-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HTOMHezBZiAlEZGxLV8GbusSbiIC0OST4MqN15g+T7Az99AqclBg9oJKBjE1HTiz xJIRJI/X4qcBD08cKkTEyA== 0000950168-00-000321.txt : 20000215 0000950168-00-000321.hdr.sgml : 20000215 ACCESSION NUMBER: 0000950168-00-000321 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-01700 FILM NUMBER: 542108 BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 13F-HR 1 FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Legg Mason, Inc. Address: 100 Light Street Baltimore, MD 21202 13F File Number: 28-1700 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Timothy C. Scheve Title: Ex. Vice President Phone: 410-454-3232 Signature, Place, and Date of Signing: Timothy C. Scheve Baltimore, MD February 10, 2000 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 9 Form 13F Information Table Entry Total: 13,535 Form 13F Information Table Value Total: $17,875,406,833 List of Other Included Managers: No. 13F File Number Name 01 28-1891 Bartlett and Co. 02 28-377 Batterymarch Financial Management, Inc. 03 28-5034 Berkshire Asset Management, Inc. 04 28-2204 Brandywine Asset Management, Inc. 05 28-1062 Gray, Siefert & Co., Inc. 06 28-1701 Legg Mason Capital Management, Inc. 07 28-1599 Legg Mason Fund Adviser, Inc. 08 28-5474 Legg Mason Wood Walker, Incorporated 09 Bingham Legg Advisers LLC
FORM 13F Name of Reporting Manager: Bartlett - Inst ID# 71934 For Positions Held as of 12/31/1999 Item 1: Item 2: Item 3: Item 4: Name of Issuer Title of Class CUSIP Number Fair Market Value (X $1000) - --------------------------------------------------------------------------------------------------------------------------- 3 Cities Fm Inc. Cl B COM 9990269A7 0 3 Com Corp. COM 885535104 1,166 A D C Telecommunications Inc. COM 000886101 64 Abbott Laboratories COM 002824100 14,782 ABN Amro Hldg NV Sponsored ADR COM 000937102 49 Accel Intl Corp COM 004299103 94 ACE LTD COM G0070K103 2 Aceto Corp. COM 004446100 51 ACNielsen Corp. COM 004833109 91 Adams Express COM 006212104 80 Adobe Systems Inc. COM 00724F101 27 Aegon NV - ORD COM 007924103 403 Aetna Inc. COM 008117103 2,310 Affymetrix Inc. COM 00826T108 1,303 Aflac Corp. New COM 001055102 84 Airborne Freight Corp. COM 009266107 6 AK Steel Holding Corp. COM 001547108 19 AKZO Nobel NV Spons ADR COM 010199305 437 Alabama Power Capt Trust II COM 010388205 21 Alberta Energy Co Ltd COM 012873105 9,427 Albertson's Inc. COM 013104104 687 Alcatel Alsthom Sponsored ADR COM 013904305 3,015 Alcoa Inc COM 013817200 28 Alcoa Inc. COM 013817101 93 Allegheny Energy Inc. COM 017361106 191 Allen Telecom Inc. COM 018091108 634 Allergan Inc. COM 018490102 159 Allergan Specialty Therap-A COM 018494104 1 Alliance Financial Corp Ny COM 019205103 117 Alliant Techsystem COM 018804104 1 Allied Irish Banks Plc COM 019228402 1,696 Allstate Financing I 7.95% Cum COM 020013207 22 Alltel Corp. COM 020039103 220 ALZA Corp. Com COM 022615108 416 Amazon.com, Inc. COM 023135106 26 AMB Property Corp COM 00163T109 30 Ameren Corp. COM 023608102 58 America Online Inc. COM 02364J104 1,740 American Electric Power Co COM 025537101 372 American Express Co. COM 025816109 12,423 American General Corp. COM 026351106 479 American Home Products Corp. COM 026609107 6,013 American International Group Inc. COM 026874107 1,207 American Power Conversion COM 029066107 26
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Ames Department Stores Inc. New COM 030789507 14 AMFM Inc COM 001693100 95 Amgen Inc. COM 031162100 1,232 Ampal Amern Israel Corp. COM 032015307 87 AMR Corp. COM 001765106 13,837 AMREP Corp. COM 032159105 0 Anadarko Pete Corp. COM 032511107 1,272 Analog Devices Inc. COM 032654105 195 Angelica Corp. COM 034663104 6 Anglo American Platinum Corp COM 034855106 4 Anheuser-Busch Companies Inc. COM 035229103 20,989 Anixter International Inc. COM 035290105 29 Antex Corp. COM 036730109 0 Apartment Investment & Mgt Co Class A COM 03748R101 33 Apple Computer COM 037833100 494 Applied Innovation Inc. COM 037916103 3 Applied Materials Inc. COM 038222105 545 APT Satellite Holdings Ltd ADR COM 00203R105 278 Aquarion Co. COM 03838W101 60 Archer-Daniels Midland Co. COM 039483102 299 Argosy Gaming Co COM 040228108 8 Armstrong World Industries Inc. COM 042476101 80 Arrow Electronics Inc. COM 042735100 11 Assidomaen AB COM W0834N106 286 Associates First Capital Corp. COM 046008108 24 Astrazena PLC -Spons ADR COM 046353108 84 AT & T Corp. COM 001957109 24,763 At Home Corp. Cl A COM 045919107 1,746 AT&T Corp - Liberty Media - A COM 001957208 22,087 Atlantic Richfield Co. COM 048825103 4,422 Atlas Corp. New COM 049267305 0 Australia & New Zealand Bkg COM 052528304 7 Autolliv, Inc. COM 052800109 22 Automatic Data Processing COM 053015103 1,950 Autozone Inc. COM 053332102 491 Aventis COM 053561106 1,480 Avery Dennison Corp. COM 053611109 117 AXA Financial Inc COM 002451102 36 AXA-UAP - Sponsored ADR COM 054536107 13 Baker Hughes Inc. COM 057224107 2 Ball Corp. COM 058498106 61 Ballard Power Systems Inc. COM 05858H104 17 Banc Stock Group Inc. - Cl A COM 05943C102 3 Banca Naz Del Lavoro COM T1240P119 4 Banco Bilbao Vizcaya Intl COM 059456400 23 Banco Bilbao Vizcaya SA Spons ADR COM 059458208 43 Banco Bradesco SA Sponsored Adr Repstg COM 059460105 4 Banco Comercial Portugues SA ADS COM 059479303 1,674 Bancwest Corporation COM 059790105 557 Bank of America Corp. COM 060505104 828 Bank of New York Co. Inc. COM 064057102 311
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Bank of Tokyo - Mitsubishi ADR COM 065379109 426 Bank One Corp. COM 06423A103 462 Bank United Capital II-9.60% Cum Trust COM 06651W207 45 Barnes & Noble Inc. COM 067774109 7 Barnesandnoble Com Inc COM 067846105 3 Barrick Gold Corp. COM 067901108 3 Battle Mountain Gold Co COM 071593107 0 Baxter Intl Inc COM 071813109 162 Bayer A G Ord COM D07112119 31 Bayer AG Spons ADR COM 072730302 394 BB&T Corp. COM 054937107 3,004 BCE Inc. COM 05534B109 747 Bear Stearns Companies, Inc. COM 073902108 2,681 Becton Dickinson & Co COM 075887109 48 Bell Atlantic Corp. COM 077853109 15,574 BellSouth Corp. COM 079860102 3,036 Belo A H Com Ser A COM 080555105 7,847 Berkshire Hathaway Inc. Class A COM 084670108 23,506 Berkshire Hathaway Inc. Class B COM 084670207 8,160 Best Buy Inc. COM 086516101 15 Bestfoods COM 08658U101 2,608 BHC Communications Inc. COM 055448104 56 Biogen Inc. COM 090597105 42 Biomatrix Inc COM 09060P102 4 Biomet Inc. COM 090613100 40 Bio-Technology General Corp. COM 090578105 81 Black & Decker Corp. COM 091797100 321 Block H & R Inc. COM 093671105 3,209 Blue Fish Clothing Inc. COM 095480109 0 BMC Software COM 055921100 16 Boeing Co. COM 097023105 1,199 Boise Cascade COM 097383103 7 Bombardier Inc. Cl B COM 097751200 72 Bombay Company COM 097924104 10 Boston Properties Inc. COM 101121101 292 Boston Scientific Corp. COM 101137107 35 Bowater Inc COM 102183100 4 BP Amoco Plc -Spons ADR COM 055622104 13,886 BP Prudhoe Bay Rty Tr Unit Ben Int COM 055630107 9 Brambles Industries LTD COM Q17481104 1,955 Brenton Bank Inc. COM 107211104 44 Bristol-Myers Squibb Co. COM 110122108 14,567 British Aerospace Pub LTD Co. Spons AD COM 110418209 8 Broadwing Inc COM 111620100 43,612 Brookstone Inc. COM 114537103 26 Brown Forman Corp. CL B COM 115637209 42 Brown Forman Corp. Class A COM 115637100 42 Buckeye Partners L P Unit COM 118230101 68 Buderus AG COM D14224105 1,699 Burlington Northern Santa Fe Corp. COM 12189T104 870 Burlington Resources COM 122014103 177
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C S X Corp. COM 126408103 1,235 Cable & Wireless HKT COM 126828102 192 Cabot Oil and Gas Corp. COM 127097103 447 Cadbury Schweppes P L C COM 127209302 2,076 Calpine Corp. COM 131347106 512 Camden Property Trust COM 133131102 27 Campbell Soup Co. COM 134429109 325 Canadian Intl Power Ltd COM 136159100 0 Canadian Pacific Ltd Com COM 135923100 290 Canandaigua Wine Co COM 137219200 31 Cancer Diagnostics COM 137385100 0 Canon Inc. - Spon ADR COM 138006309 1,418 Canon Inc. ORD COM J05124144 2,024 Capital One Financial Corp. COM 14040H105 58 Cardinal Health Inc. COM 14149Y108 64 Cardo AB COM W1991F100 1,318 Caremark Rx Inc. COM 141705103 4 Carey Diversified LLC COM 14174P105 24 Carnival Corp. COM 143658102 19 Carolina Power & Light COM 144141108 467 Carrier Access Corp. COM 144460102 12 Catellus Dev Corp. COM 149111106 2,923 Caterpillar Inc. COM 149123101 215 CBRL Group Inc. COM 12489V106 2 CBS Corp. COM 12490K107 128 C-Cube Microsystems Inc. COM 125015107 1,432 Cedar Fair, L.P. Dep Rec COM 150185106 688 Cendant Corp. COM 151313103 183 Centennial Technologies Inc COM 151392206 2 CenterBank COM 8S01605 500 Centerpoint Properties Corp. COM 151895109 72 Centex Corp. COM 152312104 6 Central & Southwest Corp. COM 152357109 329 Central Vermont Pub Svc Corp. COM 155771108 13 Cephalon Inc. COM 156708109 1,147 Ceridian Corp. COM 15677T106 11 Cerner Corp. COM 156782104 79 Champion International Corp. COM 158525105 59 Charter Communications Inc Del COM 16117M107 22 Charter One Financial Inc. COM 160903100 18,994 Chase Manhattan Corp. COM 16161A108 3,783 Chateau Communities Inc. COM 161726104 31,843 Checkers Drive-In Restaurants Inc.-New COM 162809305 2 Chemed Corp. COM 163596109 15 Cheung Kong Hong Kong ADR COM 166744201 897 Chevron Corp. COM 166751107 4,462 Chile Fund Inc. COM 168834109 15 Chiquita Brands $3.75 Ser B COM 170032502 47 Chiron Corp.Del COM 170040109 22 Choice Hotels Intl Inc. COM 169905106 23 Choicecare Inc. COM 170383103 2
