced Machine Vision CRP X 0 2,000 0 American Woodmark Corp. X 0 54,125 0 Amazon.com, Inc. X 0 140,785 0 Autonation Inc X 0 7,850 0 Anadigics Inc. X 0 575 0 American Nat'l Insurance Co X 0 1,695 0 Airnet Communications Corp X 0 15,180 0 Ancor Communications Inc X 0 2,150 0 Andover Bancorp Inc. X 0 500 0 Andover Net Inc X 0 7,450 0 Andrew Corp. X 0 5,875 0 Act Networks Inc X 0 3,000 0 Abercrombie & Fitch Co Cl A X 0 140,482 0 Anglogold Limited-Spon ADR X 0 200 0 Acadia Group, Inc. X 0 1,000 0 Anicom Inc. X 0 18,346 0 Analogy Inc. X 0 1,000 0 Analytical Surveys Inc. X 0 400 0 Analysts Intl Corp. X 0 800 0 Angio Medical Corp X 0 500 0 Ann Taylor Stores Corp. X 0 28,465 0 Advanced Neuromodulation Sys X 0 14,160 0 Answerthink Consulting Corp X 0 9,565 0 Ansys Inc. X 0 3,000 0 Antec Corp. X 0 2,780 0 Antennas Amer Inc X 0 24,250 0 Antenna Prods Inc X 0 2,500 0 Ants Software.com X 0 2,050 0 Antex Biologics Inc X 0 9,600 0 ANZ Exch Pfd Trust 8% X 0 500 0 Australia & New Zealand X 0 350 0 AON Corp. X 0 5,404 0 Alberta Energy Co Ltd X 0 1,500 0 Appalachian Oil & Gas Inc X 0 100 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- America Online Inc. Common Stock 02364J104 110,885 1,648,844 Mosenergo - Sponsored ADR ADR 037376308 2 300 Aurora Foods Inc Common Stock 05164B106 42 13,995 Smith A O Corp. Common Stock 831865209 27 1,525 Apache Corp. Common Stock 037411105 2,385 47,937 Apac Customer Services Inc Common Stock 00185E106 17 2,000 Apa Optics Inc Common Stock 001853100 118 4,000 Asia Pacific Fund Inc. Common Stock 044901106 104 10,000 Anadarko Pete Corp. Common Stock 032511107 187 4,834 American Power Conversion Common Stock 029066107 1,455 33,925 Alamosa PCS Holdings Common Stock 011593100 149 3,950 Applied Coatings Intl Inc Common Stock 037905106 0 2,000 Air Products and Chemicals, Inc. Common Stock 009158106 1,360 47,841 Apex Inc Common Stock 037548104 233 6,271 Morgan Stanley Asia - Pacific MutualFdEqClose 61744U106 317 29,135 Arch Communications Group Inc Common Stock 039381504 14 1,750 Amphenol Corp New Cl A Common Stock 032095101 1,636 16,000 Aphton Corporation Common Stock 03759P101 33 1,000 Advanced Photonix Inc. Common Stock 00754E107 4 1,000 Appalachian Power Ser A PFD PFD QTR 30/360 037735826 14 600 Atplan Inc Common Stock 04962Q100 2 250 Apponline.com Inc. Common Stock 03832H100 4 1,000 Applied Magnetics Corp. Common Stock 038213104 0 2,000 Appoint Technologies Inc Common Stock 038317103 0 4,000 Appnet Systems Inc. Common Stock 03831Q101 2,934 62,415 Apogee Enterprises Common Stock 037598109 57 14,270 Apollo Group Inc. Class A Common Stock 037604105 26 940 Applebee's International Inc. Common Stock 037899101 182 6,470 Advanced Plant Pharmaceuticals Inc. Common Stock 00756F201 1 2,000 Asia Pacific Resources Ltd Foreign Stock 044902104 1 600 Applied Signal Technology Inc Common Stock 038237103 2 100 APS Holding Corp. Common Stock 001937101 0 500 Amerigas Partners L P LTD Part P4 030975106 346 22,700 American Patents Unlimited Inc Common Stock 028829109 0 16,000 Applied Power Inc Class A Common Stock 038225108 573 20,095 Apex Municipal Fund, Inc. Common Stock 037580107 38 4,304 Applied Industrial Tech Inc. Common Stock 03820C105 63 3,937 Aqua Clara Bottling & Dist Inc Common Stock 03837N102 3 10,000 Aquila Biopharmaceuticals Inc. Common Stock 03839F107 5 832 QMS Inc. Common Stock 74726G102 39 9,990 Aracruz Celelose SA ADR NEW ADR 038496204 26 1,220 Ariba Inc Common Stock 04033V104 1,370 6,534 Atlantic Richfield Co. Common Stock 048825103 3,878 45,624 Atlantic Richfield Co Pref Preferred Stock 048825400 19 45 Arcadis NV Common Stock N0605M105 15 2,150 Allied Riser Communications Cp Common Stock 019496108 16 453 Aradigm Corp Common Stock 038505103 21 1,000 Alexandria Real Estate Equities Inc. Common Stock 015271109 33 1,100 Area Bancshares Corp. New Common Stock 039872106 10 500 Ameriresource Technologies Inc Common Stock 03072A104 5 25,000 Airgas Inc. Common Stock 009363102 8 960 Amerigon Inc Cl A- New Common Stock 03070L300 31 2,000 Arguss Hldgs Inc Common Stock 040282105 56 2,500 Arden Realty Group Inc. Common Stock 039793104 44 2,125 Ariad Pharmaceuticals Inc Common Stock 04033A100 16 975 Aril Group Inc Common Stock 040394108 0 653 Arch Chemicals Common Stock 03937R102 23 1,172 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- America Online Inc. X 0 1,648,844 0 Mosenergo - Sponsored ADR X 0 300 0 Aurora Foods Inc X 0 13,995 0 Smith A O Corp. X 0 1,525 0 Apache Corp. X 0 47,937 0 Apac Customer Services Inc X 0 2,000 0 Apa Optics Inc X 0 4,000 0 Asia Pacific Fund Inc. X 0 10,000 0 Anadarko Pete Corp. X 0 4,834 0 American Power Conversion X 0 33,925 0 Alamosa PCS Holdings X 0 3,950 0 Applied Coatings Intl Inc X 0 2,000 0 Air Products and Chemicals, Inc. X 0 47,841 0 Apex Inc X 0 6,271 0 Morgan Stanley Asia - Pacific X 0 29,135 0 Arch Communications Group Inc X 0 1,750 0 Amphenol Corp New Cl A X 0 16,000 0 Aphton Corporation X 0 1,000 0 Advanced Photonix Inc. X 0 1,000 0 Appalachian Power Ser A PFD X 0 600 0 Atplan Inc X 0 250 0 Apponline.com Inc. X 0 1,000 0 Applied Magnetics Corp. X 0 2,000 0 Appoint Technologies Inc X 0 4,000 0 Appnet Systems Inc. X 0 62,415 0 Apogee Enterprises X 0 14,270 0 Apollo Group Inc. Class A X 0 940 0 Applebee's International Inc. X 0 6,470 0 Advanced Plant Pharmaceuticals Inc. X 0 2,000 0 Asia Pacific Resources Ltd X 0 600 0 Applied Signal Technology Inc X 0 100 0 APS Holding Corp. X 0 500 0 Amerigas Partners L P X 0 22,700 0 American Patents Unlimited Inc X 0 16,000 0 Applied Power Inc Class A X 0 20,095 0 Apex Municipal Fund, Inc. X 0 4,304 0 Applied Industrial Tech Inc. X 0 3,937 0 Aqua Clara Bottling & Dist Inc X 0 10,000 0 Aquila Biopharmaceuticals Inc. X 0 832 0 QMS Inc. X 0 9,990 0 Aracruz Celelose SA ADR NEW X 0 1,220 0 Ariba Inc X 0 6,534 0 Atlantic Richfield Co. X 0 45,624 0 Atlantic Richfield Co Pref X 0 45 0 Arcadis NV X 0 2,150 0 Allied Riser Communications Cp X 0 453 0 Aradigm Corp X 0 1,000 0 Alexandria Real Estate Equities Inc. X 0 1,100 0 Area Bancshares Corp. New X 0 500 0 Ameriresource Technologies Inc X 0 25,000 0 Airgas Inc. X 0 960 0 Amerigon Inc Cl A- New X 0 2,000 0 Arguss Hldgs Inc X 0 2,500 0 Arden Realty Group Inc. X 0 2,125 0 Ariad Pharmaceuticals Inc X 0 975 0 Aril Group Inc X 0 653 0 Arch Chemicals X 0 1,172 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Arm Holdings PCL Spons ADR ADR 042068106 277 1,557 American Re Capital Cum Income PFD QTR 30/360 029162203 44 1,900 Aronex Pharmaceuticals Inc Common Stock 042666206 38 10,100 Arrow International, Inc. Common Stock 042764100 9 300 ACNielsen Corp. Common Stock 004833109 251 11,153 Arthrocare Corp Common Stock 043136100 262 2,850 Art Technology Group Inc Common Stock 04289L107 439 6,677 Artisan Components Inc Common Stock 042923102 9 475 Advanced Radio Telecom Corp Common Stock 00754U101 73 2,200 Arvin Industries, Inc. Common Stock 043339100 772 34,115 Arrow Electronics Inc. Common Stock 042735100 1,724 48,912 Arrow Magnolia Intl Inc. Common Stock 042768101 17 6,763 Aeroflex Inc. Common Stock 007768104 36 725 Archer Sys Inc Common Stock 039507108 10 71,000 ASA Ltd Common Stock 002050102 32 1,870 Esat Inc Common Stock 296054109 6 1,500 Associated Banc Corp. Common Stock 045487105 61 2,042 Ameriana Bancorp Common Stock 023613102 6 700 Ascent Pediatrics Inc Common Stock 04362X200 24 9,000 American Standard Companies Inc. Common Stock 029712106 190 5,135 Aspect Development Inc Common Stock 045234101 155 2,400 Astoria Financial Corp. Common Stock 046265104 558 19,657 Ashford Com Inc Common Stock 044093102 5 1,000 Liberty All Star Growth Fd Common Stock 529900102 210 19,107 On Assignment Inc. Common Stock 682159108 33 725 Ashland Inc. Common Stock 044204105 35 1,051 Asiainfo Hldgs Inc Common Stock 04518A104 33 550 Ask Jeeves Inc Common Stock 045174109 71 1,165 Ashanti Goldfield Co. LTD GDR ADR 043743202 17 7,821 ASM International N.V. Foreign Stock N07045102 15 500 ASM Lithography Holding NV ADR N07059111 516 4,619 Archstone Communities Trust Common Stock 039581103 401 20,107 Archstone Communities Tr 9% PFD Ser B PFD QTR 30/360 039581301 108 5,100 AmSouth Bancorp Common Stock 032165102 912 61,060 American Strategic Incm Ptfl MutualFdFiClose 030098107 51 4,726 Aspeon Inc Common Stock 045354107 1 50 Aspect Communications Inc Common Stock 04523Q102 64 1,739 Auspex System Inc. Common Stock 052116100 11 1,000 Asia Resources Holdings Ltd Common Stock 04516W108 0 1 Astec Industries Inc Common Stock 046224101 25 950 Allergan Specialty Therap-A Common Stock 018494104 0 5 Aastrom Biosciences Inc Common Stock 00253U107 2 500 Ashton Technology Group Inc Common Stock 045084100 65 7,760 Applied Science & Technology Common Stock 038236105 3 100 AG Services of America Inc. Common Stock 001250109 2 100 Anglo Swiss Resources Inc. Foreign Stock 034919100 11 68,000 Active Software Inc Common Stock 00504E100 3 50 Alltel Corp. Common Stock 020039103 1,643 26,057 Atlantic Capt I Cum Qtly Inc. PFD QTR 30/360 048272207 201 9,050 Astea Intl Inc Common Stock 04622E109 1 300 American Technologies Group Common Stock 030143101 2 4,600 Equity Income Fd Common Stock 294700703 308 1,567 AGL Resources Inc. Common Stock 001204106 219 11,924 ATG Inc. Common Stock 00206P106 16 3,800 Altigen Communications Inc Common Stock 021489109 11 1,000 At Home Corp. Cl A Common Stock 045919107 3,651 110,839 Allegheny Technologies Inc Common Stock 01741R102 15 765 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Arm Holdings PCL Spons ADR X 0 1,557 0 American Re Capital Cum Income X 0 1,900 0 Aronex Pharmaceuticals Inc X 0 10,100 0 Arrow International, Inc. X 0 300 0 ACNielsen Corp. X 0 11,153 0 Arthrocare Corp X 0 2,850 0 Art Technology Group Inc X 0 6,677 0 Artisan Components Inc X 0 475 0 Advanced Radio Telecom Corp X 0 2,200 0 Arvin Industries, Inc. X 0 34,115 0 Arrow Electronics Inc. X 0 48,912 0 Arrow Magnolia Intl Inc. X 0 6,763 0 Aeroflex Inc. X 0 725 0 Archer Sys Inc X 0 71,000 0 ASA Ltd X 0 1,870 0 Esat Inc X 0 1,500 0 Associated Banc Corp. X 0 2,042 0 Ameriana Bancorp X 0 700 0 Ascent Pediatrics Inc X 0 9,000 0 American Standard Companies Inc. X 0 5,135 0 Aspect Development Inc X 0 2,400 0 Astoria Financial Corp. X 0 19,657 0 Ashford Com Inc X 0 1,000 0 Liberty All Star Growth Fd X 0 19,107 0 On Assignment Inc. X 0 725 0 Ashland Inc. X 0 1,051 0 Asiainfo Hldgs Inc X 0 550 0 Ask Jeeves Inc X 0 1,165 0 Ashanti Goldfield Co. LTD GDR X 0 7,821 0 ASM International N.V. X 0 500 0 ASM Lithography Holding NV X 0 4,619 0 Archstone Communities Trust X 0 20,107 0 Archstone Communities Tr 9% PFD Ser B X 0 5,100 0 AmSouth Bancorp X 0 61,060 0 American Strategic Incm Ptfl X 0 4,726 0 Aspeon Inc X 0 50 0 Aspect Communications Inc X 0 1,739 0 Auspex System Inc. X 0 1,000 0 Asia Resources Holdings Ltd X 0 1 0 Astec Industries Inc X 0 950 0 Allergan Specialty Therap-A X 0 5 0 Aastrom Biosciences Inc X 0 500 0 Ashton Technology Group Inc X 0 7,760 0 Applied Science & Technology X 0 100 0 AG Services of America Inc. X 0 100 0 Anglo Swiss Resources Inc. X 0 68,000 0 Active Software Inc X 0 50 0 Alltel Corp. X 0 26,057 0 Atlantic Capt I Cum Qtly Inc. X 0 9,050 0 Astea Intl Inc X 0 300 0 American Technologies Group X 0 4,600 0 Equity Income Fd X 0 1,567 0 AGL Resources Inc. X 0 11,924 0 ATG Inc. X 0 3,800 0 Altigen Communications Inc X 0 1,000 0 At Home Corp. Cl A X 0 110,839 0 Allegheny Technologies Inc X 0 765 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Advanced Tissue Sciences Inc. Common Stock 00755F103 3 400 Alliant Techsystem Common Stock 018804104 447 7,595 Atlantis Group Inc New Common Stock 049148109 0 25 Atlantic Finl Fed Common Stock 048535108 0 450 Atlas Air Inc. Common Stock 049164106 55 2,000 Atmi Inc.orporation Common Stock 00207R101 861 18,025 Atmel Corp. Common Stock 049513104 1,680 32,533 ATMOS Energy Corp Common Stock 049560105 42 2,536 Aptargroup Inc. Common Stock 038336103 184 6,900 Atrion Corp Common Stock 049904105 22 2,000 Atrix Labs Inc. Common Stock 04962L101 5 500 Ats Money Sys Inc Common Stock 002084101 3 2,000 Artesyn Technologies Inc. Common Stock 043127109 524 27,693 Atlas Corp. New Common Stock 049267305 0 44 Activision Inc New Common Stock 004930202 12 1,000 Cross A T Co Cl A Common Stock 227478104 2 400 ATI Technologies Inc. Foreign Stock 001941103 484 26,915 Automatic Data Processing Common Stock 053015103 8,036 166,556 Audiocodes Ltd Foreign Stock M15342104 5 50 Aura Systems Inc. Common Stock 051526101 0 500 Avista Corp Common Stock 05379B107 677 16,615 Avant Immunotherapeutics Inc Common Stock 053491106 10 1,100 Avatex Corp Common Stock 05349F402 1 1,973 Avalonbay Communities Inc. Common Stock 053484101 260 7,112 Avalonbay Communities Inc PFD SrF 9.00 PFD QTR 30/360 053484507 88 3,980 Avalonbay Communities Inc 8.7% Sr H Pf PFD QTR 30/360 053484705 9 400 Aventis ADR 053561106 529 9,801 Avenue A Inc Common Stock 053566105 2 50 Avigen Inc Common Stock 053690103 6 125 Avis Rent A Car Inc Common Stock 053790101 205 11,635 Avid Technology Inc. Common Stock 05367P100 649 36,295 Advanced Info Svc Pub Ltd ADR 00753G103 6 400 Aviron Common Stock 053762100 14 500 Avitar Inc Common Stock 053801106 0 9 Aviall Inc. Common Stock 05366B102 0 25 Avanir Pharmaceuticals CL-A Common Stock 05348P104 4 1,000 Avant Corp Common Stock 053487104 3 210 Avanex Corp Common Stock 05348W109 112 740 Avoca Inc. Common Stock 053843108 14 700 Avon Products Inc. Common Stock 054303102 2,596 89,338 Applied Voice Recognition Inc Common Stock 03828N103 10 7,000 Avert Inc Common Stock 053596102 81 2,700 Aviation Sales Co. Common Stock 053672101 3 500 Avnet Inc. Common Stock 053807103 64 1,018 AVX Corporation Common Stock 002444107 104 1,375 Avax Tech Inc Common Stock 053495305 18 1,575 Avery Dennison Corp. Common Stock 053611109 3,555 58,212 America West Holdings Corp. Common Stock 023657208 24 1,580 Allied Waste Inds Inc. Com New Common Stock 019589308 146 22,200 American Water Works Co Inc. Common Stock 030411102 212 8,940 American States Water Company Common Stock 029899101 96 3,231 Aware Inc. Mass Common Stock 05453N100 56 1,400 Autologous Wound Therapy Inc Common Stock 052804101 17 888 AXA-UAP - Sponsored ADR ADR 054536107 560 7,817 AMPEX Inc. Common Stock 032092108 45 14,300 Access Pharmaceuticals Inc Common Stock 00431M209 1,422 204,999 AXA Financial Inc Common Stock 002451102 1,883 52,495 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------- Advanced Tissue Sciences Inc. X 0 400 0 Alliant Techsystem X 0 7,595 0 Atlantis Group Inc New X 0 25 0 Atlantic Finl Fed X 0 450 0 Atlas Air Inc. X 0 2,000 0 Atmi Inc.orporation X 0 18,025 0 Atmel Corp. X 0 32,533 0 ATMOS Energy Corp X 0 2,536 0 Aptargroup Inc. X 0 6,900 0 Atrion Corp X 0 2,000 0 Atrix Labs Inc. X 0 500 0 Ats Money Sys Inc X 0 2,000 0 Artesyn Technologies Inc. X 0 27,693 0 Atlas Corp. New X 0 44 0 Activision Inc New X 0 1,000 0 Cross A T Co Cl A X 0 400 0 ATI Technologies Inc. X 0 26,915 0 Automatic Data Processing X 0 166,556 0 Audiocodes Ltd X 0 50 0 Aura Systems Inc. X 0 500 0 Avista Corp X 0 16,615 0 Avant Immunotherapeutics Inc X 0 1,100 0 Avatex Corp X 0 1,973 0 Avalonbay Communities Inc. X 0 7,112 0 Avalonbay Communities Inc PFD SrF 9.00 X 0 3,980 0 Avalonbay Communities Inc 8.7% Sr H Pf X 0 400 0 Aventis X 0 9,801 0 Avenue A Inc X 0 50 0 Avigen Inc X 0 125 0 Avis Rent A Car Inc X 0 11,635 0 Avid Technology Inc. X 0 36,295 0 Advanced Info Svc Pub Ltd X 0 400 0 Aviron X 0 500 0 Avitar Inc X 0 9 0 Aviall Inc. X 0 25 0 Avanir Pharmaceuticals CL-A X 0 1,000 0 Avant Corp X 0 210 0 Avanex Corp X 0 740 0 Avoca Inc. X 0 700 0 Avon Products Inc. X 0 89,338 0 Applied Voice Recognition Inc X 0 7,000 0 Avert Inc X 0 2,700 0 Aviation Sales Co. X 0 500 0 Avnet Inc. X 0 1,018 0 AVX Corporation X 0 1,375 0 Avax Tech Inc X 0 1,575 0 Avery Dennison Corp. X 0 58,212 0 America West Holdings Corp. X 0 1,580 0 Allied Waste Inds Inc. Com New X 0 22,200 0 American Water Works Co Inc. X 0 8,940 0 American States Water Company X 0 3,231 0 Aware Inc. Mass X 0 1,400 0 Autologous Wound Therapy Inc X 0 888 0 AXA-UAP - Sponsored ADR X 0 7,817 0 AMPEX Inc. X 0 14,300 0 Access Pharmaceuticals Inc X 0 204,999 0 AXA Financial Inc X 0 52,495 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Axent Technologies Inc. Common Stock 05459C108 40 2,150 American Express Co. Common Stock 025816109 12,126 81,417 American Express Co Cap Tr 1 7% PFD QTR 30/360 02583Y205 26 1,200 Axys Pharmaceuticals Inc. Common Stock 054635107 126 16,419 Axsys Technologies Inc Common Stock 054615109 8 500 Allegheny Energy Inc. Common Stock 017361106 680 24,684 ALZA Corp. Com Common Stock 022615108 197 5,235 Astrazena PLC -Spons ADR ADR 046353108 290 7,150 Autozone Inc. Common Stock 053332102 39 1,410 AZTAR Corp. Common Stock 054802103 33 3,525 Aztec Technology Partners Inc. Common Stock 05480L101 2 223 Azurix Corp. Common Stock 05501M104 221 29,400 Bankamerica Capital IV-7% CUM TR PFD QTR 30/360 066044207 6 300 Bear Stearns Captl Trust II 7.50% PFD QTR 30/360 07383J209 79 3,600 Bk Of Ireland Common Stock G49374104 1 201 Bellsouth Cap Funding Quibs 7.375% PFD QTR 30/360 079857207 32 1,400 Borne Chemical Co. Inc. OLD Foreign Stock 099869109 0 300 Boeing Co. Common Stock 097023105 5,017 132,240 BAA PLC Spons ADR ADR 05518L206 8 1,330 British Airways PLC ADR ADR 110419306 197 3,668 Bank of America Corp. Common Stock 060505104 16,777 319,940 Bank America Capital I Preferred Stock 066046202 14 600 Buenos Aires Embotelladora S A ADR 119424208 0 804 Bab Hldgs Inc Common Stock 055176200 1 600 Balanced Care Corp Common Stock 057630105 6 3,000 Baltimore Technologies Plc ADR 059284109 142 992 Books-A-Million Inc. Common Stock 098570104 3 500 Bayerische Motoren Werke A G Foreign Stock D12096109 225 7,180 BBC Capital Trust I 9.5% Cum Pfd PFD QTR 30/360 05527J200 129 7,120 Barra Inc. Common Stock 068313105 3 100 Base Ten Sys Inc Common Stock 069779304 46 16,890 B A S F A G ADR 055262505 3,808 80,229 Baxter Intl Inc Common Stock 071813109 3,193 53,559 Bay Banks Virginia Inc Common Stock 072035108 22 624 Bayer AG Spons ADR ADR 072730302 107 2,385 Bed Bath & Beyond Inc. Common Stock 075896100 274 6,965 Bergen Brunswig Corp. Common Stock 083739102 169 24,986 Beasley Broadcast Group Inc Foreign Stock 074014101 9 1,000 Biotech HOLDRS Tr Common Stock 09067D201 1,061 6,262 Blockbuster Inc Common Stock 093679108 113 11,310 British Biotech Spons ADR ADR 110515103 1 150 Black Box Corp. Common Stock 091826107 59 855 Banco Bradesco SA Sponsored Adr Repstg ADR 059460105 212 25,580 Butler Manufacturing Co. Common Stock 123655102 9 350 BB&T Corp. Common Stock 054937107 4,113 146,567 Bouncebacktechnologies Com Inc Common Stock 101628105 1 1,200 Banco Bilbao Vizcaya Argentina SA ADR ADR 05946K101 410 27,557 Bank Atlantic Bancorp Inc. A Common Stock 065908501 39 9,877 Best Buy Inc. Common Stock 086516101 1,974 22,956 Brunswick Corp. Common Stock 117043109 298 15,749 Barclays Bank PLC ADR 11.50% Ser D PFD QTR 30/360 06738C802 56 2,150 Barclays Bank Plc 8.0% Ser E2 Pfd PFD QTR 30/360 06738C836 195 8,500 Barclays Bank Plc 11.25% Amer PFD QTR 30/360 06738C505 64 2,500 Boise Cascade Common Stock 097383103 18 527 BCE Inc. Common Stock 05534B109 2,966 23,644 Burlington Coat Factory Whse Common Stock 121579106 2 140 Biochem Pharma Inc. Foreign Stock 09058T108 166 7,514 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Axent Technologies Inc. X 0 2,150 0 American Express Co. X 0 81,417 0 American Express Co Cap Tr 1 7% X 0 1,200 0 Axys Pharmaceuticals Inc. X 0 16,419 0 Axsys Technologies Inc X 0 500 0 Allegheny Energy Inc. X 0 24,684 0 ALZA Corp. Com X 0 5,235 0 Astrazena PLC -Spons ADR X 0 7,150 0 Autozone Inc. X 0 1,410 0 AZTAR Corp. X 0 3,525 0 Aztec Technology Partners Inc. X 0 223 0 Azurix Corp. X 0 29,400 0 Bankamerica Capital IV-7% CUM TR X 0 300 0 Bear Stearns Captl Trust II 7.50% X 0 3,600 0 Bk Of Ireland X 0 201 0 Bellsouth Cap Funding Quibs 7.375% X 0 1,400 0 Borne Chemical Co. Inc. OLD X 0 300 0 Boeing Co. X 0 132,240 0 BAA PLC Spons ADR X 0 1,330 0 British Airways PLC ADR X 0 3,668 0 Bank of America Corp. X 0 319,940 0 Bank America Capital I X 0 600 0 Buenos Aires Embotelladora S A X 0 804 0 Bab Hldgs Inc X 0 600 0 Balanced Care Corp X 0 3,000 0 Baltimore Technologies Plc X 0 992 0 Books-A-Million Inc. X 0 500 0 Bayerische Motoren Werke A G X 0 7,180 0 BBC Capital Trust I 9.5% Cum Pfd X 0 7,120 0 Barra Inc. X 0 100 0 Base Ten Sys Inc X 0 16,890 0 B A S F A G X 0 80,229 0 Baxter Intl Inc X 0 53,559 0 Bay Banks Virginia Inc X 0 624 0 Bayer AG Spons ADR X 0 2,385 0 Bed Bath & Beyond Inc. X 0 6,965 0 Bergen Brunswig Corp. X 0 24,986 0 Beasley Broadcast Group Inc X 0 1,000 0 Biotech HOLDRS Tr X 0 6,262 0 Blockbuster Inc X 0 11,310 0 British Biotech Spons ADR X 0 150 0 Black Box Corp. X 0 855 0 Banco Bradesco SA Sponsored Adr Repstg X 0 25,580 0 Butler Manufacturing Co. X 0 350 0 BB&T Corp. X 0 146,567 0 Bouncebacktechnologies Com Inc X 0 1,200 0 Banco Bilbao Vizcaya Argentina SA ADR X 0 27,557 0 Bank Atlantic Bancorp Inc. A X 0 9,877 0 Best Buy Inc. X 0 22,956 0 Brunswick Corp. X 0 15,749 0 Barclays Bank PLC ADR 11.50% Ser D X 0 2,150 0 Barclays Bank Plc 8.0% Ser E2 Pfd X 0 8,500 0 Barclays Bank Plc 11.25% Amer X 0 2,500 0 Boise Cascade X 0 527 0 BCE Inc. X 0 23,644 0 Burlington Coat Factory Whse X 0 140 0 Biochem Pharma Inc. X 0 7,514 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Bard C R Inc. Common Stock 067383109 306 7,915 Biocryst Pharmaceuticals Inc Common Stock 09058V103 228 8,350 Barclays PLC ADR ADR 06738E204 275 2,496 BCSB Bankcorp Inc Common Stock 054948104 3 500 Borden Chemicals & Plastics LTD LTD Part P4 099541203 2 500 Budget Group Inc Cl A Common Stock 119003101 6 1,200 Bid.Com Intl Inc Common Stock 088788104 128 21,500 Brilliant Digital Entertainmnt Common Stock 109502104 18 1,500 Bandag Inc. Common Stock 059815100 20 875 Bandag Inc. Class A Common Stock 059815308 23 1,000 Black & Decker Corp. Common Stock 091797100 2,064 54,941 Brandywine Realty Trust SBI Common Stock 105368203 1,110 64,811 Big Dog Hldgs Inc Common Stock 089128102 5 1,000 Bombardier Inc- Cl A Common Stock 097751101 7 300 Bombardier Inc. Cl B Common Stock 097751200 59 2,340 Breed Technology Common Stock 106702103 1 1,401 Becton Dickinson & Co Common Stock 075887109 2,529 96,102 Bindley Western Inds Inc. Common Stock 090324104 38 2,830 Summit Technology Inc. Common Stock 86627E101 95 10,450 BEA Systems Inc. Common Stock 073325102 1,426 19,433 BE Aerospace, Inc. Common Stock 073302101 123 20,900 Beckman Coulter Inc. Common Stock 075811109 267 4,160 Bedford Property Investors Common Stock 076446301 93 5,815 Bridgestreet Accommodations Inc. Common Stock 108452103 16 6,000 Bell Atlantic Corp. Common Stock 077853109 21,137 345,794 Bel Fuse Inc. Common Stock 077347201 29 1,450 Bel Fuse Inc CL-B Common Stock 077347300 102 4,850 Bell Microproducts Inc Common Stock 078137106 2 100 Bellwether Exploration Co. Common Stock 079895207 6 800 Franklin Resources Common Stock 354613101 1,471 43,981 Be Inc Common Stock 073309106 47 3,100 Berkshire Energy Res Common Stock 084644103 36 1,000 Beringer Wine Estates-B Common Stock 084102102 99 2,750 Best Products Co Inc. Common Stock 086553104 0 400 Beverly Enterprises Inc. New Common Stock 087851309 83 22,550 Baldor Electric co Common Stock 057741100 83 4,600 Brown Forman Corp. CL B Common Stock 115637209 167 3,061 Bright Horizons Family Solutions Inc. Common Stock 109195107 11 500 The Blackrock California Common Stock 09247G108 14 1,000 Brauns Fashions Corp Common Stock 105658108 126 5,000 BostonFed Bancorp Inc Common Stock 101178101 5 450 Bally Total Fitness Holdings Corp. Common Stock 05873K108 1 50 Bluefly Inc. Common Stock 096227103 4 500 Bestfoods Common Stock 08658U101 3,440 73,487 Ben Franklin Retail Stores, Inc. Common Stock 081499105 0 221 Saul Centers Common Stock 804395101 19 1,200 General Cable Corp. Common Stock 369300108 16 2,000 BGE Capital Trust 1 7.16% Tr PFD QTR 30/360 055415202 367 17,905 Biogen Inc. Common Stock 090597105 3,730 53,382 Briggs & Stratton Corp. Common Stock 109043109 41 990 Manhattan Bagel Inc Common Stock 562751107 0 500 Bogen Communications Intl Common Stock 097189104 13 1,250 Bema Gold Corp. Common Stock 08135F107 20 27,000 Borders Group Inc. Common Stock 099709107 326 18,970 Bangor Hydro Electric CO Common Stock 060077104 22 1,290 British Energy Plc ADR 110793304 90 6,920 Bar Harbor Bankshares Common Stock 066849100 7 550 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Bard C R Inc. X 0 7,915 0 Biocryst Pharmaceuticals Inc X 0 8,350 0 Barclays PLC ADR X 0 2,496 0 BCSB Bankcorp Inc X 0 500 0 Borden Chemicals & Plastics LTD X 0 500 0 Budget Group Inc Cl A X 0 1,200 0 Bid.Com Intl Inc X 0 21,500 0 Brilliant Digital Entertainmnt X 0 1,500 0 Bandag Inc. X 0 875 0 Bandag Inc. Class A X 0 1,000 0 Black & Decker Corp. X 0 54,941 0 Brandywine Realty Trust SBI X 0 64,811 0 Big Dog Hldgs Inc X 0 1,000 0 Bombardier Inc- Cl A X 0 300 0 Bombardier Inc. Cl B X 0 2,340 0 Breed Technology X 0 1,401 0 Becton Dickinson & Co X 0 96,102 0 Bindley Western Inds Inc. X 0 2,830 0 Summit Technology Inc. X 0 10,450 0 BEA Systems Inc. X 0 19,433 0 BE Aerospace, Inc. X 0 20,900 0 Beckman Coulter Inc. X 0 4,160 0 Bedford Property Investors X 0 5,815 0 Bridgestreet Accommodations Inc. X 0 6,000 0 Bell Atlantic Corp. X 0 345,794 0 Bel Fuse Inc. X 0 1,450 0 Bel Fuse Inc CL-B X 0 4,850 0 Bell Microproducts Inc X 0 100 0 Bellwether Exploration Co. X 0 800 0 Franklin Resources X 0 43,981 0 Be Inc X 0 3,100 0 Berkshire Energy Res X 0 1,000 0 Beringer Wine Estates-B X 0 2,750 0 Best Products Co Inc. X 0 400 0 Beverly Enterprises Inc. New X 0 22,550 0 Baldor Electric co X 0 4,600 0 Brown Forman Corp. CL B X 0 3,061 0 Bright Horizons Family Solutions Inc. X 0 500 0 The Blackrock California X 0 1,000 0 Brauns Fashions Corp X 0 5,000 0 BostonFed Bancorp Inc X 0 450 0 Bally Total Fitness Holdings Corp. X 0 50 0 Bluefly Inc. X 0 500 0 Bestfoods X 0 73,487 0 Ben Franklin Retail Stores, Inc. X 0 221 0 Saul Centers X 0 1,200 0 General Cable Corp. X 0 2,000 0 BGE Capital Trust 1 7.16% Tr X 0 17,905 0 Biogen Inc. X 0 53,382 0 Briggs & Stratton Corp. X 0 990 0 Manhattan Bagel Inc X 0 500 0 Bogen Communications Intl X 0 1,250 0 Bema Gold Corp. X 0 27,000 0 Borders Group Inc. X 0 18,970 0 Bangor Hydro Electric CO X 0 1,290 0 British Energy Plc X 0 6,920 0 Bar Harbor Bankshares X 0 550 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- BHC Communications Inc. Common Stock 055448104 109 700 Benchmark Electronics Inc Common Stock 08160H101 348 9,400 B2b Internet Holdrs Tr Common Stock 056033103 1,380 20,300 Baker Hughes Inc. Common Stock 057224107 1,306 43,173 Broken Hill Proprietary Co Ltd ADR 112169602 248 11,415 Bell & Howell Co. Common Stock 077852101 66 2,115 Biocontrol Technology Inc. Common Stock 090586108 106 289,100 Sothebys Holdings Inc. - Cl A Ltd Vtg Common Stock 835898107 40 2,150 Bingo Com Inc. Foreign Stock 09051N108 14 10,300 Excelsior-Henderson Motorcycle Man Co Common Stock 300906104 0 1,800 Bikers Dream Inc. Common Stock 090008202 1 500 Billing Information Concepts Common Stock 090063108 387 55,100 Bioshperes Inc Common Stock 090662107 11 1,000 Bio-Rad Laboratories Inc. Common Stock 090572207 31 1,140 Biomira Inc Common Stock 09161R106 43 4,200 Biosys Inc. Common Stock 09066N200 0 216 Birmingham Steel Corp. Common Stock 091250100 68 13,235 Biscayne Apparel Inc Common Stock 091353102 0 47 Biosonics Incorporation Common Stock 090908104 0 50,000 BJ's Wholesale Club Inc. Common Stock 05548J106 3,547 91,830 Bioject Med Tech Inc Common Stock 09059T206 121 10,700 Ben & Jerry Homemade Inc Common Stock 081465106 7 200 BJ Services Co. Common Stock 055482103 121 1,640 Bank of New York Co. Inc. Common Stock 064057102 3,144 75,643 Bank of New York Capital II PFD QTR 30/360 096564208 91 3,891 BNY Capital III-Trust PFD QTR 30/360 05563W206 46 2,200 BNY Capital Trust IV 6.875% Ser E PFD QTR 30/360 09656G201 143 6,800 Baker Fentress & Co Common Stock 057213209 4 334 Buckeye Technologies Inc Common Stock 118255108 38 2,160 W R Berkley Corp. Common Stock 084423102 177 7,655 Bank of North Carolina Common Stock 06414Q109 9 781 Barnes & Noble Inc. Common Stock 067774109 217 9,420 Brookstone Inc. Common Stock 114537103 469 26,788 The Blackrock Income Tr Inc. Common Stock 09247F100 194 32,600 Bank United Tex Preferred Stock 065414302 13 500 Bank United Capital II-9.60% Cum Trust PFD QTR 30/360 06651W207 37 2,000 Blair Corp. Common Stock 092828102 3 200 Belo A H Com Ser A Common Stock 080555105 115 6,430 Baldwin Technology Co Inc. Cl A Common Stock 058264102 4 2,000 Ballard Power Systems Inc. Common Stock 05858H104 372 4,400 Blackrock Inc Common Stock 09247X101 2 100 Ball Corp. Common Stock 058498106 63 1,809 Billserv.com Inc Common Stock 090181108 49 2,200 American Inflatables Inc Common Stock 026802108 8 3,000 Belmont Bancorp St. Clairsville Common Stock 080162100 16 5,353 Block Drug Inc. Common Stock 093644102 21 749 BellSouth Corp. Common Stock 079860102 14,298 304,220 Boston Life Sciences Inc New Common Stock 100843408 31 3,400 Bluestone Software Inc Common Stock 09623P102 563 16,678 Blount International Inc Common Stock 095180105 1 56 Biolase Technology Corp. Common Stock 090911108 8 2,200 Billiton PLC-ADR ADR 090171109 228 48,361 Immucor Inc Common Stock 452526106 3 300 Frederick Brewing Co Com New Common Stock 355673203 1 1,435 Blaze Software Inc Common Stock 09347T109 6 200 BMC Software Common Stock 055921100 5,213 105,574 Biomet Inc. Common Stock 090613100 434 11,930 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- BHC Communications Inc. X 0 700 0 Benchmark Electronics Inc X 0 9,400 0 B2b Internet Holdrs Tr X 0 20,300 0 Baker Hughes Inc. X 0 43,173 0 Broken Hill Proprietary Co Ltd X 0 11,415 0 Bell & Howell Co. X 0 2,115 0 Biocontrol Technology Inc. X 0 289,100 0 Sothebys Holdings Inc. - Cl A Ltd Vtg X 0 2,150 0 Bingo Com Inc. X 0 10,300 0 Excelsior-Henderson Motorcycle Man Co X 0 1,800 0 Bikers Dream Inc. X 0 500 0 Billing Information Concepts X 0 55,100 0 Bioshperes Inc X 0 1,000 0 Bio-Rad Laboratories Inc. X 0 1,140 0 Biomira Inc X 0 4,200 0 Biosys Inc. X 0 216 0 Birmingham Steel Corp. X 0 13,235 0 Biscayne Apparel Inc X 0 47 0 Biosonics Incorporation X 0 50,000 0 BJ's Wholesale Club Inc. X 0 91,830 0 Bioject Med Tech Inc X 0 10,700 0 Ben & Jerry Homemade Inc X 0 200 0 BJ Services Co. X 0 1,640 0 Bank of New York Co. Inc. X 0 75,643 0 Bank of New York Capital II X 0 3,891 0 BNY Capital III-Trust X 0 2,200 0 BNY Capital Trust IV 6.875% Ser E X 0 6,800 0 Baker Fentress & Co X 0 334 0 Buckeye Technologies Inc X 0 2,160 0 W R Berkley Corp. X 0 7,655 0 Bank of North Carolina X 0 781 0 Barnes & Noble Inc. X 0 9,420 0 Brookstone Inc. X 0 26,788 0 The Blackrock Income Tr Inc. X 0 32,600 0 Bank United Tex X 0 500 0 Bank United Capital II-9.60% Cum Trust X 0 2,000 0 Blair Corp. X 0 200 0 Belo A H Com Ser A X 0 6,430 0 Baldwin Technology Co Inc. Cl A X 0 2,000 0 Ballard Power Systems Inc. X 0 4,400 0 Blackrock Inc X 0 100 0 Ball Corp. X 0 1,809 0 Billserv.com Inc X 0 2,200 0 American Inflatables Inc X 0 3,000 0 Belmont Bancorp St. Clairsville X 0 5,353 0 Block Drug Inc. X 0 749 0 BellSouth Corp. X 0 304,220 0 Boston Life Sciences Inc New X 0 3,400 0 Bluestone Software Inc X 0 16,678 0 Blount International Inc X 0 56 0 Biolase Technology Corp. X 0 2,200 0 Billiton PLC-ADR X 0 48,361 0 Immucor Inc X 0 300 0 Frederick Brewing Co Com New X 0 1,435 0 Blaze Software Inc X 0 200 0 BMC Software X 0 105,574 0 Biomet Inc. X 0 11,930 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Battle Mountain Gold Co Common Stock 071593107 10 5,029 Battle Mountain Gold Conv PFD PreferdStk Conv 071593305 3 100 Building Material Holding Corp. Common Stock 120113105 19 2,150 Blagman Media Intl Inc Common Stock 092694108 5 2,000 Bemis Co Inc. Common Stock 081437105 205 5,550 Bryn Mawr BK Corp. Common Stock 117665109 48 2,188 Biomagnetic Technologies Inc Common Stock 09060N107 1 1,400 Bristol-Myers Squibb Co. Common Stock 110122108 32,045 554,887 Barnesandnoble Com Inc Common Stock 067846105 33 3,500 Bnccorp Inc Common Stock 055936108 42 6,400 Bowne & Co Inc. Common Stock 103043105 13 1,000 Burlington Northern Santa Fe Corp. Common Stock 12189T104 789 35,662 Bank United Corp. CL A Common Stock 065412108 1,040 32,943 Benton Oil & Gas Co Common Stock 083288100 9 2,963 Boddie-Noell Properties Inc. Common Stock 096903109 3 400 Bionutrics Inc Common Stock 090946104 2 400 Bentley Pharmaceuticals Inc. Common Stock 082657107 18 2,030 Braintech Inc New Foreign Stock 105022107 35 18,100 Bionova Holding Corp. Common Stock 09063Q107 0 50 Banyan Systems Inc. Common Stock 066908104 95 5,400 Bob Evans Farms Inc. Common Stock 096761101 293 23,406 Boca Research Inc. Common Stock 096888102 43 7,100 Pacific Century Financial Corp. Common Stock 694058108 80 3,914 Bausch & Lomb Inc. Common Stock 071707103 724 13,875 Interpore Intl Common Stock 46062W107 19 2,250 Boise Cascade Office Product Common Stock 097403109 2 150 Burns Intl Services Corp Common Stock 122374101 3 290 Borealis Exploration Ltd Foreign Stock 099720104 19 5,000 Boston Celtics Ltd Partnership Unit LTD Part P0 100577105 0 5 Boston Acoustics Inc. Common Stock 100534106 137 13,410 Boston Chicken Inc. Common Stock 100578103 0 2,650 Botswana Rst Ltd ADR ADR 101349207 0 31 About.com Inc Common Stock 003736105 31 350 Bovie Medical Corp Common Stock 10211F100 0 19 Bowater Inc Common Stock 102183100 162 3,040 Suite101.com Inc Foreign Stock 865073100 7 1,000 Boc Group PLC - Sponsored ADR ADR 055617609 2,811 69,845 Boykin Lodging Co Common Stock 103430104 136 11,600 British Petroleum PLC ADR ADR 110889409 6 120 BP Amoco Plc -Spons ADR ADR 055622104 6,056 114,128 Banco Comercial Portugues SA ADS ADR 059479303 5 200 Buckeye Partners L P Unit Common Stock 118230101 333 12,800 Bio-Plexus Inc. Common Stock 09057C106 26 7,500 Badger Paper Mls Inc Common Stock 056543101 2 500 Popular Inc. Common Stock 733174106 641 28,900 Bradley Pharmaceuticals Inc Common Stock 104576103 2 1,000 Banpais S.A. -Spons ADR ADR 066700105 0 200 BP Prudhoe Bay Rty Tr Unit Ben Int Common Stock 055630107 2 200 Biopure Corp Common Stock 09065H105 1,681 50,465 Burlington Resources Common Stock 122014103 1,741 47,058 Bradlees Inc Common Stock 104499207 15 2,400 Brenton Bank Inc. Common Stock 107211104 5 550 Brocade Communications Sys Inc Common Stock 111621108 849 4,735 Broadcom Corp Cl A Common Stock 111320107 8,364 34,438 BRE Properties Inc. Cl A Common Stock 05564E106 287 11,113 Bioreliance Corp Common Stock 090951104 0 46 Blackrock Florida Insured Muni Trust Common Stock 09247H106 93 6,538 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Battle Mountain Gold Co X 0 5,029 0 Battle Mountain Gold Conv PFD X 0 100 0 Building Material Holding Corp. X 0 2,150 0 Blagman Media Intl Inc X 0 2,000 0 Bemis Co Inc. X 0 5,550 0 Bryn Mawr BK Corp. X 0 2,188 0 Biomagnetic Technologies Inc X 0 1,400 0 Bristol-Myers Squibb Co. X 0 554,887 0 Barnesandnoble Com Inc X 0 3,500 0 Bnccorp Inc X 0 6,400 0 Bowne & Co Inc. X 0 1,000 0 Burlington Northern Santa Fe Corp. X 0 35,662 0 Bank United Corp. CL A X 0 32,943 0 Benton Oil & Gas Co X 0 2,963 0 Boddie-Noell Properties Inc. X 0 400 0 Bionutrics Inc X 0 400 0 Bentley Pharmaceuticals Inc. X 0 2,030 0 Braintech Inc New X 0 18,100 0 Bionova Holding Corp. X 0 50 0 Banyan Systems Inc. X 0 5,400 0 Bob Evans Farms Inc. X 0 23,406 0 Boca Research Inc. X 0 7,100 0 Pacific Century Financial Corp. X 0 3,914 0 Bausch & Lomb Inc. X 0 13,875 0 Interpore Intl X 0 2,250 0 Boise Cascade Office Product X 0 150 0 Burns Intl Services Corp X 0 290 0 Borealis Exploration Ltd X 0 5,000 0 Boston Celtics Ltd Partnership Unit X 0 5 0 Boston Acoustics Inc. X 0 13,410 0 Boston Chicken Inc. X 0 2,650 0 Botswana Rst Ltd ADR X 0 31 0 About.com Inc X 0 350 0 Bovie Medical Corp X 0 19 0 Bowater Inc X 0 3,040 0 Suite101.com Inc X 0 1,000 0 Boc Group PLC - Sponsored ADR X 0 69,845 0 Boykin Lodging Co X 0 11,600 0 British Petroleum PLC ADR X 0 120 0 BP Amoco Plc -Spons ADR X 0 114,128 0 Banco Comercial Portugues SA ADS X 0 200 0 Buckeye Partners L P Unit X 0 12,800 0 Bio-Plexus Inc. X 0 7,500 0 Badger Paper Mls Inc X 0 500 0 Popular Inc. X 0 28,900 0 Bradley Pharmaceuticals Inc X 0 1,000 0 Banpais S.A. -Spons ADR X 0 200 0 BP Prudhoe Bay Rty Tr Unit Ben Int X 0 200 0 Biopure Corp X 0 50,465 0 Burlington Resources X 0 47,058 0 Bradlees Inc X 0 2,400 0 Brenton Bank Inc. X 0 550 0 Brocade Communications Sys Inc X 0 4,735 0 Broadcom Corp Cl A X 0 34,438 0 BRE Properties Inc. Cl A X 0 11,113 0 Bioreliance Corp X 0 46 0 Blackrock Florida Insured Muni Trust X 0 6,538 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- BG PLC - Spons ADR ADR 055434203 296 10,067 Companhia Cervejaria Brahma - SP ADR ADR 20440X103 4,095 252,010 Bridgford Foods Corp Common Stock 108763103 6 605 Berkshire Hathaway Inc. Class A Common Stock 084670108 2,631 46 Berkshire Hathaway Inc. Class B Common Stock 084670207 12,715 6,986 Brookline Bancorp Inc Common Stock 113739106 3 300 Brooks Automation Inc. Common Stock 11434A100 4 65 Brooktrout Technology Inc. Common Stock 114580103 46 1,600 Barr Labs Inc. Common Stock 068306109 30 725 The Blackrock Insured Municipal 2008 Common Stock 09247K109 55 3,935 Brandera.com Incorporated Common Stock 105261101 9 3,500 Brenner Intl Inc Common Stock 107177107 0 9 Brown & Brown Inc Common Stock 115236101 99 2,555 Barrett Resources Corp. Common Stock 068480201 8 272 Broadwing Inc Common Stock 111620100 845 22,725 Brio Technology Inc Common Stock 109704106 211 5,600 Bethlehem Steel Corp. Common Stock 087509105 42 7,043 Bethlehem Steel Corp $5 Cv Pfd PFD QTR 30/360 087509303 21 500 Bethlehem Steel Corp Pfd Conv $2.50 Se PreferdStk Conv 087509402 13 600 Bsb Bancorp Common Stock 055652101 11 505 Bear Stearns Companies, Inc. Common Stock 073902108 566 12,416 Bassett Furniture INDS Inc. Common Stock 070203104 28 2,000 ***BSCH Finance LTD 8.74% PFD Ser D PFD QTR 30/360 G16547138 12 500 ***BSCH Finance Ltd 8.125% PFD PFD QTR 30/360 G16547153 44 2,000 ***BSCH Finance LTD 7.79% Ser H PFD QTR 30/360 G16547179 9 400 ***BSCH Finance Ltd PFD QTR 30/360 G16547187 16 800 Banc Stock Group Inc. - Cl A Common Stock 05943C102 1 500 Bush Industries Inc. Class A Common Stock 123164105 48 3,424 Filene's Basement Corp. Common Stock 316866102 0 5,500 Basin Exploration Inc. Common Stock 070107107 99 6,600 Bsquare Corp Common Stock 11776U102 22 1,000 Biospecifics Technologies Corp Common Stock 090931106 1 300 Boston Scientific Corp. Common Stock 101137107 1,259 59,080 British Sky Broadcasting ADR ADR 111013108 87 550 Bisys Group Inc. Common Stock 055472104 10 150 BT Preferred Capital Trust I 8.125% PFD QTR 30/360 055839203 41 1,785 British Aerospace Pub LTD Co. Spons AD ADR 110418209 3,207 142,754 Boulder Total Return Fund Inc Common Stock 101541100 7 700 Bio-Technology General Corp. Common Stock 090578105 248 16,029 BTG Inc. Common Stock 05576J101 10 1,000 Blyth Industries Inc Common Stock 09643P108 14 500 British American Tobacco PLC Spon ADR Foreign Stock 110448107 2,826 266,021 Brunswick Technologies Inc. Common Stock 117394106 79 15,100 The Blackrock 2001 Term Trust Inc. Common Stock 092477108 291 32,741 John Hancock Bank & Thrift MutualFdEqClose 409735107 691 99,578 Bitwise Designs Inc. Common Stock 091747105 15 1,000 British Telecommunications ADR 111021408 396 2,106 Anheuser-Busch Companies Inc. Common Stock 035229103 7,923 127,271 Bankunited Capital III 9% Tr PFD Secs PFD QTR 30/360 066918202 34 2,135 Bull Run Corp Common Stock 120182100 4 1,000 Schlotzkys Inc Common Stock 806832101 1 100 Burlington Industries Inc. Common Stock 121693105 1 300 Buy Com Inc Common Stock 124269101 35 3,550 Bio- Vascular Inc Common Stock 090923103 19 4,000 Bay View Cap Corp. Del Com Common Stock 07262L101 113 15,002 Bindview Development Corp Common Stock 090327107 14 440 Biovail Corp Foreign Stock 09067J109 166 3,743 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- BG PLC - Spons ADR X 0 10,067 0 Companhia Cervejaria Brahma - SP ADR X 0 252,010 0 Bridgford Foods Corp X 0 605 0 Berkshire Hathaway Inc. Class A X 0 46 0 Berkshire Hathaway Inc. Class B X 0 6,986 0 Brookline Bancorp Inc X 0 300 0 Brooks Automation Inc. X 0 65 0 Brooktrout Technology Inc. X 0 1,600 0 Barr Labs Inc. X 0 725 0 The Blackrock Insured Municipal 2008 X 0 3,935 0 Brandera.com Incorporated X 0 3,500 0 Brenner Intl Inc X 0 9 0 Brown & Brown Inc X 0 2,555 0 Barrett Resources Corp. X 0 272 0 Broadwing Inc X 0 22,725 0 Brio Technology Inc X 0 5,600 0 Bethlehem Steel Corp. X 0 7,043 0 Bethlehem Steel Corp $5 Cv Pfd X 0 500 0 Bethlehem Steel Corp Pfd Conv $2.50 Se X 0 600 0 Bsb Bancorp X 0 505 0 Bear Stearns Companies, Inc. X 0 12,416 0 Bassett Furniture INDS Inc. X 0 2,000 0 ***BSCH Finance LTD 8.74% PFD Ser D X 0 500 0 ***BSCH Finance Ltd 8.125% PFD X 0 2,000 0 ***BSCH Finance LTD 7.79% Ser H X 0 400 0 ***BSCH Finance Ltd X 0 800 0 Banc Stock Group Inc. - Cl A X 0 500 0 Bush Industries Inc. Class A X 0 3,424 0 Filene's Basement Corp. X 0 5,500 0 Basin Exploration Inc. X 0 6,600 0 Bsquare Corp X 0 1,000 0 Biospecifics Technologies Corp X 0 300 0 Boston Scientific Corp. X 0 59,080 0 British Sky Broadcasting ADR X 0 550 0 Bisys Group Inc. X 0 150 0 BT Preferred Capital Trust I 8.125% X 0 1,785 0 British Aerospace Pub LTD Co. Spons AD X 0 142,754 0 Boulder Total Return Fund Inc X 0 700 0 Bio-Technology General Corp. X 0 16,029 0 BTG Inc. X 0 1,000 0 Blyth Industries Inc X 0 500 0 British American Tobacco PLC Spon ADR X 0 266,021 0 Brunswick Technologies Inc. X 0 15,100 0 The Blackrock 2001 Term Trust Inc. X 0 32,741 0 John Hancock Bank & Thrift X 0 99,578 0 Bitwise Designs Inc. X 0 1,000 0 British Telecommunications X 0 2,106 0 Anheuser-Busch Companies Inc. X 0 127,271 0 Bankunited Capital III 9% Tr PFD Secs X 0 2,135 0 Bull Run Corp X 0 1,000 0 Schlotzkys Inc X 0 100 0 Burlington Industries Inc. X 0 300 0 Buy Com Inc X 0 3,550 0 Bio- Vascular Inc X 0 4,000 0 Bay View Cap Corp. Del Com X 0 15,002 0 Bindview Development Corp X 0 440 0 Biovail Corp X 0 3,743 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Banco Bilbao Vizcaya Intl (Gibraltar) ADR 059456301 11 500 Banco Bilbao Vizcaya Spon Adr Prf B PFD QTR 30/360 059456202 10 400 Compania De Minas Buenaventura ADR 204448104 5 296 Bayview Capital Trust I PFD QTR 30/360 07262R207 5 270 Broadvision Inc. Common Stock 111412102 1,583 35,281 Borg-Warner Automotive, Inc. Common Stock 099724106 244 6,204 Breakaway Solutions Inc Common Stock 106372105 91 2,000 Belden, Inc. Common Stock 077459105 151 5,500 Bancwest Corporation Common Stock 059790105 485 24,560 Bouygues Offshore SA-ADR ADR 102112109 5 200 Biowhittaker Inc Common Stock 09066T108 0 41 Bowl Amer Inc. Cl A Common Stock 102565108 32 4,106 Brown Shoe Company Inc Common Stock 115736100 4 300 Blue Wave Sys Inc Common Stock 096081104 16 1,000 Britesmile Inc. Common Stock 110415106 6 600 BASIX Corp. New Common Stock 070121207 0 8 Bluegreen Corp Common Stock 096231105 3 1,000 Biomatrix Inc Common Stock 09060P102 5 200 BRE-X Minerals Common Stock 10625K109 0 1,300 Boston Properties Inc. Common Stock 101121101 28 890 Bancorp South Inc. Common Stock 059692103 170 10,402 Baxter International Inc - CVR Common Stock 071813125 1 2,800 Bway Corp Common Stock 056039100 74 9,730 Back Yd Burgers Inc Common Stock 05635W101 4 3,200 Boy Gaming Corp Common Stock 103304101 12 2,500 Brierley Investments LTD Foreign Stock Q17926108 0 500 Beyond.Com Corp Common Stock 08860E101 66 15,525 Bairnco Corp. New York Common Stock 057097107 8 1,200 Brazil Fund Inc. Common Stock 105759104 14 835 Beazer Homes USA, Inc. Common Stock 07556Q105 134 7,125 Citigroup, Inc. Common Stock 172967101 62,491 1,053,575 Citigroup Capital I Tr PFD Sec 8.00% PFD QTR 30/360 17305F201 179 7,630 Citigroup Inc. 8.40% Pfd Ser K PFD QTR 30/360 172967853 16 600 Citigroup Capital IV Tr PFD Sec 6.85% PFD QTR 30/360 17305J203 153 7,400 Capital Industries Inc Common Stock 140215989 0 1 CN Bancorp Inc. Common Stock 12612U108 1,000 100,000 Callware Technologies Inc. Common Stock 131259103 0 45,000 CT Holdings, Inc. Common Stock 12643Y103 26 5,000 Commonwealth Network Corp Common Stock 203184106 0 6 Canadian Occidental Pete Ltd 9.375% PFD QTR 30/360 136420502 29 1,300 Crescent St Bk Cary North Carolina Common Stock 225783109 25 5,000 Central Bank of Tampa Common Stock 152585105 0 60 Connecticut Energy Corp. Common Stock 207567983 0 0 Computer Associates International Inc. Common Stock 204912109 1,990 33,629 Cameron Ashley Building Products Inc Common Stock 133290106 35 2,000 Camden National Corp Common Stock 133034108 73 6,150 CACI International Inc Cl A Common Stock 127190304 39 1,300 Cato Corp New Class A Common Stock 149205106 19 1,600 Carrier Access Corp. Common Stock 144460102 13 245 Cascade Corp. Common Stock 147195101 8 700 Carolina First Corp. Common Stock 143877108 71 5,400 Conagra Inc. Common Stock 205887102 1,640 90,456 Conagra Capital LLC 9.35% LTD Part P12 20588V406 13 540 Conagra Capital LC-9% Cum Pfd PFDMthly 30/360 20588V208 93 4,000 Conagra Capital Lc Adj Rate Pfd Ser B PFDMthly 30/360 20588V307 38 2,200 Carnegie International Corp Colo Common Stock 143500106 18 31,935 Cardinal Health Inc. Common Stock 14149Y108 1,350 29,417 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Banco Bilbao Vizcaya Intl (Gibraltar) X 0 500 0 Banco Bilbao Vizcaya Spon Adr Prf B X 0 400 0 Compania De Minas Buenaventura X 0 296 0 Bayview Capital Trust I X 0 270 0 Broadvision Inc. X 0 35,281 0 Borg-Warner Automotive, Inc. X 0 6,204 0 Breakaway Solutions Inc X 0 2,000 0 Belden, Inc. X 0 5,500 0 Bancwest Corporation X 0 24,560 0 Bouygues Offshore SA-ADR X 0 200 0 Biowhittaker Inc X 0 41 0 Bowl Amer Inc. Cl A X 0 4,106 0 Brown Shoe Company Inc X 0 300 0 Blue Wave Sys Inc X 0 1,000 0 Britesmile Inc. X 0 600 0 BASIX Corp. New X 0 8 0 Bluegreen Corp X 0 1,000 0 Biomatrix Inc X 0 200 0 BRE-X Minerals X 0 1,300 0 Boston Properties Inc. X 0 890 0 Bancorp South Inc. X 0 10,402 0 Baxter International Inc - CVR X 0 2,800 0 Bway Corp X 0 9,730 0 Back Yd Burgers Inc X 0 3,200 0 Boy Gaming Corp X 0 2,500 0 Brierley Investments LTD X 0 500 0 Beyond.Com Corp X 0 15,525 0 Bairnco Corp. New York X 0 1,200 0 Brazil Fund Inc. X 0 835 0 Beazer Homes USA, Inc. X 0 7,125 0 Citigroup, Inc. X 0 1,053,575 0 Citigroup Capital I Tr PFD Sec 8.00% X 0 7,630 0 Citigroup Inc. 8.40% Pfd Ser K X 0 600 0 Citigroup Capital IV Tr PFD Sec 6.85% X 0 7,400 0 Capital Industries Inc X 0 1 0 CN Bancorp Inc. X 0 100,000 0 Callware Technologies Inc. X 0 45,000 0 CT Holdings, Inc. X 0 5,000 0 Commonwealth Network Corp X 0 6 0 Canadian Occidental Pete Ltd 9.375% X 0 1,300 0 Crescent St Bk Cary North Carolina X 0 5,000 0 Central Bank of Tampa X 0 60 0 Connecticut Energy Corp. X 0 0 0 Computer Associates International Inc. X 0 33,629 0 Cameron Ashley Building Products Inc X 0 2,000 0 Camden National Corp X 0 6,150 0 CACI International Inc Cl A X 0 1,300 0 Cato Corp New Class A X 0 1,600 0 Carrier Access Corp. X 0 245 0 Cascade Corp. X 0 700 0 Carolina First Corp. X 0 5,400 0 Conagra Inc. X 0 90,456 0 Conagra Capital LLC 9.35% X 0 540 0 Conagra Capital LC-9% Cum Pfd X 0 4,000 0 Conagra Capital Lc Adj Rate Pfd Ser B X 0 2,200 0 Carnegie International Corp Colo X 0 31,935 0 Cardinal Health Inc. X 0 29,417 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Centrais Eletricas Brasileiras-Sp ADR ADR 15234Q207 3,734 420,435 Centrais Eletricas Brasileiras ADR 15234Q108 8 800 Corsair Communications Inc Common Stock 220406102 10 500 Cheesecake Factory Inc. Common Stock 163072101 235 5,644 California Fed Bank FSB Common Stock 130209703 0 8 California Federal Bank Goodwill Common Stock 130209604 0 19 Caliper Technologies Corp Common Stock 130876105 255 3,150 Caledonia Mng Corp Foreign Stock 12932K103 0 290 Calypte Biomedical Corp Common Stock 131722100 6 2,000 California Micro Devices Corp Common Stock 130439102 14 500 California Amplifier Inc Common Stock 129900106 6 200 American Natl Can Group Inc Common Stock 027714104 189 14,435 Canon Inc. - Spon ADR ADR 138006309 5,386 124,890 Canisco Res Inc Common Stock 137587101 0 1,000 Cathayonline Inc Common Stock 14915R105 1 700 Caprius Inc. Common Stock 14066K107 2 2,940 Capital Crossing Bank Common Stock 140071101 15 1,500 Carter Wallace Inc. Common Stock 146285101 62 3,300 Carrington Labs Inc Common Stock 144525102 4 1,000 Carey International Inc Common Stock 141750109 7 425 Castle A M & Co Common Stock 148411101 8 666 Caseys Genl Stores Common Stock 147528103 83 7,650 Caterpillar Inc. Common Stock 149123101 5,123 129,888 Catskill Financial Corp. Common Stock 149348104 14 1,240 Cambridge Tech Partners of Mass Inc. Common Stock 132524109 118 8,670 Channel Amer Broadcasting Inc Common Stock 158913103 0 500 Commercial Assets Inc. Common Stock 201119104 3 600 Chubb Corp. Common Stock 171232101 3,743 55,399 Centura Banks Inc. Common Stock 15640T100 1,529 33,378 CBC Bancorp Inc Common Stock 124786203 0 400 Citizens Bkg Corp. Common Stock 174420109 5 260 Cooper Industries Common Stock 216669101 285 8,144 Commerce Bancorp Inc. Common Stock 200519106 278 7,524 Century Business Services Inc Common Stock 156490104 4 1,300 Capital Bank Corp Common Stock 139793103 1 100 CBL & Associates Pptys Inc. Common Stock 124830100 719 35,200 Chesapeake Biological Labs - A Common Stock 165146101 9 2,000 Cambrex Corp. Common Stock 132011107 129 2,960 Columbia Bancorp Common Stock 197227101 157 17,604 Creative Biomolecules Inc Common Stock 225270107 165 16,650 Ciber Inc. Common Stock 17163B102 669 32,644 CBRL Group Inc. Common Stock 12489V106 367 36,740 CBS Corp. Common Stock 12490K107 4,517 79,771 Coastal Bancorp Inc Common Stock 19041P105 16 1,000 Coastal Bancorp Inc Preferred Stock 19041P303 70 3,800 Commerce Bancshares Inc. Common Stock 200525103 9 274 Complete Business Solutions Inc. Common Stock 20452F107 2,609 116,600 Compass Bancshares Inc. New Common Stock 20449H109 3,360 168,503 Cubist Pharmaceuticals Inc Common Stock 229678107 63 1,500 Cabot Corp. Common Stock 127055101 139 4,550 Capital Bank And Trust Company Common Stock 139775100 36 2,000 Community Bank System Inc. Common Stock 203607106 27 1,200 Cutter & Buck Inc Common Stock 232217109 185 13,771 Cybex Corp. Common Stock 232522102 328 8,729 Circuit City Stores Inc. Common Stock 172737108 5,500 90,356 Calendar Capital Inc. Common Stock 129463105 0 8,000 CCB Financial Corp. Common Stock 124875105 826 18,662 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Centrais Eletricas Brasileiras-Sp ADR X 0 420,435 0 Centrais Eletricas Brasileiras X 0 800 0 Corsair Communications Inc X 0 500 0 Cheesecake Factory Inc. X 0 5,644 0 California Fed Bank FSB X 0 8 0 California Federal Bank Goodwill X 0 19 0 Caliper Technologies Corp X 0 3,150 0 Caledonia Mng Corp X 0 290 0 Calypte Biomedical Corp X 0 2,000 0 California Micro Devices Corp X 0 500 0 California Amplifier Inc X 0 200 0 American Natl Can Group Inc X 0 14,435 0 Canon Inc. - Spon ADR X 0 124,890 0 Canisco Res Inc X 0 1,000 0 Cathayonline Inc X 0 700 0 Caprius Inc. X 0 2,940 0 Capital Crossing Bank X 0 1,500 0 Carter Wallace Inc. X 0 3,300 0 Carrington Labs Inc X 0 1,000 0 Carey International Inc X 0 425 0 Castle A M & Co X 0 666 0 Caseys Genl Stores X 0 7,650 0 Caterpillar Inc. X 0 129,888 0 Catskill Financial Corp. X 0 1,240 0 Cambridge Tech Partners of Mass Inc. X 0 8,670 0 Channel Amer Broadcasting Inc X 0 500 0 Commercial Assets Inc. X 0 600 0 Chubb Corp. X 0 55,399 0 Centura Banks Inc. X 0 33,378 0 CBC Bancorp Inc X 0 400 0 Citizens Bkg Corp. X 0 260 0 Cooper Industries X 0 8,144 0 Commerce Bancorp Inc. X 0 7,524 0 Century Business Services Inc X 0 1,300 0 Capital Bank Corp X 0 100 0 CBL & Associates Pptys Inc. X 0 35,200 0 Chesapeake Biological Labs - A X 0 2,000 0 Cambrex Corp. X 0 2,960 0 Columbia Bancorp X 0 17,604 0 Creative Biomolecules Inc X 0 16,650 0 Ciber Inc. X 0 32,644 0 CBRL Group Inc. X 0 36,740 0 CBS Corp. X 0 79,771 0 Coastal Bancorp Inc X 0 1,000 0 Coastal Bancorp Inc X 0 3,800 0 Commerce Bancshares Inc. X 0 274 0 Complete Business Solutions Inc. X 0 116,600 0 Compass Bancshares Inc. New X 0 168,503 0 Cubist Pharmaceuticals Inc X 0 1,500 0 Cabot Corp. X 0 4,550 0 Capital Bank And Trust Company X 0 2,000 0 Community Bank System Inc. X 0 1,200 0 Cutter & Buck Inc X 0 13,771 0 Cybex Corp. X 0 8,729 0 Circuit City Stores Inc. X 0 90,356 0 Calendar Capital Inc. X 0 8,000 0 CCB Financial Corp. X 0 18,662 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- C-Cor Electronics Inc. Common Stock 125010108 15 300 Coca-Cola Beverages PLC Common Stock G2249L103 4 2,400 Calgon Carbon Corp. Common Stock 129603106 64 9,700 CCC Information Service Grp Common Stock 12487Q109 9 400 Coca Cola Enterprises Inc. Common Stock 191219104 636 29,500 Computer Concepts Corp New Common Stock 204897300 10 6,800 Chelsea GCA Realty, Inc. Common Stock 163262108 32 1,100 Comtech Consldtn Group Inc Del Common Stock 205819105 75 140,830 Collectible Concepts Group Inc Common Stock 19419D106 257 1,006,200 Campbell Res Inc. New Common Stock 134422104 0 1,000 Crown Cork & Seal Co Inc. Common Stock 228255105 1,059 66,190 Carnival Corp. Common Stock 143658102 9,025 363,711 Coca Cola Amatil Ltd Spon ADR ADR 191085208 6 1,200 Champion Communications Svcs Common Stock 157901109 1 1,500 Chris Craft Industries Inc. Common Stock 170520100 2,113 33,178 Coastal Caribbean Oils & Minerals Common Stock 190432203 6 6,000 Chevy Chase 10.375% Non Cum Preferred Stock 16678M207 177 3,840 Countrywide Credit Industries Common Stock 222372104 637 23,362 Concord Communications Inc Common Stock 206186108 314 8,825 Clintrials Research Inc. Common Stock 188767107 108 27,800 Chevy Chase Svgs Bk FSB 13% PFD QTR 30/360 166784207 25 1,000 Clear Channel Communications Common Stock 184502102 1,753 25,377 Concurrent Computer Corp. Common Stock 206710204 114 9,000 Currency Technology Corp. Common Stock 231297102 0 1,000 Cendant Corp. Common Stock 151313103 2,894 156,458 Cendant Corp - Income Prides PFD QTR 30/360 151313301 77 2,700 Canandaigua Wine Co Common Stock 137219200 874 17,136 Cdbeat Com Common Stock 14983E101 2 500 Carey Diversified LLC Common Stock 14174P105 283 16,871 Cidco Incorporated Common Stock 171768104 70 13,650 Cordant Technologies Inc Common Stock 218412104 6 100 Coeur D Alene Mines Corp. Common Stock 192108108 14 4,610 CDI Corp. Common Stock 125071100 589 31,000 Cardiodynamics Intl Corp Common Stock 141597104 3 377 Certified Diabetic Srvcs Inc Common Stock 157012105 1 4,500 Cal Dive International Inc. Common Stock 127914109 211 4,150 Coddle Creek Financial Inc Common Stock 191891100 6 200 Cadmus Communications Corp Common Stock 127587103 147 16,545 Cadence Design Systems Inc. Common Stock 127387108 850 40,960 Comdisco Common Stock 200336105 306 6,944 Consolidated Papers Inc. Common Stock 209759109 17 440 Sirius Satellite Radio Inc Common Stock 82966U103 762 13,373 Cedara Software Corp Foreign Stock 150644102 14 2,000 Cable Design Technologies Corp. Common Stock 126924109 284 8,380 Conductus Inc Common Stock 206784100 52 1,600 CDW Computer Centers Inc. Common Stock 125129106 252 2,985 Colonial Downs Holdings CL A Common Stock 19564H100 6 5,500 Catellus Dev Corp. Common Stock 149111106 44 3,207 CEC Entertainment Inc Common Stock 125137109 8 280 Concord EFS Inc. Common Stock 206197105 138 6,027 Constellation Energy Group Common Stock 210371100 3,942 123,684 Cell Genesys Inc. Common Stock 150921104 5,998 281,427 Crescent Real Estate Equities Common Stock 225756105 200 11,400 Nuevo Group Iusacell Sa De Dv ADR 670512102 5 250 Celgene Corp Common Stock 151020104 253 2,540 Brightpoint Inc. Common Stock 109473108 285 23,229 Celsion Corporation Common Stock 15117N107 7 1,300 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- C-Cor Electronics Inc. X 0 300 0 Coca-Cola Beverages PLC X 0 2,400 0 Calgon Carbon Corp. X 0 9,700 0 CCC Information Service Grp X 0 400 0 Coca Cola Enterprises Inc. X 0 29,500 0 Computer Concepts Corp New X 0 6,800 0 Chelsea GCA Realty, Inc. X 0 1,100 0 Comtech Consldtn Group Inc Del X 0 140,830 0 Collectible Concepts Group Inc X 0 1,006,200 0 Campbell Res Inc. New X 0 1,000 0 Crown Cork & Seal Co Inc. X 0 66,190 0 Carnival Corp. X 0 363,711 0 Coca Cola Amatil Ltd Spon ADR X 0 1,200 0 Champion Communications Svcs X 0 1,500 0 Chris Craft Industries Inc. X 0 33,178 0 Coastal Caribbean Oils & Minerals X 0 6,000 0 Chevy Chase 10.375% Non Cum X 0 3,840 0 Countrywide Credit Industries X 0 23,362 0 Concord Communications Inc X 0 8,825 0 Clintrials Research Inc. X 0 27,800 0 Chevy Chase Svgs Bk FSB 13% X 0 1,000 0 Clear Channel Communications X 0 25,377 0 Concurrent Computer Corp. X 0 9,000 0 Currency Technology Corp. X 0 1,000 0 Cendant Corp. X 0 156,458 0 Cendant Corp - Income Prides X 0 2,700 0 Canandaigua Wine Co X 0 17,136 0 Cdbeat Com X 0 500 0 Carey Diversified LLC X 0 16,871 0 Cidco Incorporated X 0 13,650 0 Cordant Technologies Inc X 0 100 0 Coeur D Alene Mines Corp. X 0 4,610 0 CDI Corp. X 0 31,000 0 Cardiodynamics Intl Corp X 0 377 0 Certified Diabetic Srvcs Inc X 0 4,500 0 Cal Dive International Inc. X 0 4,150 0 Coddle Creek Financial Inc X 0 200 0 Cadmus Communications Corp X 0 16,545 0 Cadence Design Systems Inc. X 0 40,960 0 Comdisco X 0 6,944 0 Consolidated Papers Inc. X 0 440 0 Sirius Satellite Radio Inc X 0 13,373 0 Cedara Software Corp X 0 2,000 0 Cable Design Technologies Corp. X 0 8,380 0 Conductus Inc X 0 1,600 0 CDW Computer Centers Inc. X 0 2,985 0 Colonial Downs Holdings CL A X 0 5,500 0 Catellus Dev Corp. X 0 3,207 0 CEC Entertainment Inc X 0 280 0 Concord EFS Inc. X 0 6,027 0 Constellation Energy Group X 0 123,684 0 Cell Genesys Inc. X 0 281,427 0 Crescent Real Estate Equities X 0 11,400 0 Nuevo Group Iusacell Sa De Dv X 0 250 0 Celgene Corp X 0 2,540 0 Brightpoint Inc. X 0 23,229 0 Celsion Corporation X 0 1,300 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Chemfirst Inc. Common Stock 16361A106 7 345 Ceridian Corp. Common Stock 15677T106 845 44,030 Century Bancorp Inc. Common Stock 156433104 13 1,000 Conestoga Enterprises Inc. Common Stock 207015108 13 600 Centennial Technologies Inc Common Stock 151392206 2 220 Century Aluminum Co Common Stock 156431108 5 355 Cephalon Inc. Common Stock 156708109 389 10,380 Central Pwr & Lt Co Pfd 4% PFD QTR 30/360 155033103 1 19 Central Ill Lt Co PFD QTR 30/360 153645205 9 160 Ceres Group Inc Common Stock 156772105 4 500 Cerner Corp. Common Stock 156782104 557 20,625 Cerus Corp. Common Stock 157085101 10 200 Charter One Financial Inc. Common Stock 160903100 865 41,213 Commercial Federal Corp. Common Stock 201647104 491 29,525 Community First Bankshares Inc Common Stock 203902101 10 646 Cfb Cap Ii Cap Secs % PFD QTR 30/360 12519P202 10 472 CFC International Inc Common Stock 125252106 7 1,125 Capitol Federal Financial Common Stock 14057C106 22 2,350 Culp Inc. Common Stock 230215105 6 1,100 Consumers Financial Corp. PFD QTR 30/360 210520300 11 1,600 Cacheflow Inc. Common Stock 126946102 766 6,467 CFM Technologies Inc. Common Stock 12525K106 24 1,950 Cardinal Finl Corp Common Stock 14149F109 5 1,000 Cullen Frost Bankers Inc. Common Stock 229899109 562 21,251 Clifton Mng Co Foreign Stock 186904108 3 25,000 Computron Software Inc Common Stock 205631104 40 4,500 CFW Communications Co Common Stock 124923103 16 400 Consolidated Freightways Corp. Common Stock 209232107 6 1,000 Columbia Gas System Inc. Common Stock 197648108 803 13,552 Corus Group Plc ADR 22087M101 2,353 140,500 Canadian General Capital Toprs PFD QTR 30/360 135785202 67 2,800 Cybergold Inc Common Stock 23246N105 11 1,000 Cogenco Intl Inc Common Stock 192389302 0 2 Cognex Corp. Common Stock 192422103 232 4,020 Coastal Corp. Common Stock 190441105 1,426 31,005 Coastal Finance I-8.375% Trust Orig Pf PFD QTR 30/360 190463208 112 5,000 Collagenex Pharmaceuticals Inc Common Stock 19419B100 62 3,900 Coastal Corp. Class A Convertable To Common Stock 190441501 0 11 Centigram Communications Corp Common Stock 152317103 91 4,800 Chile Fund Inc. MutualFdEqClose 168834109 24 2,200 Champion International Corp. Common Stock 158525105 1,339 25,141 Champion Enterprises Inc. Common Stock 158496109 5 885 Charter Municipal Mortgage Acceptance Common Stock 160908109 45 3,687 City Holding Co Common Stock 177835105 158 13,200 Chico's Fas Inc. Common Stock 168615102 19 1,140 Church & Dwight Inc. Common Stock 171340102 47 2,740 Churchill Downs Inc Common Stock 171484108 5 200 Chemed Corp. Common Stock 163596109 6 200 Cherry Corp Common Stock 164541401 39 2,600 Cheung Kong Hong Kong ADR ADR 166744201 7 500 CH Energy Group Incorporated Common Stock 12541M102 210 6,908 Choice Hotels Intl Inc. Common Stock 169905106 37 2,569 China.Com Corp Common Stock G2108N109 114 1,410 Chiron Corp.Del Common Stock 170040109 2,141 42,930 Chesapeake Energy Corp. Common Stock 165167107 56 17,300 Check Point Software Tech Ltd Common Stock M22465104 2,731 15,962 Checkers Drive-In Restaurants Inc.-New Common Stock 162809305 1 368 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Chemfirst Inc. X 0 345 0 Ceridian Corp. X 0 44,030 0 Century Bancorp Inc. X 0 1,000 0 Conestoga Enterprises Inc. X 0 600 0 Centennial Technologies Inc X 0 220 0 Century Aluminum Co X 0 355 0 Cephalon Inc. X 0 10,380 0 Central Pwr & Lt Co Pfd 4% X 0 19 0 Central Ill Lt Co X 0 160 0 Ceres Group Inc X 0 500 0 Cerner Corp. X 0 20,625 0 Cerus Corp. X 0 200 0 Charter One Financial Inc. X 0 41,213 0 Commercial Federal Corp. X 0 29,525 0 Community First Bankshares Inc X 0 646 0 Cfb Cap Ii Cap Secs % X 0 472 0 CFC International Inc X 0 1,125 0 Capitol Federal Financial X 0 2,350 0 Culp Inc. X 0 1,100 0 Consumers Financial Corp. X 0 1,600 0 Cacheflow Inc. X 0 6,467 0 CFM Technologies Inc. X 0 1,950 0 Cardinal Finl Corp X 0 1,000 0 Cullen Frost Bankers Inc. X 0 21,251 0 Clifton Mng Co X 0 25,000 0 Computron Software Inc X 0 4,500 0 CFW Communications Co X 0 400 0 Consolidated Freightways Corp. X 0 1,000 0 Columbia Gas System Inc. X 0 13,552 0 Corus Group Plc X 0 140,500 0 Canadian General Capital Toprs X 0 2,800 0 Cybergold Inc X 0 1,000 0 Cogenco Intl Inc X 0 2 0 Cognex Corp. X 0 4,020 0 Coastal Corp. X 0 31,005 0 Coastal Finance I-8.375% Trust Orig Pf X 0 5,000 0 Collagenex Pharmaceuticals Inc X 0 3,900 0 Coastal Corp. Class A Convertable To X 0 11 0 Centigram Communications Corp X 0 4,800 0 Chile Fund Inc. X 0 2,200 0 Champion International Corp. X 0 25,141 0 Champion Enterprises Inc. X 0 885 0 Charter Municipal Mortgage Acceptance X 0 3,687 0 City Holding Co X 0 13,200 0 Chico's Fas Inc. X 0 1,140 0 Church & Dwight Inc. X 0 2,740 0 Churchill Downs Inc X 0 200 0 Chemed Corp. X 0 200 0 Cherry Corp X 0 2,600 0 Cheung Kong Hong Kong ADR X 0 500 0 CH Energy Group Incorporated X 0 6,908 0 Choice Hotels Intl Inc. X 0 2,569 0 China.Com Corp X 0 1,410 0 Chiron Corp.Del X 0 42,930 0 Chesapeake Energy Corp. X 0 17,300 0 Check Point Software Tech Ltd X 0 15,962 0 Checkers Drive-In Restaurants Inc.-New X 0 368 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- China Telecom HK LTD Spons ADR ADR 169428109 440 2,482 Chancellor Corp Common Stock 158828103 10 12,500 Cash Technologies Inc Common Stock 147910103 76 4,000 C & D Technologies Inc. Common Stock 124661109 173 2,930 Charming Shoppes Inc. Common Stock 161133103 162 28,400 Chartered Semiconductor Mfg ADR 16133R106 770 8,169 C H Robinson Worldwide Inc Common Stock 12541W100 60 1,600 Chirex Inc. Common Stock 170038103 3,193 165,863 Computer Horizons Common Stock 205908106 25 1,454 CHS Electronics, Inc. Common Stock 12542A206 5 6,800 Chantal Pharmaceutical Corp New Common Stock 159300201 0 500 Charter Communications Inc Del Common Stock 16117M107 3,090 215,680 Chattem Inc. Common Stock 162456107 14 1,000 Chevron Corp. Common Stock 166751107 10,054 108,760 Chyron Corp. Common Stock 171605207 2 200 Chittenden Corp. Common Stock 170228100 200 6,750 Cigna Corp. Common Stock 125509109 691 9,117 Communication Intelligence New Common Stock 20338K106 52 8,650 Corporate Investment Co Cl A Common Stock 219898103 0 125 Ciena Corp. Common Stock 171779101 4,833 38,319 Caire Inc. Common Stock 127761104 0 109 Cinergy Corp. Common Stock 172474108 407 18,946 Cincinnati Financial Corp. Common Stock 172062101 1,198 31,844 Circor Intl Inc Common Stock 17273K109 3 250 CIRCLE.COM Common Stock 832914204 140 17,001 CIT Group Inc. - CL A Common Stock 125577106 397 20,377 Conectiv Inc. Common Stock 206829103 198 11,312 Atlantic Capital Trust II Tr 7.375% Pf PFD QTR 30/360 04827P206 47 2,300 Conectiv Inc.- Cl A Common Stock 206829202 9 410 Citizens Finl Corp W Va Common Stock 17461K101 18 500 Collins & Aikman Corp New Common Stock 194830105 6 1,000 Checkfree Holdings Corp Common Stock 162816102 1,837 26,058 Seacor Holdings, Inc. Common Stock 811904101 52 855 Checkpoint Systems, Inc. Common Stock 162825103 208 24,840 CKE Restaurants Inc. Common Stock 12561E105 1 220 Colgate-Palmolive Co. Common Stock 194162103 12,785 226,785 Claimsnet.Com Inc. Common Stock 179570106 18 2,000 Caliber Learning Network Inc Common Stock 129914107 10 1,313 Clarcor Inc. Common Stock 179895107 1,108 62,416 Computer Learning Centers Common Stock 205199102 6 3,600 The Caldor Corp. Common Stock 128787108 0 475 Celadon Group Inc. Common Stock 150838100 3 100 Claire's Stores, Inc. Common Stock 179584107 151 7,550 US Lec Corp - Cl A Common Stock 90331S109 40 1,000 Cleveland Cliffs Inc. Common Stock 185896107 10 400 Clean Harbors Inc Common Stock 184496107 10 3,800 Carlisle Hldgs Ltd Common Stock P21277101 7 900 Mack-Cali Realty Corp. Common Stock 554489104 105 4,100 Calico Commerce Inc Common Stock 129897104 7 224 Crestline Capital Corp Common Stock 226153104 14 789 Clark / Bardes Hldgs Inc Common Stock 180668105 6 400 Celltech Group Plc ADR 151158102 163 4,698 Clemente Global Growth Fund Inc. Common Stock 185569100 299 20,648 Callon Petroleum Company Common Stock 13123X102 5 400 Clearnet Communications Inc. Common Stock 184902104 25 600 Colonial Properties Trust Common Stock 195872106 307 12,945 Colonial Properties Trust 8.75 Cum Red PFD QTR 30/360 195872205 23 1,250 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- China Telecom HK LTD Spons ADR X 0 2,482 0 Chancellor Corp X 0 12,500 0 Cash Technologies Inc X 0 4,000 0 C & D Technologies Inc. X 0 2,930 0 Charming Shoppes Inc. X 0 28,400 0 Chartered Semiconductor Mfg X 0 8,169 0 C H Robinson Worldwide Inc X 0 1,600 0 Chirex Inc. X 0 165,863 0 Computer Horizons X 0 1,454 0 CHS Electronics, Inc. X 0 6,800 0 Chantal Pharmaceutical Corp New X 0 500 0 Charter Communications Inc Del X 0 215,680 0 Chattem Inc. X 0 1,000 0 Chevron Corp. X 0 108,760 0 Chyron Corp. X 0 200 0 Chittenden Corp. X 0 6,750 0 Cigna Corp. X 0 9,117 0 Communication Intelligence New X 0 8,650 0 Corporate Investment Co Cl A X 0 125 0 Ciena Corp. X 0 38,319 0 Caire Inc. X 0 109 0 Cinergy Corp. X 0 18,946 0 Cincinnati Financial Corp. X 0 31,844 0 Circor Intl Inc X 0 250 0 CIRCLE.COM X 0 17,001 0 CIT Group Inc. - CL A X 0 20,377 0 Conectiv Inc. X 0 11,312 0 Atlantic Capital Trust II Tr 7.375% Pf X 0 2,300 0 Conectiv Inc.- Cl A X 0 410 0 Citizens Finl Corp W Va X 0 500 0 Collins & Aikman Corp New X 0 1,000 0 Checkfree Holdings Corp X 0 26,058 0 Seacor Holdings, Inc. X 0 855 0 Checkpoint Systems, Inc. X 0 24,840 0 CKE Restaurants Inc. X 0 220 0 Colgate-Palmolive Co. X 0 226,785 0 Claimsnet.Com Inc. X 0 2,000 0 Caliber Learning Network Inc X 0 1,313 0 Clarcor Inc. X 0 62,416 0 Computer Learning Centers X 0 3,600 0 The Caldor Corp. X 0 475 0 Celadon Group Inc. X 0 100 0 Claire's Stores, Inc. X 0 7,550 0 US Lec Corp - Cl A X 0 1,000 0 Cleveland Cliffs Inc. X 0 400 0 Clean Harbors Inc X 0 3,800 0 Carlisle Hldgs Ltd X 0 900 0 Mack-Cali Realty Corp. X 0 4,100 0 Calico Commerce Inc X 0 224 0 Crestline Capital Corp X 0 789 0 Clark / Bardes Hldgs Inc X 0 400 0 Celltech Group Plc X 0 4,698 0 Clemente Global Growth Fund Inc. X 0 20,648 0 Callon Petroleum Company X 0 400 0 Clearnet Communications Inc. X 0 600 0 Colonial Properties Trust X 0 12,945 0 Colonial Properties Trust 8.75 Cum Red X 0 1,250 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Cell Pathways Inc. - New Common Stock 15114R101 258 7,500 Consolidated Packaging Corp. Common Stock 209723105 0 100 CLP Holdings Ltd. Sponsored ADR ADR 18946Q101 3,581 799,085 Clarent Corp Del Common Stock 180461105 26 287 Clarus Corp. Common Stock 182707109 139 1,975 Celerity Systems Inc Common Stock 15100R107 1 1,000 Celestica Inc. Foreign Stock 15101Q108 98 1,850 Closure Medical Corp. Common Stock 189093107 88 3,350 Cellstar Corp. Common Stock 150925105 16 2,000 Celeritek Inc. Common Stock 150926103 6 100 Coulter Pharmaceutical Inc. Common Stock 222116105 6 200 Collateral Therapeutics Common Stock 193921103 9 200 Calcasieu Real Estate & Oil Co. Common Stock 128685203 45 10,000 Clorox Co. Common Stock 189054109 1,757 54,062 Celexx Corp Common Stock 15101T102 12 4,400 Comerica Inc. Common Stock 200340107 751 17,928 Chase Manhattan Corp. Common Stock 16161A108 20,184 231,498 Chase Preferred Capital Corp Preferred Stock 161637202 59 2,500 Chase Manhattan Corp. New Preferred Stock 16161A884 42 1,550 Comcast Corp. Class A Common Stock 200300101 253 6,145 Comcast Corp. Class A Special Common Stock 200300200 10,109 233,061 Carematrix Corp. Common Stock 141706101 1 800 Colorado Medtech Inc Common Stock 19652U104 19 2,450 CMG Information Services Inc. Common Stock 125750109 8,645 76,297 Chapman Cap Mgmt Hldgs Inc Common Stock 159508100 8 500 Clayton Homes Inc. Common Stock 184190106 96 9,485 Commonwealth Industries Inc Common Stock 203004106 222 24,445 CML Group Inc. Common Stock 125820100 0 2,100 Cumulus Media Inc - CL A Common Stock 231082108 1 50 Criimi Mae Inc. Common Stock 226603108 7 4,607 Criimi Mae Inc PreferdStk Conv 226603306 0 9 Computer Network Technology Common Stock 204925101 8 450 Capstead Mortgage Corp. Common Stock 14067E100 19 4,868 Credence Systems Corp. Common Stock 225302108 47 375 Cosmoz.com Inc Common Stock 221469109 20 17,000 Compucom Sys Inc Common Stock 204780100 11 2,000 Compumed Inc Common Stock 204914402 0 150 Computone Corp Common Stock 20562D208 0 1 Commerce One Inc Del Common Stock 200693109 724 4,852 CMS Energy Corp. Common Stock 125896100 84 4,622 Consumers Energy Co $4.50 Cum Pfd PFD QTR 30/360 210518304 16 300 Consumers Energy Co Fins Iii PFD QTR 30/360 21051Q205 128 5,400 Commonwealth Bancorp Inc Common Stock 20268X102 15 1,200 Cryomedical Science Inc. Common Stock 229049101 7 16,100 Community Savings Bankshares Common Stock 204037105 76 7,498 Comtech Telecommunications Cp Common Stock 205826209 6 300 Copper Mtn Networks Inc Common Stock 217510106 586 7,147 Com21 Inc Common Stock 205937105 65 1,385 Comtex Scientific Corp Common Stock 205914104 3 500 Colonial Muni Inc. Tr Sh Ben Common Stock 195799101 14 2,500 Comp-U-Check Inc. Common Stock 204237309 0 150 Chase Capital IV-7.34% Capital PFD QTR 30/360 16147N208 4 200 Comverse Technology Inc. Common Stock 205862402 3,964 20,972 Caremark Rx Inc. Common Stock 141705103 25 6,035 Community Bk Natl Assn Common Stock 203564109 95 8,613 Casmyn Corp Common Stock 147619100 1 50,000 Calton Inc New Common Stock 131380206 11 3,333 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Cell Pathways Inc. - New X 0 7,500 0 Consolidated Packaging Corp. X 0 100 0 CLP Holdings Ltd. Sponsored ADR X 0 799,085 0 Clarent Corp Del X 0 287 0 Clarus Corp. X 0 1,975 0 Celerity Systems Inc X 0 1,000 0 Celestica Inc. X 0 1,850 0 Closure Medical Corp. X 0 3,350 0 Cellstar Corp. X 0 2,000 0 Celeritek Inc. X 0 100 0 Coulter Pharmaceutical Inc. X 0 200 0 Collateral Therapeutics X 0 200 0 Calcasieu Real Estate & Oil Co. X 0 10,000 0 Clorox Co. X 0 54,062 0 Celexx Corp X 0 4,400 0 Comerica Inc. X 0 17,928 0 Chase Manhattan Corp. X 0 231,498 0 Chase Preferred Capital Corp X 0 2,500 0 Chase Manhattan Corp. New X 0 1,550 0 Comcast Corp. Class A X 0 6,145 0 Comcast Corp. Class A Special X 0 233,061 0 Carematrix Corp. X 0 800 0 Colorado Medtech Inc X 0 2,450 0 CMG Information Services Inc. X 0 76,297 0 Chapman Cap Mgmt Hldgs Inc X 0 500 0 Clayton Homes Inc. X 0 9,485 0 Commonwealth Industries Inc X 0 24,445 0 CML Group Inc. X 0 2,100 0 Cumulus Media Inc - CL A X 0 50 0 Criimi Mae Inc. X 0 4,607 0 Criimi Mae Inc X 0 9 0 Computer Network Technology X 0 450 0 Capstead Mortgage Corp. X 0 4,868 0 Credence Systems Corp. X 0 375 0 Cosmoz.com Inc X 0 17,000 0 Compucom Sys Inc X 0 2,000 0 Compumed Inc X 0 150 0 Computone Corp X 0 1 0 Commerce One Inc Del X 0 4,852 0 CMS Energy Corp. X 0 4,622 0 Consumers Energy Co $4.50 Cum Pfd X 0 300 0 Consumers Energy Co Fins Iii X 0 5,400 0 Commonwealth Bancorp Inc X 0 1,200 0 Cryomedical Science Inc. X 0 16,100 0 Community Savings Bankshares X 0 7,498 0 Comtech Telecommunications Cp X 0 300 0 Copper Mtn Networks Inc X 0 7,147 0 Com21 Inc X 0 1,385 0 Comtex Scientific Corp X 0 500 0 Colonial Muni Inc. Tr Sh Ben X 0 2,500 0 Comp-U-Check Inc. X 0 150 0 Chase Capital IV-7.34% Capital X 0 200 0 Comverse Technology Inc. X 0 20,972 0 Caremark Rx Inc. X 0 6,035 0 Community Bk Natl Assn X 0 8,613 0 Casmyn Corp X 0 50,000 0 Calton Inc New X 0 3,333 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Colonial Bancgroup Inc. Common Stock 195493309 73 6,750 Cnb Finl Corp Common Stock 125921106 31 2,442 CNBT Bancshares Inc Common Stock 125972109 143 14,680 Conseco Inc. Common Stock 208464107 1,367 119,518 Conseco Inc- Cum Income Prides Ser F PFD QTR 30/360 208464602 80 4,965 Conseco Financing Trust VI 9.00% Pfd PFD QTR 30/360 20846M206 9 500 Conseco Financing Tr I-9.16% PFD PFD QTR 30/360 20846F201 4 200 Concentric Network Corp Del Common Stock 20589R107 1,088 19,790 Crescendo Pharmaceuticals CRP CL A Common Stock 225637107 1 42 Cellnet Data Sys Inc Common Stock 15115M101 0 1,150 Careerengine Network Inc Common Stock 141690107 37 12,000 Call-net Enterprises Inc Foreign Stock 130910201 168 30,000 Conectisys Corp Com New Common Stock 206827206 43 40,000 Cnet Networks Inc. Common Stock 12613R104 369 7,277 CNF Transportation Inc. Common Stock 12612W104 176 6,347 Canfibre Group Inc. Common Stock 13753R102 4 2,200 Crown Group Inc Common Stock 228359105 29 5,000 CNH Global N.V. Foreign Stock N20935107 15 1,550 Cenit Bancorp Inc. Common Stock 15131W109 20 2,000 Cleco Corporation Common Stock 12561W105 189 5,684 Connecticut Light & Power Co. $2.06 E PFD QTR 30/360 207597501 5 200 Conolog Corp Common Stock 208254409 4 1,000 Connecticut Light & Power Co $3.24 Pfd PFD QTR 30/360 207597709 124 3,000 CT Light & Power Co PFD QTR 30/360 207597204 15 618 Connecticut Light & Power Co $2 Pfd PFD QTR 30/360 207597303 15 600 Connecticut light & Power Co. $2.20 PF PFD QTR 30/360 207597600 28 1,000 Cincinnati Microwave Inc. Common Stock 172167108 0 900 Crown Cent Pete Corp Common Stock 228219309 62 7,100 Crown Central Petroleum Corp. Common Stock 228219101 3 400 CT Light & Power Co PFD QTR 30/360 207597402 24 900 Concur Technologies Inc Common Stock 206708109 4 255 Centerpoint Properties Corp. Common Stock 151895109 9 250 Connecticut Light & Power Co 5.28% PFD PFD QTR 30/360 207597782 23 700 Centura Software Corp Common Stock 15640W103 34 3,327 City Investing Co Liq Tr Unit Ben Int Common Stock 177900107 0 200 CK Witco Corp Common Stock 12562C108 112 11,023 CNS Inc Common Stock 126136100 5 1,100 Conexant Systems Inc. Common Stock 207142100 3,617 50,937 Coachmen Inds Inc. Common Stock 189873102 11 800 Coated Sales Inc Common Stock 190637108 0 1,050 Coats Viyella Plc Spons ADR ADR 190743203 203 99,720 Columbia Laboratories Inc. Common Stock 197779101 15 1,300 Cobalt Networks Inc Common Stock 19074R101 35 750 Conoco Inc. Common Stock 208251306 692 28,104 Conoco Inc Common Stock 208251405 831 32,415 Codenoll Technology Corp. Common Stock 191900109 0 55 Corporate Data Sciences Inc Common Stock 219884103 0 400 Cone Mills Corp. Common Stock 206814105 15 3,500 Capital One Financial Corp. Common Stock 14040H105 7,377 153,896 Cabot Oil & Gas Corp Common Stock 127097103 87 4,800 Cognos Inc. Common Stock 19244C109 148 2,363 Coherent Inc. Common Stock 192479103 1,576 30,315 Cohu Inc. Common Stock 192576106 1,145 27,455 Computerized Thermal Imaging Common Stock 20557C108 20 1,500 Coca Cola Bottling Co Common Stock 191098102 11 200 Columbia/HCA Healthcare Corp. Common Stock 197677107 7,432 293,613 Columbia Sportswear Co. Common Stock 198516106 1,149 46,913 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Colonial Bancgroup Inc. X 0 6,750 0 Cnb Finl Corp X 0 2,442 0 CNBT Bancshares Inc X 0 14,680 0 Conseco Inc. X 0 119,518 0 Conseco Inc- Cum Income Prides Ser F X 0 4,965 0 Conseco Financing Trust VI 9.00% Pfd X 0 500 0 Conseco Financing Tr I-9.16% PFD X 0 200 0 Concentric Network Corp Del X 0 19,790 0 Crescendo Pharmaceuticals CRP CL A X 0 42 0 Cellnet Data Sys Inc X 0 1,150 0 Careerengine Network Inc X 0 12,000 0 Call-net Enterprises Inc X 0 30,000 0 Conectisys Corp Com New X 0 40,000 0 Cnet Networks Inc. X 0 7,277 0 CNF Transportation Inc. X 0 6,347 0 Canfibre Group Inc. X 0 2,200 0 Crown Group Inc X 0 5,000 0 CNH Global N.V. X 0 1,550 0 Cenit Bancorp Inc. X 0 2,000 0 Cleco Corporation X 0 5,684 0 Connecticut Light & Power Co. $2.06 E X 0 200 0 Conolog Corp X 0 1,000 0 Connecticut Light & Power Co $3.24 Pfd X 0 3,000 0 CT Light & Power Co X 0 618 0 Connecticut Light & Power Co $2 Pfd X 0 600 0 Connecticut light & Power Co. $2.20 PF X 0 1,000 0 Cincinnati Microwave Inc. X 0 900 0 Crown Cent Pete Corp X 0 7,100 0 Crown Central Petroleum Corp. X 0 400 0 CT Light & Power Co X 0 900 0 Concur Technologies Inc X 0 255 0 Centerpoint Properties Corp. X 0 250 0 Connecticut Light & Power Co 5.28% PFD X 0 700 0 Centura Software Corp X 0 3,327 0 City Investing Co Liq Tr Unit Ben Int X 0 200 0 CK Witco Corp X 0 11,023 0 CNS Inc X 0 1,100 0 Conexant Systems Inc. X 0 50,937 0 Coachmen Inds Inc. X 0 800 0 Coated Sales Inc X 0 1,050 0 Coats Viyella Plc Spons ADR X 0 99,720 0 Columbia Laboratories Inc. X 0 1,300 0 Cobalt Networks Inc X 0 750 0 Conoco Inc. X 0 28,104 0 Conoco Inc X 0 32,415 0 Codenoll Technology Corp. X 0 55 0 Corporate Data Sciences Inc X 0 400 0 Cone Mills Corp. X 0 3,500 0 Capital One Financial Corp. X 0 153,896 0 Cabot Oil & Gas Corp X 0 4,800 0 Cognos Inc. X 0 2,363 0 Coherent Inc. X 0 30,315 0 Cohu Inc. X 0 27,455 0 Computerized Thermal Imaging X 0 1,500 0 Coca Cola Bottling Co X 0 200 0 Columbia/HCA Healthcare Corp. X 0 293,613 0 Columbia Sportswear Co. X 0 46,913 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Colt Telecom Group Plc ADR 196877104 198 1,001 3 Com Corp. Common Stock 885535104 9,616 172,872 Contour Energy Co. Common Stock 21220C103 1 835 Convergent Communications Inc Common Stock 211914403 92 8,500 Cooper Companies Inc. Common Stock 216648402 35 1,100 Cyberian Outpost Inc Common Stock 231914102 33 3,900 Consolidated Products Inc. Common Stock 209798107 5 503 Cope Inc Common Stock 217208107 0 1 Crescent Operating Inc. Common Stock 22575M100 1 415 COR Therapeutics Inc. Common Stock 217753102 171 2,600 Corus Bankshares Inc. Common Stock 220873103 2 75 Corel Systems Corp Common Stock 21868Q109 514 50,480 Costco Whsl Corp New Common Stock 22160K105 2,896 55,101 Cotelligent Group Inc Common Stock 221630106 12 2,000 Cott Corp. Common Stock 22163N106 121 21,435 Covest Bancshares Inc. Common Stock 223032103 4 450 Covad Communications Group Common Stock 222814204 1,128 15,562 Covington Development Group Inc Common Stock 223141102 0 600 Cox Communications Inc. Cl A Common Stock 224044107 1,158 23,876 Canadian Pacific Ltd Com Common Stock 135923100 58 2,606 Campbell Soup Co. Common Stock 134429109 392 12,737 Ciprico Inc. Common Stock 172529109 11 1,000 CP Clare Corporation Common Stock 12615K107 4 500 Carolina Power & Light 8.55% PFD QTR 30/360 144141850 227 9,650 Chateau Communities Inc. Common Stock 161726104 109 4,280 Carolina Power & Light Common Stock 144141108 1,425 43,925 Carolina Power & Light Co. PFD QTR 30/360 144141306 70 1,125 Connecticut LT&PWR Capital LP Preferred Stock 125927202 668 27,250 Calpine Corp. Common Stock 131347106 1,252 13,322 Telefonica Cpt Peru Ser B Common Stock P3179N127 13 7,355 Corn Products International Inc. Common Stock 219023108 86 3,558 C P Pokhand Co Ltd Foreign Stock G71507100 1 10,000 Compaq Computer Corp. Common Stock 204493100 16,308 612,492 Caprock Communications Corp Common Stock 140667106 15 310 Copart, Inc Common Stock 217204106 39 2,200 Choicepoint Inc. Common Stock 170388102 156 4,165 Csc Inds Inc Common Stock 126312107 0 200 Capsule Sys Inc Common Stock 140670100 0 20,000 Camden Property Trust Common Stock 133131102 1,997 73,790 Critical Path Inc. Common Stock 22674V100 181 2,130 Ctc Communications Group Inc Common Stock 126419100 25 585 Conceptus Inc Common Stock 206016107 18 2,500 CompUSA Inc. Common Stock 204932107 18 1,800 Cost Plus Inc. Common Stock 221485105 12 350 Compuware Corp. Common Stock 205638109 1,925 91,415 CPI Corp. Common Stock 125902106 21 896 Cpl Cap I PFD QTR 30/360 12615P205 91 4,300 Comsat Corp. Common Stock 20564D107 0 2 Comsat Capital LP 8.125% Cum PFDMthly 30/360 205930209 27 1,500 Chiquita Brands $3.75 Ser B PreferdStk Conv 170032502 75 3,600 Crane Co Common Stock 224399105 24 1,032 Pe Corp. Celera Genomics Group Common Stock 69332S201 652 7,118 Charles River Associates Common Stock 159852102 8 400 Crown Andersen Inc Common Stock 228190104 11 1,500 Cray Computer Corp. Common Stock 225222108 0 425 Crossroads Sys Inc Common Stock 22765D100 178 1,725 Creditrust Corp. Common Stock 225429109 4 1,430 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Colt Telecom Group Plc X 0 1,001 0 3 Com Corp. X 0 172,872 0 Contour Energy Co. X 0 835 0 Convergent Communications Inc X 0 8,500 0 Cooper Companies Inc. X 0 1,100 0 Cyberian Outpost Inc X 0 3,900 0 Consolidated Products Inc. X 0 503 0 Cope Inc X 0 1 0 Crescent Operating Inc. X 0 415 0 COR Therapeutics Inc. X 0 2,600 0 Corus Bankshares Inc. X 0 75 0 Corel Systems Corp X 0 50,480 0 Costco Whsl Corp New X 0 55,101 0 Cotelligent Group Inc X 0 2,000 0 Cott Corp. X 0 21,435 0 Covest Bancshares Inc. X 0 450 0 Covad Communications Group X 0 15,562 0 Covington Development Group Inc X 0 600 0 Cox Communications Inc. Cl A X 0 23,876 0 Canadian Pacific Ltd Com X 0 2,606 0 Campbell Soup Co. X 0 12,737 0 Ciprico Inc. X 0 1,000 0 CP Clare Corporation X 0 500 0 Carolina Power & Light 8.55% X 0 9,650 0 Chateau Communities Inc. X 0 4,280 0 Carolina Power & Light X 0 43,925 0 Carolina Power & Light Co. X 0 1,125 0 Connecticut LT&PWR Capital LP X 0 27,250 0 Calpine Corp. X 0 13,322 0 Telefonica Cpt Peru Ser B X 0 7,355 0 Corn Products International Inc. X 0 3,558 0 C P Pokhand Co Ltd X 0 10,000 0 Compaq Computer Corp. X 0 612,492 0 Caprock Communications Corp X 0 310 0 Copart, Inc X 0 2,200 0 Choicepoint Inc. X 0 4,165 0 Csc Inds Inc X 0 200 0 Capsule Sys Inc X 0 20,000 0 Camden Property Trust X 0 73,790 0 Critical Path Inc. X 0 2,130 0 Ctc Communications Group Inc X 0 585 0 Conceptus Inc X 0 2,500 0 CompUSA Inc. X 0 1,800 0 Cost Plus Inc. X 0 350 0 Compuware Corp. X 0 91,415 0 CPI Corp. X 0 896 0 Cpl Cap I X 0 4,300 0 Comsat Corp. X 0 2 0 Comsat Capital LP 8.125% Cum X 0 1,500 0 Chiquita Brands $3.75 Ser B X 0 3,600 0 Crane Co X 0 1,032 0 Pe Corp. Celera Genomics Group X 0 7,118 0 Charles River Associates X 0 400 0 Crown Andersen Inc X 0 1,500 0 Cray Computer Corp. X 0 425 0 Crossroads Sys Inc X 0 1,725 0 Creditrust Corp. X 0 1,430 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Carramerica Realty Corp. Common Stock 144418100 433 20,510 Carramerica Realty Corp. 8.57% PFD Ser PFD QTR 30/360 144418209 185 9,730 Carramerica Realty Corp. 8.5% Pfd Ser PFD QTR 30/360 144418407 195 10,250 Creative Technology Ordinary Shares Common Stock Y1775U107 283 8,920 Cree Research, Inc. Common Stock 225447101 691 6,120 Curagen Corp Common Stock 23126R101 119 2,540 Coram Healthcare Corp. Common Stock 218103109 2 3,418 Cell Robotics Intl Inc Common Stock 15114K106 17 3,100 Comstock Resources Inc. Common Stock 205768203 6 1,000 Crossland Savings FSB PFD QTR 30/360 227901204 0 228 Central Pkg Fin Tr Pfd Tr Cv Secs PreferdStk Conv 154787303 127 9,500 Crown Pacific Partners LP Units Ltd LTD Part P12 228439105 54 2,500 Crossman Communities Inc Common Stock 22764E109 149 9,400 Cerprobe Corp. Common Stock 156787103 30 2,000 Carrollton Bancorp Common Stock 145282109 43 3,100 Captec Net Lease Realty Inc. Common Stock 140724105 237 28,400 Carpenter Technology Corp. Common Stock 144285103 57 2,760 Cross Timber Royalty Trust Common Stock 22757R109 10 1,000 Current Tech Corp. Common Stock 23130E104 0 4,500 Cirrus Logic Corp. Common Stock 172755100 37 2,000 Corixa Corp Common Stock 21887F100 11 256 Cabletron Systems Inc. Common Stock 126920107 2,068 70,555 Computer Sciences Corp. Common Stock 205363104 6,282 79,393 Cisco Systems Inc. Common Stock 17275R102 112,506 1,455,207 Cadbury Schweppes Delaware LP PFD QTR 30/360 127207207 35 1,500 Consco Enterprises Inc Common Stock 208462101 0 1,000 Conseco Financing Trust V 8.70% PFD QTR 30/360 20847D205 86 5,200 Citizens Bank Ovieda Fla Common Stock 174134106 1 46 Cadbury Schweppes P L C ADR 127209302 272 9,576 Consygen Inc Common Stock 210728101 0 300 CSG Systems International Inc. Common Stock 126349109 306 6,274 Columbus Southern Pwr Co PFD QTR 30/360 199575812 14 600 Chesapeake Corp. Common Stock 165159104 33 1,100 Carlisle Cos Inc. Common Stock 142339100 210 5,240 Central & Southwest Corp. Common Stock 152357109 127 7,415 Compusonics Corp Common Stock 204918106 0 1,000 Carriage Services Inc Cl A Common Stock 143905107 4 1,000 C S X Corp. Common Stock 126408103 531 22,603 Circuit Sys Inc Common Stock 172917106 1 300 Capital Trust CL-A Common Stock 14052H100 1 200 Center TR Inc Common Stock 151845104 1 180 1-800 Contacts Inc Common Stock 681977104 5 150 Continental Airlines Hldgs Inc. Common Stock 210802104 0 94 Catalytica Incorporated Common Stock 148885106 41 2,800 Cintas Corp. Common Stock 172908105 329 8,385 Cooper Tire & Rubber Co Common Stock 216831107 309 24,608 Commtouch Software Ltd Common Stock M25596103 5 100 CT Communications Inc. Common Stock 126426402 42 700 Commonwealth Telephone Enterprises Inc Common Stock 203349105 12 250 Cardiotech Intl Inc Common Stock 14160C100 2 500 Celestial Seasonings Inc. Common Stock 151016102 7 200 CTG Resources Inc. Common Stock 125957100 184 4,950 Cytotherapeutics Inc Common Stock 232923102 26 3,400 Caldera Technologies Corp. Foreign Stock 12878E301 0 600 Cetek Technologies Inc. Common Stock 157193103 8 20,000 Centurytel Inc. Common Stock 156700106 2,527 68,058 Consolidated Tomoka Ld Co Common Stock 210226106 2 182 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) . (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - --------------------------------------------------------------------------------------------------------------------- Carramerica Realty Corp. X 0 20,510 0 Carramerica Realty Corp. 8.57% PFD Ser X 0 9,730 0 Carramerica Realty Corp. 8.5% Pfd Ser X 0 10,250 0 Creative Technology Ordinary Shares X 0 8,920 0 Cree Research, Inc. X 0 6,120 0 Curagen Corp X 0 2,540 0 Coram Healthcare Corp. X 0 3,418 0 Cell Robotics Intl Inc X 0 3,100 0 Comstock Resources Inc. X 0 1,000 0 Crossland Savings FSB X 0 228 0 Central Pkg Fin Tr Pfd Tr Cv Secs X 0 9,500 0 Crown Pacific Partners LP Units Ltd X 0 2,500 0 Crossman Communities Inc X 0 9,400 0 Cerprobe Corp. X 0 2,000 0 Carrollton Bancorp X 0 3,100 0 Captec Net Lease Realty Inc. X 0 28,400 0 Carpenter Technology Corp. X 0 2,760 0 Cross Timber Royalty Trust X 0 1,000 0 Current Tech Corp. X 0 4,500 0 Cirrus Logic Corp. X 0 2,000 0 Corixa Corp X 0 256 0 Cabletron Systems Inc. X 0 70,555 0 Computer Sciences Corp. X 0 79,393 0 Cisco Systems Inc. X 0 1,455,207 0 Cadbury Schweppes Delaware LP X 0 1,500 0 Consco Enterprises Inc X 0 1,000 0 Conseco Financing Trust V 8.70% X 0 5,200 0 Citizens Bank Ovieda Fla X 0 46 0 Cadbury Schweppes P L C X 0 9,576 0 Consygen Inc X 0 300 0 CSG Systems International Inc. X 0 6,274 0 Columbus Southern Pwr Co X 0 600 0 Chesapeake Corp. X 0 1,100 0 Carlisle Cos Inc. X 0 5,240 0 Central & Southwest Corp. X 0 7,415 0 Compusonics Corp X 0 1,000 0 Carriage Services Inc Cl A X 0 1,000 0 C S X Corp. X 0 22,603 0 Circuit Sys Inc X 0 300 0 Capital Trust CL-A X 0 200 0 Center TR Inc X 0 180 0 1-800 Contacts Inc X 0 150 0 Continental Airlines Hldgs Inc. X 0 94 0 Catalytica Incorporated X 0 2,800 0 Cintas Corp. X 0 8,385 0 Cooper Tire & Rubber Co X 0 24,608 0 Commtouch Software Ltd X 0 100 0 CT Communications Inc. X 0 700 0 Commonwealth Telephone Enterprises Inc X 0 250 0 Cardiotech Intl Inc X 0 500 0 Celestial Seasonings Inc. X 0 200 0 CTG Resources Inc. X 0 4,950 0 Cytotherapeutics Inc X 0 3,400 0 Caldera Technologies Corp. X 0 600 0 Cetek Technologies Inc. X 0 20,000 0 Centurytel Inc. X 0 68,058 0 Consolidated Tomoka Ld Co X 0 182 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- CMP Group Inc Common Stock 125887109 111 3,815 Citic Pacific Limited Common Stock Y1639J116 18 3,000 Corriente Res Inc Foreign Stock 22027E102 9 5,000 Cabot Industrisl Trust - SBI Common Stock 127072106 7 400 Celtrix Pharmaceuticals Inc Common Stock 151186103 55 7,875 CTS Corp. Common Stock 126501105 17 304 Continental AG Spons ADR ADR 210771200 1,188 65,695 Commscope Inc. Common Stock 203372107 5,515 120,880 Connecticut Water Service Inc. Common Stock 207797101 9 300 Centex Corp. Common Stock 152312104 616 25,875 Citrix Systems Inc. Common Stock 177376100 2,597 39,204 Cityfed Financial Corp PFD QTR 30/360 178762308 0 200 Cityscape Financial Corp Common Stock 178778106 0 1,000 Cubic Corp Common Stock 229669106 135 5,995 C-Cube Microsystems Inc. Common Stock 125015107 208 2,860 Cummins Engine Co, Inc. Common Stock 231021106 114 3,030 Central Vermont Pub Svc Corp. Common Stock 155771108 10 1,003 Chester Valley Bancorp Common Stock 166335109 22 1,470 Crown Vantage Inc. Common Stock 228622106 0 10 Corvas Intl Inc Common Stock 221005101 17 1,511 Cablevision Systems Corp. Cl A Common Stock 12686C109 428 7,051 Csc Hldgs Inc Preferred Stock 126304401 8 72 Cityview Energy Corp Ltd Foreign Stock Q3079D103 2 1,000 Covance Inc. Common Stock 222816100 38 3,522 Converse Inc. Common Stock 212540108 1 600 Convergys Corp Common Stock 212485106 1,392 36,032 CV REIT Inc. Common Stock 126640101 2 236 CVS Corp. Common Stock 126650100 7,646 203,561 Chromavision Medical Sys Common Stock 17111P104 9 580 TCW Convertible Securities Fd Common Stock 872340104 239 22,640 Cv Therapeutics Inc Common Stock 126667104 115 2,300 Cleveland Elec Illum Co Preferred Stock 186108205 5 50 Comed Financing I Toprs 8.48% Pfd PFD QTR 30/360 20033V209 11 500 Crown American Realty Trust Common Stock 228186102 188 35,300 Crown Amern Rlty Tr PFD QTR 30/360 228186201 15 400 Choice One Communication Inc Common Stock 17038P104 67 1,900 Cable & Wireless Pub Ltd Plc ADR 126830207 845 15,082 Country World Casinos Inc Common Stock 22236Q102 1 10,000 Casella Waste Systems Inc. - Cl A Common Stock 147448104 19 2,550 California Water Service Grp Common Stock 130788102 5 200 Cemex SA- Spons ADR ADR 151290889 12 547 Colonial High Income Municipal Trust Common Stock 195743109 56 9,049 Colonial Investment Grade Common Stock 195768106 195 21,800 Coflexip Spon ADR ADR 192384105 27 485 Centex Construction Prods Inc. Common Stock 15231R109 66 2,500 COX Radio Inc. Cl A Common Stock 224051102 11 134 Counsel Corporation Common Stock 22226R102 1 300 Canadian Occidental Petroleum PFD PFD QTR 30/360 136420403 152 6,400 Cypress Semiconductor Corp. Common Stock 232806109 1,048 21,257 Cyber Digital Inc Common Stock 232441105 1 400 Cyberguard Corp. Common Stock 231910100 5 500 Cyber-Care Inc Common Stock 23243T105 23 1,185 Cybersource Corp Common Stock 23251J106 7 200 Cyberonics Inc. Common Stock 23251P102 37 2,000 Cybercash Inc. Common Stock 232462101 75 5,550 Cypress Communications Inc Common Stock 232743104 184 7,500 Cygnus Inc. Common Stock 232560102 35 2,400 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) . (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - --------------------------------------------------------------------------------------------------------------------- CMP Group Inc X 0 3,815 0 Citic Pacific Limited X 0 3,000 0 Corriente Res Inc X 0 5,000 0 Cabot Industrisl Trust - SBI X 0 400 0 Celtrix Pharmaceuticals Inc X 0 7,875 0 CTS Corp. X 0 304 0 Continental AG Spons ADR X 0 65,695 0 Commscope Inc. X 0 120,880 0 Connecticut Water Service Inc. X 0 300 0 Centex Corp. X 0 25,875 0 Citrix Systems Inc. X 0 39,204 0 Cityfed Financial Corp X 0 200 0 Cityscape Financial Corp X 0 1,000 0 Cubic Corp X 0 5,995 0 C-Cube Microsystems Inc. X 0 2,860 0 Cummins Engine Co, Inc. X 0 3,030 0 Central Vermont Pub Svc Corp. X 0 1,003 0 Chester Valley Bancorp X 0 1,470 0 Crown Vantage Inc. X 0 10 0 Corvas Intl Inc X 0 1,511 0 Cablevision Systems Corp. Cl A X 0 7,051 0 Csc Hldgs Inc X 0 72 0 Cityview Energy Corp Ltd X 0 1,000 0 Covance Inc. X 0 3,522 0 Converse Inc. X 0 600 0 Convergys Corp X 0 36,032 0 CV REIT Inc. X 0 236 0 CVS Corp. X 0 203,561 0 Chromavision Medical Sys X 0 580 0 TCW Convertible Securities Fd X 0 22,640 0 Cv Therapeutics Inc X 0 2,300 0 Cleveland Elec Illum Co X 0 50 0 Comed Financing I Toprs 8.48% Pfd X 0 500 0 Crown American Realty Trust X 0 35,300 0 Crown Amern Rlty Tr X 0 400 0 Choice One Communication Inc X 0 1,900 0 Cable & Wireless Pub Ltd Plc X 0 15,082 0 Country World Casinos Inc X 0 10,000 0 Casella Waste Systems Inc. - Cl A X 0 2,550 0 California Water Service Grp X 0 200 0 Cemex SA- Spons ADR X 0 547 0 Colonial High Income Municipal Trust X 0 9,049 0 Colonial Investment Grade X 0 21,800 0 Coflexip Spon ADR X 0 485 0 Centex Construction Prods Inc. X 0 2,500 0 COX Radio Inc. Cl A X 0 134 0 Counsel Corporation X 0 300 0 Canadian Occidental Petroleum PFD X 0 6,400 0 Cypress Semiconductor Corp. X 0 21,257 0 Cyber Digital Inc X 0 400 0 Cyberguard Corp. X 0 500 0 Cyber-Care Inc X 0 1,185 0 Cybersource Corp X 0 200 0 Cyberonics Inc. X 0 2,000 0 Cybercash Inc. X 0 5,550 0 Cypress Communications Inc X 0 7,500 0 Cygnus Inc. X 0 2,400 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Cycomm International Inc. Common Stock 23255B208 2 700 Community Cap Corp S C Common Stock 20363C102 17 2,310 Cylink Corp. Common Stock 232565101 16 1,125 City National Corp. Common Stock 178566105 57 1,700 Cynet Inc Common Stock 23257K107 1 500 Coyote Network Systems Inc. Common Stock 22406P108 218 19,800 Cypress Bioscience Inc Common Stock 232674101 31 10,000 CYRK Incorporated Common Stock 232817106 1 160 Cybershop Intl Inc Common Stock 23251X105 4 2,600 Crys Tel Telecomm Com Common Stock 229060108 3 5,000 Cysive Inc Common Stock 23281T108 521 7,610 Cytec Industries Common Stock 232820100 7 215 CYTYC Corp. Common Stock 232946103 399 8,275 Cytogen Corp. Common Stock 232824102 227 26,100 Cytrx Corp. Common Stock 232828301 4 2,000 Cityxpress Com Corp Common Stock 178786109 5 9,000 Celanese AG ADR D1497A101 1 67 Citizens Utilities Co - CL B Common Stock 177342201 168 10,288 Dominion Res Inc Va New Common Stock 25746U109 1,292 33,623 Delia's Inc Common Stock 246885107 3 615 Duke Cap Financing Trust I PFD QTR 30/360 264393208 66 3,100 Duke Capital Fin Trust II Quips PFD QTR 30/360 26439E204 114 5,385 Duke Energy Corp 6.60% PFD QTR 30/360 264399619 37 1,800 Duquesne Light Co 7.375% PFD QTR 30/360 266228840 4 194 Duke Weeks Realty Corp Pfd Ser F 8% PFD QTR 30/360 264411828 10 500 Danone Foreign Stock 399449107 242 5,468 Davids Bridal Inc Common Stock 238576102 1,156 95,860 Daktronics Inc Common Stock 234264109 12 1,200 Delta Air Lines Inc. Common Stock 247361108 631 11,852 Daleen Technologies Inc Common Stock 23437N104 125 6,100 Danka Business Systems PLC ADR 236277109 7 1,200 DAOU System Inc. Common Stock 237015102 55 15,730 Discount Auto Parts Inc. Common Stock 254642101 9 1,000 Dassault Systems SA Sponsored Adr Foreign Stock 237545108 121 1,335 Datatrak Intl Inc Common Stock 238134100 30 4,500 Datatec Sys Inc Common Stock 238128102 76 6,700 Datum Inc Common Stock 238208102 46 2,000 Dayton Mng Corp Foreign Stock 239902109 9 100,000 Data Broadcast Corp. Common Stock 237596101 81 10,680 Diebold Inc. Common Stock 253651103 624 22,676 Dyersburg Corp. Common Stock 267575108 2 2,500 Digital Biometrics Inc Common Stock 253833107 17 2,000 Deutsche Bank AG Common Stock D18190898 96 1,450 Demegen Inc Common Stock 24804S106 2 2,500 Dress Barn, Inc. Common Stock 261570105 2 100 De Beers Cons Mines Ltd ADR N.E. ADR 240253302 2,994 130,530 DBS Group Hldgs Ltd ADR 23304Y100 3,916 74,099 Dobson Communications Corp Common Stock 256069105 5 200 Dch Technology Inc Common Stock 233092105 41 4,500 Donaldson Inc. Common Stock 257651109 165 7,308 Doubleclick Inc. Common Stock 258609304 951 10,153 Dana Corp. Common Stock 235811106 761 26,997 Dime Community Bancshares Inc Common Stock 253922108 3 190 Duff & Phelps Cr Rating Co Common Stock 26432F109 25 250 Doncasters PLC Sponsored Common Stock 257692103 4 500 DCI Telecommunications Inc. Common Stock 233094200 8 14,000 DaimlerChrysler A.G. ADR D1668R123 1,975 30,181 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Cycomm International Inc. X 0 700 0 Community Cap Corp S C X 0 2,310 0 Cylink Corp. X 0 1,125 0 City National Corp. X 0 1,700 0 Cynet Inc X 0 500 0 Coyote Network Systems Inc. X 0 19,800 0 Cypress Bioscience Inc X 0 10,000 0 CYRK Incorporated X 0 160 0 Cybershop Intl Inc X 0 2,600 0 Crys Tel Telecomm Com X 0 5,000 0 Cysive Inc X 0 7,610 0 Cytec Industries X 0 215 0 CYTYC Corp. X 0 8,275 0 Cytogen Corp. X 0 26,100 0 Cytrx Corp. X 0 2,000 0 Cityxpress Com Corp X 0 9,000 0 Celanese AG X 0 67 0 Citizens Utilities Co - CL B X 0 10,288 0 Dominion Res Inc Va New X 0 33,623 0 Delia's Inc X 0 615 0 Duke Cap Financing Trust I X 0 3,100 0 Duke Capital Fin Trust II Quips X 0 5,385 0 Duke Energy Corp 6.60% X 0 1,800 0 Duquesne Light Co 7.375% X 0 194 0 Duke Weeks Realty Corp Pfd Ser F 8% X 0 500 0 Danone X 0 5,468 0 Davids Bridal Inc X 0 95,860 0 Daktronics Inc X 0 1,200 0 Delta Air Lines Inc. X 0 11,852 0 Daleen Technologies Inc X 0 6,100 0 Danka Business Systems PLC X 0 1,200 0 DAOU System Inc. X 0 15,730 0 Discount Auto Parts Inc. X 0 1,000 0 Dassault Systems SA Sponsored Adr X 0 1,335 0 Datatrak Intl Inc X 0 4,500 0 Datatec Sys Inc X 0 6,700 0 Datum Inc X 0 2,000 0 Dayton Mng Corp X 0 100,000 0 Data Broadcast Corp. X 0 10,680 0 Diebold Inc. X 0 22,676 0 Dyersburg Corp. X 0 2,500 0 Digital Biometrics Inc X 0 2,000 0 Deutsche Bank AG X 0 1,450 0 Demegen Inc X 0 2,500 0 Dress Barn, Inc. X 0 100 0 De Beers Cons Mines Ltd ADR N.E. X 0 130,530 0 DBS Group Hldgs Ltd X 0 74,099 0 Dobson Communications Corp X 0 200 0 Dch Technology Inc X 0 4,500 0 Donaldson Inc. X 0 7,308 0 Doubleclick Inc. X 0 10,153 0 Dana Corp. X 0 26,997 0 Dime Community Bancshares Inc X 0 190 0 Duff & Phelps Cr Rating Co X 0 250 0 Doncasters PLC Sponsored X 0 500 0 DCI Telecommunications Inc. X 0 14,000 0 DaimlerChrysler A.G. X 0 30,181 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Du Pont (EI) de Nemours and Co. Common Stock 263534109 14,387 272,102 Du Pont E I De Nemour Preferred Stock 263534208 77 1,455 Du Pont E I De Nemours & Co Preferred Stock 263534307 2 25 Detroit Diesel Corp. Common Stock 250837101 54 2,815 Deltathree Com Inc Common Stock 24783N102 13 600 Delaware Group Dividend & Common Stock 245915103 112 10,485 Data Diminsions Inc Common Stock 237654207 5 1,200 Developers Diversified Realty Corp. Common Stock 251591103 207 14,915 Developers Diversified Rlty 9.50% CL A PFD QTR 30/360 251591301 146 6,700 Developers Divrs Realty Corp 8.375% Pf PFD QTR 30/360 251591608 27 1,400 Developers Diversified Rlty Co PFD QTR 30/360 251591806 12 600 Dillards Inc. Common Stock 254067101 421 25,585 Deere & Co Common Stock 244199105 2,280 59,990 Den Danske BK of 1871 Aktieselska ADR 248206203 3,294 31,445 Deltic Timber Corp. Common Stock 247850100 3 143 Dell Computer Corp. Common Stock 247025109 35,209 652,766 Drug Emporium Inc. Common Stock 262175102 4 1,000 Denbury Resources Inc Common Stock 247916208 2 400 Interdent Inc Common Stock 45865R109 24 4,775 Diageo PLC-Sponsored ADR New ADR 25243Q205 3,452 114,587 De Rigo Spa - Sponsored ADR ADR 245334107 6 1,150 Delmarva Power & Light Trust Preferred Stock 247112204 36 1,600 Dexter Corp. Common Stock 252165105 85 1,605 Dexterity Surgical Inc Common Stock 252368105 7 5,000 Dean Foods Co Common Stock 242361103 49 1,825 Destron Fearing Corp Common Stock 250637105 2 300 Delphi Financial Group Inc Cl A Common Stock 247131105 6 208 Dollar General Corp. Common Stock 256669102 560 20,839 Delta Nat Gas Inc Common Stock 247748106 4 300 Delaware Group Glabal Dividend Common Stock 245916101 5 500 Donegal Group Inc. Common Stock 257701102 9 1,400 Digital Insight Corp Common Stock 25385P106 5 100 Digitran Sys Inc Common Stock 253898100 0 600 Digital Lava Inc Common Stock 253928105 13 1,000 Quest Diagnostics Inc. Common Stock 74834L100 52 1,297 D R Horton Inc. Common Stock 23331A109 7 500 Danaher Corp. Common Stock 235851102 449 8,812 Diagnostic Health Svcs Inc. Common Stock 252446406 0 1,000 Dorchester Hugoton Ltd Common Stock 258205202 5 500 Diamonds Trust Unit Series 1 Common Stock 252787106 2,142 19,576 Spectral Diagnostics Inc. Common Stock 847574100 10 3,000 Digene Corp Common Stock 253752109 2 50 Digital Impact Inc Del Common Stock 25385G106 48 1,350 Digital Lightwave, Inc. Common Stock 253855100 74 1,180 Digitext Inc Common Stock 253894109 0 1,900 Digex Inc. Cl A Common Stock 253756100 596 5,375 DII Group Inc. Common Stock 232949107 523 4,625 Consorcio G Grupo Dina Sa De ADR 210306106 1 2,000 Donaldson Lufkin & Jenrette Nw Common Stock 257661504 134 10,100 The Walt Disney Co. Common Stock 254687106 32,007 773,590 Echostar Communications New Common Stock 278762109 7,717 97,687 Image Entertainment Inc. Com Common Stock 452439201 7 1,500 Diversified Senior Services Inc. Common Stock 255340101 20 8,000 Ditech Communications Corp Common Stock 25500M103 17 160 Dow Jones & Co Common Stock 260561105 174 2,421 Datacraft Asia Ltd Foreign Stock Y1997C109 28 3,000 Dial Corp. Common Stock 25247D101 526 38,253 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Du Pont (EI) de Nemours and Co. X 0 272,102 0 Du Pont E I De Nemour X 0 1,455 0 Du Pont E I De Nemours & Co X 0 25 0 Detroit Diesel Corp. X 0 2,815 0 Deltathree Com Inc X 0 600 0 Delaware Group Dividend & X 0 10,485 0 Data Diminsions Inc X 0 1,200 0 Developers Diversified Realty Corp. X 0 14,915 0 Developers Diversified Rlty 9.50% CL A X 0 6,700 0 Developers Divrs Realty Corp 8.375% Pf X 0 1,400 0 Developers Diversified Rlty Co X 0 600 0 Dillards Inc. X 0 25,585 0 Deere & Co X 0 59,990 0 Den Danske BK of 1871 Aktieselska X 0 31,445 0 Deltic Timber Corp. X 0 143 0 Dell Computer Corp. X 0 652,766 0 Drug Emporium Inc. X 0 1,000 0 Denbury Resources Inc X 0 400 0 Interdent Inc X 0 4,775 0 Diageo PLC-Sponsored ADR New X 0 114,587 0 De Rigo Spa - Sponsored ADR X 0 1,150 0 Delmarva Power & Light Trust X 0 1,600 0 Dexter Corp. X 0 1,605 0 Dexterity Surgical Inc X 0 5,000 0 Dean Foods Co X 0 1,825 0 Destron Fearing Corp X 0 300 0 Delphi Financial Group Inc Cl A X 0 208 0 Dollar General Corp. X 0 20,839 0 Delta Nat Gas Inc X 0 300 0 Delaware Group Glabal Dividend X 0 500 0 Donegal Group Inc. X 0 1,400 0 Digital Insight Corp X 0 100 0 Digitran Sys Inc X 0 600 0 Digital Lava Inc X 0 1,000 0 Quest Diagnostics Inc. X 0 1,297 0 D R Horton Inc. X 0 500 0 Danaher Corp. X 0 8,812 0 Diagnostic Health Svcs Inc. X 0 1,000 0 Dorchester Hugoton Ltd X 0 500 0 Diamonds Trust Unit Series 1 X 0 19,576 0 Spectral Diagnostics Inc. X 0 3,000 0 Digene Corp X 0 50 0 Digital Impact Inc Del X 0 1,350 0 Digital Lightwave, Inc. X 0 1,180 0 Digitext Inc X 0 1,900 0 Digex Inc. Cl A X 0 5,375 0 DII Group Inc. X 0 4,625 0 Consorcio G Grupo Dina Sa De X 0 2,000 0 Donaldson Lufkin & Jenrette Nw X 0 10,100 0 The Walt Disney Co. X 0 773,590 0 Echostar Communications New X 0 97,687 0 Image Entertainment Inc. Com X 0 1,500 0 Diversified Senior Services Inc. X 0 8,000 0 Ditech Communications Corp X 0 160 0 Dow Jones & Co X 0 2,421 0 Datacraft Asia Ltd X 0 3,000 0 Dial Corp. X 0 38,253 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt - ---------------------------------------------------------------------------------------------------------- Deutsche Lufthansa A G ADR 251561304 5 200 Donaldson Lufkin & Jenrette Common Stock 257661108 177 3,420 DLJ Cap Trust I Pfd Trust Sec PFDMthly 30/360 23321W202 46 1,980 Datalink Net Inc Common Stock 23804A206 18 290 Del Monte Foods Co. Common Stock 24522P103 419 39,215 Delta & Pine Land Co Common Stock 247357106 53 2,700 Dollar Tree Stores Inc. Common Stock 256747106 1,415 27,141 Delta Woodside Inds Inc. New Common Stock 247909104 4 2,200 Deluxe Corp. Common Stock 248019101 381 14,364 Datamarine Intl Inc. Common Stock 238045108 5 6,400 Damascus Cmnty Bk Md Common Stock 23569P109 19 180 Dairy Mart Convenience Stores Common Stock 233860303 0 28 Dime Bancorp Inc. Common Stock 25429Q102 35 1,875 Ducati Motor Hldgs Sponsored ADR ADR 264066101 8 300 Dimon Inc. Common Stock 254394109 21 8,800 Denning Mobile Robotics Inc Common Stock 248570301 0 72 Dimethaid Research Inc. Common Stock 25435L105 468 73,755 Genentech Inc Common Stock 368710406 1,680 11,054 Dun & Bradstreet Corp. Common Stock 26483B106 477 16,661 Dunn Computer Corp Va Common Stock 265771105 13 4,300 Dionex Corp Common Stock 254546104 12 370 Dauphin Technology Inc Common Stock 238326102 18 2,500 Donnelley (R R) & Sons Co Common Stock 257867101 353 16,855 Diamond Offshore Drilling Inc. Common Stock 25271C102 619 15,489 2dobiz Com Inc Common Stock 90210Y102 231 23,000 Docucorp International-W/I Common Stock 255911109 2 280 Dole Food Company Common Stock 256605106 451 23,185 Dominguez Svcs Corp. Common Stock 257128108 38 1,200 Doral Financial Corp. Common Stock 25811P100 46 4,100 Delta-omega Technologies Ltd Common Stock 247782303 1 2,000 Dover Corp. Common Stock 260003108 2,736 57,155 Dover Invt Corp Common Stock 260152202 0 12 Dow Chemical Co Common Stock 260543103 3,183 27,923 Amdocs Limited Common Stock G02602103 1,156 15,690 Diagnostic Products Corp. Common Stock 252450101 5 185 Dense Pac Microsystems Inc Common Stock 248719304 105 11,125 Delphi Automotive Sys Corp Common Stock 247126105 2,084 130,273 DPL Inc. Common Stock 233293109 367 16,537 Dippy Foods Inc Common Stock 254558109 6 6,500 Duquesne Captl Cum Mthly Inc. PFD QTR 30/360 266224203 107 4,635 D Q E Inc. Common Stock 23329J104 129 2,835 Duquesne Lt Co Pfd 4% Preferred Stock 266228402 1 33 Dain Rauscher Corp. Common Stock 233856103 686 10,400 Duane Reade Inc. Common Stock 263578106 26 1,100 Duke Realty Investments, Inc. Common Stock 264411505 1,244 65,039 Duke Realty Investment Inc. PFD 8.25% PFD QTR 30/360 264411844 2 100 Duke Realty Investment Inc. Preferred Stock 264411604 17 800 Dan River Inc. Common Stock 235774106 13 2,000 Darden Restaurants Inc. Common Stock 237194105 19 1,050 Digital River Inc. Common Stock 25388B104 26 1,200 Duramed Pharmaceuticals Inc. Common Stock 266354109 97 14,560 Dril-Quip Inc Common Stock 262037104 9 200 Dura Automotive Systems Inc. Common Stock 265903104 3 185 GTS Duratek Inc. New Common Stock 36237J107 113 10,900 Dallas Semiconductor Corp. Common Stock 235204104 176 5,005 Drugstore Com Inc Common Stock 262241102 9 675 Datascope Corp. Common Stock 238113104 1,167 36,766 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Deutsche Lufthansa A G X 0 200 0 Donaldson Lufkin & Jenrette X 0 3,420 0 DLJ Cap Trust I Pfd Trust Sec X 0 1,980 0 Datalink Net Inc X 0 290 0 Del Monte Foods Co. X 0 39,215 0 Delta & Pine Land Co X 0 2,700 0 Dollar Tree Stores Inc. X 0 27,141 0 Delta Woodside Inds Inc. New X 0 2,200 0 Deluxe Corp. X 0 14,364 0 Datamarine Intl Inc. X 0 6,400 0 Damascus Cmnty Bk Md X 0 180 0 Dairy Mart Convenience Stores X 0 28 0 Dime Bancorp Inc. X 0 1,875 0 Ducati Motor Hldgs Sponsored ADR X 0 300 0 Dimon Inc. X 0 8,800 0 Denning Mobile Robotics Inc X 0 72 0 Dimethaid Research Inc. X 0 73,755 0 Genentech Inc X 0 11,054 0 Dun & Bradstreet Corp. X 0 16,661 0 Dunn Computer Corp Va X 0 4,300 0 Dionex Corp X 0 370 0 Dauphin Technology Inc X 0 2,500 0 Donnelley (R R) & Sons Co X 0 16,855 0 Diamond Offshore Drilling Inc. X 0 15,489 0 2dobiz Com Inc X 0 23,000 0 Docucorp International-W/I X 0 280 0 Dole Food Company X 0 23,185 0 Dominguez Svcs Corp. X 0 1,200 0 Doral Financial Corp. X 0 4,100 0 Delta-omega Technologies Ltd X 0 2,000 0 Dover Corp. X 0 57,155 0 Dover Invt Corp X 0 12 0 Dow Chemical Co X 0 27,923 0 Amdocs Limited X 0 15,690 0 Diagnostic Products Corp. X 0 185 0 Dense Pac Microsystems Inc X 0 11,125 0 Delphi Automotive Sys Corp X 0 130,273 0 DPL Inc. X 0 16,537 0 Dippy Foods Inc X 0 6,500 0 Duquesne Captl Cum Mthly Inc. X 0 4,635 0 D Q E Inc. X 0 2,835 0 Duquesne Lt Co Pfd 4% X 0 33 0 Dain Rauscher Corp. X 0 10,400 0 Duane Reade Inc. X 0 1,100 0 Duke Realty Investments, Inc. X 0 65,039 0 Duke Realty Investment Inc. PFD 8.25% X 0 100 0 Duke Realty Investment Inc. X 0 800 0 Dan River Inc. X 0 2,000 0 Darden Restaurants Inc. X 0 1,050 0 Digital River Inc. X 0 1,200 0 Duramed Pharmaceuticals Inc. X 0 14,560 0 Dril-Quip Inc X 0 200 0 Dura Automotive Systems Inc. X 0 185 0 GTS Duratek Inc. New X 0 10,900 0 Dallas Semiconductor Corp. X 0 5,005 0 Drugstore Com Inc X 0 675 0 Datascope Corp. X 0 36,766 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Dayton Superior Cap Tr PFD QTR 30/360 240029207 157 7,750 DSET Corp Common Stock 262504103 248 13,450 Desc SA DE CV - Ser C Foreign Stock P3506C125 0 100 Descartes Sys Group Inc Foreign Stock 249906108 269 5,700 Dreyfus Strategic Govts Income Inc. Common Stock 261938104 124 16,070 Downey Financial Corp. Holding Co Common Stock 261018105 5 230 Downey Finl Cap Tr I PFD QTR 30/360 261016208 82 3,700 Dsl Net Inc Common Stock 262506108 4 200 D S P Group Inc. Common Stock 23332B106 78 1,180 Quantum Corp-DLT & Storage Common Stock 747906204 63 5,243 DST Systems Inc. Common Stock 233326107 1,038 15,984 Datastream System Inc Common Stock 238124101 468 16,150 Southwestern Bell Telephone Co. PFD QTR 30/360 845335108 44 2,100 Deutsche Telecom AG ADS ADR 251566105 4,380 54,580 Detroit Edison Co 7.625% Pfd PFD QTR 30/360 250847712 34 1,640 Deutsche Bank Sponsored ADR ADR 251525309 311 4,678 DTE Energy CO Common Stock 233331107 240 8,277 Display Technologies Inc Common Stock 25469V102 8 2,205 Dollar Thrifty Automotive Group Inc. Common Stock 256743105 5 300 Digitalthink Inc Common Stock 25388M100 24 600 Dial Thru International Corp Foreign Stock 252479100 1 150 Dal-Tile International Inc Common Stock 23426R108 127 15,965 Dataram Corp. Common Stock 238108203 7 300 Diamond Technology Partners Common Stock 252762109 259 3,940 Datron Systems Inc Common Stock 238173108 1 100 Duff & Phelps Utility & Common Stock 26432K108 342 30,743 Duke Energy Corp. Common Stock 264399106 4,733 90,146 Duke Energy Capital Trust I 7.20% PFD QTR 30/360 264396201 57 2,700 Dura Pharmaceuticals, Inc. Common Stock 26632S109 16 1,285 Dusa Pharmaceuticals Inc. Common Stock 266898105 29 1,200 Devry Inc. Common Stock 251893103 1,580 51,790 Dover Downs Entertainment Inc. Common Stock 260086103 57 4,500 Devon Energy Corp New Common Stock 25179M103 245 5,048 Diversinet Corp Foreign Stock 25536K204 29 1,600 Diversa Corp Common Stock 255064107 35 750 Drew Inds Inc Common Stock 26168L205 2 300 Dynamicweb Enterprises Inc Common Stock 268060209 102 7,500 Dataware Technologies Inc Common Stock 237920103 25 2,900 Dynex Cap Inc Common Stock 26817Q506 3 500 Dycom Industries Inc Common Stock 267475101 50 1,017 Dynagen Inc. Common Stock 267917607 19 30,000 Dynegy Inc New Common Stock 26816Q101 99 1,575 Dynamic Oil Ltd Common Stock 267906105 11 9,500 Drypers Corporation Common Stock 262497308 3 1,500 Delphaize America Inc Cl A Common Stock 246688105 109 6,316 Delphaize America Inc Cl B Common Stock 246688204 62 3,115 Daisytek International Corp Common Stock 234053106 176 11,110 ENI Spa - Sponsored ADR ADR 26874R108 4,266 84,055 Equity Inv Fd Common Stock 294710553 0 12 Ea Engr Science & Tech Inc. Common Stock 267911105 0 200 Eagle Wireless Intl Inc Common Stock 27002R101 20 1,780 Entergy Arkansas Cap I 8.50% PFD QTR 30/360 29364C201 58 2,800 Eastern Air Lines Inc PFD QTR 30/360 276191848 0 94 HEARx LTD Common Stock 422360305 0 100 Engineered Support Sys Inc Common Stock 292866100 3 200 Brinker Intl Inc. Common Stock 109641100 352 11,862 Eagletech Communications Inc Common Stock 270040207 58 5,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Dayton Superior Cap Tr X 0 7,750 0 DSET Corp X 0 13,450 0 Desc SA DE CV - Ser C X 0 100 0 Descartes Sys Group Inc X 0 5,700 0 Dreyfus Strategic Govts Income Inc. X 0 16,070 0 Downey Financial Corp. Holding Co X 0 230 0 Downey Finl Cap Tr I X 0 3,700 0 Dsl Net Inc X 0 200 0 D S P Group Inc. X 0 1,180 0 Quantum Corp-DLT & Storage X 0 5,243 0 DST Systems Inc. X 0 15,984 0 Datastream System Inc X 0 16,150 0 Southwestern Bell Telephone Co. X 0 2,100 0 Deutsche Telecom AG ADS X 0 54,580 0 Detroit Edison Co 7.625% Pfd X 0 1,640 0 Deutsche Bank Sponsored ADR X 0 4,678 0 DTE Energy CO X 0 8,277 0 Display Technologies Inc X 0 2,205 0 Dollar Thrifty Automotive Group Inc. X 0 300 0 Digitalthink Inc X 0 600 0 Dial Thru International Corp X 0 150 0 Dal-Tile International Inc X 0 15,965 0 Dataram Corp. X 0 300 0 Diamond Technology Partners X 0 3,940 0 Datron Systems Inc X 0 100 0 Duff & Phelps Utility & X 0 30,743 0 Duke Energy Corp. X 0 90,146 0 Duke Energy Capital Trust I 7.20% X 0 2,700 0 Dura Pharmaceuticals, Inc. X 0 1,285 0 Dusa Pharmaceuticals Inc. X 0 1,200 0 Devry Inc. X 0 51,790 0 Dover Downs Entertainment Inc. X 0 4,500 0 Devon Energy Corp New X 0 5,048 0 Diversinet Corp X 0 1,600 0 Diversa Corp X 0 750 0 Drew Inds Inc X 0 300 0 Dynamicweb Enterprises Inc X 0 7,500 0 Dataware Technologies Inc X 0 2,900 0 Dynex Cap Inc X 0 500 0 Dycom Industries Inc X 0 1,017 0 Dynagen Inc. X 0 30,000 0 Dynegy Inc New X 0 1,575 0 Dynamic Oil Ltd X 0 9,500 0 Drypers Corporation X 0 1,500 0 Delphaize America Inc Cl A X 0 6,316 0 Delphaize America Inc Cl B X 0 3,115 0 Daisytek International Corp X 0 11,110 0 ENI Spa - Sponsored ADR X 0 84,055 0 Equity Inv Fd X 0 12 0 Ea Engr Science & Tech Inc. X 0 200 0 Eagle Wireless Intl Inc X 0 1,780 0 Entergy Arkansas Cap I 8.50% X 0 2,800 0 Eastern Air Lines Inc X 0 94 0 HEARx LTD X 0 100 0 Engineered Support Sys Inc X 0 200 0 Brinker Intl Inc. X 0 11,862 0 Eagletech Communications Inc X 0 5,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Ebaseone Corp Common Stock 278626106 27 4,000 Ebay Inc Com Common Stock 278642103 1,087 6,174 EBANK.COM Inc Common Stock 278608104 1 100 Ennis Business Forms Inc. Common Stock 293389102 4 500 Electro Brain Intl Corp. Common Stock 285062204 0 500 Entertainment Boulevard Inc Common Stock 29381A105 23 5,000 Ebenx Inc Common Stock 278668108 8 275 Elder Beerman Stores Corp New Common Stock 284470101 12 2,080 Elsag Bailey Process Common Stock N2925S101 0 550 Engelhard Corp. Common Stock 292845104 286 18,937 U.S. Electricar Inc. Common Stock 90328P100 25 54,000 Eccs Inc Common Stock 26825H100 33 2,300 Envoy Communications Group Inc Foreign Stock 293986105 9 1,715 Environmental Control Group Common Stock 293928107 0 200 Electronic Clearing House Inc. Common Stock 285562203 25 8,000 Eagle Capital Int Common Stock 269456109 0 1 ECI Telecom Limited ORD Foreign Stock 268258100 449 14,299 Ecolab Common Stock 278865100 1,108 30,200 Eclipsys Corp. Common Stock 278856109 54 2,767 Econnect Common Stock 27889S107 22 22,120 Echo Bay Mines Ltd Common Stock 278751102 17 13,100 Central Newspapers Cl A Common Stock 154647101 168 5,000 Ecommercial Com Inc Common Stock 27889F105 10 250 Consolidated Edison Inc. Common Stock 209115104 356 12,267 Consolidated Edison Co NY Inc PFD $5 PFD QTR 30/360 209111707 672 10,970 Edison Brothers Stores Inc New Common Stock 280875303 0 25 Empire Distict Electric Co. Common Stock 291641108 10 504 Ediets Com Inc Cl A Common Stock 280597105 0 133 Emerging Markets Income Fund Common Stock 290920107 10 936 Edgar Online Inc Common Stock 279765101 16 1,600 E Digital Corp. Common Stock 26841Y103 258 25,650 Earth Search Sciences Inc. Common Stock 270313109 132 76,055 Con Edison Co Ser A 7.75% PFD QICS PFD QTR 30/360 209111848 59 2,600 Edo Corp Common Stock 281347104 1 200 Electronic Data Systems Common Stock 285661104 5,480 85,368 Edison Schools Inc Common Stock 281033100 15 750 El Paso Electric Co New Common Stock 283677854 394 37,995 Environmental Elements Corp Common Stock 293940102 5 2,500 Canadian 88 Energy Corp Foreign Stock 13566G509 7 5,000 E-loan Inc Common Stock 26861P107 44 6,250 EEX Corporation - New Common Stock 26842V207 4 1,096 Efax Com Inc. Common Stock 282012103 61 11,300 Electric Fuel Corporation Common Stock 284871100 6 500 Electronics for Imaging Inc. Common Stock 286082102 489 8,150 Efficient Networks Inc Common Stock 282056100 804 5,161 Enhance Financial Services Group Inc. Common Stock 293310108 187 13,270 EFTC Corporation Common Stock 268443108 5 2,000 Eastern Enterprises Common Stock 27637F100 212 3,534 Equifax Inc. Common Stock 294429105 1,283 50,828 Egain Communications Common Stock 28225C103 60 1,550 Eagle Bancorp Inc Md Common Stock 268948106 9 1,000 Eagle Geophysical Inc Common Stock 269524104 0 44 Egghead.com Common Stock 282329101 22 3,147 8 X 8 Inc. Common Stock 282912104 74 2,500 Eglobe Inc Common Stock 282339100 49 5,200 Electroglas, Inc. Common Stock 285324109 3 100 Energen Corp. Common Stock 29265N108 2 110 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------- Ebaseone Corp X 0 4,000 0 Ebay Inc Com X 0 6,174 0 EBANK.COM Inc X 0 100 0 Ennis Business Forms Inc. X 0 500 0 Electro Brain Intl Corp. X 0 500 0 Entertainment Boulevard Inc X 0 5,000 0 Ebenx Inc X 0 275 0 Elder Beerman Stores Corp New X 0 2,080 0 Elsag Bailey Process X 0 550 0 Engelhard Corp. X 0 18,937 0 U.S. Electricar Inc. X 0 54,000 0 Eccs Inc X 0 2,300 0 Envoy Communications Group Inc X 0 1,715 0 Environmental Control Group X 0 200 0 Electronic Clearing House Inc. X 0 8,000 0 Eagle Capital Int X 0 1 0 ECI Telecom Limited ORD X 0 14,299 0 Ecolab X 0 30,200 0 Eclipsys Corp. X 0 2,767 0 Econnect X 0 22,120 0 Echo Bay Mines Ltd X 0 13,100 0 Central Newspapers Cl A X 0 5,000 0 Ecommercial Com Inc X 0 250 0 Consolidated Edison Inc. X 0 12,267 0 Consolidated Edison Co NY Inc PFD $5 X 0 10,970 0 Edison Brothers Stores Inc New X 0 25 0 Empire Distict Electric Co. X 0 504 0 Ediets Com Inc Cl A X 0 133 0 Emerging Markets Income Fund X 0 936 0 Edgar Online Inc X 0 1,600 0 E Digital Corp. X 0 25,650 0 Earth Search Sciences Inc. X 0 76,055 0 Con Edison Co Ser A 7.75% PFD QICS X 0 2,600 0 Edo Corp X 0 200 0 Electronic Data Systems X 0 85,368 0 Edison Schools Inc X 0 750 0 El Paso Electric Co New X 0 37,995 0 Environmental Elements Corp X 0 2,500 0 Canadian 88 Energy Corp X 0 5,000 0 E-loan Inc X 0 6,250 0 EEX Corporation - New X 0 1,096 0 Efax Com Inc. X 0 11,300 0 Electric Fuel Corporation X 0 500 0 Electronics for Imaging Inc. X 0 8,150 0 Efficient Networks Inc X 0 5,161 0 Enhance Financial Services Group Inc. X 0 13,270 0 EFTC Corporation X 0 2,000 0 Eastern Enterprises X 0 3,534 0 Equifax Inc. X 0 50,828 0 Egain Communications X 0 1,550 0 Eagle Bancorp Inc Md X 0 1,000 0 Eagle Geophysical Inc X 0 44 0 Egghead.com X 0 3,147 0 8 X 8 Inc. X 0 2,500 0 Eglobe Inc X 0 5,200 0 Electroglas, Inc. X 0 100 0 Energen Corp. X 0 110 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- National Info Consortium Inc Common Stock 636491102 42 1,200 Earthgrains Co Common Stock 270319106 32 2,147 E Trade Group Inc Common Stock 269246104 1,605 53,268 Entergy Gulf States Capt I PFD QTR 30/360 29364H200 126 5,760 Entergy Ark Inc PFD QTR 30/360 29364D803 74 750 Entergy Louisiana Inc. 8% Pfd Preferred Stock 29364M803 46 1,800 Energy North, Inc. Common Stock 292925104 12 200 Equitable of Iowa Cos Capital Preferred Stock 294513205 20 800 Eidox PLC Sponsored ADR ADR 282485101 70 11,050 Echelon International Corp. Common Stock 278747100 4 125 Eircom Plc ADR 28257P105 64 3,600 Excelsior Income Shs Inc. Common Stock 300723103 17 1,200 Emerald Isle Res Inc Foreign Stock 29088J102 0 4,000 Edison International Common Stock 281020107 315 19,010 Eix Tr I PFD QTR 30/360 268540200 36 1,700 Eastman Kodak Co. Common Stock 277461109 6,630 122,069 A/S Eksportfinans Non-Cum Pfd 8.70% Preferred Stock R20543162 7 300 Grupo Elektra SA - Spon GDR ADR 40050A102 9 700 Estee Lauder Companies Common Stock 518439104 4,091 81,727 Electronics Boutique Hldgs Cp Common Stock 286045109 719 37,605 Elcom International Inc. Common Stock 284434107 35 2,400 Endesa S.A. ADR ADR 29258N107 204 8,687 ELEC Communications Corp Common Stock 284739109 21 4,000 ELF Aquitaine ADR 286269105 17 200 Electric Lightwave Inc Cl A Common Stock 284895109 2 100 Elcor Corp. Common Stock 284443108 10 300 Elan Corp. ADR ADR 284131208 4,300 90,532 Earthlink Inc Common Stock 270321102 1,996 102,685 Elantec Semiconductor Inc Common Stock 284155108 79 1,075 Entergy London Capital LP 8.625% Cum PFD QTR 30/360 268316205 264 12,200 Echelon Corp Common Stock 27874N105 468 7,150 Elot Inc Common Stock 290143106 47 7,950 Eloyalty Corp Common Stock 290151109 50 2,110 Electrosource Inc New Common Stock 286150206 14 1,000 Eltrax Sys Inc Common Stock 290375104 13 1,000 Aktiebolaget Electrolux ADR ADR 010198208 17 431 Callaway Golf Co Common Stock 131193104 20 1,300 EMail Ltd Spon ADR ADR 290769207 3 1,200 Embrex Inc Common Stock 290817105 151 9,578 EMC Corp. Common Stock 268648102 42,297 338,379 The Emerging Market Income Fund Common Stock 290918101 30 2,300 Empyrean Diagnostics Ltd Common Stock 29245E103 4 2,000 Templeton Emerging Markets MutualFdEqClose 880191101 105 9,692 Emisphere Technologies Inc. Common Stock 291345106 23 450 Emulex Corp. Common Stock 292475209 325 2,980 Emmis Communications Corp Cl A Common Stock 291525103 163 3,500 Eastman Chemical Co Common Stock 277432100 132 2,895 Emerson Electric Co. Common Stock 291011104 7,071 133,736 Emerge Interactive Inc Common Stock 29088W103 19 620 Embratel Particpacoes ADR ADR 29081N100 3 100 Energy Biosystems Corp Common Stock 29265L706 453 44,174 Enesco Corp Inc Common Stock 292973104 5 700 Encore Computer Corp. Common Stock 292555109 0 200 Encad Inc Common Stock 292503109 2 325 Endocare Inc. Common Stock 29264P104 29 1,500 Enron Corp Common Stock 293561106 24,538 327,715 Enron Cap Trust II 8.125% Perp Trust Preferred Stock 29357P201 23 1,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- National Info Consortium Inc X 0 1,200 0 Earthgrains Co X 0 2,147 0 E Trade Group Inc X 0 53,268 0 Entergy Gulf States Capt I X 0 5,760 0 Entergy Ark Inc X 0 750 0 Entergy Louisiana Inc. 8% Pfd X 0 1,800 0 Energy North, Inc. X 0 200 0 Equitable of Iowa Cos Capital X 0 800 0 Eidox PLC Sponsored ADR X 0 11,050 0 Echelon International Corp. X 0 125 0 Eircom Plc X 0 3,600 0 Excelsior Income Shs Inc. X 0 1,200 0 Emerald Isle Res Inc X 0 4,000 0 Edison International X 0 19,010 0 Eix Tr I X 0 1,700 0 Eastman Kodak Co. X 0 122,069 0 A/S Eksportfinans Non-Cum Pfd 8.70% X 0 300 0 Grupo Elektra SA - Spon GDR X 0 700 0 Estee Lauder Companies X 0 81,727 0 Electronics Boutique Hldgs Cp X 0 37,605 0 Elcom International Inc. X 0 2,400 0 Endesa S.A. ADR X 0 8,687 0 ELEC Communications Corp X 0 4,000 0 ELF Aquitaine X 0 200 0 Electric Lightwave Inc Cl A X 0 100 0 Elcor Corp. X 0 300 0 Elan Corp. ADR X 0 90,532 0 Earthlink Inc X 0 102,685 0 Elantec Semiconductor Inc X 0 1,075 0 Entergy London Capital LP 8.625% Cum X 0 12,200 0 Echelon Corp X 0 7,150 0 Elot Inc X 0 7,950 0 Eloyalty Corp X 0 2,110 0 Electrosource Inc New X 0 1,000 0 Eltrax Sys Inc X 0 1,000 0 Aktiebolaget Electrolux ADR X 0 431 0 Callaway Golf Co X 0 1,300 0 EMail Ltd Spon ADR X 0 1,200 0 Embrex Inc X 0 9,578 0 EMC Corp. X 0 338,379 0 The Emerging Market Income Fund X 0 2,300 0 Empyrean Diagnostics Ltd X 0 2,000 0 Templeton Emerging Markets X 0 9,692 0 Emisphere Technologies Inc. X 0 450 0 Emulex Corp. X 0 2,980 0 Emmis Communications Corp Cl A X 0 3,500 0 Eastman Chemical Co X 0 2,895 0 Emerson Electric Co. X 0 133,736 0 Emerge Interactive Inc X 0 620 0 Embratel Particpacoes ADR X 0 100 0 Energy Biosystems Corp X 0 44,174 0 Enesco Corp Inc X 0 700 0 Encore Computer Corp. X 0 200 0 Encad Inc X 0 325 0 Endocare Inc. X 0 1,500 0 Enron Corp X 0 327,715 0 Enron Cap Trust II 8.125% Perp Trust X 0 1,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Enron Capital Resources LP 9.0% Cum PF PFD P12 30/360 29357D208 26 1,000 Enron Capital LLC 8.00% Cum Gtd Pfd PFDMthly 30/360 P37307108 49 2,120 Enron Cap Tr I PFD QTR 30/360 29357N206 25 1,100 Energy Conversion Devices Inc. Common Stock 292659109 6 300 E-New Media HKDO.50 Common Stock Y2293Q107 45 140,000 Engage Technologies Inc Common Stock 292827102 4 50 Engle Homes Inc Common Stock 292896107 11 1,100 Enersis SA Spons ADR ADR 29274F104 0 0 Entremed Inc Common Stock 29382F103 104 1,750 Equity Inns Inc. Common Stock 294703103 8 1,225 Euro909 Com A S ADR 298737107 94 4,500 TXU Gas Co Dep Pfd Shs Ser F Preferred Stock 873170302 12 500 Envirosource Inc. Common Stock 29409K606 0 57 Equant N V ADR 294409107 231 2,719 Entertainment International LTD Common Stock 29380Y104 1 2,000 Entrust Technologies Inc. Common Stock 293848107 391 4,600 Envirogen Inc Com New Common Stock 294040308 2 500 Envirosure Mgmt Corp Common Stock 294096102 0 3,000 Enzo Biochem Inc. Common Stock 294100102 127 1,800 Enzon Inc. Common Stock 293904108 372 9,875 Empresa Nacional De Electricidad ADR 29244T101 8 725 EOG Res Inc Common Stock 26875P101 405 19,102 Eon Communications Corp Common Stock 268763109 1 100 Equity Office Properties Trust Common Stock 294741103 33 1,300 Equity Office Properties Trust PFD QTR 30/360 294741509 8 205 Eott Energy Partners L P LTD Part P4 294103106 59 4,200 Bottomline Technologies Inc. Common Stock 101388106 35 950 Epcos Ag ADR 29410P107 135 1,028 E Prime Aerospace Corp Common Stock 268817103 3 10,000 El Paso Energy Corp Common Stock 283905107 4,048 100,249 Eskimo Pie Corp Common Stock 296443104 29 3,500 Eagle Picher Inds Inc. Common Stock 269803102 0 400 El Paso Energy Partners Common Stock 28368B102 10 500 E Piphany Inc Common Stock 26881V100 13 100 Entertainment Properties Trust Common Stock 29380T105 1 100 Epitope Inc. Common Stock 294261102 40 4,250 Equinox Systems Inc. Common Stock 294436100 21 2,800 Equity Residential Properties Trust Common Stock 29476L107 425 10,572 Equity Residential Properties Preferred Stock 29476L206 103 4,600 Equity Residential Interest Trust Preferred Stock 29476L883 2 100 Equity Residential Pptys Tr Ser F Pfd PFD QTR 30/360 29476L875 9 400 Equity Residential Pptys Trust 7.625% PFD QTR 30/360 29476L792 51 2,800 Equity Residential Pptys Tr PFD QTR 30/360 29476L800 9 400 Equitable Federal Svgs Bank Common Stock 294487103 3 200 Equitable Resources Inc. Common Stock 294549100 386 8,606 Euro Disney S C A Ff 10 Par Common Stock F26387112 9 10,200 Phyamerica Physician Group Inc Common Stock 71940A101 1 2,200 Equitable Resource Cap Tr I 7.35% PFD QTR 30/360 294550207 30 1,500 Ericsson L M Tel Co ADR Cl B ADR 294821400 9,734 103,756 Erie Indemnity Company - Cl A Common Stock 29530P102 83 2,550 Erie Lackawanna Inc. Common