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Choicepoint Inc. COM 170388102 8 Chubb Corp. COM 171232101 2,672 Cifra SA - ADR V COM 171785405 5 Cigna Corp. COM 125509109 367 Cincinnati Financial Corp. COM 172062101 16,575 Cincinnati Inter Term RR Co COM 172124109 3 Cincinnati Microwave Inc. COM 172167108 0 Cinergy Corp. COM 172474108 192 Cintas Corp. COM 172908105 24,257 Circor Intl Inc COM 17273K109 2 Circuit City Stores Inc. COM 172737108 36 Cisco Systems Inc. COM 17275R102 12,015 Citigroup Capital I Tr PFD Sec 8.00% COM 17305F201 24 Citigroup, Inc. COM 172967101 25,851 Citizens Bkg Corp. COM 174420109 97 Citizens Utilities Co - CL B COM 177342201 333 Citrix Systems Inc. COM 177376100 37 City Investing Co Liq Tr Unit Ben Int COM 177900107 1 Claire's Stores, Inc. COM 179584107 18 Clarcor Inc. COM 179895107 22 Clarus Corp. COM 182707109 66 Clayton Homes Inc. COM 184190106 56 Clear Channel Communications COM 184502102 16 Cleveland Cliffs Inc. COM 185896107 22 Clorox Co. COM 189054109 106 CMG Information Services Inc. COM 125750109 55 CMP Group Inc COM 125887109 17 CNH Global N.V. COM N20935107 1,756 Coastal Corp. COM 190441105 36 Coca Cola Co. COM 191216100 12,839 Cohesion Technologies Inc. COM 19248N101 46 Coles Myer Ltd - Spon ADR COM 193870409 3 Colgate-Palmolive Co. COM 194162103 7,378 Columbia Gas System Inc. COM 197648108 47 Columbia/HCA Healthcare Corp. COM 197677107 463 Comair Inc. COM 199789108 4,147 Comcast Corp. Class A COM 200300101 48 Comcast Corp. Class A Special COM 200300200 240 Comdisco COM 200336105 11 Comerica Inc. COM 200340107 82 Community Trust Bancorp Inc. COM 204149108 17 Companhia Vale Do Rio Doce ADR COM 204412100 6 Compaq Computer Corp. COM 204493100 3,650 Computer Associates International Inc. COM 204912109 33 Computer Concepts Corp New COM 204897300 238 Computer Sciences Corp. COM 205363104 17 Compuware Corp. COM 205638109 26 Conagra Inc. COM 205887102 393 Conectiv Inc. COM 206829103 44 Conectiv Inc.- Cl A COM 206829202 8 Conexant Systems Inc. COM 207142100 66
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Connect Com Company COM 207840109 4 Conoco Inc COM 208251405 17 Conseco Inc. COM 208464107 6 Consolidated Edison Co N Y Inc. COM 209111301 14 Consolidated Edison Inc. COM 209115104 127 Constellation Energy Group COM 210371100 37 Convergys Corp COM 212485106 27,638 Cooper Industries COM 216669101 46 Cooper Tire & Rubber Co COM 216831107 100 COR Therapeutics Inc. COM 217753102 81 Cordant Technologies Inc COM 218412104 16 Corn Products International Inc. COM 219023108 76 Corning Inc. COM 219350105 1,426 Corus Group Plc COM 22087M101 7 Costco Whsl Corp New COM 22160K105 3 Countrywide Credit Industries COM 222372104 4 Covance Inc. COM 222816100 1 Credit Suisse Group - Spon ADR COM 225401108 63 Crescendo Pharmaceuticals CRP CL A COM 225637107 11 Cross A T Co Cl A COM 227478104 63 Crown Cork & Seal Co Inc. COM 228255105 7 CVS Corp. COM 126650100 515 Cymer Inc. COM 232572107 46 DaimlerChrysler A.G. COM D1668R123 2,403 Dairy Farm Intl Hldgs Ltd. COM G2624N153 891 Dairy Farm Intl Ltd COM 233859305 21 Dana Corp. COM 235811106 56 Danone COM 399449107 1,345 Darden Restaurants Inc. COM 237194105 66 Dassault Aviation SA-ORD COM F24539102 29 Dassault Particpa FRF COM F2455Z102 0 Data Race Inc. COM 237842109 16 Dave & Busters Inc. COM 23833N104 18 Dayton & Michigan RR COM 239649205 15 Dayton & Michigan RR Co COM 239649106 17 Dayton Hudson Corp. COM 239753106 6,841 Deere & Co COM 244199105 507 Dell Computer Corp. COM 247025109 8,233 Delphi Automotive Sys Corp COM 247126105 2,202 Delta Air Lines Inc. COM 247361108 368 Deltic Timber Corp. COM 247850100 9 Detection Systems Inc. COM 250644101 13 Detroit Mtg & Rlty Co COM 251273108 210 Deutsche Bank Sponsored ADR COM 251525309 95 Deutsche Lufthansa ADR COM 251561205 589 Deutsche Lufthansa New COM D1908N106 1,671 Developers Diversified Realty Corp. COM 251591103 21 Dexter Corp. COM 252165105 103 Diageo PLC-Sponsored ADR New COM 25243Q205 1,334 Dial Corp. COM 25247D101 401 Diebold Inc. COM 253651103 69
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DII Group Inc. COM 232949107 80 Dime Bancorp Inc. COM 25429Q102 3 Div Reinvest Plan SBC Commun Inc COM SSBC9ZZZZ 31 Dole Food Company COM 256605106 159 Dollar General Corp. COM 256669102 30 Dominion Resources Inc. of VA COM 257470104 57 Donaldson Inc. COM 257651109 1,449 Donnelley (R R) & Sons Co COM 257867101 79 Dover Corp. COM 260003108 15,062 Dow Chemical Co COM 260543103 2,016 Dow Jones & Co COM 260561105 968 DPL Inc. COM 233293109 911 Dresdner Bank AG New ADR COM 261561302 54 DTE Energy CO COM 233331107 145 Du Pont (EI) de Nemours and Co. COM 263534109 1,888 Du Pont E I De Nemours & Co COM 263534307 30 Duke Energy Corp. COM 264399106 402 Duke Realty Investments, Inc. COM 264411505 694 Dun & Bradstreet Corp. COM 26483B106 367 Duramed Pharmaceuticals Inc. COM 266354109 43 Dycap Inc. COM 267850998 0 E4L Inc COM 268452109 6 Eagle Geophysical Inc COM 269524104 0 Earthweb Inc COM 27032C108 10 Eastman Chemical Co COM 277432100 6 Eastman Kodak Co. COM 277461109 737 Eaton Corp. COM 278058102 185 Ebay Inc Com COM 278642103 13 ECI Telecom Limited ORD COM 268258100 9 Ecolab COM 278865100 63 Edison International COM 281020107 115 Edwards A G Inc. COM 281760108 13 El Paso Energy Corp COM 283905107 203 Elan Corp. ADR COM 284131208 27 Electronic Arts COM 285512109 42 Electronic Data Systems COM 285661104 58 Elkem A/S Nok Ord COM R21655106 976 EMC Corp. COM 268648102 104 Emerson Electric Co. COM 291011104 20,757 Endesa S.A. ADR COM 29258N107 1,365 Enerco Inc. COM 29265H101 0 E-Net Inc. COM 268745106 31 Ennis Business Forms Inc. COM 293389102 196 Enron Capital Resources LP 9.0% Cum PF COM 29357D208 101 Enron Corp COM 293561106 191 Ensco International Inc. COM 26874Q100 613 Enterprise Capital Tr I-7.44% Cum Trus COM 293701207 26 Equifax Inc. COM 294429105 24 Equitable Resources Inc. COM 294549100 17 Equity Office Properties Trust COM 294741103 12 Equity Residential Interest Trust COM 29476L883 120
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Equity Residential Pptys Trust COM 29476L826 833 Equity Residential Properties Trust COM 29476L107 151 Ericsson L M Tel Co ADR Cl B COM 294821400 1,062 Eshare Technologies Inc Ga COM 296428105 17 Estee Lauder Companies COM 518439104 50 Euro Disneyland SCA Shs Ord COM F26387104 0 Exxon Mobil Corp. COM 30231G102 40,576 Fannie Mae COM 313586109 43,607 Farmer Brothers Co COM 307675108 87 Fastenal Co. COM 311900104 9 FDX Corp. COM 31304N107 82 Federal Mogul Corp. COM 313549107 192 Federal Realty Investment Trust COM 313747206 99 Federal Signal Corp. COM 313855108 17 Federated Department Stores COM 31410H101 830 Ferro Corp. COM 315405100 2,612 Fidelity Financial of Ohio COM 31614P107 6 Fifth Third Bancorp COM 316773100 46,964 Finger Lakes Financial Corp. COM 317948107 6 Finova Group Inc. COM 317928109 627 Fired Up Inc. COM 8S00969 5 First American Finl Corp COM 318522307 193 First Bell Bancorp Inc. COM 319301107 570 First City Liquidating Trust COM 33762E108 1,751 First Data Corp. COM 319963104 348 First Finl Bancorp COM 320209109 209 First Franklin Corp. COM 320272107 12 First Tennessee COM 337162101 2,440 First Union Corp. COM 337358105 224 First VA Banks Inc. COM 337477103 52 Firstar Corporation COM 33763V109 21,083 Firstenergy Corp. COM 337932107 43 Firstmerit Corp. COM 337915102 229 Fleet Boston Financial Corp. COM 339030108 449 Fleetwood Enterprises Inc. COM 339099103 5,530 Florida Progress COM 341109106 116 Fluor Corp. COM 343861100 9 Ford Motor Co. COM 345370100 12,492 Foreign & Colonial Eurotrust COM G3623T100 229 Fort James Corp. COM 347471104 59 Fortune Brands Inc. COM 349631101 305 FPL Group Inc. COM 302571104 178 Franchise Finance Corp. of America COM 351807102 62 Freddie Mac COM 313400301 31,343 Freeport McMoran Copper And Gold COM 35671D857 66 Fremont General Corp. COM 357288109 7 Frishs Restraunts Inc COM 358748101 13 Frontier Insurance Group Inc. COM 359081106 120 Fujitsu Ltd COM 359590304 931 Fujitsu Ltd Ord COM J15708159 2,924 Gallaher Group PLC-Spon ADR COM 363595109 48
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Gannett Co COM 364730101 3,568 Gap Inc. COM 364760108 35 Gartner Group Inc. - CL B COM 366651206 40 Gartner Group Incorporated Class A COM 366651107 7 Gateway Inc. COM 367626108 108 Gatx Corp. COM 361448103 9,697 Gener S A COM 368731105 2 General American Investors Co COM 368802104 51 General Dynamics Corp. COM 369550108 16 General Electric Co. COM 369604103 57,655 General Magic Inc. COM 370253106 2 General Mills Inc. COM 370334104 303 General Motors Corp. COM 370442105 5,558 General Motors Corp. - CL H New COM 370442832 4 Genesee Corp. Cl B COM 371601204 3 Genome Therapeutics Corp. COM 372430108 39 Gentex Corp. COM 371901109 111 Genuine Parts Co. COM 372460105 147 Georgia Pacific Corp. (Timber Group) COM 373298702 41 Georgia-Pacific Corp. COM 373298108 189 Gerber Scientific Inc. COM 373730100 26 Gibson Greetings Inc. COM 374827103 45 Gillette Co. COM 375766102 311 Glacier Bancorp Inc COM 37637Q105 127 Glaxo Wellcome PLC - Spons ADR COM 37733W105 279 Global Crossing Ltd. COM G3921A100 80 Globalstar Telecommunications LTD - OR COM G3930H104 48 Golden West Finl Corp. Del COM 381317106 60 Goodyear Tire & Rubber Co COM 382550101 21 GPU Inc. COM 36225X100 36 Grainger WW Inc. COM 384802104 48 Great Lakes Chemical Corp. COM 390568103 15 Grupo Imsa S A De C V COM 40048T106 2 Grupo Televisa, S.A. GDS COM 40049J206 75 GTE Corp. COM 362320103 972 GTE Delaware 8.75% Cumulative Monthly COM 36232E301 20 Guangshen Ry Ltd COM 40065W107 3 Guidant Corp. COM 401698105 34 H & Q Life Sciences Investors COM 404053100 160 H B Fuller Co COM 359694106 8 H J Heinz Co COM 423074103 2,633 Halliburton Co. COM 406216101 780 Hanger Orthopedic Group, Inc. COM 41043F208 20 Hanna M A CO COM 410522106 210 Harcourt General Inc. COM 41163G101 45 Harland John H Co COM 412693103 11 Harley Davidson, Inc. COM 412822108 38 Harris Corp. COM 413875105 35 Hartford Financial Services Group Inc. COM 416515104 1,103 Hartmarx Corp COM 417119104 14 Hasbro Inc. COM 418056107 90