Stock 295349104 0 162 Earthshell Corp Common Stock 27032B100 44 10,550 Electronic Arts Common Stock 285512109 225 3,167 Eisai Co Ltd Spon ADR 1 ADR Reps 1 Shr ADR 282579309 151 5,715 Evans & Sutherland Computer Corp. Common Stock 299096107 1 100 Esco Electrs Corp Common Stock 269030102 0 5 Essex Corp Common Stock 296744105 2 1,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Enron Capital Resources LP 9.0% Cum PF X 0 1,000 0 Enron Capital LLC 8.00% Cum Gtd Pfd X 0 2,120 0 Enron Cap Tr I X 0 1,100 0 Energy Conversion Devices Inc. X 0 300 0 E-New Media HKDO.50 X 0 140,000 0 Engage Technologies Inc X 0 50 0 Engle Homes Inc X 0 1,100 0 Enersis SA Spons ADR X 0 0 0 Entremed Inc X 0 1,750 0 Equity Inns Inc. X 0 1,225 0 Euro909 Com A S X 0 4,500 0 TXU Gas Co Dep Pfd Shs Ser F X 0 500 0 Envirosource Inc. X 0 57 0 Equant N V X 0 2,719 0 Entertainment International LTD X 0 2,000 0 Entrust Technologies Inc. X 0 4,600 0 Envirogen Inc Com New X 0 500 0 Envirosure Mgmt Corp X 0 3,000 0 Enzo Biochem Inc. X 0 1,800 0 Enzon Inc. X 0 9,875 0 Empresa Nacional De Electricidad X 0 725 0 EOG Res Inc X 0 19,102 0 Eon Communications Corp X 0 100 0 Equity Office Properties Trust X 0 1,300 0 Equity Office Properties Trust X 0 205 0 Eott Energy Partners L P X 0 4,200 0 Bottomline Technologies Inc. X 0 950 0 Epcos Ag X 0 1,028 0 E Prime Aerospace Corp X 0 10,000 0 El Paso Energy Corp X 0 100,249 0 Eskimo Pie Corp X 0 3,500 0 Eagle Picher Inds Inc. X 0 400 0 El Paso Energy Partners X 0 500 0 E Piphany Inc X 0 100 0 Entertainment Properties Trust X 0 100 0 Epitope Inc. X 0 4,250 0 Equinox Systems Inc. X 0 2,800 0 Equity Residential Properties Trust X 0 10,572 0 Equity Residential Properties X 0 4,600 0 Equity Residential Interest Trust X 0 100 0 Equity Residential Pptys Tr Ser F Pfd X 0 400 0 Equity Residential Pptys Trust 7.625% X 0 2,800 0 Equity Residential Pptys Tr X 0 400 0 Equitable Federal Svgs Bank X 0 200 0 Equitable Resources Inc. X 0 8,606 0 Euro Disney S C A Ff 10 Par X 0 10,200 0 Phyamerica Physician Group Inc X 0 2,200 0 Equitable Resource Cap Tr I 7.35% X 0 1,500 0 Ericsson L M Tel Co ADR Cl B X 0 103,756 0 Erie Indemnity Company - Cl A X 0 2,550 0 Erie Lackawanna Inc. X 0 162 0 Earthshell Corp X 0 10,550 0 Electronic Arts X 0 3,167 0 Eisai Co Ltd Spon ADR 1 ADR Reps 1 Shr X 0 5,715 0 Evans & Sutherland Computer Corp. X 0 100 0 Esco Electrs Corp X 0 5 0 Essex Corp X 0 1,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Espirito Santo Financial Hldg S.A. ADR 29665F200 13 700 Esoft Inc Foreign Stock 296904105 7 400 Enstar Group Inc Common Stock 29358R107 0 10 Eshare Technologies Inc Ga Common Stock 296428105 21 1,700 ITT Educational Services Inc Common Stock 45068B109 227 14,190 Electro Scientific Corp. Common Stock 285229100 38 650 Esterline Technologies Corp Common Stock 297425100 9 700 Employee Solutions Inc. Common Stock 292166105 1 1,000 Espeed Inc Common Stock 296643109 489 9,340 E Spire Communications Inc Common Stock 269153102 140 19,900 Encompass Svcs Corp Common Stock 29255U104 1 177 Express Scripts Inc. CL A Common Stock 302182100 127 3,025 ESS Technology Inc. Common Stock 269151106 16 900 E-stamp Corp Common Stock 269154100 58 7,875 Ensco International Inc. Common Stock 26874Q100 953 26,389 Environmental Solutions Wrldwd Foreign Stock 29408K102 18 6,000 Esynch Corp Common Stock 297591109 49 4,000 Entrade Inc Common Stock 29382L100 6 200 ESCO Transportation Co. New Common Stock 269040200 1 2,500 E-Tek Dynamics Inc. Common Stock 269240107 1,846 7,846 Ethan Allen Interiors, Inc. Common Stock 297602104 2,646 105,821 ETI International Inc. Common Stock 269230108 2 2,000 Eaton Corp. Common Stock 278058102 1,268 16,262 Enterprise Oil PLC Sponsored ADR Repst ADR 293779302 2 100 Enterprise Oil Plc ADR PFD QTR 30/360 293779203 10 400 Entergy Corp. Common Stock 29364G103 508 25,171 Eldertrust - SBI Common Stock 284560109 6 2,100 E4L Inc Common Stock 268452109 69 32,700 E Town Corp. Common Stock 269242103 320 5,065 Etoys Inc. Common Stock 297862104 191 21,545 Eastern Utils Assoc Common Stock 277173100 159 5,072 Eurotech Ltd. Common Stock 298796103 60 11,000 European Technologies Intl Inc Foreign Stock 29879F103 0 700 Eaton Vance Corp Common Stock 278265103 88 2,047 Webs Index Fund Inc - Australia Common Stock 92923H103 74 7,485 Earthweb Inc Common Stock 27032C108 27 1,100 Webs Index Fund Inc - Sweden Common Stock 92923H822 14 400 Euroweb Intl Corp Common Stock 298801101 5 700 European Warrant Fd Inc. Common Stock 298792102 111 6,413 Webs Index Fund Inc - Germany Common Stock 92923H608 117 4,319 Webs Index Fund Inc - Hong Kong MutualFdEqClose 92923H707 94 6,870 Webs Index Fund Inc - Japan MutualFdEqClose 92923H889 696 42,351 Webs Index Fd Inc - Switzerland Common Stock 92923H814 79 5,099 Webs Index Fd Inc Netherlands Common Stock 92923H855 83 3,461 Webs Index Fund Inc - France Common Stock 92923H509 110 3,971 Webs Index Fund Inc Singapore Free MutualFdEqClose 92923H848 14 1,900 Webs Index Fund Inc - United Kingdom Common Stock 92923H798 87 4,252 Webs - Mexico Index Series Fd Inc. Common Stock 92923H863 7 372 Exide Corp Common Stock 302051107 11 890 Exactech Inc. Common Stock 30064E109 108 6,400 Corporate Executive Brd Co Common Stock 21988R102 10 200 Excalibur Technologies Corp Common Stock 300651205 166 4,200 Exodus Communications Inc. Common Stock 302088109 6,816 48,514 Excelon Corporation Common Stock 300691102 339 30,100 Expeditors Intl Wash Inc. Common Stock 302130109 112 2,825 Expedia Inc Common Stock 302125109 2 100 Extreme Networks Inc Common Stock 30226D106 366 4,630 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Espirito Santo Financial Hldg S.A. X 0 700 0 Esoft Inc X 0 400 0 Enstar Group Inc X 0 10 0 Eshare Technologies Inc Ga X 0 1,700 0 ITT Educational Services Inc X 0 14,190 0 Electro Scientific Corp. X 0 650 0 Esterline Technologies Corp X 0 700 0 Employee Solutions Inc. X 0 1,000 0 Espeed Inc X 0 9,340 0 E Spire Communications Inc X 0 19,900 0 Encompass Svcs Corp X 0 177 0 Express Scripts Inc. CL A X 0 3,025 0 ESS Technology Inc. X 0 900 0 E-stamp Corp X 0 7,875 0 Ensco International Inc. X 0 26,389 0 Environmental Solutions Wrldwd X 0 6,000 0 Esynch Corp X 0 4,000 0 Entrade Inc X 0 200 0 ESCO Transportation Co. New X 0 2,500 0 E-Tek Dynamics Inc. X 0 7,846 0 Ethan Allen Interiors, Inc. X 0 105,821 0 ETI International Inc. X 0 2,000 0 Eaton Corp. X 0 16,262 0 Enterprise Oil PLC Sponsored ADR Repst X 0 100 0 Enterprise Oil Plc ADR X 0 400 0 Entergy Corp. X 0 25,171 0 Eldertrust - SBI X 0 2,100 0 E4L Inc X 0 32,700 0 E Town Corp. X 0 5,065 0 Etoys Inc. X 0 21,545 0 Eastern Utils Assoc X 0 5,072 0 Eurotech Ltd. X 0 11,000 0 European Technologies Intl Inc X 0 700 0 Eaton Vance Corp X 0 2,047 0 Webs Index Fund Inc - Australia X 0 7,485 0 Earthweb Inc X 0 1,100 0 Webs Index Fund Inc - Sweden X 0 400 0 Euroweb Intl Corp X 0 700 0 European Warrant Fd Inc. X 0 6,413 0 Webs Index Fund Inc - Germany X 0 4,319 0 Webs Index Fund Inc - Hong Kong X 0 6,870 0 Webs Index Fund Inc - Japan X 0 42,351 0 Webs Index Fd Inc - Switzerland X 0 5,099 0 Webs Index Fd Inc Netherlands X 0 3,461 0 Webs Index Fund Inc - France X 0 3,971 0 Webs Index Fund Inc Singapore Free X 0 1,900 0 Webs Index Fund Inc - United Kingdom X 0 4,252 0 Webs - Mexico Index Series Fd Inc. X 0 372 0 Exide Corp X 0 890 0 Exactech Inc. X 0 6,400 0 Corporate Executive Brd Co X 0 200 0 Excalibur Technologies Corp X 0 4,200 0 Exodus Communications Inc. X 0 48,514 0 Excelon Corporation X 0 30,100 0 Expeditors Intl Wash Inc. X 0 2,825 0 Expedia Inc X 0 100 0 Extreme Networks Inc X 0 4,630 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Ethyl Corp. Common Stock 297659104 22 7,054 Entergy Gulf States Utilities Inc. 7.5 PFD QTR 30/360 29364L847 20 265 Entergy La Inc PFD QTR 30/360 29364M845 5 50 Entergy La Inc PFD QTR 30/360 29364M605 27 400 Ezenia! Inc Common Stock 302311105 32 3,000 Ford Motor Co. Common Stock 345370100 18,999 413,571 Ford Motor Co-Dep Shs-Repstg 1/2000th PFD QTR 30/360 345370407 7 250 Ford Motor Co Cap Tr I TOPRS 9.00% PFD PFD QTR 30/360 345343206 29 1,150 FPC Capital Trust I Ser A 7.10% PFD QTR 30/360 302552203 108 5,400 Fairchild Corp. - Cl A Common Stock 303698104 36 5,340 Firstfed American Bancorp Inc. Common Stock 337929103 17 1,560 First American Finl Corp Common Stock 318522307 20 1,400 Fairmarket Inc Common Stock 305158107 50 2,200 Federal Agricultural Mortgage Common Stock 313148306 28 1,800 Fortis Amev N V Sponsored ADR ADR 34956J101 81 3,150 First Amern Scientific Corp Foreign Stock 31846W102 14 25,000 Fastenal Co. Common Stock 311900104 31 650 First Australia Prime Income Fd Common Stock 318653102 160 36,077 F N B Corp. Common Stock 302520101 57 3,092 First Bell Bancorp Inc. Common Stock 319301107 9 520 Fibercore Inc Common Stock 31563B109 7 1,200 Fidelity Bancorp Inc. DEL Common Stock 31583B105 3 180 Fleet Boston Financial Corp. Common Stock 339030108 7,605 208,350 Fleet Cap Tr Iv Toprs 7.17% PFD QTR 30/360 33889R206 4 197 Furniture Brands Intl Inc. Common Stock 360921100 259 13,765 Firstbank Corp Del Common Stock 33762X106 10 1,000 Friedman Billings Ramsey Grp Inc. CL A Common Stock 358433100 35 3,200 Foster Brewing Group LTD Common Stock Q3944W104 8 3,000 First Bankers Tr & Svgs Assoc Common Stock 319285102 0 70 Franklin Covey Co. Common Stock 353469109 68 9,337 First Central Financial Corp Common Stock 318908100 0 7,700 Forest City Enterprises Inc. Cl A Common Stock 345550107 21 700 Frist Comwlth Finl Corp. PA Common Stock 319829107 22 2,572 First Consulting Group Inc Common Stock 31986R103 13 770 Fuelcell Energy Inc Common Stock 35952H106 8 100 Future Communications Inc Common Stock 360906200 0 600 FCNB Corp. Common Stock 302920103 223 15,418 FCNB Capital Trust 8.25% PFD QTR 30/360 30243V204 53 2,550 First Ctzns Bancshares Inc. NC Common Stock 31946M103 73 1,300 The First Commonwealth Fund Inc. Common Stock 31983F102 3 349 Fairchild Semiconductor Intl Common Stock 303726103 386 10,575 First Charter Corp. Common Stock 319439105 299 23,035 Freeport McMoran Copper And Gold Common Stock 35671D857 45 3,713 Freeport McMoran Copper & Gold, Inc. Common Stock 35671D105 14 1,288 Freeport McMoran Copper & Gold Preferred Stock 35671D501 9 600 Freeport McMoran Copper & Gold Inc PFD QTR 30/360 35671D865 42 3,400 Federated Department Stores Common Stock 31410H101 981 23,507 First Data Corp. Common Stock 319963104 5,664 128,010 First Defiance Financial Corp. Common Stock 32006W106 3 400 Fidelity Hldgs Inc Com New Common Stock 31617J306 2 100 Family Dollar Stores Inc. Common Stock 307000109 849 40,789 Fresh Del Monte Produce Inc Common Stock G36738105 134 15,805 Foundry Networks Inc Common Stock 35063R100 1,864 12,966 Factset Research System Inc. Common Stock 303075105 34 1,255 Fedex Corp Common Stock 31428X106 4,796 122,975 Firstenergy Corp. Common Stock 337932107 182 8,807 First Ecom Com Inc Foreign Stock 32008N104 25 1,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Ethyl Corp. X 0 7,054 0 Entergy Gulf States Utilities Inc. 7.5 X 0 265 0 Entergy La Inc X 0 50 0 Entergy La Inc X 0 400 0 Ezenia! Inc X 0 3,000 0 Ford Motor Co. X 0 413,571 0 Ford Motor Co-Dep Shs-Repstg 1/2000th X 0 250 0 Ford Motor Co Cap Tr I TOPRS 9.00% PFD X 0 1,150 0 FPC Capital Trust I Ser A 7.10% X 0 5,400 0 Fairchild Corp. - Cl A X 0 5,340 0 Firstfed American Bancorp Inc. X 0 1,560 0 First American Finl Corp X 0 1,400 0 Fairmarket Inc X 0 2,200 0 Federal Agricultural Mortgage X 0 1,800 0 Fortis Amev N V Sponsored ADR X 0 3,150 0 First Amern Scientific Corp X 0 25,000 0 Fastenal Co. X 0 650 0 First Australia Prime Income Fd X 0 36,077 0 F N B Corp. X 0 3,092 0 First Bell Bancorp Inc. X 0 520 0 Fibercore Inc X 0 1,200 0 Fidelity Bancorp Inc. DEL X 0 180 0 Fleet Boston Financial Corp. X 0 208,350 0 Fleet Cap Tr Iv Toprs 7.17% X 0 197 0 Furniture Brands Intl Inc. X 0 13,765 0 Firstbank Corp Del X 0 1,000 0 Friedman Billings Ramsey Grp Inc. CL A X 0 3,200 0 Foster Brewing Group LTD X 0 3,000 0 First Bankers Tr & Svgs Assoc X 0 70 0 Franklin Covey Co. X 0 9,337 0 First Central Financial Corp X 0 7,700 0 Forest City Enterprises Inc. Cl A X 0 700 0 Frist Comwlth Finl Corp. PA X 0 2,572 0 First Consulting Group Inc X 0 770 0 Fuelcell Energy Inc X 0 100 0 Future Communications Inc X 0 600 0 FCNB Corp. X 0 15,418 0 FCNB Capital Trust 8.25% X 0 2,550 0 First Ctzns Bancshares Inc. NC X 0 1,300 0 The First Commonwealth Fund Inc. X 0 349 0 Fairchild Semiconductor Intl X 0 10,575 0 First Charter Corp. X 0 23,035 0 Freeport McMoran Copper And Gold X 0 3,713 0 Freeport McMoran Copper & Gold, Inc. X 0 1,288 0 Freeport McMoran Copper & Gold X 0 600 0 Freeport McMoran Copper & Gold Inc X 0 3,400 0 Federated Department Stores X 0 23,507 0 First Data Corp. X 0 128,010 0 First Defiance Financial Corp. X 0 400 0 Fidelity Hldgs Inc Com New X 0 100 0 Family Dollar Stores Inc. X 0 40,789 0 Fresh Del Monte Produce Inc X 0 15,805 0 Foundry Networks Inc X 0 12,966 0 Factset Research System Inc. X 0 1,255 0 Fedex Corp X 0 122,975 0 Firstenergy Corp. X 0 8,807 0 First Ecom Com Inc X 0 1,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Just For Feet, Inc. Common Stock 48213P106 1 10,475 Fletcher Chall Energy - ADR ADR 339318107 23 1,000 Frequency Electronics Inc Common Stock 358010106 64 3,500 Franklin Electric Inc. Common Stock 353514102 12,160 190,371 Feminique Corp Common Stock 31446Q109 5 40,000 Forcenergy Inc. Common Stock 345206106 1 2,500 First Essex Bancorp Inc. Common Stock 320103104 5 300 First Financial Fund Inc. Common Stock 320228109 30 3,809 Franchise Finance Corp. of America Common Stock 351807102 892 38,346 First Finl Bancorp Common Stock 320209109 5 290 North Central Bancshares Inc. Common Stock 658418108 9 680 Fidelity Capital Trust I 8.375% PFD PFD QTR 30/360 315931204 53 7,000 Farm Family Holdings Inc. Common Stock 307901108 25 836 FSF Financial Corp. Common Stock 30262K105 5 440 Flushing Financial Corp. Common Stock 343873105 6 415 First Financial Bankshares Inc. Common Stock 32020R109 31 1,184 F5 Networks Inc Common Stock 315616102 422 6,231 FFLC Bancorp Inc. Common Stock 30242W104 11 1,000 Fletcher Challenge Ltd Forest ADR 339324402 17 6,000 4Front Technologies Inc Common Stock 351042106 25 1,225 FFY Financial Corp Common Stock 30242U108 59 5,500 Family Golf Centers Inc. Common Stock 30701A106 0 400 Flight Intl Group Inc New Common Stock 33941M104 0 10 Friede Goldman Intl Inc Common Stock 358430106 155 22,576 First Geneva Corp. Common Stock 320351109 0 347 First Health Group Corp. Common Stock 320960107 660 20,871 Founder Hong Kong Ltd Common Stock Y2618P107 13 13,000 Foundation Health Systems Common Stock 350404109 120 15,026 First Natl Bk Elmer N J Common Stock 326513108 8 200 Osicom Technologies Inc. Common Stock 688271501 147 1,306 Fair Isaac & Co Inc. Common Stock 303250104 449 11,561 Federated Investors Inc ( PA ) Cl B Common Stock 314211103 353 12,920 Intelefilm Corp Common Stock 458147105 9 2,500 Fischer Imaging Corp Common Stock 337719108 38 10,000 Fixdex.Com Inc. Common Stock 33831D107 164 20,500 Fine Host Corp Common Stock 317832103 0 2,850 Fiserv Inc. Common Stock 337738108 30 820 FAB Inds Inc. Common Stock 302747100 10 982 Fifth Third Bancorp Common Stock 316773100 3,618 57,429 Comfort Systems USA Inc Common Stock 199908104 15 2,400 Fort James Corp. Common Stock 347471104 90 4,097 Fedders Corp Common Stock 313135105 4 800 Fujitsu Ltd ADR 359590304 152 990 Frankfort First Bancorp Inc. Common Stock 352128201 5 410 First Keystone Corp Common Stock 320654205 70 3,600 Florida East Coast Inds Inc Common Stock 340632108 393 8,100 R & B Falcon Corp. Common Stock 74912E101 843 42,802 Fleetwood Enterprises Inc. Common Stock 339099103 66 4,460 Flextronics International Ltd Common Stock Y2573F102 14,630 207,705 Fila Holdings SPA American ADR 316850106 7 1,000 Fleming Companies, Inc. Common Stock 339130106 6 400 Flowers Inds Inc. Common Stock 343496105 158 10,435 Flow Intl Corp. Common Stock 343468104 41 3,500 Fluor Corp. Common Stock 343861100 188 6,050 Flowserve Corp. Common Stock 34354P105 52 4,000 Fleet Capital Tr III-7.05% Cum PFD PFD QTR 30/360 33889N205 63 3,100 1 800 Flowers Com Common Stock 68243Q106 24 3,400 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Just For Feet, Inc. X 0 10,475 0 Fletcher Chall Energy - ADR X 0 1,000 0 Frequency Electronics Inc X 0 3,500 0 Franklin Electric Inc. X 0 190,371 0 Feminique Corp X 0 40,000 0 Forcenergy Inc. X 0 2,500 0 First Essex Bancorp Inc. X 0 300 0 First Financial Fund Inc. X 0 3,809 0 Franchise Finance Corp. of America X 0 38,346 0 First Finl Bancorp X 0 290 0 North Central Bancshares Inc. X 0 680 0 Fidelity Capital Trust I 8.375% PFD X 0 7,000 0 Farm Family Holdings Inc. X 0 836 0 FSF Financial Corp. X 0 440 0 Flushing Financial Corp. X 0 415 0 First Financial Bankshares Inc. X 0 1,184 0 F5 Networks Inc X 0 6,231 0 FFLC Bancorp Inc. X 0 1,000 0 Fletcher Challenge Ltd Forest X 0 6,000 0 4Front Technologies Inc X 0 1,225 0 FFY Financial Corp X 0 5,500 0 Family Golf Centers Inc. X 0 400 0 Flight Intl Group Inc New X 0 10 0 Friede Goldman Intl Inc X 0 22,576 0 First Geneva Corp. X 0 347 0 First Health Group Corp. X 0 20,871 0 Founder Hong Kong Ltd X 0 13,000 0 Foundation Health Systems X 0 15,026 0 First Natl Bk Elmer N J X 0 200 0 Osicom Technologies Inc. X 0 1,306 0 Fair Isaac & Co Inc. X 0 11,561 0 Federated Investors Inc ( PA ) Cl B X 0 12,920 0 Intelefilm Corp X 0 2,500 0 Fischer Imaging Corp X 0 10,000 0 Fixdex.Com Inc. X 0 20,500 0 Fine Host Corp X 0 2,850 0 Fiserv Inc. X 0 820 0 FAB Inds Inc. X 0 982 0 Fifth Third Bancorp X 0 57,429 0 Comfort Systems USA Inc X 0 2,400 0 Fort James Corp. X 0 4,097 0 Fedders Corp X 0 800 0 Fujitsu Ltd X 0 990 0 Frankfort First Bancorp Inc. X 0 410 0 First Keystone Corp X 0 3,600 0 Florida East Coast Inds Inc X 0 8,100 0 R & B Falcon Corp. X 0 42,802 0 Fleetwood Enterprises Inc. X 0 4,460 0 Flextronics International Ltd X 0 207,705 0 Fila Holdings SPA American X 0 1,000 0 Fleming Companies, Inc. X 0 400 0 Flowers Inds Inc. X 0 10,435 0 Flow Intl Corp. X 0 3,500 0 Fluor Corp. X 0 6,050 0 Flowserve Corp. X 0 4,000 0 Fleet Capital Tr III-7.05% Cum PFD X 0 3,100 0 1 800 Flowers Com X 0 3,400 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Fracmaster Ltd Foreign Stock 351906102 0 10,000 First Mariner Bancorp Inc. Common Stock 320795107 41 6,505 F & M Bancorp Common Stock 302367107 79 4,394 FMC Corp. Common Stock 302491303 177 3,140 Firstmerit Corp. Common Stock 337915102 55 2,985 Firstmerit Corp Ser B Preferred Stock 337915201 23 500 Franklin Multi-Income Trust Common Stock 354021107 26 3,775 Freemarkets Inc Common Stock 356602102 91 750 F & M National Corp. Common Stock 302374103 126 5,715 Federal Mogul Corp. Common Stock 313549107 334 20,000 Freeport-McMoran Oil & Gas Royalty Tr LTD Part P12 356713107 0 40 Fresenius Medical Care ADR 358029106 6 255 Fremont General Corp. Common Stock 357288109 17 2,660 F N B Corp. VA Common Stock 302930102 30 1,782 First Intl Bancorp Inc Common Stock 32054Q100 7 1,000 Fidelity National Financial Inc. Common Stock 316326107 304 22,010 Franklin Financial Corp - Tenn Common Stock 353523103 537 136,397 Finet Holdings Corp New Common Stock 317922300 3 2,000 Fannie Mae Common Stock 313586109 31,719 562,009 Fannie Mae 6.50 Non -Cum PFD Ser B PFD QTR 30/360 313586307 5 100 Franco Nev Mng Ltd Common Stock 351860101 74 7,000 Finisar Corp Common Stock 31787A101 1,556 10,617 Finova Group Inc. Common Stock 317928109 1,816 107,996 Finvest Pls Foreign Stock X2864M114 98 28,000 Fortune Brands Inc. Common Stock 349631101 810 32,397 Boyds Collection Ltd Common Stock 103354106 12 2,000 Focal Inc Common Stock 343909107 10 1,200 Ferro Corp. Common Stock 315405100 767 43,085 Sprint Corp. (FON Group) Common Stock 852061100 9,314 147,842 Fonar Corp. Common Stock 344437108 10 3,000 Fonix Corp Del Common Stock 34459U108 4 2,000 Jetform Corporation Common Stock 477155105 11 1,500 Forrester Resh Inc Common Stock 346563109 193 3,550 Formula Systems (1985) Ltd Adr ADR 346414105 3 50 Photoworks Inc Common Stock 71940B109 14 2,000 Four Media Co Common Stock 350872107 54 3,470 Fox Entertainment Group Inc Common Stock 35138T107 6 200 Firstplus Financial Group Inc. Common Stock 33763B103 0 500 First Pacific LTD ADR ADR 335889200 336 138,760 FPA Medical Management Inc. Common Stock 302543103 0 1,000 Florida Progress Common Stock 341109106 666 14,514 FPIC Insurance Group Inc. Common Stock 302563101 611 34,900 First Natl Bk Polk Cnty Fla Common Stock 32106L109 0 200 FPL Group Inc. Common Stock 302571104 939 20,388 First Industrial Realty Trust Common Stock 32054K103 264 9,700 First Ind Realty Trust Inc. 9.50% PFD PFD QTR 30/360 32054K202 5 200 First Industrial Realty Tr Inc 7.95% D PFD QTR 30/360 32054K806 22 1,200 First Industrial Realty Tr Inc PFD QTR 30/360 32054K889 11 600 Republic First Bancorp Inc. Common Stock 760416107 1 253 First Republic Bank Common Stock 336158100 20 1,000 Freddie Mac Common Stock 313400301 10,402 235,399 Freds Inc - Tenn Cl A Common Stock 356108100 122 7,985 France Growth Fd Inc. Common Stock 35177K108 81 4,944 Florida Rock Inds Inc. Common Stock 341140101 11 400 First Financial Corp. - Texas Common Stock 320222102 0 59 Federal Realty Investment Trust Common Stock 313747206 684 35,404 Fed Rlty Invs Tr 7.95% Perpetual PFD PFD QTR 30/360 313747404 9 500 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) . (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - --------------------------------------------------------------------------------------------------------------------- Fracmaster Ltd X 0 10,000 0 First Mariner Bancorp Inc. X 0 6,505 0 F & M Bancorp X 0 4,394 0 FMC Corp. X 0 3,140 0 Firstmerit Corp. X 0 2,985 0 Firstmerit Corp Ser B X 0 500 0 Franklin Multi-Income Trust X 0 3,775 0 Freemarkets Inc X 0 750 0 F & M National Corp. X 0 5,715 0 Federal Mogul Corp. X 0 20,000 0 Freeport-McMoran Oil & Gas Royalty Tr X 0 40 0 Fresenius Medical Care X 0 255 0 Fremont General Corp. X 0 2,660 0 F N B Corp. VA X 0 1,782 0 First Intl Bancorp Inc X 0 1,000 0 Fidelity National Financial Inc. X 0 22,010 0 Franklin Financial Corp - Tenn X 0 136,397 0 Finet Holdings Corp New X 0 2,000 0 Fannie Mae X 0 562,009 0 Fannie Mae 6.50 Non -Cum PFD Ser B X 0 100 0 Franco Nev Mng Ltd X 0 7,000 0 Finisar Corp X 0 10,617 0 Finova Group Inc. X 0 107,996 0 Finvest Pls X 0 28,000 0 Fortune Brands Inc. X 0 32,397 0 Boyds Collection Ltd X 0 2,000 0 Focal Inc X 0 1,200 0 Ferro Corp. X 0 43,085 0 Sprint Corp. (FON Group) X 0 147,842 0 Fonar Corp. X 0 3,000 0 Fonix Corp Del X 0 2,000 0 Jetform Corporation X 0 1,500 0 Forrester Resh Inc X 0 3,550 0 Formula Systems (1985) Ltd Adr X 0 50 0 Photoworks Inc X 0 2,000 0 Four Media Co X 0 3,470 0 Fox Entertainment Group Inc X 0 200 0 Firstplus Financial Group Inc. X 0 500 0 First Pacific LTD ADR X 0 138,760 0 FPA Medical Management Inc. X 0 1,000 0 Florida Progress X 0 14,514 0 FPIC Insurance Group Inc. X 0 34,900 0 First Natl Bk Polk Cnty Fla X 0 200 0 FPL Group Inc. X 0 20,388 0 First Industrial Realty Trust X 0 9,700 0 First Ind Realty Trust Inc. 9.50% PFD X 0 200 0 First Industrial Realty Tr Inc 7.95% D X 0 1,200 0 First Industrial Realty Tr Inc X 0 600 0 Republic First Bancorp Inc. X 0 253 0 First Republic Bank X 0 1,000 0 Freddie Mac X 0 235,399 0 Freds Inc - Tenn Cl A X 0 7,985 0 France Growth Fd Inc. X 0 4,944 0 Florida Rock Inds Inc. X 0 400 0 First Financial Corp. - Texas X 0 59 0 Federal Realty Investment Trust X 0 35,404 0 Fed Rlty Invs Tr 7.95% Perpetual PFD X 0 500 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Fortress Group Inc. Common Stock 34956K108 21 21,100 First Washington Realty Trust Common Stock 337489504 26 1,400 Forest Labs Inc. Common Stock 345838106 249 2,950 Four Seasons Hotels Inc. Limited Common Stock 35100E104 164 3,630 Financial Security Assurance Common Stock 31769P100 871 11,860 Fidelity Bancorp Common Stock 315831107 71 5,703 First Security Corp. Common Stock 336294103 36 3,000 Fastcomm Communications Common Stock 311871107 8 2,000 FSA 6.95% Sr Quids Preferred Stock 31769P308 35 1,700 Fourth Shift Corp Common Stock 351128103 13 2,000 Fischer Scientific Intl Inc. Common Stock 338032204 32 725 Freeshop Com Inc Common Stock 356873109 12 600 Freedom Securities Corp Common Stock 35644K103 3 215 FSI International, Incorporated Common Stock 302633102 23 1,100 First Sentinel Bancorp Inc Common Stock 33640T103 14 1,760 First Natl Lincol Corp Common Stock 335716106 30 2,000 Fresenius National Medical Care Preferred Stock 358030203 0 956 Five Star Products Inc Common Stock 33831M107 0 125 Firstar Corporation Common Stock 33763V109 1,191 51,918 Firstservice Corp. Sub-Vtg Shs Foreign Stock 33761N109 64 5,800 Federal Signal Corp. Common Stock 313855108 1,166 64,577 Forest Oil Corp Common Stock 346091606 74 7,000 First Southern Bancshares Inc Common Stock 33645B107 5 500 Firstwave Technologies Inc Common Stock 33762N108 39 3,250 Franklin Unvl Tr Sh Ben Int Common Stock 355145103 10 1,500 Frontier Finl Corp Wash Common Stock 35907K105 20 1,080 Fort Dearborn Income Secs Inc. Common Stock 347200107 1 100 FTI Consulting Inc. Common Stock 302941109 200 30,131 Fruit of the Loom INC Cl-A Common Stock G3682L105 15 12,710 First Tennessee Common Stock 337162101 1,924 94,735 Frontier Insurance Group Inc. Common Stock 359081106 4 4,210 Footstar Inc. Common Stock 344912100 46 1,611 First Union Corp. Common Stock 337358105 16,926 454,377 Fuji Heavy Industries Ltd. ADR 359556206 103 1,270 H B Fuller Co Common Stock 359694106 4 95 Fulton Financial Corp. Common Stock 360271100 765 36,343 Cedar Fair, L.P. Dep Rec Common Stock 150185106 124 6,242 First VA Banks Inc. Common Stock 337477103 370 9,857 First Va Banks Inc PreferdStk Conv 337477202 1 5 FVC Com Inc. Common Stock 30266P100 18 1,000 Fahnstock Viner Hldgs CL A Common Stock 302921101 24 1,400 Foster Wheeler Corp. Common Stock 350244109 25 3,700 Fw Pfd Cap Tr I 9% PFD PFD QTR 30/360 302684204 12 750 First West Chester Corp. Common Stock 337492102 6 400 Financialweb Com Inc Common Stock 31770Y108 8 1,000 Freewest Res Cda Inc Foreign Stock 356904102 8 10,000 Freddie Mac 6.688% 1998 Ser A PFD Semi 30/360 313400871 789 34,300 Firstworld Communications Inc Common Stock 337625305 2 80 Forward Air Corporation Common Stock 349853101 30 1,264 First W Va Bancorp Inc Common Stock 337493100 107 6,900 First Washington Bancorp Inc Common Stock 33748T104 9 500 First Exploration Co Common Stock 320138100 0 200 F Y I Inc Common Stock 302712104 14 520 Gillette Co. Common Stock 375766102 14,065 373,200 Grant Prideco Inc Common Stock 38821G101 26 1,360 Gabelli Equity Tr Inc. Common Stock 362397101 254 20,986 GA Financial Inc. Common Stock 361437106 2 175 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Fortress Group Inc. X 0 21,100 0 First Washington Realty Trust X 0 1,400 0 Forest Labs Inc. X 0 2,950 0 Four Seasons Hotels Inc. Limited X 0 3,630 0 Financial Security Assurance X 0 11,860 0 Fidelity Bancorp X 0 5,703 0 First Security Corp. X 0 3,000 0 Fastcomm Communications X 0 2,000 0 FSA 6.95% Sr Quids X 0 1,700 0 Fourth Shift Corp X 0 2,000 0 Fischer Scientific Intl Inc. X 0 725 0 Freeshop Com Inc X 0 600 0 Freedom Securities Corp X 0 215 0 FSI International, Incorporated X 0 1,100 0 First Sentinel Bancorp Inc X 0 1,760 0 First Natl Lincol Corp X 0 2,000 0 Fresenius National Medical Care X 0 956 0 Five Star Products Inc X 0 125 0 Firstar Corporation X 0 51,918 0 Firstservice Corp. Sub-Vtg Shs X 0 5,800 0 Federal Signal Corp. X 0 64,577 0 Forest Oil Corp X 0 7,000 0 First Southern Bancshares Inc X 0 500 0 Firstwave Technologies Inc X 0 3,250 0 Franklin Unvl Tr Sh Ben Int X 0 1,500 0 Frontier Finl Corp Wash X 0 1,080 0 Fort Dearborn Income Secs Inc. X 0 100 0 FTI Consulting Inc. X 0 30,131 0 Fruit of the Loom INC Cl-A X 0 12,710 0 First Tennessee X 0 94,735 0 Frontier Insurance Group Inc. X 0 4,210 0 Footstar Inc. X 0 1,611 0 First Union Corp. X 0 454,377 0 Fuji Heavy Industries Ltd. X 0 1,270 0 H B Fuller Co X 0 95 0 Fulton Financial Corp. X 0 36,343 0 Cedar Fair, L.P. Dep Rec X 0 6,242 0 First VA Banks Inc. X 0 9,857 0 First Va Banks Inc X 0 5 0 FVC Com Inc. X 0 1,000 0 Fahnstock Viner Hldgs CL A X 0 1,400 0 Foster Wheeler Corp. X 0 3,700 0 Fw Pfd Cap Tr I 9% PFD X 0 750 0 First West Chester Corp. X 0 400 0 Financialweb Com Inc X 0 1,000 0 Freewest Res Cda Inc X 0 10,000 0 Freddie Mac 6.688% 1998 Ser A X 0 34,300 0 Firstworld Communications Inc X 0 80 0 Forward Air Corporation X 0 1,264 0 First W Va Bancorp Inc X 0 6,900 0 First Washington Bancorp Inc X 0 500 0 First Exploration Co X 0 200 0 F Y I Inc X 0 520 0 Gillette Co. X 0 373,200 0 Grant Prideco Inc X 0 1,360 0 Gabelli Equity Tr Inc. X 0 20,986 0 GA Financial Inc. X 0 175 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Greater Atlantic Financial Common Stock 391601101 250 69,075 Gaiam Inc Cl A Common Stock 36268Q103 2 100 Great Atla & Pac Tea Co PFD QTR 30/360 390064202 218 10,000 Galileo Technology Ltd. Foreign Stock M47298100 18 1,000 Gametek, Inc. Common Stock 36465R102 0 1,000 Garan Inc. Common Stock 364802108 8 300 Gandalf Technologies Inc. Common Stock 364717108 0 700 Gs Telecom Ltd Common Stock 36228N109 0 250 Nicor Inc. Common Stock 654086107 35 1,050 American Res Offshore Inc Common Stock 029280104 0 3,000 Grief Bros Corp. Cl A Common Stock 397624107 124 3,883 Grubb & Ellis Co Common Stock 400095204 78 13,910 Globix Corp. Common Stock 37957F101 88 2,302 Gabelli Asset Mgmt Inc Common Stock 36239Y102 10 565 Global Crossing Ltd. Common Stock G3921A100 9,941 242,821 Gables Residential Trust Com Common Stock 362418105 328 14,589 Gables Residential Trust 8.30% Cum Red PFD QTR 30/360 362418204 88 4,800 Greenbrier Companies Inc. Common Stock 393657101 3 375 Greate Bay Casino Corp. Common Stock 391546108 0 294 Grace Dev Inc Common Stock 383905106 23 5,000 Gannett Co Common Stock 364730101 5,670 80,565 Genesco Inc. Common Stock 371532102 615 46,855 Globecomm Systems Inc Common Stock 37956X103 27 1,000 GC Companies Inc Common Stock 36155Q109 87 2,500 General Dynamics Corp. Common Stock 369550108 587 11,805 Global Partners Income Fund Common Stock 37935R102 26 2,500 Goodrich Petroleum Corp. Common Stock 382410405 0 12 Guidant Corp. Common Stock 401698105 1,683 28,622 General Development Corp Common Stock 369497102 0 17 Golden West Finl Corp. Del Common Stock 381317106 44 1,425 General Electric Co. Common Stock 369604103 120,088 773,824 Geltex Pharmaceuticals Inc. Common Stock 368538104 8 500 Glenayre Technologies Inc. Common Stock 377899109 802 45,665 Genesee Corp. Cl B Common Stock 371601204 1 52 Genome Therapeutics Corp. Common Stock 372430108 57 2,400 Genset Sa ADR 37244T104 42 1,289 Genzyme Corp.-General Division Common Stock 372917104 3,837 76,549 Geron Corp. Common Stock 374163103 69 2,490 Centais Geradoras Do Su - Spon ADR ADR 15235B100 71 13,556 Gaylord Entertainment Co Common Stock 367905106 46 1,688 Gexa Gold Corp Common Stock 374398105 0 500 New Germany Fund Inc. MutualFdEqClose 644465106 20 1,365 Grupo Financiero Bancomer L Common Stock P4949K146 0 185 Guilford Mills Inc. Common Stock 401794102 5 600 Griffon Corp. Common Stock 398433102 1,461 186,945 Grupo Financiero Banamex Foreign Stock P0701E138 20 4,290 ***Group Fin Banamex-AC Ser 'O' Common Stock P0701E195 7 1,500 Grupo Financiero Bancomer Ser O Foreign Stock P4949K179 4 8,000 Great Am Bk Fed Svgbk Sandiego Common Stock 389908104 0 400 PLM Equipment Growth Fund V Common Stock 69341H402 4 1,250 PLM Equipment Growth Fund Dep Units Common Stock 693413106 4 2,239 Plm Equip Growth Fd Ii LTD Part P1 693414104 1 575 Georgia Gulf Corp. Common Stock 373200203 115 4,440 Galagen Inc. Common Stock 362913105 13 5,000 Graco Inc. Common Stock 384109104 35 1,200 Geographics Inc Foreign Stock 37246V107 1 1,000 Genus Inc Common Stock 372461103 21 1,500 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Greater Atlantic Financial X 0 69,075 0 Gaiam Inc Cl A X 0 100 0 Great Atla & Pac Tea Co X 0 10,000 0 Galileo Technology Ltd. X 0 1,000 0 Gametek, Inc. X 0 1,000 0 Garan Inc. X 0 300 0 Gandalf Technologies Inc. X 0 700 0 Gs Telecom Ltd X 0 250 0 Nicor Inc. X 0 1,050 0 American Res Offshore Inc X 0 3,000 0 Grief Bros Corp. Cl A X 0 3,883 0 Grubb & Ellis Co X 0 13,910 0 Globix Corp. X 0 2,302 0 Gabelli Asset Mgmt Inc X 0 565 0 Global Crossing Ltd. X 0 242,821 0 Gables Residential Trust Com X 0 14,589 0 Gables Residential Trust 8.30% Cum Red X 0 4,800 0 Greenbrier Companies Inc. X 0 375 0 Greate Bay Casino Corp. X 0 294 0 Grace Dev Inc X 0 5,000 0 Gannett Co X 0 80,565 0 Genesco Inc. X 0 46,855 0 Globecomm Systems Inc X 0 1,000 0 GC Companies Inc X 0 2,500 0 General Dynamics Corp. X 0 11,805 0 Global Partners Income Fund X 0 2,500 0 Goodrich Petroleum Corp. X 0 12 0 Guidant Corp. X 0 28,622 0 General Development Corp X 0 17 0 Golden West Finl Corp. Del X 0 1,425 0 General Electric Co. X 0 773,824 0 Geltex Pharmaceuticals Inc. X 0 500 0 Glenayre Technologies Inc. X 0 45,665 0 Genesee Corp. Cl B X 0 52 0 Genome Therapeutics Corp. X 0 2,400 0 Genset Sa X 0 1,289 0 Genzyme Corp.-General Division X 0 76,549 0 Geron Corp. X 0 2,490 0 Centais Geradoras Do Su - Spon ADR X 0 13,556 0 Gaylord Entertainment Co X 0 1,688 0 Gexa Gold Corp X 0 500 0 New Germany Fund Inc. X 0 1,365 0 Grupo Financiero Bancomer L X 0 185 0 Guilford Mills Inc. X 0 600 0 Griffon Corp. X 0 186,945 0 Grupo Financiero Banamex X 0 4,290 0 ***Group Fin Banamex-AC Ser 'O' X 0 1,500 0 Grupo Financiero Bancomer Ser O X 0 8,000 0 Great Am Bk Fed Svgbk Sandiego X 0 400 0 PLM Equipment Growth Fund V X 0 1,250 0 PLM Equipment Growth Fund Dep Units X 0 2,239 0 Plm Equip Growth Fd Ii X 0 575 0 Georgia Gulf Corp. X 0 4,440 0 Galagen Inc. X 0 5,000 0 Graco Inc. X 0 1,200 0 Geographics Inc X 0 1,000 0 Genus Inc X 0 1,500 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- General Growth Properties, Inc. Common Stock 370021107 33 1,100 Grant Geophysical Inc PFD QTR 30/360 388085201 1 500 Gabelli Global Multimedia Tr Common Stock 36239Q109 3 186 Gabelli Global Multi Media Tr Inc. PFD QTR 30/360 36239Q208 9 400 Global High Income Dollar Fund Inc. Common Stock 37933G108 18 1,500 Invesco Global Health Sciences Fund MutualFdEqClose 46128N109 587 34,429 Genesis Health Ventures Inc. Common Stock 371912106 4 5,900 Gilat Communications Ltd. Foreign Stock M50876107 11 400 Gilead Sciences Inc. Common Stock 375558103 38 600 Gil Med Industries Inc Common Stock 375185105 0 2,000 Gilat Satellite Networks Ltd Ord Common Stock M51474100 353 3,012 General Mills Inc. Common Stock 370334104 1,300 35,918 Glenborough Realty Trust Inc. Common Stock 37803P105 128 8,800 Global Industries Ltd Common Stock 379336100 177 12,085 Global Net Financial.com Inc New Common Stock 37937R209 174 4,850 Galileo International Inc. Common Stock 363547100 73 3,040 Greenland Corp- New Common Stock 39530P200 2 3,000 GBCI Cap Tr II Pfd Secs PFD QTR 30/360 360932206 9 500 Greenleaf Technologies Corp Common Stock 395356108 65 32,200 Guilford Pharmaceutical Inc. Common Stock 401829106 82 3,520 Glamis Gold Ltd. Common Stock 376775102 2 1,300 Gene Logic Inc. Common Stock 368689105 198 4,704 Gallaher Group PLC-Spon ADR ADR 363595109 207 10,518 Gliatech Inc Common Stock 37929C103 59 3,400 Great Lakes Chemical Corp. Common Stock 390568103 665 19,545 Global Marine Inc. Common Stock 379352404 1,579 62,238 Global Media Corp Common Stock 37935A109 1 200 Glatfelter P H Co Common Stock 377316104 624 58,767 Corning Inc. Common Stock 219350105 9,905 51,057 Glaxo Wellcome PLC - Spons ADR ADR 37733W105 2,016 35,168 Genlyte Group Inc. Common Stock 372302109 86 4,400 General Motors Corp. Common Stock 370442105 21,634 261,237 General Motors Cap 9.87% Ser G PFD QTR 30/360 370440208 10 400 Greg Manning Auctions Inc Common Stock 563823103 16 800 Green Mtn Coffee Inc Common Stock 393122106 1 100 Grupo Mexicano De Desarrollo ADR 40048G203 1 4,000 Goodman Fielder Ltd Spons ADR ADR 382382208 6 1,900 General Magic Inc. Common Stock 370253106 197 22,000 General Motors Corp. - CL H New Common Stock 370442832 4,329 34,769 Global Directmail Corp. Common Stock 871851101 15 1,600 Green Mountain Common Stock 393154109 1 100 Gulfmark Offshore Inc. Common Stock 402629109 77 3,720 Gemstar International Group LTD Foreign Stock G3788V106 1,622 18,856 Gatx Corp. Common Stock 361448103 274 7,204 Greenman Technologies Inc Common Stock 395379308 22 37,000 Goznet Inc. Common Stock 383486107 100 1,240 Genelabs Technologies, Inc. Common Stock 368706107 17 2,800 Genoil Inc Foreign Stock 371924101 2 3,350 Gensym Corporation Common Stock 37245R107 1 100 Genesis Microchip Inc. Common Stock 371933102 84 3,852 Genta Inc New Common Stock 37245M207 45 4,684 Gentex Corp. Common Stock 371901109 868 23,410 Genesee & Wyoming Inc Cl A Common Stock 371559105 2 150 Go.Com Common Stock 254687205 37 1,765 Graphon Corp Common Stock 388707101 23 1,150 Silverado Gold Mines Ltd Common Stock 827906207 0 215 Geotek Communications Inc. Common Stock 373654102 0 6,450 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- General Growth Properties, Inc. X 0 1,100 0 Grant Geophysical Inc X 0 500 0 Gabelli Global Multimedia Tr X 0 186 0 Gabelli Global Multi Media Tr Inc. X 0 400 0 Global High Income Dollar Fund Inc. X 0 1,500 0 Invesco Global Health Sciences Fund X 0 34,429 0 Genesis Health Ventures Inc. X 0 5,900 0 Gilat Communications Ltd. X 0 400 0 Gilead Sciences Inc. X 0 600 0 Gil Med Industries Inc X 0 2,000 0 Gilat Satellite Networks Ltd Ord X 0 3,012 0 General Mills Inc. X 0 35,918 0 Glenborough Realty Trust Inc. X 0 8,800 0 Global Industries Ltd X 0 12,085 0 Global Net Financial.com Inc New X 0 4,850 0 Galileo International Inc. X 0 3,040 0 Greenland Corp- New X 0 3,000 0 GBCI Cap Tr II Pfd Secs X 0 500 0 Greenleaf Technologies Corp X 0 32,200 0 Guilford Pharmaceutical Inc. X 0 3,520 0 Glamis Gold Ltd. X 0 1,300 0 Gene Logic Inc. X 0 4,704 0 Gallaher Group PLC-Spon ADR X 0 10,518 0 Gliatech Inc X 0 3,400 0 Great Lakes Chemical Corp. X 0 19,545 0 Global Marine Inc. X 0 62,238 0 Global Media Corp X 0 200 0 Glatfelter P H Co X 0 58,767 0 Corning Inc. X 0 51,057 0 Glaxo Wellcome PLC - Spons ADR X 0 35,168 0 Genlyte Group Inc. X 0 4,400 0 General Motors Corp. X 0 261,237 0 General Motors Cap 9.87% Ser G X 0 400 0 Greg Manning Auctions Inc X 0 800 0 Green Mtn Coffee Inc X 0 100 0 Grupo Mexicano De Desarrollo X 0 4,000 0 Goodman Fielder Ltd Spons ADR X 0 1,900 0 General Magic Inc. X 0 22,000 0 General Motors Corp. - CL H New X 0 34,769 0 Global Directmail Corp. X 0 1,600 0 Green Mountain X 0 100 0 Gulfmark Offshore Inc. X 0 3,720 0 Gemstar International Group LTD X 0 18,856 0 Gatx Corp. X 0 7,204 0 Greenman Technologies Inc X 0 37,000 0 Goznet Inc. X 0 1,240 0 Genelabs Technologies, Inc. X 0 2,800 0 Genoil Inc X 0 3,350 0 Gensym Corporation X 0 100 0 Genesis Microchip Inc. X 0 3,852 0 Genta Inc New X 0 4,684 0 Gentex Corp. X 0 23,410 0 Genesee & Wyoming Inc Cl A X 0 150 0 Go.Com X 0 1,765 0 Graphon Corp X 0 1,150 0 Silverado Gold Mines Ltd X 0 215 0 Geotek Communications Inc. X 0 6,450 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Goto Com Inc Common Stock 38348T107 103 2,510 Gargoyles Inc Common Stock 366033108 2 4,000 Georgia-Pacific Corp. Common Stock 373298108 1,626 41,099 Greater Pac Bancshares Common Stock 392279105 0 750 Genuine Parts Co. Common Stock 372460105 2,492 104,388 Georgia Pwr Cap Tr Iv PFD QTR 30/360 37333R209 20 1,000 Gerogia Power Cap Trust I Preferred Stock 373331206 45 2,000 Georgia Power Capital Tr III 7.75% PFD PFD QTR 30/360 373333202 5 200 Group 1 Automotive Inc. Common Stock 398905109 10 900 Giant Group Ltd Common Stock 374503100 1 300 Grupo Contl S A ADR 40050H107 8 600 Gap Inc. Common Stock 364760108 3,052 61,267 Great Plains Software Common Stock 39119E105 3 60 Greenpoint Financial Corp. Common Stock 395384100 236 12,035 Global Payment Tech Inc Common Stock 37936S109 171 19,800 GPU Inc. Common Stock 36225X100 200 7,296 Georgia Power Co 6.875% Senior Public PFD QTR 30/360 373334564 39 1,950 GP Strategies Corp Common Stock 36225V104 1 125 Goodrich B.F. Co. Common Stock 382388106 806 28,086 Bfgoodrich Cap PFD QTR 30/360 05538W208 16 700 W.R. Grace & Co. Common Stock 38388F108 105 8,274 Bank Of Granite Corp Common Stock 062401104 29 1,439 Gerber Scientific Inc. Common Stock 373730100 12 612 Gensci Regeneration Sciences Inc. Foreign Stock 37244V109 3 2,000 Grange National Banc Corp - PA Common Stock 387026107 1 17 Gric Communications Inc Common Stock 398081109 324 9,600 Grand Metropolitan Delaware LP Cum Pfd PFD QTR 30/360 386087209 146 5,700 Green Oasis Environmental Inc Common Stock 393177100 0 1,000 Mississippi Chemical Corp Common Stock 605288208 3 500 Grossmans Inc Common Stock 399215102 0 1,500 Glimcher Realty Trust Common Stock 379302102 290 21,450 Glimcher Realty Trust 9.25% Cum Red PFD QTR 30/360 379302201 150 10,200 Goldman Sachs Group Inc Common Stock 38141G104 2,791 26,550 Golden State Bancorp Common Stock 381197102 4 261 GS Financial Corp. Common Stock 362274102 2 200 GSI Lumonics Inc Common Stock 36229U102 9 512 Globespan Semiconductor Inc Common Stock 379571102 122 1,200 Golden Star Resources Ltd Common Stock 38119T104 0 200 GST Telecommunications Inc. Foreign Stock 361942105 67 11,000 Globalstar Telecommunications LTD - OR Common Stock G3930H104 2,094 150,888 Entergy Gulf State Utils Inc. Preferred Stock 29364L771 5 200 Goodyear Tire & Rubber Co Common Stock 382550101 845 36,259 Golf Trust of America Inc. Common Stock 38168B103 66 4,000 Gtc Telecom Corp Common Stock 36230F102 14 6,000 GTE Corp. Common Stock 362320103 13,233 186,381 Getgo Mail Com Inc Foreign Stock G38529106 1 300 Getthere.Com Inc. Common Stock 374266104 15 1,000 GT Interactive Software Corp Common Stock 36236E109 22 7,000 Gentiva Health Services Inc Common Stock 37247A102 1 87 GTECH Holdings Corp. Common Stock 400518106 10 529 Game Technologies Inc Common Stock 364649103 2 2,200 Global Technologies Ltd Common Stock 378949101 13 750 Global Telemedia Intl Inc Common Stock 37936X108 169 100,000 Gentner Communications Corp. Common Stock 37245J105 6 300 Guitar Center Inc. Common Stock 402040109 157 13,700 Global Telesystems Group Inc. Common Stock 37936U104 98 4,800 Gateway Inc. Common Stock 367626108 5,403 101,943 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Goto Com Inc X 0 2,510 0 Gargoyles Inc X 0 4,000 0 Georgia-Pacific Corp. X 0 41,099 0 Greater Pac Bancshares X 0 750 0 Genuine Parts Co. X 0 104,388 0 Georgia Pwr Cap Tr Iv X 0 1,000 0 Gerogia Power Cap Trust I X 0 2,000 0 Georgia Power Capital Tr III 7.75% PFD X 0 200 0 Group 1 Automotive Inc. X 0 900 0 Giant Group Ltd X 0 300 0 Grupo Contl S A X 0 600 0 Gap Inc. X 0 61,267 0 Great Plains Software X 0 60 0 Greenpoint Financial Corp. X 0 12,035 0 Global Payment Tech Inc X 0 19,800 0 GPU Inc. X 0 7,296 0 Georgia Power Co 6.875% Senior Public X 0 1,950 0 GP Strategies Corp X 0 125 0 Goodrich B.F. Co. X 0 28,086 0 Bfgoodrich Cap X 0 700 0 W.R. Grace & Co. X 0 8,274 0 Bank Of Granite Corp X 0 1,439 0 Gerber Scientific Inc. X 0 612 0 Gensci Regeneration Sciences Inc. X 0 2,000 0 Grange National Banc Corp - PA X 0 17 0 Gric Communications Inc X 0 9,600 0 Grand Metropolitan Delaware LP Cum Pfd X 0 5,700 0 Green Oasis Environmental Inc X 0 1,000 0 Mississippi Chemical Corp X 0 500 0 Grossmans Inc X 0 1,500 0 Glimcher Realty Trust X 0 21,450 0 Glimcher Realty Trust 9.25% Cum Red X 0 10,200 0 Goldman Sachs Group Inc X 0 26,550 0 Golden State Bancorp X 0 261 0 GS Financial Corp. X 0 200 0 GSI Lumonics Inc X 0 512 0 Globespan Semiconductor Inc X 0 1,200 0 Golden Star Resources Ltd X 0 200 0 GST Telecommunications Inc. X 0 11,000 0 Globalstar Telecommunications LTD - OR X 0 150,888 0 Entergy Gulf State Utils Inc. X 0 200 0 Goodyear Tire & Rubber Co X 0 36,259 0 Golf Trust of America Inc. X 0 4,000 0 Gtc Telecom Corp X 0 6,000 0 GTE Corp. X 0 186,381 0 Getgo Mail Com Inc X 0 300 0 Getthere.Com Inc. X 0 1,000 0 GT Interactive Software Corp X 0 7,000 0 Gentiva Health Services Inc X 0 87 0 GTECH Holdings Corp. X 0 529 0 Game Technologies Inc X 0 2,200 0 Global Technologies Ltd X 0 750 0 Global Telemedia Intl Inc X 0 100,000 0 Gentner Communications Corp. X 0 300 0 Guitar Center Inc. X 0 13,700 0 Global Telesystems Group Inc. X 0 4,800 0 Gateway Inc. X 0 101,943 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Gucci Group NV - NY Reg Shrs ADR 401566104 67 750 Gulf Pwr Cap Tr Ii PFD QTR 30/360 402476204 14 700 Gulf Power Capt Trust I 7.625% PFD QTR 30/360 402473201 35 1,600 Gabelli Utility Trust Common Stock 36240A101 89 11,801 Guyanor Resources Ltd S A Cl B Common Stock F47088103 0 40 Dean Witter Government Income Common Stock 61745P106 16 2,000 Grey Wolf Inc. Common Stock 397888108 126 31,945 Globalspan Techology Partner Common Stock 37958A101 2 2,500 Geoworks Corp. Common Stock 373692102 120 3,373 Global Water Technologies Inc Common Stock 378939102 0 1,000 Grainger WW Inc. Common Stock 384802104 2,704 49,841 Gencon Industries Inc Common Stock 368678108 0 2,500 Gencorp Inc. Common Stock 368682100 9 1,225 Sport Supply Group Inc. Common Stock 848915104 2 300 Gymboree Corporation Common Stock 403777105 8 2,000 Gza Geoenvironmental Tech Inc Common Stock 362386104 6 1,000 Genzyme-Molecular Oncology Common Stock 372917500 116 7,691 Genzyme Surgical Products Common Stock 372917609 63 5,354 Genzyme Transgenics Corp. Common Stock 37246E105 106 5,315 Genzyme Corp.-Tissue Repair Common Stock 372917401 169 25,522 Harcourt General Inc. Common Stock 41163G101 341 9,156 Harris Preferred Capital Corp. 7.375% PFD QTR 30/360 414567206 18 900 Household Capital Trust IV 7.25% Cum T PFD QTR 30/360 44180R209 20 1,000 Hills Store Company Deferred Contigent Common Stock 431COM991 0 1,000 Hercules Trust I 9.42% PFD QTR 30/360 427097209 30 1,500 Host Marriott Corp. PFD QTR 30/360 44107P203 91 4,350 Harvest Cmnty Bk Pennsville TWP Common Stock 41752W103 0 20,000 International Internet Inc Common Stock 459700100 21 45,190 Harbor Bankshares Corp. Common Stock 411465107 13 766 Hamilton Bancorp Inc - Fla Common Stock 407013101 7 450 Hall Kinion & Associates Inc. Common Stock 406069104 229 9,500 Halliburton Co. Common Stock 406216101 3,313 80,814 Hanson Plc Spon ADR New ADR 411352404 64 1,812 Harman International Industries Inc. Common Stock 413086109 319 5,310 Harbor Florida Bancshares Common Stock 411901101 404 35,537 Hasbro Inc. Common Stock 418056107 273 16,530 Hastings Entmt Inc Common Stock 418365102 4 1,000 Hatteras Income Secs Inc. Common Stock 419025101 81 6,575 Hauppage Digital Inc Common Stock 419131107 61 3,300 Healthaxis Inc Common Stock 42219D100 7 500 Hayes Corporation Common Stock 420762304 0 200 Hillenbrand Industries Inc. Common Stock 431573104 191 5,625 Huntington Bancshares Inc. Common Stock 446150104 203 9,067 HSBC Holdings PLC -Spons ADR ADR 404280406 6,211 101,920 Hispanic Broadcasting Corp Common Stock 43357B104 170 1,500 Hungarian Broadcasting Corp Common Stock 445539109 1 5,000 HSBC Holdings (Hong Kong Reg) Foreign Stock HBCXF 9 737 Hsb Hldgs Plc Ord Foreign Stock G4634U169 35 3,000 Homebase Inc. Common Stock 43738E108 51 25,360 Huttig Bldg Prods Inc Common Stock 448451104 1 244 Harbor Bank - VA Common Stock 41146K104 42 6,000 Wolf Howard B Inc Common Stock 977725100 0 1,000 Hanover Compressor Co. Common Stock 410768105 522 9,186 Hudson City Bancorp Common Stock 443683107 66 4,500 HCC Insurance Holdings Inc. Common Stock 404132102 4 300 Home Centers Incorporated Common Stock 437062102 0 200 Health Care REIT, Inc. Common Stock 42217K106 280 19,974 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Gucci Group NV - NY Reg Shrs X 0 750 0 Gulf Pwr Cap Tr Ii X 0 700 0 Gulf Power Capt Trust I 7.625% X 0 1,600 0 Gabelli Utility Trust X 0 11,801 0 Guyanor Resources Ltd S A Cl B X 0 40 0 Dean Witter Government Income X 0 2,000 0 Grey Wolf Inc. X 0 31,945 0 Globalspan Techology Partner X 0 2,500 0 Geoworks Corp. X 0 3,373 0 Global Water Technologies Inc X 0 1,000 0 Grainger WW Inc. X 0 49,841 0 Gencon Industries Inc X 0 2,500 0 Gencorp Inc. X 0 1,225 0 Sport Supply Group Inc. X 0 300 0 Gymboree Corporation X 0 2,000 0 Gza Geoenvironmental Tech Inc X 0 1,000 0 Genzyme-Molecular Oncology X 0 7,691 0 Genzyme Surgical Products X 0 5,354 0 Genzyme Transgenics Corp. X 0 5,315 0 Genzyme Corp.-Tissue Repair X 0 25,522 0 Harcourt General Inc. X 0 9,156 0 Harris Preferred Capital Corp. 7.375% X 0 900 0 Household Capital Trust IV 7.25% Cum T X 0 1,000 0 Hills Store Company Deferred Contigent X 0 1,000 0 Hercules Trust I 9.42% X 0 1,500 0 Host Marriott Corp. X 0 4,350 0 Harvest Cmnty Bk Pennsville TWP X 0 20,000 0 International Internet Inc X 0 45,190 0 Harbor Bankshares Corp. X 0 766 0 Hamilton Bancorp Inc - Fla X 0 450 0 Hall Kinion & Associates Inc. X 0 9,500 0 Halliburton Co. X 0 80,814 0 Hanson Plc Spon ADR New X 0 1,812 0 Harman International Industries Inc. X 0 5,310 0 Harbor Florida Bancshares X 0 35,537 0 Hasbro Inc. X 0 16,530 0 Hastings Entmt Inc X 0 1,000 0 Hatteras Income Secs Inc. X 0 6,575 0 Hauppage Digital Inc X 0 3,300 0 Healthaxis Inc X 0 500 0 Hayes Corporation X 0 200 0 Hillenbrand Industries Inc. X 0 5,625 0 Huntington Bancshares Inc. X 0 9,067 0 HSBC Holdings PLC -Spons ADR X 0 101,920 0 Hispanic Broadcasting Corp X 0 1,500 0 Hungarian Broadcasting Corp X 0 5,000 0 HSBC Holdings (Hong Kong Reg) X 0 737 0 Hsb Hldgs Plc Ord X 0 3,000 0 Homebase Inc. X 0 25,360 0 Huttig Bldg Prods Inc X 0 244 0 Harbor Bank - VA X 0 6,000 0 Wolf Howard B Inc X 0 1,000 0 Hanover Compressor Co. X 0 9,186 0 Hudson City Bancorp X 0 4,500 0 HCC Insurance Holdings Inc. X 0 300 0 Home Centers Incorporated X 0 200 0 Health Care REIT, Inc. X 0 19,974 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Health Care Reit Inc 8.875% PFD QTR 30/360 42217K205 9 600 Horizon Organic Holding Common Stock 44043T103 2 200 Health Care Property Investors Inc. Common Stock 421915109 311 12,237 Healthcare Ppty Invs Inc 8.70% Pfd PFD QTR 30/360 421915406 23 1,400 Health Care Prop Invs Inc PFD QTR 30/360 421915604 68 4,150 Hlth Care Ppty Inv 7.875% PFD Ser A PFD QTR 30/360 421915307 7 500 Manor Care Inc Common Stock 564055101 167 12,390 Hector Communications Corp Common Stock 422730101 14 1,000 Home Depot Inc. Common Stock 437076102 33,142 513,827 Hadco Corp. Common Stock 404681108 461 7,135 Quantum Corp-Hard Disk Drive Common Stock 747906303 49 4,381 Harley Davidson, Inc. Common Stock 412822108 10,298 129,737 Hie Inc Common Stock 40419W100 12 2,000 Handleman Co Del Common Stock 410252100 4 400 Hadron Inc.orporation New Common Stock 405009200 0 50 Rts Hills Stores Co. Common Stock 431692987 0 202 Hudson Technologies Inc Common Stock 444144109 2 1,000 Hawaiian Elec Inds Inc. Common Stock 419870100 48 1,500 Hawaiian Elec Industries Capt Preferred Stock 41987M201 62 2,780 Harken Energy Corp. Common Stock 412552101 6 6,000 Heico Corp. Common Stock 422806109 13 900 Heico Corp New - Cl A Common Stock 422806208 4 300 Helen of Troy LTD Common Stock G4388N106 15 2,200 Hello Direct Inc Common Stock 423402106 16 1,200 Helix Technology Inc. Common Stock 423319102 211 3,520 Hemispherx Biopharma Inc Common Stock 42366C103 1,986 183,650 Heco Capital Trust II Pfd Secs Ser 7.3 PFD QTR 30/360 40415B209 64 3,100 Harrah's Entertainment Inc. Common Stock 413619107 36 1,951 Heller Financial Inc Cl A Common Stock 423328103 15 659 Homefed Corp Common Stock 43739D208 5 7,818 Homegold Finl Inc Common Stock 43740E104 0 150 Harleysville Group, Inc. Common Stock 412824104 32 2,200 Horizon Group Properties Inc Common Stock 44041U102 3 735 Hanger Orthopedic Group, Inc. Common Stock 41043F208 377 71,025 Heathgrades.com Inc Common Stock 42222R104 7 3,000 Human Genome Sciences Inc. Common Stock 444903108 218 2,626 Hooper Holmes Incorporated Common Stock 439104100 31 900 Internet HOLDRs Tr Common Stock 46059W102 599 3,600 Harte-Hanks Communications, Inc. Common Stock 416196103 9 400 Household International Inc. Common Stock 441815107 1,392 37,303 Household Capt Trust II 8.7% Preferred Stock 44180H102 10 400 Hibernia Corp. Class A Common Stock 428656102 963 91,736 Hibbett Sporting Goods Inc Common Stock 428565105 28 1,350 Hydrogiene Corp Common Stock 448884106 5 3,000 Salomon Bros High Income Fund Common Stock 79547Q106 30 2,450 HI/FN Inc. Common Stock 428358105 33 500 Hartford Financial Services Group Inc. Common Stock 416515104 2,161 40,974 Hartford Capital II 8.35% PFD QTR 30/360 416320208 95 4,050 Hartford Capital I Inc. 7.70% Pfd Ser PFD QTR 30/360 416315208 231 10,700 Highline Inds Inc. Common Stock 431108109 0 1,000 Heineken N V - ADR ADR 423012202 194 3,636 HI Shear Inds Inc. Common Stock 428399109 0 150 Hitachi Ltd ADR 10 Com ADR 433578507 7,165 58,793 CEL SCI Corp. Common Stock 150837409 110 17,530 Highwoods Properties Inc. Common Stock 431284108 1,300 61,157 Highwoods Properties Inc. 8% PFD Ser B PFD QTR 30/360 431284306 190 11,000 Highwoods Properties Inc. 8.00% PFD PFD QTR 30/360 431284504 7 400 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Health Care Reit Inc 8.875% X 0 600 0 Horizon Organic Holding X 0 200 0 Health Care Property Investors Inc. X 0 12,237 0 Healthcare Ppty Invs Inc 8.70% Pfd X 0 1,400 0 Health Care Prop Invs Inc X 0 4,150 0 Hlth Care Ppty Inv 7.875% PFD Ser A X 0 500 0 Manor Care Inc X 0 12,390 0 Hector Communications Corp X 0 1,000 0 Home Depot Inc. X 0 513,827 0 Hadco Corp. X 0 7,135 0 Quantum Corp-Hard Disk Drive X 0 4,381 0 Harley Davidson, Inc. X 0 129,737 0 Hie Inc X 0 2,000 0 Handleman Co Del X 0 400 0 Hadron Inc.orporation New X 0 50 0 Rts Hills Stores Co. X 0 202 0 Hudson Technologies Inc X 0 1,000 0 Hawaiian Elec Inds Inc. X 0 1,500 0 Hawaiian Elec Industries Capt X 0 2,780 0 Harken Energy Corp. X 0 6,000 0 Heico Corp. X 0 900 0 Heico Corp New - Cl A X 0 300 0 Helen of Troy LTD X 0 2,200 0 Hello Direct Inc X 0 1,200 0 Helix Technology Inc. X 0 3,520 0 Hemispherx Biopharma Inc X 0 183,650 0 Heco Capital Trust II Pfd Secs Ser 7.3 X 0 3,100 0 Harrah's Entertainment Inc. X 0 1,951 0 Heller Financial Inc Cl A X 0 659 0 Homefed Corp X 0 7,818 0 Homegold Finl Inc X 0 150 0 Harleysville Group, Inc. X 0 2,200 0 Horizon Group Properties Inc X 0 735 0 Hanger Orthopedic Group, Inc. X 0 71,025 0 Heathgrades.com Inc X 0 3,000 0 Human Genome Sciences Inc. X 0 2,626 0 Hooper Holmes Incorporated X 0 900 0 Internet HOLDRs Tr X 0 3,600 0 Harte-Hanks Communications, Inc. X 0 400 0 Household International Inc. X 0 37,303 0 Household Capt Trust II 8.7% X 0 400 0 Hibernia Corp. Class A X 0 91,736 0 Hibbett Sporting Goods Inc X 0 1,350 0 Hydrogiene Corp X 0 3,000 0 Salomon Bros High Income Fund X 0 2,450 0 HI/FN Inc. X 0 500 0 Hartford Financial Services Group Inc. X 0 40,974 0 Hartford Capital II 8.35% X 0 4,050 0 Hartford Capital I Inc. 7.70% Pfd Ser X 0 10,700 0 Highline Inds Inc. X 0 1,000 0 Heineken N V - ADR X 0 3,636 0 HI Shear Inds Inc. X 0 150 0 Hitachi Ltd ADR 10 Com X 0 58,793 0 CEL SCI Corp. X 0 17,530 0 Highwoods Properties Inc. X 0 61,157 0 Highwoods Properties Inc. 8% PFD Ser B X 0 11,000 0 Highwoods Properties Inc. 8.00% PFD X 0 400 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Hancock Fabrics Inc. Common Stock 409900107 55 19,200 Cable & Wireless HKT ADR 126828102 141 5,459 Hecla Mining Co Common Stock 422704106 4 3,150 Healthhextras Inc. Common Stock 422211102 2 500 Hartford Life Inc. Common Stock 416592103 308 6,580 Harmonic Lightwaves Inc. Common Stock 413160102 623 7,485 Hilton Hotels Corp. Common Stock 432848109 79 10,135 Healtheon Corp. Common Stock 422209106 550 23,930 Helix Systems Limited Common Stock 42332E100 0 1,500 Hollywood Entertainment Corp. Common Stock 436141105 165 20,500 Homestake Mining Co Common Stock 437614100 18 3,025 Health Management Associates, Inc. Cl Common Stock 421933102 671 47,083 Honda Motor LTD AMER SHS ADR 438128308 132 1,630 Home Properties of New York, Common Stock 437306103 118 4,400 Host Marriott Finl Tr PreferdStk Conv 441079407 7 240 HMG Courtland Properties Inc. Common Stock 404232100 2 200 Ha-Lo Industries Inc. Common Stock 404429102 34 4,365 Horace Mann Educators Common Stock 440327104 560 30,350 Homeseekers Com Inc Common Stock 437605108 175 11,380 Health Management Systems, Inc Common Stock 42219M100 16 3,300 Host Marriott Corp Common Stock 44107P104 477 53,755 Host Marriott Corp New PFD QTR 30/360 44107P302 40 2,000 HMT Technology Corp. Common Stock 403917107 14 4,370 Advanced Voice Technologies Common Stock 00754W107 0 800 Heilig-Myers Co Common Stock 422893107 30 7,548 Harleysville National Corp. - PA Common Stock 412850109 10 381 Hospital Newspapers Group Inc. Common Stock 440906105 0 290 HON Industries Inc. Common Stock 438092108 1,380 53,583 H J Heinz Co Common Stock 423074103 5,855 167,886 Holywood.Com Inc Common Stock 436137103 95 6,060 Hologic Inc. Common Stock 436440101 79 9,900 Homestore Com Inc Common Stock 437852106 17 350 Honeywell International Inc. Common Stock 438516106 17,448 331,163 Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 382 14,537 Hotjobs Com Inc Common Stock 441474103 59 2,353 Hot Topic Inc Common Stock 441339108 429 12,250 Hovnanian Enterprises Inc. Common Stock 442487203 2 320 Hopewell Holding Limited ADR 439555301 1 2,000 Helmerich & Payne Common Stock 423452101 402 12,970 Home Port Bancorp Inc Common Stock 437304108 9 400 Hercules Inc. Common Stock 427056106 203 12,587 Harnischfeger Industries Inc. Common Stock 413345109 0 100 Heartport Inc. Common Stock 421969106 15 3,195 Hospitality Properties Trust Common Stock 44106M102 1,386 68,440 High Point Bank Corp. Common Stock 429706104 15 106 H & Q Life Sciences Investors Common Stock 404053100 309 10,661 Healthcare Realty Trust Common Stock 421946104 637 38,032 Block H & R Inc. Common Stock 093671105 366 8,182 Harbinger Corp. Common Stock 41145C103 176 6,050 Harbor Federal Bancorp Inc. Common Stock 41151A108 21 1,584 Hudson River Bancorp Common Stock 444128102 9 920 Healthsouth Corp. Common Stock 421924101 3,034 545,340 Hartcourt Cos Inc Common Stock 416187201 17 1,400 Hannaford Brothers Inc. Common Stock 410550107 12,095 164,002 Harford Natl Bk Aberdeen Md Common Stock 41251W109 1,123 26,125 Hormel Foods Corp. Common Stock 440452100 215 13,070 HRPT Proprties Trust Common Stock 40426W101 461 53,021 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Hancock Fabrics Inc. X 0 19,200 0 Cable & Wireless HKT X 0 5,459 0 Hecla Mining Co X 0 3,150 0 Healthhextras Inc. X 0 500 0 Hartford Life Inc. X 0 6,580 0 Harmonic Lightwaves Inc. X 0 7,485 0 Hilton Hotels Corp. X 0 10,135 0 Healtheon Corp. X 0 23,930 0 Helix Systems Limited X 0 1,500 0 Hollywood Entertainment Corp. X 0 20,500 0 Homestake Mining Co X 0 3,025 0 Health Management Associates, Inc. Cl X 0 47,083 0 Honda Motor LTD AMER SHS X 0 1,630 0 Home Properties of New York, X 0 4,400 0 Host Marriott Finl Tr X 0 240 0 HMG Courtland Properties Inc. X 0 200 0 Ha-Lo Industries Inc. X 0 4,365 0 Horace Mann Educators X 0 30,350 0 Homeseekers Com Inc X 0 11,380 0 Health Management Systems, Inc X 0 3,300 0 Host Marriott Corp X 0 53,755 0 Host Marriott Corp New X 0 2,000 0 HMT Technology Corp. X 0 4,370 0 Advanced Voice Technologies X 0 800 0 Heilig-Myers Co X 0 7,548 0 Harleysville National Corp. - PA X 0 381 0 Hospital Newspapers Group Inc. X 0 290 0 HON Industries Inc. X 0 53,583 0 H J Heinz Co X 0 167,886 0 Holywood.Com Inc X 0 6,060 0 Hologic Inc. X 0 9,900 0 Homestore Com Inc X 0 350 0 Honeywell International Inc. X 0 331,163 0 Starwood Hotels & Resorts Worldwide In X 0 14,537 0 Hotjobs Com Inc X 0 2,353 0 Hot Topic Inc X 0 12,250 0 Hovnanian Enterprises Inc. X 0 320 0 Hopewell Holding Limited X 0 2,000 0 Helmerich & Payne X 0 12,970 0 Home Port Bancorp Inc X 0 400 0 Hercules Inc. X 0 12,587 0 Harnischfeger Industries Inc. X 0 100 0 Heartport Inc. X 0 3,195 0 Hospitality Properties Trust X 0 68,440 0 High Point Bank Corp. X 0 106 0 H & Q Life Sciences Investors X 0 10,661 0 Healthcare Realty Trust X 0 38,032 0 Block H & R Inc. X 0 8,182 0 Harbinger Corp. X 0 6,050 0 Harbor Federal Bancorp Inc. X 0 1,584 0 Hudson River Bancorp X 0 920 0 Healthsouth Corp. X 0 545,340 0 Hartcourt Cos Inc X 0 1,400 0 Hannaford Brothers Inc. X 0 164,002 0 Harford Natl Bk Aberdeen Md X 0 26,125 0 Hormel Foods Corp. X 0 13,070 0 HRPT Proprties Trust X 0 53,021 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Harris Corp. Common Stock 413875105 255 7,365 Hallwood Realty Partnership LP Dep Uts LTD Part P4 40636T203 0 4 Hertz Corporation Common Stock 428040109 10 300 High Speed Access Corp Common Stock 42979U102 27 2,100 HSB Group Inc. Common Stock 40428N109 213 7,355 Harsco Corp. Common Stock 415864107 113 3,899 Homestead Village Inc. Common Stock 437851108 5 1,462 HS Resources Inc. Common Stock 404297103 153 7,247 Henry Schein Inc. Common Stock 806407102 58 3,605 Hussmann International Inc. Common Stock 448110106 40 3,174 High Speed Net Solutions Inc Common Stock 429793102 19 2,600 Hershey Foods Corp. Common Stock 427866108 2,377 48,750 Hyperion 2002 Term Trust Inc. Common Stock 448915108 166 20,305 Hungarian Tel & Cable Corp Common Stock 445542103 29 3,500 Hutchinson Technology Inc. Common Stock 448407106 13 720 H T E Inc. Common Stock 403926108 26 8,000 Hawthorne Finl Corp Common Stock 420542102 70 8,400 Heartland Express Inc. Common Stock 422347104 1,453 103,425 Houghton Mifflin Co Common Stock 441560109 474 11,170 Hearst-Argyle Television Inc. Common Stock 422317107 888 38,005 Hitox Corp. of America Common Stock 433658101 1 500 Hubbell Inc. CL A Common Stock 443510102 51 1,970 Hubbell Inc. CL B Common Stock 443510201 630 23,014 Hudson Hotels Corp. Common Stock 443794102 0 500 Hughes Supply Inc. Common Stock 444482103 402 25,925 Humana Inc. Common Stock 444859102 382 52,225 Humphrey Hospitality Trust Common Stock 445467103 90 13,500 Hutchinson Whampoa - Unsp ADR ADR 448415208 19 212 Haverty Furniture Co Inc. Common Stock 419596101 614 57,790 Hollywood Casino Corp. Common Stock 436132203 4 1,000 Hewlett-Packard Co. Common Stock 428236103 45,283 341,596 Highwaymaster Communications Common Stock 431263102 9 2,000 Hexcel Corp. Common Stock 428291108 1 100 Houston Inds Inc. 7.00% Pfd PreferdStk Conv 442161204 16 100 Hyperdynamics Corp Common Stock 448954107 5 1,000 Hyperion Solutions Corp Common Stock 44914M104 23 720 Hyseq Inc Common Stock 449163302 112 2,500 Insurance Auto Auctions Inc. Common Stock 457875102 6 330 International Absorbents Inc Common Stock 45885E104 8 10,000 IAC Capital Trust 8.25% Trust Orig Pfd PFD QTR 30/360 44919E206 27 1,300 Internet Architecture Holdr Tr Common Stock 46060A107 78 800 Information Analysis Inc Common Stock 456696103 2 2,000 Information Architects Corp Common Stock 45669R107 36 2,100 ACTV Inc. Common Stock 00088E104 105 3,000 iBasis, Inc. Common Stock 450732102 14 332 Interstate Bakeries Corp. Common Stock 46072H108 61 4,300 IBS Computer Corp. Common Stock 449225101 0 67 Intimate Brands Inc. Common Stock 461156101 355 8,661 IBIS Technology Corp. Common Stock 450909106 144 1,595 International Business Machines Common Stock 459200101 68,772 582,817 Intl Business Machine Corp 7.50% PFD A PFD QTR 30/360 459200309 28 1,100 IBP Inc. Common Stock 449223106 343 21,770 Intrabiotics Pharmaceuticals Common Stock 46116T100 150 10,000 Internet Businesss Intl Inc Common Stock 46059L106 0 300 Icici Ltd ADR 44926P202 9 400 Empresas ICA Sociedad ADR 292448107 0 70 It Capital Ltd Nz Foreign Stock Q4984X119 1 2,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Harris Corp. X 0 7,365 0 Hallwood Realty Partnership LP Dep Uts X 0 4 0 Hertz Corporation X 0 300 0 High Speed Access Corp X 0 2,100 0 HSB Group Inc. X 0 7,355 0 Harsco Corp. X 0 3,899 0 Homestead Village Inc. X 0 