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Hawaiian Elec Inds Inc. COM 419870100 58 HCR Manor Care Inc COM 564055101 22 Health Management Associates, Inc. Cl COM 421933102 54 Hearst-Argyle Television Inc. COM 422317107 276 Helix Technology Inc. COM 423319102 968 Helmerich & Payne COM 423452101 262 Hershey Foods Corp. COM 427866108 932 Hewlett-Packard Co. COM 428236103 31,936 Highwoods Properties Inc. COM 431284108 2,128 Hillenbrand Industries Inc. COM 431573104 620 HL&P Capital Trust I-8.125% Tr PFD Sr COM 404202202 43 Holly Corp. Com Par $0.01 COM 435758305 0 Hologic Inc. COM 436440101 14 Home Depot Inc. COM 437076102 41,746 HON Industries Inc. COM 438092108 881 Honda Motor LTD AMER SHS COM 438128308 4 Honeywell International Inc. COM 438516106 711 Hong Kong Electronic Holdings LTD COM 438580300 4 Hong Kong Telecom Adr COM 438579203 3 HOTELWORKS.COM Inc COM 441473105 5 Household International Inc. COM 441815107 133 HRPT Proprties Trust COM 40426W101 34 HSBC Holdings PLC -Spons ADR COM 404280406 4 Hubbell Inc. CL B COM 443510201 184 Hudsons Bay Co -Canada- COM 444204101 171 Huffy Corp. COM 444356109 6 Human Genome Sciences Inc. COM 444903108 706 Hunkar Laboratories Inc. COM 8S02052 0 Huntington Bancshares Inc. COM 446150104 5,850 Hussmann International Inc. COM 448110106 4 Hutchinson Whampoa - Unsp ADR COM 448415208 73 Hybrid Networks Inc. COM 44860K102 7 I T T Industries Inc. COM 450911102 154 Iberdrola SA-Ord COM E6164R104 5 IBP Inc. COM 449223106 115 Identix Inc. COM 451906101 3 II-IV Inc. COM 902104108 5 Illinois Tool Works COM 452308109 3,587 Imation Corp. COM 45245A107 6 Imclone Systems Inc COM 45245W109 57 Imperial Chemical Inds Plc Adr COM 452704505 6 IMS Health Inc. COM 449934108 605 Imx Pharmaceuticals Inc COM 449730209 38 Incyte Pharmaceuticals Inc. COM 45337C102 21 Indiana Energy Inc. COM 454707100 117 Information Architects Corp COM 45669R107 15 Ing Groep NV Spons ADR COM 456837103 37 Innerdyne Inc COM 45764D102 4 Intel Corp. COM 458140100 46,325 International Business Machines COM 459200101 25,145 International Flavors & Fragrances COM 459506101 28
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International Home Foods Inc COM 459655106 35 International Paper Co. COM 460146103 204 International Speedway Corp. COM 460335201 7,723 Internet HOLDRs Tr COM 46059W102 34 Interpublic Group Companies Inc. COM 460690100 104 Intl Speedway Corp. Cl B COM 460335300 370 Invacare Corp. COM 461203101 160 Invensys PLC ORD COM G49133104 1,736 Invensys PLC Spons Adr COM 461204109 306 INVESCO Asia Trust COM H000379 250 Invesco Global Health Sciences Fund COM 46128N109 455 Invesco Tokyo Trust COM H000381 196 Investor AB Stockholm COM W48102102 11 Iomega Corp. COM 462030107 1 Ipalco Enterprises Inc. COM 462613100 123 IRSA - Spon GDR COM 450047204 1,384 IRT Property Co COM 450058102 19 ISS Group Inc COM 450306105 28 Ito Yokado Ltd ADR - New COM 465714301 1,843 Ixl Enterprises Inc COM 450718101 11 J M Smucker Co Cl B COM 832696207 76 J M Smucker Co. COM 832696108 39 J P Morgan & Co. COM 616880100 9,017 Jardine Matheson Holdings Ltd. Spon AD COM 471115303 3 Jardine Strategic Holdings Ltd COM G50764102 961 JB Hunt Transport Services Inc COM 445658107 33 JDS Uniphase Corp COM 46612J101 73 Jefferson-Pilot Corp. COM 475070108 839 John Hancock Bank & Thrift COM 409735107 69 John Hancock Patriot Select COM 41013U102 90 Johnson & Johnson COM 478160104 12,296 Johnson Controls Inc. COM 478366107 762 Jos E. Seagram & Sons Inc SR COM 811845205 43 Jostens Inc. COM 481088102 41 JSB Finl Inc COM 46624M100 52 K Mart Corp. COM 482584109 2 Kansas City Power & Light Co COM 485134100 2,193 Kansas City Southern Ind Inc. COM 485170104 59,464 Kaydon Corp. COM 486587108 13,122 Kellogg Co COM 487836108 28 Kellwood Co COM 488044108 49 Kerr-McGee Corp. COM 492386107 607 Keycorp New COM 493267108 780 Keyspan Corporation COM 49337W100 107 Keystone Financial Inc. COM 493482103 34 Kimberly-Clark Corp. COM 494368103 1,505 KIMCO Realty 8.5% Cumulative COM 49446R505 56 KIMCO Realty Corp. COM 49446R109 34 Kinder Morgan Energy Partners LP COM 494550106 970 KMart Financing I 7.75% Conv COM 498778208 21 Knight/Trimark Goup Inc. - Cl A COM 499067106 23
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Kohls Corp. COM 500255104 96 Koninklijke Ahold NV-SP ADR COM 500467303 10 Koninklijke Philips Electronics NV ADR COM 500472204 11 Korea Electric Power Corp. ADR COM 500631106 783 Korea Fund Inc. COM 500634100 1,044 Kroger Co. COM 501044101 1,804 Kroll O Gara Co. COM 501050108 8 L S Starrett Co COM 855668109 9 L S Starrett Co Cl B COM 855668208 8 LaClede Gas Co COM 505588103 67 Laidlaw Inc. New COM 50730K503 14 LAM Research Corp. COM 512807108 11 Lanier Worldwide Inc COM 51589L105 5 Lanvision Systems Inc. COM 516555109 2 Laser Corp COM 518056205 7 Latin American Investment Fd Inc. COM 518279104 91 LCNB Corp COM 50181P100 224 Legg Mason, Inc. COM 524901105 33 Leggett & Platt Inc. COM 524660107 765 Lehman Brothers Holdings Inc COM 524908100 39 LG & E Energy COM 501917108 1,276 Lighthouse Landings Inc COM 532233103 4 Lilly (Eli) & Co. COM 532457108 1,486 Lincoln National Corp. Ind. COM 534187109 700 Linear Technology Corp. COM 535678106 44 Littlefuse Inc. COM 537008104 85 Lloyds TSB Group PLC COM G5542W106 2,196 Lockheed Martin Corp. COM 539830109 6,049 Loews Corp. COM 540424108 2,377 Losantiville Cnty Club Land COM 8S02062 4 Louisiana Pacific Corp. COM 546347105 45 Lowe's Companies, Inc. COM 548661107 2,063 LSI Industries Inc COM 50216C108 972 LSI Logic Corp. COM 502161102 51 Lubrizol Corp. COM 549271104 25 Lubys Cafeterias Inc. COM 549282101 29 Lucent Technologies Inc. COM 549463107 7,445 Lunar Corp. COM 550362107 2 M C N Corp. COM 55267J100 47 M D U Resources Group, Inc. COM 552690109 36 Madeco SA-Sponsored ADR COM 556304103 3 Madge Networks N.V. COM N5424G106 4 MAF Bancorp COM 55261R108 56 Magna International Inc. COM 559222401 159 Makita Corp. Spon ADR COM 560877300 8 Mallinckrodt Inc. COM 561232109 24 Mandalay Resort Group COM 562567107 3 Mannesmann AG Sponsored ADR COM 563775303 156 Manulife Finl Corp COM 56501R106 23 Marconi PLC-Unsponsored ADR COM 566306106 53 Markel Corp. COM 570535104 31
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Marks & Spencer Ltd Sponsored COM 570697607 6 Marriott International Cl A COM 571903202 45 Marsh & McLennan Cos Inc COM 571748102 186 Marshall & Ilsley Corp. COM 571834100 5,763 Meridian Diagnostics Inc. COM 589602101 25 Merrill Lynch & Co 9% Cum Pfd COM 590188819 30 Merrill Lynch & Co., Inc. COM 590188108 422 Merrill Lynch Capt Trust II COM 59021C203 38 Merry Land Properties Inc COM 590441101 0 MGIC Investment Corp. COM 552848103 17 Michelin S A, Cie Generale Des COM F61824144 1,564 Martha Stewart Living Omnimed COM 573083102 12 Martin Marietta Materials COM 573284106 10,753 Masco Corp. COM 574599106 220 Mascotech Inc. COM 574670105 38 Matsumotokiyoshi Co ltd COM J40885105 1,902 Matsushita Elec Ind COM 576879209 783 Matsushita Electric Indl Co COM J41121104 2,235 Mattel Inc. COM 577081102 328 May Department Stores COM 577778103 1,364 Mayne Nickless Ltd- Spons ADR COM 578450207 3 MBIA, Inc. COM 55262C100 372 MBNA Corp. COM 55262L100 6,158 McCormick & Co. COM 579780206 2,309 McDermott International Inc. COM 580037109 29 McDonalds Corp. COM 580135101 23,124 MCI Capital I 8.00% Cum PFD Ser A COM 55267Y206 22 MCI WorldCom Inc. COM 55268B106 30,097 McKesson HBOC Inc. COM 58155Q103 3,413 McNeal Real Estate Fd COM 9021974 10 McWhorter Technologies COM 582803102 34 Mead Corp. COM 582834107 260 Media General Inc. Class A COM 584404107 42 MediaOne Group Inc. COM 58440J104 11,218 Medtronic Inc. COM 585055106 745 Mellon Finl Corp COM 58551A108 24,342 Mercantile Bankshares Corp. COM 587405101 115 Merck & Co., Inc. COM 589331107 35,304 Microsoft Corp. COM 594918104 33,127 Midas Inc. COM 595626102 2 Milacron Inc COM 598709103 381 Milacron Inc 4% PFD COM 598709202 4 Millenium Pharmaceuticals COM 599902103 101 Miller Herman Inc. COM 600544100 55 Mineral Mountain Mining COM 602873101 0 Minimed Inc COM 60365K108 44 Minnesota Mining & Manufacturing Co. COM 604059105 2,263 Minnesota Pwr & Light COM 604110106 30 Mirage Resorts Inc. COM 60462E104 700 Mitchell Energy & Dev Corp. CL B COM 606592301 2 Molex Inc. COM 608554101 1,633
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Molex Inc. Cl A COM 608554200 15,571 Monsanto Co. COM 611662107 975 Mony Group Inc. COM 615337102 31 Moore Ltd COM 615785102 3 Morgan JP & Co Inc. Adj Rate COM 616880209 986 Morgan St Dean Witter Discover & Co. COM 617446448 943 Morgan Stanley Africa COM 617444104 5 Morgan Stanley Asia - Pacific COM 61744U106 17 Morgan Stanley Emerging Mkts Fund COM 61744G107 98 Morgan Stanley India Fund COM 61745C105 502 Morrison Mgmt Specialists COM 618459101 13 Motorola Inc. COM 620076109 2,811 Muenchener Rucckversicherungs COM D55535104 3 Murray Global Retu Ord COM M004265 171 Murray Global Retu Zero Div Pfd COM M004280 170 Myriad Genetics Inc COM 62855J104 35 Nabisco Group Holding Corp COM 62952P102 500 Nabisco Hldgs Corp. COM 629526104 212 Nasdaq 100 Shares COM 631100104 18 National Australia Bank 7.875% COM 632525309 41 National Australia Bank LTD Spon ADR COM 632525408 2,429 National City Corp. COM 635405103 8,328 National Power ADR FINAL INS COM 637194408 3 National Presto Industries Inc. COM 637215104 57 National Service Industries Inc. COM 637657107 165 Nationwide Health Properties Inc. COM 638620104 10 Navistar International Corp. COM 63934E108 1 NCR Corp. COM 62886E108 12 Neiman Marcus Group Inc COM 640204301 9 Neon System Inc. COM 640509105 8 Nestle SA Sponsored ADR COM 641069406 4,459 Networks Associates Inc. COM 640938106 635 New Century Energies Inc. COM 64352U103 29 New England Electric System COM 644001109 158 New Germany Fund Inc. COM 644465106 99 New York Times Co. COM 650111107 2,565 Newell Rubbermaid Inc. COM 651229106 1,152 Newmont Mining Corp. COM 651639106 88 Newpark Resources Inc. Com Par $0.01 COM 651718504 214 News Corp. Limited COM 652487703 1,220 News Corp. Ltd COM 652487802 106 NHP Retirement Housing Partners I COM nhpretire 10 Nike Inc. COM 654106103 322 Nisource Inc. COM 65473P105 182 Nokia Corp. Sponsored ADR COM 654902204 2,478 Nomura Secs Ltd Japan COM 655361301 13 Nordstrom Inc. COM 655664100 26 Norfolk Southern Corp. COM 655844108 2,946 Norfolk Southern Railway Co. COM 655855203 4 Norsk Hydro As Adr COM 656531605 753 Nortel Networks Corp. COM 656569100 16,473