1,462 0 HS Resources Inc. X 0 7,247 0 Henry Schein Inc. X 0 3,605 0 Hussmann International Inc. X 0 3,174 0 High Speed Net Solutions Inc X 0 2,600 0 Hershey Foods Corp. X 0 48,750 0 Hyperion 2002 Term Trust Inc. X 0 20,305 0 Hungarian Tel & Cable Corp X 0 3,500 0 Hutchinson Technology Inc. X 0 720 0 H T E Inc. X 0 8,000 0 Hawthorne Finl Corp X 0 8,400 0 Heartland Express Inc. X 0 103,425 0 Houghton Mifflin Co X 0 11,170 0 Hearst-Argyle Television Inc. X 0 38,005 0 Hitox Corp. of America X 0 500 0 Hubbell Inc. CL A X 0 1,970 0 Hubbell Inc. CL B X 0 23,014 0 Hudson Hotels Corp. X 0 500 0 Hughes Supply Inc. X 0 25,925 0 Humana Inc. X 0 52,225 0 Humphrey Hospitality Trust X 0 13,500 0 Hutchinson Whampoa - Unsp ADR X 0 212 0 Haverty Furniture Co Inc. X 0 57,790 0 Hollywood Casino Corp. X 0 1,000 0 Hewlett-Packard Co. X 0 341,596 0 Highwaymaster Communications X 0 2,000 0 Hexcel Corp. X 0 100 0 Houston Inds Inc. 7.00% Pfd X 0 100 0 Hyperdynamics Corp X 0 1,000 0 Hyperion Solutions Corp X 0 720 0 Hyseq Inc X 0 2,500 0 Insurance Auto Auctions Inc. X 0 330 0 International Absorbents Inc X 0 10,000 0 IAC Capital Trust 8.25% Trust Orig Pfd X 0 1,300 0 Internet Architecture Holdr Tr X 0 800 0 Information Analysis Inc X 0 2,000 0 Information Architects Corp X 0 2,100 0 ACTV Inc. X 0 3,000 0 iBasis, Inc. X 0 332 0 Interstate Bakeries Corp. X 0 4,300 0 IBS Computer Corp. X 0 67 0 Intimate Brands Inc. X 0 8,661 0 IBIS Technology Corp. X 0 1,595 0 International Business Machines X 0 582,817 0 Intl Business Machine Corp 7.50% PFD A X 0 1,100 0 IBP Inc. X 0 21,770 0 Intrabiotics Pharmaceuticals X 0 10,000 0 Internet Businesss Intl Inc X 0 300 0 Icici Ltd X 0 400 0 Empresas ICA Sociedad X 0 70 0 It Capital Ltd Nz X 0 2,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Independence Community Bank Corp. Common Stock 453414104 62 5,546 Internet Cable Corp. Common Stock 46057X102 233 20,000 Immucell Corp. Common Stock 452525306 14 3,000 Insight Communications Inc Common Stock 45768V108 321 15,550 Internet Comm Corp Common Stock 46059F109 28 600 Natural Solutions Corp Common Stock 63901V109 3 5,500 Ice Ice Factory Inc. Common Stock 44924D102 0 1,250 Internet Cap Group Inc Common Stock 46059C106 2,114 23,410 ICG Communications Inc. Common Stock 449246107 150 4,153 Imperial Chemical Inds Plc Adr ADR 452704505 2,115 65,595 Intermedia Communications Inc. Common Stock 458801107 49 1,011 Intellicall Inc Common Stock 45815C103 20 15,000 ICN Pharmaceuticals Inc. Common Stock 448924100 2,724 99,966 Incomnet Inc Common Stock 453365207 0 5,000 Inacom Corp. Common Stock 45323G109 137 49,654 Intelect Communications Inc. Common Stock 458144102 38 6,520 Icos Corp. Common Stock 449295104 238 6,593 Innovative Clinical Solutn Ltd Common Stock 45767E107 0 1,000 I.C.U. Med Inc. Common Stock 44930G107 101 5,600 Idacorp Inc Common Stock 451107106 451 12,968 Id Biomedical Corp Foreign Stock 44936D108 49 10,500 Inter-Digital Communications Corp. Common Stock 45866A105 457 18,105 Comparator Systems Corp. New Common Stock 204494207 0 10,000 Idm Environmental Corp Common Stock 449391309 1 120 Intelli-check Inc Common Stock 45817G102 10 1,000 Indo Pac Intl Corp Common Stock 455777102 0 250 IDEC Pharmaceutical Corp. Common Stock 449370105 426 4,339 Industrial Services of America Common Stock 456314103 3 1,000 IDT Corp. Common Stock 448947101 21 500 Integrated Device Technology Common Stock 458118106 92 2,315 Identix Inc. Common Stock 451906101 15 550 Idexx Laboratories Corp. Common Stock 45168D104 40 1,700 International Enexco Ltd Foreign Stock 45945G107 0 600 Iec Electrs Corp New Common Stock 44949L105 15 5,000 Indiana Energy Inc. Common Stock 454707100 49 2,532 IEM S A Amern Shs ADR 449496207 0 12 Ientertainment Network Inc Common Stock 45169Q104 1 250 Ies Utils Inc PFD QTR 30/360 44949R508 32 1,520 IDEX Corp. Common Stock 45167R104 215 7,875 International Fibercom Inc. Common Stock 45950T101 23 975 International Flavors & Fragrances Common Stock 459506101 211 6,030 Investors Financial Services Corp Common Stock 461915100 136 2,310 Informix Corp. Common Stock 456779107 1,718 101,437 The India Fund, Inc. MutualFdEqClose 454089103 14 800 IFR Sys Inc. Common Stock 449507102 1 82 Interface Inc. Common Stock 458665106 47 11,100 Infineon Technologies Ag ADR 45662N103 46 800 Interstate Gen L P Common Stock 460885205 3 500 Igen International Inc. Common Stock 449536101 43 1,700 IMC Global Inc. Common Stock 449669100 14 965 Internet Gold-golden Lines Ltd Foreign Stock M56595107 25 1,000 International Gaming Mgmt Common Stock 459548103 0 1,100 Igo Corp Common Stock 449592104 5 680 International Game Technology Common Stock 459902102 76 3,501 Igate Capital Corp Common Stock 45169U105 227 5,035 Interstate Hotels Corp Common Stock 46088R108 3 1,018 International Home Foods Inc Common Stock 459655106 77 4,839 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Independence Community Bank Corp. X 0 5,546 0 Internet Cable Corp. X 0 20,000 0 Immucell Corp. X 0 3,000 0 Insight Communications Inc X 0 15,550 0 Internet Comm Corp X 0 600 0 Natural Solutions Corp X 0 5,500 0 Ice Ice Factory Inc. X 0 1,250 0 Internet Cap Group Inc X 0 23,410 0 ICG Communications Inc. X 0 4,153 0 Imperial Chemical Inds Plc Adr X 0 65,595 0 Intermedia Communications Inc. X 0 1,011 0 Intellicall Inc X 0 15,000 0 ICN Pharmaceuticals Inc. X 0 99,966 0 Incomnet Inc X 0 5,000 0 Inacom Corp. X 0 49,654 0 Intelect Communications Inc. X 0 6,520 0 Icos Corp. X 0 6,593 0 Innovative Clinical Solutn Ltd X 0 1,000 0 I.C.U. Med Inc. X 0 5,600 0 Idacorp Inc X 0 12,968 0 Id Biomedical Corp X 0 10,500 0 Inter-Digital Communications Corp. X 0 18,105 0 Comparator Systems Corp. New X 0 10,000 0 Idm Environmental Corp X 0 120 0 Intelli-check Inc X 0 1,000 0 Indo Pac Intl Corp X 0 250 0 IDEC Pharmaceutical Corp. X 0 4,339 0 Industrial Services of America X 0 1,000 0 IDT Corp. X 0 500 0 Integrated Device Technology X 0 2,315 0 Identix Inc. X 0 550 0 Idexx Laboratories Corp. X 0 1,700 0 International Enexco Ltd X 0 600 0 Iec Electrs Corp New X 0 5,000 0 Indiana Energy Inc. X 0 2,532 0 IEM S A Amern Shs X 0 12 0 Ientertainment Network Inc X 0 250 0 Ies Utils Inc X 0 1,520 0 IDEX Corp. X 0 7,875 0 International Fibercom Inc. X 0 975 0 International Flavors & Fragrances X 0 6,030 0 Investors Financial Services Corp X 0 2,310 0 Informix Corp. X 0 101,437 0 The India Fund, Inc. X 0 800 0 IFR Sys Inc. X 0 82 0 Interface Inc. X 0 11,100 0 Infineon Technologies Ag X 0 800 0 Interstate Gen L P X 0 500 0 Igen International Inc. X 0 1,700 0 IMC Global Inc. X 0 965 0 Internet Gold-golden Lines Ltd X 0 1,000 0 International Gaming Mgmt X 0 1,100 0 Igo Corp X 0 680 0 International Game Technology X 0 3,501 0 Igate Capital Corp X 0 5,035 0 Interstate Hotels Corp X 0 1,018 0 International Home Foods Inc X 0 4,839 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Information Hldgs Inc Common Stock 456727106 106 3,380 Industrial Hldgs Inc. Common Stock 456160100 67 32,600 C Wts Industrial Holdings Inc Common Stock 456160134 17 55,000 Integrated Health Services Inc. Common Stock 45812C106 15 56,495 Morgan Stanley India Fund MutualFdEqClose 61745C105 36 2,750 Investors Ins Group Inc Common Stock 461606105 0 100 Internet Infrastructr Holds Tr Common Stock 46059V104 68 1,000 Internet Initiative Japan Inc ADR 46059T109 222 3,183 I T T Industries Inc. Common Stock 450911102 210 6,770 Indus Intl Inc Common Stock 45578L100 3 400 INA Investment Secs Inc. Common Stock 17179X106 32 2,200 Integrated Information Sys Inc Common Stock 45817B103 12 550 II-IV Inc. Common Stock 902104108 46 1,200 Ixl Enterprises Inc Common Stock 450718101 209 7,450 IKON Office Solutions Inc. Common Stock 451713101 524 84,732 Ilex Oncology Inc. Common Stock 451923106 4 100 Intelogic Trace Inc. Common Stock 45815W109 0 1,750 I-Link Inc. Common Stock 449927102 55 5,200 International Panorama Res Cp Foreign Stock 459945101 13 306,000 Ingram Micro Inc. Common Stock 457153104 508 33,056 Imatron Inc Common Stock 452906100 62 17,375 Imax Corp. Common Stock 45245E109 4 200 International Multifoods Corp. Common Stock 460043102 4 300 Imclone Systems Inc Common Stock 45245W109 7,283 94,735 Imaging Diagnostic Sys Inc Common Stock 45244W100 42 16,150 Intl Meta Systems Inc Common Stock 45986B108 0 3,000 Immunogen Inc. Common Stock 45253H101 60 5,000 Imagex Com Inc Common Stock 45244D102 40 2,000 San Paolo-imi S P A ADR 799175104 30 1,048 Indiana Michigan Power Jr Sub Debs PFD QTR 30/360 454889817 11 500 Merrill Lynch & Co Inc PFD QTR 30/360 590188751 9 500 Immersion Corp Common Stock 452521107 15 250 Immunomedics Inc. Common Stock 452907108 606 23,495 Imation Corp. Common Stock 45245A107 6 240 Immune Response Corp. - Del Common Stock 45252T106 64 5,550 Immunex Corp. Common Stock 452528102 3,098 48,839 Imperial Oil Ltd Common Stock 453038408 21 1,000 Imaginon Inc Common Stock 45246K104 11 4,250 Intermost Corp Common Stock 45881R109 8 2,000 Imperial Bancorp Common Stock 452556103 86 2,790 Impala Platinum Hldgs ADR 452553209 17 500 Impath Inc Common Stock 45255G101 11 300 Impsat Fiber Networks Inc Foreign Stock 45321T103 56 2,000 Imco Recycling Inc. Common Stock 449681105 136 12,250 IMR Global Corp. Common Stock 45321W106 72 5,000 Imsco Technologies Inc Common Stock 449697101 12 13,200 Grupo Imsa S A De C V ADR 40048T106 3 259 Infonet Svcs Corp Common Stock 45666T106 2 100 Intellicorp Inc Common Stock 458153103 4 900 Internap Network Svcs Corp Common Stock 45885A102 5 100 Industrial Bancorp Inc. Common Stock 455882100 36 3,400 Intercell Corp Common Stock 458441300 2 8,000 Incara Pharmaceuticals Corp Common Stock 45324E103 1 100 Infocure Corp. Common Stock 45665A108 11 625 Incyte Pharmaceuticals Inc. Common Stock 45337C102 123 1,419 American Indl Pptys Reit Common Stock 026791202 15 1,306 Independent Bank Corp. Common Stock 453836108 636 53,315 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Information Hldgs Inc X 0 3,380 0 Industrial Hldgs Inc. X 0 32,600 0 C Wts Industrial Holdings Inc X 0 55,000 0 Integrated Health Services Inc. X 0 56,495 0 Morgan Stanley India Fund X 0 2,750 0 Investors Ins Group Inc X 0 100 0 Internet Infrastructr Holds Tr X 0 1,000 0 Internet Initiative Japan Inc X 0 3,183 0 I T T Industries Inc. X 0 6,770 0 Indus Intl Inc X 0 400 0 INA Investment Secs Inc. X 0 2,200 0 Integrated Information Sys Inc X 0 550 0 II-IV Inc. X 0 1,200 0 Ixl Enterprises Inc X 0 7,450 0 IKON Office Solutions Inc. X 0 84,732 0 Ilex Oncology Inc. X 0 100 0 Intelogic Trace Inc. X 0 1,750 0 I-Link Inc. X 0 5,200 0 International Panorama Res Cp X 0 306,000 0 Ingram Micro Inc. X 0 33,056 0 Imatron Inc X 0 17,375 0 Imax Corp. X 0 200 0 International Multifoods Corp. X 0 300 0 Imclone Systems Inc X 0 94,735 0 Imaging Diagnostic Sys Inc X 0 16,150 0 Intl Meta Systems Inc X 0 3,000 0 Immunogen Inc. X 0 5,000 0 Imagex Com Inc X 0 2,000 0 San Paolo-imi S P A X 0 1,048 0 Indiana Michigan Power Jr Sub Debs X 0 500 0 Merrill Lynch & Co Inc X 0 500 0 Immersion Corp X 0 250 0 Immunomedics Inc. X 0 23,495 0 Imation Corp. X 0 240 0 Immune Response Corp. - Del X 0 5,550 0 Immunex Corp. X 0 48,839 0 Imperial Oil Ltd X 0 1,000 0 Imaginon Inc X 0 4,250 0 Intermost Corp X 0 2,000 0 Imperial Bancorp X 0 2,790 0 Impala Platinum Hldgs X 0 500 0 Impath Inc X 0 300 0 Impsat Fiber Networks Inc X 0 2,000 0 Imco Recycling Inc. X 0 12,250 0 IMR Global Corp. X 0 5,000 0 Imsco Technologies Inc X 0 13,200 0 Grupo Imsa S A De C V X 0 259 0 Infonet Svcs Corp X 0 100 0 Intellicorp Inc X 0 900 0 Internap Network Svcs Corp X 0 100 0 Industrial Bancorp Inc. X 0 3,400 0 Intercell Corp X 0 8,000 0 Incara Pharmaceuticals Corp X 0 100 0 Infocure Corp. X 0 625 0 Incyte Pharmaceuticals Inc. X 0 1,419 0 American Indl Pptys Reit X 0 1,306 0 Independent Bank Corp. X 0 53,315 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Independent Capital Trust II 11% PFD QTR 30/360 45385B204 651 25,280 Independent Capital Trust I PFD QTR 30/360 45384F206 681 31,135 Indigo NV Foreign Stock N44495104 26 3,800 Individual Investor Group Inc. Common Stock 455907105 5 1,000 Indo-Pacific Energy LTD Foreign Stock 455908103 1 3,000 Independent Energy Hldgs PLC ADR ADR 45384X108 154 3,439 Infinity Broadcasting Corp. Common Stock 45662S102 128 3,954 Informatica Corp Common Stock 45666Q102 43 555 Infracorps Inc Common Stock 456826106 3 10,000 Infodata Systems Inc. New Common Stock 456650209 1 232 Infonautics Corp - Cl A Common Stock 456662105 17 2,000 In Focus Systems Inc. Common Stock 452919103 10 285 Inforte Corp Common Stock 45677R107 10 200 Infosys Technologies Ltd ADR 456788108 165 854 Ing Groep NV Spons ADR ADR 456837103 6,628 120,501 Intergraph Corp. Common Stock 458683109 3 311 Inhale Therapeutic Sys Inc Common Stock 457191104 270 3,625 International Isotopes Inc Common Stock 45972C102 5 800 Interliant Inc Common Stock 458742103 8 300 Inkine Pharmaceutical Co Inc. Common Stock 457214104 40 5,500 Inktomi Corp Common Stock 457277101 2,404 12,329 Inland Res Inc Wash Common Stock 457469302 0 100 Intermet Corp. Common Stock 45881K104 59 6,500 Interactive Network Inc. Common Stock 45837P108 12 3,000 Innovo Group Inc Common Stock 457954600 2 1,000 Innotrac Corporation Common Stock 45767M109 11 1,500 Innoveda Inc Common Stock 45769F102 6 1,000 International Paper Cap Tr PFD QTR 30/360 460137300 9 195 Inprise Corp Common Stock 45766C102 13 1,950 Insci-statements Com Corp Common Stock 45765T106 111 18,500 Infosoft International Inc. Common Stock 457674109 23 1,685 Infospace Com Inc. Common Stock 45678T102 331 2,274 Insweb Corp Common Stock 45809K103 302 31,400 World Fuel Services Corp. Common Stock 981475106 2 300 Intasys Corp Foreign Stock 45809M109 66 9,000 Intel Corp. Common Stock 458140100 125,310 949,767 Intelidata Technologies Corp. Common Stock 45814T107 398 24,890 Interface Systems Inc Common Stock 458667102 10 150 Inter Tel Incorporated Common Stock 458372109 31 1,135 Intuit Corp. Common Stock 461202103 905 16,644 Intervoice Inc. Common Stock 461142101 1 36 Investorsbancorp Inc Common Stock 461833105 3 525 Innovex Inc. Common Stock 457647105 629 64,345 Input/Output Inc. Common Stock 457652105 79 12,900 Iomega Corp. Common Stock 462030107 119 31,081 Ionics Inc. Common Stock 462218108 9 350 Iona Technologies Plc ADR 46206P109 52 700 Ion Networks Inc Common Stock 46205P100 7 200 International Paper Co. Common Stock 460146103 7,234 169,215 Integrated Packaging Assembly Common Stock 457989101 1 2,800 Illinios Pwr Co Cum Pfd 4.2% Preferred Stock 452092307 1 50 Illinois Power Co PFD QTR 30/360 452092406 17 600 Illinois Power Capital L P PFDMthly 30/360 452085202 2,196 89,875 Illinois Power Financing I 8% Trust PFD QTR 30/360 452101207 169 8,360 IPC Holdings Ltd Common Stock G4933P101 61 5,100 Pets Com Inc Common Stock 71676K109 0 100 Interpublic Group Companies Inc. Common Stock 460690100 5,220 110,478 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Independent Capital Trust II 11% X 0 25,280 0 Independent Capital Trust I X 0 31,135 0 Indigo NV X 0 3,800 0 Individual Investor Group Inc. X 0 1,000 0 Indo-Pacific Energy LTD X 0 3,000 0 Independent Energy Hldgs PLC ADR X 0 3,439 0 Infinity Broadcasting Corp. X 0 3,954 0 Informatica Corp X 0 555 0 Infracorps Inc X 0 10,000 0 Infodata Systems Inc. New X 0 232 0 Infonautics Corp - Cl A X 0 2,000 0 In Focus Systems Inc. X 0 285 0 Inforte Corp X 0 200 0 Infosys Technologies Ltd X 0 854 0 Ing Groep NV Spons ADR X 0 120,501 0 Intergraph Corp. X 0 311 0 Inhale Therapeutic Sys Inc X 0 3,625 0 International Isotopes Inc X 0 800 0 Interliant Inc X 0 300 0 Inkine Pharmaceutical Co Inc. X 0 5,500 0 Inktomi Corp X 0 12,329 0 Inland Res Inc Wash X 0 100 0 Intermet Corp. X 0 6,500 0 Interactive Network Inc. X 0 3,000 0 Innovo Group Inc X 0 1,000 0 Innotrac Corporation X 0 1,500 0 Innoveda Inc X 0 1,000 0 International Paper Cap Tr X 0 195 0 Inprise Corp X 0 1,950 0 Insci-statements Com Corp X 0 18,500 0 Infosoft International Inc. X 0 1,685 0 Infospace Com Inc. X 0 2,274 0 Insweb Corp X 0 31,400 0 World Fuel Services Corp. X 0 300 0 Intasys Corp X 0 9,000 0 Intel Corp. X 0 949,767 0 Intelidata Technologies Corp. X 0 24,890 0 Interface Systems Inc X 0 150 0 Inter Tel Incorporated X 0 1,135 0 Intuit Corp. X 0 16,644 0 Intervoice Inc. X 0 36 0 Investorsbancorp Inc X 0 525 0 Innovex Inc. X 0 64,345 0 Input/Output Inc. X 0 12,900 0 Iomega Corp. X 0 31,081 0 Ionics Inc. X 0 350 0 Iona Technologies Plc X 0 700 0 Ion Networks Inc X 0 200 0 International Paper Co. X 0 169,215 0 Integrated Packaging Assembly X 0 2,800 0 Illinios Pwr Co Cum Pfd 4.2% X 0 50 0 Illinois Power Co X 0 600 0 Illinois Power Capital L P X 0 89,875 0 Illinois Power Financing I 8% Trust X 0 8,360 0 IPC Holdings Ltd X 0 5,100 0 Pets Com Inc X 0 100 0 Interpublic Group Companies Inc. X 0 110,478 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Interneuron Pharmaceutical Common Stock 460573108 70 23,450 Internet Pictures Corp. Common Stock 46059S101 10 286 Ipalco Enterprises Inc. Common Stock 462613100 170 8,738 Interplay Entertainment Corp. Common Stock 460615107 4 1,000 Intl Precious Metals Corp Foreign Stock 459960100 0 3,000 International Paper Cap TR III 7.875% PFD QTR 30/360 460140205 88 4,000 Iparty Corp Common Stock 46261R107 7 3,000 Vialink Co Common Stock 92552Q101 50 1,510 Ingersoll-Rand Co Common Stock 456866102 2,061 46,587 Ireland Bank Foreign Stock 46267Q103 1 30 Imperial Petroleum Recovery Corp Common Stock 453079105 7 3,000 Intl Rectifier Corp. Common Stock 460254105 159 4,180 Irdium World Communications Ltd Cl A Common Stock G49398103 4 5,125 Irish Investment Fd Inc. Common Stock 462710104 16 1,000 Iron Mountain, Inc. Pa Common Stock 462846106 144 4,230 Irvine Sensors Corp Common Stock 463664102 37 3,500 IRT Property Co Common Stock 450058102 157 19,650 Interim Services Inc. Common Stock 45868P100 1,354 72,953 I C Isaacs & Co Inc. Common Stock 464192103 3 1,050 ISB Financial Corp. Common Stock 450091103 3 200 International Speedway Corp. Common Stock 460335201 973 21,647 Intl Speedway Corp. Cl B Common Stock 460335300 36 800 Illinois Superconductor Corp Common Stock 452284102 44 6,450 Iscor Ltd Sponsored ADR ADR 464272202 367 137,327 International Shipholding Corp. Common Stock 460321201 97 12,100 International Shoe Mfg Corp Common Stock 460322100 2 5,000 Insignia Sys Inc Common Stock 45765Y105 10 2,500 Intersil Hldg Corp Common Stock 46069S109 26 500 ISIS Pharmaceuticals Common Stock 464330109 56 4,000 Digital Is Inc Del Common Stock 25385N101 425 6,972 In Store Media Systems Inc Common Stock 45323V106 8 5,000 Interspeed Inc Common Stock 46070W107 220 10,300 Integrated Silicon Solution Inc. Common Stock 45812P107 29 1,000 ISS Group Inc Common Stock 450306105 72 615 Ispat International NV ADR 464899103 22 1,500 Insite Vision Inc Common Stock 457660108 24 4,000 Integral Sys Inc Md Common Stock 45810H107 24 530 Gartner Group Incorporated Class A Common Stock 366651107 20 1,285 Gartner Group Inc. - CL B Common Stock 366651206 9 695 Intl Thoroughbred Brders Inc PFD Ser A PreferdStk Conv 460491889 2 4,000 ITC Learning Corp Common Stock 45031S106 139 42,800 ITC Deltacom Inc. Common Stock 45031T104 228 6,400 Imaging Technologies Corp Common Stock 45244U104 29 46,000 Investment Technology Group Common Stock 46145F105 12 350 Intelligroup Inc Common Stock 45816A106 39 1,296 Intertan Inc. Common Stock 461120107 127 9,240 Itochu Corp - ADR ADR 465717106 99 1,865 Intraware Inc Common Stock 46118M103 43 1,050 Intertrust Technologies Corp Common Stock 46113Q109 180 4,225 Intertechnology Solar Inc Common Stock 461126104 0 300 Illinois Tool Works Common Stock 452308109 3,247 58,761 12 Technologies Inc. Common Stock 465754109 1,357 11,115 IT Group Inc Common Stock 465266104 49 6,500 Infinite Technology Corp Common Stock 45069F109 31 655 Infrastructure Technologies Common Stock 45683N108 0 50 Mark Iv Industries Inc. Common Stock 570387100 44 2,000 Invitrogen Corp Common Stock 46185R100 35 600 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Interneuron Pharmaceutical X 0 23,450 0 Internet Pictures Corp. X 0 286 0 Ipalco Enterprises Inc. X 0 8,738 0 Interplay Entertainment Corp. X 0 1,000 0 Intl Precious Metals Corp X 0 3,000 0 International Paper Cap TR III 7.875% X 0 4,000 0 Iparty Corp X 0 3,000 0 Vialink Co X 0 1,510 0 Ingersoll-Rand Co X 0 46,587 0 Ireland Bank X 0 30 0 Imperial Petroleum Recovery Corp X 0 3,000 0 Intl Rectifier Corp. X 0 4,180 0 Irdium World Communications Ltd Cl A X 0 5,125 0 Irish Investment Fd Inc. X 0 1,000 0 Iron Mountain, Inc. Pa X 0 4,230 0 Irvine Sensors Corp X 0 3,500 0 IRT Property Co X 0 19,650 0 Interim Services Inc. X 0 72,953 0 I C Isaacs & Co Inc. X 0 1,050 0 ISB Financial Corp. X 0 200 0 International Speedway Corp. X 0 21,647 0 Intl Speedway Corp. Cl B X 0 800 0 Illinois Superconductor Corp X 0 6,450 0 Iscor Ltd Sponsored ADR X 0 137,327 0 International Shipholding Corp. X 0 12,100 0 International Shoe Mfg Corp X 0 5,000 0 Insignia Sys Inc X 0 2,500 0 Intersil Hldg Corp X 0 500 0 ISIS Pharmaceuticals X 0 4,000 0 Digital Is Inc Del X 0 6,972 0 In Store Media Systems Inc X 0 5,000 0 Interspeed Inc X 0 10,300 0 Integrated Silicon Solution Inc. X 0 1,000 0 ISS Group Inc X 0 615 0 Ispat International NV X 0 1,500 0 Insite Vision Inc X 0 4,000 0 Integral Sys Inc Md X 0 530 0 Gartner Group Incorporated Class A X 0 1,285 0 Gartner Group Inc. - CL B X 0 695 0 Intl Thoroughbred Brders Inc PFD Ser A X 0 4,000 0 ITC Learning Corp X 0 42,800 0 ITC Deltacom Inc. X 0 6,400 0 Imaging Technologies Corp X 0 46,000 0 Investment Technology Group X 0 350 0 Intelligroup Inc X 0 1,296 0 Intertan Inc. X 0 9,240 0 Itochu Corp - ADR X 0 1,865 0 Intraware Inc X 0 1,050 0 Intertrust Technologies Corp X 0 4,225 0 Intertechnology Solar Inc X 0 300 0 Illinois Tool Works X 0 58,761 0 12 Technologies Inc. X 0 11,115 0 IT Group Inc X 0 6,500 0 Infinite Technology Corp X 0 655 0 Infrastructure Technologies X 0 50 0 Mark Iv Industries Inc. X 0 2,000 0 Invitrogen Corp X 0 600 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Ivillage Inc. Common Stock 46588H105 11 700 Invensys PLC Spons Adr ADR 461204109 3,887 435,862 Ivoice Com Inc Common Stock 46588L106 30 15,000 Investor AB Stockholm Common Stock W48102102 34 2,200 IVAX Corp. Common Stock 465823102 471 17,280 Interwoven Inc Common Stock 46114T102 5 50 Intelliworxx Inc Common Stock 45817E107 23 2,000 Orix Corporation - Spons ADR ADR 686330101 147 1,802 Iexalt Inc Common Stock 451691109 14 2,250 Ito Yokado Ltd ADR - New ADR 465714301 1 20 JCC Holdings Company Cl A Common Stock 46611Q205 6 3,326 Jos E. Seagram & Sons Inc SR PFD QTR 30/360 811845205 30 1,400 JDN Realty Corp Pfd Ser A 9.375% PFD QTR 30/360 465917201 24 1,400 Golden Bear Golf Inc. Common Stock 380975102 1 2,000 Jaco Electrs Inc Common Stock 469783104 12 1,000 Jakks Pacific Inc Common Stock 47012E106 61 2,850 Jameson Inns Inc Common Stock 470457102 22 3,374 Jardine Matheson Holdings Ltd. Spon AD ADR 471115303 948 244,387 Alltrista Corp Common Stock 020040101 11 500 J Alexander Corp. Common Stock 466096104 112 27,640 Baker J Inc Common Stock 057232100 56 8,000 Jabil Circuit Inc. Common Stock 466313103 1,326 30,670 Jack In the Box Common Stock 466367109 1,160 54,425 Jenny Craig, Inc. Common Stock 224206102 2 1,000 Jacada Ltd Common Stock M6184R101 3 200 Johnson Controls Inc. Common Stock 478366107 701 12,967 Penney (J C) Co Inc. Common Stock 708160106 302 20,330 J D Edwards & Co Common Stock 281667105 42 1,275 JDN Realty Corp. Common Stock 465917102 125 12,087 Jardine Strategic Holdings Ltd ADR 471119206 111 27,130 JDS Uniphase Corp Common Stock 46612J101 14,910 123,668 Jacobs Engineering Group Inc. Common Stock 469814107 74 2,310 Johnson Elec Hldgs Ltd ADR 479087207 14 200 The Japan Equity Fund, Inc. MutualFdEqClose 471057109 12 1,500 Harland John H Co Common Stock 412693103 122 9,050 Hancock John Finl Services Inc. Common Stock 41014S106 79 4,359 James Hardie Inds Ltd Spon Adr ADR 47030C306 4 1,000 Jackson Hole Hldgs Corp Foreign Stock 46820W100 0 10,000 John Hancock Income Sec Trust Common Stock 410123103 37 2,900 J & J Snack Foods Corp. Common Stock 466032109 825 41,488 Henry Jack & Associates Inc Common Stock 426281101 476 12,900 JLG Industries Inc. Common Stock 466210101 382 41,850 Johns Manville Corp. Common Stock 478129109 88 8,038 Jmar Inc. Common Stock 466212107 2 200 Jones Pharma Inc Common Stock 480236108 58 1,923 The John Nuveen Co Cl A Common Stock 478035108 594 15,524 Jni Corp Common Stock 46622G105 1,079 21,209 Johnson & Johnson Common Stock 478160104 25,011 356,974 Juniper Networks Common Stock 48203R104 3,141 11,919 Jones Apparel Group, Inc. Common Stock 480074103 35 1,095 St Joe Corp. Common Stock 790148100 135 4,666 Jostens Inc. Common Stock 481088102 22 900 Jefferson-Pilot Corp. Common Stock 475070108 2,326 34,946 J P Morgan & Co. Common Stock 616880100 6,003 45,564 Morgan JP & Co Inc. Adj Rate PFD QTR 30/360 616880209 58 800 Morgan J P & Co Inc PFD QTR 30/360 616880886 15 300 Japan Telecom Co Ltd ADR 471104109 165 1,942 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Ivillage Inc. X 0 700 0 Invensys PLC Spons Adr X 0 435,862 0 Ivoice Com Inc X 0 15,000 0 Investor AB Stockholm X 0 2,200 0 IVAX Corp. X 0 17,280 0 Interwoven Inc X 0 50 0 Intelliworxx Inc X 0 2,000 0 Orix Corporation - Spons ADR X 0 1,802 0 Iexalt Inc X 0 2,250 0 Ito Yokado Ltd ADR - New X 0 20 0 JCC Holdings Company Cl A X 0 3,326 0 Jos E. Seagram & Sons Inc SR X 0 1,400 0 JDN Realty Corp Pfd Ser A 9.375% X 0 1,400 0 Golden Bear Golf Inc. X 0 2,000 0 Jaco Electrs Inc X 0 1,000 0 Jakks Pacific Inc X 0 2,850 0 Jameson Inns Inc X 0 3,374 0 Jardine Matheson Holdings Ltd. Spon AD X 0 244,387 0 Alltrista Corp X 0 500 0 J Alexander Corp. X 0 27,640 0 Baker J Inc X 0 8,000 0 Jabil Circuit Inc. X 0 30,670 0 Jack In the Box X 0 54,425 0 Jenny Craig, Inc. X 0 1,000 0 Jacada Ltd X 0 200 0 Johnson Controls Inc. X 0 12,967 0 Penney (J C) Co Inc. X 0 20,330 0 J D Edwards & Co X 0 1,275 0 JDN Realty Corp. X 0 12,087 0 Jardine Strategic Holdings Ltd X 0 27,130 0 JDS Uniphase Corp X 0 123,668 0 Jacobs Engineering Group Inc. X 0 2,310 0 Johnson Elec Hldgs Ltd X 0 200 0 The Japan Equity Fund, Inc. X 0 1,500 0 Harland John H Co X 0 9,050 0 Hancock John Finl Services Inc. X 0 4,359 0 James Hardie Inds Ltd Spon Adr X 0 1,000 0 Jackson Hole Hldgs Corp X 0 10,000 0 John Hancock Income Sec Trust X 0 2,900 0 J & J Snack Foods Corp. X 0 41,488 0 Henry Jack & Associates Inc X 0 12,900 0 JLG Industries Inc. X 0 41,850 0 Johns Manville Corp. X 0 8,038 0 Jmar Inc. X 0 200 0 Jones Pharma Inc X 0 1,923 0 The John Nuveen Co Cl A X 0 15,524 0 Jni Corp X 0 21,209 0 Johnson & Johnson X 0 356,974 0 Juniper Networks X 0 11,919 0 Jones Apparel Group, Inc. X 0 1,095 0 St Joe Corp. X 0 4,666 0 Jostens Inc. X 0 900 0 Jefferson-Pilot Corp. X 0 34,946 0 J P Morgan & Co. X 0 45,564 0 Morgan JP & Co Inc. Adj Rate X 0 800 0 Morgan J P & Co Inc X 0 300 0 Japan Telecom Co Ltd X 0 1,942 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Jupiter Communications Inc Common Stock 482050101 79 3,450 James River Bankshares Inc. - VA Common Stock 470345109 63 5,900 Journal Register Company Common Stock 481138105 3 175 The Cincinnati Gas & Elec Co PFD QTR 30/360 172070831 14 600 Jacobson Resonance Enterprises Common Stock 469830103 11 6,200 Jefferson Smurfit Group PLC Spons ADR ADR 47508W107 614 22,728 J Sainsbury Plc Sponsored Adr ADR 466249109 2,763 153,129 Jotan Inc Common Stock 481093102 0 12,000 Judge Group Inc Common Stock 481271104 8 3,000 Juno Lighting Inc Common Stock 482047206 1 75 Jusco Co Ltd Adr ADR 482131208 12 80 Wiley John & Sons Common Stock 968223206 25 1,400 Juno Online Svcs Inc. Common Stock 482048105 6 400 J W Genesis Finl Corp. Common Stock 482227105 23 1,500 Jefferson-Williams Energy Corp Common Stock 475491106 1 4,150 Nordstrom Inc. Common Stock 655664100 527 17,880 JCP&L Capital LP 8.56% Cum Monthly PFD QTR 30/360 46611K208 59 2,500 Kellogg Co Common Stock 487836108 598 23,333 Kaneb Services Inc. Common Stock 484170105 1 200 Kaire Holdings Inc Common Stock 483003109 3 5,000 Kaman Corp. A Common Stock 483548103 146 15,000 Kana Communications Common Stock 483600102 24 350 KAO Corporation ADR ADR 485537203 6 20 Koala Corp. Common Stock 499866101 4 300 Kbf Pollution Mgmt Inc Common Stock 482396108 1 1,000 Keebler Foods Co. Common Stock 487256109 10 350 Kenneth Cole Productions INc. Cl A Common Stock 193294105 19 487 Kanas City Power & Light 4.20% PFD PFD QTR 30/360 485134407 12 200 Kaydon Corp. Common Stock 486587108 697 25,505 Koger Equity Inc. Common Stock 500228101 90 5,200 Keane, Inc. Common Stock 486665102 791 31,330 Keene Corp Common Stock 487315103 0 1,000 Key Energy Group Inc. Common Stock 492914106 2 200 Keithley Instrs Inc Common Stock 487584104 3 55 Kemet Corp. Common Stock 488360108 710 11,227 Korea Electric Power Corp. ADR ADR 500631106 395 24,973 Keravision Inc. Common Stock 492061106 9 1,450 Kirby Corp Common Stock 497266106 18 900 Keycorp New Common Stock 493267108 694 36,538 Korea Fund Inc. MutualFdEqClose 500634100 94 6,280 Klamath First Bancorp Inc. Common Stock 49842P103 2 190 Krauses Furniture Inc New Common Stock 500760202 2 400 Kinross Gold Corp. Foreign Stock 496902107 1 320 Kemper Intermed Govt Trust Common Stock 488413105 109 17,225 First Years Inc Common Stock 337610109 256 36,915 4 Kids Entertainment Inc. Common Stock 350865101 178 7,550 KIMCO Realty Corp. Common Stock 49446R109 85 2,276 KIMCO Realty 8.5% Cumulative Preferred Stock 49446R505 8 400 Kimco Realty Cum Pfd PFD QTR 30/360 49446R604 10 500 Kimco Realty Corp 7.50% Pfd PFD QTR 30/360 49446R877 2 72 Kimco Realty Corp PFD QTR 30/360 49446R307 4 200 King Pharmaceuticals Inc Common Stock 495582108 407 12,922 Meridian Diagnostics Inc. Common Stock 589602101 17 2,000 Kanakaris Communications Inc Common Stock 483615100 3 1,000 Kalahari Res Inc Foreign Stock 482903101 1 6,300 KLA Tencor Corp. Common Stock 482480100 1,599 18,983 Kulicke & Soffa Ina Inc. Common Stock 501242101 82 1,275 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Jupiter Communications Inc X 0 3,450 0 James River Bankshares Inc. - VA X 0 5,900 0 Journal Register Company X 0 175 0 The Cincinnati Gas & Elec Co X 0 600 0 Jacobson Resonance Enterprises X 0 6,200 0 Jefferson Smurfit Group PLC Spons ADR X 0 22,728 0 J Sainsbury Plc Sponsored Adr X 0 153,129 0 Jotan Inc X 0 12,000 0 Judge Group Inc X 0 3,000 0 Juno Lighting Inc X 0 75 0 Jusco Co Ltd Adr X 0 80 0 Wiley John & Sons X 0 1,400 0 Juno Online Svcs Inc. X 0 400 0 J W Genesis Finl Corp. X 0 1,500 0 Jefferson-Williams Energy Corp X 0 4,150 0 Nordstrom Inc. X 0 17,880 0 JCP&L Capital LP 8.56% Cum Monthly X 0 2,500 0 Kellogg Co X 0 23,333 0 Kaneb Services Inc. X 0 200 0 Kaire Holdings Inc X 0 5,000 0 Kaman Corp. A X 0 15,000 0 Kana Communications X 0 350 0 KAO Corporation ADR X 0 20 0 Koala Corp. X 0 300 0 Kbf Pollution Mgmt Inc X 0 1,000 0 Keebler Foods Co. X 0 350 0 Kenneth Cole Productions INc. Cl A X 0 487 0 Kanas City Power & Light 4.20% PFD X 0 200 0 Kaydon Corp. X 0 25,505 0 Koger Equity Inc. X 0 5,200 0 Keane, Inc. X 0 31,330 0 Keene Corp X 0 1,000 0 Key Energy Group Inc. X 0 200 0 Keithley Instrs Inc X 0 55 0 Kemet Corp. X 0 11,227 0 Korea Electric Power Corp. ADR X 0 24,973 0 Keravision Inc. X 0 1,450 0 Kirby Corp X 0 900 0 Keycorp New X 0 36,538 0 Korea Fund Inc. X 0 6,280 0 Klamath First Bancorp Inc. X 0 190 0 Krauses Furniture Inc New X 0 400 0 Kinross Gold Corp. X 0 320 0 Kemper Intermed Govt Trust X 0 17,225 0 First Years Inc X 0 36,915 0 4 Kids Entertainment Inc. X 0 7,550 0 KIMCO Realty Corp. X 0 2,276 0 KIMCO Realty 8.5% Cumulative X 0 400 0 Kimco Realty Cum Pfd X 0 500 0 Kimco Realty Corp 7.50% Pfd X 0 72 0 Kimco Realty Corp X 0 200 0 King Pharmaceuticals Inc X 0 12,922 0 Meridian Diagnostics Inc. X 0 2,000 0 Kanakaris Communications Inc X 0 1,000 0 Kalahari Res Inc X 0 6,300 0 KLA Tencor Corp. X 0 18,983 0 Kulicke & Soffa Ina Inc. X 0 1,275 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- KLM Royal Dutch Airlines ADR 482516309 197 9,395 Kushner Locke Co. Common Stock 501337406 16 4,000 Kansas City Power & Light Co Common Stock 485134100 117 4,031 Kansas City Power & Light 3.80% Pfd PFD QTR 30/360 485134209 16 300 Kansas City Pwr & Lt Co 4.50 Pfd Preferred Stock 485134605 22 335 Kcpl Fing I PFD QTR 30/360 482432200 50 2,200 Kaiser Aluminum Corp Common Stock 483007100 14 3,000 Kellys Coffee Group Inc Common Stock 488159104 0 750 K Mart Corp. Common Stock 482584109 511 52,740 KMart Financing I 7.75% Conv PreferdStk Conv 498778208 26 615 Komag Inc. Common Stock 500453105 6 1,480 Kimberly-Clark Corp. Common Stock 494368103 5,194 92,751 Kerr-McGee Corp. Common Stock 492386107 709 12,285 Kinder Morgan Inc Common Stock 49455P101 40 1,163 Kemper Multi Mkt Income Tr Common Stock 48842B106 244 30,000 Kinder Morgan Energy Partners LP Common Stock 494550106 1,083 27,292 Kennametal Inc. Common Stock 489170100 159 5,280 Komatsu LTD - Spons ADR ADR 500458401 2,688 141,225 Circuit City Stores Inc.-Carmax Common Stock 172737306 494 149,200 KN Energy Inc - PFD Conv Premium Equit PreferdStk Conv 482620507 10 215 Knight Transn Inc Common Stock 499064103 11 600 Knot Inc Common Stock 499184109 49 6,700 Kensey Nash Corp Common Stock 490057106 3 200 Kent Electronics Corp. Common Stock 490553104 32 1,100 Knox Nursery Inc Common Stock 499616100 1 1,000 Coca Cola Co. Common Stock 191216100 19,248 410,066 Coca-Cola FENSA CV Spons ADR ADR 191241108 30 1,600 Kollmorgen Corp. Common Stock 500440102 40 2,910 Drkoop Com Inc Common Stock 262098106 10 2,782 Kopin Corp. Common Stock 500600101 199 2,900 Korea Thrunet Co Ltd Foreign Stock Y49975108 12 300 KOS Pharmaceuticals Inc. Common Stock 500648100 14 1,000 Key Production Company Inc Common Stock 493138101 24 1,800 Inkeepers USA Trust Common Stock 4576J0104 62 7,606 Kentucky Power Co PFD QTR 30/360 491386108 28 1,200 Royal KPN Nederland NV Spon ADR ADR 780641205 259 2,254 Kaneb Pipe Line Partners LP SR Pref LTD Part P4 484169107 9 350 Kpnqwest N V Foreign Stock N50919104 81 1,500 Kroger Co. Common Stock 501044101 1,394 79,385 MBNA Corp. Common Stock 55262L100 9,040 354,502 MBNA Corp. 7.50% Cum Pfd Ser A PFD QTR 30/360 55262L209 4 150 Kilroy Realty Corp. Common Stock 49427F108 4 200 Capital Re LLC 7.65% Cum Pfd PFDMthly 30/360 P20578103 165 8,100 Knight-Ridder Inc. Common Stock 499040103 1,092 21,444 Kroll O Gara Co. Common Stock 501050108 1 100 Kronos Inc. Common Stock 501052104 115 3,867 Kranzco Realty Trust Common Stock 50076E103 44 5,111 Europa Cruise Corp Common Stock 298738105 0 25 Crystallex International Corp. Foreign Stock 22942F101 4 2,000 Keyspan Corporation Common Stock 49337W100 367 13,300 Keyspan Corp PFD 30/360 P1 49337W209 10 400 Kaiser Group International Inc Common Stock 483060109 0 200 Kendall Square Resh Corp Common Stock 488789108 0 100 Kohls Corp. Common Stock 500255104 1,388 13,540 Keystone Financial Inc. Common Stock 493482103 136 7,382 Kansas City Southern Ind Inc. Common Stock 485170104 679 7,900 K-Swiss Inc. Cl A Common Stock 482686102 476 32,143 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- KLM Royal Dutch Airlines X 0 9,395 0 Kushner Locke Co. X 0 4,000 0 Kansas City Power & Light Co X 0 4,031 0 Kansas City Power & Light 3.80% Pfd X 0 300 0 Kansas City Pwr & Lt Co 4.50 Pfd X 0 335 0 Kcpl Fing I X 0 2,200 0 Kaiser Aluminum Corp X 0 3,000 0 Kellys Coffee Group Inc X 0 750 0 K Mart Corp. X 0 52,740 0 KMart Financing I 7.75% Conv X 0 615 0 Komag Inc. X 0 1,480 0 Kimberly-Clark Corp. X 0 92,751 0 Kerr-McGee Corp. X 0 12,285 0 Kinder Morgan Inc X 0 1,163 0 Kemper Multi Mkt Income Tr X 0 30,000 0 Kinder Morgan Energy Partners LP X 0 27,292 0 Kennametal Inc. X 0 5,280 0 Komatsu LTD - Spons ADR X 0 141,225 0 Circuit City Stores Inc.-Carmax X 0 149,200 0 KN Energy Inc - PFD Conv Premium Equit X 0 215 0 Knight Transn Inc X 0 600 0 Knot Inc X 0 6,700 0 Kensey Nash Corp X 0 200 0 Kent Electronics Corp. X 0 1,100 0 Knox Nursery Inc X 0 1,000 0 Coca Cola Co. X 0 410,066 0 Coca-Cola FENSA CV Spons ADR X 0 1,600 0 Kollmorgen Corp. X 0 2,910 0 Drkoop Com Inc X 0 2,782 0 Kopin Corp. X 0 2,900 0 Korea Thrunet Co Ltd X 0 300 0 KOS Pharmaceuticals Inc. X 0 1,000 0 Key Production Company Inc X 0 1,800 0 Inkeepers USA Trust X 0 7,606 0 Kentucky Power Co X 0 1,200 0 Royal KPN Nederland NV Spon ADR X 0 2,254 0 Kaneb Pipe Line Partners LP SR Pref X 0 350 0 Kpnqwest N V X 0 1,500 0 Kroger Co. X 0 79,385 0 MBNA Corp. X 0 354,502 0 MBNA Corp. 7.50% Cum Pfd Ser A X 0 150 0 Kilroy Realty Corp. X 0 200 0 Capital Re LLC 7.65% Cum Pfd X 0 8,100 0 Knight-Ridder Inc. X 0 21,444 0 Kroll O Gara Co. X 0 100 0 Kronos Inc. X 0 3,867 0 Kranzco Realty Trust X 0 5,111 0 Europa Cruise Corp X 0 25 0 Crystallex International Corp. X 0 2,000 0 Keyspan Corporation X 0 13,300 0 Keyspan Corp X 0 400 0 Kaiser Group International Inc X 0 200 0 Kendall Square Resh Corp X 0 100 0 Kohls Corp. X 0 13,540 0 Keystone Financial Inc. X 0 7,382 0 Kansas City Southern Ind Inc. X 0 7,900 0 K-Swiss Inc. Cl A X 0 32,143 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Katy Industries Inc. Common Stock 486026107 28 3,000 Korea Telecom ADR 50063P103 52 1,180 Kenan Transport Co Common Stock 488539107 42 2,300 K-Tel International Inc. Common Stock 482724200 13 1,800 K2 Inc. Common Stock 482732104 84 10,600 Kubota Corp. - Spons ADR ADR 501173207 101 1,460 Kentucky Utils Co Pfd 4.75% PFD QTR 30/360 491674206 1 10 K V Pharmaceutical Co Common Stock 482740206 2 75 Kellwood Co Common Stock 488044108 4 200 Quaker Chemical Corp. Common Stock 747316107 14 800 Kyocera Corp. Spons ADR ADR 501556203 6,114 36,831 Liberty Financial Companies Inc. Common Stock 530512102 165 8,335 Life Medical Tech Inc. Common Stock 531931301 0 1 LM Valquest Partners LTD Part P0 L003091 255 195 Lab One Inc New Common Stock 50540L105 4 675 LaFarge Corp. Common Stock 505862102 175 7,380 Lakota Technologies Inc Common Stock 51280P108 1 1,000 Latin American Investment Fd Inc. MutualFdEqClose 518279104 48 3,532 Lamar Advertising Co Common Stock 512815101 84 1,850 Lancer Corp. - Tex Common Stock 514614106 18 4,200 Lancaster Colony Corp. Common Stock 513847103 105 3,435 The Latin America Equity Fund, Inc. Common Stock 51827T100 326 24,347 Laura Ashley Holdings PLC ORD Common Stock G53872100 0 1,000 Larscom Inc. Cl A Common Stock 51729Y108 48 7,300 Lasersight Inc. Common Stock 517924106 4 660 Latitude Communications Inc Common Stock 518292107 175 6,650 Lord Abbett Mid Cap Value Fd Common Stock 543919104 2 116 Lafayette Bancorporation Common Stock 505893107 20 1,182 Labor Ready Inc. Common Stock 505401208 19 1,876 Lbp Inc Common Stock 50179V101 1 150 Liberate Technologies Common Stock 530129105 30 475 Lifeline Biotechnologies Inc. Common Stock 53219E303 1 1,000 Libbey, Inc. Common Stock 529898108 52 1,900 Liberty Corp. Common Stock 530370105 131 3,500 Leisure Canada Inc Foreign Stock 524911104 36 30,000 LCA-Vision Inc. Common Stock 501803209 4 804 Landmark/cmnty Bancorp Inc Common Stock 515057107 0 528 Lifecore Biomedical Inc Common Stock 532187101 9 1,000 Lamar Capital Corp Common Stock 51282P106 4 500 Landacorp Inc Common Stock 514756105 6 600 Lycos Inc. Common Stock 550818108 480 6,834 Lincorp Holdings Inc. Common Stock 535100101 0 199 El Sitio Inc Foreign Stock G30177102 11 500 Louis Dreyfus Natural Gas CP Common Stock 546011107 80 2,339 Leading Edge Ind Inc Common Stock 521707109 0 30,000 Latin American Discovery Fd Inc. MutualFdEqClose 51828C106 23 2,000 London Pacific Group Ltd Sponsored Adr ADR 542073101 235 10,100 Landauer Inc. Common Stock 51476K103 4 200 Landry's Seafood Restaurants Inc. Common Stock 51508L103 1 140 Laidlaw Inc. New Common Stock 50730K503 10 7,050 Lands End Incorporated Common Stock 515086106 871 14,170 Lear Corp. Common Stock 521865105 31 1,100 Lechters Corp Common Stock 523238103 71 43,650 Lincoln Elec Co Holdings Inc Common Stock 533900106 644 26,625 Lectec Corp Common Stock 523251106 8 2,000 Lee Enterprises, Inc. Common Stock 523768109 1,477 56,530 Leading Edge Earth Products Common Stock 521706101 0 1,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Katy Industries Inc. X 0 3,000 0 Korea Telecom X 0 1,180 0 Kenan Transport Co X 0 2,300 0 K-Tel International Inc. X 0 1,800 0 K2 Inc. X 0 10,600 0 Kubota Corp. - Spons ADR X 0 1,460 0 Kentucky Utils Co Pfd 4.75% X 0 10 0 K V Pharmaceutical Co X 0 75 0 Kellwood Co X 0 200 0 Quaker Chemical Corp. X 0 800 0 Kyocera Corp. Spons ADR X 0 36,831 0 Liberty Financial Companies Inc. X 0 8,335 0 Life Medical Tech Inc. X 0 1 0 LM Valquest Partners X 0 195 0 Lab One Inc New X 0 675 0 LaFarge Corp. X 0 7,380 0 Lakota Technologies Inc X 0 1,000 0 Latin American Investment Fd Inc. X 0 3,532 0 Lamar Advertising Co X 0 1,850 0 Lancer Corp. - Tex X 0 4,200 0 Lancaster Colony Corp. X 0 3,435 0 The Latin America Equity Fund, Inc. X 0 24,347 0 Laura Ashley Holdings PLC ORD X 0 1,000 0 Larscom Inc. Cl A X 0 7,300 0 Lasersight Inc. X 0 660 0 Latitude Communications Inc X 0 6,650 0 Lord Abbett Mid Cap Value Fd X 0 116 0 Lafayette Bancorporation X 0 1,182 0 Labor Ready Inc. X 0 1,876 0 Lbp Inc X 0 150 0 Liberate Technologies X 0 475 0 Lifeline Biotechnologies Inc. X 0 1,000 0 Libbey, Inc. X 0 1,900 0 Liberty Corp. X 0 3,500 0 Leisure Canada Inc X 0 30,000 0 LCA-Vision Inc. X 0 804 0 Landmark/cmnty Bancorp Inc X 0 528 0 Lifecore Biomedical Inc X 0 1,000 0 Lamar Capital Corp X 0 500 0 Landacorp Inc X 0 600 0 Lycos Inc. X 0 6,834 0 Lincorp Holdings Inc. X 0 199 0 El Sitio Inc X 0 500 0 Louis Dreyfus Natural Gas CP X 0 2,339 0 Leading Edge Ind Inc X 0 30,000 0 Latin American Discovery Fd Inc. X 0 2,000 0 London Pacific Group Ltd Sponsored Adr X 0 10,100 0 Landauer Inc. X 0 200 0 Landry's Seafood Restaurants Inc. X 0 140 0 Laidlaw Inc. New X 0 7,050 0 Lands End Incorporated X 0 14,170 0 Lear Corp. X 0 1,100 0 Lechters Corp X 0 43,650 0 Lincoln Elec Co Holdings Inc X 0 26,625 0 Lectec Corp X 0 2,000 0 Lee Enterprises, Inc. X 0 56,530 0 Leading Edge Earth Products X 0 1,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Leggett & Platt Inc. Common Stock 524660107 1,371 63,745 Lehman Brothers Holdings Inc Common Stock 524908100 1,614 16,639 Lennar Corp. Common Stock 526057104 366 16,875 Concord Camera Corp. MA Common Stock 206156101 55 1,000 Dreyfus Strategic Municipal Common Stock 261932107 286 35,701 Lehman Brothers Holdings 8.3% PFD QTR 30/360 524908308 104 4,550 Leeds Federal Bankshares Inc. Common Stock 524226107 16 1,600 Landamerica Financial Group Common Stock 514936103 42 2,175 Lifeminders Com Inc Common Stock 53219H108 34 500 Lifepoint Inc Common Stock 53215R100 16 3,000 Lifetime Products Inc. Common Stock 53220C106 0 32 Louisville Gas & Elec Co PFD QTR 30/360 546676206 3 200 Lagadere Groupe - Sponsored ADR ADR 507069102 143 1,765 LG & E Energy Common Stock 501917108 225 9,818 Lions Gate Entmnt Corp Com New Foreign Stock 535919203 77 21,600 Legend Hldgs Ltd ADR 52465V100 12 400 Ligand Pharmaceuticals Inc. Common Stock 53220K207 173 9,771 Largo Vista Group Ltd Common Stock 517104105 2 2,000 Legato Systems Inc. Common Stock 524651106 560 12,540 Laboratory Corp. of America Common Stock 50540R102 65 15,100 Laboratory Corp Of America Holdings PFD QTR 30/360 50540R201 16 200 Lasalle Hotel Properties SBI Common Stock 517942108 430 34,367 Lakehead Pipeline Partner - LP Common Stock 511557100 230 6,620 Lernout & Hauspie Speech Products N V Common Stock B5628B104 678 6,134 Lilly Industries Inc. - CL A Common Stock 532491107 245 19,767 Lifecell Corp Common Stock 531927101 8 1,200 Lennox Intl Inc Common Stock 526107107 11 1,304 Linens 'N Things, Inc Common Stock 535679104 105 3,060 Lion Inc Common Stock 53620L102 59 70,000 Lindsay Mfg Co Common Stock 535555106 12 724 Lionbridge Technologies Inc Common Stock 536252109 5 300 Liposome Inc. Common Stock 536310105 17 1,000 Long Island Ed Util Inc Common Stock 542668306 0 70 Litton Industries Common Stock 538021106 9 200 Lithium Technology Corp Common Stock 536808306 4 4,000 Liz Claiborne Inc. Common Stock 539320101 599 13,073 Look Communications Inc Common Stock 54341P109 71 7,712 Lazare Kaplan Intl Inc Common Stock 521078105 18 2,565 Lloyds TSB Group PLC Foreign Stock G5542W106 786 74,465 L-3 Communications Hldings Inc Common Stock 502424104 7 125 Linear Technology Corp. Common Stock 535678106 1,667 30,311 Lilly (Eli) & Co. Common Stock 532457108 7,672 121,777 Legg Mason, Inc. Common Stock 524901105 9,200 212,720 AT&T Corp - Liberty Media - A Common Stock 001957208 4,770 80,500 Laser Mortgage Management Inc. Common Stock 51806D100 4 1,100 Lamson & Sessions Co. Common Stock 513696104 137 18,375 Lockheed Martin Corp. Common Stock 539830109 1,362 66,626 Lithia Motors Inc. - CL A Common Stock 536797103 8 500 Lonrho Africa Plc -Spon ADR ADR 543376107 0 547 Lincoln National Corp. Ind. Common Stock 534187109 666 19,866 Lincoln Nat'l Cap I 8.75% CUM PFD QTR 30/360 534177209 94 4,000 Lincoln National Capital III 7.40% PFD QTR 30/360 53417P209 58 2,900 Lance Inc. Common Stock 514606102 212 19,985 Lincare Hldgs Inc. Common Stock 532791100 150 5,275 Lanoptics Ltd Foreign Stock M6706C103 181 9,500 LNR Property Corp. Common Stock 501940100 437 22,950 Alliant Corp. Common Stock 018802108 6,026 197,973 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Leggett & Platt Inc. X 0 63,745 0 Lehman Brothers Holdings Inc X 0 16,639 0 Lennar Corp. X 0 16,875 0 Concord Camera Corp. MA X 0 1,000 0 Dreyfus Strategic Municipal X 0 35,701 0 Lehman Brothers Holdings 8.3% X 0 4,550 0 Leeds Federal Bankshares Inc. X 0 1,600 0 Landamerica Financial Group X 0 2,175 0 Lifeminders Com Inc X 0 500 0 Lifepoint Inc X 0 3,000 0 Lifetime Products Inc. X 0 32 0 Louisville Gas & Elec Co X 0 200 0 Lagadere Groupe - Sponsored ADR X 0 1,765 0 LG & E Energy X 0 9,818 0 Lions Gate Entmnt Corp Com New X 0 21,600 0 Legend Hldgs Ltd X 0 400 0 Ligand Pharmaceuticals Inc. X 0 9,771 0 Largo Vista Group Ltd X 0 2,000 0 Legato Systems Inc. X 0 12,540 0 Laboratory Corp. of America X 0 15,100 0 Laboratory Corp Of America Holdings X 0 200 0 Lasalle Hotel Properties SBI X 0 34,367 0 Lakehead Pipeline Partner - LP X 0 6,620 0 Lernout & Hauspie Speech Products N V X 0 6,134 0 Lilly Industries Inc. - CL A X 0 19,767 0 Lifecell Corp X 0 1,200 0 Lennox Intl Inc X 0 1,304 0 Linens 'N Things, Inc X 0 3,060 0 Lion Inc X 0 70,000 0 Lindsay Mfg Co X 0 724 0 Lionbridge Technologies Inc X 0 300 0 Liposome Inc. X 0 1,000 0 Long Island Ed Util Inc X 0 70 0 Litton Industries X 0 200 0 Lithium Technology Corp X 0 4,000 0 Liz Claiborne Inc. X 0 13,073 0 Look Communications Inc X 0 7,712 0 Lazare Kaplan Intl Inc X 0 2,565 0 Lloyds TSB Group PLC X 0 74,465 0 L-3 Communications Hldings Inc X 0 125 0 Linear Technology Corp. X 0 30,311 0 Lilly (Eli) & Co. X 0 121,777 0 Legg Mason, Inc. X 0 212,720 0 AT&T Corp - Liberty Media - A X 0 80,500 0 Laser Mortgage Management Inc. X 0 1,100 0 Lamson & Sessions Co. X 0 18,375 0 Lockheed Martin Corp. X 0 66,626 0 Lithia Motors Inc. - CL A X 0 500 0 Lonrho Africa Plc -Spon ADR X 0 547 0 Lincoln National Corp. Ind. X 0 19,866 0 Lincoln Nat'l Cap I 8.75% CUM X 0 4,000 0 Lincoln National Capital III 7.40% X 0 2,900 0 Lance Inc. X 0 19,985 0 Lincare Hldgs Inc. X 0 5,275 0 Lanoptics Ltd X 0 9,500 0 LNR Property Corp. X 0 22,950 0 Alliant Corp. X 0 197,973 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ L90 Inc Common Stock 539441105 11 600 Va Linux Systems Inc Common Stock 91819B105 69 1,137 Log On Amer Inc Common Stock 540473105 23 2,000 Loch Harris Inc Common Stock 539578203 11 10,600 Lodgian Inc. Common Stock 54021P106 73 19,590 Sholodge, Inc. Common Stock 825034101 2 400 Loehmanns Inc New Common Stock 540417102 4 27,245 Logitech International S A ADR 541419107 123 1,875 Lo Jack Corp. Common Stock 539451104 16 2,100 Lonmin PLC -Spon ADR ADR 54336Q104 6 547 Lifeone Inc Common Stock 53219M107 0 299 Looksmart Ltd Common Stock 543442107 57 1,300 Loral Space & Communications Common Stock G56462107 390 38,305 Lorus Therapeutics Inc Common Stock 544191109 5 1,500 Loudeye Technologies Inc Common Stock 545754103 10 300 Lowe's Companies, Inc. Common Stock 548661107 8,472 145,138 Laser-Pacific Media Corp. Common Stock 517923108 2 300 Leisureplanet Hldgs Ltd Foreign Stock G54467108 18 2,000 Lifepoint Hospitals Inc. Common Stock 53219L109 10 614 Lightpath Technologies Inc Common Stock 532257102 63 1,400 Laser Power Corp. Common Stock 51806K104 9 1,500 Louisiana Pacific Corp. Common Stock 546347105 103 7,410 Quinenco SA Sponsored ADR ADR 748718103 2 200 Liquid Audio Inc Common Stock 53631T102 7 500 Quilmes Industrial Quins - ADR ADR 74838Y108 21 2,000 Lanier Worldwide Inc Common Stock 51589L105 1 401 LAM Research Corp. Common Stock 512807108 952 21,124 Liberty Property Trust Common Stock 531172104 367 15,335 Liberty Property Tr 8.80% Ser A Cum PF PFD QTR 30/360 531172203 40 2,000 Lawrence Savings Bank Common Stock 520341108 4 600 Lattice Semiconductor Corp. Common Stock 518415104 60 890 LaSalle Re Holdings Ltd. Common Stock G5383Q101 12 900 LaSalle RE Holding LTD 8.75% Preferred Stock G5383Q119 136 7,600 LSI Logic Corp. Common Stock 502161102 2,600 35,800 Lone Star Liquidating Trust Common Stock 54229R102 0 3,120 Loadmaster Systems Inc. Common Stock 53945T103 0 5 Lasmo PLC - Spon ADR ADR 501730204 1 200 Lason Inc Common Stock 51808R107 33 5,000 Lightspan Partnership Inc Common Stock 532262102 9 500 Lone Star Technologies Inc. Common Stock 542312103 41 875 Landstar Systems Inc. Common Stock 515098101 16 300 LTC Properties Inc. Common Stock 502175102 23 4,250 Lets Talk Cellular & Wireless Common Stock 527260103 14 8,000 Limited Inc Common Stock 532716107 354 8,392 LTC Healthcare Inc. Common Stock 50217R104 0 202 Litronic Inc Common Stock 537004103 6 300 Loews Corp. Common Stock 540424108 401 8,013 The LTV Corp. (New) Common Stock 501921100 114 32,100 Learn2.com Inc Common Stock 522002104 11 2,595 L T X Corp. Common Stock 502392103 1,138 25,175 Lucent Technologies Inc. Common Stock 549463107 62,525 1,029,219 Lubys Cafeterias Inc. Common Stock 549282101 8 800 Leucadia National Common Stock 527288104 125 5,250 Lukoil Oil Co Sponsored ADR ADR 677862104 140 2,246 Lumenon Innov Lightwave Tech Common Stock 55024L109 11 275 Southwest Airlines Co Common Stock 844741108 9,801 470,927 Luxottica Group SPA Sponsored ADR ADR 55068R202 6 250 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- L90 Inc X 0 600 0 Va Linux Systems Inc X 0 1,137 0 Log On Amer Inc X 0 2,000 0 Loch Harris Inc X 0 10,600 0 Lodgian Inc. X 0 19,590 0 Sholodge, Inc. X 0 400 0 Loehmanns Inc New X 0 27,245 0 Logitech International S A X 0 1,875 0 Lo Jack Corp. X 0 2,100 0 Lonmin PLC -Spon ADR X 0 547 0 Lifeone Inc X 0 299 0 Looksmart Ltd X 0 1,300 0 Loral Space & Communications X 0 38,305 0 Lorus Therapeutics Inc X 0 1,500 0 Loudeye Technologies Inc X 0 300 0 Lowe's Companies, Inc. X 0 145,138 0 Laser-Pacific Media Corp. X 0 300 0 Leisureplanet Hldgs Ltd X 0 2,000 0 Lifepoint Hospitals Inc. X 0 614 0 Lightpath Technologies Inc X 0 1,400 0 Laser Power Corp. X 0 1,500 0 Louisiana Pacific Corp. X 0 7,410 0 Quinenco SA Sponsored ADR X 0 200 0 Liquid Audio Inc X 0 500 0 Quilmes Industrial Quins - ADR X 0 2,000 0 Lanier Worldwide Inc X 0 401 0 LAM Research Corp. X 0 21,124 0 Liberty Property Trust X 0 15,335 0 Liberty Property Tr 8.80% Ser A Cum PF X 0 2,000 0 Lawrence Savings Bank X 0 600 0 Lattice Semiconductor Corp. X 0 890 0 LaSalle Re Holdings Ltd. X 0 900 0 LaSalle RE Holding LTD 8.75% X 0 7,600 0 LSI Logic Corp. X 0 35,800 0 Lone Star Liquidating Trust X 0 3,120 0 Loadmaster Systems Inc. X 0 5 0 Lasmo PLC - Spon ADR X 0 200 0 Lason Inc X 0 5,000 0 Lightspan Partnership Inc X 0 500 0 Lone Star Technologies Inc. X 0 875 0 Landstar Systems Inc. X 0 300 0 LTC Properties Inc. X 0 4,250 0 Lets Talk Cellular & Wireless X 0 8,000 0 Limited Inc X 0 8,392 0 LTC Healthcare Inc. X 0 202 0 Litronic Inc X 0 300 0 Loews Corp. X 0 8,013 0 The LTV Corp. (New) X 0 32,100 0 Learn2.com Inc X 0 2,595 0 L T X Corp. X 0 25,175 0 Lucent Technologies Inc. X 0 1,029,219 0 Lubys Cafeterias Inc. X 0 800 0 Leucadia National X 0 5,250 0 Lukoil Oil Co Sponsored ADR X 0 2,246 0 Lumenon Innov Lightwave Tech X 0 275 0 Southwest Airlines Co X 0 470,927 0 Luxottica Group SPA Sponsored ADR X 0 250 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Steinway Musical Instruments Common Stock 858495104 83 4,400 Laser Vision Ctrs Inc Common Stock 51807H100 18 2,550 Level 8 Sys Inc Common Stock 52729M102 5 100 Level 3 Communications Inc. Common Stock 52729N100 1,307 12,358 Leap Wireless International Inc. Common Stock 521863100 115 1,164 Loewen Group Inc. Common Stock 54042L100 16 22,600 Languageware.net Co LTD Common Stock M67029104 1 500 L S B Bancshares Inc. Common Stock 502158108 56 4,004 Luxell Technologies Inc Foreign Stock 550904106 11 2,000 Lexmark Intl Group Inc. CL A Common Stock 529771107 1,373 12,987 Lexington Corp.orate Properties Trust Common Stock 529043101 165 16,000 Luxtec Corp New Common Stock 550687305 0 100 Lyondell Petrochemical Co Common Stock 552078107 7 500 LSI Industries Inc Common Stock 50216C108 78 4,001 LYNX Therapeutics Inc. Common Stock 551812308 58 1,940 Lubrizol Corp. Common Stock 549271104 628 21,811 La Z Boy Inc Common Stock 505336107 5 300 Merry Land Properties Inc. Tender Offe Common Stock 590441978 0 75 Magna Entertainment Corp Common Stock 559222997 0 200 Merrill Lynch Natl Finl LTD Part P0 589940303 0 1,500 Mannesmann A G Tender Offer ADR 563775972 165 476 Mississippi Central Railroad Co. Common Stock 605281104 0 4 Mid-America Apartment Communities, Inc Common Stock 59522J103 13 564 Mid-amer Apt Cmntys Inc PFD P12 30/360 59522J202 18 1,000 Mid-America Apartment Communities 9.37 PFD QTR 30/360 59522J400 7 400 American Biogenetics Sciences Common Stock 024611105 21 9,500 Macerich Co Common Stock 554382101 6 275 Macromedia Inc. Common Stock 556100105 1,534 16,986 Madge Networks N.V. Foreign Stock N5424G106 10 1,170 Miramar Mining Corp. Foreign Stock 60466E100 5 10,000 Municipal Advantage Fund Inc. Common Stock 626189104 50 4,500 MAF Bancorp Common Stock 55261R108 16 966 Magnetek Inc. Common Stock 559424106 32 3,500 Mcnaughton Apparel Group Inc Common Stock 582524104 7 875 Magainin Pharmaceuticals Inc Common Stock 559036108 14 3,000 Hanna M A CO Common Stock 410522106 5 413 Mail.Com Inc. Cl A Common Stock 560311102 62 3,600 Malan Rlty Invs Inc Common Stock 561063108 84 7,000 Manpower Inc. Common Stock 56418H100 292 8,227 Manhattan Associates Inc Common Stock 562750109 69 2,000 Manugistics Group Common Stock 565011103 95 1,890 Maine Public Service Co Common Stock 560483109 3 200 Mapinfo Corp Common Stock 565105103 76 1,950 Mapics Inc. Common Stock 564910107 19 1,200 Marriott International Cl A Common Stock 571903202 538 17,077 Marion Cap Hldgs Inc Common Stock 568635106 14 900 Marubeni Corp ADR 573810207 164 4,358 Masco Corp. Common Stock 574599106 754 36,803 Massbank Corp. Common Stock 576152102 23 820 Marks & Spencer Ltd Sponsored ADR 570697607 2,990 123,586 Mattel Inc. Common Stock 577081102 1,521 145,714 Mathsoft Inc. Common Stock 576798102 10 2,000 Martek Biosciences Corp. Common Stock 572901106 26 2,000 Matria Healthcare Inc. Common Stock 576817100 25 4,700 Matthews International Corp. Common Stock 577128101 3 130 Matrix Pharmaceutical Common Stock 576844104 66 6,500 Mari LTD ADR ADR 573814308 1 28 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Steinway Musical Instruments X 0 4,400 0 Laser Vision Ctrs Inc X 0 2,550 0 Level 8 Sys Inc X 0 100 0 Level 3 Communications Inc. X 0 12,358 0 Leap Wireless International Inc. X 0 1,164 0 Loewen Group Inc. X 0 22,600 0 Languageware.net Co LTD X 0 500 0 L S B Bancshares Inc. X 0 4,004 0 Luxell Technologies Inc X 0 2,000 0 Lexmark Intl Group Inc. CL A X 0 12,987 0 Lexington Corp.orate Properties Trust X 0 16,000 0 Luxtec Corp New X 0 100 0 Lyondell Petrochemical Co X 0 500 0 LSI Industries Inc X 0 4,001 0 LYNX Therapeutics Inc. X 0 1,940 0 Lubrizol Corp. X 0 21,811 0 La Z Boy Inc X 0 300 0 Merry Land Properties Inc. Tender Offe X 0 75 0 Magna Entertainment Corp X 0 200 0 Merrill Lynch Natl Finl X 0 1,500 0 Mannesmann A G Tender Offer X 0 476 0 Mississippi Central Railroad Co. X 0 4 0 Mid-America Apartment Communities, Inc X 0 564 0 Mid-amer Apt Cmntys Inc X 0 1,000 0 Mid-America Apartment Communities 9.37 X 0 400 0 American Biogenetics Sciences X 0 9,500 0 Macerich Co X 0 275 0 Macromedia Inc. X 0 16,986 0 Madge Networks N.V. X 0 1,170 0 Miramar Mining Corp. X 0 10,000 0 Municipal Advantage Fund Inc. X 0 4,500 0 MAF Bancorp X 0 966 0 Magnetek Inc. X 0 3,500 0 Mcnaughton Apparel Group Inc X 0 875 0 Magainin Pharmaceuticals Inc X 0 3,000 0 Hanna M A CO X 0 413 0 Mail.Com Inc. Cl A X 0 3,600 0 Malan Rlty Invs Inc X 0 7,000 0 Manpower Inc. X 0 8,227 0 Manhattan Associates Inc X 0 2,000 0 Manugistics Group X 0 1,890 0 Maine Public Service Co X 0 200 0 Mapinfo Corp X 0 1,950 0 Mapics Inc. X 0 1,200 0 Marriott International Cl A X 0 17,077 0 Marion Cap Hldgs Inc X 0 900 0 Marubeni Corp X 0 4,358 0 Masco Corp. X 0 36,803 0 Massbank Corp. X 0 820 0 Marks & Spencer Ltd Sponsored X 0 123,586 0 Mattel Inc. X 0 145,714 0 Mathsoft Inc. X 0 2,000 0 Martek Biosciences Corp. X 0 2,000 0 Matria Healthcare Inc. X 0 4,700 0 Matthews International Corp. X 0 130 0 Matrix Pharmaceutical X 0 6,500 0 Mari LTD ADR X 0 28 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Maverick Tube Corp. Common Stock 577914104 32 1,000 Maxon Industries Inc. Common Stock 577725104 0 27 Maxygen Inc Common Stock 577776107 639 9,805 May Department Stores Common Stock 577778103 2,451 86,000 Molecular Biosystems Inc. Common Stock 608513107 0 30 MBF Holdings BHD - Spons ADR ADR 552980104 0 435 Mandalay Resort Group Common Stock 562567107 1,261 74,738 MBIA, Inc. Common Stock 55262C100 613 11,783 Bank of Tokyo - Mitsubishi ADR ADR 065379109 493 34,730 Mobilemedia Corp. Common Stock 607415106 0 4,350 Main Street Bancorp Inc Common Stock 559906102 122 11,156 MB Software Corp Common Stock 552635104 0 33 Matsushita Elec Ind ADR 576879209 5,719 18,874 Metrocorp Banchares Inc. Common Stock 591650106 139 20,450 Midcom Communications Inc Common Stock 59563X102 0 1,500 Monaco Coach Corp Common Stock 60886R103 21 1,125 McDonalds Corp. Common Stock 580135101 10,882 289,711 Monarch Cem Co Common Stock 609031109 14 800 Millenium Chemicals Inc. Common Stock 599903101 95 4,770 Macrohem Corp. - Delaware Common Stock 555903103 20 2,800 Microchip Technology Inc. Common Stock 595017104 80 1,219 Massmutual Corporate Investors Inc. Common Stock 576292106 55 2,800 MCI Capital I 8.00% Cum PFD Ser A PFD QTR 30/360 55267Y206 386 17,140 McDonald's Corp. 7.5% Sub Def Preferred Stock 580135887 354 15,650 McKesson HBOC Inc. Common Stock 58155Q103 3,456 164,583 Moore Ltd Common Stock 615785102 2 600 McLeodusa Inc. - CL A Common Stock 582266102 551 6,496 Mcleodusa Inc Pfd Ser A PreferdStk Conv 582266201 159 250 Metrocall, Inc. Common Stock 591647102 9 900 M C N Corp. Common Stock 55267J100 249 9,975 MCN Michigan LP 9.375% Cum PFD Ser A PFDMthly 30/360 55268M201 357 15,050 MCN Financing III 8.0% Conv Pfd PreferdStk Conv 55267J308 6 145 MCN Financing II - Tr 8.625% Pfd PFD QTR 30/360 55270G200 4 200 Mediconsult.Com Inc Common Stock 58469J100 22 7,610 Metricom Inc. Common Stock 591596101 134 2,900 Marconi PLC-Unsponsored ADR ADR 566306106 110 9,233 MFS Charter Income Trust Common Stock 552727109 282 34,150 Metacreations Corp. Common Stock 591016100 28 1,300 Micrel Inc. Common Stock 594793101 27 280 Micros Systems Inc. Common Stock 594901100 603 9,580 Marcus Corp. Common Stock 566330106 30 2,300 Miami Computer Supply Corp Common Stock 593261100 3 100 Mission Critical Software Inc Common Stock 605047109 245 4,000 Monsanto Co 6.5% Pfd PFD QTR 30/360 611662305 94 2,050 McDonalds Corp. 7.5% Sub Defer Preferred Stock 580135804 50 2,200 MC Shippiing Common Stock 55267Q104 1 1,300 Mercury General Corp. Common Stock 589400100 47 1,610 Mortgage Com Inc Common Stock 61910V102 15 6,000 Meridian Gold Inc. Common Stock 589975101 3 500 Medicore Inc Common Stock 584931109 4 1,500 Medicalogic Inc Common Stock 584642102 9 500 Meredith Corp. Common Stock 589433101 130 4,700 Medical Pptys Inc Common Stock 58461M101 0 155 McDermott International Inc. Common Stock 580037109 134 14,600 Midas Inc. Common Stock 595626102 1 45 Mediscience Technology Common Stock 585901101 13 20,000 Madison Gas & Elec Co Common Stock 557497104 652 36,450 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Maverick Tube Corp. X 0 1,000 0 Maxon Industries Inc. X 0 27 0 Maxygen Inc X 0 9,805 0 May Department Stores X 0 86,000 0 Molecular Biosystems Inc. X 0 30 0 MBF Holdings BHD - Spons ADR X 0 435 0 Mandalay Resort Group X 0 74,738 0 MBIA, Inc. X 0 11,783 0 Bank of Tokyo - Mitsubishi ADR X 0 34,730 0 Mobilemedia Corp. X 0 4,350 0 Main Street Bancorp Inc X 0 11,156 0 MB Software Corp X 0 33 0 Matsushita Elec Ind X 0 18,874 0 Metrocorp Banchares Inc. X 0 20,450 0 Midcom Communications Inc X 0 1,500 0 Monaco Coach Corp X 0 1,125 0 McDonalds Corp. X 0 289,711 0 Monarch Cem Co X 0 800 0 Millenium Chemicals Inc. X 0 4,770 0 Macrohem Corp. - Delaware X 0 2,800 0 Microchip Technology Inc. X 0 1,219 0 Massmutual Corporate Investors Inc. X 0 2,800 0 MCI Capital I 8.00% Cum PFD Ser A X 0 17,140 0 McDonald's Corp. 7.5% Sub Def X 0 15,650 0 McKesson HBOC Inc. X 0 164,583 0 Moore Ltd X 0 600 0 McLeodusa Inc. - CL A X 0 6,496 0 Mcleodusa Inc Pfd Ser A X 0 250 0 Metrocall, Inc. X 0 900 0 M C N Corp. X 0 9,975 0 MCN Michigan LP 9.375% Cum PFD Ser A X 0 15,050 0 MCN Financing III 8.0% Conv Pfd X 0 145 0 MCN Financing II - Tr 8.625% Pfd X 0 200 0 Mediconsult.Com Inc X 0 7,610 0 Metricom Inc. X 0 2,900 0 Marconi PLC-Unsponsored ADR X 0 9,233 0 MFS Charter Income Trust X 0 34,150 0 Metacreations Corp. X 0 1,300 0 Micrel Inc. X 0 280 0 Micros Systems Inc. X 0 9,580 0 Marcus Corp. X 0 2,300 0 Miami Computer Supply Corp X 0 100 0 Mission Critical Software Inc X 0 4,000 0 Monsanto Co 6.5% Pfd X 0 2,050 0 McDonalds Corp. 7.5% Sub Defer X 0 2,200 0 MC Shippiing X 0 1,300 0 Mercury General Corp. X 0 1,610 0 Mortgage Com Inc X 0 6,000 0 Meridian Gold Inc. X 0 500 0 Medicore Inc X 0 1,500 0 Medicalogic Inc X 0 500 0 Meredith Corp. X 0 4,700 0 Medical Pptys Inc X 0 155 0 McDermott International Inc. X 0 14,600 0 Midas Inc. X 0 45 0 Mediscience Technology X 0 20,000 0 Madison Gas & Elec Co X 0 36,450 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Medtronic Inc. Common Stock 585055106 18,994 369,251 Mdu Communications Intl In Common Stock 582828109 5 800 M D U Resources Group, Inc. Common Stock 552690109 51 2,475 Midway Airlines Common Stock 598130102 0 200 Standard & Poors Midcap 400 Common Stock 595635103 1,161 12,720 Mission Capital LP 8.5% Cum Monthly PFD QTR 30/360 605034305 10 400 Mission Cap L P PFD P12 30/360 605034206 607 24,400 Mead Corp. Common Stock 582834107 710 20,317 Meade Instruments Corp Common Stock 583062104 136 1,970 Medical Advisory Systems Inc. Common Stock 58449P101 227 15,668 Midamerican Energy Financing I Quips PFD QTR 30/360 59562U208 151 6,700 Medimmune Inc. Common Stock 584699102 3,745 21,509 Medplus Inc Ohio Common Stock 58504P103 1 166 Medquist Inc Common Stock 584949101 364 13,390 Medarex Inc Common Stock 583916101 31 625 Medical Dynamics Inc Common Stock 584900401 0 40 Media General Inc. Class A Common Stock 584404107 199 3,796 Mellon Finl Corp Common Stock 58551A108 3,647 123,626 Merrill Lynch & Co Inc Common Stock 590188694 31 2,000 Memorex Telex N V New ADR 586014102 0 282 Mentor Graphics Corp. Common Stock 587200106 22 1,425 Merrill Lynch & Co., Inc. Common Stock 590188108 8,136 77,489 Merrill Lynch & Co 9% Cum Pfd Preferred Stock 590188819 3 100 Merril Lynch PFD Cap Tr I-7.75% PFD QTR 30/360 589977206 9 400 Merrill Lynch Capt Trust II Preferred Stock 59021C203 85 3,550 Mercer Intl Inc. SBI New Common Stock 588056101 2 300 Merrill Lynch Capital Tr III 7% Trust PFD QTR 30/360 59021F206 39 1,900 Mercury Interactive Corp Common Stock 589405109 1,142 14,407 MessageMedia, Inc. Common Stock 590787107 92 7,290 Metatec Corp. Common Stock 591398102 720 237,500 Meta Group Inc. Common Stock 591002100 235 9,000 Method Electronics Class A Common Stock 591520200 1,044 20,680 Malaysa Fund Inc. Common Stock 560905101 391 62,575 America First Mortgage Invst Common Stock 023934102 18 3,300 Manulife Finl Corp Common Stock 56501R106 1,021 69,488 Microwave Filter Co Inc Common Stock 595176108 4 1,000 Milton Federal Financial Corp Common Stock 601795107 6 350 Microfinancial Inc Common Stock 595072109 16 1,500 MFS Municipal Income Tr Common Stock 552738106 109 15,555 MFN Finl Corp. Common Stock 55272N104 0 8 Metromedia Fiber Network Inc. Cl A Common Stock 591689104 2,490 25,749 M & F Worldwide Corp. Common Stock 552541104 2 513 Magna International Inc. Foreign Stock 559222401 64 1,600 Magna Intl Inc PFD QTR 30/360 559222609 55 2,400 Morgan Stanley Global Oppty Bd Common Stock 61744R103 18 2,000 Mingo Bay Beverages Inc Common Stock 603495102 1 3,000 Morgan Grenfell Smallcap Fund Inc. Common Stock 617357108 424 25,864 Megachain Com Ltd Common Stock 58516A102 1 2,500 MGC Communications Inc. Common Stock 552763302 940 13,150 Michelin S A, Cie Generale Des Foreign Stock F61824144 193 6,020 MFS Government Markets Income Common Stock 552939100 247 41,129 MGM Grand Inc. Common Stock 552953101 15 626 MGI Properties Common Stock 552885105 3 500 Misty Mountain Gold Ltd Common Stock 60650E205 0 100 Metro Goldwyn Mayer Inc. Common Stock 591610100 2 80 Metro Global Media Inc. Common Stock 591917109 0 600 Manufactured Home Communities Common Stock 564682102 10 450 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Medtronic Inc. X 0 369,251 0 Mdu Communications Intl In X 0 800 0 M D U Resources Group, Inc. X 0 2,475 0 Midway Airlines X 0 200 0 Standard & Poors Midcap 400 X 0 12,720 0 Mission Capital LP 8.5% Cum Monthly X 0 400 0 Mission Cap L P X 0 24,400 0 Mead Corp. X 0 20,317 0 Meade Instruments Corp X 0 1,970 0 Medical Advisory Systems Inc. X 0 15,668 0 Midamerican Energy Financing I Quips X 0 6,700 0 Medimmune Inc. X 0 21,509 0 Medplus Inc Ohio X 0 166 0 Medquist Inc X 0 13,390 0 Medarex Inc X 0 625 0 Medical Dynamics Inc X 0 40 0 Media General Inc. Class A X 0 3,796 0 Mellon Finl Corp X 0 123,626 0 Merrill Lynch & Co Inc X 0 2,000 0 Memorex Telex N V New X 0 282 0 Mentor Graphics Corp. X 0 1,425 0 Merrill Lynch & Co., Inc. X 0 77,489 0 Merrill Lynch & Co 9% Cum Pfd X 0 100 0 Merril Lynch PFD Cap Tr I-7.75% X 0 400 0 Merrill Lynch Capt Trust II X 0 3,550 0 Mercer Intl Inc. SBI New X 0 300 0 Merrill Lynch Capital Tr III 7% Trust X 0 1,900 0 Mercury Interactive Corp X 0 14,407 0 MessageMedia, Inc. X 0 7,290 0 Metatec Corp. X 0 237,500 0 Meta Group Inc. X 0 9,000 0 Method Electronics Class A X 0 20,680 0 Malaysa Fund Inc. X 0 62,575 0 America First Mortgage Invst X 0 3,300 0 Manulife Finl Corp X 0 69,488 0 Microwave Filter Co Inc X 0 1,000 0 Milton Federal Financial Corp X 0 350 0 Microfinancial Inc X 0 1,500 0 MFS Municipal Income Tr X 0 15,555 0 MFN Finl Corp. X 0 8 0 Metromedia Fiber Network Inc. Cl A X 0 25,749 0 M & F Worldwide Corp. X 0 513 0 Magna International Inc. X 0 1,600 0 Magna Intl Inc X 0 2,400 0 Morgan Stanley Global Oppty Bd X 0 2,000 0 Mingo Bay Beverages Inc X 0 3,000 0 Morgan Grenfell Smallcap Fund Inc. X 0 25,864 0 Megachain Com Ltd X 0 2,500 0 MGC Communications Inc. X 0 13,150 0 Michelin S A, Cie Generale Des X 0 6,020 0 MFS Government Markets Income X 0 41,129 0 MGM Grand Inc. X 0 626 0 MGI Properties X 0 500 0 Misty Mountain Gold Ltd X 0 100 0 Metro Goldwyn Mayer Inc. X 0 80 0 Metro Global Media Inc. X 0 600 0 Manufactured Home Communities X 0 450 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Municipal High Income Fund Inc. Common Stock 626214100 65 8,690 Morrison Mgmt Specialists Common Stock 618459101 3 100 Mohawk Industries Common Stock 608190104 47 2,100 M/I Schottenstein Homes Inc Common Stock 55305B101 6 380 McGraw-Hill Companies Inc. Common Stock 580645109 1,140 25,044 Magnum Hunter Resources Inc Common Stock 55972F203 43 11,000 Manhattan Scientifics Inc Common Stock 563122100 22 4,000 Miix Group Inc Common Stock 59862V104 30 2,144 Medi-hut Co Inc Common Stock 58438C103 5 800 Mitsubishi Heavy Industries Ltd Foreign Stock J44002129 314 99,610 Meristar Hospitality Corp Common Stock 58984Y103 3,408 195,457 Managed High Income Portfolio Common Stock 56166C105 48 5,800 Marshall & Ilsley Corp. Common Stock 571834100 20 345 Micro Age Common Stock 594928103 12 5,000 Microfield Graphics Common Stock 59506W104 0 100 Microcell Telecommunications Inc.-CL B Foreign Stock 59501T304 101 2,269 Magna Entertainment Corp Cl A Common Stock 559211107 1 320 Mitsubishi Electric Corp. ADR Foreign Stock 606776201 750 7,950 Mcglen Internet Group Inc Common Stock 580578102 3 1,000 Michaels Stores Inc. Common Stock 594087108 128 3,140 Millipore Corp. Common Stock 601073109 692 12,268 Mitcham Industries Inc Common Stock 606501104 3 500 Mobile Mini Inc. Common Stock 60740F105 24 1,250 Miniscribe Corp. Common Stock 603669102 0 300 MIPS Technologies Inc Common Stock 604567107 1,296 23,295 Mirage Resorts Inc. Common Stock 60462E104 188 9,700 Morrison Knudsen Corp. Common Stock 61844A109 69 9,400 McCormick & Co. Common Stock 579780206 404 12,540 Mallinckrodt Inc. Common Stock 561232109 379 13,195 Mallinckrodt Inc. 4% Pfd PFD QTR 30/360 561232208 12 200 Markel Corp. Common Stock 570535104 0 0 Makita Corp. Spon ADR ADR 560877300 18 1,955 Maketcentral.Net Corp Common Stock 57059T106 21 5,340 Mechanical Technology Common Stock 583538103 51 718 Musicland Stores Corporation Common Stock 62758B109 6 1,000 Miller Herman Inc. Common Stock 600544100 150 5,372 Mueller Inds Inc. Common Stock 624756102 478 15,725 Matlak Systems Inc. Common Stock 576901102 0 127 Martin Marietta Materials Common Stock 573284106 1,333 28,060 Microleague Multimedia Inc Common Stock 59507T100 0 1,000 Millenium Pharmaceuticals Common Stock 599902103 252 1,944 Microlog Corp. Common Stock 595079104 33 16,418 Miller Industries Inc. Common Stock 600551105 18 4,700 The Mills Corp. Common Stock 601148109 446 24,780 Merlin Software Tech Intl Inc Common Stock 59011Y108 4 1,000 Molten Metal Technology Common Stock 608712105 0 100 Multex Com Inc Common Stock 625367107 37 1,000 Municipal Mortgage & Equity Common Stock 62624B101 1,225 62,835 Marsh & McLennan Cos Inc Common Stock 571748102 10,123 91,767 Mid Atlantic Med Services Inc. Common Stock 59523C107 248 26,794 Mitsui Marine & Fire ADR ADR 606839207 99 2,200 Metromedia Intl Group Inc. Common Stock 591695101 11 1,878 Medical Manager Corp. New Common Stock 58461U103 398 11,359 Meristar Hotels & Resorts Inc. Common Stock 589988104 0 100 Minnesota Mining & Manufacturing Co. Common Stock 604059105 6,595 74,466 Mineral Mountain Mining Common Stock 602873101 0 500 Maxim Pharmaceuticals Inc Common Stock 57772M107 47 1,005 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Municipal High Income Fund Inc. X 0 8,690 0 Morrison Mgmt Specialists X 0 100 0 Mohawk Industries X 0 2,100 0 M/I Schottenstein Homes Inc X 0 380 0 McGraw-Hill Companies Inc. X 0 25,044 0 Magnum Hunter Resources Inc X 0 11,000 0 Manhattan Scientifics Inc X 0 4,000 0 Miix Group Inc X 0 2,144 0 Medi-hut Co Inc X 0 800 0 Mitsubishi Heavy Industries Ltd X 0 99,610 0 Meristar Hospitality Corp X 0 195,457 0 Managed High Income Portfolio X 0 5,800 0 Marshall & Ilsley Corp. X 0 345 0 Micro Age X 0 5,000 0 Microfield Graphics X 0 100 0 Microcell Telecommunications Inc.-CL B X 0 2,269 0 Magna Entertainment Corp Cl A X 0 320 0 Mitsubishi Electric Corp. ADR X 0 7,950 0 Mcglen Internet Group Inc X 0 1,000 0 Michaels Stores Inc. X 0 3,140 0 Millipore Corp. X 0 12,268 0 Mitcham Industries Inc X 0 500 0 Mobile Mini Inc. X 0 1,250 0 Miniscribe Corp. X 0 300 0 MIPS Technologies Inc X 0 23,295 0 Mirage Resorts Inc. X 0 9,700 0 Morrison Knudsen Corp. X 0 9,400 0 McCormick & Co. X 0 12,540 0 Mallinckrodt Inc. X 0 13,195 0 Mallinckrodt Inc. 4% Pfd X 0 200 0 Markel Corp. X 0 0 0 Makita Corp. Spon ADR X 0 1,955 0 Maketcentral.Net Corp X 0 5,340 0 Mechanical Technology X 0 718 0 Musicland Stores Corporation X 0 1,000 0 Miller Herman Inc. X 0 5,372 0 Mueller Inds Inc. X 0 15,725 0 Matlak Systems Inc. X 0 127 0 Martin Marietta Materials X 0 28,060 0 Microleague Multimedia Inc X 0 1,000 0 Millenium Pharmaceuticals X 0 1,944 0 Microlog Corp. X 0 16,418 0 Miller Industries Inc. X 0 4,700 0 The Mills Corp. X 0 24,780 0 Merlin Software Tech Intl Inc X 0 1,000 0 Molten Metal Technology X 0 100 0 Multex Com Inc X 0 1,000 0 Municipal Mortgage & Equity X 0 62,835 0 Marsh & McLennan Cos Inc X 0 91,767 0 Mid Atlantic Med Services Inc. X 0 26,794 0 Mitsui Marine & Fire ADR X 0 2,200 0 Metromedia Intl Group Inc. X 0 1,878 0 Medical Manager Corp. New X 0 11,359 0 Meristar Hotels & Resorts Inc. X 0 100 0 Minnesota Mining & Manufacturing Co. X 0 74,466 0 Mineral Mountain Mining X 0 500 0 Maxim Pharmaceuticals Inc X 0 1,005 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ McMoran Exploration Co Common Stock 582411104 5 253 Maximus Inc. Common Stock 577933104 254 8,340 MFS Multimarket Income Trust Common Stock 552737108 99 16,953 Micromem Technologies Foreign Stock 59509P106 17 1,200 Momentum Business Applications Inc. Common Stock 60877P108 1 176 Managed Municipals Portfolio Inc. Common Stock 561662107 253 26,668 Metamor Worldwide Inc Common Stock 59133P100 428 15,125 Mitchell Energy & Dev Corp. CL A Common Stock 606592202 12 555 Mitchell Energy & Dev Corp. CL B Common Stock 606592301 8 370 Mine Safety Appliances Co Common Stock 602720104 28 400 McClatchy Newspapers Inc. CL A Common Stock 579489105 711 21,720 Minimed Inc Common Stock 60365K108 115 890 Mannesmann AG Sponsored ADR ADR 563775303 4 11 Montedison Spa-Sponsored ADR 612376509 40 2,340 MTR Gaming Group Inc Common Stock 553769100 3 1,000 Mony Group Inc. Common Stock 615337102 22 675 Philip Morris Companies Inc. Common Stock 718154107 6,885 325,922 Moog Inc. Common Stock 615394202 3 160 MGI Pharma Inc. Common Stock 552880106 20 500 Molex Inc. Common Stock 608554101 551 9,373 Molex Inc. Cl A Common Stock 608554200 157 3,545 Worldwide Petrolmoly Inc. Common Stock 98159L106 5 8,000 Monaco Finance Inc Cl A Common Stock 608868303 0 100 Robert Mondavi Corp. Cl A Common Stock 609200100 24 700 Matrixone Inc Common Stock 57685P304 47 1,175 Chadmore Wireless Group Inc. Common Stock 157259102 36 21,500 Morgan Keegan Inc. Common Stock 617410105 68 3,900 Mesa Offshore Tr Common Stock 590650107 0 300 Mountain Svcs Corp Common Stock 624260105 0 1,000 Motorola Inc. Common Stock 620076109 16,964 119,153 Motorola Capital Trust I 6.68% Pfd PFD QTR 30/360 620074203 120 5,800 Moto Photo Inc Common Stock 619821101 2 1,900 Movie Gallery Inc. Common Stock 624581104 1 200 Microwave Power Divices Inc. Common Stock 59517M103 9 1,000 Minnesota Pwr & Light Common Stock 604110106 126 7,593 MP&L Capital I 8.05% Cum Qrtly PFD QTR 30/360 553134206 76 3,500 Mediaplex Inc Common Stock 58446B105 5 100 Monongahela Power Co Preferred Stock 610202400 4 50 Mp3 Com Inc Common Stock 62473M109 36 1,700 Modis Professional Services Common Stock 607830106 161 13,007 Masterpiece Technology Group Common Stock 57640W105 2 1,000 Massmutual Participation Investors Common Stock 576299101 6 700 Mapquest Com Inc Common Stock 565644101 36 1,750 Muniyield Quality Fund Inc. Common Stock 626302103 36 3,048 Meritor Automotive, Inc. Common Stock 59000G100 22 1,415 Mercantile Bankshares Corp. Common Stock 587405101 1,603 52,436 Marchfirst Inc Common Stock 566244109 625 17,500 Mercury Computer Systems Inc. Common Stock 589378108 49 1,000 Macdermid Ind Common Stock 554273102 32 1,200 Medical Device Technologies Common Stock 60461S104 0 23 Merck & Co., Inc. Common Stock 589331107 56,150 903,823 Marine Drilling Companies, Inc. Common Stock 568240204 505 18,405 USX Marathon Group Common Stock 902905827 875 33,580 Marquette Savings Bank - Wisc Common Stock 571604107 19 1,850 Mid Atlantic Realty Trust Common Stock 595232109 1,400 151,398 Midcoast Energy Resources Common Stock 59563W104 201 11,875 Marisa Christina Inc. Common Stock 570268102 17 10,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- McMoran Exploration Co X 0 253 0 Maximus Inc. X 0 8,340 0 MFS Multimarket Income Trust X 0 16,953 0 Micromem Technologies X 0 1,200 0 Momentum Business Applications Inc. X 0 176 0 Managed Municipals Portfolio Inc. X 0 26,668 0 Metamor Worldwide Inc X 0 15,125 0 Mitchell Energy & Dev Corp. CL A X 0 555 0 Mitchell Energy & Dev Corp. CL B X 0 370 0 Mine Safety Appliances Co X 0 400 0 McClatchy Newspapers Inc. CL A X 0 21,720 0 Minimed Inc X 0 890 0 Mannesmann AG Sponsored ADR X 0 11 0 Montedison Spa-Sponsored X 0 2,340 0 MTR Gaming Group Inc X 0 1,000 0 Mony Group Inc. X 0 675 0 Philip Morris Companies Inc. X 0 325,922 0 Moog Inc. X 0 160 0 MGI Pharma Inc. X 0 500 0 Molex Inc. X 0 9,373 0 Molex Inc. Cl A X 0 3,545 0 Worldwide Petrolmoly Inc. X 0 8,000 0 Monaco Finance Inc Cl A X 0 100 0 Robert Mondavi Corp. Cl A X 0 700 0 Matrixone Inc X 0 1,175 0 Chadmore Wireless Group Inc. X 0 21,500 0 Morgan Keegan Inc. X 0 3,900 0 Mesa Offshore Tr X 0 300 0 Mountain Svcs Corp X 0 1,000 0 Motorola Inc. X 0 119,153 0 Motorola Capital Trust I 6.68% Pfd X 0 5,800 0 Moto Photo Inc X 0 1,900 0 Movie Gallery Inc. X 0 200 0 Microwave Power Divices Inc. X 0 1,000 0 Minnesota Pwr & Light X 0 7,593 0 MP&L Capital I 8.05% Cum Qrtly X 0 3,500 0 Mediaplex Inc X 0 100 0 Monongahela Power Co X 0 50 0 Mp3 Com Inc X 0 1,700 0 Modis Professional Services X 0 13,007 0 Masterpiece Technology Group X 0 1,000 0 Massmutual Participation Investors X 0 700 0 Mapquest Com Inc X 0 1,750 0 Muniyield Quality Fund Inc. X 0 3,048 0 Meritor Automotive, Inc. X 0 1,415 0 Mercantile Bankshares Corp. X 0 52,436 0 Marchfirst Inc X 0 17,500 0 Mercury Computer Systems Inc. X 0 1,000 0 Macdermid Ind X 0 1,200 0 Medical Device Technologies X 0 23 0 Merck & Co., Inc. X 0 903,823 0 Marine Drilling Companies, Inc. X 0 18,405 0 USX Marathon Group X 0 33,580 0 Marquette Savings Bank - Wisc X 0 1,850 0 Mid Atlantic Realty Trust X 0 151,398 0 Midcoast Energy Resources X 0 11,875 0 Marisa Christina Inc. X 0 10,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Marvel Entertainment Group Common Stock 573913100 0 7,600 MRV Communications, Inc. Common Stock 553477100 116 1,265 Miravant Medical Technology Common Stock 604690107 16 1,000 Medicis Pharmaceutical Cl A Common Stock 584690309 46 1,155 Merry Land Properties Inc Common Stock 590441101 1 113 Mesabi Trust Common Stock 590672101 0 50 Material Sciences Corp. Common Stock 576674105 62 4,560 Microsemi Corp. Common Stock 595137100 120 3,500 Mason Dixon Cap Tr Ii Pfd Secs% PFD QTR 30/360 57520G204 10 545 Morgan Stanley Finance PLC 8.40% Cap U PFD QTR 30/360 616906608 42 1,750 Merisel Inc. Common Stock 589849108 2 1,000 Morgan Stanley Emerging Mkts Fund MutualFdEqClose 61744G107 9 500 Microsoft Corp. Common Stock 594918104 85,311 802,928 Marketing Services Group Inc Common Stock 570907105 8 450 Msh Entmt Corp Common Stock 553574104 3 11,600 Msi Holdings Inc Common Stock 553654104 11 400 Metasolv Software Inc Common Stock 591393103 17 280 MSC Industrial Direct Co. Inc. - Cl A Common Stock 553530106 4 200 Martha Stewart Living Omnimed Common Stock 573083102 26 954 Microstrategy Inc. Common Stock 594972101 957 10,990 Mission West Pptys Inc Common Stock 605203108 17 2,000 Morgan Stanley High Yield Fund Inc. MutualFdFiClose 61744M104 12 1,000 Medical Technology System Inc. Common Stock 58462R505 1 1,000 Meditrust Corp Common Stock 58501T306 15 8,048 Magyar Tavkozlesi Foreign Stock 559776109 123 2,749 M & T Bank Corp Common Stock 55261F104 207 464 Monsanto Co. Common Stock 611662107 6,219 120,760 Metron Technology N V Foreign Stock N5665B105 10 475 Mettler-Toledo International Common Stock 592688105 176 4,295 Meridian Medical Tech Inc. Common Stock 589658103 33 4,300 Medical Technology & Innovatns Common Stock 58462M100 16 62,000 Mannatech Inc. Common Stock 563771104 4 1,000 MGIC Investment Corp. Common Stock 552848103 1,155 26,465 Modern Times Group Mtg AB Spons ADR ADR 607698107 229 841 Machine Technology Inc. Common Stock 554482109 0 3,000 Mothernature Com Inc Common Stock 61978K105 1 450 MTI Technology Corp Common Stock 553903105 1,158 43,890 Martin Industries Inc Common Stock 57326K102 4 2,000 Micro Therapeutics Inc. Common Stock 59500W100 7 1,000 Metalclad Corp -New Common Stock 591142203 2 400 Metalink Ltd Foreign Stock M69897102 10 250 Metal Management Inc Common Stock 591097100 89 40,000 Micros To Mainframes Inc. Common Stock 594944100 29 2,000 Meltronix Inc Common Stock 585730104 16 4,000 Meritor Svgs Bk PA in Receivership Common Stock 590007100 2 1,100 Montana Power Co Common Stock 612085100 100 1,566 Meditrust Corp PFD QTR 30/360 58501T405 3 250 Medical Technology Prods Inc Common Stock 58462L102 0 541 Mesa Royalty Trust Common Stock 590660106 85 2,000 Metris Companies Inc. Common Stock 591598107 107 2,750 Microtouch Systems Inc. Common Stock 595145103 1 100 Mattson Technology Inc Common Stock 577223100 9 200 Microtest Inc. Common Stock 594941106 8 530 Met Ed Cap Tr Preferred Stock 590860102 62 2,880 Manitowoc Co Inc. Common Stock 563571108 1,764 65,195 Mastec Inc Common Stock 576323109 1,198 13,464 Micron Technology Inc. Common Stock 595112103 918 7,288 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Marvel Entertainment Group X 0 7,600 0 MRV Communications, Inc. X 0 1,265 0 Miravant Medical Technology X 0 1,000 0 Medicis Pharmaceutical Cl A X 0 1,155 0 Merry Land Properties Inc X 0 113 0 Mesabi Trust X 0 50 0 Material Sciences Corp. X 0 4,560 0 Microsemi Corp. X 0 3,500 0 Mason Dixon Cap Tr Ii Pfd Secs% X 0 545 0 Morgan Stanley Finance PLC 8.40% Cap U X 0 1,750 0 Merisel Inc. X 0 1,000 0 Morgan Stanley Emerging Mkts Fund X 0 500 0 Microsoft Corp. X 0 802,928 0 Marketing Services Group Inc X 0 450 0 Msh Entmt Corp X 0 11,600 0 Msi Holdings Inc X 0 400 0 Metasolv Software Inc X 0 280 0 MSC Industrial Direct Co. Inc. - Cl A X 0 200 0 Martha Stewart Living Omnimed X 0 954 0 Microstrategy Inc. X 0 10,990 0 Mission West Pptys Inc X 0 2,000 0 Morgan Stanley High Yield Fund Inc. X 0 1,000 0 Medical Technology System Inc. X 0 1,000 0 Meditrust Corp X 0 8,048 0 Magyar Tavkozlesi X 0 2,749 0 M & T Bank Corp X 0 464 0 Monsanto Co. X 0 120,760 0 Metron Technology N V X 0 475 0 Mettler-Toledo International X 0 4,295 0 Meridian Medical Tech Inc. X 0 4,300 0 Medical Technology & Innovatns X 0 62,000 0 Mannatech Inc. X 0 1,000 0 MGIC Investment Corp. X 0 26,465 0 Modern Times Group Mtg AB Spons ADR X 0 841 0 Machine Technology Inc. X 0 3,000 0 Mothernature Com Inc X 0 450 0 MTI Technology Corp X 0 43,890 0 Martin Industries Inc X 0 2,000 0 Micro Therapeutics Inc. X 0 1,000 0 Metalclad Corp -New X 0 400 0 Metalink Ltd X 0 250 0 Metal Management Inc X 0 40,000 0 Micros To Mainframes Inc. X 0 2,000 0 Meltronix Inc X 0 4,000 0 Meritor Svgs Bk PA in Receivership X 0 1,100 0 Montana Power Co X 0 1,566 0 Meditrust Corp X 0 250 0 Medical Technology Prods Inc X 0 541 0 Mesa Royalty Trust X 0 2,000 0 Metris Companies Inc. X 0 2,750 0 Microtouch Systems Inc. X 0 100 0 Mattson Technology Inc X 0 200 0 Microtest Inc. X 0 530 0 Met Ed Cap Tr X 0 2,880 0 Manitowoc Co Inc. X 0 65,195 0 Mastec Inc X 0 13,464 0 Micron Technology Inc. X 0 7,288 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ MSU Corp Common Stock 553757105 5 1,900 Micron Electronics Inc. Common Stock 595100108 118 8,400 Metals USA Inc. Common Stock 591324108 3 500 Mepc Intl Capital LP 9.125% PFD QTR 30/360 55271M206 23 1,194 Murphy Oil Co. Common Stock 626717102 35 605 Muenchener Rucckversicherungs Foreign Stock D55535104 310 975 Micromuse Inc. Common Stock 595094103 3,468 24,980 1st Miracle Group Inc Foreign Stock 320966104 25 424,200 Microvision Inc - Wash Common Stock 594960106 11 200 Microware Sys Corp Common Stock 595150103 81 7,500 M-wave Inc Common Stock 554034108 8 1,000 MSDW Capital Trust I PFD QTR 30/360 553538208 42 2,000 Morgan St Dean Witter Discover & Co. Common Stock 617446448 5,225 64,064 Mail Well Inc. Common Stock 560321200 16 1,810 Microwave Labs Inc Common Stock 59517L105 0 166 Midway Games Inc Common Stock 598148104 12 931 Mfc Bancorp Ltd Foreign Stock 55271X103 1 150 Mexico Equity and Income Fund Inc. MutualFdEqClose 592834105 11 1,000 Mexico Fund Common Stock 592835102 347 19,784 Macronix Intl Co Ltd ADR 556103109 1 29 Maxim Integrated Products Inc Common Stock 57772K101 1,560 21,957 Maxxam Inc. Common Stock 577913106 7 232 Mediax Corp Common Stock 58447C201 9 3,000 Maxxon Inc Common Stock 577774102 2 2,900 Maxtor Corp. Common Stock 577729205 31 2,400 Myers Inds Inc. Common Stock 628464109 7,182 598,531 Maytag Corp. Common Stock 578592107 380 11,472 Myriad Genetics Inc Common Stock 62855J104 36 605 Edulink Inc Common Stock 28164R103 7 22,500 Mylan Laboratories Inc. Common Stock 628530107 634 23,056 Mypoints Com Inc Common Stock 62855T102 15 550 MYTURN.COM Inc Common Stock 628690109 121 5,100 Milacron Inc Common Stock 598709103 91 6,300 Medizone International Inc. Common Stock 585013105 7 12,000 Mizlou Programming Common Stock 606910107 0 14,250 INCO Limited Foreign Stock 453258402 312 17,055 Nutrafeed Inc Common Stock 67060W105 0 1,700 NB Capital Corp Dep Shs Repstg PFD QTR 30/360 62874N607 295 13,700 NAB Exchange Pfd Trust 8% PFD QTR 30/360 628714206 97 4,350 Nayses Bay Hunt Club Inc Common Stock 639382100 0 2 Nanovation Technologies Inc. Common Stock 630085108 0 5,435 Natures Creation Corp Common Stock 63901N107 0 1,000 Nuveen N Y Select Quality Mun Fd PFD QTR 30/360 670976307 10 4 Nabisco Hldgs Corp. Common Stock 629526104 321 9,968 National Australia Bank LTD Spon ADR ADR 632525408 6 100 NABI Inc. Common Stock 628716102 40 5,950 National Dentex Corp Common Stock 63563H109 19 1,300 Natural Alternative Intl Inc. Common Stock 638842302 9 4,500 National Auto Credit Inc. Common Stock 632900106 1 1,000 Nanometrics Inc Common Stock 630077105 12 250 Network Access Solutions Corp Common Stock 64120S109 130 5,900 North Amern Scientific Inc Common Stock 65715D100 4 200 National Instruments Corp Common Stock 636518102 277 5,900 North Atlantic Technologies Inc New Common Stock 657335204 0 266 National Australia Bank 7.875% PreferdStk Conv 632525309 17 720 Navistar International Corp. Common Stock 63934E108 79 1,973 Navisite Inc Common Stock 63935M109 24 195 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- MSU Corp X 0 1,900 0 Micron Electronics Inc. X 0 8,400 0 Metals USA Inc. X 0 500 0 Mepc Intl Capital LP 9.125% X 0 1,194 0 Murphy Oil Co. X 0 605 0 Muenchener Rucckversicherungs X 0 975 0 Micromuse Inc. X 0 24,980 0 1st Miracle Group Inc X 0 424,200 0 Microvision Inc - Wash X 0 200 0 Microware Sys Corp X 0 7,500 0 M-wave Inc X 0 1,000 0 MSDW Capital Trust I X 0 2,000 0 Morgan St Dean Witter Discover & Co. X 0 64,064 0 Mail Well Inc. X 0 1,810 0 Microwave Labs Inc X 0 166 0 Midway Games Inc X 0 931 0 Mfc Bancorp Ltd X 0 150 0 Mexico Equity and Income Fund Inc. X 0 1,000 0 Mexico Fund X 0 19,784 0 Macronix Intl Co Ltd X 0 29 0 Maxim Integrated Products Inc X 0 21,957 0 Maxxam Inc. X 0 232 0 Mediax Corp X 0 3,000 0 Maxxon Inc X 0 2,900 0 Maxtor Corp. X 0 2,400 0 Myers Inds Inc. X 0 598,531 0 Maytag Corp. X 0 11,472 0 Myriad Genetics Inc X 0 605 0 Edulink Inc X 0 22,500 0 Mylan Laboratories Inc. X 0 23,056 0 Mypoints Com Inc X 0 550 0 MYTURN.COM Inc X 0 5,100 0 Milacron Inc X 0 6,300 0 Medizone International Inc. X 0 12,000 0 Mizlou Programming X 0 14,250 0 INCO Limited X 0 17,055 0 Nutrafeed Inc X 0 1,700 0 NB Capital Corp Dep Shs Repstg X 0 13,700 0 NAB Exchange Pfd Trust 8% X 0 4,350 0 Nayses Bay Hunt Club Inc X 0 2 0 Nanovation Technologies Inc. X 0 5,435 0 Natures Creation Corp X 0 1,000 0 Nuveen N Y Select Quality Mun Fd X 0 4 0 Nabisco Hldgs Corp. X 0 9,968 0 National Australia Bank LTD Spon ADR X 0 100 0 NABI Inc. X 0 5,950 0 National Dentex Corp X 0 1,300 0 Natural Alternative Intl Inc. X 0 4,500 0 National Auto Credit Inc. X 0 1,000 0 Nanometrics Inc X 0 250 0 Network Access Solutions Corp X 0 5,900 0 North Amern Scientific Inc X 0 200 0 National Instruments Corp X 0 5,900 0 North Atlantic Technologies Inc New X 0 266 0 National Australia Bank 7.875% X 0 720 0 Navistar International Corp. X 0 1,973 0 Navisite Inc X 0 195 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Navarre Corp. Common Stock 639208107 5 1,260 Naxos Res Ltd Common Stock 63934H101 0 1,300 NB Capital TrustT I 7.84% Trust Preferred Stock 628956203 229 9,975 Nbc Internet Inc Common Stock 62873D105 157 3,650 Neurocrine Biosciences Inc Common Stock 64125C109 8 365 Noble Affiliates Inc. Common Stock 654894104 921 28,075 Northern Border Partnership LP LTD Part P1 664785102 60 2,200 Nabors Industries Inc. Common Stock 629568106 804 20,703 New South Capital Tr I Tr Pfd Sec 8.5% PFD QTR 30/360 648910206 69 10,400 NBT Bancorp Inc. Common Stock 628778102 208 14,346 National Comm BanCorp. Common Stock 635449101 196 10,601 National City Corp. Common Stock 635405103 1,482 71,856 AT&T Capital Corp. 8.25% Pfd Sr PFD QTR 30/360 00206J209 114 4,700 Network Computing Devices Inc Common Stock 64120N100 29 5,500 New Century Energies Inc. Common Stock 64352U103 3,368 112,027 North Coast Energy Inc Common Stock 658649702 3 1,150 AT&T Cap Corp 8.125% PFD QTR 30/360 00206J308 105 4,350 NCH Corporation Common Stock 628850109 5 100 Navigant Consulting Inc Common Stock 63935N107 277 25,215 NCO Group Inc. Common Stock 628858102 32 1,000 NCR Corp. Common Stock 62886E108 217 5,420 NCI Building Systems Inc Common Stock 628852105 13 700 NCT Group Inc Common Stock 62888Q109 12 10,800 Nova Chemicals Corp. 9.04% PFD PFD QTR 30/360 66977W307 79 4,200 National Discount Brokers Group Inc. Common Stock 635646102 64 1,300 National Data Corp. Common Stock 635621105 13 500 Indymac Mtg Hldgs Inc Common Stock 456607100 214 14,339 Noble Drilling Corp. Common Stock 655042109 1,290 31,126 New England Business Service Common Stock 643872104 10 600 Newell Finl Tr I Qips Conv 5.25% PreferdStk Conv 651195307 15 420 Energy East Corporation Common Stock 29266M109 36 1,796 Newmont Mining Corp. Common Stock 651639106 242 10,787 Neopharm Inc. Common Stock 640919106 13 500 Neoforma Com Inc Common Stock 640475109 17 1,050 Neogen Corp Common Stock 640491106 4 500 Neomedia Technologies Inc Common Stock 640505103 128 15,000 New ERA of Networks Inc Common Stock 644312100 502 12,794 Neotherapeutics Inc. Common Stock 640656104 84 5,000 Northeast Pennsylvania Financial Corp Common Stock 663905107 22 2,450 Neorx Corp Common Stock 640520300 367 19,203 Neon System Inc. Common Stock 640509105 10 300 Networks Associates Inc. Common Stock 640938106 1,640 50,851 Netegrity Inc. Common Stock 64110P107 48 700 Netmanage Inc. Common Stock 641144100 454 80,200 Net Perceptions Inc Common Stock 64107U101 109 2,950 Netradio Corp Common Stock 64114E108 28 6,500 Netvalue Hldgs Inc Common Stock 64120C104 23 1,300 Nvest LP Units Ltd Partnership Int Common Stock 67065F107 5 300 Nexell Therapeutics Inc Common Stock 65332H104 141 36,725 North Fork Bancorp, Inc.-DEL Common Stock 659424105 488 27,297 Neff corp Cl A Common Stock 640094108 13 1,800 National Fuel Gas Co. Common Stock 636180101 64 1,440 Northfield Laboratories Inc. Common Stock 666135108 3 125 Nationwide Financial Services, Inc. Common Stock 638612101 174 5,938 Nationwide Financial Svcs Cap Tr PFD QTR 30/360 63861E204 30 1,500 Newfield Exploration Co Common Stock 651290108 305 8,665 Nabisco Group Holding Corp Common Stock 62952P102 135 11,226 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Navarre Corp. X 0 1,260 0 Naxos Res Ltd X 0 1,300 0 NB Capital TrustT I 7.84% Trust X 0 9,975 0 Nbc Internet Inc X 0 3,650 0 Neurocrine Biosciences Inc X 0 365 0 Noble Affiliates Inc. X 0 28,075 0 Northern Border Partnership LP X 0 2,200 0 Nabors Industries Inc. X 0 20,703 0 New South Capital Tr I Tr Pfd Sec 8.5% X 0 10,400 0 NBT Bancorp Inc. X 0 14,346 0 National Comm BanCorp. X 0 10,601 0 National City Corp. X 0 71,856 0 AT&T Capital Corp. 8.25% Pfd Sr X 0 4,700 0 Network Computing Devices Inc X 0 5,500 0 New Century Energies Inc. X 0 112,027 0 North Coast Energy Inc X 0 1,150 0 AT&T Cap Corp 8.125% X 0 4,350 0 NCH Corporation X 0 100 0 Navigant Consulting Inc X 0 25,215 0 NCO Group Inc. X 0 1,000 0 NCR Corp. X 0 5,420 0 NCI Building Systems Inc X 0 700 0 NCT Group Inc X 0 10,800 0 Nova Chemicals Corp. 9.04% PFD X 0 4,200 0 National Discount Brokers Group Inc. X 0 1,300 0 National Data Corp. X 0 500 0 Indymac Mtg Hldgs Inc X 0 14,339 0 Noble Drilling Corp. X 0 31,126 0 New England Business Service X 0 600 0 Newell Finl Tr I Qips Conv 5.25% X 0 420 0 Energy East Corporation X 0 1,796 0 Newmont Mining Corp. X 0 10,787 0 Neopharm Inc. X 0 500 0 Neoforma Com Inc X 0 1,050 0 Neogen Corp X 0 500 0 Neomedia Technologies Inc X 0 15,000 0 New ERA of Networks Inc X 0 12,794 0 Neotherapeutics Inc. X 0 5,000 0 Northeast Pennsylvania Financial Corp X 0 2,450 0 Neorx Corp X 0 19,203 0 Neon System Inc. X 0 300 0 Networks Associates Inc. X 0 50,851 0 Netegrity Inc. X 0 700 0 Netmanage Inc. X 0 80,200 0 Net Perceptions Inc X 0 2,950 0 Netradio Corp X 0 6,500 0 Netvalue Hldgs Inc X 0 1,300 0 Nvest LP Units Ltd Partnership Int X 0 300 0 Nexell Therapeutics Inc X 0 36,725 0 North Fork Bancorp, Inc.-DEL X 0 27,297 0 Neff corp Cl A X 0 1,800 0 National Fuel Gas Co. X 0 1,440 0 Northfield Laboratories Inc. X 0 125 0 Nationwide Financial Services, Inc. X 0 5,938 0 Nationwide Financial Svcs Cap Tr X 0 1,500 0 Newfield Exploration Co X 0 8,665 0 Nabisco Group Holding Corp X 0 11,226 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ RJR Nabisco Hldgs Cap Tr II PFD QTR 30/360 62952N206 28 1,200 Newgold Inc Common Stock 651362105 46 20,000 Netguru Com Inc Common Stock 64111K107 15 500 Nhancement Technologies Inc Common Stock 65334P104 16 900 National Health Invs Inc. Common Stock 63633D104 256 21,475 National Health Investors 8.50% Preferred Stock 63633D203 1 100 Natl Health & Safety Corp Common Stock 636327108 2 18,000 Nationwide Health Properties Inc. Common Stock 638620104 84 8,080 Norsk Hydro As Adr ADR 656531605 3 83 Nisource Inc. Common Stock 65473P105 426 25,237 Northern Ind Pub Preferred Stock 665262879 13 310 Nisource Inc PFD QTR 30/360 65473P303 37 1,000 Nipsco Capital Markets Inc. 7.75% PFD QTR 30/360 654638105 4 200 Nice-Systems Ltd ADR ADR 653656108 39 550 Nuveen Premier Insured Common Stock 670987106 41 3,169 Nikko Securities Co. Ltd. ADR ADR 654107200 111 730 Niku Corp Common Stock 654113109 33 700 Nuveen Select Maturities Common Stock 67061T101 134 12,622 N E C Corp. ADR 629050204 1,017 6,852 Northern Indiana Public Service PFd PFD QTR 30/360 665262309 7 125 Nova Corp. - GA Common Stock 669784100 544 18,676 Knight/Trimark Goup Inc. New Common Stock 499068104 695 13,636 NJ Economic Dev Auth St Pension PFD QTR 30/360 645915208 42 1,800 New Jersey Resources Corp. Common Stock 646025106 11 256 Nike Inc. Common Stock 654106103 1,110 28,012 National Bankshares Inc/ Va Common Stock 634865109 132 7,000 Nuoncology Labs Inc Common Stock 67057T107 11 7,000 National Computer Systems Inc. Common Stock 635519101 29 580 North Lily Mining Co. Common Stock 660461203 1 2,500 Annaly Mortgage Management Inc. Common Stock 035710409 22 2,500 Ntt Mobile Comm Network Inc ADR 629424508 243 1,185 Namibian Minerals Corp. Foreign Stock 629913104 200 41,000 Neiman-Marcus Groups Inc. Common Stock 640204202 44 1,575 Neiman Marcus Group Inc Common Stock 640204301 62 2,244 Nuveen Municipal Income Fund Common Stock 67062J102 3 300 Niagara Mohawk Holdings Inc. Common Stock 653520106 395 29,282 Niagara Mohawk Power 3.60% PFD PFD QTR 30/360 653522300 37 900 Niagara Mhwk Pwr PFD QTR 30/360 653522607 49 850 Niagara Mohawk Power 5.25% PFD PFD QTR 30/360 653522706 46 700 Niagara Mohawk Power 3.40% Pfd PFD QTR 30/360 653522201 8 200 Niagara Mohawk Power 3.90% Pfd PFD QTR 30/360 653522409 160 3,930 Niagara Mohawk Power 4.10% Pfd PFD QTR 30/360 653522508 60 1,250 Newmil Bancorp Inc Common Stock 651633109 13 1,000 Natural Microsystems Corp. Common Stock 638882100 17 200 Nmt Med Inc Common Stock 629294109 8 2,000 Newbridge Networks Corp. Common Stock 650901101 52 1,600 Nuveen North Carolina Premium Common Stock 67060P100 42 2,991 Nuveen Insured New York Common Stock 67101R107 32 2,500 Commercial Net Lease Realty Common Stock 202218103 708 67,812 Newport News and Shipbuilding Common Stock 652228107 221 7,313 Nocopi Technologies Inc. Common Stock 655212207 0 200 Northrop Grumman Corp. Common Stock 666807102 417 7,878 Noga Electro-mechanical Inds Foreign Stock M75135109 4 1,000 National Oilwell Inc. Common Stock 637071101 1 40 Micronetics Wireless Inc Common Stock 595125105 3 200 Nokia Corp. Sponsored ADR ADR 654902204 16,571 76,278 New Frontier Media Inc Common Stock 644398109 97 8,370 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- RJR Nabisco Hldgs Cap Tr II X 0 1,200 0 Newgold Inc X 0 20,000 0 Netguru Com Inc X 0 500 0 Nhancement Technologies Inc X 0 900 0 National Health Invs Inc. X 0 21,475 0 National Health Investors 8.50% X 0 100 0 Natl Health & Safety Corp X 0 18,000 0 Nationwide Health Properties Inc. X 0 8,080 0 Norsk Hydro As Adr X 0 83 0 Nisource Inc. X 0 25,237 0 Northern Ind Pub X 0 310 0 Nisource Inc X 0 1,000 0 Nipsco Capital Markets Inc. 7.75% X 0 200 0 Nice-Systems Ltd ADR X 0 550 0 Nuveen Premier Insured X 0 3,169 0 Nikko Securities Co. Ltd. ADR X 0 730 0 Niku Corp X 0 700 0 Nuveen Select Maturities X 0 12,622 0 N E C Corp. X 0 6,852 0 Northern Indiana Public Service PFd X 0 125 0 Nova Corp. - GA X 0 18,676 0 Knight/Trimark Goup Inc. New X 0 13,636 0 NJ Economic Dev Auth St Pension X 0 1,800 0 New Jersey Resources Corp. X 0 256 0 Nike Inc. X 0 28,012 0 National Bankshares Inc/ Va X 0 7,000 0 Nuoncology Labs Inc X 0 7,000 0 National Computer Systems Inc. X 0 580 0 North Lily Mining Co. X 0 2,500 0 Annaly Mortgage Management Inc. X 0 2,500 0 Ntt Mobile Comm Network Inc X 0 1,185 0 Namibian Minerals Corp. X 0 41,000 0 Neiman-Marcus Groups Inc. X 0 1,575 0 Neiman Marcus Group Inc X 0 2,244 0 Nuveen Municipal Income Fund X 0 300 0 Niagara Mohawk Holdings Inc. X 0 29,282 0 Niagara Mohawk Power 3.60% PFD X 0 900 0 Niagara Mhwk Pwr X 0 850 0 Niagara Mohawk Power 5.25% PFD X 0 700 0 Niagara Mohawk Power 3.40% Pfd X 0 200 0 Niagara Mohawk Power 3.90% Pfd X 0 3,930 0 Niagara Mohawk Power 4.10% Pfd X 0 1,250 0 Newmil Bancorp Inc X 0 1,000 0 Natural Microsystems Corp. X 0 200 0 Nmt Med Inc X 0 2,000 0 Newbridge Networks Corp. X 0 1,600 0 Nuveen North Carolina Premium X 0 2,991 0 Nuveen Insured New York X 0 2,500 0 Commercial Net Lease Realty X 0 67,812 0 Newport News and Shipbuilding X 0 7,313 0 Nocopi Technologies Inc. X 0 200 0 Northrop Grumman Corp. X 0 7,878 0 Noga Electro-mechanical Inds X 0 1,000 0 National Oilwell Inc. X 0 40 0 Micronetics Wireless Inc X 0 200 0 Nokia Corp. Sponsored ADR X 0 76,278 0 New Frontier Media Inc X 0 8,370 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Newscorp Overseas Limited 8.625% Cum PFD QTR 30/360 G6478B108 343 17,500 Newscorp Overseas Ltd Pref B Adjrate PFD QTR 30/360 G6478B116 64 3,900 Northeast Optic Network Inc. Common Stock 664334109 142 1,679 Northwestern Corp. Common Stock 668074107 7 348 Nwps Cap Fing I PFD QTR 30/360 629470204 11 500 North State Telecommunications Common Stock 662642206 7 60 Novacare Inc. Common Stock 669930109 3 12,975 Novell, Inc. Common Stock 670006105 5,375 187,790 Noven Pharmaceuticals Inc Common Stock 670009109 14 1,300 Novoste Corp. MA Common Stock 67010C100 120 3,000 Novavax Inc. Common Stock 670002104 24 3,019 National Power ADR FINAL INS ADR 637194408 1,289 61,915 Nanopierce Technologies Inc Common Stock 630080109 92 18,000 Nuveen Premier Municipal Common Stock 670988104 71 5,223 Network Peripherals Inc Common Stock 64121R100 93 2,625 National Presto Industries Inc. Common Stock 637215104 10 300 Network Plus Corp Common Stock 64122D506 49 1,200 Northpoint Communications Hldg Common Stock 666610100 268 11,600 North Pittsburgh Sys Inc. Common Stock 661562108 344 26,240 Nextpath Technologies Inc Common Stock 65333J109 230 16,980 Nuveen Virginia Premium Income Common Stock 67064R102 138 9,964 Nuveen Pennsylvania Premium Common Stock 67061F101 79 6,655 Nuveen Florida Investment Common Stock 670970102 154 11,485 Nuveen Investment Quality Municipal Common Stock 67062E103 301 23,590 National Research Corp Common Stock 637372103 6 1,000 Nord Res Corp. Common Stock 655555100 0 600 Neurogen Corp. Common Stock 64124E106 100 3,250 Nationsrent Inc Common Stock 638588103 5 1,000 Nomura Secs Ltd Japan ADR 655361301 232 709 National Rural Utilities PFD QTR 30/360 637432204 45 2,000 National Rural Utilities CFC 7.65% PFD PFD QTR 30/360 637432303 11 500 National R V Holdings Inc. Common Stock 637277104 612 38,700 National Rural Utilities PFD QTR 30/360 637432402 17 800 National Steel Corp. Common Stock 637844309 1 190 Nissan Motor Co Ltd Sponsored ADR 654744408 29 3,525 Norfolk Southern Corp. Common Stock 655844108 867 60,326 National Scientific Corp Common Stock 637479106 20 2,000 NSD Bancorp Inc. Common Stock 62938D108 11 700 Nashua Corp. Common Stock 631226107 2 200 National Service Industries Inc. Common Stock 637657107 433 20,540 Netsilicon Inc Common Stock 64115X105 115 5,300 Insight Enterprises Inc. Common Stock 45765U103 17 468 New Sky Communications Inc Common Stock 648726107 13 86,770 National Semiconductor Inc. Common Stock 637640103 789 13,011 Nstor Technologies Inc. Common Stock 67018N108 5 1,000 Network Solutions Inc. - Cl A Common Stock 64121Q102 777 5,057 Northern States Power Co Common Stock 665772109 224 11,283 Northern States Preferred Stock 665772208 19 400 Netspeak Corp Common Stock 64115D109 86 4,000 Norfolk Southern Railway Co. Preferred Stock 655855203 12 320 Nestle SA Sponsored ADR ADR 641069406 1,449 16,165 NS Group Inc. Common Stock 628916108 82 5,000 NSTAR Common Stock 67019E107 613 14,587 National Equip Svcs Inc Common Stock 635847106 6 900 Nortel Networks Corp. Common Stock 656569100 12,588 99,901 Network Appliance Inc Common Stock 64120L104 3,788 45,772 Net.Bank Inc. Common Stock 640933107 40 3,050 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Newscorp Overseas Limited 8.625% Cum X 0 17,500 0 Newscorp Overseas Ltd Pref B Adjrate X 0 3,900 0 Northeast Optic Network Inc. X 0 1,679 0 Northwestern Corp. X 0 348 0 Nwps Cap Fing I X 0 500 0 North State Telecommunications X 0 60 0 Novacare Inc. X 0 12,975 0 Novell, Inc. X 0 187,790 0 Noven Pharmaceuticals Inc X 0 1,300 0 Novoste Corp. MA X 0 3,000 0 Novavax Inc. X 0 3,019 0 National Power ADR FINAL INS X 0 61,915 0 Nanopierce Technologies Inc X 0 18,000 0 Nuveen Premier Municipal X 0 5,223 0 Network Peripherals Inc X 0 2,625 0 National Presto Industries Inc. X 0 300 0 Network Plus Corp X 0 1,200 0 Northpoint Communications Hldg X 0 11,600 0 North Pittsburgh Sys Inc. X 0 26,240 0 Nextpath Technologies Inc X 0 16,980 0 Nuveen Virginia Premium Income X 0 9,964 0 Nuveen Pennsylvania Premium X 0 6,655 0 Nuveen Florida Investment X 0 11,485 0 Nuveen Investment Quality Municipal X 0 23,590 0 National Research Corp X 0 1,000 0 Nord Res Corp. X 0 600 0 Neurogen Corp. X 0 3,250 0 Nationsrent Inc X 0 1,000 0 Nomura Secs Ltd Japan X 0 709 0 National Rural Utilities X 0 2,000 0 National Rural Utilities CFC 7.65% PFD X 0 500 0 National R V Holdings Inc. X 0 38,700 0 National Rural Utilities X 0 800 0 National Steel Corp. X 0 190 0 Nissan Motor Co Ltd Sponsored X 0 3,525 0 Norfolk Southern Corp. X 0 60,326 0 National Scientific Corp X 0 2,000 0 NSD Bancorp Inc. X 0 700 0 Nashua Corp. X 0 200 0 National Service Industries Inc. X 0 20,540 0 Netsilicon Inc X 0 5,300 0 Insight Enterprises Inc. X 0 468 0 New Sky Communications Inc X 0 86,770 0 National Semiconductor Inc. X 0 13,011 0 Nstor Technologies Inc. X 0 1,000 0 Network Solutions Inc. - Cl A X 0 5,057 0 Northern States Power Co X 0 11,283 0 Northern States X 0 400 0 Netspeak Corp X 0 4,000 0 Norfolk Southern Railway Co. X 0 320 0 Nestle SA Sponsored ADR X 0 16,165 0 NS Group Inc. X 0 5,000 0 NSTAR X 0 14,587 0 National Equip Svcs Inc X 0 900 0 Nortel Networks Corp. X 0 99,901 0 Network Appliance Inc X 0 45,772 0 Net.Bank Inc. X 0 3,050 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Nuveen Connecticut Premium Common Stock 67060D107 14 1,000 Nintendo Co Ltd New ADR ADR 654445303 125 5,558 Integ Inc Common Stock 458100104 6 2,000 Notify Technology Corp Common Stock 669956104 8 1,000 Neurobiological Technologies Common Stock 64124W106 52 8,700 Net2000 Communications Inc Common Stock 64122G103 67 2,835 NTL Incorporated Common Stock 629407107 610 6,569 Net2phone Common Stock 64108N106 228 3,850 Netopia Inc. Common Stock 64114K104 164 2,275 Netplex Group Inc Common Stock 641147103 4 300 Net Resouces Inc Foreign Stock 64108D108 3 200 Northern Trust Corp. Common Stock 665859104 2,524 37,354 Netrix Corp Common Stock 641148101 36 1,800 Netusa Inc Common Stock 641204201 5 5,000 Netstaff Inc Common Stock 64116H109 33 8,000 Netsolve Inc Common Stock 64115J106 3 100 Nippon Telegraph & Telephone Corp. Foreign Stock 654624105 553 7,018 Netivation Com Inc Common Stock 64115R108 1 100 Northeast Utilities Common Stock 664397106 185 8,614 Nucor Corp. Common Stock 670346105 2,204 44,070 Net 1 Ueps Technologies Inc Common Stock 64107N107 2 400 NUI Corp. Common Stock 629430109 88 3,400 Numerica Financial Corp Common Stock 67053K100 0 6,000 Nuveen New York Quality Income Fd Common Stock 670986108 10 800 Nuveen Ohio Quality Income Common Stock 670980101 225 14,050 Nutraceutix Inc Common Stock 67060V107 4 5,000 Nuveen California Select Common Stock 670975101 23 1,600 Nvidia Corp Common Stock 67066G104 31 365 Novadigm Inc Common Stock 669937104 16 1,000 NVF Co. Common Stock 629449109 0 2,478 Novellus System Inc. Common Stock 670008101 202 3,600 Novamed Inc Common Stock 66986S107 2 1,883 Novo-Nordisk A/S ADR ADR 670100205 115 1,670 NVP CAPTL I 8.2% Cum Qtly Inc. Preferred Stock 62944M209 17 800 Nvp Cap Iii PFD QTR 30/360 62944L201 95 4,400 N V R Incorporated Common Stock 62944T105 24 444 Nevstar Gaming & Entmt Corp Common Stock 64156G102 1 6,900 Novartis AG-ADR ADR 66987V109 272 3,977 NVIEW Corporation Common Stock 670974104 1 4,000 Natl Westminster Bank PLC ADR 638539403 12 100 National Westminster Bank PLC PFD QTR 30/360 638539700 25 1,140 National Westminster Bank PLC PFD QTR 30/360 638539882 34 1,500 Northwest Airlines Corporation Class A Common Stock 667280101 15 650 Northwest Airls Inc PFD QTR 30/360 667281208 21 1,000 Newell Rubbermaid Inc. Common Stock 651229106 8,524 343,541 New Tel Ltd ADR 648867109 2 100 Northwest Natural Gas Co Common Stock 667655104 14 700 Neoware Systems Inc Common Stock 64065P102 6 1,000 News Corp. Limited ADR 652487703 1,505 26,753 News Corp. Ltd Spons ADR Pfd ADR 652487802 328 6,868 Northwestern Steel & Wire Co New Common Stock 668367204 2 5,000 National Westminster Bank PLC Preferred Stock 638539809 66 3,000 Quanex Corp. Common Stock 747620102 1 75 Nextcard Inc Common Stock 65332K107 55 3,600 New PLan Excel Realty Trust Common Stock 648053106 296 21,515 New Plan Excel Realty Tr Inc 8.625% PF PFD QTR 30/360 648053502 51 2,612 Nextlink Communications Inc Cl A Common Stock 65333H707 915 7,401 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Nuveen Connecticut Premium X 0 1,000 0 Nintendo Co Ltd New ADR X 0 5,558 0 Integ Inc X 0 2,000 0 Notify Technology Corp X 0 1,000 0 Neurobiological Technologies X 0 8,700 0 Net2000 Communications Inc X 0 2,835 0 NTL Incorporated X 0 6,569 0 Net2phone X 0 3,850 0 Netopia Inc. X 0 2,275 0 Netplex Group Inc X 0 300 0 Net Resouces Inc X 0 200 0 Northern Trust Corp. X 0 37,354 0 Netrix Corp X 0 1,800 0 Netusa Inc X 0 5,000 0 Netstaff Inc X 0 8,000 0 Netsolve Inc X 0 100 0 Nippon Telegraph & Telephone Corp. X 0 7,018 0 Netivation Com Inc X 0 100 0 Northeast Utilities X 0 8,614 0 Nucor Corp. X 0 44,070 0 Net 1 Ueps Technologies Inc X 0 400 0 NUI Corp. X 0 3,400 0 Numerica Financial Corp X 0 6,000 0 Nuveen New York Quality Income Fd X 0 800 0 Nuveen Ohio Quality Income X 0 14,050 0 Nutraceutix Inc X 0 5,000 0 Nuveen California Select X 0 1,600 0 Nvidia Corp X 0 365 0 Novadigm Inc X 0 1,000 0 NVF Co. X 0 2,478 0 Novellus System Inc. X 0 3,600 0 Novamed Inc X 0 1,883 0 Novo-Nordisk A/S ADR X 0 1,670 0 NVP CAPTL I 8.2% Cum Qtly Inc. X 0 800 0 Nvp Cap Iii X 0 4,400 0 N V R Incorporated X 0 444 0 Nevstar Gaming & Entmt Corp X 0 6,900 0 Novartis AG-ADR X 0 3,977 0 NVIEW Corporation X 0 4,000 0 Natl Westminster Bank PLC X 0 100 0 National Westminster Bank PLC X 0 1,140 0 National Westminster Bank PLC X 0 1,500 0 Northwest Airlines Corporation Class A X 0 650 0 Northwest Airls Inc X 0 1,000 0 Newell Rubbermaid Inc. X 0 343,541 0 New Tel Ltd X 0 100 0 Northwest Natural Gas Co X 0 700 0 Neoware Systems Inc X 0 1,000 0 News Corp. Limited X 0 26,753 0 News Corp. Ltd Spons ADR Pfd X 0 6,868 0 Northwestern Steel & Wire Co New X 0 5,000 0 National Westminster Bank PLC X 0 3,000 0 Quanex Corp. X 0 75 0 Nextcard Inc X 0 3,600 0 New PLan Excel Realty Trust X 0 21,515 0 New Plan Excel Realty Tr Inc 8.625% PF X 0 2,612 0 Nextlink Communications Inc Cl A X 0 7,401 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Nuveen Insured New York Select Common Stock 67063V104 25 1,967 Nuveen Select Tax-Free Income Common Stock 67063C106 31 2,303 Nuveen Select Tax-Free Income Common Stock 67063X100 62 4,782 Nextera Enterprises Inc Common Stock 65332E101 8 1,000 Nextel Communications Inc. Common Stock 65332V103 22,391 151,037 Nextel Partners Inc Common Stock 65333F107 49 1,700 Nycomed Amersham Plc -S ADR ADR 67066H102 73 1,838 New York Times Co. Common Stock 650111107 1,021 23,776 New York Times Co Conv CL B Common Stock 650111404 5 120 Netzero Inc Common Stock 64122R109 2 120 Telecom Corp. of New ADR 879278208 2,259 61,561 Synthetech Inc. Common Stock 87162E100 4 1,000 Realty Income Corp. Common Stock 756109104 48 2,500 Realty Income Corp PFD QTR 30/360 756109302 67 3,700 OAO Technology Solutions Inc. Common Stock 67082B105 37 4,780 Quaker Oats Common Stock 747402105 462 7,628 Wild Oats Markets Inc. Common Stock 96808B107 9 450 Orthodontic Centers of America Inc. Common Stock 68750P103 107 5,700 Ohio Casualty Corp. Common Stock 677240103 969 54,225 Optical Cable Corp. Common Stock 683827109 31 1,000 Ocean Financial Corp. Common Stock 674904107 8 520 Omnicare Inc. Common Stock 681904108 440 36,465 O C G Technology Inc Common Stock 670818103 118 358,550 Office Depot Inc. Common Stock 676220106 1,710 147,875 Orbital Engine Corp - Sponsored ADR ADR 685563306 4 500 Ocean Energy Inc. Common Stock 67481E106 774 53,871 Corporate Office Properties Trust Common Stock 22002T108 39 4,730 Oriental Financial Group Common Stock 68618W100 8 400 U.S. Office Products Common Stock 912325305 8 3,000 Orthofix Intl N V Foreign Stock N6748L102 2 100 Ogden Corp. Common Stock 676346109 56 4,725 OGE Energy Corp. Common Stock 670837103 107 5,552 Oge Energy Cap Trust I PFD QTR 30/360 67084C200 81 3,300 Old Guard Group Inc. Common Stock 679783100 3 300 Oglebay Norton Co Common Stock 677007106 1 35 Organic Inc Common Stock 68617E101 6 300 Omicron Technologies Inc Common Stock 68210R103 8 20,000 Oakwood Homes Corp. Common Stock 674098108 292 76,517 Omega Healthcare Investors, Inc. Common Stock 681936100 78 12,350 Owens Illinois Inc. Common Stock 690768403 4 250 Ocenaeering Inc. Common Stock 675232102 40 2,155 Triton Energy Limited Common Stock G90751101 121 3,450 Triton Energy Corporation Common Stock 896750106 1 27 Old Kent Financial Corp. Common Stock 679833103 277 8,579 Oneok Inc. Common Stock 682680103 70 2,795 Olicom Common Stock K7514Y107 6 2,000 Olin Corp. Common Stock 680665205 86 4,837 Offshore Logistics Inc. Common Stock 676255102 960 69,200 Omnicom Group Inc. Common Stock 681919106 2,529 27,068 Original Media Inc Foreign Stock 686200106 1 5,000 Omega Financial Corp. Common Stock 682092101 11 420 OM Group Inc. Common Stock 670872100 291 6,400 Owens & Minor Inc. New Common Stock 690732102 13 1,245 Open Market Incorporated Common Stock 68370M100 335 13,017 Omni Multimedia Group Inc. Common Stock 68211K107 0 100 Omnova Solutions Inc Common Stock 682129101 1 225 Omtool Ltd. Common Stock 681974101 13 3,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Nuveen Insured New York Select X 0 1,967 0 Nuveen Select Tax-Free Income X 0 2,303 0 Nuveen Select Tax-Free Income X 0 4,782 0 Nextera Enterprises Inc X 0 1,000 0 Nextel Communications Inc. X 0 151,037 0 Nextel Partners Inc X 0 1,700 0 Nycomed Amersham Plc -S ADR X 0 1,838 0 New York Times Co. X 0 23,776 0 New York Times Co Conv CL B X 0 120 0 Netzero Inc X 0 120 0 Telecom Corp. of New X 0 61,561 0 Synthetech Inc. X 0 1,000 0 Realty Income Corp. X 0 2,500 0 Realty Income Corp X 0 3,700 0 OAO Technology Solutions Inc. X 0 4,780 0 Quaker Oats X 0 7,628 0 Wild Oats Markets Inc. X 0 450 0 Orthodontic Centers of America Inc. X 0 5,700 0 Ohio Casualty Corp. X 0 54,225 0 Optical Cable Corp. X 0 1,000 0 Ocean Financial Corp. X 0 520 0 Omnicare Inc. X 0 36,465 0 O C G Technology Inc X 0 358,550 0 Office Depot Inc. X 0 147,875 0 Orbital Engine Corp - Sponsored ADR X 0 500 0 Ocean Energy Inc. X 0 53,871 0 Corporate Office Properties Trust X 0 4,730 0 Oriental Financial Group X 0 400 0 U.S. Office Products X 0 3,000 0 Orthofix Intl N V X 0 100 0 Ogden Corp. X 0 4,725 0 OGE Energy Corp. X 0 5,552 0 Oge Energy Cap Trust I X 0 3,300 0 Old Guard Group Inc. X 0 300 0 Oglebay Norton Co X 0 35 0 Organic Inc X 0 300 0 Omicron Technologies Inc X 0 20,000 0 Oakwood Homes Corp. X 0 76,517 0 Omega Healthcare Investors, Inc. X 0 12,350 0 Owens Illinois Inc. X 0 250 0 Ocenaeering Inc. X 0 2,155 0 Triton Energy Limited X 0 3,450 0 Triton Energy Corporation X 0 27 0 Old Kent Financial Corp. X 0 8,579 0 Oneok Inc. X 0 2,795 0 Olicom X 0 2,000 0 Olin Corp. X 0 4,837 0 Offshore Logistics Inc. X 0 69,200 0 Omnicom Group Inc. X 0 27,068 0 Original Media Inc X 0 5,000 0 Omega Financial Corp. X 0 420 0 OM Group Inc. X 0 6,400 0 Owens & Minor Inc. New X 0 1,245 0 Open Market Incorporated X 0 13,017 0 Omni Multimedia Group Inc. X 0 100 0 Omnova Solutions Inc X 0 225 0 Omtool Ltd. X 0 3,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Officemax Inc. Common Stock 67622M108 183 28,090 Oncor, Inc. Common Stock 682311105 0 3,600 On Command Corp. Common Stock 682160106 123 8,184 WTS On Command Corp. Common Stock 682160122 0 17 Ondisplay Inc Common Stock 68232L100 17 200 Bank One Corp. Common Stock 06423A103 12,485 363,192 Bank One Cap I PFD QTR 30/360 06421B202 23 1,000 Onemain.Com Inc. Common Stock 68267P109 74 6,500 On-Site Sourcing Inc. Common Stock 682195102 8 2,000 On2 Com Inc Common Stock 68338A107 7 500 On Technology Corp. Common Stock 68219P108 34 3,272 Onyx Software Corp. Common Stock 683402101 381 11,950 Onyx Pharmaceuticals Inc Common Stock 683399109 425 30,500 Oakley Inc. Common Stock 673662102 13 1,200 Ophthalmic Intl Resources LTD Common Stock 683740104 0 4,500 Optimal Robotics Corp Foreign Stock 68388R208 9 200 Old Point Financial Corp. Common Stock 680194107 49 2,600 Oppenheimer Inds Inc. Common Stock 683800106 0 2,500 Realty Income Corp Pfd Cl C 9.50% PFD P12 30/360 756109500 20 1,000 Optelcom Inc. Common Stock 683818207 11 1,100 OPTI Inc. Common Stock 683960108 26 5,000 Optika Inc Common Stock 683973101 190 6,800 Opentv Corp Foreign Stock G67543101 65 550 Netoptix Corp Common Stock 64116F103 43 250 Online Entmt Inc Common Stock 68274C109 24 1,800 Orbital Sciences Corp. Common Stock 685564106 63 4,200 Orbotech Limited Ord Common Stock M75253100 1,233 14,510 Oracle Systems Corp. Common Stock 68389X105 36,223 464,021 Orckit Communications Ltd Foreign Stock M7531S107 59 885 Organogenesis Inc. Common Stock 685906109 96 7,945 Organic Solutions Inc Common Stock 686175100 0 1,500 Old Republic International Corp. Common Stock 680223104 131 9,505 O Reilly Automotive Inc. Common Stock 686091109 26 1,850 Ortel Corp. Common Stock 68749W102 49 260 Orex Minerals Corp. Common Stock 68616R103 0 150 Orex Corporation Common Stock 686162108 0 3,000 Oregon Steel Mills Inc. Common Stock 686079104 2 565 Objectsoft Corp Common Stock 674427406 5 800 Overseas Shipholding Common Stock 690368105 204 8,900 Osi Systems Inc Common Stock 671044105 1 100 Outsource International Inc Common Stock 690131107 0 300 Osmonics Inc Common Stock 688350107 40 5,000 Outback Steakhouse Inc. Common Stock 689899102 843 26,282 Royce Micro Cap Trust Inc. MutualFdEqClose 780915104 91 8,789 Hellenic Telecommun Org - ADR ADR 423325307 104 7,175 Open Text Corp. Common Stock 683715106 6 210 Oxford Tax Exempt Fund II LP LTD Part P0 69181P100 12 500 Otg Software Inc Common Stock 671059103 20 500 Octel Corp. Common Stock 675727101 14 1,428 Oshkosh Truck Corp. Class B Common Stock 688239201 86 2,775 Otter Tail Power Co Common Stock 689648103 33 1,662 Realty INcome Corp. 8.25% Preferred Stock 756109203 4 175 One Valley Bancorp Inc. Common Stock 682419106 172 4,964 Owens Corning Common Stock 69073F103 137 7,060 Onewworld Systems Inc New Common Stock 682917307 0 130 Sunterra Corp Common Stock 86787D109 33 16,500 Omega Worldwide Inc. Common Stock 68210B108 2 374 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Officemax Inc. X 0 28,090 0 Oncor, Inc. X 0 3,600 0 On Command Corp. X 0 8,184 0 WTS On Command Corp. X 0 17 0 Ondisplay Inc X 0 200 0 Bank One Corp. X 0 363,192 0 Bank One Cap I X 0 1,000 0 Onemain.Com Inc. X 0 6,500 0 On-Site Sourcing Inc. X 0 2,000 0 On2 Com Inc X 0 500 0 On Technology Corp. X 0 3,272 0 Onyx Software Corp. X 0 11,950 0 Onyx Pharmaceuticals Inc X 0 30,500 0 Oakley Inc. X 0 1,200 0 Ophthalmic Intl Resources LTD X 0 4,500 0 Optimal Robotics Corp X 0 200 0 Old Point Financial Corp. X 0 2,600 0 Oppenheimer Inds Inc. X 0 2,500 0 Realty Income Corp Pfd Cl C 9.50% X 0 1,000 0 Optelcom Inc. X 0 1,100 0 OPTI Inc. X 0 5,000 0 Optika Inc X 0 6,800 0 Opentv Corp X 0 550 0 Netoptix Corp X 0 250 0 Online Entmt Inc X 0 1,800 0 Orbital Sciences Corp. X 0 4,200 0 Orbotech Limited Ord X 0 14,510 0 Oracle Systems Corp. X 0 464,021 0 Orckit Communications Ltd X 0 885 0 Organogenesis Inc. X 0 7,945 0 Organic Solutions Inc X 0 1,500 0 Old Republic International Corp. X 0 9,505 0 O Reilly Automotive Inc. X 0 1,850 0 Ortel Corp. X 0 260 0 Orex Minerals Corp. X 0 150 0 Orex Corporation X 0 3,000 0 Oregon Steel Mills Inc. X 0 565 0 Objectsoft Corp X 0 800 0 Overseas Shipholding X 0 8,900 0 Osi Systems Inc X 0 100 0 Outsource International Inc X 0 300 0 Osmonics Inc X 0 5,000 0 Outback Steakhouse Inc. X 0 26,282 0 Royce Micro Cap Trust Inc. X 0 8,789 0 Hellenic Telecommun Org - ADR X 0 7,175 0 Open Text Corp. X 0 210 0 Oxford Tax Exempt Fund II LP X 0 500 0 Otg Software Inc X 0 500 0 Octel Corp. X 0 1,428 0 Oshkosh Truck Corp. Class B X 0 2,775 0 Otter Tail Power Co X 0 1,662 0 Realty INcome Corp. 8.25% X 0 175 0 One Valley Bancorp Inc. X 0 4,964 0 Owens Corning X 0 7,060 0 Onewworld Systems Inc New X 0 130 0 Sunterra Corp X 0 16,500 0 Omega Worldwide Inc. X 0 374 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Oxford Health Plans Inc. Common Stock 691471106 311 20,420 Occidental Petroleum Corp. Common Stock 674599105 350 16,848 OYO Geospace Common Stock 671074102 15 900 Cyclopss Corp. Common Stock 232537209 12 17,000 Phillips Petroleum Company Common Stock 718507106 1,729 37,394 Phillips 66 Capital I 8.24% Trust Orig PFD QTR 30/360 718550205 22 1,000 Ohio Power Co 7.375% Common Stock 677415762 32 1,500 Prime Group Realty Trust 9.0% PFD QTR 30/360 74158J202 34 2,200 Offshore Tool & Energy Corp Foreign Stock U67582103 1 11,146 Peptide Therapeutics Comp Common Stock G70036994 0 83 Oxy Capital Trust I 8.16% PFD PFD QTR 30/360 692070204 49 2,400 Phila Auth Indl Dev Pension PFD QTR 30/360 71781M206 40 2,000 Procurenet Inc Common Stock 742804107 0 1,625 Property Cap Tr Inc Common Stock 74343M102 0 8 Penelec Capital Trust 7.34% Preferred Stock 706871209 128 6,000 Provident Capital Trust II 8.75% PFD QTR 30/360 74386E207 76 3,700 Protherics Ord Common Stock G7274D108 1 2,326 Palmetto Bancshares Inc Common Stock 697062107 0 480 Progressive Savings & Loan LTD Common Stock 74337P103 0 2,925 Queenstown Bank of Maryland Common Stock 74831Y105 39 812 QMG Holdings Inc Common Stock 747257103 0 3,000 Pan Am Corp. Common Stock 697758100 0 500 Panamerica Bancorp Common Stock 69829X101 1 15,045 Pacific Telesis Finance TOPRS Preferred Stock 694887209 13 591 Pacific Telesis Finance II Preferred Stock 694889205 112 4,600 Pac-west Telecom Inc Common Stock 69371Y101 63 2,028 Pacific Gulf Properties Inc. Common Stock 694396102 16 800 Paging Network, Inc. Common Stock 695542100 73 28,150 Pairgain Technologies Inc. Common Stock 695934109 146 7,800 Petroleum Acreage Corp Texas Common Stock 716560107 0 2,000 Palm Inc Common Stock 696642107 528 11,775 Universal Display Corp Common Stock 91347P105 30 1,200 Asia Pulp & Paper Co Ltd ADR ADR 04516V100 107 14,545 Coastcast Corp. Common Stock 19057T108 7 400 Pharmos Corp Common Stock 717139208 24 4,800 Quepasa Com Inc Common Stock 74833W107 10 1,500 Pacific Softworks Inc Common Stock 694821109 4 500 Ameripath Inc. Common Stock 03071D109 33 4,000 Paul Harris Stores Inc New Common Stock 703555201 0 100 First Cash Inc Common Stock 31942D107 7 1,100 Paxson Communications Corp. Common Stock 704231109 16 2,000 Payforview Com Corp. Foreign Stock 704377209 1 1,000 Paychex Inc. Common Stock 704326107 807 15,415 Pan American Beverages Inc. Common Stock P74823108 25 1,400 People's Bank - Bridgeport, CT Common Stock 710198102 7 350 The Pepsi Bottling Group Inc. Common Stock 713409100 339 16,950 Pitney-Bowes, Inc. Common Stock 724479100 1,107 24,778 Patriot Bank Corporation PA Common Stock 70335P103 19 1,500 Provident Bankshares Corp. Common Stock 743859100 900 57,166 Provident Tr Ii PFD QTR 30/360 74405Y200 334 13,500 Precept Business Svcs Inc Common Stock 740165204 0 2 Pathobiotek Diagnostics Inc Common Stock 70321F101 2 3,000 Pep Boys - Manny, Moe & Jack Common Stock 713278109 214 35,973 Primacom AG-Sponsored ADR Foreign Stock 74154N108 182 3,938 Paccar Inc. Common Stock 693718108 235 4,695 PMC Commercial Trust Common Stock 693434102 3 295 PC Connection Inc. Common Stock 69318J100 53 1,875 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Oxford Health Plans Inc. X 0 20,420 0 Occidental Petroleum Corp. X 0 16,848 0 OYO Geospace X 0 900 0 Cyclopss Corp. X 0 17,000 0 Phillips Petroleum Company X 0 37,394 0 Phillips 66 Capital I 8.24% Trust Orig X 0 1,000 0 Ohio Power Co 7.375% X 0 1,500 0 Prime Group Realty Trust 9.0% X 0 2,200 0 Offshore Tool & Energy Corp X 0 11,146 0 Peptide Therapeutics Comp X 0 83 0 Oxy Capital Trust I 8.16% PFD X 0 2,400 0 Phila Auth Indl Dev Pension X 0 2,000 0 Procurenet Inc X 0 1,625 0 Property Cap Tr Inc X 0 8 0 Penelec Capital Trust 7.34% X 0 6,000 0 Provident Capital Trust II 8.75% X 0 3,700 0 Protherics Ord X 0 2,326 0 Palmetto Bancshares Inc X 0 480 0 Progressive Savings & Loan LTD X 0 2,925 0 Queenstown Bank of Maryland X 0 812 0 QMG Holdings Inc X 0 3,000 0 Pan Am Corp. X 0 500 0 Panamerica Bancorp X 0 15,045 0 Pacific Telesis Finance TOPRS X 0 591 0 Pacific Telesis Finance II X 0 4,600 0 Pac-west Telecom Inc X 0 2,028 0 Pacific Gulf Properties Inc. X 0 800 0 Paging Network, Inc. X 0 28,150 0 Pairgain Technologies Inc. X 0 7,800 0 Petroleum Acreage Corp Texas X 0 2,000 0 Palm Inc X 0 11,775 0 Universal Display Corp X 0 1,200 0 Asia Pulp & Paper Co Ltd ADR X 0 14,545 0 Coastcast Corp. X 0 400 0 Pharmos Corp X 0 4,800 0 Quepasa Com Inc X 0 1,500 0 Pacific Softworks Inc X 0 500 0 Ameripath Inc. X 0 4,000 0 Paul Harris Stores Inc New X 0 100 0 First Cash Inc X 0 1,100 0 Paxson Communications Corp. X 0 2,000 0 Payforview Com Corp. X 0 1,000 0 Paychex Inc. X 0 15,415 0 Pan American Beverages Inc. X 0 1,400 0 People's Bank - Bridgeport, CT X 0 350 0 The Pepsi Bottling Group Inc. X 0 16,950 0 Pitney-Bowes, Inc. X 0 24,778 0 Patriot Bank Corporation PA X 0 1,500 0 Provident Bankshares Corp. X 0 57,166 0 Provident Tr Ii X 0 13,500 0 Precept Business Svcs Inc X 0 2 0 Pathobiotek Diagnostics Inc X 0 3,000 0 Pep Boys - Manny, Moe & Jack X 0 35,973 0 Primacom AG-Sponsored ADR X 0 3,938 0 Paccar Inc. X 0 4,695 0 PMC Commercial Trust X 0 295 0 PC Connection Inc. X 0 1,875 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Pacific Century Cyberworks Foreign Stock Y6801N100 799 342,200 Putnam High Income Cvt & Bd Fd MutualFdFiClose 746779107 9 1,300 P G & E Corp. Common Stock 69331C108 725 34,536 Pacific Gas & Elec PFD QTR 30/360 694308206 67 3,500 PG&E Capital I 7.90% Cum PFD Ser A PFD QTR 30/360 69331F200 123 5,520 Potlach Corp. Common Stock 737628107 203 4,710 Plum Creek Timber Co L P Common Stock 729251108 65 2,650 Priceline.Com Inc. Common Stock 741503106 579 7,470 Pimco Commercial Mortgage Common Stock 693388100 50 4,000 P-Com Inc Common Stock 693262107 17 900 Physician Computer Network Common Stock 71940K109 1 1,000 Pacific Internet Limited Common Stock Y66183107 21 550 Pointe Comm Corp Common Stock 730749108 4 1,000 Pharmacopeia Inc. Common Stock 71713B104 206 4,200 Precision Castparts Corp. Common Stock 740189105 141 3,850 Pacificorp Pfd 7% PFD QTR 30/360 695114884 2 15 Pacificorp PFD QTR 30/360 695114629 4 200 Sprint Corp. (PCS Group) Common Stock 852061506 3,198 48,966 Airgate Pcs Inc Common Stock 009367103 6 60 Payless Cashways Inc Common Stock 704378405 240 95,000 Pacific Aerospace & Electronics Inc Common Stock 693758104 26 11,000 Picturetel Corp. Com New Common Stock 720035302 5 600 Party City Corporation Common Stock 702145103 2 1,050 Petro-Canada Common Stock 71644E102 8 500 Phelps Dodge Common Stock 717265102 321 6,768 Patterson Dental Co Common Stock 703412106 66 1,737 Pride International Inc. Common Stock 741932107 19 845 Pro-dex Inc Colo Common Stock 74265M106 4 1,500 Placer Dome Inc. Common Stock 725906101 18 2,200 Placer Dome Inc 8.625% Ser A Cum Coprs PFD QTR 30/360 725906200 9 500 Putnam Dividend Income Fd Common Stock 746706100 3 350 Prandium Inc Common Stock 73972W100 24 54,000 North Amern Palladium Ltd Foreign Stock 656912102 12 2,000 Protein Design Labs Inc. Common Stock 74369L103 992 12,475 Princeton Dental Mgmt Corp Common Stock 741872204 0 40 John Hancock Patriot Premium Common Stock 41013T105 37 4,000 Pediatrix Medical Group Inc Common Stock 705324101 29 4,000 Paradyne Networks Inc Common Stock 69911G107 56 1,796 Peco Energy Co Common Stock 693304107 421 11,418 PECO Energy Co $3.80 Pfd Preferred Stock 693304206 38 700 PECO Energy Co $4.30 Pfd Preferred Stock 693304305 6 100 Peco Energy Cap Tr Ii PFD P12 30/360 69331A201 46 2,000 Peaksoft Multinet Corp Common Stock 704916204 0 125 PE Corp PE Biosystems Group Common Stock 69332S102 2,426 25,145 Peoples Bancorp Inc Common Stock 709789101 25 1,481 Petroleo Brasileiro SA - Sponsored ADR ADR 71654V101 6,579 241,686 Great Pee Dee Bancorp Inc. Common Stock 39115R100 3 300 Peekskill Financial Corp. Common Stock 705385102 8 370 Public Service Enterprise Group Common Stock 744573106 790 26,674 Public Service Electric & Gas PFD QTR 30/360 744567728 8 400 Enterprise Capital Tr I-7.44% Cum Trus PFD QTR 30/360 293701207 77 4,060 PSE&G Capt Trust II 8.125% Pfd Ser B PFD QTR 30/360 69361T203 31 1,400 PSE&G Capt Trust I 8.625% Cum PFD QTR 30/360 693941205 33 1,440 Public