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North Fork Bancorp, Inc.-DEL COM 659424105 868 North Star Inc. COM 990186918 27 Northern Foods PLC-Ord 25 P COM G66304109 3 Northern Mineral Co COM 665415105 0 Northern States Power Co COM 665772109 31 Northern Trust Corp. COM 665859104 286 Northwest Natural Gas Co COM 667655104 18 Novartis AG-ADR COM 66987V109 910 Novartis Ag-Regd COM H5820Q101 1,644 Novell, Inc. COM 670006105 115 Novellus System Inc. COM 670008101 31 Novo-Nordisk A/S ADR COM 670100205 252 NSP Financing I-7.875% Tr PFD COM 629384207 22 Nucor Corp. COM 670346105 116 Ogden Corp. COM 676346109 48 OGE Energy Corp. COM 670837103 190 Ohio Casualty Corp. COM 677240103 797 Old Kent Financial Corp. COM 679833103 7,376 Olsten Corp. COM 681385100 143 Omnicare Inc. COM 681904108 7 On Command Corp. COM 682160106 11 Oneida Ltd COM 682505102 194 Oneida Valley Secs Corp COM 682607106 0 Oracle Systems Corp. COM 68389X105 875 Oregon Steel Mills Inc. COM 686079104 8 Oshkosh Truck Corp. Class B COM 688239201 223 Outback Steakhouse Inc. COM 689899102 109 P G & E Corp. COM 69331C108 27 P N C Bank Corp. COM 693475105 3,245 Paccar Inc. COM 693718108 204 Pacific Century Financial Corp. COM 694058108 15 Pacific Enterprises COM 694232604 25 Pacific Telesis Finance TOPRS COM 694887209 11 Pacificare Health Sys Cl A COM 695112102 8 Paine Webber Group Inc. COM 695629105 87 Palex Inc. COM 696368109 7 Pall Corp. COM 696429307 52 Panda Project Inc. COM 69833F104 0 Panera Bread Co COM 69840W108 58 Parker Hannifin Corp. COM 701094104 52 Paychex Inc. COM 704326107 36 Payless Shoesource Inc. COM 704379106 24 PE Corp PE Biosystems Group COM 69332S102 48 Pe Corp. Celera Genomics Group COM 69332S201 15 Pechiney - Sponsered ADR COM 705151207 4 Pegasus Communications Corp. - Cl A COM 705904100 567 Penney (J C) Co Inc. COM 708160106 243 Penton Media Inc. COM 709668107 7 Peoples Energy Corp. COM 711030106 37 PeopleSoft Inc. COM 712713106 462 PepsiCo, Inc. COM 713448108 2,085
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Perez Companc SA COM 713665107 3 Perkinelmer Inc COM 714046109 4 Perlis Plantations-Unsp ADR COM 713900207 13 Petrie Stores Liquidation COM 716437108 0 Pfizer Inc. COM 717081103 19,285 Pharmacia & UpJohn Inc. COM 716941109 4,642 Phelps Dodge COM 717265102 16 Philip Morris Companies Inc. COM 718154107 4,371 Phillips Petroleum Co. COM 718507106 11,642 Phoenix Intl Life Sciences COM 718919103 7 Phone Com Inc COM 71920Q100 12 Piedmont Natural Gas Co COM 720186105 24 Pier 1 Imports Inc. COM 720279108 6 Pioneer Intl Ltd Spons ADR COM 723711305 7 Pioneer Natural Resources Co COM 723787107 0 Pioneer Standard COM 723877106 1,610 Pitney-Bowes, Inc. COM 724479100 1,590 Pittway Corp. COM 725790109 14 Pittway Corp. Class A COM 725790208 49 Placer Dome Inc. COM 725906101 22 Plains Resources Inc. New COM 726540503 25 Playtex Products Inc. COM 72813P100 92 PLC Capital Trust I 8.25% COM 693406209 44 Plum Creek Timber Co L P COM 729251108 65 PMC Capital Inc. COM 693430100 55 PMI Group Inc. COM 69344M101 44 Pohang Iron & Steel Co, Ltd ADS COM 730450103 1,071 Pomeroy Computer Resources Inc. COM 731822102 32 Portal Software Inc COM 736126103 15 Post Properties Inc. COM 737464107 1,530 Potash Corp. of Saskatchewan COM 73755L107 9,557 Potomac Electric Power Co COM 737679100 39 PPG Industries, Inc. COM 693506107 707 Praxair Inc. COM 74005P104 50 Pre Paid Legal Services Inc. COM 740065107 4 Pride International Inc. COM 741932107 79 Primark Corp. COM 741903108 17 Procter & Gamble Co. COM 742718109 49,859 Professional Bancorp Inc COM 743112104 64 Progressive Corp. COM 743315103 22 Provident Financial GRP COM 743866105 182 Providian Financial Corp. COM 74406A102 310 Public Service Enterprise Group COM 744573106 56 Pulitzer Inc COM 745769109 74 Qingling Motors Co Ltd COM Y71713104 1 QMS Inc. COM 74726G102 0 Quaker Oats COM 747402105 79 Qualcomm Inc. COM 747525103 483 Quality Dining Inc COM 74756P105 4 Questar Corp. COM 748356102 24 Qwest Communications International, In COM 749121109 26
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R.H. Donnelly Corp. COM 74955W307 45 Ralston-Ralston Purina Group COM 751277302 71 Ramtron International Corp. Com New COM 751907304 3 Raymond James Financial Inc. COM 754730109 21 Rayonier Inc. COM 754907103 23 Raytheon Co. Cl A COM 755111309 15 Raytheon Co-Cl B COM 755111408 424 Regeneron Pharmaceuticals Inc. COM 75886F107 6 Regions Financial Corp. COM 758940100 1,308 Reliance Bancorp Inc. COM 759451107 338 Reliant Energy Inc COM 75952J108 346 Reliastar Financial Corp. COM 75952U103 54 Repsol S.A. ADR COM 76026T205 2,978 Rexall Sundown Inc. COM 761648104 3 Reynolds & Reynolds Co CL A COM 761695105 11 Reynolds R J Tob Hldgs Inc COM 76182K105 13 Rio Tinto PLC - Sponsored ADR COM 767204100 2,514 River Cities Capital Group II Ltd Part COM RIVERCITI 200 Roche Holdings Ltd Spons ADR COM 771195104 130 Rockwell International Corp. COM 773903109 48 Rohm & Haas COM 775371107 216 Rohm Co Ltd COM J65328122 3,448 Royal Carribean Cruise Ltd COM V7780T103 15 Royal Dutch Petroleum Co ADR COM 780257804 5,454 Royal Group Technologies Ltd COM 779915107 5 Royce Micro Cap Trust Inc. COM 780915104 41 Royce Value Tr Inc. COM 780910105 1,519 RPM Inc. - Ohio COM 749685103 15 Ruby Tuesday Inc. COM 781182100 33 S C I Systems Inc. COM 783890106 152 Safeway Inc. COM 786514208 55 Saks Incorporated COM 79377W108 8 San Paolo-imi S P A COM 799175104 2,052 Santa Fe Snyder Corp COM 80218K105 1 SAP AG Sponsored ADR COM 803054204 78 Sara Lee Corp. COM 803111103 392 SBC Communications Inc. COM 78387G103 12,237 Scana Corp. COM 805898103 65 Schering-Plough Corp. COM 806605101 23,328 Schlumberger Limited COM 806857108 7,388 Schwab Charles Corp. COM 808513105 35 Schweitzer-Mauduit Intl COM 808541106 1 Scientific-Atlanta Inc. COM 808655104 192 Scor SA SPONSD ADR COM 80917Q106 8 Scripps Co E W Cl A COM 811054204 58 Sealed Air Corp. COM 81211K100 88 Sears Roebuck & Co COM 812387108 170 Secom Co Ltd - Ord COM J69972107 2,298 Secom Co Ltd Adr COM 813113206 103 Service Corp. International COM 817565104 635 Servicemaster Co COM 81760N109 554
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Shanghai Petro Co LTD ADR CL H COM 819424102 6 Shell Transport & Trading PLC COM 822703609 769 Sherwin Williams Corp. COM 824348106 46 Shire Pharmaceuticals Grp PLC Spons AD COM 82481R106 10 Shopsmith Inc COM 825098106 0 Sidel SA COM S002537 21 Siemens AG ADR New COM 826197402 228 Sigma-Aldrich Corp. COM 826552101 102 Silicon Valley Group, Inc. COM 827066101 5 SK Telecom Co Ltd Sponsored Adr COM 78440P108 94 Sky Financial Group Inc COM 83080P103 136 SLM Holding Corp. COM 78442A109 118 SmithKline Beecham Spons ADR COM 832378301 209 Solectron Corp. COM 834182107 62 Solutia Inc. COM 834376105 42 Sonera Group Plc COM 835433202 10 Sony Corp. - Sponsored ADR COM 835699307 4,575 Sothebys Holdings Inc. - Cl A Ltd Vtg COM 835898107 3 Southern Co COM 842587107 73 Southern Pacific Petroleum NL ADR COM 843581307 4 Southwestern Energy Co. COM 845467109 150 Spacelabs Medical Inc. COM 846247104 9 Spieker Properties, Inc. COM 848497103 69 Sprint Corp. (FON Group) COM 852061100 5,026 Sprint Corp. (PCS Group) COM 852061506 419 St Gobain COM F80343100 1,652 St Jude Medical Inc. COM 790849103 15 St. Mary Land & Exploration COM 792228108 1,655 St. Paul Companies Inc. COM 792860108 239 Standard & Poors DEP Receipts COM 78462F103 42 Staples Inc. COM 855030102 278 Starbucks Corp. COM 855244109 34 Starwood Hotels & Resorts Worldwide In COM 85590A203 41 State Auto Financial Corp. COM 855707105 230 State Street Corp. COM 857477103 219 Statefed Financial Corp COM 857549109 18 Steelcase Inc. - CL A COM 858155203 367 Sterling Software Inc. COM 859547101 32 Stewart & Stevenson COM 860342104 576 Stratus Properties Inc COM 863167102 0 Stride Rite Corp. COM 863314100 0 Structural Dynamics Research COM 863555108 14 Student Loan Mkting COM 863871208 39 Suburst Hospitality Corp. COM 866948102 3 Sun Microsystems Inc. COM 866810104 1,193 Sunoco Inc COM 86764P109 5 Suntrust Banks Inc. COM 867914103 702 Superior Energy Services Inc. COM 868157108 27 Swire Pac Ltd COM 870794401 3 Swissray Intl Inc COM 871016200 18 Sylvan Learning Systems Inc. COM 871399101 33
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Symantec Corp. COM 871503108 147 Symbol Technologies Inc. COM 871508107 21 Synopsys Inc. COM 871607107 33 Sysco Corp. COM 871829107 18,264 T R W Inc. COM 872649108 182 Taiwan Fund Inc. COM 874036106 185 Taiwan Semiconductor Co. LTD Spons ADR COM 874039100 92 Talisman Energy Inc COM 87425E103 6 Tate & Lyle PLC ADRS COM 876570607 8 Taubman Centers, Inc. COM 876664103 444 Teco Energy Inc. COM 872375100 14 Telecom Corp. of New COM 879278208 4 Telecominicaoes Brasileiras SA ADR COM 879287308 8 Telefonica de Argentina S.A. COM 879378206 2 Telefonica De Espana SA Spons ADR COM 879382208 2,611 Telefonica Del Peru S.a. ADR COM 879384105 5 Telefonos De Mexico SA Spons ADR COM 879403780 502 Telephone & Data Systems, Inc. COM 879433100 581 Teligent Inc. Cl A COM 87959Y103 25 Telxon Corp. COM 879700102 11 Temple Inland Inc. COM 879868107 26 Templeton Dragon Fund Inc. COM 88018T101 1,107 Templeton Emerging Markets COM 880191101 796 Tenet Healthcare Corp. COM 88033G100 33 Tennant Co COM 880345103 29 Tenneco Automotive Inc COM 880349105 9 Teppco Partners L P Units Rep Lim COM 872384102 39 Teva Pharmaceutical-SP ADR COM 881624209 5 Texaco Inc. COM 881694103 1,126 Texas Instruments Inc. COM 882508104 1,015 Texas Utilities Co. COM 882848104 317 Textron Capital I Trust Pfd COM 883198202 22 Thai Cap Fd Inc. COM 882905102 4 Thai Fund Inc. COM 882904105 2 The Allstate Corp. COM 020002101 401 The Cincinnati Gas & Elec Co COM 172070831 4 The India Fund, Inc. COM 454089103 65 The Japan Equity Fund, Inc. COM 471057109 40 The Midland Co COM 597486109 62 The Royal Bank of Scotland Grp Plc Pfd COM 780097507 11 The Scotts Co Class A COM 810186106 282 The Seagram Co Ltd COM 811850106 90 The Town and Country Trust COM 892081100 260 The Valspar Corp. COM 920355104 12,369 The Walt Disney Co. COM 254687106 14,030 Theragenics Corp. COM 883375107 4 Thermo Electron Corp. COM 883556102 533 Thermo Instrument Systems Inc. COM 883559106 23 Thomas & Betts Corp. COM 884315102 35 Time Warner Inc. COM 887315109 36,944 Timken Co COM 887389104 192