Svc Elec & Gas L P PFD P12 30/360 744569302 44 2,000 Pegasystems Inc Common Stock 705573103 24 2,000 Pegasus Systems Inc Common Stock 705906105 118 7,474 Pennsylvania Real Estate Tr SBI Common Stock 709102107 220 13,554 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Pacific Century Cyberworks X 0 342,200 0 Putnam High Income Cvt & Bd Fd X 0 1,300 0 P G & E Corp. X 0 34,536 0 Pacific Gas & Elec X 0 3,500 0 PG&E Capital I 7.90% Cum PFD Ser A X 0 5,520 0 Potlach Corp. X 0 4,710 0 Plum Creek Timber Co L P X 0 2,650 0 Priceline.Com Inc. X 0 7,470 0 Pimco Commercial Mortgage X 0 4,000 0 P-Com Inc X 0 900 0 Physician Computer Network X 0 1,000 0 Pacific Internet Limited X 0 550 0 Pointe Comm Corp X 0 1,000 0 Pharmacopeia Inc. X 0 4,200 0 Precision Castparts Corp. X 0 3,850 0 Pacificorp Pfd 7% X 0 15 0 Pacificorp X 0 200 0 Sprint Corp. (PCS Group) X 0 48,966 0 Airgate Pcs Inc X 0 60 0 Payless Cashways Inc X 0 95,000 0 Pacific Aerospace & Electronics Inc X 0 11,000 0 Picturetel Corp. Com New X 0 600 0 Party City Corporation X 0 1,050 0 Petro-Canada X 0 500 0 Phelps Dodge X 0 6,768 0 Patterson Dental Co X 0 1,737 0 Pride International Inc. X 0 845 0 Pro-dex Inc Colo X 0 1,500 0 Placer Dome Inc. X 0 2,200 0 Placer Dome Inc 8.625% Ser A Cum Coprs X 0 500 0 Putnam Dividend Income Fd X 0 350 0 Prandium Inc X 0 54,000 0 North Amern Palladium Ltd X 0 2,000 0 Protein Design Labs Inc. X 0 12,475 0 Princeton Dental Mgmt Corp X 0 40 0 John Hancock Patriot Premium X 0 4,000 0 Pediatrix Medical Group Inc X 0 4,000 0 Paradyne Networks Inc X 0 1,796 0 Peco Energy Co X 0 11,418 0 PECO Energy Co $3.80 Pfd X 0 700 0 PECO Energy Co $4.30 Pfd X 0 100 0 Peco Energy Cap Tr Ii X 0 2,000 0 Peaksoft Multinet Corp X 0 125 0 PE Corp PE Biosystems Group X 0 25,145 0 Peoples Bancorp Inc X 0 1,481 0 Petroleo Brasileiro SA - Sponsored ADR X 0 241,686 0 Great Pee Dee Bancorp Inc. X 0 300 0 Peekskill Financial Corp. X 0 370 0 Public Service Enterprise Group X 0 26,674 0 Public Service Electric & Gas X 0 400 0 Enterprise Capital Tr I-7.44% Cum Trus X 0 4,060 0 PSE&G Capt Trust II 8.125% Pfd Ser B X 0 1,400 0 PSE&G Capt Trust I 8.625% Cum X 0 1,440 0 Public Svc Elec & Gas L P X 0 2,000 0 Pegasystems Inc X 0 2,000 0 Pegasus Systems Inc X 0 7,474 0 Pennsylvania Real Estate Tr SBI X 0 13,554 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Petroleum & Resources Corp. Common Stock 716549100 48 1,321 PepsiCo, Inc. Common Stock 713448108 15,303 442,770 Piezo Elec Prods Inc Foreign Stock 720888304 0 40 Peco Energy Co $4.40 Pfd PFD QTR 30/360 693304404 16 300 Perot Systems Corp. Cl A Common Stock 714265105 334 16,600 Petco Animal Supplies Inc Common Stock 716016100 78 6,600 Petsmart, Inc. Common Stock 716768106 206 68,703 Peugeot SA Spon ADR ADR 716825500 4 80 Pro-Fac Cooperative Pfd A Preferred Stock 74265P208 8 525 Peacock Finl Corp Common Stock 704908102 1 1,000 Preferred Income Fd Inc Common Stock 74037G106 4 337 Pfizer Inc. Common Stock 717081103 27,021 739,038 Park Bancorp Inc Common Stock 700164106 1 80 PFF Bancorp Inc. Common Stock 69331W104 24 1,580 PennCorp Financial Group Inc. Common Stock 708094107 0 3,591 Performance Food Group Co Common Stock 713755106 23 1,050 Provident Financial GRP Common Stock 743866105 41 1,208 Penseco Financial Services Corp Common Stock 709570105 1 40 Preferred Networks Inc. Common Stock 739905107 0 200 Preferred Income Opportunity Common Stock 74037H104 193 20,676 Premier Farnell PLC Sponsored ADR ADR 74050U107 2 126 Premier Farnell PLC Sponsored ADR Foreign Stock 74050U206 2 102 Procter & Gamble Co. Common Stock 742718109 15,328 272,497 Personnel Group of America Inc. Common Stock 715338109 3 443 Portland Genl Elec 8.25% PFD QTR 30/360 736508854 11 500 Prime Group Realty Trust Common Stock 74158J103 10 680 Pacific Gateway Exchange Inc. Common Stock 694327107 137 9,325 Portugal Fund Inc. MutualFdEqClose 737265108 92 6,500 Polymer Group Inc Common Stock 731745105 170 13,350 Peoples Energy Corp. Common Stock 711030106 30 1,078 Putnam Investment Grade Common Stock 746805100 41 3,500 Stillwater Mining Co Common Stock 86074Q102 122 3,050 Progenics Pharmaceutals Inc. Common Stock 743187106 35 500 Petroleum Geo Services A/S SPONS ADR ADR 716597109 74 4,275 Pgs Trust I PFD 30/360 P1 69335C104 27 1,200 Progressive Corp. Common Stock 743315103 196 2,571 Pegasus Communications Corp. - Cl A Common Stock 705904100 538 3,825 Pegasus Gold, Inc. Common Stock 70556K106 0 650 Parker Hannifin Corp. Common Stock 701094104 835 20,202 Pharmanetics Inc Common Stock 71713J107 85 5,700 Peoples Heritage Financial Group Inc. Common Stock 711147108 1,519 101,292 Priority Healthare Corp. Common Stock 74264T201 4 84 Phone Com Inc Common Stock 71920Q100 3,854 23,627 PIMCO High Yield Fund C MutualFdFiClose 693742108 9 700 Pittsburgh Home Financial Cr Common Stock 725149108 9 1,000 Koninklijke Philips Electronics NV ADR ADR 500472204 23,439 136,818 Planet Hollywood International, Inc. Common Stock 727025108 0 1,000 Philadelphia Cons Hldg Co. Common Stock 717528103 6 400 PHP Healthcare Corp. Common Stock 693344103 0 1,000 Pacificare Health Sys Cl A Common Stock 695112102 2 50 Managed High Yield Fund Common Stock 56166E101 13 1,334 Photon Dynamics Inc Common Stock 719364101 14 205 Philip Services Corp. Common Stock 71819M103 10 90,609 Phoenix Information Sys Corp Common Stock 719077109 0 1,000 Phycor Inc. Common Stock 71940F100 12 11,325 Piccadilly Cafeterias Inc. Common Stock 719567109 8 2,585 Pico Holdings Inc Common Stock 693366205 18 1,599 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Petroleum & Resources Corp. X 0 1,321 0 PepsiCo, Inc. X 0 442,770 0 Piezo Elec Prods Inc X 0 40 0 Peco Energy Co $4.40 Pfd X 0 300 0 Perot Systems Corp. Cl A X 0 16,600 0 Petco Animal Supplies Inc X 0 6,600 0 Petsmart, Inc. X 0 68,703 0 Peugeot SA Spon ADR X 0 80 0 Pro-Fac Cooperative Pfd A X 0 525 0 Peacock Finl Corp X 0 1,000 0 Preferred Income Fd Inc X 0 337 0 Pfizer Inc. X 0 739,038 0 Park Bancorp Inc X 0 80 0 PFF Bancorp Inc. X 0 1,580 0 PennCorp Financial Group Inc. X 0 3,591 0 Performance Food Group Co X 0 1,050 0 Provident Financial GRP X 0 1,208 0 Penseco Financial Services Corp X 0 40 0 Preferred Networks Inc. X 0 200 0 Preferred Income Opportunity X 0 20,676 0 Premier Farnell PLC Sponsored ADR X 0 126 0 Premier Farnell PLC Sponsored ADR X 0 102 0 Procter & Gamble Co. X 0 272,497 0 Personnel Group of America Inc. X 0 443 0 Portland Genl Elec 8.25% X 0 500 0 Prime Group Realty Trust X 0 680 0 Pacific Gateway Exchange Inc. X 0 9,325 0 Portugal Fund Inc. X 0 6,500 0 Polymer Group Inc X 0 13,350 0 Peoples Energy Corp. X 0 1,078 0 Putnam Investment Grade X 0 3,500 0 Stillwater Mining Co X 0 3,050 0 Progenics Pharmaceutals Inc. X 0 500 0 Petroleum Geo Services A/S SPONS ADR X 0 4,275 0 Pgs Trust I X 0 1,200 0 Progressive Corp. X 0 2,571 0 Pegasus Communications Corp. - Cl A X 0 3,825 0 Pegasus Gold, Inc. X 0 650 0 Parker Hannifin Corp. X 0 20,202 0 Pharmanetics Inc X 0 5,700 0 Peoples Heritage Financial Group Inc. X 0 101,292 0 Priority Healthare Corp. X 0 84 0 Phone Com Inc X 0 23,627 0 PIMCO High Yield Fund C X 0 700 0 Pittsburgh Home Financial Cr X 0 1,000 0 Koninklijke Philips Electronics NV ADR X 0 136,818 0 Planet Hollywood International, Inc. X 0 1,000 0 Philadelphia Cons Hldg Co. X 0 400 0 PHP Healthcare Corp. X 0 1,000 0 Pacificare Health Sys Cl A X 0 50 0 Managed High Yield Fund X 0 1,334 0 Photon Dynamics Inc X 0 205 0 Philip Services Corp. X 0 90,609 0 Phoenix Information Sys Corp X 0 1,000 0 Phycor Inc. X 0 11,325 0 Piccadilly Cafeterias Inc. X 0 2,585 0 Pico Holdings Inc X 0 1,599 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Insured Municipal Income Fund Common Stock 45809F104 93 7,765 Polaris Industries Inc. Common Stock 731068102 699 23,200 Water Pik Technologies Inc Common Stock 94113U100 0 65 Pilot Network Services Inc Common Stock 721596104 185 5,600 Putnam Master Intermediate Common Stock 746909100 510 86,829 AMF Bowling Inc. Common Stock 03113V109 4 2,000 ***Pioneer Corporation ADS ADR 723646105 143 4,913 Pioneer Group Inc. Common Stock 723684106 23 1,000 Pioneer Standard Common Stock 723877106 102 6,450 Pier 1 Imports Inc. Common Stock 720279108 32 3,150 Pirelli SPA - Unsponsored ADR ADR 724258207 9 3,400 PIXAR Inc. Common Stock 725811103 61 1,700 Central Parking Corporation Common Stock 154785109 286 14,275 Parker Drilling Co Common Stock 701081101 17 3,300 Packaging Corp Amer Common Stock 695156109 164 15,600 Pilkington Plc-Ord 50p Foreign Stock G70956118 8 7,250 Perkinelmer Inc Common Stock 714046109 21 321 Park Meridian Bk Charlotte Inc Common Stock 700579105 20 1,600 Premier Parks Inc Common Stock 740540208 9 434 Packeteer Inc Common Stock 695210104 88 2,500 Pohang Iron & Steel Co, Ltd ADS ADR 730450103 86 3,110 Protective Life Corp. Common Stock 743674103 202 6,350 Playboy Enterprise Inc. Common Stock 728117300 4 200 Open Plan Systems Inc. Common Stock 683709109 21 11,100 PLC Systems Inc. Common Stock 69341D104 10 4,000 Children's Place Retail Stores Inc. Common Stock 168905107 57 4,000 Polycom Inc Common Stock 73172K104 360 4,550 Prologis Trust Common Stock 743410102 360 18,707 Prologis Trust Pfd Sh Ben Int Ser A PFD QTR 30/360 743410201 43 1,950 Prologis Trust PFD Conv PFD QTR 30/360 743410300 4 160 Prologis Tr PFD QTR 30/360 743410508 7 400 Prologis Trust PFD SH BEN INT SER E PFD QTR 30/360 743410607 48 2,200 Paladyne Corp Common Stock 696070101 29 10,000 Pinnacle Bancshares Inc Common Stock 722903101 2 200 Presidential Life Corp NY Common Stock 740884101 13 950 Prometic Life Sciences Inc Foreign Stock 74342Q104 15 11,300 Pall Corp. Common Stock 696429307 1,498 66,779 Pliant Sys Inc Common Stock 729138107 1 150 Phosphate Resource Partners LP LTD Part P4 719217101 9 1,100 Premier Laser System Inc CL A Common Stock 740522107 3 2,500 Plantronics Inc Common Stock 727493108 98 1,050 Plug Power Inc Common Stock 72919P103 118 1,390 EPLUS Inc Common Stock 294268107 139 4,200 Pliva D.D.- GDR Reg S ADR 72917Q202 1 72 Plexus Corporation Common Stock 729132100 5 75 Playnet Technologies Inc Common Stock 727914103 1 20,000 Polymedica Industries Common Stock 731738100 230 3,910 Piedmont Bank-Statesville N.C. Common Stock 720122100 18 1,155 PMC Capital Inc. Common Stock 693430100 5 600 PMC-Sierra Inc Common Stock 69344F106 7,474 36,692 Psychemedics Corp Common Stock 744375106 1 206 Penton Media Inc. Common Stock 709668107 300 11,530 Peerless Mfg Co Common Stock 705514107 6 455 Putnam Investment Grade Common Stock 746806108 73 6,704 Putnam Tax-Free Health Care Common Stock 746920107 47 4,050 Prime Bank-Orange Conn Common Stock 741915102 26 5,000 PMI Group Inc. Common Stock 69344M101 69 1,463 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Insured Municipal Income Fund X 0 7,765 0 Polaris Industries Inc. X 0 23,200 0 Water Pik Technologies Inc X 0 65 0 Pilot Network Services Inc X 0 5,600 0 Putnam Master Intermediate X 0 86,829 0 AMF Bowling Inc. X 0 2,000 0 ***Pioneer Corporation ADS X 0 4,913 0 Pioneer Group Inc. X 0 1,000 0 Pioneer Standard X 0 6,450 0 Pier 1 Imports Inc. X 0 3,150 0 Pirelli SPA - Unsponsored ADR X 0 3,400 0 PIXAR Inc. X 0 1,700 0 Central Parking Corporation X 0 14,275 0 Parker Drilling Co X 0 3,300 0 Packaging Corp Amer X 0 15,600 0 Pilkington Plc-Ord 50p X 0 7,250 0 Perkinelmer Inc X 0 321 0 Park Meridian Bk Charlotte Inc X 0 1,600 0 Premier Parks Inc X 0 434 0 Packeteer Inc X 0 2,500 0 Pohang Iron & Steel Co, Ltd ADS X 0 3,110 0 Protective Life Corp. X 0 6,350 0 Playboy Enterprise Inc. X 0 200 0 Open Plan Systems Inc. X 0 11,100 0 PLC Systems Inc. X 0 4,000 0 Children's Place Retail Stores Inc. X 0 4,000 0 Polycom Inc X 0 4,550 0 Prologis Trust X 0 18,707 0 Prologis Trust Pfd Sh Ben Int Ser A X 0 1,950 0 Prologis Trust PFD Conv X 0 160 0 Prologis Tr X 0 400 0 Prologis Trust PFD SH BEN INT SER E X 0 2,200 0 Paladyne Corp X 0 10,000 0 Pinnacle Bancshares Inc X 0 200 0 Presidential Life Corp NY X 0 950 0 Prometic Life Sciences Inc X 0 11,300 0 Pall Corp. X 0 66,779 0 Pliant Sys Inc X 0 150 0 Phosphate Resource Partners LP X 0 1,100 0 Premier Laser System Inc CL A X 0 2,500 0 Plantronics Inc X 0 1,050 0 Plug Power Inc X 0 1,390 0 EPLUS Inc X 0 4,200 0 Pliva D.D.- GDR Reg S X 0 72 0 Plexus Corporation X 0 75 0 Playnet Technologies Inc X 0 20,000 0 Polymedica Industries X 0 3,910 0 Piedmont Bank-Statesville N.C. X 0 1,155 0 PMC Capital Inc. X 0 600 0 PMC-Sierra Inc X 0 36,692 0 Psychemedics Corp X 0 206 0 Penton Media Inc. X 0 11,530 0 Peerless Mfg Co X 0 455 0 Putnam Investment Grade X 0 6,704 0 Putnam Tax-Free Health Care X 0 4,050 0 Prime Bank-Orange Conn X 0 5,000 0 PMI Group Inc. X 0 1,463 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Primix Solutions Common Stock 741620108 9 1,000 Primark Corp. Common Stock 741903108 4 165 Pml Inc Common Stock 693448102 0 125 Putnam Municipal Opportunities Common Stock 746922103 19 1,670 Phar-Mor Inc Common Stock 717113203 118 37,014 Policy Management Systems Common Stock 731108106 357 29,735 Parametric Technology Corp. Common Stock 699173100 140 6,660 Palomar Med Technologies Inc Com New Common Stock 697529303 3 998 P N C Bank Corp. Common Stock 693475105 4,093 90,820 PNC Bank Corp Preferred Stock 693475501 25 334 Pinnacle Micro Inc Common Stock 723469102 3 30,000 Ponder Industries Inc Common Stock 732378203 0 400 Pennaco Energy Inc Common Stock 708046107 301 22,000 Phon Net Com Inc Common Stock 719203101 2 1,000 Pinnacle Entertainment Inc Common Stock 723456109 167 8,200 Pro Net Link Corp Common Stock 74266F100 62 16,700 Public Service Co Of New Mexico Common Stock 744499104 4 245 Pentair Inc. Common Stock 709631105 104 2,810 Pioneer Systems Inc. Common Stock 723886107 0 400 Pharmacia & UpJohn Inc. Common Stock 716941109 7,663 129,326 Pnv Inc Common Stock 69348A103 2 500 Pinnacle West Cap Corp Common Stock 723484101 31 1,083 Piedmont Natural Gas Co Common Stock 720186105 347 13,310 Precision Optics Corp. Common Stock 740294103 55 2,400 Patina Oil & Gas Corp Common Stock 703224105 346 25,500 Planet Polymer Technologies Common Stock 727044109 10 3,200 Potomac Electric Power Co Common Stock 737679100 865 38,235 Potomac Elec Pwr Co Tr I PFD QTR 30/360 73767N208 43 2,000 SCP Pool Corp Common Stock 784028102 56 1,820 Pope & Talbot Inc. Common Stock 732827100 17 910 Popmail Com Inc. Common Stock 733167100 20 5,000 Catalina Marketing Corp. Common Stock 148867104 526 5,195 Pop Shoppes Intl Inc. Common Stock 732818109 0 1,000 Point of Sale Ltd Common Stock M7945W108 17 800 Prosofttraining Com Inc Common Stock 743477101 202 8,950 Potash Corp. of Saskatchewan Foreign Stock 73755L107 100 1,997 Printonthenet.com Inc Common Stock 74257M106 0 6 Power Integrations Inc. Common Stock 739276103 94 3,765 Prentiss Properties Trust Common Stock 740706106 5 225 Pinnacle Bankshares Corp. Common Stock 72345E102 25 822 Pressure Piping Components, Inc. Common Stock 741114102 0 100 Pre Paid Legal Services Inc. Common Stock 740065107 128 4,295 Pharmaceutical Product Development Common Stock 717124101 207 12,200 Park Place Entertainment Corp. Common Stock 700690100 377 32,600 John Hancock Patriot Preferred Common Stock 41013J107 142 14,000 PPG Industries, Inc. Common Stock 693506107 2,839 54,262 Pharmaceutical Hldrs Tr Common Stock 71712A206 34 400 PPL Corp Common Stock 69351T106 458 21,854 PP&L Capt Trust 8.2% Trust Preferred Stock 693497208 78 3,425 PP&L Capital Trust II 8.1% TOPRS Due PFD QTR 30/360 693498206 27 1,200 PP&L Inc Preferred Ser B 4.50% PFD QTR 30/360 69351U301 7 125 Peapod Inc Common Stock 704718105 46 17,000 Pogo Producing Common Stock 730448107 3 100 Pilgrim America Prime Rate Tr Common Stock 72146W103 229 28,429 Purchasepro Com Common Stock 746144104 301 4,150 Post Properties Inc. Common Stock 737464107 92 2,276 Pacificorp Capt I 8.25% Cum PFD QTR 30/360 695115204 56 2,500 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Primix Solutions X 0 1,000 0 Primark Corp. X 0 165 0 Pml Inc X 0 125 0 Putnam Municipal Opportunities X 0 1,670 0 Phar-Mor Inc X 0 37,014 0 Policy Management Systems X 0 29,735 0 Parametric Technology Corp. X 0 6,660 0 Palomar Med Technologies Inc Com New X 0 998 0 P N C Bank Corp. X 0 90,820 0 PNC Bank Corp X 0 334 0 Pinnacle Micro Inc X 0 30,000 0 Ponder Industries Inc X 0 400 0 Pennaco Energy Inc X 0 22,000 0 Phon Net Com Inc X 0 1,000 0 Pinnacle Entertainment Inc X 0 8,200 0 Pro Net Link Corp X 0 16,700 0 Public Service Co Of New Mexico X 0 245 0 Pentair Inc. X 0 2,810 0 Pioneer Systems Inc. X 0 400 0 Pharmacia & UpJohn Inc. X 0 129,326 0 Pnv Inc X 0 500 0 Pinnacle West Cap Corp X 0 1,083 0 Piedmont Natural Gas Co X 0 13,310 0 Precision Optics Corp. X 0 2,400 0 Patina Oil & Gas Corp X 0 25,500 0 Planet Polymer Technologies X 0 3,200 0 Potomac Electric Power Co X 0 38,235 0 Potomac Elec Pwr Co Tr I X 0 2,000 0 SCP Pool Corp X 0 1,820 0 Pope & Talbot Inc. X 0 910 0 Popmail Com Inc. X 0 5,000 0 Catalina Marketing Corp. X 0 5,195 0 Pop Shoppes Intl Inc. X 0 1,000 0 Point of Sale Ltd X 0 800 0 Prosofttraining Com Inc X 0 8,950 0 Potash Corp. of Saskatchewan X 0 1,997 0 Printonthenet.com Inc X 0 6 0 Power Integrations Inc. X 0 3,765 0 Prentiss Properties Trust X 0 225 0 Pinnacle Bankshares Corp. X 0 822 0 Pressure Piping Components, Inc. X 0 100 0 Pre Paid Legal Services Inc. X 0 4,295 0 Pharmaceutical Product Development X 0 12,200 0 Park Place Entertainment Corp. X 0 32,600 0 John Hancock Patriot Preferred X 0 14,000 0 PPG Industries, Inc. X 0 54,262 0 Pharmaceutical Hldrs Tr X 0 400 0 PPL Corp X 0 21,854 0 PP&L Capt Trust 8.2% Trust X 0 3,425 0 PP&L Capital Trust II 8.1% TOPRS Due X 0 1,200 0 PP&L Inc Preferred Ser B 4.50% X 0 125 0 Peapod Inc X 0 17,000 0 Pogo Producing X 0 100 0 Pilgrim America Prime Rate Tr X 0 28,429 0 Purchasepro Com X 0 4,150 0 Post Properties Inc. X 0 2,276 0 Pacificorp Capt I 8.25% Cum X 0 2,500 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Pacificorp Capital II-7.70% Tr Pfd PFD QTR 30/360 69511N205 91 4,300 Pennsylvania Power Co. 4.24% Pfd PFD QTR 30/360 709068100 10 200 Petroquest Energy Inc. Common Stock 716748108 36 20,000 Price Communications Corp. Common Stock 741437305 436 18,935 Paradigm Advanced Technologies Common Stock 699004107 26 8,800 Prestige Bancorp Inc. Common Stock 741115109 31 3,018 Probusiness Services Inc Common Stock 742674104 112 4,321 Procom Technology Inc. Common Stock 74270W107 144 3,150 Procyte Corp Common Stock 742807100 13 7,000 Polaroid Corp. Common Stock 731095105 104 4,390 Predictive Sys Inc Common Stock 74036W102 9 200 Partnerre LTD Common Stock G6852T105 34 937 Partnerre LTD 8.00% Cum PFD Ser A PFD QTR 30/360 G6852T113 30 1,400 Price Enterprises Inc Common Stock 741444202 0 1 Price Enterprises Inc PFD QTR 30/360 741444301 7 500 Prema Sys Inc Common Stock 74045M103 0 2,000 Pennrock Financial Services Corp. Common Stock 708352109 3 200 Peregrine Systems Inc Common Stock 71366Q101 486 7,240 Perrigo Company Common Stock 714290103 8 1,000 Progress Software Corp Common Stock 743312100 230 9,795 Profit Recovery Group International In Common Stock 743168106 25 1,375 Prodigy Communications Corp. Common Stock 74283P107 158 10,475 Province Healthcare Co. Common Stock 743977100 11 400 PRI Automation Inc. Common Stock 69357H106 31 500 Primeholdings Com Inc Common Stock 74158R105 5 5,000 Paracelsian Inc Common Stock 698898103 1 1,000 Parlex Corp Common Stock 701630105 25 825 Primedia Inc Common Stock 74157K101 229 7,165 Primex Technologies Inc Common Stock 741597108 2 80 Primedia Inc PFD QTR 30/360 74157K606 9 95 Puerto Rican Cement Co. Inc. Foreign Stock 745075101 22 700 Provident Financial Holdings Common Stock 743868101 10 700 Proxim Inc. Common Stock 744284100 12 100 Precision Response Corp. Common Stock 740314109 24 1,000 Pioneer Railcorp Common Stock 723839106 2 1,000 Portal Software Inc Common Stock 736126103 517 9,080 Pearson PLC Foreign Stock 705015105 220 6,289 Presstek Inc. Common Stock 741113104 12 500 Persistence Software Inc Common Stock 715329108 20 1,000 Prime Retail Inc Common Stock 741570105 29 13,474 Prime Retail Inc. 8.50% Ser B PFD Conv PreferdStk Conv 741570303 172 21,485 Profile Technologies Common Stock 743164105 5 800 Primus Telecommunications Group Inc. Common Stock 741929103 693 13,403 Providential Holdings Inc Common Stock 743923104 2 1,000 Quebecor Printing Inc Common Stock 747922102 466 25,209 Premier Resh Worldwide Ltd Common Stock 740568100 9 550 Pharmaceutical Res Inc. Common Stock 717125108 2 300 Public Storage Inc. Common Stock 74460D109 169 8,050 Public Storage Inc. 10% Ser A Preferred Stock 74460D208 14 600 Public Storage Inc PFD QTR 30/360 74460D307 2 100 Public Storage Inc. 10% Ser E Preferred Stock 74460D703 45 1,800 Public Storage Inc. 8.875% Preferred Stock 74460D885 81 3,800 Public Storage Inc. 8.45% Preferred Stock 74460D869 42 2,020 Public Storage Inc PFD QTR 30/360 74460D729 1 42 Public Storage Inc PFD QTR 30/360 74460D604 24 1,000 Public Storage Inc PFD QTR 30/360 74460D760 10 475 PSB Bancorp Inc Common Stock 693604100 0 8 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Pacificorp Capital II-7.70% Tr Pfd X 0 4,300 0 Pennsylvania Power Co. 4.24% Pfd X 0 200 0 Petroquest Energy Inc. X 0 20,000 0 Price Communications Corp. X 0 18,935 0 Paradigm Advanced Technologies X 0 8,800 0 Prestige Bancorp Inc. X 0 3,018 0 Probusiness Services Inc X 0 4,321 0 Procom Technology Inc. X 0 3,150 0 Procyte Corp X 0 7,000 0 Polaroid Corp. X 0 4,390 0 Predictive Sys Inc X 0 200 0 Partnerre LTD X 0 937 0 Partnerre LTD 8.00% Cum PFD Ser A X 0 1,400 0 Price Enterprises Inc X 0 1 0 Price Enterprises Inc X 0 500 0 Prema Sys Inc X 0 2,000 0 Pennrock Financial Services Corp. X 0 200 0 Peregrine Systems Inc X 0 7,240 0 Perrigo Company X 0 1,000 0 Progress Software Corp X 0 9,795 0 Profit Recovery Group International In X 0 1,375 0 Prodigy Communications Corp. X 0 10,475 0 Province Healthcare Co. X 0 400 0 PRI Automation Inc. X 0 500 0 Primeholdings Com Inc X 0 5,000 0 Paracelsian Inc X 0 1,000 0 Parlex Corp X 0 825 0 Primedia Inc X 0 7,165 0 Primex Technologies Inc X 0 80 0 Primedia Inc X 0 95 0 Puerto Rican Cement Co. Inc. X 0 700 0 Provident Financial Holdings X 0 700 0 Proxim Inc. X 0 100 0 Precision Response Corp. X 0 1,000 0 Pioneer Railcorp X 0 1,000 0 Portal Software Inc X 0 9,080 0 Pearson PLC X 0 6,289 0 Presstek Inc. X 0 500 0 Persistence Software Inc X 0 1,000 0 Prime Retail Inc X 0 13,474 0 Prime Retail Inc. 8.50% Ser B PFD Conv X 0 21,485 0 Profile Technologies X 0 800 0 Primus Telecommunications Group Inc. X 0 13,403 0 Providential Holdings Inc X 0 1,000 0 Quebecor Printing Inc X 0 25,209 0 Premier Resh Worldwide Ltd X 0 550 0 Pharmaceutical Res Inc. X 0 300 0 Public Storage Inc. X 0 8,050 0 Public Storage Inc. 10% Ser A X 0 600 0 Public Storage Inc X 0 100 0 Public Storage Inc. 10% Ser E X 0 1,800 0 Public Storage Inc. 8.875% X 0 3,800 0 Public Storage Inc. 8.45% X 0 2,020 0 Public Storage Inc X 0 42 0 Public Storage Inc X 0 1,000 0 Public Storage Inc X 0 475 0 PSB Bancorp Inc X 0 8 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Philadelphia Suburban Common Stock 718009608 347 19,134 Puget Sound Power & Light Common Stock 745332106 67 3,036 Project Software & Dev Inc Common Stock 74339P101 11 200 Pericom Semiconductor Corp. Common Stock 713831105 14 400 PeopleSoft Inc. Common Stock 712713106 589 29,430 Porta Systems Incorporated Common Stock 735647307 9 2,445 Porta Systems Corp. Common Stock 735647307 3 814 Psion Plc Common Stock G72928107 178 2,675 PSINet Inc. Common Stock 74437C101 5,811 170,819 Psinet Inc Convertible Pfd Preferred Stock 74437C309 176 2,750 P T Pasifik Satelit Nusantara ADR 69365Q106 13 500 Penn Star Oil Corp. Common Stock 707630109 0 17 PSCO Cap Tr I-7.6% GTD PFD PFD QTR 30/360 69360R208 42 2,000 Primesource Corp. Common Stock 741593107 16 3,070 Payless Shoesource Inc. Common Stock 704379106 57 1,093 Physician Sales & Service Inc. Common Stock 69366A100 11 1,645 Pso Cap I PFD QTR 30/360 693639205 16 700 Per Se Technologies Inc Com New Common Stock 713569309 35 6,016 Petrie Stores Liquidation Common Stock 716437108 0 100 Portugal Telecom S A ADR ADR 737273102 238 19,129 Pacer Technology Common Stock 693905101 10 10,000 Phoenix Technologies Ltd Common Stock 719153108 4 200 PTEK Holdings Inc. Common Stock 69366M104 92 13,900 Powertel Inc Common Stock 73936C109 874 12,630 Patterson Energy Inc. Common Stock 703414102 25 800 Performance Technologies Inc. Common Stock 71376K102 39 900 Putnam Managed High Yield Common Stock 746819101 115 11,550 Printronix Inc Common Stock 742578107 9 450 Patriot Scientific Corp Common Stock 70336N107 4 1,125 Pactiv Corp Common Stock 695257105 171 19,490 Puma Technology Inc Common Stock 745887109 482 9,526 Puridyne Inc Common Stock 746263102 0 1,000 Public Service New Hampshire Preferred Stock 744482837 8 305 Divot Golf Corp Common Stock 255408106 6 30,000 Penn Virginia Corp. Common Stock 707882106 2 145 Paravant Computer Systems Inc Common Stock 699376109 5 1,800 Phillips-Van Heusen Corp. Common Stock 718592108 4 500 Princeton Video Image Inc. Common Stock 742476104 11 1,500 Provalis Plc ADR 74372Q107 1 200 Providian Financial Corp. Common Stock 74406A102 1,687 19,470 Parkvale Financial Corp. Common Stock 701492100 327 20,735 Pervasive Software Inc Common Stock 715710109 26 2,000 Privatebancorp Inc Common Stock 742962103 5 500 Pivotal Corp Common Stock 72581R106 41 1,285 Providence Energy Corp Common Stock 743743106 260 6,860 Powerwave Technologies Inc. Common Stock 739363109 781 6,250 Presidential Airways Common Stock 740861109 1 5,200 Pacific Wildcat Res Corp Foreign Stock 694927104 0 1,400 PWG Capital Trust II 8.08% Pfd Preferred Stock 69366F208 145 6,500 Powergen PLC-Sponsored ADR Final ADR 738905405 1,159 45,460 Paine Webber Group Inc. Common Stock 695629105 863 19,622 PWG Capital Trust I Cum Trust PFDMthly 30/360 69366E201 112 4,900 Cash America International, Inc. Common Stock 14754D100 529 42,500 Quanta Svcs Inc Common Stock 74762E102 387 6,372 Praxair Inc. Common Stock 74005P104 344 8,268 Proxicom Inc Common Stock 744282104 138 3,120 Pioneer Natural Resources Co Common Stock 723787107 80 7,562 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Philadelphia Suburban X 0 19,134 0 Puget Sound Power & Light X 0 3,036 0 Project Software & Dev Inc X 0 200 0 Pericom Semiconductor Corp. X 0 400 0 PeopleSoft Inc. X 0 29,430 0 Porta Systems Incorporated X 0 2,445 0 Porta Systems Corp. X 0 814 0 Psion Plc X 0 2,675 0 PSINet Inc. X 0 170,819 0 Psinet Inc Convertible Pfd X 0 2,750 0 P T Pasifik Satelit Nusantara X 0 500 0 Penn Star Oil Corp. X 0 17 0 PSCO Cap Tr I-7.6% GTD PFD X 0 2,000 0 Primesource Corp. X 0 3,070 0 Payless Shoesource Inc. X 0 1,093 0 Physician Sales & Service Inc. X 0 1,645 0 Pso Cap I X 0 700 0 Per Se Technologies Inc Com New X 0 6,016 0 Petrie Stores Liquidation X 0 100 0 Portugal Telecom S A ADR X 0 19,129 0 Pacer Technology X 0 10,000 0 Phoenix Technologies Ltd X 0 200 0 PTEK Holdings Inc. X 0 13,900 0 Powertel Inc X 0 12,630 0 Patterson Energy Inc. X 0 800 0 Performance Technologies Inc. X 0 900 0 Putnam Managed High Yield X 0 11,550 0 Printronix Inc X 0 450 0 Patriot Scientific Corp X 0 1,125 0 Pactiv Corp X 0 19,490 0 Puma Technology Inc X 0 9,526 0 Puridyne Inc X 0 1,000 0 Public Service New Hampshire X 0 305 0 Divot Golf Corp X 0 30,000 0 Penn Virginia Corp. X 0 145 0 Paravant Computer Systems Inc X 0 1,800 0 Phillips-Van Heusen Corp. X 0 500 0 Princeton Video Image Inc. X 0 1,500 0 Provalis Plc X 0 200 0 Providian Financial Corp. X 0 19,470 0 Parkvale Financial Corp. X 0 20,735 0 Pervasive Software Inc X 0 2,000 0 Privatebancorp Inc X 0 500 0 Pivotal Corp X 0 1,285 0 Providence Energy Corp X 0 6,860 0 Powerwave Technologies Inc. X 0 6,250 0 Presidential Airways X 0 5,200 0 Pacific Wildcat Res Corp X 0 1,400 0 PWG Capital Trust II 8.08% Pfd X 0 6,500 0 Powergen PLC-Sponsored ADR Final X 0 45,460 0 Paine Webber Group Inc. X 0 19,622 0 PWG Capital Trust I Cum Trust X 0 4,900 0 Cash America International, Inc. X 0 42,500 0 Quanta Svcs Inc X 0 6,372 0 Praxair Inc. X 0 8,268 0 Proxicom Inc X 0 3,120 0 Pioneer Natural Resources Co X 0 7,562 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Paxar Corporation Common Stock 704227107 3 300 Pechiney - Sponsered ADR ADR 705151207 268 10,567 Putnam High Yield Muni Trust Common Stock 746781103 86 11,830 Playtex Products Inc. Common Stock 72813P100 52 3,975 Pittston Brink's Group Common Stock 725701106 204 12,025 Pennzoil-Quaker State Co. Common Stock 709323109 298 28,528 Prison Realty Corp Common Stock 74264N105 76 24,842 Prison Realty Corp 8% Cum PFD Sr A PFD QTR 30/360 74264N204 11 1,100 Qwest Communications International, In Common Stock 749121109 7,601 156,726 Angeles Income Properties LTD LTD Part P0 03464D302 0 10 Berwick Manufacturing Inc. Common Stock 08615N109 0 400 Clairborne Bank & Trust Common Stock 8S03003 0 2,300 Qualcomm Inc. Common Stock 747525103 14,291 95,710 Carolina Investment Partners LTD Part P0 144011103 0 14 Quidel Corp Common Stock 74838J101 81 11,500 UDS Captl I (Ultramar Diamond PFD QTR 30/360 902655208 18 884 Banca Quadrum SA ADR ADR 05944R108 19 9,700 Dean Witter Realty Yield PLS II LTD LTD Part P0 24241L201 0 20 Quadrax Corp. New Com Accredited Invs Common Stock 74731J109 0 264 Quest Education Corporation Common Stock 74835F102 137 15,900 Environmental Digital Svcs Inc. Common Stock 29405L103 4 13,025 Quaker Fabric Corp New Common Stock 747399103 28 6,000 Qiagen N.V. Foreign Stock N72482107 166 1,217 Quigley Corp. New Common Stock 74838L304 0 200 Quorum Health Group Common Stock 749084109 168 16,655 Investors U S Gold Common Stock H693020 6 23 Quokka Sports Inc Common Stock 749077103 6 550 QLogic Corp. Common Stock 747277101 2,254 16,633 QLT Phototherapeutics Inc. Common Stock 746927102 195 3,521 L.W. Packard & Co Inc. Common Stock 8S02186 0 10 Quintus Corp Common Stock 748798105 100 3,355 Omni Computer Systems Inc. Common Stock 68210G107 0 1,000 Queryobject System Corp Common Stock 74833H308 53 6,832 Potential Investments Inc. Common Stock 737581108 0 100 Quest Products Corp Common Stock 747955102 2 10,000 Public Storage Inc. 8.00% Dep Shs Each PFD QTR 30/360 74460D828 26 1,300 Nasdaq 100 Shares Common Stock 631100104 6,993 63,794 QRS Corp Common Stock 74726X105 21 280 Quality Sys Inc. Common Stock 747582104 20 1,300 QSound Lab Inc. Common Stock 74728C109 30 8,785 Southern COS CAP TR II 7.75% PFD QTR 30/360 84258T208 15 700 Quad Sys Corp Common Stock 74730Q104 3 1,000 Taubman Centers Inc. 8.3% Perp Pfd PFD QTR 30/360 876664202 9 500 Quintiles Transnational Corp. Common Stock 748767100 6,922 405,651 Quicklogic Corp Common Stock 74837P108 10 300 Quipp Inc Common Stock 748802105 31 2,000 Quixote Corp Common Stock 749056107 16 1,300 U S Biomaterials Corp. Preferred Stock 8S00429 0 10,000 Ryder System Inc. Common Stock 783549108 86 3,790 Rio Algom Ltd 9.375% Pfd Secs Due PFD QTR 30/360 766889877 6 400 Rescon Technology Corp Common Stock 760844308 0 5 Real Goods Trading Corp. Common Stock 756012100 1 200 Reckson Associates Realty Corp. Common Stock 75621K106 146 7,780 Reckson Assocs Realty Corp. Cl B Common Stock 75621K304 26 1,288 Rampart Capital Corp Common Stock 751569104 2 500 Data Race Inc. Common Stock 237842109 10 2,000 Rite Aid Corp. Common Stock 767754104 960 174,508 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Paxar Corporation X 0 300 0 Pechiney - Sponsered ADR X 0 10,567 0 Putnam High Yield Muni Trust X 0 11,830 0 Playtex Products Inc. X 0 3,975 0 Pittston Brink's Group X 0 12,025 0 Pennzoil-Quaker State Co. X 0 28,528 0 Prison Realty Corp X 0 24,842 0 Prison Realty Corp 8% Cum PFD Sr A X 0 1,100 0 Qwest Communications International, In X 0 156,726 0 Angeles Income Properties LTD X 0 10 0 Berwick Manufacturing Inc. X 0 400 0 Clairborne Bank & Trust X 0 2,300 0 Qualcomm Inc. X 0 95,710 0 Carolina Investment Partners X 0 14 0 Quidel Corp X 0 11,500 0 UDS Captl I (Ultramar Diamond X 0 884 0 Banca Quadrum SA ADR X 0 9,700 0 Dean Witter Realty Yield PLS II LTD X 0 20 0 Quadrax Corp. New Com Accredited Invs X 0 264 0 Quest Education Corporation X 0 15,900 0 Environmental Digital Svcs Inc. X 0 13,025 0 Quaker Fabric Corp New X 0 6,000 0 Qiagen N.V. X 0 1,217 0 Quigley Corp. New X 0 200 0 Quorum Health Group X 0 16,655 0 Investors U S Gold X 0 23 0 Quokka Sports Inc X 0 550 0 QLogic Corp. X 0 16,633 0 QLT Phototherapeutics Inc. X 0 3,521 0 L.W. Packard & Co Inc. X 0 10 0 Quintus Corp X 0 3,355 0 Omni Computer Systems Inc. X 0 1,000 0 Queryobject System Corp X 0 6,832 0 Potential Investments Inc. X 0 100 0 Quest Products Corp X 0 10,000 0 Public Storage Inc. 8.00% Dep Shs Each X 0 1,300 0 Nasdaq 100 Shares X 0 63,794 0 QRS Corp X 0 280 0 Quality Sys Inc. X 0 1,300 0 QSound Lab Inc. X 0 8,785 0 Southern COS CAP TR II 7.75% X 0 700 0 Quad Sys Corp X 0 1,000 0 Taubman Centers Inc. 8.3% Perp Pfd X 0 500 0 Quintiles Transnational Corp. X 0 405,651 0 Quicklogic Corp X 0 300 0 Quipp Inc X 0 2,000 0 Quixote Corp X 0 1,300 0 U S Biomaterials Corp. X 0 10,000 0 Ryder System Inc. X 0 3,790 0 Rio Algom Ltd 9.375% Pfd Secs Due X 0 400 0 Rescon Technology Corp X 0 5 0 Real Goods Trading Corp. X 0 200 0 Reckson Associates Realty Corp. X 0 7,780 0 Reckson Assocs Realty Corp. Cl B X 0 1,288 0 Rampart Capital Corp X 0 500 0 Data Race Inc. X 0 2,000 0 Rite Aid Corp. X 0 174,508 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Radyne Comstream Inc Common Stock 750611402 40 1,500 Radiant Systems Inc Common Stock 75025N102 240 3,825 Ralcorp Holdings Inc. Common Stock 751028101 13 900 Railamerica Inc. Common Stock 750753105 7 1,000 Ralston-Ralston Purina Group Common Stock 751277302 457 16,712 Ramp Networks Inc Common Stock 751567108 64 3,200 Ramex Synfuels Intl Inc Common Stock 751485202 2 19,000 Rank Group PLC ADR ADR 753037100 3 520 Rational Software Corp. Com New Common Stock 75409P202 598 7,815 Raven Industries Inc. Common Stock 754212108 18 1,600 Razorfish Inc Common Stock 755236106 277 10,060 Ritchie Bros Auctioneers Common Stock 767744105 520 20,389 Redback Networks Inc Common Stock 757209101 612 2,040 Regal - Beloit Corp. Common Stock 758750103 76 4,325 Republic Bancorp Ky Common Stock 760281204 8 1,000 Rbid Com Common Stock 749283107 1 500 Reebok International Ltd Common Stock 758110100 97 10,515 Robbins & Myers Inc Common Stock 770196103 22 950 Republic Bancorp Inc. Common Stock 760282103 72 7,689 Royal Bank of Scotland Grp PLC PFD QTR 30/360 780097309 18 700 The Royal Bank of Scotland PFD QTR 30/360 780097408 145 6,285 Royal Bank of Scotland Group PFD QTR 30/360 780097804 30 1,400 Royal Bk Scotland Group Plc ADR 780097861 19 850 The Royal Bank of Scotland Grp Plc Pfd PFD QTR 30/360 780097507 148 6,320 Royal Bank Of Scotland GRP PLC PFD QTR 30/360 780097887 26 1,300 Richmond County Financial Corp Common Stock 764556106 5 280 Rural Cellular Corp Common Stock 781904107 215 3,180 Renal Care Group Inc. Common Stock 759930100 171 7,905 Rent A Ctr Inc New Common Stock 76009N100 71 4,725 Royal Carribean Cruise Ltd Common Stock V7780T103 349 12,464 Royal Carribean Cruises 7.25% Conv PFD PreferdStk Conv V7780T111 10 110 RCM Technologies Inc. Common Stock 749360400 90 7,200 Rogers Cantel Mobile Commn Inc. Common Stock 775102205 182 4,500 RCN Corp. Common Stock 749361101 258 4,795 Register Com Inc Common Stock 75914G101 234 3,365 RCM Stregic Global Government Fund Common Stock 74936A101 54 6,175 Royal Dutch Petroleum Co ADR ADR 780257804 9,304 161,629 The Reader's Digest Association Inc. Common Stock 755267101 183 5,184 The Readers Digest Association Common Stock 755267200 163 5,700 Rowan Companies Inc. Common Stock 779382100 1,618 54,970 Ruddick Corp. Common Stock 781258108 26 2,400 Radiologix Inc Common Stock 75040K109 8 1,500 Radian Group Inc. Common Stock 750236101 417 8,760 Redox Technology Corp. Common Stock 757722103 20 35,500 Read-Rite Corp. Common Stock 755246105 7 1,500 Readers' Digest Automatic Com Exchange Common Stock 755271202 6 200 Radva Corp. Common Stock 750610107 3 8,250 Radware Ltd Foreign Stock M81873107 16 400 Everest Re Group Ltd Foreign Stock G3223R108 209 6,400 Reliability Inc. Common Stock 759903107 22 3,800 Recycling Industries Inc Common Stock 756285102 4 18,375 Research Frontiers Inc Common Stock 760911107 3 100 Regency Realty Corporation Common Stock 758939102 18 900 Renaissance Worldwide Inc Common Stock 75968A109 10 2,000 Regeneron Pharmaceuticals Inc. Common Stock 75886F107 110 3,730 Reliant Energy Inc Common Stock 75952J108 328 13,974 HL&P Capital Trust I-8.125% Tr PFD Sr PFD QTR 30/360 404202202 42 1,940 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Radyne Comstream Inc X 0 1,500 0 Radiant Systems Inc X 0 3,825 0 Ralcorp Holdings Inc. X 0 900 0 Railamerica Inc. X 0 1,000 0 Ralston-Ralston Purina Group X 0 16,712 0 Ramp Networks Inc X 0 3,200 0 Ramex Synfuels Intl Inc X 0 19,000 0 Rank Group PLC ADR X 0 520 0 Rational Software Corp. Com New X 0 7,815 0 Raven Industries Inc. X 0 1,600 0 Razorfish Inc X 0 10,060 0 Ritchie Bros Auctioneers X 0 20,389 0 Redback Networks Inc X 0 2,040 0 Regal - Beloit Corp. X 0 4,325 0 Republic Bancorp Ky X 0 1,000 0 Rbid Com X 0 500 0 Reebok International Ltd X 0 10,515 0 Robbins & Myers Inc X 0 950 0 Republic Bancorp Inc. X 0 7,689 0 Royal Bank of Scotland Grp PLC X 0 700 0 The Royal Bank of Scotland X 0 6,285 0 Royal Bank of Scotland Group X 0 1,400 0 Royal Bk Scotland Group Plc X 0 850 0 The Royal Bank of Scotland Grp Plc Pfd X 0 6,320 0 Royal Bank Of Scotland GRP PLC X 0 1,300 0 Richmond County Financial Corp X 0 280 0 Rural Cellular Corp X 0 3,180 0 Renal Care Group Inc. X 0 7,905 0 Rent A Ctr Inc New X 0 4,725 0 Royal Carribean Cruise Ltd X 0 12,464 0 Royal Carribean Cruises 7.25% Conv PFD X 0 110 0 RCM Technologies Inc. X 0 7,200 0 Rogers Cantel Mobile Commn Inc. X 0 4,500 0 RCN Corp. X 0 4,795 0 Register Com Inc X 0 3,365 0 RCM Stregic Global Government Fund X 0 6,175 0 Royal Dutch Petroleum Co ADR X 0 161,629 0 The Reader's Digest Association Inc. X 0 5,184 0 The Readers Digest Association X 0 5,700 0 Rowan Companies Inc. X 0 54,970 0 Ruddick Corp. X 0 2,400 0 Radiologix Inc X 0 1,500 0 Radian Group Inc. X 0 8,760 0 Redox Technology Corp. X 0 35,500 0 Read-Rite Corp. X 0 1,500 0 Readers' Digest Automatic Com Exchange X 0 200 0 Radva Corp. X 0 8,250 0 Radware Ltd X 0 400 0 Everest Re Group Ltd X 0 6,400 0 Reliability Inc. X 0 3,800 0 Recycling Industries Inc X 0 18,375 0 Research Frontiers Inc X 0 100 0 Regency Realty Corporation X 0 900 0 Renaissance Worldwide Inc X 0 2,000 0 Regeneron Pharmaceuticals Inc. X 0 3,730 0 Reliant Energy Inc X 0 13,974 0 HL&P Capital Trust I-8.125% Tr PFD Sr X 0 1,940 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Rei Trust I PFD QTR 30/360 749490207 135 6,960 Reliance Group Holdings Inc. Common Stock 759464100 32 9,174 Richardson Electronics Ltd Common Stock 763165107 2 150 Relm Wireless Corp Common Stock 759525108 2 500 Repsol S.A. ADR ADR 76026T205 113 5,280 Repsol Intl Cap Ltd 7.45 Preferred Stock G7513K103 20 1,000 RBI Capital Trust I 9.1% Cum Trust PFD PFD QTR 30/360 749257200 34 4,400 Resmed Inc. Common Stock 761152107 18 250 Respironics, Inc. Common Stock 761230101 30 2,100 Retek Inc Common Stock 76128Q109 25 600 Retail Entertainment Gp Common Stock 761273101 2 6,000 Revlon Inc. Common Stock 761525500 3 300 Resource America Inc Cl A Common Stock 761195205 44 6,000 Rexam PLC Spon ADR ADR 761655307 4 1,094 Reynolds & Reynolds Co CL A Common Stock 761695105 412 15,265 Rf Inds Ltd Common Stock 749552105 4 500 RF Micro Devices Inc. Common Stock 749941100 4,552 33,875 Roycefield Resources Ltd Foreign Stock 780914107 6 47,000 RFS Hotel Investors Inc. Common Stock 74955J108 20 1,820 Rogers Communication CL-B Non-vtg Common Stock 775109200 128 4,295 Barry R G Corp. Ohio Common Stock 068798107 4 1,150 Regions Financial Corp. Common Stock 758940100 219 9,615 Republic Group Inc Common Stock 760473108 8 700 Repligen Corp Common Stock 759916109 19 2,000 Regis Corp. Common Stock 758932107 203 13,735 Ranger Oil, Ltd Common Stock 752805101 10 2,640 Sturm Ruger & Co Common Stock 864159108 160 18,335 RGS Energy Group Inc Common Stock 74956K104 23 1,100 Rhodia Sponsored Adr ADR 762397107 165 9,068 Red Hat Inc Common Stock 756577102 558 13,171 R.H. Donnelly Corp. Common Stock 74955W307 8 498 Rheometrics Scientific Inc Common Stock 762073104 12 1,200 Robert Half Intl Inc. Common Stock 770323103 210 4,436 Ruby Tuesday Inc. Common Stock 781182100 5 300 Cohen & Steers Realty Income Fund Inc Common Stock 19247P107 90 13,925 Royal Precision Inc Common Stock 780921102 130 38,430 Transocean Sedco Forex Inc Common Stock G90078109 3,868 75,387 Riggs National Corp. Common Stock 766570105 80 6,554 Rimage Corp Common Stock 766721104 22 750 Research In Motion Ltd. Foreign Stock 760975102 778 7,305 Robocom Systems Intl Inc Common Stock 771062106 1 300 Blue Rhino Corp. Common Stock 095811105 231 18,950 Raymond James Financial Inc. Common Stock 754730109 87 4,205 Reeds Jewelers Inc Common Stock 758341101 3 1,000 Reynolds R J Tob Hldgs Inc Common Stock 76182K105 102 6,008 Reckitt Benckiser Ord Foreign Stock G7420A107 141 15,350 Coors Adolph Co. Common Stock 217016104 220 4,595 Polo Ralph Lauren Corp. Cl A Common Stock 731572103 84 4,500 Rollins Truck Leasing Corp. Common Stock 775741101 24 2,850 Reynolds Metals Co Common Stock 761763101 246 3,672 Reliastar Financial Corp. Common Stock 75952U103 701 20,692 Reliastar Financing I 8.2% TR PFD QTR 30/360 75952D200 5 200 Reliastar Financing II 8.10% Cum PFD PFD QTR 30/360 75952F205 44 2,000 Rambus Inc. Common Stock 750917106 630 2,140 Remedy Corp. Common Stock 759548100 64 1,520 Rmi Net Inc Common Stock 74961K107 18 2,500 Rainmaker Systems Common Stock 750875106 4 500 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Rei Trust I X 0 6,960 0 Reliance Group Holdings Inc. X 0 9,174 0 Richardson Electronics Ltd X 0 150 0 Relm Wireless Corp X 0 500 0 Repsol S.A. ADR X 0 5,280 0 Repsol Intl Cap Ltd 7.45 X 0 1,000 0 RBI Capital Trust I 9.1% Cum Trust PFD X 0 4,400 0 Resmed Inc. X 0 250 0 Respironics, Inc. X 0 2,100 0 Retek Inc X 0 600 0 Retail Entertainment Gp X 0 6,000 0 Revlon Inc. X 0 300 0 Resource America Inc Cl A X 0 6,000 0 Rexam PLC Spon ADR X 0 1,094 0 Reynolds & Reynolds Co CL A X 0 15,265 0 Rf Inds Ltd X 0 500 0 RF Micro Devices Inc. X 0 33,875 0 Roycefield Resources Ltd X 0 47,000 0 RFS Hotel Investors Inc. X 0 1,820 0 Rogers Communication CL-B Non-vtg X 0 4,295 0 Barry R G Corp. Ohio X 0 1,150 0 Regions Financial Corp. X 0 9,615 0 Republic Group Inc X 0 700 0 Repligen Corp X 0 2,000 0 Regis Corp. X 0 13,735 0 Ranger Oil, Ltd X 0 2,640 0 Sturm Ruger & Co X 0 18,335 0 RGS Energy Group Inc X 0 1,100 0 Rhodia Sponsored Adr X 0 9,068 0 Red Hat Inc X 0 13,171 0 R.H. Donnelly Corp. X 0 498 0 Rheometrics Scientific Inc X 0 1,200 0 Robert Half Intl Inc. X 0 4,436 0 Ruby Tuesday Inc. X 0 300 0 Cohen & Steers Realty Income Fund Inc X 0 13,925 0 Royal Precision Inc X 0 38,430 0 Transocean Sedco Forex Inc X 0 75,387 0 Riggs National Corp. X 0 6,554 0 Rimage Corp X 0 750 0 Research In Motion Ltd. X 0 7,305 0 Robocom Systems Intl Inc X 0 300 0 Blue Rhino Corp. X 0 18,950 0 Raymond James Financial Inc. X 0 4,205 0 Reeds Jewelers Inc X 0 1,000 0 Reynolds R J Tob Hldgs Inc X 0 6,008 0 Reckitt Benckiser Ord X 0 15,350 0 Coors Adolph Co. X 0 4,595 0 Polo Ralph Lauren Corp. Cl A X 0 4,500 0 Rollins Truck Leasing Corp. X 0 2,850 0 Reynolds Metals Co X 0 3,672 0 Reliastar Financial Corp. X 0 20,692 0 Reliastar Financing I 8.2% TR X 0 200 0 Reliastar Financing II 8.10% Cum PFD X 0 2,000 0 Rambus Inc. X 0 2,140 0 Remedy Corp. X 0 1,520 0 Rmi Net Inc X 0 2,500 0 Rainmaker Systems X 0 500 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Russell Corp. Common Stock 782352108 146 10,200 Ramtron International Corp. Com New Common Stock 751907304 7 500 Rainbow Technologies Inc. Common Stock 750862104 1,299 34,760 Rnethealth Com Common Stock 769695107 9 5,000 Reinhold Industries Inc. Cl A Common Stock 75935A109 1 110 Renaissancere Holdings Ltd Common Stock G7496G103 470 11,505 Rentech Inc Common Stock 760112102 37 11,000 Realnetworks Inc Common Stock 75605L104 307 5,386 Roadway Express Inc. Common Stock 769742107 103 5,100 Eshed Robotec 1982 Ltd Foreign Stock M4095C107 6 800 Robotic Vision Systems Common Stock 771074101 65 4,050 Rohm & Haas Common Stock 775371107 319 7,139 Roche Holdings Ltd Spons ADR ADR 771195104 222 2,044 Rohn Industries Inc. Common Stock 775381106 2 600 Radio One Inc Common Stock 75040P108 47 700 Rockwell International Corp. Common Stock 773903109 380 9,086 Rollins Inc. Common Stock 775711104 6 400 Romac International Inc Common Stock 775835101 18 2,000 Cooper Cameron Corp. Common Stock 216640102 122 1,825 Roper Industries Inc. New Common Stock 776696106 8 250 U S A Floral Products Inc Common Stock 90331T107 0 200 Ross Stores Inc. Common Stock 778296103 1,095 45,525 Rayovac Corp Common Stock 755081106 166 7,130 Rowecom Inc Common Stock 77957X108 37 2,200 Resourcephoenix Com Inc Common Stock 76122L106 26 2,000 RPM Inc. - Ohio Common Stock 749685103 640 58,181 Rhone-Poulenc Overseas Limited Preferred Stock G75495104 83 4,100 Range Resources Corp Common Stock 75281A109 1 300 Residential Resources Mortgage Common Stock 760929109 0 500 Centenary International Corp. Common Stock 15134R107 1 2,000 Rare Medium Group Inc. Common Stock 75382N109 157 3,558 Royal & Sun Alliance Ins Gp Foreign Stock G8566X133 155 24,659 RSA Security Co Common Stock 749719100 209 4,033 Res-Care Inc. Common Stock 760943100 6 650 Rouse Co Common Stock 779273101 95 4,495 Rouse Co-Conv Pfd Ser B PFD QTR 30/360 779273309 16 500 Rouse Capital 9.25% Cum Qtrly PFD Quip PFD QTR 30/360 779272202 351 16,700 Republic Security Finl Corp. Common Stock 760758102 47 7,106 Republic Services Inc Common Stock 760759100 1,050 95,970 Frontline Cap Group Common Stock 35921N101 65 1,488 RSL Communications LTD Cl A Common Stock G7702U102 308 12,850 Roslyn Bancorp Inc. Common Stock 778162107 97 5,469 Restoration Hardware Inc Common Stock 760981100 3 500 Radisys Corp Common Stock 750459109 205 3,405 Ryerson Tull Inc Common Stock 78375P107 2 130 Rhythms Netconnections Inc. Common Stock 762430205 834 22,650 RTI International Metals Inc Common Stock 74973W107 147 16,650 Restaurant Teams Intl Inc Common Stock 761265107 17 19,200 Raytheon Co. Cl A Common Stock 755111309 206 10,950 Raytheon Co-Cl B Common Stock 755111408 963 54,274 Rio Tinto PLC - Sponsored ADR ADR 767204100 428 6,004 Reuters Holdings PLC Spon ADR ADR 76132M102 1,512 12,668 Rtw Inc Common Stock 74974R107 11 2,200 Rubios Restaurants Inc. Common Stock 78116B102 1 100 Reed International PLC Sponsored ADR ADR 758212872 0 16 Reunion Industries Inc. Common Stock 761312107 54 22,700 Holiday Rv Superstores Inc Common Stock 434902102 13 3,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Russell Corp. X 0 10,200 0 Ramtron International Corp. Com New X 0 500 0 Rainbow Technologies Inc. X 0 34,760 0 Rnethealth Com X 0 5,000 0 Reinhold Industries Inc. Cl A X 0 110 0 Renaissancere Holdings Ltd X 0 11,505 0 Rentech Inc X 0 11,000 0 Realnetworks Inc X 0 5,386 0 Roadway Express Inc. X 0 5,100 0 Eshed Robotec 1982 Ltd X 0 800 0 Robotic Vision Systems X 0 4,050 0 Rohm & Haas X 0 7,139 0 Roche Holdings Ltd Spons ADR X 0 2,044 0 Rohn Industries Inc. X 0 600 0 Radio One Inc X 0 700 0 Rockwell International Corp. X 0 9,086 0 Rollins Inc. X 0 400 0 Romac International Inc X 0 2,000 0 Cooper Cameron Corp. X 0 1,825 0 Roper Industries Inc. New X 0 250 0 U S A Floral Products Inc X 0 200 0 Ross Stores Inc. X 0 45,525 0 Rayovac Corp X 0 7,130 0 Rowecom Inc X 0 2,200 0 Resourcephoenix Com Inc X 0 2,000 0 RPM Inc. - Ohio X 0 58,181 0 Rhone-Poulenc Overseas Limited X 0 4,100 0 Range Resources Corp X 0 300 0 Residential Resources Mortgage X 0 500 0 Centenary International Corp. X 0 2,000 0 Rare Medium Group Inc. X 0 3,558 0 Royal & Sun Alliance Ins Gp X 0 24,659 0 RSA Security Co X 0 4,033 0 Res-Care Inc. X 0 650 0 Rouse Co X 0 4,495 0 Rouse Co-Conv Pfd Ser B X 0 500 0 Rouse Capital 9.25% Cum Qtrly PFD Quip X 0 16,700 0 Republic Security Finl Corp. X 0 7,106 0 Republic Services Inc X 0 95,970 0 Frontline Cap Group X 0 1,488 0 RSL Communications LTD Cl A X 0 12,850 0 Roslyn Bancorp Inc. X 0 5,469 0 Restoration Hardware Inc X 0 500 0 Radisys Corp X 0 3,405 0 Ryerson Tull Inc X 0 130 0 Rhythms Netconnections Inc. X 0 22,650 0 RTI International Metals Inc X 0 16,650 0 Restaurant Teams Intl Inc X 0 19,200 0 Raytheon Co. Cl A X 0 10,950 0 Raytheon Co-Cl B X 0 54,274 0 Rio Tinto PLC - Sponsored ADR X 0 6,004 0 Reuters Holdings PLC Spon ADR X 0 12,668 0 Rtw Inc X 0 2,200 0 Rubios Restaurants Inc. X 0 100 0 Reed International PLC Sponsored ADR X 0 16 0 Reunion Industries Inc. X 0 22,700 0 Holiday Rv Superstores Inc X 0 3,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Ravisent Technologies Inc Common Stock 754440105 100 7,200 Royce Value Tr Inc. MutualFdEqClose 780910105 258 18,688 RWE Aktiengesellschaft Spon ADR 74975E303 8 225 Rowan Bancorp Inc Common Stock 779379106 27 1,700 Rent Way Inc Common Stock 76009U104 327 16,745 IMS Health Inc. Common Stock 449934108 1,110 65,541 Rexall Sundown Inc. Common Stock 761648104 29 2,050 Rex Silver Mines Ltd Foreign Stock 761622109 0 5,000 Ryan's Family Steak House Inc. Common Stock 783519101 21 2,200 Rolls Royce PLC Sponsored ADR ADR 775781206 212 13,065 Royal Group Technologies Ltd Common Stock 779915107 182 8,435 Ryland Group Inc. Common Stock 783764103 164 8,754 Rayonier Inc. Common Stock 754907103 961 19,711 Royal Oak Mines Common Stock 78051D105 0 11,500 Ribozyme Pharmaceuticals Inc Common Stock 762567105 15 600 Sears Roebuck & Co Common Stock 812387108 1,504 48,707 Strawbridge & Clothier - Ser A Escrow Common Stock 863200986 0 200 Sterling Software Inc. Tender Offer Common Stock 859547978 44 1,345 Sears Roebuck Accept Corp PFD QTR 30/360 812404309 20 1,000 Sema Group PLC Common Stock S205067 36 1,800 Shearson Lehman Sr Inc Fd LP-Dep Units LTD Part P4 820930105 0 500 Sigma Research Inc Foreign Stock 826904104 0 1,100 Schwartz Electro Optics Inc. Common Stock S741139 0 8,334 South Alabama Bancorporation Common Stock 836234104 12 1,200 South Carolina Elec & Gas Co 5% Pfd PFD QTR 30/360 837004308 13 400 SCE&G Trust I-7.55% PFD QTR 30/360 78389A203 24 1,133 Safeco Corp. Common Stock 786429100 710 26,730 Sonic Automotive Inc Common Stock 83545G102 38 4,000 SunAmerica Capt Trust III Preferred Stock 86702N208 29 1,200 St Joseph Light & Power Co. Common Stock 790654107 4 200 Salon Com Common Stock 79549F108 2 500 Boston Beer Co Inc. Cl A Common Stock 100557107 11 1,500 Samsonite Corporation Common Stock 79604V105 0 0 Sani Med Inc Common Stock 801015108 0 850 Sanmina Corp. Common Stock 800907107 631 9,337 Sapient Corp Common Stock 803062108 228 2,720 SAP AG Sponsored ADR ADR 803054204 1,189 19,898 Sandy Spring Bancorp Inc Common Stock 800363103 153 7,390 Satcon Technology Corp Common Stock 803893106 9 350 Shop At Home Inc. Common Stock 825066301 95 11,000 Sawtek Inc. Common Stock 805468105 587 11,165 Sba Communications Corp Common Stock 78388J106 14 325 Starbase Corp Common Stock 854910205 250 26,650 SBC Communications Inc. Common Stock 78387G103 22,579 537,589 Seacoast Banking Corp. FLA Common Stock 811707108 36 1,400 SBE Inc Common Stock 783873201 9 600 Salomon Brothers Fd Inc. Common Stock 795477108 10 500 Sinclair Broadcast Group Inc. Common Stock 829226109 12 1,325 SmithKline Beecham Spons ADR ADR 832378301 1,548 23,435 Sterling Bancshares Inc. Common Stock 858907108 70 7,312 Sterling Bancshares Capital PFD QTR 30/360 858917206 153 6,650 Sbi Communications Inc Del Common Stock 783946106 0 5 Synbiotics Corp Common Stock 871566105 2 500 Symbol Technologies Inc. Common Stock 871508107 543 6,600 SBS Technologies Inc. Common Stock 78387P103 9 300 SBS Broadcasting SA Foreign Stock L8137F102 8 130 Starbucks Corp. Common Stock 855244109 1,063 23,731 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Ravisent Technologies Inc X 0 7,200 0 Royce Value Tr Inc. X 0 18,688 0 RWE Aktiengesellschaft Spon X 0 225 0 Rowan Bancorp Inc X 0 1,700 0 Rent Way Inc X 0 16,745 0 IMS Health Inc. X 0 65,541 0 Rexall Sundown Inc. X 0 2,050 0 Rex Silver Mines Ltd X 0 5,000 0 Ryan's Family Steak House Inc. X 0 2,200 0 Rolls Royce PLC Sponsored ADR X 0 13,065 0 Royal Group Technologies Ltd X 0 8,435 0 Ryland Group Inc. X 0 8,754 0 Rayonier Inc. X 0 19,711 0 Royal Oak Mines X 0 11,500 0 Ribozyme Pharmaceuticals Inc X 0 600 0 Sears Roebuck & Co X 0 48,707 0 Strawbridge & Clothier - Ser A Escrow X 0 200 0 Sterling Software Inc. Tender Offer X 0 1,345 0 Sears Roebuck Accept Corp X 0 1,000 0 Sema Group PLC X 0 1,800 0 Shearson Lehman Sr Inc Fd LP-Dep Units X 0 500 0 Sigma Research Inc X 0 1,100 0 Schwartz Electro Optics Inc. X 0 8,334 0 South Alabama Bancorporation X 0 1,200 0 South Carolina Elec & Gas Co 5% Pfd X 0 400 0 SCE&G Trust I-7.55% X 0 1,133 0 Safeco Corp. X 0 26,730 0 Sonic Automotive Inc X 0 4,000 0 SunAmerica Capt Trust III X 0 1,200 0 St Joseph Light & Power Co. X 0 200 0 Salon Com X 0 500 0 Boston Beer Co Inc. Cl A X 0 1,500 0 Samsonite Corporation X 0 0 0 Sani Med Inc X 0 850 0 Sanmina Corp. X 0 9,337 0 Sapient Corp X 0 2,720 0 SAP AG Sponsored ADR X 0 19,898 0 Sandy Spring Bancorp Inc X 0 7,390 0 Satcon Technology Corp X 0 350 0 Shop At Home Inc. X 0 11,000 0 Sawtek Inc. X 0 11,165 0 Sba Communications Corp X 0 325 0 Starbase Corp X 0 26,650 0 SBC Communications Inc. X 0 537,589 0 Seacoast Banking Corp. FLA X 0 1,400 0 SBE Inc X 0 600 0 Salomon Brothers Fd Inc. X 0 500 0 Sinclair Broadcast Group Inc. X 0 1,325 0 SmithKline Beecham Spons ADR X 0 23,435 0 Sterling Bancshares Inc. X 0 7,312 0 Sterling Bancshares Capital X 0 6,650 0 Sbi Communications Inc Del X 0 5 0 Synbiotics Corp X 0 500 0 Symbol Technologies Inc. X 0 6,600 0 SBS Technologies Inc. X 0 300 0 SBS Broadcasting SA X 0 130 0 Starbucks Corp. X 0 23,731 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Salomon Brothers Worldwide Common Stock 79548T109 127 10,825 Shell Transport & Trading PLC ADR 822703609 170 3,460 Sanchez Computer Associates Common Stock 799702105 528 15,035 Southern California Preferred Stock 842400301 14 1,000 Southern California Edison(QUIDS) Preferred Stock 842400764 7 300 Seacost Finl Services Corp Common Stock 81170Q106 39 3,931 Scana Corp New Common Stock 80589M102 602 24,500 Societe Generale France SP ADR ADR 83364L109 277 6,934 Schwab Charles Corp. Common Stock 808513105 5,413 95,271 Scholastic Corp. Common Stock 807066105 2 30 S C I Systems Inc. Common Stock 783890106 964 17,912 Sensar Corp. Common Stock 817253107 93 2,000 Scios, Inc. Common Stock 808905103 86 16,600 Socket Communications Inc Common Stock 833672108 30 1,300 Sciclone Pharmaceuticals Incorporated Common Stock 80862K104 149 9,700 Swisscom AG-Sponsored ADR Foreign Stock 871013108 2,355 61,665 SCM Microsystems Inc. Common Stock 784018103 80 825 Sycamore Networks Inc Common Stock 871206108 1,263 9,790 Scient Corp Common Stock 80864H109 20 225 Scor SA SPONSD ADR ADR 80917Q106 17 355 The Santa Cruz Operation Inc. Common Stock 801833104 38 4,010 Superconductor Tech Inc. Common Stock 867931107 224 5,350 Syncor Intl Inc. Common Stock 87157J106 944 28,605 Sea Containers Ltd Cl A Common Stock 811371707 506 22,854 Sea Containers Cl B Common Stock 811371103 69 3,053 Sicor Inc Common Stock 825846108 78 7,548 Steelcase Inc. - CL A Common Stock 858155203 68 5,690 Scansource Inc Common Stock 806037107 128 3,600 Select Comfort Corp Common Stock 81616X103 1 144 Stolt Comex Seaway SA Common Stock L8873E103 42 3,000 Systems & Computer Technology Corp Common Stock 871873105 16 700 Scottish Annunity & Life Holdings Ltd. Common Stock G7885T104 1 150 Scott Technologies Inc Common Stock 810022301 247 13,062 Secure Computing Corp Common Stock 813705100 885 52,069 Shoe Carnival Inc Ind Common Stock 824889109 10 1,100 Santa Fe International Corp. Common Stock G7805C108 380 10,260 Sodexho Marriott Services Common Stock 833793102 16 1,095 SDL Inc. Common Stock 784076101 1,293 6,073 Sedona Corporation Common Stock 815677109 46 6,350 Sunsource Inc Common Stock 867948101 46 9,975 Sunsource Capital Trust 11.6% Tr PFD PFD QTR 30/360 867949208 74 4,532 Sungard Data Systems Inc. Common Stock 867363103 635 16,825 Southdown, Inc. Common Stock 841297104 2,760 46,784 Sideware Systems Inc. Common Stock 825907108 420 42,000 Sterling Commerce Inc. Common Stock 859205106 176 3,980 Seachange International Inc Common Stock 811699107 7 120 Siebel Systems Inc. Common Stock 826170102 3,249 27,200 Second Bancorp Inc Common Stock 813114105 9 500 Sealed Air Corp. Common Stock 81211K100 572 10,536 Sealed Air Corp - $2 Conv Pfd Ser A PreferdStk Conv 81211K209 8 152 Seagate Technology, Inc. Common Stock 811804103 1,435 23,816 Sega Enterprises Ltd Common Stock 815793104 15 2,920 Seitel Inc. New Common Stock 816074306 21 2,700 General Semiconductor Inc. Common Stock 370787103 25 1,430 All American Semiconductor Inc Common Stock 016557407 7 500 Swedish Exp Credit Corp. 7.20% PFD Ser PFD QTR 30/360 W92947246 35 1,700 A B Svensk Export Kredit 7 3/8% Preferred Stock W92947212 8 400 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Salomon Brothers Worldwide X 0 10,825 0 Shell Transport & Trading PLC X 0 3,460 0 Sanchez Computer Associates X 0 15,035 0 Southern California X 0 1,000 0 Southern California Edison(QUIDS) X 0 300 0 Seacost Finl Services Corp X 0 3,931 0 Scana Corp New X 0 24,500 0 Societe Generale France SP ADR X 0 6,934 0 Schwab Charles Corp. X 0 95,271 0 Scholastic Corp. X 0 30 0 S C I Systems Inc. X 0 17,912 0 Sensar Corp. X 0 2,000 0 Scios, Inc. X 0 16,600 0 Socket Communications Inc X 0 1,300 0 Sciclone Pharmaceuticals Incorporated X 0 9,700 0 Swisscom AG-Sponsored ADR X 0 61,665 0 SCM Microsystems Inc. X 0 825 0 Sycamore Networks Inc X 0 9,790 0 Scient Corp X 0 225 0 Scor SA SPONSD ADR X 0 355 0 The Santa Cruz Operation Inc. X 0 4,010 0 Superconductor Tech Inc. X 0 5,350 0 Syncor Intl Inc. X 0 28,605 0 Sea Containers Ltd Cl A X 0 22,854 0 Sea Containers Cl B X 0 3,053 0 Sicor Inc X 0 7,548 0 Steelcase Inc. - CL A X 0 5,690 0 Scansource Inc X 0 3,600 0 Select Comfort Corp X 0 144 0 Stolt Comex Seaway SA X 0 3,000 0 Systems & Computer Technology Corp X 0 700 0 Scottish Annunity & Life Holdings Ltd. X 0 150 0 Scott Technologies Inc X 0 13,062 0 Secure Computing Corp X 0 52,069 0 Shoe Carnival Inc Ind X 0 1,100 0 Santa Fe International Corp. X 0 10,260 0 Sodexho Marriott Services X 0 1,095 0 SDL Inc. X 0 6,073 0 Sedona Corporation X 0 6,350 0 Sunsource Inc X 0 9,975 0 Sunsource Capital Trust 11.6% Tr PFD X 0 4,532 0 Sungard Data Systems Inc. X 0 16,825 0 Southdown, Inc. X 0 46,784 0 Sideware Systems Inc. X 0 42,000 0 Sterling Commerce Inc. X 0 3,980 0 Seachange International Inc X 0 120 0 Siebel Systems Inc. X 0 27,200 0 Second Bancorp Inc X 0 500 0 Sealed Air Corp. X 0 10,536 0 Sealed Air Corp - $2 Conv Pfd Ser A X 0 152 0 Seagate Technology, Inc. X 0 23,816 0 Sega Enterprises Ltd X 0 2,920 0 Seitel Inc. New X 0 2,700 0 General Semiconductor Inc. X 0 1,430 0 All American Semiconductor Inc X 0 500 0 Swedish Exp Credit Corp. 7.20% PFD Ser X 0 1,700 0 A B Svensk Export Kredit 7 3/8% X 0 400 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Sepracor Inc. Common Stock 817315104 688 9,450 Superior Energy Services Inc. Common Stock 868157108 27 2,800 Seaview Underwater Research Common Stock 81273Q102 7 500 The Singer Co N.V. Common Stock 82930F109 6 7,025 Scientific-Atlanta Inc. Common Stock 808655104 1,898 29,914 Safe Technologies Intl Inc Common Stock 786416107 66 287,500 Speedfam-ipec Inc Common Stock 847705100 30 1,500 Southern Pacific Funding Corp. Common Stock 843576109 0 2,000 Smithfield Foods Common Stock 832248108 580 28,993 Safeguard Scientifics Inc. Common Stock 786449108 8,469 120,442 Santa Fe Financiall Corp Common Stock 802014100 31 3,500 Santa Fe Energy Tr Common Stock 802013102 29 1,600 Stancorp Financial Group Inc. Common Stock 852891100 3 110 Starwood Financial Inc Common Stock 85569R104 4 235 Starwood Finl Inc PFD QTR 30/360 85569R401 16 1,000 Sonic Foundry Inc Common Stock 83545R108 5 50 Salton Inc. Common Stock 795757103 807 18,615 Santa Fe Snyder Corp Common Stock 80218K105 83 8,573 State Financial Services Corp CL A Common Stock 856855101 35 3,416 Stratesec Inc Common Stock 862792108 4 1,000 Softbank Corp Foreign Stock J75963108 7 8 Enlighten Software Solutions Common Stock 29336A101 3 400 Safeway Plc Foreign Stock G7769A106 155 51,150 Sfx Entmt Inc Common Stock 784178105 7 174 Swift Energy Co Common Stock 870738101 3 160 Saga Communications Inc Cl- A Common Stock 786598102 34 1,755 Smith-Gardner & Associates Inc. Common Stock 832059109 34 1,950 Star Gas Partners L P Common Stock 85512C105 38 2,800 Stage Stores Inc. Common Stock 85254C107 9 9,900 Singapore Fd Inc. Common Stock 82929L109 4 500 Silicon Graphics Inc. Common Stock 827056102 21 1,950 SGI Intl New Common Stock 784185209 5 10,000 Sagent Technology Inc Common Stock 786693101 41 1,440 Schering-Plough Corp. Common Stock 806605101 18,730 509,671 Shaw Group Inc. Common Stock 820280105 30 850 Singapore Telecommunicatns Ltd ADR 82929R106 4 250 Soligen Technologies Inc Common Stock 83423G109 4 6,000 SPG Properties Inc PFD QTR 30/360 78462M207 13 637 Stone Energy Corp. Common Stock 861642106 70 1,425 Shore Bancshares Inc. Common Stock 825107105 54 3,000 Sharp Corp. - ADR ADR 819882200 194 906 Sun Healthcare Group Inc. Common Stock 866933104 2 22,100 Shanghai Petro Co LTD ADR CL H ADR 819424102 11 1,000 Shells Seafood Restaurants Inc Common Stock 822809109 2 1,000 Schulman Inc. Common Stock 808194104 1 40 Shoney's Inc. Common Stock 825039100 1 665 Shire Pharmaceuticals Grp PLC Spons AD ADR 82481R106 103 2,009 Shaman Pharmaceuticals Inc Common Stock 819319500 1 1,438 Shurgard Storage Centers Inc., CL A Common Stock 82567D104 77 2,936 Shurgard Storage Center Inc 8.80% Ser PFD QTR 30/360 82567D203 39 1,900 Shurgard Storage Centers Inc. 8.70% PF PFD QTR 30/360 82567D302 22 1,100 Sherwin Williams Corp. Common Stock 824348106 2,847 129,781 Showcase Corp Common Stock 82539P102 14 1,500 Shaw Industries Inc. Common Stock 820286102 185 12,190 ACM Government Spectrum Fund Inc. MutualFdFiClose 000917104 87 15,215 Sigma-Aldrich Corp. Common Stock 826552101 1,642 61,102 Si Diamond Technology Inc Common Stock 784249104 29 10,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Sepracor Inc. X 0 9,450 0 Superior Energy Services Inc. X 0 2,800 0 Seaview Underwater Research X 0 500 0 The Singer Co N.V. X 0 7,025 0 Scientific-Atlanta Inc. X 0 29,914 0 Safe Technologies Intl Inc X 0 287,500 0 Speedfam-ipec Inc X 0 1,500 0 Southern Pacific Funding Corp. X 0 2,000 0 Smithfield Foods X 0 28,993 0 Safeguard Scientifics Inc. X 0 120,442 0 Santa Fe Financiall Corp X 0 3,500 0 Santa Fe Energy Tr X 0 1,600 0 Stancorp Financial Group Inc. X 0 110 0 Starwood Financial Inc X 0 235 0 Starwood Finl Inc X 0 1,000 0 Sonic Foundry Inc X 0 50 0 Salton Inc. X 0 18,615 0 Santa Fe Snyder Corp X 0 8,573 0 State Financial Services Corp CL A X 0 3,416 0 Stratesec Inc X 0 1,000 0 Softbank Corp X 0 8 0 Enlighten Software Solutions X 0 400 0 Safeway Plc X 0 51,150 0 Sfx Entmt Inc X 0 174 0 Swift Energy Co X 0 160 0 Saga Communications Inc Cl- A X 0 1,755 0 Smith-Gardner & Associates Inc. X 0 1,950 0 Star Gas Partners L P X 0 2,800 0 Stage Stores Inc. X 0 9,900 0 Singapore Fd Inc. X 0 500 0 Silicon Graphics Inc. X 0 1,950 0 SGI Intl New X 0 10,000 0 Sagent Technology Inc X 0 1,440 0 Schering-Plough Corp. X 0 509,671 0 Shaw Group Inc. X 0 850 0 Singapore Telecommunicatns Ltd X 0 250 0 Soligen Technologies Inc X 0 6,000 0 SPG Properties Inc X 0 637 0 Stone Energy Corp. X 0 1,425 0 Shore Bancshares Inc. X 0 3,000 0 Sharp Corp. - ADR X 0 906 0 Sun Healthcare Group Inc. X 0 22,100 0 Shanghai Petro Co LTD ADR CL H X 0 1,000 0 Shells Seafood Restaurants Inc X 0 1,000 0 Schulman Inc. X 0 40 0 Shoney's Inc. X 0 665 0 Shire Pharmaceuticals Grp PLC Spons AD X 0 2,009 0 Shaman Pharmaceuticals Inc X 0 1,438 0 Shurgard Storage Centers Inc., CL A X 0 2,936 0 Shurgard Storage Center Inc 8.80% Ser X 0 1,900 0 Shurgard Storage Centers Inc. 8.70% PF X 0 1,100 0 Sherwin Williams Corp. X 0 129,781 0 Showcase Corp X 0 1,500 0 Shaw Industries Inc. X 0 12,190 0 ACM Government Spectrum Fund Inc. X 0 15,215 0 Sigma-Aldrich Corp. X 0 61,102 0 Si Diamond Technology Inc X 0 10,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Science Dynamics Corp Common Stock 808631105 20 1,338 Satyam Infoway Ltd Sponsored Adr ADR 804099109 80 1,500 Sigcorp Inc Common Stock 826912107 11 450 Selective Ins Group Inc. Common Stock 816300107 769 45,095 Sigma Design Common Stock 826565103 15 2,000 Signet Group PLC- Spons ADR ADR 82668L872 6 237 Sun International Ltd Ord Common Stock P8797T133 9 480 Si Handling Systems Inc. Common Stock 784255101 43 7,400 Smith International Inc. Common Stock 832110100 734 9,469 S3 Inc. Common Stock 784849101 256 12,202 Struthers Industries Inc. Common Stock 863583209 0 42 Siliconix inc Common Stock 827079203 75 793 Silicon Image Inc Common Stock 82705T102 38 525 Sionix Corp. Common Stock 829400100 55 32,789 Sipex Corp Common Stock 829909100 26 750 Spectrasite Holdings Inc Common Stock 84760T100 482 17,035 Siti-sites Com Inc Common Stock 82981P105 0 4 Silicon Valley Bancshares Common Stock 827064106 491 6,828 SVB Cap I Tr Pfd Secs PFD QTR 30/360 784868200 21 1,100 J M Smucker Co. Common Stock 832696108 37 2,000 J M Smucker Co Cl B Common Stock 832696207 1 100 Safety-kleen Corp New Common Stock 78648R203 1 1,000 SKF AB Sponsored ADR Par S KR ADR 784375404 11 525 American Skiing Co. Common Stock 029654308 28 11,200 Sehisui House Ltd ADR 816078208 26 285 SK Telecom Co Ltd Sponsored Adr ADR 78440P108 64 1,631 Shopko Stores, Inc. Common Stock 824911101 56 3,130 Saks Incorporated Common Stock 79377W108 354 24,393 Tanger Factory Outlet Centers Common Stock 875465106 352 18,330 Skywell Corp. Common Stock 830910105 0 80 Skechers USA Inc. Cl A Common Stock 830566105 19 2,750 Skyline Corp. Common Stock 830830105 9 400 American Mobile Satellite Corp. Common Stock 02755R103 48 2,000 Sky Financial Group Inc Common Stock 83080P103 137 8,451 SkyMall Inc. Common Stock 830859104 4 600 S L Industries Inc. Common Stock 784413106 5 500 Schlumberger Limited Common Stock 806857108 15,773 206,182 Sun Life Finl Svcs Cda Inc Foreign Stock 866796105 11 1,016 Softlock Com Inc Common Stock 83402W109 15 1,000 Select Software Tools Ltd ADR 816200109 0 1,500 Sara Lee Corp. Common Stock 803111103 2,675 148,623 Saleoutlet Com Common Stock 794651109 3 1,000 SL Green Realty Corp. Common Stock 78440X101 108 4,565 Spatialight Incorporated Common Stock 847248101 9 1,300 SLI Inc Common Stock 78442T108 119 7,000 Semiconductor Laser Intl Common Stock 816638100 3 2,500 SLM Holding Corp. Common Stock 78442A109 1,282 38,487 Spectralink Corp Common Stock 847580107 29 1,600 Salant Corp Common Stock 794004200 0 67 Solectron Corp. Common Stock 834182107 2,672 66,689 Surgical Laser Tech Inc Common Stock 868819202 4 1,220 Salient Systems, Inc. Common Stock 794720102 6 6,600 Solucorp Inds Ltd Foreign Stock 83437C102 1 2,000 Sylvan Learning Systems Inc. Common Stock 871399101 519 32,567 Silver Diner Incorporated Common Stock 827655101 0 400 Siemens AG ADR New ADR 826197402 279 1,940 Sunrise Medical Inc. Common Stock 867910101 24 3,800 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Science Dynamics Corp X 0 1,338 0 Satyam Infoway Ltd Sponsored Adr X 0 1,500 0 Sigcorp Inc X 0 450 0 Selective Ins Group Inc. X 0 45,095 0 Sigma Design X 0 2,000 0 Signet Group PLC- Spons ADR X 0 237 0 Sun International Ltd Ord X 0 480 0 Si Handling Systems Inc. X 0 7,400 0 Smith International Inc. X 0 9,469 0 S3 Inc. X 0 12,202 0 Struthers Industries Inc. X 0 42 0 Siliconix inc X 0 793 0 Silicon Image Inc X 0 525 0 Sionix Corp. X 0 32,789 0 Sipex Corp X 0 750 0 Spectrasite Holdings Inc X 0 17,035 0 Siti-sites Com Inc X 0 4 0 Silicon Valley Bancshares X 0 6,828 0 SVB Cap I Tr Pfd Secs X 0 1,100 0 J M Smucker Co. X 0 2,000 0 J M Smucker Co Cl B X 0 100 0 Safety-kleen Corp New X 0 1,000 0 SKF AB Sponsored ADR Par S KR X 0 525 0 American Skiing Co. X 0 11,200 0 Sehisui House Ltd X 0 285 0 SK Telecom Co Ltd Sponsored Adr X 0 1,631 0 Shopko Stores, Inc. X 0 3,130 0 Saks Incorporated X 0 24,393 0 Tanger Factory Outlet Centers X 0 18,330 0 Skywell Corp. X 0 80 0 Skechers USA Inc. Cl A X 0 2,750 0 Skyline Corp. X 0 400 0 American Mobile Satellite Corp. X 0 2,000 0 Sky Financial Group Inc X 0 8,451 0 SkyMall Inc. X 0 600 0 S L Industries Inc. X 0 500 0 Schlumberger Limited X 0 206,182 0 Sun Life Finl Svcs Cda Inc X 0 1,016 0 Softlock Com Inc X 0 1,000 0 Select Software Tools Ltd X 0 1,500 0 Sara Lee Corp. X 0 148,623 0 Saleoutlet Com X 0 1,000 0 SL Green Realty Corp. X 0 4,565 0 Spatialight Incorporated X 0 1,300 0 SLI Inc X 0 7,000 0 Semiconductor Laser Intl X 0 2,500 0 SLM Holding Corp. X 0 38,487 0 Spectralink Corp X 0 1,600 0 Salant Corp X 0 67 0 Solectron Corp. X 0 66,689 0 Surgical Laser Tech Inc X 0 1,220 0 Salient Systems, Inc. X 0 6,600 0 Solucorp Inds Ltd X 0 2,000 0 Sylvan Learning Systems Inc. X 0 32,567 0 Silver Diner Incorporated X 0 400 0 Siemens AG ADR New X 0 1,940 0 Sunrise Medical Inc. X 0 3,800 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Service Merchandise Co. Common Stock 817587108 0 500 The Scotts Co Class A Common Stock 810186106 319 7,590 Semco Energy Inc. Common Stock 78412D109 4 325 Springs Industries Inc. Common Stock 851783100 403 10,600 Southern Mineral Corp Common Stock 843367202 32 196,956 Smith & Nephew PLC Foreign Stock G82343107 41 14,100 Standard Motor Prods Common Stock 853666105 6 400 Simpson Inds Inc. Common Stock 829060102 6 610 Somera Communication Common Stock 834458101 76 6,300 Stein Mart Inc. Common Stock 858375108 183 22,220 Shared Medical Systems Corp. Common Stock 819486101 76 1,466 Summit Properties Inc. Common Stock 866239106 260 13,571 Smartforce Pub Ltd Co ADR 83170A206 270 5,883 Smartalk Teleservices Inc. Common Stock 83169A100 0 3,650 Semitool Inc. Common Stock 816909105 7 400 Somanetics Corp Common Stock 834445405 3 500 Smedvig ASA-Spon ADR Ser A ADR 83169H105 135 8,840 Snap-On Inc. Common Stock 833034101 49 1,887 Sun Cap Tr Pfd Secs 9.85% PFD QTR 30/360 86664K200 18 800 Snyder Communications Inc. Common Stock 832914105 854 37,955 Sandisk Corp. Common Stock 80004C101 764 6,235 Sony Corp. - Sponsored ADR ADR 835699307 4,093 14,611 The Spain Fund Inc. Common Stock 846330108 3 200 Senior Hsg Pptys Tr Common Stock 81721M109 31 3,033 Second National Bancorp Common Stock 813192101 0 3,000 Starnet Communications International Foreign Stock 855552105 10 2,200 Smith & Nephew Plc ADR 83175M106 93 3,155 Synopsys Inc. Common Stock 871607107 687 14,091 Sunair Electrs Inc Common Stock 867017105 2 500 Sonera Group Plc ADR 835433202 1,498 22,563 Sunrise Technologies Intl Inc. Common Stock 86769L103 107 15,200 Sunrise Assisted Living Inc. Common Stock 86768K106 77 5,800 Senetek PLC ADR 817209307 2 1,000 Synovus Financial Corp. Common Stock 87161C105 63 3,361 Sonicwall Inc Common Stock 835470105 3 50 Southern Co Common Stock 842587107 957 44,004 Sunbeam Corp. Common Stock 867071102 111 26,400 Scan Optic Inc. Common Stock 805894102 1 300 Socrates Technologies Corp Common Stock 833719107 8 2,500 Softnet Systems Inc. Common Stock 833964109 99 3,375 Solar Finl Svcs Inc Common Stock 83414F201 0 13 Solutia Inc. Common Stock 834376105 66 4,955 Solv-Ex Corp New Common Stock 834382103 0 700 Somnus Med Technologies Inc Common Stock 835397100 0 100 Sonoco Products Co Common Stock 835495102 1,097 46,664 Sonic Corp Common Stock 835451105 2 75 S1 Corporation Common Stock 78463B101 268 3,131 Sonosight Inc Common Stock 83568G104 21 633 Sonex Research Inc. Common Stock 835448101 4 12,600 First Savings Bancorp Inc. Common Stock 335939104 14 1,000 Southern Co Cap Tr V PFD QTR 30/360 842637209 32 1,600 Source Information Mgmt Co Common Stock 836151209 18 1,050 Southern Company Cap Tr IV 7.125% PFD QTR 30/360 842636201 10 500 Southtrust Corp. Common Stock 844730101 426 16,735 St. Paul Companies Inc. Common Stock 792860108 1,528 44,773 Sports Entmt Enterprises Inc Common Stock 849178108 0 1,000 Simon Property Group Inc Common Stock 828806109 1,107 46,106 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Service Merchandise Co. X 0 500 0 The Scotts Co Class A X 0 7,590 0 Semco Energy Inc. X 0 325 0 Springs Industries Inc. X 0 10,600 0 Southern Mineral Corp X 0 196,956 0 Smith & Nephew PLC X 0 14,100 0 Standard Motor Prods X 0 400 0 Simpson Inds Inc. X 0 610 0 Somera Communication X 0 6,300 0 Stein Mart Inc. X 0 22,220 0 Shared Medical Systems Corp. X 0 1,466 0 Summit Properties Inc. X 0 13,571 0 Smartforce Pub Ltd Co X 0 5,883 0 Smartalk Teleservices Inc. X 0 3,650 0 Semitool Inc. X 0 400 0 Somanetics Corp X 0 500 0 Smedvig ASA-Spon ADR Ser A X 0 8,840 0 Snap-On Inc. X 0 1,887 0 Sun Cap Tr Pfd Secs 9.85% X 0 800 0 Snyder Communications Inc. X 0 37,955 0 Sandisk Corp. X 0 6,235 0 Sony Corp. - Sponsored ADR X 0 14,611 0 The Spain Fund Inc. X 0 200 0 Senior Hsg Pptys Tr X 0 3,033 0 Second National Bancorp X 0 3,000 0 Starnet Communications International X 0 2,200 0 Smith & Nephew Plc X 0 3,155 0 Synopsys Inc. X 0 14,091 0 Sunair Electrs Inc X 0 500 0 Sonera Group Plc X 0 22,563 0 Sunrise Technologies Intl Inc. X 0 15,200 0 Sunrise Assisted Living Inc. X 0 5,800 0 Senetek PLC X 0 1,000 0 Synovus Financial Corp. X 0 3,361 0 Sonicwall Inc X 0 50 0 Southern Co X 0 44,004 0 Sunbeam Corp. X 0 26,400 0 Scan Optic Inc. X 0 300 0 Socrates Technologies Corp X 0 2,500 0 Softnet Systems Inc. X 0 3,375 0 Solar Finl Svcs Inc X 0 13 0 Solutia Inc. X 0 4,955 0 Solv-Ex Corp New X 0 700 0 Somnus Med Technologies Inc X 0 100 0 Sonoco Products Co X 0 46,664 0 Sonic Corp X 0 75 0 S1 Corporation X 0 3,131 0 Sonosight Inc X 0 633 0 Sonex Research Inc. X 0 12,600 0 First Savings Bancorp Inc. X 0 1,000 0 Southern Co Cap Tr V X 0 1,600 0 Source Information Mgmt Co X 0 1,050 0 Southern Company Cap Tr IV 7.125% X 0 500 0 Southtrust Corp. X 0 16,735 0 St. Paul Companies Inc. X 0 44,773 0 Sports Entmt Enterprises Inc X 0 1,000 0 Simon Property Group Inc X 0 46,106 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Suburban Propane Partners LP LTD Part P4 864482104 203 10,332 Scottich Power PLC Common Stock 81013T705 65 2,042 Spieker Properties, Inc. Common Stock 848497103 122 2,735 Spieker Properties Inc 9.45% PFD Ser B PFD QTR 30/360 848497202 19 831 Spieker Properties Inc 7.85% PFD QTR 30/360 848497301 10 500 Spieker Properties Inc 8% Cum Pfd PFD QTR 30/360 848497400 4 200 Splash Technology Holdings Inc. Common Stock 848623104 13 1,000 Sportsline USA Inc Common Stock 848934105 15 500 Staples Inc. Common Stock 855030102 6,335 316,726 Spectranetics Corp Common Stock 84760C107 6 1,000 Shopnow Com Inc Common Stock 82508R105 67 4,600 Spinnaker Expl Co Common Stock 84855W109 31 1,350 Panamsat Corp New Common Stock 697933109 35 710 Sappi Ltd -Sponsered ADR ADR 803069202 101 12,730 SPSS Inc. Common Stock 78462K102 321 10,100 Spectrum Oil Corp Common Stock 84762G205 21 9,000 SPX Corp. Common Stock 784635104 89 785 Standard & Poors DEP Receipts Common Stock 78462F103 5,702 37,872 Spyglass Inc. Common Stock 852192103 17 225 Speizman Industries Inc. Common Stock 847805108 4 1,000 Sequa Corp. Cl B Common Stock 817320203 47 1,000 Sequa Corp. - CL A Common Stock 817320104 2 60 Sciquest Com Inc Common Stock 80908Q107 176 6,825 Simtek Corp Common Stock 829204106 5 2,000 Us Search.com Common Stock 903404101 2 500 Slippery Rock Finl Corp Common Stock 831471107 10 500 Source Media Inc New Common Stock 836153304 7 500 Sempra Energy Common Stock 816851109 196 11,729 Spectrafax Corp Common Stock 847572104 8 5,000 Stoneridge Inc Common Stock 86183P102 2 145 Sensormatic Electronics Corp. Common Stock 817265101 29 1,280 Serena Software Inc Common Stock 817492101 10 300 Sierra Pacific Resources new Common Stock 826428104 928 74,225 Sierra Pacific Power Capt I Preferred Stock 826433203 23 1,000 Stride Rite Corp. Common Stock 863314100 709 87,940 Startek Inc. Common Stock 85569C107 56 765 Service Corp. International Common Stock 817565104 305 101,673 Charles E. Smith Residential Common Stock 832197107 297 8,224 Saatchi & Saatchi PLC Common Stock 785144205 148 4,976 Sunshine Mng & Refining Co Common Stock 867833501 1 1,264 Smurfit-Stone Container Corp. Common Stock 832727101 50 2,962 SSE Telecom Inc Common Stock 784652109 3 300 Scansoft Inc Common Stock 80603P107 38 7,557 Scribe Systems Inc Common Stock 811035104 0 425 Spectrum Signal Processing Inc Foreign Stock 84763F107 1 200 SSBH Capital I-7.20% Cum Trust Pfd PFD QTR 30/360 784646200 234 11,550 Sun State Svgs & Ln Assn Common Stock 866876105 0 200 Stewart & Stevenson Common Stock 860342104 186 16,522 Silverstream Software Inc Common Stock 827907106 11 150 Scott Science & Technology Common Stock 810016105 0 2,500 Silicon Storage Technology Inc. Common Stock 827057100 104 1,405 Sterling Software Inc. Common Stock 859547101 6 189 SPS Technologies Inc. Common Stock 784626103 80 2,630 Staar Surgical Co. Common Stock 852312305 48 4,140 Stac Software Inc Common Stock 852323203 119 13,085 Austins Steaks & Saloon Inc Common Stock 052482205 8 10,000 Lone Star Steakhouse Saloon Common Stock 542307103 70 6,850 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Suburban Propane Partners LP X 0 10,332 0 Scottich Power PLC X 0 2,042 0 Spieker Properties, Inc. X 0 2,735 0 Spieker Properties Inc 9.45% PFD Ser B X 0 831 0 Spieker Properties Inc 7.85% X 0 500 0 Spieker Properties Inc 8% Cum Pfd X 0 200 0 Splash Technology Holdings Inc. X 0 1,000 0 Sportsline USA Inc X 0 500 0 Staples Inc. X 0 316,726 0 Spectranetics Corp X 0 1,000 0 Shopnow Com Inc X 0 4,600 0 Spinnaker Expl Co X 0 1,350 0 Panamsat Corp New X 0 710 0 Sappi Ltd -Sponsered ADR X 0 12,730 0 SPSS Inc. X 0 10,100 0 Spectrum Oil Corp X 0 9,000 0 SPX Corp. X 0 785 0 Standard & Poors DEP Receipts X 0 37,872 0 Spyglass Inc. X 0 225 0 Speizman Industries Inc. X 0 1,000 0 Sequa Corp. Cl B X 0 1,000 0 Sequa Corp. - CL A X 0 60 0 Sciquest Com Inc X 0 6,825 0 Simtek Corp X 0 2,000 0 Us Search.com X 0 500 0 Slippery Rock Finl Corp X 0 500 0 Source Media Inc New X 0 500 0 Sempra Energy X 0 11,729 0 Spectrafax Corp X 0 5,000 0 Stoneridge Inc X 0 145 0 Sensormatic Electronics Corp. X 0 1,280 0 Serena Software Inc X 0 300 0 Sierra Pacific Resources new X 0 74,225 0 Sierra Pacific Power Capt I X 0 1,000 0 Stride Rite Corp. X 0 87,940 0 Startek Inc. X 0 765 0 Service Corp. International X 0 101,673 0 Charles E. Smith Residential X 0 8,224 0 Saatchi & Saatchi PLC X 0 4,976 0 Sunshine Mng & Refining Co X 0 1,264 0 Smurfit-Stone Container Corp. X 0 2,962 0 SSE Telecom Inc X 0 300 0 Scansoft Inc X 0 7,557 0 Scribe Systems Inc X 0 425 0 Spectrum Signal Processing Inc X 0 200 0 SSBH Capital I-7.20% Cum Trust Pfd X 0 11,550 0 Sun State Svgs & Ln Assn X 0 200 0 Stewart & Stevenson X 0 16,522 0 Silverstream Software Inc X 0 150 0 Scott Science & Technology X 0 2,500 0 Silicon Storage Technology Inc. X 0 1,405 0 Sterling Software Inc. X 0 189 0 SPS Technologies Inc. X 0 2,630 0 Staar Surgical Co. X 0 4,140 0 Stac Software Inc X 0 13,085 0 Austins Steaks & Saloon Inc X 0 10,000 0 Lone Star Steakhouse Saloon X 0 6,850 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ S & T Bancorp Inc Common Stock 783859101 2 100 Southeast Banking Corp. Common Stock 841338106 0 200 Salient 3 Communications Inc Common Stock 794721100 3 250 Shared Technologies Cellular Common Stock 819487109 2 400 Banco Santander Central Hispano ADR 05964H105 12 1,112 Steris Corp. Common Stock 859152100 125 12,205 Stewart Enterprises CL A Common Stock 860370105 240 48,518 Staff Leasing Inc. Common Stock 852381102 57 9,750 Stamford Intl Inc Common Stock 852902105 1,742 101,150 Startec Global Communications Common Stock 85569E103 19 900 Startech Enviromental Corp Common Stock 855906103 544 32,024 Suntrust Banks Inc. Common Stock 867914103 5,386 93,256 St Jude Medical Inc. Common Stock 790849103 1,098 42,537 St. Jude Resource LTD Foreign Stock 79085J100 1 2,000 Storage Technology Corp. Common Stock 862111200 400 25,125 Stolt-Nielson SA ADR ADR 861565109 65 3,500 Steel Dynamics Inc. Common Stock 858119100 23 2,000 Stanley Furniture Co, Common Stock 854305208 603 31,100 Stmicroelectronics NV - NY Shares Foreign Stock 861012102 927 4,952 Stamps Com Inc Common Stock 852857101 6 300 Station Casinos Inc. Common Stock 857689103 14 630 Steiner Leisure LTD Common Stock P8744Y102 161 8,350 Startronix Intl Inc-New Common Stock 85568C207 0 25 Questar Corp. Common Stock 748356102 170 9,150 Strayer Education Inc. Common Stock 863236105 984 37,850 Sterile Recoveries Inc. Common Stock 859151102 8 1,675 Starmedia Network Inc Common Stock 855546107 24 800 Star Technologies Inc. Common Stock 855193108 2 3,000 Stratus Properties Inc Common Stock 863167102 0 60 Struthers Inc Common Stock 863582201 76 63,500 Star Telecommunications inc Common Stock 854923109 84 14,000 Star Scientific Inc Common Stock 85517P101 30 4,500 State Street Corp. Common Stock 857477103 8,971 92,603 Student Loan Corp. Common Stock 863902102 127 3,100 Shaw Communication 8.45% Ser A PFD PFD QTR 30/360 82028K606 23 1,100 Shaw Communications Inc Pfd 8.50% PFD QTR 30/360 82028K705 69 3,350 Standard Commcl Corp. Common Stock 853258101 14 3,888 Security Banc Corporation Common Stock 813767100 13 630 Suncor Energy Inc. Foreign Stock 867229106 237 5,580 Suncor Energy Inc PFD Secs PFD QTR 30/360 867229601 111 4,800 Summit Bancorp Common Stock 866005101 1,519 57,882 Sun Bancorp Inc. Common Stock 866634108 3 210 Submicron Systems Corporation Common Stock 864313101 0 200 Abbey Natl PLC Perp Sub Cap PFD QTR 30/360 002920502 21 1,000 Southern Union Co New Common Stock 844030106 504 27,924 Southern Union Financing TOPRS PFD QTR 30/360 844038208 79 3,300 Sun Communities Inc. Common Stock 866674104 203 7,025 Mens Wearhouse Inc. Common Stock 587118100 27 900 Supra Medical Corp Ec Common Stock 868591108 0 1,000 Sunoco Inc Common Stock 86764P109 227 8,302 Sun Microsystems Inc. Common Stock 866810104 66,576 710,497 Superior Industries Intl Inc. Common Stock 868168105 615 19,404 Supergen Inc. Common Stock 868059106 2 50 Supertex Inc Common Stock 868532102 13 425 CNA Surety Corp Common Stock 12612L108 4 300 Surgical Safety Products Inc. Common Stock 868906108 14 10,545 Storage USA, Inc. Common Stock 861907103 547 17,863 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- S & T Bancorp Inc X 0 100 0 Southeast Banking Corp. X 0 200 0 Salient 3 Communications Inc X 0 250 0 Shared Technologies Cellular X 0 400 0 Banco Santander Central Hispano X 0 1,112 0 Steris Corp. X 0 12,205 0 Stewart Enterprises CL A X 0 48,518 0 Staff Leasing Inc. X 0 9,750 0 Stamford Intl Inc X 0 101,150 0 Startec Global Communications X 0 900 0 Startech Enviromental Corp X 0 32,024 0 Suntrust Banks Inc. X 0 93,256 0 St Jude Medical Inc. X 0 42,537 0 St. Jude Resource LTD X 0 2,000 0 Storage Technology Corp. X 0 25,125 0 Stolt-Nielson SA ADR X 0 3,500 0 Steel Dynamics Inc. X 0 2,000 0 Stanley Furniture Co, X 0 31,100 0 Stmicroelectronics NV - NY Shares X 0 4,952 0 Stamps Com Inc X 0 300 0 Station Casinos Inc. X 0 630 0 Steiner Leisure LTD X 0 8,350 0 Startronix Intl Inc-New X 0 25 0 Questar Corp. X 0 9,150 0 Strayer Education Inc. X 0 37,850 0 Sterile Recoveries Inc. X 0 1,675 0 Starmedia Network Inc X 0 800 0 Star Technologies Inc. X 0 3,000 0 Stratus Properties Inc X 0 60 0 Struthers Inc X 0 63,500 0 Star Telecommunications inc X 0 14,000 0 Star Scientific Inc X 0 4,500 0 State Street Corp. X 0 92,603 0 Student Loan Corp. X 0 3,100 0 Shaw Communication 8.45% Ser A PFD X 0 1,100 0 Shaw Communications Inc Pfd 8.50% X 0 3,350 0 Standard Commcl Corp. X 0 3,888 0 Security Banc Corporation X 0 630 0 Suncor Energy Inc. X 0 5,580 0 Suncor Energy Inc PFD Secs X 0 4,800 0 Summit Bancorp X 0 57,882 0 Sun Bancorp Inc. X 0 210 0 Submicron Systems Corporation X 0 200 0 Abbey Natl PLC Perp Sub Cap X 0 1,000 0 Southern Union Co New X 0 27,924 0 Southern Union Financing TOPRS X 0 3,300 0 Sun Communities Inc. X 0 7,025 0 Mens Wearhouse Inc. X 0 900 0 Supra Medical Corp Ec X 0 1,000 0 Sunoco Inc X 0 8,302 0 Sun Microsystems Inc. X 0 710,497 0 Superior Industries Intl Inc. X 0 19,404 0 Supergen Inc. X 0 50 0 Supertex Inc X 0 425 0 CNA Surety Corp X 0 300 0 Surgical Safety Products Inc. X 0 10,545 0 Storage USA, Inc. X 0 17,863 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Susquehanna Bancshares Inc. Common Stock 869099101 513 37,152 Superior Telecom, Inc. Common Stock 868365107 7 515 Superior Tr I Pfd Cv 8.50% PreferdStk Conv 86836P202 17 555 Sunwood Corp. Common Stock 86787K103 0 66 Seven Eleven Japan Ltd ADR 817828205 5 40 Silicon Valley Group, Inc. Common Stock 827066101 815 29,640 Servicemaster Co Common Stock 81760N109 278 24,687 Spectra Vision Inc. Cl B Common Stock 847607108 0 9,950 724 Solutions Inc Foreign Stock 81788Q100 26 209 Sovereign Chemical & Pete Products Inc Common Stock 846036101 0 1,000 Silverleaf Resorts Inc. Common Stock 828395103 1 200 Sovereign Bancorp Inc. Common Stock 845905108 1,369 180,997 Seven Seas Petroleum Corp. Common Stock 817917107 5 2,500 Service Sys Intl Ltd Common Stock 81760P104 5 7,000 Savoir Technology Group Inc Common Stock 80533W107 4 500 Supervalue Inc. Common Stock 868536103 1,153 60,908 Savvis Communications Corp Common Stock 805423100 28 1,600 Switchboard Inc Common Stock 871045100 58 1,700 Southwest Bancorporation of Texas Inc. Common Stock 84476R109 440 22,613 Swift Transportation Co Inc. Common Stock 870756103 159 7,755 Stanley Works Common Stock 854616109 121 4,590 Schweitzer-Mauduit Intl Common Stock 808541106 2 170 Swepco Cap I PFD QTR 30/360 870695202 42 1,900 Swire Pacific Ltd Sponsored ADR ADR 870794302 3,874 750,416 Swiss Chalet Inc. Common Stock 870853108 3 400 Southwest Securities Group Inc. Common Stock 845224104 823 18,949 Southwest Gas Corp. Common Stock 844895102 22 1,165 Safeway Inc. Common Stock 786514208 7,880 174,148 Standex Intl Corp. Common Stock 854231107 1 50 Sybron International Corp. Wis Common Stock 87114F106 2,112 72,830 Synsorb Biotech Inc Foreign Stock 87160V104 7 1,300 Synthetic Blood Intl Inc Common Stock 87162Q103 16 10,000 Sybase Inc. Common Stock 871130100 165 8,110 Synagro Technologies Inc New Common Stock 871562203 2 400 Stryker Corp. Common Stock 863667101 1,163 16,675 Sykes Enterprises Inc. Common Stock 871237103 19 1,000 Sylvan Incorporated Common Stock 871371100 0 27 Syms Corp Common Stock 871551107 1 200 Symantec Corp. Common Stock 871503108 3,651 48,599 Syntroleum Corp Common Stock 871630109 19 800 Syquest Technology Inc. Common Stock 871660106 0 23,700 Systemsoft Corp. Common Stock 871926101 0 10,900 Sysco Corp. Common Stock 871829107 1,004 28,131 Suiza Foods Corp. Common Stock 865077101 783 19,465 Suiza Cap Tr II Pfd Tr Cv Secs PreferdStk Conv 86507G408 11 330 AT & T Corp. Common Stock 001957109 35,244 626,560 Transport Hldgs Inc Foreign Stock 893855106 0 1 Taylor Capital Group Inc. Perp Pfd Ser PFD QTR 30/360 876851205 116 6,750 Timecast Corp Common Stock 887324101 0 3,999 Talisman Energy Inc. 9% Pfd PFD QTR 30/360 87425E400 17 800 Transtar Communications Common Stock 89388M999 0 18 Trakit Corp Common Stock 892888108 0 17 Talbot Bancshares Inc. New Common Stock 874124100 261 6,070 Taco Cabana Inc.orporation Cl A Common Stock 873425102 4 750 A Consulting Team Inc Common Stock 000881102 5 500 Talk.Com Inc. Common Stock 874264104 1,836 114,756 Ivp Technology Corp Common Stock 45070Q300 33 25,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - ------------------------------------------------------------------------------------------------------------------- Susquehanna Bancshares Inc. X 0 37,152 0 Superior Telecom, Inc. X 0 515 0 Superior Tr I Pfd Cv 8.50% X 0 555 0 Sunwood Corp. X 0 66 0 Seven Eleven Japan Ltd X 0 40 0 Silicon Valley Group, Inc. X 0 29,640 0 Servicemaster Co X 0 24,687 0 Spectra Vision Inc. Cl B X 0 9,950 0 724 Solutions Inc X 0 209 0 Sovereign Chemical & Pete Products Inc X 0 1,000 0 Silverleaf Resorts Inc. X 0 200 0 Sovereign Bancorp Inc. X 0 180,997 0 Seven Seas Petroleum Corp. X 0 2,500 0 Service Sys Intl Ltd X 0 7,000 0 Savoir Technology Group Inc X 0 500 0 Supervalue Inc. X 0 60,908 0 Savvis Communications Corp X 0 1,600 0 Switchboard Inc X 0 1,700 0 Southwest Bancorporation of Texas Inc. X 0 22,613 0 Swift Transportation Co Inc. X 0 7,755 0 Stanley Works X 0 4,590 0 Schweitzer-Mauduit Intl X 0 170 0 Swepco Cap I X 0 1,900 0 Swire Pacific Ltd Sponsored ADR X 0 750,416 0 Swiss Chalet Inc. X 0 400 0 Southwest Securities Group Inc. X 0 18,949 0 Southwest Gas Corp. X 0 1,165 0 Safeway Inc. X 0 174,148 0 Standex Intl Corp. X 0 50 0 Sybron International Corp. Wis X 0 72,830 0 Synsorb Biotech Inc X 0 1,300 0 Synthetic Blood Intl Inc X 0 10,000 0 Sybase Inc. X 0 8,110 0 Synagro Technologies Inc New X 0 400 0 Stryker Corp. X 0 16,675 0 Sykes Enterprises Inc. X 0 1,000 0 Sylvan Incorporated X 0 27 0 Syms Corp X 0 200 0 Symantec Corp. X 0 48,599 0 Syntroleum Corp X 0 800 0 Syquest Technology Inc. X 0 23,700 0 Systemsoft Corp. X 0 10,900 0 Sysco Corp. X 0 28,131 0 Suiza Foods Corp. X 0 19,465 0 Suiza Cap Tr II Pfd Tr Cv Secs X 0 330 0 AT & T Corp. X 0 626,560 0 Transport Hldgs Inc X 0 1 0 Taylor Capital Group Inc. Perp Pfd Ser X 0 6,750 0 Timecast Corp X 0 3,999 0 Talisman Energy Inc. 9% Pfd X 0 800 0 Transtar Communications X 0 18 0 Trakit Corp X 0 17 0 Talbot Bancshares Inc. New X 0 6,070 0 Taco Cabana Inc.orporation Cl A X 0 750 0 A Consulting Team Inc X 0 500 0 Talk.Com Inc. X 0 114,756 0 Ivp Technology Corp X 0 25,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Tal Wireless Networks Inc. Common Stock 872163100 3 11,534 Tubos De Acero De Mexico S A ADR 898592506 147 8,950 Tandy Corp. Common Stock 875382103 1,101 21,690 Tanning Technology Corp Common Stock 87588P101 80 1,850 Travelers Property Casualty Common Stock 893939108 612 14,835 Travelers P&C Capital I 8.08% PFD QTR 30/360 893931204 273 11,780 Tapistron Intl Inc. Common Stock 876038100 0 800 Telefonica de Argentina S.A. ADR 879378206 474 12,070 Tate & Lyle PLC ADRS ADR 876570607 930 66,145 Taylor S Cos Inc Common Stock 876867102 0 100 Tacoma Boat Building Co. New Common Stock 873452304 0 50 Tasty Baking Co. Common Stock 876553306 66 6,132 T B C Corp. Common Stock 872180104 41 8,000 Telebanc Capital Trust II Cum Pfd 9.00 PFD QTR 30/360 87925Y203 653 34,350 Telecominicaoes Brasileiras SA ADR ADR 879287308 6,181 41,295 Tuboscope Inc Common Stock 898600101 17 1,000 Timberland Co Common Stock 887100105 1,185 23,230 Toppers Brick Oven Pizza Inc Common Stock 890781107 0 485 Telebras - Spon ADR ADR 879287100 0 3,457 TCF Financial Corp. Common Stock 872275102 71 2,988 Tarpon Coast Bancorp Inc Common Stock 876217100 9 1,000 Childrens Beverage Group Inc Common Stock 168904100 1 1,500 Trammell Crow Co Common Stock 89288R106 69 6,255 Consolidated Companies Common Stock 208915108 0 200 Transcontinental Rlty Invs Common Stock 893617209 1 118 F A Tucker Group Inc Common Stock 302396106 0 1,400 Transcanada Cap PFD QTR 30/360 893525204 9 400 Techniclone International Common Stock 878517309 163 25,745 Tecnomatix Common Stock M8743P105 2 50 Taubman Centers, Inc. Common Stock 876664103 28 2,500 Telesp Celular Participa- ADR ADR 87952L108 62 1,101 Cornerstone Realty Income Common Stock 21922V102 0 1 Telecentro Sul Participa - ADR ADR 879239101 243 3,000 The Town and Country Trust Common Stock 892081100 279 16,677 Toronto Dominion Bank Common Stock 891160509 48 1,780 3D Labs Inc. Ltd Common Stock G8846W103 7 1,000 Templeton Developing Markets Adv MutualFdEqClose 88018T101 124 13,854 TDK Corp. - Spon ADR ADR 872351408 523 3,975 Teardrop Golf Co Common Stock 878190107 2 1,000 Telephone & Data Systems, Inc. Common Stock 879433100 772 6,958 3D Systems Corp. New Common Stock 88554D205 27 2,640 TDS Capital I-8.50% Trust Originated PFD QTR 30/360 87235W202 11 500 TDS Capital II 8.04% Trust Org PFD PFD QTR 30/360 87235R203 74 3,700 TCW/DW Term Trust 2000 Shs Common Stock 87234V106 19 2,000 Tidewater Inc. Common Stock 886423102 1,839 57,794 Teledyne Technologies Inc Common Stock 879360105 8 484 Teco Energy Inc. Common Stock 872375100 568 29,209 Templeton Emerging Markets Common Stock 880190103 87 8,250 Commercial Intertech Corp. Common Stock 201709102 53 2,700 Tech Data Corp. Common Stock 878237106 1,065 32,405 Techne Corp. Common Stock 878377100 7 100 Tecumseh Producs CO CL A Common Stock 878895200 1,147 26,070 Tecumseh Products Co-CL B Common Stock 878895101 12 290 Toledo Edison Co Preferred Stock 889175774 20 800 Toledo Edison Co 4.56% Pfd PFD QTR 30/360 889175402 15 350 Toledo Edison Co PFD QTR 30/360 889175709 10 100 Toledo Edison Co. - 4.25% Pfd PFD QTR 30/360 889175303 32 750 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Tal Wireless Networks Inc. X 0 11,534 0 Tubos De Acero De Mexico S A X 0 8,950 0 Tandy Corp. X 0 21,690 0 Tanning Technology Corp X 0 1,850 0 Travelers Property Casualty X 0 14,835 0 Travelers P&C Capital I 8.08% X 0 11,780 0 Tapistron Intl Inc. X 0 800 0 Telefonica de Argentina S.A. X 0 12,070 0 Tate & Lyle PLC ADRS X 0 66,145 0 Taylor S Cos Inc X 0 100 0 Tacoma Boat Building Co. New X 0 50 0 Tasty Baking Co. X 0 6,132 0 T B C Corp. X 0 8,000 0 Telebanc Capital Trust II Cum Pfd 9.00 X 0 34,350 0 Telecominicaoes Brasileiras SA ADR X 0 41,295 0 Tuboscope Inc X 0 1,000 0 Timberland Co X 0 23,230 0 Toppers Brick Oven Pizza Inc X 0 485 0 Telebras - Spon ADR X 0 3,457 0 TCF Financial Corp. X 0 2,988 0 Tarpon Coast Bancorp Inc X 0 1,000 0 Childrens Beverage Group Inc X 0 1,500 0 Trammell Crow Co X 0 6,255 0 Consolidated Companies X 0 200 0 Transcontinental Rlty Invs X 0 118 0 F A Tucker Group Inc X 0 1,400 0 Transcanada Cap X 0 400 0 Techniclone International X 0 25,745 0 Tecnomatix X 0 50 0 Taubman Centers, Inc. X 0 2,500 0 Telesp Celular Participa- ADR X 0 1,101 0 Cornerstone Realty Income X 0 1 0 Telecentro Sul Participa - ADR X 0 3,000 0 The Town and Country Trust X 0 16,677 0 Toronto Dominion Bank X 0 1,780 0 3D Labs Inc. Ltd X 0 1,000 0 Templeton Developing Markets Adv X 0 13,854 0 TDK Corp. - Spon ADR X 0 3,975 0 Teardrop Golf Co X 0 1,000 0 Telephone & Data Systems, Inc. X 0 6,958 0 3D Systems Corp. New X 0 2,640 0 TDS Capital I-8.50% Trust Originated X 0 500 0 TDS Capital II 8.04% Trust Org PFD X 0 3,700 0 TCW/DW Term Trust 2000 Shs X 0 2,000 0 Tidewater Inc. X 0 57,794 0 Teledyne Technologies Inc X 0 484 0 Teco Energy Inc. X 0 29,209 0 Templeton Emerging Markets X 0 8,250 0 Commercial Intertech Corp. X 0 2,700 0 Tech Data Corp. X 0 32,405 0 Techne Corp. X 0 100 0 Tecumseh Producs CO CL A X 0 26,070 0 Tecumseh Products Co-CL B X 0 290 0 Toledo Edison Co X 0 800 0 Toledo Edison Co 4.56% Pfd X 0 350 0 Toledo Edison Co X 0 100 0 Toledo Edison Co. - 4.25% Pfd X 0 750 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ National Golf Properties Inc. Common Stock 63623G109 354 16,800 Telefonica De Espana SA Spons ADR ADR 879382208 1,362 18,252 Templeton Growth C MutualFdFiClose 880192109 747 78,636 Tektronix Inc. Common Stock 879131100 189 3,370 Teknowledge Corp New Common Stock 878919208 0 19 Tenneco Automotive Inc Common Stock 880349105 56 7,054 Tennessee Valley Authority QIDS Ser A PFD QTR 30/360 880591102 179 7,290 Tensleep Com Inc Common Stock 880742101 31 8,500 Tee Comm Electrs Inc Foreign Stock 87900H100 0 500 Telecom Argentina Sa Adr 1 Adr Reps 10 ADR 879273209 3,945 113,530 Teradyne Inc. Common Stock 880770102 2,590 31,484 Tera Computer Common Stock 88076P108 16 2,500 Terayon Communication Systems Common Stock 880775101 803 3,918 Tangram Enterprise Solutions Inc. Common Stock 875924102 9 1,000 Tesco Corp Foreign Stock 88157K101 18 2,500 Tessco Technologies, Inc. Common Stock 872386107 5 250 Teva Pharmaceutical-SP ADR ADR 881624209 958 25,662 Terex Corp. Common Stock 880779103 559 38,888 Titan Exploration, Inc. Common Stock 888289105 0 98 Morgan Stanley Municipal Income Trust Common Stock 61745P486 20 2,415 TCI Communic Financing I 8.72% PFD PFD QTR 30/360 872285200 334 13,665 TCI Communications Fing IV 9.72% PFD T PFD QTR 30/360 87228U205 101 3,920 TCI Communications Financing II 10% PF PFD QTR 30/360 872286208 65 2,533 Telefonica De Argentina SA CL B ORD Foreign Stock P90325104 12 3,000 Telefonos De Mexico S.A. ADR 879403400 10 3,000 Three Five Systems Inc. Common Stock 88554L108 1,131 18,853 24/7 Media Inc Common Stock 901314104 29 740 Teleflex Inc. Common Stock 879369106 11,070 311,825 Tredegar Industries Common Stock 894650100 57 2,100 Targeted Genetics Corp Common Stock 87612M108 12 900 Templeton Global Governments Common Stock 879929107 194 33,400 Trigon Healthcare Inc. Common Stock 89618L100 143 4,013 Triumph Group Inc. Common Stock 896818101 39 1,350 Triad Guaranty Inc. Common Stock 895925105 33 1,600 Thomas Group Inc. Common Stock 884402108 14 1,200 Theglobe.Com Inc. Common Stock 88335R101 6 1,000 Teligent Inc. Cl A Common Stock 87959Y103 230 3,446 Teleglobe Inc Common Stock 87941V100 61 2,228 Georgia Pacific Corp. (Timber Group) Common Stock 373298702 39 1,512 Transportadora Gas Sur - Sponsored ADR ADR 893870204 28 3,300 Target Corp Common Stock 87612E106 5,283 70,669 Tenet Healthcare Corp. Common Stock 88033G100 906 39,412 3do Co Common Stock 88553W105 20 2,100 Translation Group Ltd Common Stock 893745109 4 578 Thermo Instrument Systems Inc. Common Stock 883559106 2 100 Thoratec Labs Corp Common Stock 885175307 17 1,300 THQ Inc. Common Stock 872443403 199 11,150 Theragenics Corp. Common Stock 883375107 365 27,285 Todhunter Intl Inc Common Stock 889050100 6 800 Thistle Group Holdings Co Common Stock 88431E103 10 1,670 Tag Heuer International SA Sponsored ADR 873773105 23 1,775 Houston Exploration Company Common Stock 442120101 5 300 Telecom Italia Spa Spon ADR ADR 87927W106 4,001 26,324 Tibco Software Inc Common Stock 88632Q103 122 1,500 Tice Technology Inc. Common Stock 886337104 0 125 Wts Tice Technology Inc. Common Stock 886337112 0 400 Tiffany & Co New Common Stock 886547108 895 10,706 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- National Golf Properties Inc. X 0 16,800 0 Telefonica De Espana SA Spons ADR X 0 18,252 0 Templeton Growth C X 0 78,636 0 Tektronix Inc. X 0 3,370 0 Teknowledge Corp New X 0 19 0 Tenneco Automotive Inc X 0 7,054 0 Tennessee Valley Authority QIDS Ser A X 0 7,290 0 Tensleep Com Inc X 0 8,500 0 Tee Comm Electrs Inc X 0 500 0 Telecom Argentina Sa Adr 1 Adr Reps 10 X 0 113,530 0 Teradyne Inc. X 0 31,484 0 Tera Computer X 0 2,500 0 Terayon Communication Systems X 0 3,918 0 Tangram Enterprise Solutions Inc. X 0 1,000 0 Tesco Corp X 0 2,500 0 Tessco Technologies, Inc. X 0 250 0 Teva Pharmaceutical-SP ADR X 0 25,662 0 Terex Corp. X 0 38,888 0 Titan Exploration, Inc. X 0 98 0 Morgan Stanley Municipal Income Trust X 0 2,415 0 TCI Communic Financing I 8.72% PFD X 0 13,665 0 TCI Communications Fing IV 9.72% PFD T X 0 3,920 0 TCI Communications Financing II 10% PF X 0 2,533 0 Telefonica De Argentina SA CL B ORD X 0 3,000 0 Telefonos De Mexico S.A. X 0 3,000 0 Three Five Systems Inc. X 0 18,853 0 24/7 Media Inc X 0 740 0 Teleflex Inc. X 0 311,825 0 Tredegar Industries X 0 2,100 0 Targeted Genetics Corp X 0 900 0 Templeton Global Governments X 0 33,400 0 Trigon Healthcare Inc. X 0 4,013 0 Triumph Group Inc. X 0 1,350 0 Triad Guaranty Inc. X 0 1,600 0 Thomas Group Inc. X 0 1,200 0 Theglobe.Com Inc. X 0 1,000 0 Teligent Inc. Cl A X 0 3,446 0 Teleglobe Inc X 0 2,228 0 Georgia Pacific Corp. (Timber Group) X 0 1,512 0 Transportadora Gas Sur - Sponsored ADR X 0 3,300 0 Target Corp X 0 70,669 0 Tenet Healthcare Corp. X 0 39,412 0 3do Co X 0 2,100 0 Translation Group Ltd X 0 578 0 Thermo Instrument Systems Inc. X 0 100 0 Thoratec Labs Corp X 0 1,300 0 THQ Inc. X 0 11,150 0 Theragenics Corp. X 0 27,285 0 Todhunter Intl Inc X 0 800 0 Thistle Group Holdings Co X 0 1,670 0 Tag Heuer International SA Sponsored X 0 1,775 0 Houston Exploration Company X 0 300 0 Telecom Italia Spa Spon ADR X 0 26,324 0 Tibco Software Inc X 0 1,500 0 Tice Technology Inc. X 0 125 0 Wts Tice Technology Inc. X 0 400 0 Tiffany & Co New X 0 10,706 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ TII Industries Inc. Common Stock 872479209 4 2,000 Titanium Metals Corp. Common Stock 888339108 28 6,430 Temple Inland Inc. Common Stock 879868107 24 485 Tianrong Internet Prods & Svcs Inc. Common Stock 886307107 11 6,250 Tivo Inc Common Stock 888706108 23 650 TJX Companies Inc. Common Stock 872540109 1,197 53,967 Teekay Shipping Corp. Foreign Stock Y8564W103 8 280 Tokio Marine & Fire Ins Ltd ADR 889090403 4,945 94,305 Tekelec Common Stock 879101103 401 10,800 Timken Co Common Stock 887389104 148 9,100 Tomkins PLC Sponsored ADR ADR 890030208 2,277 171,885 Tellabs Inc. Common Stock 879664100 9,299 147,642 Talbots Inc. Common Stock 874161102 6 100 Telocity Inc Common Stock 87971D103 1 75 TLC The Laser Center Inc Common Stock 87255E108 9 900 Tele Danmark A/S Spons ADS Rep ADR 879242105 569 12,254 Tilden Associates Inc Common Stock 886749209 3 10,000 Tollgrade Communications Inc Common Stock 889542106 27 500 Perusahaan Perseroan PT Telekomunkasi ADR 715684106 0 40 Tellus Industries Inc Common Stock 879681203 0 2,000 Talisman Energy Inc Common Stock 87425E103 9 325 Telenetics Corp Common Stock 87943P408 6 1,000 Telespectrum Worldwide Inc. Common Stock 87951U109 45 6,393 Trim A Lawn Corp Common Stock 896206307 6 20,000 Telxon Corp. Common Stock 879700102 14 800 Telaxis Communications Corp Common Stock 879202109 377 6,275 Today's Man Inc. Common Stock 888910205 9 12,750 Trico Marine Services Inc. Common Stock 896106101 20 2,300 Timberline Software Corp. Common Stock 887134104 39 4,444 Times Mirror Co Cl A New Common Stock 887364107 120 1,294 Ticketmaster Online-City Search Inc. Common Stock 88633P203 5 200 Torchmark Corp. Common Stock 891027104 14 600 TMM Inc New Common Stock 87258Q108 25 45,000 Thermo Electron Corp. Common Stock 883556102 199 9,787 TMP Worldwide Inc. Common Stock 872941109 916 11,785 TCW/DW Term Trust 2003 Shs Of Common Stock 87234U108 22 2,501 Tumbleweed Communications Corp Common Stock 899690101 88 750 Telefonos De Mexico SA Spons ADR ADR 879403780 8,242 123,012 Thermatrix Inc Common Stock 883550105 1 400 Tenaga Nasional BHD - Spons ADR ADR 880277108 4 300 Thomas & Betts Corp. Common Stock 884315102 95 3,350 Tanknology-Nde Intl Inc Common Stock 87583E101 0 100 Telenorte Leste Participacoes ADR ADR 879246106 9 350 North Face Inc Common Stock 659317101 17 4,500 Terra Nitrogen Co LP Common Stock 881005201 1 200 Technitrol Inc. Common Stock 878555101 125 2,150 True North Communications Inc. Common Stock 897844106 136 3,465 Tnp Enterprises Inc. Common Stock 872594106 710 16,200 Tianrong Building Material Holdings Common Stock 886305101 26 51,000 Tanisys Technology Inc. Foreign Stock 875927105 24 17,900 Tengtu Intl Corp Common Stock 88033T102 3 1,300 Tofutti Brands Inc Common Stock 88906B105 60 15,000 Tokheim Corp. Common Stock 889073102 10 3,100 Tommy Hilfiger Corp. Common Stock G8915Z102 73 5,010 Tomorrows Morning Inc Common Stock 890087109 1 6,000 Too Inc Common Stock 890333107 28 880 Topps Inc. Common Stock 890786106 8 1,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- TII Industries Inc. X 0 2,000 0 Titanium Metals Corp. X 0 6,430 0 Temple Inland Inc. X 0 485 0 Tianrong Internet Prods & Svcs Inc. X 0 6,250 0 Tivo Inc X 0 650 0 TJX Companies Inc. X 0 53,967 0 Teekay Shipping Corp. X 0 280 0 Tokio Marine & Fire Ins Ltd X 0 94,305 0 Tekelec X 0 10,800 0 Timken Co X 0 9,100 0 Tomkins PLC Sponsored ADR X 0 171,885 0 Tellabs Inc. X 0 147,642 0 Talbots Inc. X 0 100 0 Telocity Inc X 0 75 0 TLC The Laser Center Inc X 0 900 0 Tele Danmark A/S Spons ADS Rep X 0 12,254 0 Tilden Associates Inc X 0 10,000 0 Tollgrade Communications Inc X 0 500 0 Perusahaan Perseroan PT Telekomunkasi X 0 40 0 Tellus Industries Inc X 0 2,000 0 Talisman Energy Inc X 0 325 0 Telenetics Corp X 0 1,000 0 Telespectrum Worldwide Inc. X 0 6,393 0 Trim A Lawn Corp X 0 20,000 0 Telxon Corp. X 0 800 0 Telaxis Communications Corp X 0 6,275 0 Today's Man Inc. X 0 12,750 0 Trico Marine Services Inc. X 0 2,300 0 Timberline Software Corp. X 0 4,444 0 Times Mirror Co Cl A New X 0 1,294 0 Ticketmaster Online-City Search Inc. X 0 200 0 Torchmark Corp. X 0 600 0 TMM Inc New X 0 45,000 0 Thermo Electron Corp. X 0 9,787 0 TMP Worldwide Inc. X 0 11,785 0 TCW/DW Term Trust 2003 Shs Of X 0 2,501 0 Tumbleweed Communications Corp X 0 750 0 Telefonos De Mexico SA Spons ADR X 0 123,012 0 Thermatrix Inc X 0 400 0 Tenaga Nasional BHD - Spons ADR X 0 300 0 Thomas & Betts Corp. X 0 3,350 0 Tanknology-Nde Intl Inc X 0 100 0 Telenorte Leste Participacoes ADR X 0 350 0 North Face Inc X 0 4,500 0 Terra Nitrogen Co LP X 0 200 0 Technitrol Inc. X 0 2,150 0 True North Communications Inc. X 0 3,465 0 Tnp Enterprises Inc. X 0 16,200 0 Tianrong Building Material Holdings X 0 51,000 0 Tanisys Technology Inc. X 0 17,900 0 Tengtu Intl Corp X 0 1,300 0 Tofutti Brands Inc X 0 15,000 0 Tokheim Corp. X 0 3,100 0 Tommy Hilfiger Corp. X 0 5,010 0 Tomorrows Morning Inc X 0 6,000 0 Too Inc X 0 880 0 Topps Inc. X 0 1,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Tosco Corp. Com New Common Stock 891490302 57 1,857 Total SA Adr ADR 89151E109 7,343 99,740 Total Research Corp Common Stock 891511107 53 8,800 Toups Technology Licensing Inc Common Stock 89155A103 72 50,000 Toys 'R' Us Inc. Common Stock 892335100 3,718 251,019 Toyota Motor Co ADR 892331307 21 200 Tons Of Toys Inc. Com New Common Stock 890318207 0 2 TNT Post Group N.V. - Spon ADR ADR 888742103 5 209 Triton Pcs Hldgs Inc Common Stock 89677M106 30 500 P T Tri Polyta Indonesia ADR 69365B109 0 600 Tpi Enterprises Inc Common Stock 872623103 0 200 Texas Pacific Land Trust Common Stock 882610108 52 1,330 Teppco Partners L P Units Rep Lim LTD Part P4 872384102 174 7,800 Tipperary Corp Common Stock 888002300 91 25,000 Triquint Semiconductor Incorporated Common Stock 89674K103 462 6,286 Tootsie Roll Industries Inc. Common Stock 890516107 343 10,875 Terra Industries, Inc. Common Stock 880915103 2 1,000 Track Data Corp. Common Stock 891918104 103 14,000 Tribune Co Common Stock 896047107 296 8,108 Texas Regional Bancshares Inc. Common Stock 882673106 115 4,540 Tricord Systems Inc Common Stock 896121100 10 1,000 Tremont Corp. Del Com Par Common Stock 894745207 1 70 Lendingtree Inc Common Stock 52602Q105 77 5,700 Trenwick Group Inc. Common Stock 895290104 2 150 Treasury Intl Inc Common Stock 894641109 16 32,000 Templeton Russia Fund Inc. Common Stock 88022F105 4 200 Transatlantic Holdings, Inc. Common Stock 893521104 94 1,100 Trinity Biotech PLC Sponsored ADR ADR 896438108 8 2,000 Trident Microsystems, Inc. Common Stock 895919108 2 175 Triad Hospitals Inc. Common Stock 89579K109 1 89 Transcrypt International Inc. Common Stock 89363A101 3 843 Speedway Motorsports Inc. Common Stock 847788106 87 3,500 Total Renal Care Holdings Inc. Common Stock 89151A107 11 3,670 Trimble Nav Ltd Common Stock 896239100 27 1,040 Trustmark Corp. Common Stock 898402102 81 4,000 Trimeris Inc Common Stock 896263100 50 1,000 Trinity Industries Inc.-del Common Stock 896522109 1,827 77,120 Transnet Corporation Common Stock 893782102 1 300 Telecentro Oeste Celular Part - ADR ADR 87923P105 93 8,000 T. Rowe Price Assoc. Inc. Common Stock 741477103 1,829 46,314 Troy Group Inc Common Stock 89733N106 3 100 Terra Networks S A ADR 88100W103 63 800 T / R Sys Inc Common Stock 87263U102 11 500 Torch Energy Royalty Trust Common Stock 891013104 1 200 T R W Inc. Common Stock 872649108 1,197 20,453 Triarc Companies Inc. Cl A Common Stock 895927101 2 95 The Sports Authority Inc. Common Stock 849176102 1 400 Transaction System Architects Inc. Cl Common Stock 893416107 159 5,495 TCI Satellite Entertainment Common Stock 872298104 22 1,154 Technology Solutions Co Common Stock 87872T108 1 100 Thestreet Com Common Stock 88368Q103 6 600 Tractor Supply Co. Common Stock 892356106 185 9,020 Telesudeste Celular Part- ADR ADR 879252104 1 20 Sabre Group Holdings Inc. Common Stock 785905100 422 11,419 Teche Holding Co Common Stock 878330109 3 250 Teleservices Intl Group Inc Common Stock 87952E104 9 29,900 Interactive Telesis Inc Com New Foreign Stock 45838A209 6 2,000 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Tosco Corp. Com New X 0 1,857 0 Total SA Adr X 0 99,740 0 Total Research Corp X 0 8,800 0 Toups Technology Licensing Inc X 0 50,000 0 Toys 'R' Us Inc. X 0 251,019 0 Toyota Motor Co X 0 200 0 Tons Of Toys Inc. Com New X 0 2 0 TNT Post Group N.V. - Spon ADR X 0 209 0 Triton Pcs Hldgs Inc X 0 500 0 P T Tri Polyta Indonesia X 0 600 0 Tpi Enterprises Inc X 0 200 0 Texas Pacific Land Trust X 0 1,330 0 Teppco Partners L P Units Rep Lim X 0 7,800 0 Tipperary Corp X 0 25,000 0 Triquint Semiconductor Incorporated X 0 6,286 0 Tootsie Roll Industries Inc. X 0 10,875 0 Terra Industries, Inc. X 0 1,000 0 Track Data Corp. X 0 14,000 0 Tribune Co X 0 8,108 0 Texas Regional Bancshares Inc. X 0 4,540 0 Tricord Systems Inc X 0 1,000 0 Tremont Corp. Del Com Par X 0 70 0 Lendingtree Inc X 0 5,700 0 Trenwick Group Inc. X 0 150 0 Treasury Intl Inc X 0 32,000 0 Templeton Russia Fund Inc. X 0 200 0 Transatlantic Holdings, Inc. X 0 1,100 0 Trinity Biotech PLC Sponsored ADR X 0 2,000 0 Trident Microsystems, Inc. X 0 175 0 Triad Hospitals Inc. X 0 89 0 Transcrypt International Inc. X 0 843 0 Speedway Motorsports Inc. X 0 3,500 0 Total Renal Care Holdings Inc. X 0 3,670 0 Trimble Nav Ltd X 0 1,040 0 Trustmark Corp. X 0 4,000 0 Trimeris Inc X 0 1,000 0 Trinity Industries Inc.-del X 0 77,120 0 Transnet Corporation X 0 300 0 Telecentro Oeste Celular Part - ADR X 0 8,000 0 T. Rowe Price Assoc. Inc. X 0 46,314 0 Troy Group Inc X 0 100 0 Terra Networks S A X 0 800 0 T / R Sys Inc X 0 500 0 Torch Energy Royalty Trust X 0 200 0 T R W Inc. X 0 20,453 0 Triarc Companies Inc. Cl A X 0 95 0 The Sports Authority Inc. X 0 400 0 Transaction System Architects Inc. Cl X 0 5,495 0 TCI Satellite Entertainment X 0 1,154 0 Technology Solutions Co X 0 100 0 Thestreet Com X 0 600 0 Tractor Supply Co. X 0 9,020 0 Telesudeste Celular Part- ADR X 0 20 0 Sabre Group Holdings Inc. X 0 11,419 0 Teche Holding Co X 0 250 0 Teleservices Intl Group Inc X 0 29,900 0 Interactive Telesis Inc Com New X 0 2,000 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Computer Task Group Inc. Common Stock 205477102 2 145 TSL Holdings Inc. Common Stock 872918107 0 1 Taiwan Semiconductor Co. LTD Spons ADR ADR 874039100 133 2,328 Tyson Foods Inc. Common Stock 902494103 6 550 Tesoro Petroleum Corp. Common Stock 881609101 2 200 Tesoro Pete Corp PFD QTR 30/360 881609408 33 2,700 Telecomunicacoes De Sao Paulo ADR 87929A102 558 18,800 Telesphere Communications Inc Common Stock 879908101 0 5,000 Total System Services Inc. Common Stock 891906109 12 750 Tessa Complete Health Care Inc Common Stock 881611107 1 1,000 Turnstone Systems Inc Common Stock 900423104 6 50 Transtechnology Corp Common Stock 893889105 10 793 Toro Co Common Stock 891092108 10 350 Autotote Corp - CL A Common Stock 053323101 178 40,000 Teletech Holdings Inc Common Stock 879939106 235 6,800 Tritel Inc Common Stock 89675X104 6 150 Thai Fund Inc. MutualFdEqClose 882904105 2 400 Telecom Hldrs Tr Common Stock 87927P200 18 200 Titan Corp. Common Stock 888266103 468 9,174 Titan Corp. $1.00 Cum Cv Pfd Preferred Stock 888266202 14 400 Titan Pharmaceuticals Inc Del Common Stock 888314101 6 200 Ttr Technologies Inc Common Stock 87305U102 6 1,000 Thermo Tech Technologies Inc Common Stock 88360H101 17 62,000 Tultex Corp. Common Stock 899900104 0 2,500 TXU Electric Company Dep Sh Repstg PFD QTR 30/360 87316T755 0 1 TXU Electric Cap I 8.25% Cum PFD PFD QTR 30/360 87316P209 28 1,265 TXU Electric Capital III 8.00% Cum PF PFD QTR 30/360 87316Q207 117 5,490 Tupperware Corp. Common Stock 899896104 151 9,525 Iturf Inc Common Stock 46575Q100 3 320 Tuscarora Inc. Common Stock 900902107 13 1,040 Tro Learning Inc Common Stock 87263R109 24 2,000 Tut Systems Common Stock 901103101 6 100 Grupo Televisa, S.A. GDS ADR 40049J206 8 120 Tennessee Valley Auth PFD QTR 30/360 880591409 16 800 Tennessee Valley Authority Preferred Stock 880591201 61 2,600 Tennessee Valley Auth PFD QTR 30/360 880591300 107 4,970 Templeton Vietnam Opptys Fund Common Stock 88022J107 55 6,723 TV Guide Inc - Cl A Common Stock 87307Q109 16 325 TVI Corp Common Stock 872916101 63 359,000 Travelocity Com Inc Common Stock 893953109 43 1,450 TVX Gold Inc Common Stock 87308K101 8 10,300 Trans World Airlines Common Stock 893349837 17 7,500 Therma-wave Inc Common Stock 88343A108 3 100 Td Waterhouse Grp Inc Foreign Stock 872362108 1,845 73,807 Titan International Inc. Common Stock 88830M102 91 12,715 Twinlab Corp. Common Stock 901774109 4 594 Trans World Music Corp Common Stock 89336Q100 136 13,575 Taiwan Fund Inc. MutualFdEqClose 874036106 330 13,565 Tower Automotive Inc. Common Stock 891707101 8 500 Crown Castle Intl Corp Common Stock 228227104 752 19,850 Telewest Communications Plc ADR 87956P105 4 45 Time Warner Telecom Inc Cl A Common Stock 887319101 25 310 Tweeter Home Entmt Group Inc Common Stock 901167106 122 2,755 Time Warner Inc Common Stock 887315109 17,041 170,405 Time Warner Capital I-8.875% PFD Trust PFD QTR 30/360 88731G204 117 4,880 Texaco Inc. Common Stock 881694103 7,634 142,360 Tribune Co New Sb Db Exch2%29 PreferdStk Conv 896047305 4 25 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Computer Task Group Inc. X 0 145 0 TSL Holdings Inc. X 0 1 0 Taiwan Semiconductor Co. LTD Spons ADR X 0 2,328 0 Tyson Foods Inc. X 0 550 0 Tesoro Petroleum Corp. X 0 200 0 Tesoro Pete Corp X 0 2,700 0 Telecomunicacoes De Sao Paulo X 0 18,800 0 Telesphere Communications Inc X 0 5,000 0 Total System Services Inc. X 0 750 0 Tessa Complete Health Care Inc X 0 1,000 0 Turnstone Systems Inc X 0 50 0 Transtechnology Corp X 0 793 0 Toro Co X 0 350 0 Autotote Corp - CL A X 0 40,000 0 Teletech Holdings Inc X 0 6,800 0 Tritel Inc X 0 150 0 Thai Fund Inc. X 0 400 0 Telecom Hldrs Tr X 0 200 0 Titan Corp. X 0 9,174 0 Titan Corp. $1.00 Cum Cv Pfd X 0 400 0 Titan Pharmaceuticals Inc Del X 0 200 0 Ttr Technologies Inc X 0 1,000 0 Thermo Tech Technologies Inc X 0 62,000 0 Tultex Corp. X 0 2,500 0 TXU Electric Company Dep Sh Repstg X 0 1 0 TXU Electric Cap I 8.25% Cum PFD X 0 1,265 0 TXU Electric Capital III 8.00% Cum PF X 0 5,490 0 Tupperware Corp. X 0 9,525 0 Iturf Inc X 0 320 0 Tuscarora Inc. X 0 1,040 0 Tro Learning Inc X 0 2,000 0 Tut Systems X 0 100 0 Grupo Televisa, S.A. GDS X 0 120 0 Tennessee Valley Auth X 0 800 0 Tennessee Valley Authority X 0 2,600 0 Tennessee Valley Auth X 0 4,970 0 Templeton Vietnam Opptys Fund X 0 6,723 0 TV Guide Inc - Cl A X 0 325 0 TVI Corp X 0 359,000 0 Travelocity Com Inc X 0 1,450 0 TVX Gold Inc X 0 10,300 0 Trans World Airlines X 0 7,500 0 Therma-wave Inc X 0 100 0 Td Waterhouse Grp Inc X 0 73,807 0 Titan International Inc. X 0 12,715 0 Twinlab Corp. X 0 594 0 Trans World Music Corp X 0 13,575 0 Taiwan Fund Inc. X 0 13,565 0 Tower Automotive Inc. X 0 500 0 Crown Castle Intl Corp X 0 19,850 0 Telewest Communications Plc X 0 45 0 Time Warner Telecom Inc Cl A X 0 310 0 Tweeter Home Entmt Group Inc X 0 2,755 0 Time Warner Inc X 0 170,405 0 Time Warner Capital I-8.875% PFD Trust X 0 4,880 0 Texaco Inc. X 0 142,360 0 Tribune Co New Sb Db Exch2%29 X 0 25 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Texas Biotech Corp. Common Stock 88221T104 63 4,382 Texaco Capital LLC 6.875% Cum PFD Ser PFDMthly 30/360 P9132Z107 303 14,500 Texaco Capital Llc 6.4% Adj Rt PFDMthly 30/360 P9132Z115 44 2,500 Transwitch Corp. Common Stock 894065101 147 1,528 Totalaxcess Com Inc Common Stock 89151J207 2 799 Texas Industries Inc. Common Stock 882491103 1,479 47,525 Tirex Corp Common Stock 88823T106 3 5,000 Texas Instruments Inc. Common Stock 882508104 20,775 129,844 Textron Inc. Common Stock 883203101 489 8,027 Textron Capital I Trust Pfd PFD QTR 30/360 883198202 135 6,100 Texas Utilities Co. Common Stock 882848104 1,045 35,199 Texas Utils Co PFD QTR 30/360 882848203 9 225 Tri-Continental MutualFdEqClose 895436103 197 7,745 Tri-continental Corp. Preferred Stock 895436202 7 200 Tyco International LTD Foreign Stock 902124106 24,887 498,994 Taylor Nelson Sofres PLC Common Stock G8693M109 441 100,000 Taiyo Yuden Ltd ADR 874047202 215 830 The Taiwan Equity Fund Inc Common Stock 874031107 100 5,000 Tv Azteca S A De C V ADR 901145102 4 300 Trizec Hahn Corp. Foreign Stock 896938107 36 2,375 US Air Group Common Stock 911905107 248 8,934 United Cable Television Corp Common Stock 909695108 0 16 United Auto Group Inc. Common Stock 909440109 9 1,000 U A L Corp. Common Stock 902549500 42 708 UAL Corp. 12 1/4% Depository Preferred Stock 902549708 33 1,000 Ual Corp Capital Tr 13.25 PFD QTR 30/360 90254Y208 11 400 United Asset Management Corp. Common Stock 909420101 313 18,055 Usasurance Group Inc Common Stock 91729N108 1 2,000 Unionbancal Corp Common Stock 908906100 21 750 U.S. Bancorp Inc. Common Stock 917292104 89 7,925 U S Bancorp Cap Tr I 8.45% Gtd PFD QTR 30/360 91729W207 86 4,480 Unibanco-Uniao De Barcos ADR 90458E107 44 1,380 You Bet International Inc. Common Stock 987413101 35 8,000 Union Bankshares Corp. VA Common Stock 905399101 31 2,664 United Bankshares Inc. W Va Common Stock 909907107 252 11,439 Auctionanything Com Inc. Common Stock 05068N107 3 8,500 United Companies Financial Common Stock 909870107 0 2,900 United Companies Finl Corp Conv PFD PreferdStk Conv 909870206 0 400 Unocal Corp. Common Stock 915289102 1,289 43,322 Unicom Corp. Common Stock 904911104 476 13,035 Unitedglobalcom Common Stock 913247508 322 4,290 Unicapital Corp Common Stock 90459D108 24 10,000 Ucar International Inc. Common Stock 90262K109 6 470 Utilicorp United Inc. Common Stock 918005109 963 53,339 Utilicorp Capital LP 8.875% PFD QTR 30/360 91800E209 59 2,500 United Dominion Inds Ltd Common Stock 909914103 81 4,470 United Dominion Realty Trust Common Stock 910197102 710 70,524 United Dominion Realty Trust PFD QTR 30/360 910197300 42 2,300 United Dominion Realty Trust Preferred Stock 910197201 25 1,300 Ultramar Diamond Shamrock Corp. Common Stock 904000106 4 151 Union Elec Co PFD QTR 30/360 906548763 7 300 Union Electric Co 4.50$ PFD PFD QTR 30/360 906548508 11 200 Unifab International Inc. Common Stock 90467L100 25 3,100 Universal Foods Corp. Common Stock 913538104 135 6,320 Ultrafem Inc. Common Stock 903896108 0 100 Unifi Inc. Common Stock 904677101 13 1,455 U.S. Foodservice Common Stock 90331R101 189 7,340 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Texas Biotech Corp. X 0 4,382 0 Texaco Capital LLC 6.875% Cum PFD Ser X 0 14,500 0 Texaco Capital Llc 6.4% Adj Rt X 0 2,500 0 Transwitch Corp. X 0 1,528 0 Totalaxcess Com Inc X 0 799 0 Texas Industries Inc. X 0 47,525 0 Tirex Corp X 0 5,000 0 Texas Instruments Inc. X 0 129,844 0 Textron Inc. X 0 8,027 0 Textron Capital I Trust Pfd X 0 6,100 0 Texas Utilities Co. X 0 35,199 0 Texas Utils Co X 0 225 0 Tri-Continental X 0 7,745 0 Tri-continental Corp. X 0 200 0 Tyco International LTD X 0 498,994 0 Taylor Nelson Sofres PLC X 0 100,000 0 Taiyo Yuden Ltd X 0 830 0 The Taiwan Equity Fund Inc X 0 5,000 0 Tv Azteca S A De C V X 0 300 0 Trizec Hahn Corp. X 0 2,375 0 US Air Group X 0 8,934 0 United Cable Television Corp X 0 16 0 United Auto Group Inc. X 0 1,000 0 U A L Corp. X 0 708 0 UAL Corp. 12 1/4% Depository X 0 1,000 0 Ual Corp Capital Tr 13.25 X 0 400 0 United Asset Management Corp. X 0 18,055 0 Usasurance Group Inc X 0 2,000 0 Unionbancal Corp X 0 750 0 U.S. Bancorp Inc. X 0 7,925 0 U S Bancorp Cap Tr I 8.45% Gtd X 0 4,480 0 Unibanco-Uniao De Barcos X 0 1,380 0 You Bet International Inc. X 0 8,000 0 Union Bankshares Corp. VA X 0 2,664 0 United Bankshares Inc. W Va X 0 11,439 0 Auctionanything Com Inc. X 0 8,500 0 United Companies Financial X 0 2,900 0 United Companies Finl Corp Conv PFD X 0 400 0 Unocal Corp. X 0 43,322 0 Unicom Corp. X 0 13,035 0 Unitedglobalcom X 0 4,290 0 Unicapital Corp X 0 10,000 0 Ucar International Inc. X 0 470 0 Utilicorp United Inc. X 0 53,339 0 Utilicorp Capital LP 8.875% X 0 2,500 0 United Dominion Inds Ltd X 0 4,470 0 United Dominion Realty Trust X 0 70,524 0 United Dominion Realty Trust X 0 2,300 0 United Dominion Realty Trust X 0 1,300 0 Ultramar Diamond Shamrock Corp. X 0 151 0 Union Elec Co X 0 300 0 Union Electric Co 4.50$ PFD X 0 200 0 Unifab International Inc. X 0 3,100 0 Universal Foods Corp. X 0 6,320 0 Ultrafem Inc. X 0 100 0 Unifi Inc. X 0 1,455 0 U.S. Foodservice X 0 7,340 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ UGI Corp. Hldg Co Common Stock 902681105 74 3,425 Unigene Labs Inc. Common Stock 904753100 55 19,250 U S HOME Corp. NEW Common Stock 911920106 19 490 Universal Health Common Stock 913903100 83 1,700 Universal Ice Blast Inc Common Stock 91359M107 1 1,000 United Industrial Corp Common Stock 910671106 28 2,750 United Illuminating Co Common Stock 910637107 279 7,101 United Capital Funding Partnership LP PFDMthly 30/360 90978X205 564 22,775 Unisys Corp. Common Stock 909214108 2,399 94,074 Union Carbide Corp. Common Stock 905581104 232 3,986 Unilever PLC ADR 904767704 3,812 145,899 Ultimate Sports Entmnt Inc Common Stock 90384Q109 2 5,000 Ultimate Software Group Inc Common Stock 90385D107 7 800 Ultradata Sys Inc Common Stock 903891109 5 1,000 Ultimap Corp Com Par $0.01 Common Stock 903847309 0 50 MediaOne Group Inc. Common Stock 58440J104 5,156 63,657 Mediaone Finance Tr III PFD 9.04 12313 PFD QTR 30/360 584458202 58 2,300 United Mobile Homes Inc. Common Stock 911024107 60 8,400 Universal Med Sys Inc Common Stock 913734109 8 40,000 Unilever N V Common Stock 904784709 554 11,507 Unova Inc. Common Stock 91529B106 93 6,859 Radio Unica Communications Cp Common Stock 75040Q106 4 300 Unumprovident Corp IDS Ser A 8.8% PFD P12 30/360 91529Y205 78 3,513 United Diagnostic Inc Common Stock 910192103 0 2 Unify Corp Common Stock 904743101 110 5,370 United Healthcare Corp. Common Stock 910581107 1,804 30,251 Unitrin Inc. Common Stock 913275103 20 500 Unumprovident Corp. Common Stock 91529Y106 904 53,204 Union National Bancorp Common Stock 907103105 28 842 Union Pacific Corp. Common Stock 907818108 1,093 27,933 Unisource Energy Corp. Common Stock 909205106 14 935 First United Bancshares Inc. Common Stock 33741E104 571 55,754 Univec Inc Common Stock 91335U108 10 10,000 Union Planters Corp. Common Stock 908068109 1,146 37,180 United Pan-Europe Com - Spon ADR ADR 911300200 459 9,253 Upgrade Intl Corp Common Stock 915301204 5 200 United Park City Mines Company Common Stock 911315208 0 9 Union Pacific Resources Group Inc. Common Stock 907834105 339 23,395 United Parcel Service Inc Common Stock 911312106 3,416 54,217 Unique Mobility Inc Common Stock 909154106 10 1,000 Uniquest Inc. Common Stock 90915Q107 0 320 Urban Outfitters Inc Common Stock 917047102 128 8,695 Urecoats Industries Inc Common Stock 91724E103 59 26,500 United Resources Inc- Fla Common Stock 911378107 0 17 United Rentals Inc. Common Stock 911363109 3,390 196,546 Uromed Corp New Common Stock 917274300 9 2,800 URS Corp Common Stock 903236107 39 3,000 United Road Services Inc Common Stock 911384105 4 2,500 Usa Video Interactive Corp Foreign Stock 902924208 19 4,500 Usabancshares Com Inc Common Stock 917289100 40 5,200 USA Networks Inc. Common Stock 902984103 725 32,120 Universal Stainless & Alloy Common Stock 913837100 134 18,440 Costplusfive Com Inc Common Stock 22161W108 12 57,500 U.S. Bancorp Common Stock 902973106 322 14,722 US Can Corp. Common Stock 90328W105 3 140 Usdata Corp Common Stock 917294100 7 500 USFreightways Corp. Common Stock 916906100 9 245 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- UGI Corp. Hldg Co X 0 3,425 0 Unigene Labs Inc. X 0 19,250 0 U S HOME Corp. NEW X 0 490 0 Universal Health X 0 1,700 0 Universal Ice Blast Inc X 0 1,000 0 United Industrial Corp X 0 2,750 0 United Illuminating Co X 0 7,101 0 United Capital Funding Partnership LP X 0 22,775 0 Unisys Corp. X 0 94,074 0 Union Carbide Corp. X 0 3,986 0 Unilever PLC X 0 145,899 0 Ultimate Sports Entmnt Inc X 0 5,000 0 Ultimate Software Group Inc X 0 800 0 Ultradata Sys Inc X 0 1,000 0 Ultimap Corp Com Par $0.01 X 0 50 0 MediaOne Group Inc. X 0 63,657 0 Mediaone Finance Tr III PFD 9.04 12313 X 0 2,300 0 United Mobile Homes Inc. X 0 8,400 0 Universal Med Sys Inc X 0 40,000 0 Unilever N V X 0 11,507 0 Unova Inc. X 0 6,859 0 Radio Unica Communications Cp X 0 300 0 Unumprovident Corp IDS Ser A 8.8% X 0 3,513 0 United Diagnostic Inc X 0 2 0 Unify Corp X 0 5,370 0 United Healthcare Corp. X 0 30,251 0 Unitrin Inc. X 0 500 0 Unumprovident Corp. X 0 53,204 0 Union National Bancorp X 0 842 0 Union Pacific Corp. X 0 27,933 0 Unisource Energy Corp. X 0 935 0 First United Bancshares Inc. X 0 55,754 0 Univec Inc X 0 10,000 0 Union Planters Corp. X 0 37,180 0 United Pan-Europe Com - Spon ADR X 0 9,253 0 Upgrade Intl Corp X 0 200 0 United Park City Mines Company X 0 9 0 Union Pacific Resources Group Inc. X 0 23,395 0 United Parcel Service Inc X 0 54,217 0 Unique Mobility Inc X 0 1,000 0 Uniquest Inc. X 0 320 0 Urban Outfitters Inc X 0 8,695 0 Urecoats Industries Inc X 0 26,500 0 United Resources Inc- Fla X 0 17 0 United Rentals Inc. X 0 196,546 0 Uromed Corp New X 0 2,800 0 URS Corp X 0 3,000 0 United Road Services Inc X 0 2,500 0 Usa Video Interactive Corp X 0 4,500 0 Usabancshares Com Inc X 0 5,200 0 USA Networks Inc. X 0 32,120 0 Universal Stainless & Alloy X 0 18,440 0 Costplusfive Com Inc X 0 57,500 0 U.S. Bancorp X 0 14,722 0 US Can Corp. X 0 140 0 Usdata Corp X 0 500 0 USFreightways Corp. X 0 245 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ USG Corp. Common Stock 903293405 36 860 U.S. Industries, Inc. Common Stock 912080108 143 12,892 U S Interactive Inc Common Stock 90334M109 93 2,613 US Internetworking Inc. Common Stock 917311805 2,162 55,803 U S Liquids Inc Common Stock 902974104 148 22,740 United States Lime & Minerals Common Stock 911922102 92 11,500 United States Cellular Corp. Common Stock 911684108 835 11,755 Usn Communications Inc Common Stock 90336N204 0 350 US Oncology Inc Common Stock 90338W103 3 750 U S Plastic Lmbr Corp Common Stock 902948108 195 21,050 U S T Inc. Common Stock 902911106 512 32,776 United Stationers Inc Common Stock 913004107 629 17,635 Usa Technologies Inc Common Stock 90328S401 24 8,000 USEC Inc Common Stock 90333E108 3 700 U.S. West Inc. Common Stock 91273H101 9,733 134,018 U.S. Wireless Corp Common Stock 90339C106 31 1,000 US Wats Inc. Common Stock 90337P109 2 1,000 USX-Marathan Group 6 1/2 PFD Preferred Stock 902905819 4 100 Universal Express Inc Common Stock 91349P103 7 17,000 U.S. Trust Corp. New Common Stock 91288L105 170 900 Utah Clay Technology Inc Common Stock 917342107 1 2,000 Ultratech Stepper Inc. Common Stock 904034105 14 1,000 Unitil Corp. Common Stock 913259107 74 2,500 Utah Medical Products Common Stock 917488108 1 100 United Textiles & Toys Corp. Common Stock 913071106 0 60 United Technologies Corp. Common Stock 913017109 5,913 93,585 Uniview Technologies Corp. Common Stock 915282206 208 42,600 Univision Communications Inc Common Stock 914906102 584 5,171 Universal Corp. Common Stock 913456109 15 1,000 United Water Resources Inc. Common Stock 913190104 67 