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Tnp Enterprises Inc. COM 872594106 186 Tomkins PLC Sponsored ADR COM 890030208 1,341 Tommy Hilfiger Corp. COM G8915Z102 7 Tootsie Roll Industries Inc. COM 890516107 2,336 Topps Inc. COM 890786106 0 Torchmark Corp. COM 891027104 116 Total SA Adr COM 89151E109 16,310 Total System Services Inc. COM 891906109 37 Toys 'R' Us Inc. COM 892335100 140 Trammell Crow Co COM 89288R106 3 Trans World Airlines COM 893349837 0 Transcanada Pipelines Ltd COM 893526756 39 Trans-Dominion Energy COM 89322F100 0 Transocean Sedco Forex Inc COM G90078109 864 Travelers P&C Capital I 8.08% COM 893931204 23 Tri City Bank Shares Corp - Wisc COM 895364107 1 Tribune Co COM 896047107 1,920 Tricon Global Restaurants Inc. COM 895953107 134 Tri-Continental COM 895436103 66 Triton Energy Limited COM G90751101 283 Tupperware Corp. COM 899896104 7 Turbosonic Technologies Inc. COM 900010109 0 TXU Electric Capital III 8.00% Cum PF COM 87316Q207 21 Tyco International LTD COM 902124106 20,499 U S T Inc. COM 902911106 224 U S Wireless Data inc Cl A COM 912899101 9 U.S. Bancorp COM 902973106 130 U.S. Trust Corp. New COM 91288L105 6,378 U.S. West Inc. COM 91273H101 1,838 Ucar International Inc. COM 90262K109 2,311 Union Carbide Corp. COM 905581104 141 Union Pacific Capital Trust Term COM 907824403 25 Union Pacific Corp. COM 907818108 15,058 Union Pacific Resources Group Inc. COM 907834105 120 Union Planters Corp. COM 908068109 24 Uniprop Income Fund II COM 90915D106 7 Unisys Corp. COM 909214108 21 United Asset Management Corp. COM 909420101 72 United Dominion Realty Trust COM 910197102 1,573 United Dominion Realty Trust COM 910197300 1,573 United Dominion Realty Trust COM 910197102 11 United Dominion Realty Trust COM 910197300 11 United Healthcare Corp. COM 910581107 4 United Overseas Bank LTD Spons ADR COM 911271302 6 United Parcel Service Inc COM 911312106 78 United Technologies Corp. COM 913017109 2,634 United Water Resources Inc. COM 913190104 34 Universal Foods Corp. COM 913538104 31 Unocal Corp. COM 915289102 5,065 Unumprovident Corp. COM 91529Y106 23 US Air Group COM 911905107 32
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USX Marathon Group COM 902905827 7 USX-U.S. Steel Group COM 90337T101 1 Utilicorp United Inc. COM 918005109 12 V F Corp. COM 918204108 48 Valence Technology, Inc. COM 918914102 13 Valmont Ind Inc COM 920253101 44 Value City Department Stores Inc COM 920387107 30 Valuevision International Inc. Cl A COM 92047K107 178 Varian Inc COM 922206107 14 Varian Medical Systems Inc COM 92220P105 18 Varian Semiconductor Equip COM 922207105 20 Veba Ag - Spon ADR COM 92239H102 7 Veritas DGC Inc COM 92343P107 1 Vertex Pharmaceuticals Inc. COM 92532F100 19 Viacom Inc Class B COM 925524308 56 Vina Concha Y Toro SA Spons ADR COM 927191106 4 Vion Pharmaceuticals Inc. COM 927624106 17 Vishay Intertechnology Inc. COM 928298108 22 Visual Data Corp COM 928428200 4 Visx Inc Del COM 92844S105 31 Vitesse Semiconductor Corp. COM 928497106 336 Vlasic Foods International COM 928559103 5 Vodafone Airtouch PLC-Sponsored ADR COM 92857T107 2,721 Volkswagen AG - Sponsored ADR COM 928662303 4 Volvo Aktiebolaget COM 928856400 16 Vornado Realty Trust Common Shares COM 929042109 163 Wachovia Corp. COM 929771103 396 Walgreen Co COM 931422109 1,142 Wal-Mart Stores Inc. COM 931142103 3,435 Walnut Capital Partners LP COM WLNTLPZZZ 400 Warner Lambert Co. COM 934488107 8,131 Washington Federal Inc. COM 938824109 8,578 Washington Mutual Inc. COM 939322103 1,021 Washington Post- Class B COM 939640108 999 Washington Real Estate Investors Trust COM 939653101 332 Waste Management Inc. COM 94106L109 12 Waterford Wedgewood - Unit COM G94697102 64 Watkins-Johnson Co COM 942486101 16 Watson Pharmaceuticals Inc COM 942683103 4 Watts Industries Inc Class A COM 942749102 4 Wausau-Mosinee Paper Corp. COM 943315101 14 Webb Interactive Services COM 94748P104 34 Webs Index Fund Inc - Hong Kong COM 92923H707 59 Webs Index Fund Inc - Japan COM 92923H889 122 Webs Index Fund Inc - Malaysia COM 92923H871 36 Webs Index Fund Inc Singapore Free COM 92923H848 56 WEC CAP TR I TR PFD SECS 6.85% COM 92923G204 156 Weingarten Realty Investors COM 948741103 161 Weis Markets Inc COM 948849104 63 Wells Fargo Company COM 949746101 8,004 Wendy's International Inc COM 950590109 2
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Western Digital Corp. COM 958102105 3 Western Resources Inc COM 959425109 1,782 Westminster Cap Inc COM 960631109 7 Westvaco Corp. COM 961548104 215 Westwood Homestead Finl Corp. COM 961767100 2 Weyerhaeuser Co. COM 962166104 747 Whitman Corp COM 96647R107 24 Whole Foods Market Inc COM 966837106 46 Wicor Inc COM 929253102 1,101 Wild Oats Markets Inc. COM 96808B107 73 Willamette Inds COM 969133107 648 Williams Companies Inc COM 969457100 110 Williams Sonoma Inc. COM 969904101 299 Wind River Systems Inc COM 973149107 44 Winton Finl Corp COM 976446104 18 Wisconsin Central COM 976592105 13 Wisconsin Energy Power COM 976657106 53 Wolters Kluwer NV Spons ADR COM 977874205 362 Wolters Kluwer-CVA COM N9643A114 67 World Television Inc COM 98151F305 0 Worthington Industry Inc COM 981811102 42 Wrigley (WM) Jr Co COM 982526105 112 WSFS Financial Corp. COM 929328102 732 WTS On Command Corp. COM 682160122 1 Xerox Corp. COM 984121103 111 Xilinx Inc. COM 983919101 27 XL Capital Ltd - Class A COM G98255105 5 Yahoo Inc COM 984332106 25 York International Inc COM 986670107 106 Young & Rubicam Inc. COM 987425105 8,201 Zoltek Companies Inc COM 98975W104 3 Zurich Allied AG CH10 REGD COM H98469366 4 Zweig Fund Inc COM 989834106 55 Grand Total: 1,945,813
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Run Date: 02/10/99 ---------------------------- S.E.C. Use Only ---------------------------- Item 5: Item 6: Item 7: Item 8: Shares or Investment Discretion Other Voting Authority (Shares) Principal Amt. (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - --------------------------------------------------------------------------------------------------------------- 975 X 975 24,805 X 24,805 879 X 879 407,060 X X 48,700 358,360 1,931 X 1,931 93,620 X 93,620 115 X 115 4,600 X 4,600 3,706 X 3,706 2,394 X 2,394 400 X 400 4,219 X X 4,219 41,390 X 21,200 20,190 7,680 X 7,680 1,770 X 1,770 270 X 270 1,000 X 1,000 8,791 X X 8,791 1,000 X 1,000 301,060 X X 301,060 21,305 X 21,305 66,995 X 66,995 500 X 500 1,120 X 1,120 7,100 X X 7,100 54,800 X 54,800 3,200 X 3,200 105 X 105 4,736 X 4,736 10 X 10 80,305 X 80,305 1,000 X 1,000 2,665 X 2,665 12,000 X 12,000 345 X X 345 1,500 X 1,500 1,766 X 1,766 23,066 X X 23,066 11,585 X X 11,585 74,726 X X 74,726 6,315 X 6,315 152,479 X X 152,479 11,160 X 11,160 1,000 X 1,000
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500 X 500 1,220 X 1,220 20,518 X 20,518 3,210 X 3,210 206,518 X 45,700 160,818 54 X 54 37,272 X X 37,272 2,099 X 2,099 600 X 600 120 X 120 296,135 X X 22,750 273,385 1,400 X 1,400 2,000 X 2,000 829 X 829 4,805 X X 4,805 400 X 400 4,300 X 4,300 60,000 X 60,000 1,623 X 1,623 24,562 X X 24,562 500 X 500 2,400 X 2,400 420 X 420 17,610 X 17,610 876 X 876 2,007 X 2,007 487,945 X X 76,350 411,595 40,712 X X 40,712 389,206 X X 389,206 51,125 X X 4,600 46,525 4 X 4 200 X 200 768 X X 768 36,195 X 36,195 15,200 X X 15,200 26,029 X 26,029 1,600 X 1,600 1,052 X 1,052 185 X 185 100 X 100 1,537 X 1,537 600 X 600 1,000 X 1,000 1,190 X 1,190 1,000 X 1,000 3,000 X 3,000 450 X 450 62,132 X 62,132 28,548 X X 28,548 16,490 X X 16,490 7,776 X 7,776
Page 24
30,550 X 30,550 14,405 X 14,405 2,500 X 2,500 350 X 350 200 X 200 195 X 195 150 X 150 2,581 X 2,581 650 X 650 8,370 X X 8,370 109,748 X 24,010 85,738 8,288 X X 8,288 62,710 X X 62,710 1,800 X 1,800 252,985 X X 252,985 64,846 X X 64,846 411,646 X X 127,200 284,446 419 X 419 4,459 X X 4,459 300 X 300 49,626 X X 600 49,026 350 X 350 500 X 500 200 X 200 1,000 X 1,000 5,300 X 5,300 6,150 X 6,150 73,340 X X 33,700 39,640 100 X 100 200 X 200 28,842 X X 28,842 170 X 170 3,500 X 3,500 2,200 X 2,200 9,375 X X 9,375 1,600 X 1,600 80 X 80 234,108 X X 600 233,508 1,000 X 1,000 70,900 X 70,900 4,392 X 4,392 226,946 X X 226,946 316 X 316 1,182,691 X X 58,200 1,124,491 1,500 X 1,500 729 X 729 771 X 771 2,600 X 2,600 101,494 X 101,494 35,864 X X 35,864 5,362 X X 5,362
Page 25
39,366 X X 39,366 6,579 X 6,579 27,850 X 27,850 85,812 X 85,812 8,000 X 8,000 1,000 X 1,000 8,400 X 8,400 1,000 X 1,000 13,450 X 13,450 600 X 600 3,000 X 3,000 34,951 X 34,951 51,000 X 51,000 1,200 X 1,200 1,340 X 1,340 66,400 X 66,400 811 X 811 1,398 X 1,398 400 X 400 15,327 X 15,327 175 X 175 228,150 X X 228,150 4,564 X 4,564 200 X 200 2,000 X 2,000 23,000 X 23,000 35,529 X 35,529 6,886 X 6,886 190 X 190 25,000 X 25,000 2,000 X 2,000 225 X 225 16,452 X 16,452 1,200 X 1,200 33,200 X 33,200 500 X 500 4,000 X 4,000 950 X 950 1,000 X 1,000 993,163 X X 141,795 851,368 48,691 X X 48,691 1,227,673 X X 103,317 1,124,356 750 X 750 540 X 540 70,600 X 70,600 51,513 X X 51,513 1,290 X 1,290 1,900 X 1,900 516 X 516 1,350 X 1,350 208 X 208