1,925 Vanderbilt Gold Corp. Common Stock 921786109 0 700 Vail Banks Inc Common Stock 918779109 3 300 The Valspar Corp. Common Stock 920355104 8,755 228,509 Value Hldgs Inc Common Stock 92039J100 12 30,000 Varian Medical Systems Inc Common Stock 92220P105 98 2,155 Varian Inc Common Stock 922206107 266 6,940 Vari-L Company, Inc. Common Stock 922150107 29 1,100 Varitronix International LTD - SP ADR ADR 92224Q109 8 700 Vasomedical Inc Common Stock 922321104 27 4,550 Vencor Inc. Common Stock 92260R102 0 395 Veterinary Centers Of America Common Stock 925514101 78 5,700 Venture Catalyst Inc Utah Common Stock 92326Q106 4 500 Value City Department Stores Inc Common Stock 920387107 3 200 Valassis Communications Inc. Common Stock 918866104 441 13,244 Thermacell Technologies Inc Common Stock 883430100 17 30,000 Vcampus Corp Common Stock 92240C100 16 1,500 Vicinity Corp Common Stock 925653107 49 1,400 Vertical Computer Sys Inc Com New Common Stock 92532R203 41 34,000 Visual Data Corp Common Stock 928428200 2 200 Virtual Sellers Com Inc Common Stock 92825Y105 366 56,300 Veba Ag - Spon ADR ADR 92239H102 22 430 Veeco Instruments Inc Common Stock 922417100 187 2,528 Virgina Elec & Power Co 1998 Ser A PFD QTR 30/360 927804617 40 1,935 Virginia Power Capital Trust Preferred Stock 928082205 126 5,450 Vengold Inc Foreign Stock 92267K100 190 98,000 Venture Stores Inc Common Stock 923275101 0 56 Veramark Technologies Inc Common Stock 923351100 13 2,700 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- USG Corp. X 0 860 0 U.S. Industries, Inc. X 0 12,892 0 U S Interactive Inc X 0 2,613 0 US Internetworking Inc. X 0 55,803 0 U S Liquids Inc X 0 22,740 0 United States Lime & Minerals X 0 11,500 0 United States Cellular Corp. X 0 11,755 0 Usn Communications Inc X 0 350 0 US Oncology Inc X 0 750 0 U S Plastic Lmbr Corp X 0 21,050 0 U S T Inc. X 0 32,776 0 United Stationers Inc X 0 17,635 0 Usa Technologies Inc X 0 8,000 0 USEC Inc X 0 700 0 U.S. West Inc. X 0 134,018 0 U.S. Wireless Corp X 0 1,000 0 US Wats Inc. X 0 1,000 0 USX-Marathan Group 6 1/2 PFD X 0 100 0 Universal Express Inc X 0 17,000 0 U.S. Trust Corp. New X 0 900 0 Utah Clay Technology Inc X 0 2,000 0 Ultratech Stepper Inc. X 0 1,000 0 Unitil Corp. X 0 2,500 0 Utah Medical Products X 0 100 0 United Textiles & Toys Corp. X 0 60 0 United Technologies Corp. X 0 93,585 0 Uniview Technologies Corp. X 0 42,600 0 Univision Communications Inc X 0 5,171 0 Universal Corp. X 0 1,000 0 United Water Resources Inc. X 0 1,925 0 Vanderbilt Gold Corp. X 0 700 0 Vail Banks Inc X 0 300 0 The Valspar Corp. X 0 228,509 0 Value Hldgs Inc X 0 30,000 0 Varian Medical Systems Inc X 0 2,155 0 Varian Inc X 0 6,940 0 Vari-L Company, Inc. X 0 1,100 0 Varitronix International LTD - SP ADR X 0 700 0 Vasomedical Inc X 0 4,550 0 Vencor Inc. X 0 395 0 Veterinary Centers Of America X 0 5,700 0 Venture Catalyst Inc Utah X 0 500 0 Value City Department Stores Inc X 0 200 0 Valassis Communications Inc. X 0 13,244 0 Thermacell Technologies Inc X 0 30,000 0 Vcampus Corp X 0 1,500 0 Vicinity Corp X 0 1,400 0 Vertical Computer Sys Inc Com New X 0 34,000 0 Visual Data Corp X 0 200 0 Virtual Sellers Com Inc X 0 56,300 0 Veba Ag - Spon ADR X 0 430 0 Veeco Instruments Inc X 0 2,528 0 Virgina Elec & Power Co 1998 Ser A X 0 1,935 0 Virginia Power Capital Trust X 0 5,450 0 Vengold Inc X 0 98,000 0 Venture Stores Inc X 0 56 0 Veramark Technologies Inc X 0 2,700 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Verdant Brands Inc Com New Common Stock 923366207 1 304 Vertica Software Inc Common Stock 92532N103 3 1,000 Verticalnet Inc. Common Stock 92532L107 1,152 8,474 Vestaur Securities Common Stock 925464109 5 400 V F Corp. Common Stock 918204108 207 8,582 Virtualfund Com Inc Common Stock 92825A107 2 400 Viking Cap Group Inc Common Stock 92676E208 2 5,000 Visible Genetics Inc Common Stock 92829S104 7 200 Van Kampen Merritt Trust For Common Stock 920929106 109 8,250 Vista Gold Corp. Foreign Stock 927926105 1 10,000 Viacom Inc Class A Common Stock 925524100 279 5,228 Viacom Inc Class B Common Stock 925524308 7,482 141,832 Viant Corp Common Stock 92553N107 14 425 Viasoft Inc Common Stock 92552U102 5 700 Vicor Corp. Common Stock 925815102 89 4,965 Vignette Corp Common Stock 926734104 106 664 Vintage Group Inc New Common Stock 927458208 0 134 Vion Pharmaceuticals Inc. Common Stock 927624106 18 1,000 Open Jt Stk Co Vimpel ADR 68370R109 8 200 Viper Intl Hldgs Ltd Foreign Stock 92762Q107 6 30,000 Vip Comlink Common Stock 918239104 2 10,000 Virco Manufacturing Corporation Common Stock 927651109 7 700 Triangle Pharmaceuticals Inc. Common Stock 89589H104 47 3,000 Visx Inc Del Common Stock 92844S105 249 13,660 Van Kampen American Capital Common Stock 920911104 5 1,000 Vitria Technology Common Stock 92849Q104 43 425 V I Technologies Inc Common Stock 917920100 23 2,700 Vixel Corp Del Common Stock 928552108 21 1,300 Visionglobal Corp Common Stock 92830S101 58 8,000 Vickers PLC-ADR ADR 925669202 0 1,725 Vlasic Foods International Common Stock 928559103 6 2,675 Knightsbridge Tankers Ltd Common Stock G5299G106 62 3,500 Volkswagen AG - Sponsored ADR ADR 928662303 35 3,988 Valero Energy Corp. Common Stock 91913Y100 542 17,710 Valuestar Corp Common Stock 919910109 25 4,000 Valentis Inc Common Stock 91913E104 23 2,000 Veltex Corp Common Stock 922576103 0 25,000 Valley National Bancorp Common Stock 919794107 19 723 Vulcan Materials Co Common Stock 929160109 750 16,372 Ventana Med Sys Inc Common Stock 92276H106 54 1,250 Vencap Capital Corp Common Stock 92261H103 2 7,500 Van Kampen Merritt Muni Tr Common Stock 920922101 7 529 Vornado Realty Trust Common Shares Common Stock 929042109 34 1,025 VORNADO REALTY TRUST CONV PFD Preferred Stock 929042208 18 375 Compania Anonima Telef De Ven-ADR ADR 204421101 3,085 106,370 Ventro Corp Common Stock 922815105 10 175 The Seagram Co Ltd Common Stock 811850106 421 7,082 Vodafone Airtouch PLC-Sponsored ADR ADR 92857T107 5,433 97,788 Vodafone Group PLC Foreign Stock G9387S105 447 80,501 Volcanic Gold Inc Common Stock 928639103 0 100 Volvo Aktiebolaget ADR 928856400 115 4,200 V-ONE Corp. Common Stock 918278102 16 2,900 Vornado Operating Co. Common Stock 92904N103 0 15 Van Kampen Merritt Municipal Common Stock 920944105 16 1,430 Voxware Inc Common Stock 92906L105 2 200 Audiovox Corp. Common Stock 050757103 183 4,195 Seagram Ltd Pfd Adj Cv Sec PreferdStk Conv 811850205 29 530 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Verdant Brands Inc Com New X 0 304 0 Vertica Software Inc X 0 1,000 0 Verticalnet Inc. X 0 8,474 0 Vestaur Securities X 0 400 0 V F Corp. X 0 8,582 0 Virtualfund Com Inc X 0 400 0 Viking Cap Group Inc X 0 5,000 0 Visible Genetics Inc X 0 200 0 Van Kampen Merritt Trust For X 0 8,250 0 Vista Gold Corp. X 0 10,000 0 Viacom Inc Class A X 0 5,228 0 Viacom Inc Class B X 0 141,832 0 Viant Corp X 0 425 0 Viasoft Inc X 0 700 0 Vicor Corp. X 0 4,965 0 Vignette Corp X 0 664 0 Vintage Group Inc New X 0 134 0 Vion Pharmaceuticals Inc. X 0 1,000 0 Open Jt Stk Co Vimpel X 0 200 0 Viper Intl Hldgs Ltd X 0 30,000 0 Vip Comlink X 0 10,000 0 Virco Manufacturing Corporation X 0 700 0 Triangle Pharmaceuticals Inc. X 0 3,000 0 Visx Inc Del X 0 13,660 0 Van Kampen American Capital X 0 1,000 0 Vitria Technology X 0 425 0 V I Technologies Inc X 0 2,700 0 Vixel Corp Del X 0 1,300 0 Visionglobal Corp X 0 8,000 0 Vickers PLC-ADR X 0 1,725 0 Vlasic Foods International X 0 2,675 0 Knightsbridge Tankers Ltd X 0 3,500 0 Volkswagen AG - Sponsored ADR X 0 3,988 0 Valero Energy Corp. X 0 17,710 0 Valuestar Corp X 0 4,000 0 Valentis Inc X 0 2,000 0 Veltex Corp X 0 25,000 0 Valley National Bancorp X 0 723 0 Vulcan Materials Co X 0 16,372 0 Ventana Med Sys Inc X 0 1,250 0 Vencap Capital Corp X 0 7,500 0 Van Kampen Merritt Muni Tr X 0 529 0 Vornado Realty Trust Common Shares X 0 1,025 0 VORNADO REALTY TRUST CONV PFD X 0 375 0 Compania Anonima Telef De Ven-ADR X 0 106,370 0 Ventro Corp X 0 175 0 The Seagram Co Ltd X 0 7,082 0 Vodafone Airtouch PLC-Sponsored ADR X 0 97,788 0 Vodafone Group PLC X 0 80,501 0 Volcanic Gold Inc X 0 100 0 Volvo Aktiebolaget X 0 4,200 0 V-ONE Corp. X 0 2,900 0 Vornado Operating Co. X 0 15 0 Van Kampen Merritt Municipal X 0 1,430 0 Voxware Inc X 0 200 0 Audiovox Corp. X 0 4,195 0 Seagram Ltd Pfd Adj Cv Sec X 0 530 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Voyager.Net, Inc. Common Stock 92906W101 27 2,000 Viropharma Inc. Common Stock 928241108 281 4,585 Vintage Petroleum Inc Common Stock 927460105 273 13,585 Van Kampen PA Quality Muni Trust Common Stock 920924107 17 1,208 Viropro Inc Common Stock 928242106 0 100 Van Kampen Merritt Penn Value Common Stock 92112T108 92 7,700 Valley Res Inc Common Stock 920062106 127 5,511 Varco International Inc Common Stock 922126107 3 200 Vitafort Intl Corp Common Stock 928467307 0 500 Viragen Inc Common Stock 927638106 28 13,000 Vastar Resources Common Stock 922380100 351 4,720 Verio Inc Common Stock 923433106 310 6,890 Verilink Corp Common Stock 923432108 1 100 Versatel Telecom Intl N V ADR 925301103 86 1,770 Verisign Inc. Common Stock 92343E102 660 4,414 Virata Corp Common Stock 927646109 309 3,090 Vertel Corp Common Stock 924907108 339 16,000 Veritas Software Corp Common Stock 923436109 2,753 21,019 Vertex Pharmaceuticals Inc. Common Stock 92532F100 66 1,410 Verity Inc Common Stock 92343C106 18 450 Varian Semiconductor Equip Common Stock 922207105 455 7,145 Vishay Intertechnology Inc. Common Stock 928298108 1,123 20,192 VSI Enterprises Inc Common Stock 91832B884 4 625 Voicestream Wireless Corp Common Stock 928615103 1,721 13,362 Vesta Insurance Group, Inc Common Stock 925391104 3 500 Vtel Corp Common Stock 918333105 12 1,500 Ventiv Health Inc Common Stock 922793104 439 43,670 Van Kampen Merritt Tr For Common Stock 920934106 38 2,755 Ventas Inc. Common Stock 92276F100 1 395 Veritas DGC Inc Common Stock 92343P107 6 200 Vitesse Semiconductor Corp. Common Stock 928497106 1,273 13,221 Value Amer Inc Common Stock 92038N102 17 5,100 View Tech Inc Del Common Stock 926707100 6 1,000 Vivendi - Sp ADR ADR 92851S105 681 29,534 Viad Corp. Common Stock 92552R109 346 15,147 Viad Corp. 4.75% Pfd Preferred Stock 92552R307 9 175 Van Kampen American Capital Sr Income MutualFdFiClose 920961109 59 7,300 Valuevision International Inc. Cl A Common Stock 92047K107 7 165 Vivus Inc Common Stock 928551100 75 9,000 Vialog Corp Common Stock 92552X106 5 1,000 Vaxgen Inc Common Stock 922390208 8 500 Viatel Inc. Common Stock 925529208 127 2,525 Westvaco Corp. Common Stock 961548104 69 2,077 Wooster Equity, Inc. Common Stock 981075203 0 20 Wal-Mart De Mexico Ser C Foreign Stock W004430 5 2,000 Wal-Mart De Mexico Ser C Foreign Stock W004431 1 407 Westamerica Bancorp Common Stock 957090103 28 1,000 Warnaco Group Inc Common Stock 934390105 40 3,400 Wade Cook Financial Corp Common Stock 930128103 6 20,000 Walgreen Co Common Stock 931422109 2,949 114,511 Wackenhut Corp. - CL B Common Stock 929794303 321 31,930 Wake Forest Bancshares Inc Common Stock 930888102 64 5,685 Wamex Holdings Inc Common Stock 92922N101 59 5,500 Washington Tr Bancorp Inc Common Stock 940610108 59 3,712 Waters Corp. Common Stock 941848103 103 1,080 Tetra Tech Inc. Common Stock 88162G103 33 1,400 Waverider Communications Common Stock 943570101 29 3,320 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Voyager.Net, Inc. X 0 2,000 0 Viropharma Inc. X 0 4,585 0 Vintage Petroleum Inc X 0 13,585 0 Van Kampen PA Quality Muni Trust X 0 1,208 0 Viropro Inc X 0 100 0 Van Kampen Merritt Penn Value X 0 7,700 0 Valley Res Inc X 0 5,511 0 Varco International Inc X 0 200 0 Vitafort Intl Corp X 0 500 0 Viragen Inc X 0 13,000 0 Vastar Resources X 0 4,720 0 Verio Inc X 0 6,890 0 Verilink Corp X 0 100 0 Versatel Telecom Intl N V X 0 1,770 0 Verisign Inc. X 0 4,414 0 Virata Corp X 0 3,090 0 Vertel Corp X 0 16,000 0 Veritas Software Corp X 0 21,019 0 Vertex Pharmaceuticals Inc. X 0 1,410 0 Verity Inc X 0 450 0 Varian Semiconductor Equip X 0 7,145 0 Vishay Intertechnology Inc. X 0 20,192 0 VSI Enterprises Inc X 0 625 0 Voicestream Wireless Corp X 0 13,362 0 Vesta Insurance Group, Inc X 0 500 0 Vtel Corp X 0 1,500 0 Ventiv Health Inc X 0 43,670 0 Van Kampen Merritt Tr For X 0 2,755 0 Ventas Inc. X 0 395 0 Veritas DGC Inc X 0 200 0 Vitesse Semiconductor Corp. X 0 13,221 0 Value Amer Inc X 0 5,100 0 View Tech Inc Del X 0 1,000 0 Vivendi - Sp ADR X 0 29,534 0 Viad Corp. X 0 15,147 0 Viad Corp. 4.75% Pfd X 0 175 0 Van Kampen American Capital Sr Income X 0 7,300 0 Valuevision International Inc. Cl A X 0 165 0 Vivus Inc X 0 9,000 0 Vialog Corp X 0 1,000 0 Vaxgen Inc X 0 500 0 Viatel Inc. X 0 2,525 0 Westvaco Corp. X 0 2,077 0 Wooster Equity, Inc. X 0 20 0 Wal-Mart De Mexico Ser C X 0 2,000 0 Wal-Mart De Mexico Ser C X 0 407 0 Westamerica Bancorp X 0 1,000 0 Warnaco Group Inc X 0 3,400 0 Wade Cook Financial Corp X 0 20,000 0 Walgreen Co X 0 114,511 0 Wackenhut Corp. - CL B X 0 31,930 0 Wake Forest Bancshares Inc X 0 5,685 0 Wamex Holdings Inc X 0 5,500 0 Washington Tr Bancorp Inc X 0 3,712 0 Waters Corp. X 0 1,080 0 Tetra Tech Inc. X 0 1,400 0 Waverider Communications X 0 3,320 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Nuwave Technologies Inc. Common Stock 67065M102 1 180 Wavo Corporation Common Stock 944027101 59 13,200 Wave Sysems Corp Cl A Common Stock 943526103 808 20,220 Waxman Industries Common Stock 944124106 1 2,100 World Access Inc. Common Stock 98141A101 41 2,150 Wachovia Corp. Common Stock 929771103 7,189 106,399 Del Webb Corp. Common Stock 947423109 18 1,200 Web Capital Group Inc Common Stock 947324109 15 2,000 Westpac Banking - Spon ADR ADR 961214301 10 300 W Hldg Co Inc Common Stock 929251106 15 1,587 Webster Financial Corp. Common Stock 947890109 1,635 71,067 Webvan Group Inc Common Stock 94845V103 102 13,320 Winfield Capital Corp. Common Stock 973859101 21 1,000 Wesco Intl Inc Common Stock 95082P105 14 1,800 Williams Communications Group Common Stock 969455104 1,324 25,550 Winstar Communications Inc Common Stock 975515107 1,777 29,623 Wisconsin Central Common Stock 976592105 31 2,565 World Comm Online Inc Del Common Stock 98144Q103 203 9,000 MCI WorldCom Inc. Common Stock 55268B106 70,555 1,557,059 Warner Chilcott Plc ADR 934435207 11 700 Wallace Computer Services Inc. Common Stock 932270101 356 30,155 Wordcruncher Internet Tech Common Stock 98136C104 10 1,500 Western Digital Corp. Common Stock 958102105 472 63,425 Worldcorp Inc Common Stock 981904105 0 2,000 WD-40 Co. Common Stock 929236107 95 4,525 Woodhead Industries Inc Common Stock 979438108 21 1,200 Waddell & Reed Financial - A Common Stock 930059100 1 34 Waddell & Reed Finl Inc Common Stock 930059209 6 146 Coinmach Laundry Corp Common Stock 19259L101 78 7,850 Westfield America Inc. Common Stock 959910100 7 500 Premiumwear Inc Common Stock 740909106 1 100 Webb Interactive Services Common Stock 94748P104 15 500 Webmethods Inc Common Stock 94768C108 23 95 Webtrends Corp Common Stock 94844D104 76 1,050 Wisconsin Energy Power Common Stock 976657106 164 8,231 WEC CAP TR I TR PFD SECS 6.85% PFD QTR 30/360 92923G204 12 600 Webfinancial Corp Common Stock 94767P100 1 100 Wellness Universe Corp Common Stock 94973Y101 0 500 Wendy's International Inc Common Stock 950590109 965 47,800 Wendys Financing I 5% Ser A Preferred Stock 950588202 5 100 Wells Fargo Company Common Stock 949746101 16,103 393,348 Wells Fargo & Co New PFD QTR 30/360 949746200 4 100 Whatsforfree Technologies Inc Common Stock 96253Y107 0 36 Wireless Facilities Inc Common Stock 97653A103 12 110 Whole Foods Market Inc Common Stock 966837106 203 4,900 Wfs Finl Inc Common Stock 92923B106 15 750 Washington Federal Inc. Common Stock 938824109 906 47,519 Weatherford International Inc New Common Stock 947074100 969 16,441 Worldgate Communications Inc. Common Stock 98156L307 128 4,259 Washington Gas Light Co Common Stock 938837101 692 25,438 Wegener Corp. Common Stock 948585104 3 500 Winnebago Industries Common Stock 974637100 70 3,900 Western Gas Resources Inc Common Stock 958259103 3 170 Western Gas Resources, Inc. Preferred Stock 958259202 184 8,990 Western Gas Resources Inc. Conv PFD PreferdStk Conv 958259301 9 320 Watchguard Technologies Inc Common Stock 941105108 1,224 13,605 Whitman Corp Common Stock 96647R107 72 5,170 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Nuwave Technologies Inc. X 0 180 0 Wavo Corporation X 0 13,200 0 Wave Sysems Corp Cl A X 0 20,220 0 Waxman Industries X 0 2,100 0 World Access Inc. X 0 2,150 0 Wachovia Corp. X 0 106,399 0 Del Webb Corp. X 0 1,200 0 Web Capital Group Inc X 0 2,000 0 Westpac Banking - Spon ADR X 0 300 0 W Hldg Co Inc X 0 1,587 0 Webster Financial Corp. X 0 71,067 0 Webvan Group Inc X 0 13,320 0 Winfield Capital Corp. X 0 1,000 0 Wesco Intl Inc X 0 1,800 0 Williams Communications Group X 0 25,550 0 Winstar Communications Inc X 0 29,623 0 Wisconsin Central X 0 2,565 0 World Comm Online Inc Del X 0 9,000 0 MCI WorldCom Inc. X 0 1,557,059 0 Warner Chilcott Plc X 0 700 0 Wallace Computer Services Inc. X 0 30,155 0 Wordcruncher Internet Tech X 0 1,500 0 Western Digital Corp. X 0 63,425 0 Worldcorp Inc X 0 2,000 0 WD-40 Co. X 0 4,525 0 Woodhead Industries Inc X 0 1,200 0 Waddell & Reed Financial - A X 0 34 0 Waddell & Reed Finl Inc X 0 146 0 Coinmach Laundry Corp X 0 7,850 0 Westfield America Inc. X 0 500 0 Premiumwear Inc X 0 100 0 Webb Interactive Services X 0 500 0 Webmethods Inc X 0 95 0 Webtrends Corp X 0 1,050 0 Wisconsin Energy Power X 0 8,231 0 WEC CAP TR I TR PFD SECS 6.85% X 0 600 0 Webfinancial Corp X 0 100 0 Wellness Universe Corp X 0 500 0 Wendy's International Inc X 0 47,800 0 Wendys Financing I 5% Ser A X 0 100 0 Wells Fargo Company X 0 393,348 0 Wells Fargo & Co New X 0 100 0 Whatsforfree Technologies Inc X 0 36 0 Wireless Facilities Inc X 0 110 0 Whole Foods Market Inc X 0 4,900 0 Wfs Finl Inc X 0 750 0 Washington Federal Inc. X 0 47,519 0 Weatherford International Inc New X 0 16,441 0 Worldgate Communications Inc. X 0 4,259 0 Washington Gas Light Co X 0 25,438 0 Wegener Corp. X 0 500 0 Winnebago Industries X 0 3,900 0 Western Gas Resources Inc X 0 170 0 Western Gas Resources, Inc. X 0 8,990 0 Western Gas Resources Inc. Conv PFD X 0 320 0 Watchguard Technologies Inc X 0 13,605 0 Whitman Corp X 0 5,170 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------- Wellington Hall Ltdcom New Common Stock 949535207 0 4,000 WHG Bancshares Corp Common Stock 928949106 4 600 Washington Homes Inc New Common Stock 938864105 23 4,000 Whitehall Jewellers Inc Common Stock 965063100 39 1,650 Whirlpool Corp Common Stock 963320106 471 8,040 WHX Corp. Common Stock 929248102 1 106 Wicor Inc Common Stock 929253102 43 1,400 Widcom Inc Common Stock 967569104 0 200 Winn Dixie Stores Common Stock 974280109 122 6,279 Wind River Systems Inc Common Stock 973149107 341 9,411 Wink Communications Common Stock 974168106 80 2,410 Winners Internet Network Inc Common Stock 97477C103 1 350 SM&A Corporation Common Stock 784432106 5 1,000 Wit Cap Group Inc Common Stock 97737K309 87 5,075 Witness Sys Inc Common Stock 977424100 5 150 Whitman Education Group Inc Common Stock 966524100 2 800 WSI Interactive Marketing Inc Foreign Stock 92932N109 4 1,500 Wesley Jessen Visioncare Common Stock 951018100 54 1,500 Whittaker Corp. Com Par 0.01 Common Stock 966680407 0 41 Wilmington Trust Corp. New Common Stock 971807102 107 2,200 Warner Lambert Co. Common Stock 934488107 15,327 157,200 World Wide Wireless Com Common Stock 98155Q109 124 26,000 Willamette Inds Common Stock 969133107 260 6,490 Wellman Inc Common Stock 949702104 11 550 Wilmar Inds Inc Common Stock 971426101 12 725 Weblink Wireless Inc Common Stock 94769A101 3 200 Wellpoint Health Networks Inc. Common Stock 94973H108 9 135 WLR Foods, Inc. Common Stock 929286102 4 725 Lyon William Homes Common Stock 552074106 1 60 Wilsons The Leather Experts Common Stock 972463103 12 900 Wolverine Tube Inc Common Stock 978093102 28 2,200 Washington Mutual Inc. Common Stock 939322103 5,332 201,216 Williams Companies Inc Common Stock 969457100 1,960 44,609 WMC Limited ADR ADR 928947100 2 140 Williams Control Inc Common Stock 969465103 2 1,000 Waste Management Inc. Common Stock 94106L109 4,849 354,287 Weis Markets Inc Common Stock 948849104 15 450 Wal Mart De Mexico Sa De Cv ADR 93114W206 14 5,645 Wal Mart De Mexico Sa De Cv ADR 93114W107 39 1,541 Wausau-Mosinee Paper Corp. Common Stock 943315101 12 920 WMS Industries Inc. Common Stock 929297109 48 4,895 Wal-Mart Stores Inc. Common Stock 931142103 29,491 531,363 Wynn's International Common Stock 983195108 66 4,800 Wabash National Corp. Common Stock 929566107 7 500 Windmere-Durable Holdings Inc Common Stock 973411101 449 30,440 Winjak Inc Common Stock 974165201 0 375 Wayne Bancorp Inc Ohio Common Stock 944293109 32 1,701 Wilshire Oil Co Tex Common Stock 971889100 1 258 Westwood One Inc Common Stock 961815107 20 554 Wyman Pk Bancorporation Inc Common Stock 983086109 4 500 Western Pwr & Equip Corp Common Stock 959221102 2 1,500 Watson Pharmaceuticals Inc Common Stock 942683103 346 8,724 White Pine Software Inc Common Stock 964347108 47 1,300 Washington Post- Class B Common Stock 939640108 245 453 WPP Group PLC - Sponsored ADR ADR 929309300 1,631 18,797 W P S Resources Corp. Common Stock 92931B106 629 24,265 WPSR Capital Trust I 7.00% PFD QTR 30/360 92930N200 46 2,300 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Wellington Hall Ltdcom New X 0 4,000 0 WHG Bancshares Corp X 0 600 0 Washington Homes Inc New X 0 4,000 0 Whitehall Jewellers Inc X 0 1,650 0 Whirlpool Corp X 0 8,040 0 WHX Corp. X 0 106 0 Wicor Inc X 0 1,400 0 Widcom Inc X 0 200 0 Winn Dixie Stores X 0 6,279 0 Wind River Systems Inc X 0 9,411 0 Wink Communications X 0 2,410 0 Winners Internet Network Inc X 0 350 0 SM&A Corporation X 0 1,000 0 Wit Cap Group Inc X 0 5,075 0 Witness Sys Inc X 0 150 0 Whitman Education Group Inc X 0 800 0 WSI Interactive Marketing Inc X 0 1,500 0 Wesley Jessen Visioncare X 0 1,500 0 Whittaker Corp. Com Par 0.01 X 0 41 0 Wilmington Trust Corp. New X 0 2,200 0 Warner Lambert Co. X 0 157,200 0 World Wide Wireless Com X 0 26,000 0 Willamette Inds X 0 6,490 0 Wellman Inc X 0 550 0 Wilmar Inds Inc X 0 725 0 Weblink Wireless Inc X 0 200 0 Wellpoint Health Networks Inc. X 0 135 0 WLR Foods, Inc. X 0 725 0 Lyon William Homes X 0 60 0 Wilsons The Leather Experts X 0 900 0 Wolverine Tube Inc X 0 2,200 0 Washington Mutual Inc. X 0 201,216 0 Williams Companies Inc X 0 44,609 0 WMC Limited ADR X 0 140 0 Williams Control Inc X 0 1,000 0 Waste Management Inc. X 0 354,287 0 Weis Markets Inc X 0 450 0 Wal Mart De Mexico Sa De Cv X 0 5,645 0 Wal Mart De Mexico Sa De Cv X 0 1,541 0 Wausau-Mosinee Paper Corp. X 0 920 0 WMS Industries Inc. X 0 4,895 0 Wal-Mart Stores Inc. X 0 531,363 0 Wynn's International X 0 4,800 0 Wabash National Corp. X 0 500 0 Windmere-Durable Holdings Inc X 0 30,440 0 Winjak Inc X 0 375 0 Wayne Bancorp Inc Ohio X 0 1,701 0 Wilshire Oil Co Tex X 0 258 0 Westwood One Inc X 0 554 0 Wyman Pk Bancorporation Inc X 0 500 0 Western Pwr & Equip Corp X 0 1,500 0 Watson Pharmaceuticals Inc X 0 8,724 0 White Pine Software Inc X 0 1,300 0 Washington Post- Class B X 0 453 0 WPP Group PLC - Sponsored ADR X 0 18,797 0 W P S Resources Corp. X 0 24,265 0 WPSR Capital Trust I 7.00% X 0 2,300 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------- Westpoint Stevens Inc Cl A Common Stock 961238102 52 2,750 Advanced Communications Group Common Stock 981922107 5 500 West Penn Pwr Co PFD QTR 30/360 955278825 5 200 Western Resources Inc Common Stock 959425109 67 4,245 Western Resources Capital I PFD QTR 30/360 959423203 48 3,200 World Container Corp Common Stock 981447105 0 950 Washington Real Estate Investors Trust Common Stock 939653101 681 45,423 Weingarten Realty Investors Common Stock 948741103 70 1,900 Waste Recovery Inc. Common Stock 940902109 25 206,520 Work Recovery Inc Common Stock 981370307 0 20 World Acceptance Corporation Common Stock 981419104 18 3,475 Telular Corp Common Stock 87970T208 31 2,000 Warren Bancorp Inc Common Stock 934710104 20 3,000 Weirton Steel Corp. Common Stock 948774104 33 4,000 Wine Society Of America Inc Common Stock 973903206 0 50 Wesbanco Inc Common Stock 950810101 48 2,490 Warwick Community Bancorp Inc Common Stock 936559103 5 540 Wesco Financial Corp. Common Stock 950817106 26 100 Waterside Capital Corp Common Stock 941872103 143 15,926 Wall Street Deli Inc. Common Stock 931904106 3 2,000 Williams Sonoma Inc. Common Stock 969904101 11 340 Watsco Inc Cl A Common Stock 942622200 6 600 West Pharmaceutical Services Common Stock 955306105 96 3,810 Westell Technologies Incorporated Cl A Common Stock 957541105 108 3,400 Weston Roy F Inc Common Stock 961137106 2 1,000 Westerfed Finl Corp. Common Stock 957550106 36 2,600 Worthington Industry Inc Common Stock 981811102 38 3,050 Whitehall Enterprises Inc Common Stock 965042104 78 290,300 White Mountains Inc Group Ltd Com Common Stock G9618E107 211 1,575 Whitney Holding Corp. Common Stock 966612103 78 2,400 Watts Industries Inc Class A Common Stock 942749102 61 4,900 Wet Seal Inc Cl A Common Stock 961840105 153 9,706 Wireless Telecom Group Inc Common Stock 976524108 3 600 Wurlitzer Co Common Stock 982594103 0 100 Wavecom S A ADR 943531103 11 100 World Water Corp Common Stock 98155N106 2 1,000 Western Wireless Corp Cl A Common Stock 95988E204 235 5,137 World Wrestling Fedn Entmt Inc Common Stock 98156Q108 2 100 Waste Industries Inc. Common Stock 941058109 2 200 Wolverine World Wide Common Stock 978097103 12 1,080 W3 Group Inc Preferred Stock 92934W206 3 6,000 Wrigley (WM) Jr Co Common Stock 982526105 418 5,439 Winston Hotels Inc. Common Stock 97563A102 11 1,400 Winston Hotels Inc 9.25% Cum Pfd PFD QTR 30/360 97563A201 8 500 Weyerhaeuser Co. Common Stock 962166104 1,440 25,262 Wyndham Intl Inc Common Stock 983101106 820 437,176 USX-U.S. Steel Group Common Stock 90337T101 272 10,897 USX Capital Trust I PreferdStk Conv 90339E201 18 500 Xata Corp Com New Common Stock 983882309 5 1,000 Xceed Inc /De Common Stock 98388N105 119 4,950 XCL LTD Common Stock 983701103 1 3,279 Mphase Technologies Inc Common Stock 62472C102 54 3,500 XEBEC Common Stock 983889106 0 300 Exigent International Inc. Common Stock 302056106 2 325 Xicor Corp. Common Stock 984903104 11 800 Xircom Inc Common Stock 983922105 907 24,503 XL Capital Ltd - Class A Common Stock G98255105 200 3,616 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Westpoint Stevens Inc Cl A X 0 2,750 0 Advanced Communications Group X 0 500 0 West Penn Pwr Co X 0 200 0 Western Resources Inc X 0 4,245 0 Western Resources Capital I X 0 3,200 0 World Container Corp X 0 950 0 Washington Real Estate Investors Trust X 0 45,423 0 Weingarten Realty Investors X 0 1,900 0 Waste Recovery Inc. X 0 206,520 0 Work Recovery Inc X 0 20 0 World Acceptance Corporation X 0 3,475 0 Telular Corp X 0 2,000 0 Warren Bancorp Inc X 0 3,000 0 Weirton Steel Corp. X 0 4,000 0 Wine Society Of America Inc X 0 50 0 Wesbanco Inc X 0 2,490 0 Warwick Community Bancorp Inc X 0 540 0 Wesco Financial Corp. X 0 100 0 Waterside Capital Corp X 0 15,926 0 Wall Street Deli Inc. X 0 2,000 0 Williams Sonoma Inc. X 0 340 0 Watsco Inc Cl A X 0 600 0 West Pharmaceutical Services X 0 3,810 0 Westell Technologies Incorporated Cl A X 0 3,400 0 Weston Roy F Inc X 0 1,000 0 Westerfed Finl Corp. X 0 2,600 0 Worthington Industry Inc X 0 3,050 0 Whitehall Enterprises Inc X 0 290,300 0 White Mountains Inc Group Ltd Com X 0 1,575 0 Whitney Holding Corp. X 0 2,400 0 Watts Industries Inc Class A X 0 4,900 0 Wet Seal Inc Cl A X 0 9,706 0 Wireless Telecom Group Inc X 0 600 0 Wurlitzer Co X 0 100 0 Wavecom S A X 0 100 0 World Water Corp X 0 1,000 0 Western Wireless Corp Cl A X 0 5,137 0 World Wrestling Fedn Entmt Inc X 0 100 0 Waste Industries Inc. X 0 200 0 Wolverine World Wide X 0 1,080 0 W3 Group Inc X 0 6,000 0 Wrigley (WM) Jr Co X 0 5,439 0 Winston Hotels Inc. X 0 1,400 0 Winston Hotels Inc 9.25% Cum Pfd X 0 500 0 Weyerhaeuser Co. X 0 25,262 0 Wyndham Intl Inc X 0 437,176 0 USX-U.S. Steel Group X 0 10,897 0 USX Capital Trust I X 0 500 0 Xata Corp Com New X 0 1,000 0 Xceed Inc /De X 0 4,950 0 XCL LTD X 0 3,279 0 Mphase Technologies Inc X 0 3,500 0 XEBEC X 0 300 0 Exigent International Inc. X 0 325 0 Xicor Corp. X 0 800 0 Xircom Inc X 0 24,503 0 XL Capital Ltd - Class A X 0 3,616 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------ Xcelera Com Inc Foreign Stock G31611109 329 2,056 Sector Spdr Trust Shs Ben Int Basic Common Stock 81369Y100 3 130 USX Capital LLC 8.75% Cum PFD Ser A PFDMthly 30/360 P96460103 30 1,300 Sector Spdr Trust Shs Ben Int Energy Common Stock 81369Y506 55 1,886 Sector Spdr Trust Common Stock 81369Y605 67 2,776 Sector Spdr Trust Shs Ben Int Industl Common Stock 81369Y704 4 150 Sector Spdr Trust Shs Common Stock 81369Y803 482 7,955 Xilinx Inc. Common Stock 983919101 6,147 74,225 Excel Technology Inc. Common Stock 30067T103 108 3,050 Sector Spdr Tr Common Stock 81369Y209 29 930 Sector Spdr Trust Shs Ben Int Common Stock 81369Y407 15 507 Xm Satellite Radio Hldgs Inc Common Stock 983759101 723 20,745 Xin Net Corporation Foreign Stock 98413G109 14 1,500 Exxon Mobil Corp. Common Stock 30231G102 57,220 735,355 Xoma LTD Common Stock G9825R107 214 27,600 Ixos Software AG Spons ADR ADR 46600V108 65 1,476 Xpedior Inc Common Stock 98413B100 171 7,600 Dentsply International, Inc. Common Stock 249030107 1,059 37,338 Xerox Corp. Common Stock 984121103 6,139 236,113 Salomon Smith Barney Hldgs Inc. Common Stock 79549B859 46 1,333 Xetel Corp Common Stock 983942103 3 1,000 Cross Timbers Oil Co Common Stock 227573102 10 750 Mediaone Group Inc PreferdStk Conv 58440J500 78 1,500 CNL American Properties Fund Inc Common Stock 12613A101 0 2,350 Angeles Opportunity Pptys Unit L P Int Common Stock 034640102 1 4 Cable TV Fund 14-B Units Ltd Prtnrshi LTD Part P1 126922509 0 34 Boston Cap Tax Cr Fd Ltd Ptnr LTD Part P12 100567304 0 600 Century Pension Inc Fd LP XXIV LTD Par LTD Part P4 156658106 0 4 Jones Growth Partners LP Units LTD LTD Part P4 48020K100 0 6 CNL Income Fund III LTD LTD Part P4 125928879 0 13 Cnl Income Fd Ltd Unit L P XVI LTD Part P0 125928820 0 2,000 CNL Income Fund XVII LTD LTD Part P4 C003445 0 3,000 Consolidated Capital Instl Properties LTD Part P1 208924100 0 24 First Cap Instl Real Estate LTD LTD Part P4 31941R404 0 250 Jetstream 01 Common Stock 477187108 0 1,600 Krupp Government Income Trust Common Stock 501118103 25 2,683 Krupp Insd Plus-ii Ltd Partnr LTD Part P4 501125108 0 6,973 Krupp Insd Mtg Ltd Partnership LTD Part P4 501120109 0 3,770 Xybernaut Corp Common Stock 984149104 691 41,400 Alleghany Corp. Common Stock 017175100 130 694 Yardville National Bancorp N J Common Stock 985021104 56 6,261 Yarc Systems Inc Common Stock 984859108 8 10,000 Yadkin Vy Bk&tr Co Elkin N C Common Stock 984308106 2 200 Casinolive Com Corp Common Stock 14761V101 0 100 Yorkshire Capital Trust I 8.08% PFD QTR 30/360 98719V206 62 3,400 Yellow Corporation Common Stock 985509108 9 500 York Finl Corp. Common Stock 986630101 52 3,778 Yahoo Inc Common Stock 984332106 6,982 40,739 Morgan Stanley Dean Witter High Inc Tr Common Stock 61745P205 22 6,000 Young & Rubicam Inc. Common Stock 987425105 153 3,250 York Research Corp. Common Stock 987048105 2 1,000 Yorkridge Calvert Svg & Loan Assn-Balt Common Stock 987192101 0 500 York International Inc Common Stock 986670107 949 40,587 Yue Yuen Industrial Holdings Common Stock G98803128 7 3,200 Tricon Global Restaurants Inc. Common Stock 895953107 378 12,180 Venator Group Inc Common Stock 922944103 10 1,100 Zambia Cons Copp ADR 988901203 0 8 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Xcelera Com Inc X 0 2,056 0 Sector Spdr Trust Shs Ben Int Basic X 0 130 0 USX Capital LLC 8.75% Cum PFD Ser A X 0 1,300 0 Sector Spdr Trust Shs Ben Int Energy X 0 1,886 0 Sector Spdr Trust X 0 2,776 0 Sector Spdr Trust Shs Ben Int Industl X 0 150 0 Sector Spdr Trust Shs X 0 7,955 0 Xilinx Inc. X 0 74,225 0 Excel Technology Inc. X 0 3,050 0 Sector Spdr Tr X 0 930 0 Sector Spdr Trust Shs Ben Int X 0 507 0 Xm Satellite Radio Hldgs Inc X 0 20,745 0 Xin Net Corporation X 0 1,500 0 Exxon Mobil Corp. X 0 735,355 0 Xoma LTD X 0 27,600 0 Ixos Software AG Spons ADR X 0 1,476 0 Xpedior Inc X 0 7,600 0 Dentsply International, Inc. X 0 37,338 0 Xerox Corp. X 0 236,113 0 Salomon Smith Barney Hldgs Inc. X 0 1,333 0 Xetel Corp X 0 1,000 0 Cross Timbers Oil Co X 0 750 0 Mediaone Group Inc X 0 1,500 0 CNL American Properties Fund Inc X 0 2,350 0 Angeles Opportunity Pptys Unit L P Int X 0 4 0 Cable TV Fund 14-B Units Ltd Prtnrshi X 0 34 0 Boston Cap Tax Cr Fd Ltd Ptnr X 0 600 0 Century Pension Inc Fd LP XXIV LTD Par X 0 4 0 Jones Growth Partners LP Units LTD X 0 6 0 CNL Income Fund III LTD X 0 13 0 Cnl Income Fd Ltd Unit L P XVI X 0 2,000 0 CNL Income Fund XVII LTD X 0 3,000 0 Consolidated Capital Instl Properties X 0 24 0 First Cap Instl Real Estate LTD X 0 250 0 Jetstream 01 X 0 1,600 0 Krupp Government Income Trust X 0 2,683 0 Krupp Insd Plus-ii Ltd Partnr X 0 6,973 0 Krupp Insd Mtg Ltd Partnership X 0 3,770 0 Xybernaut Corp X 0 41,400 0 Alleghany Corp. X 0 694 0 Yardville National Bancorp N J X 0 6,261 0 Yarc Systems Inc X 0 10,000 0 Yadkin Vy Bk&tr Co Elkin N C X 0 200 0 Casinolive Com Corp X 0 100 0 Yorkshire Capital Trust I 8.08% X 0 3,400 0 Yellow Corporation X 0 500 0 York Finl Corp. X 0 3,778 0 Yahoo Inc X 0 40,739 0 Morgan Stanley Dean Witter High Inc Tr X 0 6,000 0 Young & Rubicam Inc. X 0 3,250 0 York Research Corp. X 0 1,000 0 Yorkridge Calvert Svg & Loan Assn-Balt X 0 500 0 York International Inc X 0 40,587 0 Yue Yuen Industrial Holdings X 0 3,200 0 Tricon Global Restaurants Inc. X 0 12,180 0 Venator Group Inc X 0 1,100 0 Zambia Cons Copp X 0 8 0
FORM 13F NAME OF REPORTING MANAGER: LEGG MASON WOOD WALKER (IMS) Run Date: 04/13/2000 FOR POSITIONS HELD AS OF 03/31/2000 S.E.C. Use Only Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ----------------------------------------------------------------------------------------------------------- Zany Brainy Inc Common Stock 98906Q101 53 10,900 Zapata Corp. New Common Stock 989070503 38 8,040 Zebra Technologies Corp. Cl A Common Stock 989207105 164 3,275 Ziff-Davis Inc Common Stock 989511100 47 3,000 Ziff Davis Inc. Common Stock 989511209 97 4,550 Olympic Steel Inc. Common Stock 68162K106 96 23,925 Zweig Series Tr-Appreciation C MutualFdEqClose 989834106 138 13,965 Zi Corp. Common Stock 988918108 121 7,500 ZILA, Inc. Common Stock 989513205 47 10,000 Zions BanCorporation Common Stock 989701107 553 13,288 Ziplink Inc Common Stock 989741103 20 1,350 Zitel Corp. Common Stock 989913108 160 26,600 Zixit Corp Common Stock 98974P100 49 670 Zale Corp. New Common Stock 988858106 193 4,090 Zamba Corp Common Stock 988881108 10 1,000 Zebramart.com Common Stock 98920R101 38 65,000 China Southern Airlines Co Ltd Foreign Stock 169409109 2 327 Zenith National Common Stock 989390109 86 3,872 Zoltek Companies Inc Common Stock 98975W104 1 150 Zomax Optical Media Inc. Common Stock 989929104 306 5,079 Zonagen Inc. Common Stock 98975L108 28 3,300 Zoom Telephonic Inc Common Stock 98976E103 7 500 Gadzoox Networks Inc Common Stock 362555104 57 1,190 Zap Com Corp Common Stock 989063102 1 160 Zeroplus Com Inc Common Stock 98949Y103 10 1,000 Zoran Corp. Common Stock 98975F101 56 1,000 Z Tel Technologies Inc Common Stock 988792107 4 100 The Zweig Total Return Fd Common Stock 989837109 132 19,005 Berry & Boyle Dev Ptnrs Common Stock 085757201 0 4 Plm Equipment Growth Fund VI Common Stock 69341H303 0 350 Grand Total: 4,202,639 Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------- Zany Brainy Inc X 0 10,900 0 Zapata Corp. New X 0 8,040 0 Zebra Technologies Corp. Cl A X 0 3,275 0 Ziff-Davis Inc X 0 3,000 0 Ziff Davis Inc. X 0 4,550 0 Olympic Steel Inc. X 0 23,925 0 Zweig Series Tr-Appreciation C X 0 13,965 0 Zi Corp. X 0 7,500 0 ZILA, Inc. X 0 10,000 0 Zions BanCorporation X 0 13,288 0 Ziplink Inc X 0 1,350 0 Zitel Corp. X 0 26,600 0 Zixit Corp X 0 670 0 Zale Corp. New X 0 4,090 0 Zamba Corp X 0 1,000 0 Zebramart.com X 0 65,000 0 China Southern Airlines Co Ltd X 0 327 0 Zenith National X 0 3,872 0 Zoltek Companies Inc X 0 150 0 Zomax Optical Media Inc. X 0 5,079 0 Zonagen Inc. X 0 3,300 0 Zoom Telephonic Inc X 0 500 0 Gadzoox Networks Inc X 0 1,190 0 Zap Com Corp X 0 160 0 Zeroplus Com Inc X 0 1,000 0 Zoran Corp. X 0 1,000 0 Z Tel Technologies Inc X 0 100 0 The Zweig Total Return Fd X 0 19,005 0 Berry & Boyle Dev Ptnrs X 0 4 0 Plm Equipment Growth Fund VI X 0 350 0
Bingham Legg Advisers LLC - 13F Report - 3/31/00
13F Report 3/31/00 Voting Authority ------------------------- Investment ------------------- Name of issuer class cusip Value (x$1000) Shs/Prn Amt Sh/Prn Discretion Sole None AES CORP COM 00130H105 1475 17608 SH OTHER 17608 AT&T CORP COM 001957109 5650 115162 SH SOLE 113512 1650 AT&T CORP COM 001957109 346 7066 SH OTHER 6916 150 ABBOTT LABORATORIES COM COM 002824100 2926 73048 SH SOLE 73048 ABBOTT LABORATORIES COM COM 002824100 360 9000 SH OTHER 9000 AIR PRODS & CHEMS INC COM COM 009158106 271 8600 SH SOLE 8600 AIR PRODS & CHEMS INC COM COM 009158106 29 950 SH OTHER 950 AIRGATE PCS INC COM 009367103 216 3050 SH SOLE 3050 ALBERTSONS INC COM COM 013104104 678 20400 SH SOLE 20400 ALBERTSONS INC COM COM 013104104 217 6550 SH OTHER 6550 ALCATEL COM 013904305 1975 46975 SH SOLE 44675 2300 ALLAIRE CORPORATION COM 016714107 260 5400 SH SOLE 5400 ALLIANCE CAPITAL MANAGEMENT HL COM 01855A101 250 6000 SH SOLE 6000 ALLMERICA FINANCIAL CORP COM COM 019754100 223 4498 SH SOLE 4498 ALLMERICA FINANCIAL CORP COM COM 019754100 9 200 SH OTHER 200 AMERICA ONLINE INC COM 02364J104 184 3200 SH SOLE 2800 400 AMERICA ONLINE INC COM 02364J104 62 1080 SH OTHER 1080 AMERICAN EXPRESS CO COM COM 025816109 487 3250 SH SOLE 3250 AMERICAN EXPRESS CO COM COM 025816109 52 350 SH OTHER 350 AMERICAN GENERAL CORP COM COM 026351106 1053 19076 SH SOLE 19076 AMERICAN GENERAL CORP COM COM 026351106 22 415 SH OTHER 415 AMERICAN HOME PRODS CORP COM COM 026609107 4521 75120 SH SOLE 75120 AMERICAN HOME PRODS CORP COM COM 026609107 604 10036 SH OTHER 10036 AMERICAN INTL GROUP INC COM COM 026874107 2313 20681 SH SOLE 20681 AMERICAN INTL GROUP INC COM COM 026874107 2800 25032 SH OTHER 25032 AMER PWR CONVERSION CORP COM 029066107 4546 116200 SH SOLE 116200 AMER PWR CONVERSION CORP COM 029066107 884 22600 SH OTHER 22600 AMGEN INC COM 031162100 949 18500 SH SOLE 17700 800 AMGEN INC COM 031162100 31 611 SH OTHER 611 ANADARKO PETROLEUM CORP COM COM 032511107 141 3600 SH SOLE 3600 ANADARKO PETROLEUM CORP COM COM 032511107 251 6400 SH OTHER 6400 ANALOG DEVICES INC COM 032654105 295 4800 SH SOLE 4800 ANDREW CORP COM 034425108 287 12295 SH SOLE 12295 ANDREW CORP COM 034425108 8 350 SH OTHER 350 ANHEUSER BUSCH COS INC COM COM 035229103 4895 65486 SH SOLE 63936 1550 ANHEUSER BUSCH COS INC COM COM 035229103 16 222 SH OTHER 222 APPLIED MATERIALS INC COM 038222105 803 8800 SH SOLE 8800 THE ASIA PACIFIC FUND INC COM 044901106 91 10130 SH OTHER 10130 ATLANTIC RICHFIELD CO COM COM 048825103 2284 29454 SH SOLE 29454 ATLANTIC RICHFIELD CO COM COM 048825103 242 3123 SH OTHER 3123 AUTOMATIC DATA PROCESSING INC COM 053015103 1842 34166 SH SOLE 34166 AUTOMATIC DATA PROCESSING INC COM 053015103 107 2000 SH OTHER 2000 AVALONBAY COMMUNITIES INC COM 053484101 646 17050 SH SOLE 17050 AVALONBAY COMMUNITIES INC COM 053484101 411 10840 SH OTHER 10840 AVANEX CORPORATION COM 05348W109 206 2700 SH SOLE 2700 BJS WHOLESALE CLUB INC COM COM 05548J106 3479 96150 SH SOLE 96150 BJS WHOLESALE CLUB INC COM COM 05548J106 379 10500 SH OTHER 10500 BP AMOCO PLC COM 055622104 16983 341378 SH SOLE 341378 BP AMOCO PLC COM 055622104 1483 29814 SH OTHER 29814 BMC SOFTWARE INC COM 055921100 114 3025 SH SOLE 3025 BMC SOFTWARE INC COM 055921100 111 2950 SH OTHER 2950
13F Report 3/31/00 Voting Authority ------------------------- Investment ------------------ Name of issuer class cusip Value (x$1000) Shs/Prn Amt Sh/Prn Discretion Sole None BAKER HUGHES INC COM COM 057224107 625 21580 SH SOLE 21580 BAKER HUGHES INC COM COM 057224107 110 3825 SH OTHER 3825 BANK OF AMERICA CORPORATION COM 060505104 1476 28670 SH SOLE 28670 BANK OF AMERICA CORPORATION COM 060505104 244 4751 SH OTHER 4751 BANK NEW YORK INC COM COM 064057102 518 12000 SH SOLE 12000 BANK NEW YORK INC COM COM 064057102 95 2200 SH OTHER 2200 BANK ONE CORPORATION COM 06423A103 205 6650 SH SOLE 6650 BANK ONE CORPORATION COM 06423A103 12 400 SH OTHER 400 BEA SYSTEMS INC COM 073325102 226 3060 SH SOLE 3060 BELL ATLANTIC CORP COM COM 077853109 807 13044 SH SOLE 13044 BELL ATLANTIC CORP COM COM 077853109 36 592 SH OTHER 592 BELLSOUTH CORP COM COM 079860102 375 7256 SH SOLE 7256 BELLSOUTH CORP COM COM 079860102 248 4800 SH OTHER 4800 A H BELO CORPORATION CL A COM 080555105 417 25300 SH SOLE 24300 1000 BERKSHIRE HATHAWAY INC DEL COM 084670108 12240 204 SH SOLE 204 BERKSHIRE HATHAWAY INC DEL COM 084670108 60 1 SH OTHER 1 BERKSHIRE HATHAWAY INC DEL COM 084670207 2875 1482 SH SOLE 1482 BERKSHIRE HATHAWAY INC DEL COM 084670207 265 137 SH OTHER 137 BESTFOODS INC COM COM 08658U101 327 6200 SH SOLE 6200 BESTFOODS INC COM COM 08658U101 116 2200 SH OTHER 2200 BIOMATRIX INC COM 09060P102 38 2000 SH SOLE 2000 BIOMATRIX INC COM 09060P102 229 12000 SH OTHER 12000 BIOMET INC COM 090613100 500 13900 SH OTHER 13900 BOSTON PROPERTIES INC COM 101121101 17 500 SH SOLE 500 BOSTON PROPERTIES INC COM 101121101 422 12300 SH OTHER 12300 BOSTON SCIENTIFIC CORP COM 101137107 96 3800 SH SOLE 3800 BOSTON SCIENTIFIC CORP COM 101137107 306 12088 SH OTHER 12088 BRISTOL MYERS SQUIBB CO COM 110122108 2218 44770 SH SOLE 43770 1000 BRISTOL MYERS SQUIBB CO COM 110122108 406 8200 SH OTHER 8200 BROADCOM CORPORATION COM 111320107 418 2950 SH SOLE 2950 BROADWING INC COM 111620100 1416 54100 SH SOLE 51600 2500 BROADWING INC COM 111620100 13 500 SH OTHER 500 BURLINGTON RESOURCES COM 122014103 4 125 SH SOLE 125 BURLINGTON RESOURCES COM 122014103 293 7500 SH OTHER 7500 CIGNA CORP COM COM 125509109 242 2900 SH SOLE 2900 CIGNA CORP COM COM 125509109 16 195 SH OTHER 195 CSX CORP COM COM 126408103 208 9964 SH SOLE 9964 CSX CORP COM COM 126408103 20 1000 SH OTHER 1000 CVS CORP COM COM 126650100 5405 122850 SH SOLE 120375 2475 CVS CORP COM COM 126650100 312 7100 SH OTHER 7100 CAPITAL ONE FINANCIAL INC COM 14040H105 278 5900 SH OTHER 5900 CARDINAL HEALTH INC COM COM 14149Y108 135 2563 SH SOLE 2563 CARDINAL HEALTH INC COM COM 14149Y108 89 1700 SH OTHER 1700 CARNIVAL CORPORATION COM 143658102 2159 91150 SH SOLE 91150 CARNIVAL CORPORATION COM 143658102 859 36300 SH OTHER 36300 CHARTER ONE FINL INC COM 160903100 1163 59650 SH SOLE 58550 1100 CHASE MANHATTAN CORP NEW COM 16161A108 1763 23590 SH SOLE 22590 1000 CHASE MANHATTAN CORP NEW COM 16161A108 176 2361 SH OTHER 2361 CHEVRON CORP COM COM 166751107 3534 41464 SH SOLE 41464 CHEVRON CORP COM COM 166751107 1662 19500 SH OTHER 19500 CHUBB CORP COM COM 171232101 314 4845 SH SOLE 4845
13F Report 3/31/00 Voting Authority ------------------------- Investment ------------------- Name of issuer class cusip Value (x$1000) Shs/Prn Amt Sh/Prn Discretion Sole None CHUBB CORP COM COM 171232101 195 3000 SH OTHER 3000 CIENA CORP COM COM 171779101 266 2950 SH SOLE 2950 CIPHERGEN BIOSYSTEMS INC CONV PFD 172529992 50 25576 SH SOLE 25576 CIRCUIT CITY STORES INC COM 172737108 817 14040 SH SOLE 14040 CISCO SYSTEMS INC COM 17275R102 1558 24570 SH SOLE 23770 800 CISCO SYSTEMS INC COM 17275R102 470 7419 SH OTHER 7419 CINTAS CORP COM COM 172908105 672 17300 SH SOLE 17300 CITIGROUP INC COM 172967101 5061 81877 SH SOLE 81427 450 CITIGROUP INC COM 172967101 530 8575 SH OTHER 8575 COCA COLA CO COM COM 191216100 1383 27879 SH SOLE 27879 COCA COLA CO COM COM 191216100 109 2200 SH OTHER 2200 COGNEX CORP COM 192422103 25 500 SH SOLE 500 COGNEX CORP COM 192422103 331 6400 SH OTHER 6400 COLGATE PALMOLIVE CO COM COM 194162103 438 7488 SH SOLE 7488 COLGATE PALMOLIVE CO COM COM 194162103 175 3000 SH OTHER 3000 COMPAQ COMPUTER CORP COM COM 204493100 1914 72925 SH SOLE 72925 COMPAQ COMPUTER CORP COM COM 204493100 855 32600 SH OTHER 32600 COMPUTER ASSOC INTL INC COM 204912109 1047 20900 SH SOLE 20900 COMPUTER ASSOC INTL INC COM 204912109 533 10647 SH OTHER 10647 COMPUTER SCIENCES CORP COM 205363104 932 11900 SH SOLE 11900 COMVERSE TECHNOLOGY COM 205862402 270 3600 SH SOLE 3600 CONAGRA INC COM 205887102 156 7900 SH SOLE 7900 CONAGRA INC COM 205887102 73 3700 SH OTHER 3700 CONEXANT SYS INC COM COM 207142100 813 14000 SH SOLE 14000 CONSECO CO INC COM 208464107 188 31820 SH OTHER 31820 CONVERGYS CORPORATION COM 212485106 566 14900 SH SOLE 14250 650 COOPER CAMERON CORP COM COM 216640102 529 7500 SH SOLE 7500 COOPER CAMERON CORP COM COM 216640102 74 1050 SH OTHER 1050 CORNING INC COM 219350105 507 3420 SH SOLE 3420 CORNING INC COM 219350105 907 6110 SH OTHER 6110 COSTCO WHOLESALE CORPORATION COM 22160K105 1808 32300 SH SOLE 32300 COSTCO WHOLESALE CORPORATION COM 22160K105 1215 21700 SH OTHER 21700 DELL COMPUTER CORP COM 247025109 623 13050 SH SOLE 12650 400 DELL COMPUTER CORP COM 247025109 263 5524 SH OTHER 5524 DELPHI FINANCIAL GROUP INC. COM 247131105 320 11992 SH OTHER 11992 DEVRY INC DEL COM 251893103 448 19500 SH OTHER 19500 DIAL CORP COM 25247D101 2186 156200 SH SOLE 152200 4000 DIAMOND OFFSHORE DRILLING COM 25271C102 564 14400 SH SOLE 14400 DISNEY WALT PRODTNS COM COM 254687106 1358 33750 SH SOLE 33450 300 DISNEY WALT PRODTNS COM COM 254687106 12 301 SH OTHER 301 DITECH COMMUNICATIONS COM 25500M103 304 3900 SH SOLE 3900 DOMINION RESOURCES INC/VA COM 25746U109 284 6413 SH SOLE 6413 DOVER CORP COM COM 260003108 2864 54050 SH SOLE 54050 DOVER CORP COM COM 260003108 1637 30900 SH OTHER 30900 DOW CHEMICAL CO COM COM 260543103 936 8594 SH SOLE 8594 DOW CHEMICAL CO COM COM 260543103 54 500 SH OTHER 500 DU PONT E I DE NEMOURS & CO CO COM 263534109 3427 61200 SH SOLE 59250 1950 DU PONT E I DE NEMOURS & CO CO COM 263534109 273 4882 SH OTHER 4632 250 DUKE ENERGY CORP COM 264399106 624 10806 SH SOLE 10806 DUKE ENERGY CORP COM 264399106 34 600 SH OTHER 600 EMC CORPORATION COM 268648102 1756 13560 SH SOLE 12460 1100
13F Report 3/31/00 Voting Authority ------------------------- Investment ------------------- Name of issuer class cusip Value (x$1000) Shs/Prn Amt Sh/Prn Discretion Sole None EMC CORPORATION COM 268648102 1516 11707 SH OTHER 11707 E INK CORPORATION PREFERRED 269990206 15 8064 SH SOLE 8064 E INK CORPORATION PREFERRED 269990206 25 13440 SH OTHER 13440 EASTMAN CHEMICAL CO INC COM 277432100 140 3002 SH SOLE 3002 EASTMAN CHEMICAL CO INC COM 277432100 66 1412 SH OTHER 1412 ELAN CORP PLC COM 284131208 99 2200 SH SOLE 2200 ELAN CORP PLC COM 284131208 949 21038 SH OTHER 21038 ELECTRONIC DATA SYSTEMS CORP N COM 285661104 96 1380 SH SOLE 1380 ELECTRONIC DATA SYSTEMS CORP N COM 285661104 105 1500 SH OTHER 1500 EMERSON ELEC CO COM COM 291011104 1474 27368 SH SOLE 26218 1150 EMERSON ELEC CO COM COM 291011104 72 1350 SH OTHER 1350 ENRON CORP COM 293561106 244 3474 SH OTHER 3474 EQUITY OFFICE PROPERTY TR COM 294741103 439 16146 SH SOLE 16146 EQUITY OFFICE PROPERTY TR COM 294741103 10 400 SH OTHER 400 L M ERICSSON TEL CO COM 294821400 225 3000 SH SOLE 3000 EXPLORE HOLDINGS LLC SHARES COM 30214H929 46 19234 SH SOLE 19234 EXXON MOBIL CORPORATION COM 30231G102 36553 457629 SH SOLE 456043 1586 EXXON MOBIL CORPORATION COM 30231G102 12437 155714 SH OTHER 155714 FPL GROUP INC COM COM 302571104 731 16100 SH SOLE 16100 FPL GROUP INC COM COM 302571104 27 600 SH OTHER 600 FREDDIE MAC COM 313400301 4289 85900 SH SOLE 83800 2100 FREDDIE MAC COM 313400301 54 1100 SH OTHER 1100 FANNIE MAE COM 313586109 4551 71466 SH SOLE 69816 1650 FANNIE MAE COM 313586109 171 2700 SH OTHER 2700 FEDERATED DEPARTMENT STORES IN COM 31410H101 382 10200 SH SOLE 10200 FEDERATED DEPARTMENT STORES IN COM 31410H101 46 1250 SH OTHER 1250 FIRST UNION CORP COM 337358105 448 13204 SH SOLE 13204 FIRST UNION CORP COM 337358105 10 300 SH OTHER 300 FIRSTAR CORP NEW WIS COM 33763V109 288 10414 SH SOLE 10414 FLEETBOSTON FINANCIAL CORPORAT COM 339030108 2611 72669 SH SOLE 72669 FLEETBOSTON FINANCIAL CORPORAT COM 339030108 840 23379 SH OTHER 23379 FORD MOTOR CO DEL COM 345370100 985 17816 SH SOLE 17016 800 FORD MOTOR CO DEL COM 345370100 143 2600 SH OTHER 2600 FOX ENTMT GROUP INC CL A COM 35138T107 321 13298 SH SOLE 13298 GTE CORP COM COM 362320103 393 5416 SH SOLE 5416 GTE CORP COM COM 362320103 589 8119 SH OTHER 8119 GANNETT INC COM COM 364730101 217 3300 SH SOLE 3300 GANNETT INC COM COM 364730101 158 2400 SH OTHER 2400 GENENTECH INC COM 368710406 288 2850 SH SOLE 2850 GENERAL ELECTRIC CO COM COM 369604103 29278 180659 SH SOLE 174009 6650 GENERAL ELECTRIC CO COM COM 369604103 8577 52924 SH OTHER 52924 GENERAL GROWTH PPTYS INC COM 370021107 150 4727 SH SOLE 4727 GENERAL GROWTH PPTYS INC COM 370021107 344 10800 SH OTHER 10800 GENERAL MILLS INC COM COM 370334104 191 5200 SH SOLE 5200 GENERAL MILLS INC COM COM 370334104 121 3300 SH OTHER 3300 GENERAL MOTORS CORP COM COM 370442105 263 2998 SH SOLE 2998 GENERAL MOTORS CORP COM COM 370442105 94 1073 SH OTHER 1073 GENERAL MOTORS CORP CLASS H CO COM 370442832 1394 15920 SH SOLE 15900 20 GENERAL MOTORS CORP CLASS H CO COM 370442832 521 5950 SH OTHER 5950 GILLETTE CO COM COM 375766102 190 4900 SH SOLE 4900 GILLETTE CO COM COM 375766102 23 600 SH OTHER 600
13F Report 3/31/00 Voting Authority ------------------------- Investment ------------------- Name of issuer class cusip Value (x$1000) Shs/Prn Amt Sh/Prn Discretion Sole None GUIDANT CORP COM 401698105 724 12691 SH SOLE 12491 200 HALLIBURTON CO COM COM 406216101 574 13799 SH SOLE 13799 HEALTHSOUTH CORP COM COM 421924101 89 11200 SH OTHER 11200 HEWLETT PACKARD CO COM COM 428236103 6705 50680 SH SOLE 50680 HEWLETT PACKARD CO COM COM 428236103 2823 21340 SH OTHER 21340 HOME DEPOT INC COM COM 437076102 1411 23692 SH SOLE 23392 300 HOME DEPOT INC COM COM 437076102 80 1350 SH OTHER 1350 HONEYWELL INC COM 438516106 2087 37107 SH SOLE 37107 HONEYWELL INC COM 438516106 157 2800 SH OTHER 2800 HOUGHTON MIFFLIN CO COM COM 441560109 464 11480 SH SOLE 11480 HOUGHTON MIFFLIN CO COM COM 441560109 277 6860 SH OTHER 6860 HUBBELL INC CL B COM 443510201 209 8000 SH OTHER 8000 IGATE CAPITAL CORPORATION COM 45169U105 284 9800 SH OTHER 9800 ILLINOIS TOOL WORKS INC COM COM 452308109 203 3281 SH SOLE 3281 INCO LTD COM COM 453258402 494 29000 SH SOLE 29000 INKTOMI CORP COM 457277101 355 2800 SH SOLE 2800 INKTOMI CORP COM 457277101 25 200 SH OTHER 200 INTEL CORP COM COM 458140100 5010 43145 SH SOLE 42495 650 INTEL CORP COM COM 458140100 1100 9474 SH OTHER 9474 INTL BUSINESS MACHINES CORP CO COM 459200101 5747 53967 SH SOLE 52592 1375 INTL BUSINESS MACHINES CORP CO COM 459200101 831 7810 SH OTHER 7810 INTERNATIONAL PAPER CO COM COM 460146103 290 7263 SH SOLE 7263 INTERNATIONAL PAPER CO COM COM 460146103 36 900 SH OTHER 900 JEFFERSON-PILOT CORP COM 475070108 416 6725 SH SOLE 6625 100 JEFFERSON-PILOT CORP COM 475070108 46 750 SH OTHER 750 JOHNSON & JOHNSON COM COM 478160104 4813 57392 SH SOLE 56312 1080 JOHNSON & JOHNSON COM COM 478160104 1113 13275 SH OTHER 13275 JOHNSON CONTROLS INC COM 478366107 891 14425 SH SOLE 13425 1000 KEYCORP NEW COM 493267108 86 4716 SH SOLE 4716 KEYCORP NEW COM 493267108 132 7210 SH OTHER 7210 KIMBERLY CLARK CORP COM COM 494368103 193 3200 SH SOLE 3200 KIMBERLY CLARK CORP COM COM 494368103 356 5900 SH OTHER 5900 KROGER CO COM COM 501044101 332 17600 SH SOLE 17600 LECROY CORP COM 52324W109 659 48844 SH SOLE 48844 LEGGETT & PLATT INC COM 524660107 1382 63737 SH SOLE 63737 LEGGETT & PLATT INC COM 524660107 581 26800 SH OTHER 26800 LIBERTY FINANCIAL COMPANIES IN CONV PFD 530512201 2190 73047 SH SOLE 73047 LIBERTY FINANCIAL COMPANIES IN CONV PFD 530512201 2203 73468 SH OTHER 73468 LIBERTY PROPERTY TRUST COM 531172104 4 200 SH SOLE 200 LIBERTY PROPERTY TRUST COM 531172104 275 11400 SH OTHER 11400 LILLY ELI & CO COM COM 532457108 1212 15648 SH SOLE 15648 LILLY ELI & CO COM COM 532457108 186 2400 SH OTHER 2400 LINCOLN NATL CORP IND COM COM 534187109 436 12625 SH SOLE 12625 LINCOLN NATL CORP IND COM COM 534187109 34 1000 SH OTHER 1000 LINEAR TECHNOLOGY CORP COM COM 535678106 493 10060 SH SOLE 10060 LUCENT TECHNOLOGIES INC COM COM 549463107 4237 69889 SH SOLE 67439 2450 LUCENT TECHNOLOGIES INC COM COM 549463107 283 4679 SH OTHER 4379 300 LYCOS INC COM COM 550818108 392 11000 SH SOLE 11000 MBIA INC COM 55262C100 42 850 SH SOLE 850 MBIA INC COM 55262C100 180 3600 SH OTHER 3600 MCI WORLDCOM INC COM 55268B106 4313 108521 SH SOLE 106171 2350
13F Report 3/31/00 Voting Authority ------------------------- Investment ------------------- Name of issuer class cusip Value (x$1000) Shs/Prn Amt Sh/Prn Discretion Sole None MCI WORLDCOM INC COM 55268B106 371 9334 SH OTHER 9334 MACERICH COMPANY COM 554382101 297 13500 SH SOLE 13500 MACK-CALI REALTY CORP COM 554489104 419 16500 SH SOLE 16500 MARSH & MCCLENNAN COS INC COM COM 571748102 1041 10800 SH SOLE 10800 MARSH & MCCLENNAN COS INC COM COM 571748102 462 4797 SH OTHER 4797 MAXIM INTEGRATED PRODUCTS INC COM 57772K101 264 4500 SH SOLE 4500 MAY DEPT STORES CO COM COM 577778103 241 8350 SH SOLE 8350 MAY DEPT STORES CO COM COM 577778103 114 3960 SH OTHER 3960 MCDONALDS CORP COM COM 580135101 3027 77625 SH SOLE 77325 300 MCDONALDS CORP COM COM 580135101 50 1300 SH OTHER 1300 MEDIA ONE GROUP INC COM 58440J104 498 6364 SH SOLE 6364 MEDIA ONE GROUP INC COM 58440J104 82 1050 SH OTHER 1050 MEDTRONIC INC COM COM 585055106 2975 55221 SH SOLE 55021 200 MEDTRONIC INC COM COM 585055106 1181 21937 SH OTHER 21937 MELLON FINANCIAL CORP. COM 58551A108 571 16950 SH SOLE 14650 2300 MERCK & CO INC COM COM 589331107 7711 107196 SH SOLE 105846 1350 MERCK & CO INC COM COM 589331107 4145 57624 SH OTHER 57624 MICROSOFT CORP COM 594918104 7087 106374 SH SOLE 104124 2250 MICROSOFT CORP COM 594918104 173 2605 SH OTHER 2605 MINNESOTA MNG & MFG CO COM COM 604059105 2189 22460 SH SOLE 22460 MINNESOTA MNG & MFG CO COM COM 604059105 195 2000 SH OTHER 2000 MONADNOCK PAPER MILLS INC COM 608990107 245 3171 SH OTHER 3171 MORGAN J P & CO INC COM COM 616880100 1610 12025 SH SOLE 12025 MORGAN J P & CO INC COM COM 616880100 351 2625 SH OTHER 2625 MORGAN STANLEY DEAN WITTER EAS COM 616988101 280 16100 SH OTHER 16100 MORGAN STANLEY COM 617446448 2309 29750 SH SOLE 29750 MORGAN STANLEY COM 617446448 1571 20250 SH OTHER 20250 MORGAN STANLEY DEAN WITTER COM 61744G107 135 9300 SH SOLE 9300 MORGAN STANLEY DEAN WITTER COM 61744G107 7345 504400 SH OTHER 504400 MORGAN STANLEY DEAN WITTER COM 61745C105 247 21800 SH OTHER 21800 MOTOROLA INC COM COM 620076109 503 4800 SH SOLE 4300 500 MOTOROLA INC COM COM 620076109 146 1400 SH OTHER 1400 NASDAQ-100 SHARES COM 631100104 204 2400 SH SOLE 2400 NATIONAL CITY CORP COM COM 635405103 195 10800 SH SOLE 10800 NATIONAL CITY CORP COM COM 635405103 9 500 SH OTHER 500 NATURAL CHEMISTRY INC CONV PFD 63884L201 4 16600 SH OTHER 16600 NATURAL CHEMISTRY INC COM 63884L904 12 16589 SH OTHER 16589 NEW ENGLAND BUSINESS SVC INC C COM 643872104 4837 300017 SH SOLE 300017 NEW YORK TIMES CO CL A COM 650111107 5494 135040 SH SOLE 135040 NEW YORK TIMES CO CL A COM 650111107 156 3840 SH OTHER 3840 NOKIA CORPORATION COM 654902204 460 9700 SH SOLE 8200 1500 NOKIA CORPORATION COM 654902204 10 220 SH OTHER 220 NORFOLK SOUTHN CORP COM COM 655844108 439 25225 SH SOLE 25225 NORFOLK SOUTHN CORP COM COM 655844108 19 1100 SH OTHER 1100 NORTEL NETWORKS CORP COM 656569100 1864 18925 SH SOLE 18025 900 NORTHERN STS PWR CO MINN COM COM 665772109 204 9640 SH SOLE 9640 NORTHERN TRUST CORP COM 665859104 215 3332 SH SOLE 3332 OCCIDENTAL PETE CORP COM COM 674599105 251 12000 SH SOLE 12000 OCCIDENTAL PETE CORP COM COM 674599105 20 1000 SH OTHER 1000 OMNICOM GROUP INC COM COM 681919106 2537 29740 SH SOLE 29740 OMNICOM GROUP INC COM COM 681919106 1957 22940 SH OTHER 22940
13F Report 3/31/00 Voting Authority ------------------------- Investment ------------------- Name of issuer class cusip Value (x$1000) Shs/Prn Amt Sh/Prn Discretion Sole None ORACLE SYSTEMS CORP COM 68389X105 185 2560 SH SOLE 2260 300 ORACLE SYSTEMS CORP COM 68389X105 565 7801 SH OTHER 7801 PE CORP-PE BIOSYSTEMS GROUP COM 69332S102 349 4860 SH SOLE 4560 300 PE CORP-PE BIOSYSTEMS GROUP COM 69332S102 93 1300 SH OTHER 1300 PARKER HANNIFIN CORP COM COM 701094104 277 6250 SH SOLE 6250 PARKER HANNIFIN CORP COM COM 701094104 73 1653 SH OTHER 1653 PEPSICO INC COM COM 713448108 1071 28300 SH SOLE 28300 PEPSICO INC COM COM 713448108 195 5149 SH OTHER 5149 PEROT SYSEMS CORP CL A COM 714265105 179 11000 SH SOLE 11000 PFIZER INC COM COM 717081103 4259 97910 SH SOLE 97910 PFIZER INC COM COM 717081103 1224 28160 SH OTHER 28160 PHARMACIA CORPORATION COM 71713U102 3219 55448 SH SOLE 55229 219 PHILIP MORRIS COS INC COM COM 718154107 406 19050 SH SOLE 19050 PHILIP MORRIS COS INC COM COM 718154107 43 2050 SH OTHER 2050 PHILLIPS PETROLEUM CO COM COM 718507106 319 6523 SH SOLE 6523 PHILLIPS PETROLEUM CO COM COM 718507106 41 850 SH OTHER 850 PHONE.COM INC COM 71920Q100 234 3760 SH SOLE 3760 PIONEER GROUP INC COM 723684106 20351 854649 SH SOLE 854649 PIONEER GROUP INC COM 723684106 9 400 SH OTHER 400 PRAXAIR INC COM 74005P104 2106 49925 SH SOLE 49925 PRAXAIR INC COM 74005P104 25 600 SH OTHER 600 PRENTISS PROPERTIES TRUST COM 740706106 27 1200 SH SOLE 1200 PRENTISS PROPERTIES TRUST COM 740706106 253 10900 SH OTHER 10900 PROCTER & GAMBLE CO COM COM 742718109 12371 175485 SH SOLE 175485 PROCTER & GAMBLE CO COM COM 742718109 478 6788 SH OTHER 6788 QLT PHOTOTHERAPEUTICS INC COM 746927102 352 6770 SH SOLE 6770 R H INVESTMENT COMPANY INC COM 749550992 3135 14908 SH SOLE 14908 RATIONAL SOFTWARE CORP COM COM 75409P202 1125 15704 SH SOLE 15704 RELIASTAR FINANCIAL CORP COM 75952U103 2745 95900 SH SOLE 95900 RELIASTAR FINANCIAL CORP COM 75952U103 1109 38750 SH OTHER 38750 REUTERS HLDGS CO PLC COM 76132M102 199 1969 SH SOLE 1969 REUTERS HLDGS CO PLC COM 76132M102 210 2086 SH OTHER 2086 REYNOLDS & REYNOLDS CO CL A COM 761695105 1083 43330 SH SOLE 43330 REYNOLDS & REYNOLDS CO CL A COM 761695105 575 23000 SH OTHER 23000 RHYTHMS NETCONNECTIONS COM 762430205 213 11600 SH SOLE 11600 ROCKWELL INTL CORP NEW COM 773903109 704 18000 SH SOLE 18000 ROYAL DUTCH PETROLEUM CO COM 780257804 1672 29544 SH SOLE 29544 ROYAL DUTCH PETROLEUM CO COM 780257804 307 5436 SH OTHER 5436 SBC COMMUNICATIONS INC COM 78387G103 5189 122825 SH SOLE 120975 1850 SBC COMMUNICATIONS INC COM 78387G103 81 1926 SH OTHER 1926 SCI SYSTEMS INC COM 783890106 2470 54750 SH SOLE 54750 SCI SYSTEMS INC COM 783890106 1344 29800 SH OTHER 29800 SDL INC COM 784076101 804 5000 SH OTHER 5000 SARA LEE CORP COM COM 803111103 26 1600 SH SOLE 1600 SARA LEE CORP COM COM 803111103 781 47725 SH OTHER 47725 SCHERING PLOUGH CORP COM COM 806605101 4070 98384 SH SOLE 97284 1100 SCHERING PLOUGH CORP COM COM 806605101 310 7509 SH OTHER 7509 SCHLUMBERGER LTD COM COM 806857108 1310 17636 SH SOLE 17386 250 SCHLUMBERGER LTD COM COM 806857108 431 5804 SH OTHER 5804 SEALED AIR CORP COM COM 81211K100 273 5000 SH SOLE 5000 SEARS ROEBUCK & CO COM COM 812387108 278 6870 SH SOLE 6870 SEARS ROEBUCK & CO COM COM 812387108 22 550 SH OTHER 550
13F Report 3/31/00 Voting Authority ------------------------- Investment ------------------- Name of issuer class cusip Value (x$1000) Shs/Prn Amt Sh/Prn Discretion Sole None SEARS ROEBUCK & CO COM COM 812387108 22 550 SH OTHER 550 SERVICE MASTER CO COM COM 81760N109 209 16483 SH OTHER 16483 SHERWIN-WILLIAMS CO COM 824348106 112 4300 SH SOLE 4300 SHERWIN-WILLIAMS CO COM 824348106 538 20600 SH OTHER 20600 SIGMA ALDRICH CORP COM COM 826552101 117 4100 SH SOLE 4100 SIGMA ALDRICH CORP COM COM 826552101 120 4200 SH OTHER 4200 SKIN ESSENTIALS INC PREFERRED 830668992 125 62500 SH SOLE 62500 SMITHKLINE BEECHAM PLC A ADR COM 832378301 546 8000 SH SOLE 8000 SOLUTIA INC COM 834376105 212 15336 SH SOLE 15336 SOLUTIA INC COM 834376105 55 4000 SH OTHER 4000 SONY CORP AMERN SH NEW COM 835699307 248 1085 SH SOLE 1085 SPRINT CORP COM 852061100 786 13565 SH SOLE 13415 150 SPRINT CORP COM 852061100 116 2000 SH OTHER 2000 STATE STREET CORP COM 857477103 199 2000 SH SOLE 2000 STATE STREET CORP COM 857477103 109 1100 SH OTHER 1100 STERIS CORP COM COM 859152100 3 350 SH SOLE 350 STERIS CORP COM COM 859152100 292 29400 SH OTHER 29400 SUN MICROSYSTEMS INC COM COM 866810104 4176 47660 SH SOLE 47660 SUN MICROSYSTEMS INC COM COM 866810104 1993 22752 SH OTHER 22752 SUNTRUST BANKS INC COM 867914103 1338 24040 SH SOLE 24040 SUNTRUST BANKS INC COM 867914103 16 300 SH OTHER 300 SYSCO CORP COM 871829107 529 14500 SH SOLE 14350 150 SYSCO CORP COM 871829107 43 1200 SH OTHER 1200 TARGET CORP COM 87612E106 2065 29400 SH SOLE 28200 1200 TARGET CORP COM 87612E106 16 238 SH OTHER 238 TEMPLETON EMERGING MARKETS COM 880191101 159 17000 SH OTHER 17000 TERADYNE INC COM COM 880770102 462 5000 SH SOLE 5000 TEXACO INC COM COM 881694103 383 7417 SH SOLE 7217 200 TEXACO INC COM COM 881694103 170 3300 SH OTHER 3300 TEXAS INSTRUMENTS INC COM COM 882508104 432 3060 SH SOLE 2760 300 TEXAS INSTRUMENTS INC COM COM 882508104 572 4050 SH OTHER 4050 TEXTRON INC COM COM 883203101 279 4550 SH SOLE 4550 TEXTRON INC COM COM 883203101 98 1600 SH OTHER 1600 TIME WARNER INC COM 887315109 1615 19000 SH SOLE 17950 1050 TIME WARNER INC COM 887315109 32 388 SH OTHER 388 TYCO INTERNATIONAL LTD COM 902124106 4663 104641 SH SOLE 102141 2500 TYCO INTERNATIONAL LTD COM 902124106 906 20347 SH OTHER 20347 U S BANCORP DEL COM 902973106 657 29953 SH SOLE 29953 UNILEVER NV NY SHARES NEW F COM 904784709 279 5689 SH SOLE 5689 UNILEVER NV NY SHARES NEW F COM 904784709 43 892 SH OTHER 892 UNION CARBIDE CORP COM COM 905581104 221 3950 SH SOLE 3950 UNION CARBIDE CORP COM COM 905581104 33 600 SH OTHER 600 UNION PACIFIC CORP COM COM 907818108 557 13250 SH SOLE 13250 UNION PACIFIC CORP COM COM 907818108 49 1175 SH OTHER 1175 U S WEST INC NEW COM COM 91273H101 410 5982 SH SOLE 5982 U S WEST INC NEW COM COM 91273H101 166 2421 SH OTHER 2421 UNITED TECHNOLOGIES CORP COM COM 913017109 1667 25710 SH SOLE 25710 UNITED TECHNOLOGIES CORP COM COM 913017109 356 5499 SH OTHER 5499 UNOCAL CORP COM COM 915289102 303 10145 SH SOLE 9895 250 VERISIGN INC COM 92343E102 367 3700 SH SOLE 3700 VIGNETTE CORPORATION COM 926734104 307 7500 SH SOLE 7500
13F Report 3/31/00 Voting Authority ------------------------- Investment ------------------- Name of issuer class cusip Value (x$1000) Shs/Prn Amt Sh/Prn Discretion Sole None VIRAGEN INC COM 927638106 36 20300 SH SOLE 20300 VODAFONE AIRTOUCH PLC-SP ADR COM 92857T107 1500 34110 SH SOLE 33710 400 VODAFONE AIRTOUCH PLC-SP ADR COM 92857T107 141 3205 SH OTHER 3205 VOICESTREAM WIRELESS CORP COM 928615103 651 7500 SH SOLE 7500 WAL MART STORES INC COM 931142103 1352 22966 SH SOLE 22866 100 WAL MART STORES INC COM 931142103 1103 18747 SH OTHER 18747 WALGREEN CO COM COM 931422109 143 5000 SH SOLE 5000 WALGREEN CO COM COM 931422109 1809 62954 SH OTHER 62954 WARNER LAMBERT CO COM COM 934488107 4610 39034 SH SOLE 39034 WARNER LAMBERT CO COM COM 934488107 49 421 SH OTHER 421 WASHINGTON MUTUAL INC COM COM 939322103 1232 46196 SH SOLE 45996 200 WASHINGTON MUTUAL INC COM COM 939322103 90 3400 SH OTHER 3400 WATSON PHARMACEUTICALS COM 942683103 1523 33850 SH SOLE 33850 WATSON PHARMACEUTICALS COM 942683103 594 13200 SH OTHER 13200 WEATHERFORD INTERNATIONAL INC COM 947074100 578 14100 SH SOLE 14100 WELLS FARGO & COMPANY NEW COM 949746101 4562 106720 SH SOLE 106720 WELLS FARGO & COMPANY NEW COM 949746101 1352 31640 SH OTHER 31640 ZING NETWORKS INC PREFERRED 9896119A8 25 100000 SH SOLE 100000 ACE LIMITED COM G0070K103 5 230 SH SOLE 230 ACE LIMITED COM G0070K103 338 14670 SH OTHER 14670 SBS BROADCASTING S.A. COM L8137F102 223 4000 SH SOLE 4000 KPNQWEST NV COM N50919104 320 7600 SH SOLE 7600 430 Issues 524820
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