Page 26
200 X 200 47,451 X X 600 46,851 253 X 253 4,555 X 4,555 531,445 X X 531,445 100 X 100 304 X 304 7,973 X X 7,973 456,600 X X 450 456,150 150 X 150 800 X 800 112,155 X X 350 111,805 1,010 X 1,010 465,251 X X 63,996 401,255 4,326 X 4,326 23,500 X 23,500 300 X 300 500 X 500 800 X 800 1,248 X 1,248 1,000 X 1,000 6,100 X 6,100 183 X 183 692 X 692 2,100 X 2,100 200 X 200 600 X 600 131,900 X 131,900 1,020 X 1,020 220,416 X X 400 220,016 5,000 X 5,000 75 X 75 113,504 X X 113,504 750 X 750 15,800 X 15,800 177,403 X X 2,700 174,703 1,000 X 1,000 4,778 X 4,778 295 X 295 1,758 X 1,758 847 X 847 200 X 200 134,877 X 57,200 77,677 465 X 465 140,900 X 140,900 175 X 175 700 X 700 17,400 X X 17,400 2,591 X 2,591 275 X 275 1,000 X 1,000
Page 27
1,000 X 1,000 695 X 695 360 X 360 200 X 200 3,686 X 3,686 1,265 X 1,265 898,804 X X 1,500 897,304 1,134 X 1,134 6,400 X 6,400 3,000 X 3,000 480 X 480 2,316 X X 2,316 11,060 X X 11,060 255 X 255 36 X 36 175 X 175 137 X 137 1,275 X 1,275 600 X 600 14,000 X 14,000 300 X 300 12,900 X 12,900 1,000 X 1,000 30,709 X X 30,709 990,500 X 990,500 4,680 X 4,680 1,882 X X 1,882 28,875 X 28,875 3,668 X 3,668 150 X 150 150 X 150 6,000 X 6,000 2,151 X 2,151 357 X 357 608 X 608 93,157 X X 93,157 11,700 X 11,700 161,435 X 14,500 146,935 139,806 X X 31,900 107,906 7,396 X 500 6,896 400 X 400 1,350 X 1,350 11,046 X 11,046 1,125 X 1,125 25,457 X X 25,457 70,900 X 70,900 1,600 X 1,600 2,600 X 2,600 41,702 X 41,702 16,500 X X 16,500 2,955 X 2,955
Page 28
1,122 X 1,122 177 X 177 632 X 632 9,800 X 9,800 1,300 X 1,300 1,457 X 1,457 60,200 X X 60,200 3,200 X 3,200 331,955 X 36,200 295,755 15,084 X X 15,084 14,240 X 4,400 9,840 52,642 X 52,642 1,000 X 1,000 4,630 X X 4,630 28,662 X X 28,662 420 X 420 8,022 X 8,022 35,600 X 15,800 19,800 12,437 X 12,437 6,000 X 6,000 100 X 100 2,500 X 2,500 192 X 192 200 X 200 119 X 119 11,131 X 11,131 2,550 X X 2,550 100 X 100 300 X 300 1,600 X 1,600 4,400 X 4,400 400 X 400 5,220 X X 5,220 900 X 900 500 X 500 860 X 860 42,370 X 42,370 950 X 950 361,785 X X 23,850 337,935 67,600 X 67,600 4,000 X 4,000 2,500 X 2,500 25,312 X X 25,312 4,100 X 4,100 4,296 X 4,296 26,800 X 26,800 1,400 X 1,400 1,000 X 1,000 500 X 500 500 X 500 5,100 X 5,100
Page 29
31,950 X 31,950 3,528 X 3,528 16,165 X 1,000 15,165 1,000 X 1,000 1,000 X 1,000 200 X 200 503,660 X X 4,000 499,660 698,405 X X 54,400 644,005 550 X 550 200 X 200 2,000 X 2,000 9,526 X X 9,526 5,250 X 5,250 1,066 X 1,066 16,415 X X 16,415 118,725 X 57,600 61,125 315 X 315 640,055 X X 640,055 800 X 800 17,675 X X 17,675 2,000 X 2,000 15,500 X X 15,500 37,400 X 6,000 31,400 87,542 X 87,542 7,050 X X 7,050 9,798 X 9,798 900 X 900 85,604 X 13,364 72,240 6,828 X 6,828 1,212 X 1,212 998,032 X X 998,032 1,900 X 1,900 9,950 X 9,950 12,906 X X 12,906 268,143 X 81,900 186,243 2,737 X 2,737 200 X 200 233,775 X 41,300 192,475 21,200 X 21,200 2,172 X 2,172 9,216 X 9,216 4,150 X 4,150 2,594 X 2,594 665,989 X X 665,989 3,125 X 3,125 990 X 990 1,500 X 1,500 34,938 X 34,938 4,091 X 4,091 64,200 X 64,200 3,150 X 3,150
Page 30
43,747 X X 43,747 760 X 760 2,895 X 2,895 470 X 470 1,500 X 1,500 287,310 X X 60,700 226,610 145 X 145 1,358 X 1,358 300 X 300 372,571 X X 800 371,771 400 X 400 8,481 X 8,481 76,462 X X 8,600 67,862 40 X 40 125 X 125 2,400 X 2,400 4,000 X 4,000 5,905 X 5,905 1,674 X 1,674 3,724 X 3,724 1,200 X 1,200 5,000 X 5,000 7,550 X 7,550 7,889 X 7,889 5,000 X 5,000 1,605 X 1,605 1,100 X 1,100 1,800 X 1,800 758 X 758 1,200 X 1,200 1,000 X 1,000 400 X 400 110 X 110 1,100 X 1,100 13,778 X X 13,778 800 X 800 470 X 470 722 X 722 8,000 X 8,000 150 X 150 66,146 X X 66,146 19,383 X 19,383 2,000 X 2,000 19,175 X 19,175 1,122 X 1,122 600 X 600 600 X 600 1,300 X 1,300 23,290 X X 23,290 3,500 X 3,500 4,712 X 4,712
Page 31
2,000 X 2,000 1,350 X 1,350 4,050 X 4,050 10,384 X 10,384 21,600 X 21,600 12,016 X X 12,016 19,620 X 19,620 280,295 X X 280,295 91,519 X X 91,519 19,553 X 19,553 2,000 X 2,000 8 X 8 2,400 X 2,400 608,879 X X 608,879 40,150 X 25,300 14,850 50 X 50 12,328 X 12,328 1,390 X 1,390 110 X 110 1,000 X 1,000 3,580 X X 3,580 3,800 X 3,800 60 X 60 6,752 X X 6,752 14,400 X 14,400 1,200 X 1,200 4,625 X 4,625 3 X 3 245,013 X 245,013 287 X 287 1,000 X 1,000 362 X 362 4,600 X X 4,600 375 X 375 6,400 X 6,400 300 X 300 250 X 250 53,090 X 350 52,740 190 X 190 1,450 X 1,450 130 X 130 22,254 X 22,254 120,710 X 120,710 350 X 350 6,582 X 6,582 1,500 X 1,500 604 X 604 1,000 X 1,000 562,792 X X 4,700 558,092 232,828 X X 6,700 226,128 750 X 750
Page 32
2,000 X 2,000 3,612 X X 3,612 153,317 X X 153,317 200 X 200 1,800 X 1,800 7,400 X 7,400 8,000 X 8,000 324,400 X 324,400 28,320 X 28,320 190,000 X 190,000 30,845 X 30,845 176,000 X 176,000 760 X 760 400 X 400 7,200 X 7,200 42,753 X 42,753 2,400 X 2,400 400 X 400 17,615 X 17,615 200 X 200 4,700 X X 4,700 2,000 X 2,000 71,207 X X 250 70,957 665 X 665 482,828 X 482,828 2,400 X 2,400 450 X 450 12,300 X X 12,300 8,200 X X 8,200 7,700 X 7,700 132,034 X X 132,034 13,400 X X 13,400 2,000 X 2,000 1,700 X 1,700 1,000 X 1,000 150 X 150 99,375 X 40,800 58,575 796,837 X X 59,850 736,987 489,383 X X 80,300 409,083 900 X 900 2,500 X 2,500 9,784 X X 9,784 35,250 X X 35,250 4,602 X 4,602 1,595 X 1,595 23,070 X X 23,070 3,000 X 3,000 1,000 X 1,000 23,407 X X 23,407 475 X 475 500 X 500
Page 33
1,332 X 1,332 330 X 330 82 X 82 46,725 X 46,725 61,414 X 61,414 95,564 X X 95,564 500 X 500 400 X 400 400 X 400 3,100 X 3,100 2,650 X 2,650 100 X 100 1,300 X 1,300 1,500 X 1,500 1,597 X 1,597 7,000 X 7,000 3,200 X 3,200 900 X 900 35,700 X 35,700 455 X 455 73,175 X X 73,175 2,000 X 2,000 22,340 X 22,340 17,507 X 17,507 615 X 615 3,500 X 3,500 175,900 X 35,000 140,900 276,514 X X 52,876 223,638 39,175 X 17,900 21,275 17 X 17 3,170 X 3,170 34,525 X 34,525 44,970 X 44,970 750 X 750 800 X 800 2,535 X 2,535 99,518 X X 99,518 300 X 300 1,980 X 1,980 1,800 X 1,800 310 X 310 550 X 550 2,681 X 2,681 3,750 X 3,750 895 X 895 750 X 750 150 X 150 650 X 650 1,826 X 1,826 3,000 X 3,000 200 X 200
Page 34
200 X 200 1,433 X X 1,433 1,940 X 1,940 91,750 X 11,300 80,450 3,445 X X 3,445 1,000 X 1,000 5,050 X 5,050 1,700 X 1,700 87 X 87 275 X 275 40,000 X 40,000 500 X 500 262,268 X X 35,508 226,760 8,652 X X 8,652 3,000 X 3,000 24,600 X 24,600 2,808 X 2,808 80,800 X 80,800 24,996 X 24,996 42,299 X X 42,299 250 X 250 7,040 X 7,040 225,970 X 225,970 77,628 X 1,000 76,628 3,200 X X 3,200 573,602 X 35,200 538,402 1,000 X 1,000 567,225 X X 11,925 555,300 151,250 X 22,800 128,450 20 X 20 2,100 X 2,100 5,987 X X 5,987 800 X 800 146,039 X X 146,039 20,442 X 20,442 714,631 X X 714,631 3,600 X 3,600 526,426 X X 20,400 506,026 283,740 X X 1,200 282,540 95 X 95 24,753 X 24,753 108 X 108 825 X 825 2,400 X 2,400 333 X 333 600 X 600 23,117 X 23,117 1,790 X 1,790 45,700 X 19,100 26,600 100 X 100 28,802 X 28,802
Page 35
344,111 X X 344,111 27,380 X X 27,380 1,069 X 1,069 450 X 450 13,650 X 13,650 6,607 X 6,607 500 X 500 1,400 X 1,400 6,000 X 6,000 30,400 X 30,400 613 X 613 19,091 X X 19,091 10 X 10 99,624 X 99,624 99,624 X 99,624 750 X 750 47,074 X 29,400 17,674 6,700 X 5,400 1,300 100 X 100 1,500 X 1,500 31,850 X 31,850 351,584 X X 26,160 325,424 160 X 160 1,600 X 1,600 5,600 X 5,600 740 X 740 20 X 20 304 X 304 336 X 336 200 X 200 48,940 X X 48,940 23,800 X 23,800 950 X 950 3,062 X 3,062 8,069 X 8,069 52,204 X X 52,204 39,739 X 39,739 3,593 X X 3,593 34,932 X 34,932 31,900 X 31,900 3,179 X 3,179 10,000 X 10,000 6,500 X 6,500 10,190 X 10,190 13,040 X X 13,040 70 X 70 1,000 X 1,000 143,698 X X 143,698 118 X 118 17,620 X 17,620 163,101 X X 163,101
Page 36
49,585 X X 49,585 2,000 X 2,000 1,820 X 1,820 38 X 38 1,580 X 1,580 5,400 X 5,400 825 X 825 12,458 X X 12,458 1,125 X 1,125 2,900 X 2,900 250 X 250 3,900 X X 3,900 1,000 X 1,000 2,122 X 2,122 4,000 X X 4,000 10,000 X 10,000 49,622 X X 49,622 208,513 X X 1,529 206,984 12,610 X X 12,610 575 X 575 580 X 580 8,906 X 8,906 20 X 20 7,812 X 7,812 1,000 X 1,000 7,600 X X 7,600 4,200 X 4,200 1,300 X 1,300 72,925 X X 72,925 4,600 X 4,600 796 X 796 350 X 350 500 X 500 150 X 150 2,250 X 2,250 1,000 X 1,000 2,400 X X 2,400 5 X 5 7,500 X 7,500 1,012 X 1,012 900 X 900 512 X 512 400 X 400 100 X 100 115 X 115 5,800 X 5,800 12,176 X X 12,176 300 X 300 1,100 X 1,100 21,660 X 21,660 59,145 X X 59,145
Page 37
300 X 300 88 X 88 11,000 X 11,000 200 X 200 594,506 X X 594,506 103,155 X 25,500 77,655 240 X 240 188,482 X X 14,500 173,982 247,692 X X 30,400 217,292 1,000 X 1,000 100 X 100 800 X 800 1,000 X 1,000 2,200 X 2,200 42 X 42 111,500 X 51,800 59,700 32,910 X 32,910 300 X 300 1,088 X 1,088 2,042 X 2,042 2,000 X 2,000 6,000 X 6,000 2,000 X 2,000 2,600 X 2,600 6,800 X 6,800 900 X 900 30,594 X 30,594 2,408 X X 2,408 150 X 150 40,000 X 13,000 27,000 198,320 X 46,300 152,020 1,710 X 1,710 11,300 X X 11,300 1,000 X 1,000 150 X 150 5,375 X 5,375 600 X 600 455,076 X X 455,076 8,800 X 8,800 300 X 300 5,061 X 5,061 3,400 X 3,400 1,604 X 1,604 1,833 X 1,833 12,000 X 12,000 1 X 1 1,200 X 1,200 2,740 X 2,740 2,000 X 2,000 1,600 X 1,600 600 X 600
Page 38
2,366 X 2,366 2,562 X 2,562 400 X 400 1,125 X 1,125 475 X X 475 598 X X 598 15,950 X 15,950 500 X 500 52,056 X X 6,900 45,156 9,800 X 9,800 15,117 X X 15,117 1,385 X 1,385 128,105 X 7,500 120,605 300 X 300 500 X 500 726 X 726 26,533 X 26,533 200 X 200 1,100 X 1,100 1,000 X 1,000 5,305 X 5,305 8,400 X 8,400 300 X 300 90,238 X X 600 89,638 250 X 250 4,552 X 4,552 116,308 X 46,549 69,759 1,498 X 1,498 1,840 X 1,840 1,850 X 1,850 1,534 X X 1,534 500 X X 500 74,971 X 74,971 186 X 186 1,500 X 1,500 17,772 X X 17,772 251,011 X X 700 250,311 2,400 X 2,400 550,508 X X 550,508 131,348 X X 4,700 126,648 900 X 900 84 X 84 3,450 X 3,450 175 X 175 1,300 X 1,300 1,700 X 1,700 5,578 X 5,578 20,900 X 20,900 470 X 470 91,500 X 39,800 51,700 44,999 X 44,999
Page 39
400 X 400 15,612 X 15,612 2,200 X 2,200 333 X 333 500 X 500 200 X 200 1,800 X 1,800 3,400 X 3,400 300 X 300 2,450 X 2,450 6,753 X 6,753 2,800 X 2,800 3,250 X 3,250 650 X 650 2,724 X 2,724 150 X 150 16,067 X 16,067 100 X 100 3,100 X 3,100 1,375 X 1,375 22,900 X 22,900 500 X 500 1,900 X 1,900 74,667 X 9,600 65,067 4,087 X 4,087 8,824 X 8,824 500 X 500 66,875 X 6,900 59,975 7,100 X 7,100 287 X 287 13,400 X X 13,400 1,420 X 1,420 1,744 X X 1,744 25,200 X 25,200 3,000 X 3,000 2,000 X 2,000 30,600 X 30,600 1,000 X 1,000 48,600 X 48,600 111 X 111 59 X 59 1,120 X 1,120 900 X 900 450 X 450 15,402 X 15,402 228 X 228 10,200 X X 10,200 4,000 X 4,000 705 X 705 2,500 X 2,500 2,500 X 2,500
Page 40
2,500 X 2,500 337 X 337 500 X 500 461,646 X X 461,646 3,510 X 3,510 9,100 X 9,100 2,045 X 2,045 250 X 250 320 X 320 41,323 X 41,323 734 X 734 110 X 110 60 X 60 65 X 65 33,129 X X 33,129 375 X 375 4,462 X 4,462 4,615 X 4,615 400 X 400 700 X 700 400 X 400 112,850 X 2,700 110,150 58,690 X X 58,690 1,390 X 1,390 900 X 900 1,000 X 1,000 2,000 X 2,000 70 X 70 20,728 X X 20,728 10,480 X 10,480 8,920 X 8,920 1,000 X 1,000 800 X 800 200 X 200 16,722 X X 16,722 200 X 200 3,900 X 3,900 4,100 X 4,100 3,000 X 3,000 500 X 500 7,000 X X 7,000 2,000 X 2,000 14,500 X 14,500 295,374 X X 295,374 479,643 X X 23,300 456,343 400 X 400 35,525 X 35,525 2,106 X 2,106 1,100 X 1,100 510,007 X X 37,200 472,807 9,400 X 9,400
Page 41
4,500 X 4,500 91,273 X 91,273 300 X 300 70,929 X X 70,929 1 X 1 4,000 X 4,000 235,519 X X 22,300 213,219 2,250 X 2,250 9,770 X 9,770 300 X 300 1 X 1 1,750 X 1,750 1 X 1 25,637 X X 911 24,726 1,000 X 1,000 15 X 15 34,870 X X 34,870 3,458 X X 3,458 2,364 X 2,364 13,700 X 13,700 420 X 420 53 X 53 1,000 X 1,000 527,311 X X 20,032 507,279 8,887 X 8,887 7,000 X 7,000 5,472 X 5,472 79,540 X X 79,540 25,532 X X 25,532 129,750 X 71,200 58,550 2,106 X 2,106 600 X 600 345,158 X X 57,300 287,858 9,379 X 9,379 600 X 600 500 X 500 672 X 672 3,900 X 3,900 159,250 X 62,600 96,650 159,250 X 62,600 96,650 600 X 600 600 X 600 80 X 80 316 X 316 1,125 X X 1,125 40,522 X 40,522 1,000 X 1,000 1,534 X 1,534 150,920 X 34,400 116,520 730 X 730 1,000 X 1,000
Page 42
277 X 277 19 X 19 600 X 600 1,600 X 1,600 700 X 700 2,748 X 2,748 2,000 X 2,000 3,100 X 3,100 600 X 600 600 X 600 600 X 600 130 X 130 100 X 100 550 X 550 920 X 920 100 X 100 2,713 X 2,713 689 X 689 350 X 350 600 X 600 6,400 X 6,400 800 X 800 54,968 X X 54,968 390 X 390 645 X 645 5,000 X 5,000 5,828 X 5,828 39,056 X X 39,056 49,690 X 49,690 16 X 16 99,237 X X 99,237 434,318 X X 94,754 339,564 39,284 X 600 38,684 1,797 X 1,797 22,112 X 22,112 716 X 716 63,000 X 63,000 400 X 400 119 X 119 300 X 300 1,200 X 1,200 1,500 X 1,500 4,150 X 4,150 7,500 X 7,500 5,100 X 5,100 6,125 X 6,125 8,000 X 8,000 4,135 X 4,135 1,441 X 1,441 197,945 X 197,945 108 X 108
Page 43
700 X 700 104,800 X X 45,700 59,100 2,000 X 2,000 6,579 X 6,579 200 X 200 10,400 X X 10,400 1,767 X 1,767 1,000 X 1,000 37,720 X X 37,720 3,300 X 3,300 13,958 X 600 13,358 3,604 X 3,604 6,508 X 6,508 1,199 X 1,199 1,400 X 1,400 1,000 X 1,000 2,729 X 2,729 10,760 X 10,760 2,000 X 2,000 23 X 23 2,530 X 2,530 1,356 X 1,356 58,000 X 58,000 188 X 188 4,900 X 4,900 600 X 600 90 X 90 58 X X 58 3,850 X X 3,850 115,915 X X 115,915 300 X 300 7 X 7 5,474 X 5,474
Page 44
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ AT&T Common Stock 001957109 22,759 447,900 SH TELE-COMM LIBERTY MEDIA SER A Common Stock 001957208 4,261 75,000 SH AVX CORP NEW COM Common Stock 002444107 3,436 68,800 SH AXA FINANCIAL INC Common Stock 002451102 1,877 55,200 SH ABBOTT LABS COM Common Stock 002824100 3,875 106,700 SH ABERCROMBIE & FITCH CO CL A Common Stock 002896207 328 12,300 SH ACTEL CORP Common Stock 004934105 550 22,900 SH ITI HOLDING SA POLAND Common Stock 005167784 264 1,200 SH VIDESH SANCHAR NIGAM LTD GDR REG S GDR 005718535 506 20,400 SH DAIRY FARM INTL US$0.05(SING QUOTE) USD Common Stock 006180274 1 600 SH ADELPHIA BUSINESS SOLUTIONS Common Stock 006847107 312 6,500 SH ADVANTA CORP CL B Common Stock 007942204 119 8,450 SH ADVANCED ENERGY INDS COM Common Stock 007973100 167 3,400 SH AETNA INC COM Common Stock 008117103 61 1,100 SH AIRGAS INC COM Common Stock 009363102 1,363 143,500 SH ALBERTO CULVER CO CL B CONV Common Stock 013068101 671 26,000 SH ALCOA INC Common Stock 013817101 5,802 69,900 SH ALLAIRE CORP Common Stock 016714107 293 2,000 SH ALLEGHENY ENERGY INC COM Common Stock 017361106 2,109 78,300 SH ALLTEL CORP COM Common Stock 020039103 2,803 33,900 SH AMERADA HESS CORP COM Common Stock 023551104 19,987 352,200 SH AMERICAN EXPRESS CO COM Common Stock 025816109 10,690 64,300 SH AMERICAN HOME PRODS CORP COM Common Stock 026609107 5,526 140,800 SH AMERICAN INTL GROUP INC COM Common Stock 026874107 21,553 199,330 SH AMERICAN NATL CAN GROUP INC Common Stock 027714104 423 32,500 SH AMERICAN NATL INS CO COM NASD BK INS Common Stock 028591105 57 900 SH AMERICAN SOFTWARE INC CL A NASD INDL Common Stock 029683109 84 8,200 SH AMGEN INC COM NASD INDL Common Stock 031162100 6,649 110,700 SH AMKOR TECHNOLOGY INC Common Stock 031652100 4,791 169,600 SH AMSOUTH BANCORPORATION COM Common Stock 032165102 6,686 346,200 SH ANALOG DEVICES INC COM Common Stock 032654105 40,092 431,100 SH ANDRX CORP COM Common Stock 034551101 34 800 SH ANHEUSER BUSCH COS INC COM Common Stock 035229103 16,542 233,400 SH APACHE CORP COM Common Stock 037411105 33,898 917,700 SH APPLE COMPUTER INC COM NASD INDL Common Stock 037833100 10,713 104,200 SH APRIA HEALTHCARE GROUP Common Stock 037933108 2,039 113,700 SH APPLIED MATERIALS Common Stock 038222105 14,708 116,100 SH APPLIED SCIENCE & TECH COM Common Stock 038236105 1,309 39,400 SH APPLIX INC COM Common Stock 038316105 195 10,800 SH ARCADIA FINL LTD COM Common Stock 039101100 234 52,800 SH AREMISSOFT CORP/DE Common Stock 040026106 1,115 34,300 SH ARGOSY GAMING CORP Common Stock 040228108 1,013 65,100 SH ARKANSAS BEST CORP Common Stock 040790107 2,794 232,800 SH Page Total 252,689 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 430,350 0 17,550 X 72,400 0 2,600 X 68,000 0 800 X 53,800 0 1,400 X 102,300 0 4,400 X 11,500 0 800 X 22,900 0 0 X 1,200 0 0 X 20,400 0 0 X 600 0 0 X 6,500 0 0 X 8,450 0 0 X 3,400 0 0 X 1,100 0 0 X 139,600 0 3,900 X 26,000 0 0 X 66,900 0 3,000 X 2,000 0 0 X 74,600 0 3,700 X 32,500 0 1,400 X 337,600 0 14,600 X 61,700 0 2,600 X 135,000 0 5,800 X 191,080 0 8,250 X 32,500 0 0 X 900 0 0 X 8,200 0 0 X 106,100 0 4,600 X 156,400 0 13,200 X 305,400 0 40,800 X 418,200 0 12,900 X 500 0 300 X 228,600 0 4,800 X 888,700 0 29,000 X 95,600 0 8,600 X 113,700 0 0 X 112,700 0 3,400 X 39,400 0 0 X 10,800 0 0 X 52,800 0 0 X 33,900 0 400 X 64,500 0 600 X 229,100 0 3,700
Page 1
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ ARROW INTERNATIONAL Common Stock 042764100 629 21,700 SH ARTHROCARE CORP Common Stock 043136100 360 5,900 SH ASSOCIATES FIRST CAP CORP CL A Common Stock 046008108 2,104 76,700 SH ATLANTIC RICHFIELD CO COM Common Stock 048825103 14,584 168,600 SH ATMEL CORP Common Stock 049513104 38,638 1,307,000 SH AUSPEX SYSTEMS INC Common Stock 052116100 328 32,000 SH AUTHENTIC FITNESS Common Stock 052661105 83 4,000 SH AUTOMATIC DATA PROCESSING INC COM Common Stock 053015103 2,381 44,200 SH AZTAR CORP COM Common Stock 054802103 4,096 376,600 SH BJ SVCS CO COM Common Stock 055482103 443 10,600 SH BMC INDS INC MINN COM Common Stock 055607105 154 31,600 SH BALL CORP COM Common Stock 058498106 587 14,900 SH BANK OF AMERICA CORP Common Stock 060505104 13,341 265,817 SH BANK NEW YORK INC COM Common Stock 064057102 3,140 78,500 SH BANTA CORP COM NASD INDL Common Stock 066821109 115 5,100 SH BARD C R INC COM Common Stock 067383109 8,120 153,200 SH BAUSCH & LOMB INC COM Common Stock 071707103 48 700 SH BEA SYSTEMS INC Common Stock 073325102 1,175 16,800 SH BEAR STEARNS COS INC COM Common Stock 073902108 1,834 42,900 SH BEBE STORES INC Common Stock 075571109 2,284 84,600 SH BECKMAN COULTER INC Common Stock 075811109 331 6,500 SH BECTON DICKINSON & CO COM Common Stock 075887109 531 19,700 SH BEDFORD PPTY INVS INC Common Stock 076446301 285 16,700 SH BELDEN INC Common Stock 077459105 319 15,200 SH BELL & HOWELL CO NEW Common Stock 077852101 178 5,600 SH BELL ATLANTIC CORP COM Common Stock 077853109 20,670 335,760 SH BELLSOUTH CORP COM Common Stock 079860102 12,579 268,700 SH BERKSHIRE HATHAWAY INC CL B Common Stock 084670207 29 16 SH BINDLEY WESTN INDS INC COM NASD INDL Common Stock 090324104 0 0 SH BOEING CO COM Common Stock 097023105 6,991 168,700 SH BOISE CASCADE CORP COM Common Stock 097383103 11,142 275,100 SH BOMBAY CO INC COM Common Stock 097924104 230 51,000 SH BORG WARNER AUTO Common Stock 099724106 5,775 142,600 SH BOWNE & CO INC COM Common Stock 103043105 80 5,900 SH BRIGHTPOINT INC COM Common Stock 109473108 3,151 240,100 SH BRINKER INTL INC COM Common Stock 109641100 335 13,900 SH BRIO TECHNOLOGY INC Common Stock 109704106 8 200 SH BRISTOL MYERS SQUIBB CO COM Common Stock 110122108 26,503 412,900 SH BROADVISION CORP Common Stock 111412102 2,143 12,600 SH BROWN (TOM) INC Common Stock 115660201 142 10,600 SH BROWN SHOE COMPANY INC Common Stock 115736100 2,256 159,700 SH BRUNSWICK CORP COM Common Stock 117043109 8,951 402,300 SH BUDGET GROUP INC CL A Common Stock 119003101 153 16,900 SH Page Total 197,225 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 21,700 0 0 X 5,900 0 0 X 72,500 0 4,200 X 165,300 0 3,300 X 1,233,000 0 74,000 X 32,000 0 0 X 4,000 0 0 X 42,500 0 1,700 X 374,300 0 2,300 X 10,600 0 0 X 31,600 0 0 X 14,900 0 0 X 258,265 0 7,552 X 75,300 0 3,200 X 5,100 0 0 X 149,400 0 3,800 X 0 0 700 X 14,400 0 2,400 X 42,200 0 700 X 84,200 0 400 X 6,500 0 0 X 19,000 0 700 X 15,600 0 1,100 X 15,200 0 0 X 4,800 0 800 X 323,960 0 11,800 X 257,800 0 10,900 X 16 0 0 X 0 0 0 X 161,100 0 7,600 X 266,800 0 8,300 X 51,000 0 0 X 134,800 0 7,800 X 5,900 0 0 X 235,800 0 4,300 X 1,300 0 12,600 X 200 0 0 X 398,700 0 14,200 X 12,500 0 100 X 10,600 0 0 X 159,700 0 0 X 358,000 0 44,300 X 16,900 0 0
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ BUILDING ONE SERVICES CORP Common Stock 120114103 572 60,622 SH CBL & ASSOCIATES PPTYS INC Common Stock 124830100 2,568 124,500 SH C D I CORP COM Common Stock 125071100 195 8,100 SH CEC ENTERTAINMENT INC Common Stock 125137109 167 5,900 SH CIGNA CORP COM Common Stock 125509109 709 8,800 SH CMG INFORMATION SERVICES INC Common Stock 125750109 5,344 19,300 SH CSK AUTO CORP Common Stock 125965103 1,372 78,400 SH CTS CORP COM Common Stock 126501105 121 1,600 SH CACI INTL INC -CL A Common Stock 127190304 373 16,500 SH CALIFORNIA AMPLIFIER INC Common Stock 129900106 1,966 74,700 SH CANADIAN PACIFIC LTD Common Stock 135923100 19,922 923,900 SH CANDELA CORP Common Stock 136907102 253 13,600 SH CANANDAIGUA BRANDS INC CLA Common Stock 137219200 1,892 37,100 SH CAPITAL AUTOMOTIVE REIT Common Stock 139733109 78 6,400 SH CAPITAL SENIOR LIVING CORP Common Stock 140475104 30 6,000 SH CAREER ED CORP Common Stock 141665109 733 19,100 SH CAREMARK RX INC Common Stock 141705103 62 12,300 SH CARNIVAL CORP COM Common Stock 143658102 3,758 78,600 SH CATO CORP -CL A Common Stock 149205106 1,973 156,300 SH CENTRAL NEWSPAPERS -CL A Common Stock 154647101 5,686 144,400 SH CHARMING SHOPPES Common Stock 161133103 350 52,900 SH CHATEAU CMNTYS INC COM Common Stock 161726104 200 7,700 SH CHECKPOINT SYS INC COM NASD INDL Common Stock 162825103 249 24,400 SH CHELSEA GCA REALTY INC Common Stock 163262108 1,693 56,900 SH CHEVRON CORPORATION COM Common Stock 166751107 11,920 137,600 SH CHICOS FAS INC Common Stock 168615102 369 9,800 SH CHOICE HOTELS INTL INC Common Stock 169905106 139 8,100 SH CITIGROUP INC Common Stock 172967101 55,026 988,129 SH CLARENT CORP Common Stock 180461105 47 600 SH COASTAL CORP COM Common Stock 190441105 273 7,700 SH COCA COLA CO COM Common Stock 191216100 10,258 176,100 SH COCA-COLA FEMSA S A DE C V SPNSR ADR 10S Sponsored ADR 191241108 311 17,700 SH COHU INC COM Common Stock 192576106 1,637 52,800 SH COLE KENNETH PRODTNS INC COM Common Stock 193294105 192 4,200 SH COLGATE PALMOLIVE CO COM Common Stock 194162103 6,604 101,600 SH COLONIAL PROPERTIES TRUST Common Stock 195872106 176 7,600 SH COMCAST CORP CL A SPL NASD INDL Common Stock 200300200 2,483 49,100 SH COMMERCIAL METALS CO COM Common Stock 201723103 44 1,300 SH COMMUNITY FIRST BANK Common Stock 203902101 126 8,000 SH COMPAQ COMPUTER CORP COM Common Stock 204493100 2,314 85,502 SH COMPUTER ASSOC INTL INC COM Common Stock 204912109 6,553 93,700 SH CONMED CORP Common Stock 207410101 3,255 125,800 SH CONSOLIDATED PAPERS INC COM NASD INDL Common Stock 209759109 436 13,700 SH Page Total 152,427 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 60,622 0 0 X 121,200 0 3,300 X 8,100 0 0 X 5,900 0 0 X 8,800 0 0 X 19,300 0 0 X 78,400 0 0 X 1,500 0 100 X 16,500 0 0 X 74,200 0 500 X 891,200 0 32,700 X 12,500 0 1,100 X 36,300 0 800 X 3,300 0 3,100 X 6,000 0 0 X 18,800 0 300 X 12,300 0 0 X 74,900 0 3,700 X 154,200 0 2,100 X 143,200 0 1,200 X 50,100 0 2,800 X 7,700 0 0 X 24,400 0 0 X 56,900 0 0 X 132,900 0 4,700 X 9,800 0 0 X 5,800 0 2,300 X 957,329 0 30,800 X 0 0 600 X 5,700 0 2,000 X 168,900 0 7,200 X 2,200 0 15,500 X 51,500 0 1,300 X 4,200 0 0 X 97,400 0 4,200 X 7,600 0 0 X 47,100 0 2,000 X 1,300 0 0 X 8,000 0 0 X 80,702 0 4,800 X 88,800 0 4,900 X 125,500 0 300 X 13,700 0 0
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ CONSTELLATION ENERGY GROUP Common Stock 210371100 11,754 405,300 SH CONVERGYS CORP Common Stock 212485106 224 7,300 SH COOPER INDS INC COM Common Stock 216669101 1,500 37,100 SH COOPER TIRE & RUBR CO COM Common Stock 216831107 5,391 342,300 SH COORS ADOLPH CO CL B NASD INDL Common Stock 217016104 7,088 135,000 SH COPART INC Common Stock 217204106 896 20,600 SH COPPER MOUNTAIN NETWORKS INC Common Stock 217510106 24 500 SH CORNING INC COM Common Stock 219350105 3,752 29,100 SH COVAD COMMUNICATIONS GROUP INC Common Stock 222814204 6,780 121,200 SH COVENTRY HEALTH CARE Common Stock 222862104 314 46,545 SH COX COMMUNICATIONS INC NEW CL A Common Stock 224044107 103 2,000 SH CREDENCE SYSTEMS CORP Common Stock 225302108 2,370 27,400 SH CRESTLINE CAPITAL CORP Common Stock 226153104 2,661 129,000 SH CROWN CORK & SEAL INC COM Common Stock 228255105 1,996 89,200 SH CUMMINS ENGINE INC COM Common Stock 231021106 11,687 241,900 SH CYMER INC COM Common Stock 232572107 644 14,000 SH CYPRESS SEMICONDUCTOR CORP COM Common Stock 232806109 17,751 548,300 SH CYTEC INDS INC COM Common Stock 232820100 2,808 122,100 SH CYTYC CORP COM Common Stock 232946103 263 4,300 SH DAIN RAUSCHER CORP COM Common Stock 233856103 84 1,800 SH DARDEN RESTAURANTS INC COM Common Stock 237194105 4,948 273,000 SH DATASCOPE CORP COM NASD INDL Common Stock 238113104 88 2,200 SH DAVIDS BRIDAL INC Common Stock 238576102 55 4,900 SH DAYTON HUDSON CORP COM Common Stock 239753106 16,340 222,500 SH DEB SHOPS INC COM NASD INDL Common Stock 242728103 155 8,400 SH DELL COMPUTER CORP COM NASD INDL Common Stock 247025109 13,994 274,400 SH DELPHI AUTO SYSTEMS Common Stock 247126105 23,826 1,512,749 SH DELPHI FINL GROUP INC CL A NASD INDL Common Stock 247131105 871 29,024 SH DENTSPLY INTL INC NEW COM NASD INDL Common Stock 249030107 9,915 419,700 SH DIAGNOSTIC PRODS CORP COM Common Stock 252450101 54 2,200 SH DIEBOLD INC COM Common Stock 253651103 63 2,700 SH DISNEY WALT CO DEL COM Common Stock 254687106 4,171 142,600 SH DIRECT FOCUS INC Common Stock 254931108 97 3,500 SH DONALDSON LUFKIN & JENRETTE NV COM Common Stock 257661108 3,294 68,100 SH DOW CHEM CO COM Common Stock 260543103 15,140 113,300 SH DOW JONES & CO INC COM Common Stock 260561105 442 6,500 SH DRESS BARN INC COM NASD INDL Common Stock 261570105 552 33,200 SH DREYERS GRAND ICE CREAM INC COM NASD I Common Stock 261878102 155 9,100 SH DU PONT E I DE NEMOURS & CO COM Common Stock 263534109 7,668 116,400 SH DUKE ENERGY CORP COM Common Stock 264399106 351 7,000 SH ECI TELECOMMUNICATIONS -ORD Common Stock 268258100 2,982 94,300 SH E M C CORP MASS COM Common Stock 268648102 7,669 70,200 SH ESS TECHNOLOGY INC Common Stock 269151106 379 17,100 SH Page Total 191,300 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 388,000 0 17,300 X 7,300 0 0 X 31,200 0 5,900 X 338,900 0 3,400 X 118,600 0 16,400 X 20,600 0 0 X 500 0 0 X 27,700 0 1,400 X 117,100 0 4,100 X 46,545 0 0 X 2,000 0 0 X 26,900 0 500 X 126,600 0 2,400 X 89,200 0 0 X 235,900 0 6,000 X 13,400 0 600 X 526,600 0 21,700 X 112,900 0 9,200 X 4,300 0 0 X 1,100 0 700 X 267,200 0 5,800 X 1,500 0 700 X 4,900 0 0 X 218,500 0 4,000 X 8,100 0 300 X 263,300 0 11,100 X 1,461,976 0 50,773 X 28,616 0 408 X 399,500 0 20,200 X 2,200 0 0 X 2,700 0 0 X 136,700 0 5,900 X 3,500 0 0 X 56,200 0 11,900 X 111,300 0 2,000 X 0 0 6,500 X 33,200 0 0 X 9,100 0 0 X 110,600 0 5,800 X 7,000 0 0 X 94,300 0 0 X 67,300 0 2,900 X 16,800 0 300
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ EAGLE GEOPHYSICAL INC Common Stock 269524104 0 1 SH EASTMAN KODAK CO COM Common Stock 277461109 4,545 68,600 SH EATON CORP COM Common Stock 278058102 988 13,600 SH EATON VANCE CORP COM NON VTG NASD INDL Common Stock 278265103 467 12,300 SH ECHOSTAR COMMUN CORP CL A Common Stock 278762109 5,031 51,600 SH EDISON INTERNATIONAL Common Stock 281020107 14,678 560,500 SH EDWARDS AG INC COM Common Stock 281760108 728 22,700 SH EFFICIENT NETWORKS INC Common Stock 282056100 48 700 SH ELANTEC SEMICONDUCTOR INC COM Common Stock 284155108 333 10,100 SH ELECTRO SCIENTIFIC INDS COM NASD INDL Common Stock 285229100 314 4,300 SH ELECTRONIC DATA SYS NW COM Common Stock 285661104 4,686 70,000 SH EMERSON ELEC CO COM Common Stock 291011104 4,183 72,900 SH ENGELHARD CORP COM Common Stock 292845104 213 11,300 SH ENHANCE FINANCIAL SV Common Stock 293310108 96 5,900 SH ENRON CORP COM Common Stock 293561106 2,179 49,100 SH ENTERCOM COMMUNIOCATIONS CORP Common Stock 293639100 497 7,500 SH ENZON INC COM NASD INDL Common Stock 293904108 195 4,500 SH EQUITABLE RES INC COM Common Stock 294549100 300 9,000 SH ESSEX PPTY TRUST INC COM Common Stock 297178105 840 24,700 SH EVEREST REINSURANCE HLDGS Common Stock 299808105 1,024 45,900 SH FACTORY 2-U INC Common Stock 303072102 627 22,100 SH FAIRFIELD CMNTYS INC COM PAR $0.10 Common Stock 304231301 2,076 193,100 SH FREDDIE MAC COM Common Stock 313400301 2,278 48,400 SH FANNIE MAE Common Stock 313586109 4,433 71,000 SH FEDERAL REALTY INVT TR SH BEN INT NEW Common Stock 313747206 2,483 132,000 SH FEDERATED INVESTORS INC Common Stock 314211103 3,601 179,500 SH FERRO CORP COM Common Stock 315405100 6,070 275,900 SH F5 NETWORKS INC Common Stock 315616102 410 3,600 SH FIRST DATA CORP Common Stock 319963104 6,041 122,500 SH FIRST HEALTH GROUP CORP Common Stock 320960107 83 3,100 SH FIRST UN CORP COM Common Stock 337358105 2,223 67,500 SH FIRSTENERGY CORP COM Common Stock 337932107 20,800 916,800 SH FLEET BOSTON FINANCIAL CORP Common Stock 339030108 3,307 95,000 SH FLEMING COS INC COM Common Stock 339130106 224 21,900 SH FLUOR CORP COM Common Stock 343861100 24,974 544,400 SH FOMENTO ECONOMICO MEX-SP ADR ADS 344419106 15,034 337,840 SH FOOTSTAR INC COM Common Stock 344912100 2,306 75,600 SH FORD MTR CO DEL COM Common Stock 345370100 4,254 79,800 SH FOREST OIL CORP COM NEW Common Stock 346091606 367 27,800 SH FOUNDATION HEALTH SYS INC COM Common Stock 350404109 5,629 566,400 SH FRANCHISE FINL CORP AMERICA Common Stock 351807102 1,635 68,300 SH FRONTIER AIRLINES INC Common Stock 359065109 232 20,400 SH FULLER H B CO COM NASD INDL Common Stock 359694106 3,642 65,100 SH Page Total 154,074 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 1 0 0 X 65,900 0 2,700 X 13,100 0 500 X 11,200 0 1,100 X 51,600 0 0 X 547,900 0 12,600 X 22,100 0 600 X 0 0 700 X 9,500 0 600 X 4,300 0 0 X 67,100 0 2,900 X 69,800 0 3,100 X 11,300 0 0 X 5,900 0 0 X 47,000 0 2,100 X 7,400 0 100 X 4,100 0 400 X 8,400 0 600 X 24,700 0 0 X 42,100 0 3,800 X 22,100 0 0 X 189,300 0 3,800 X 46,400 0 2,000 X 68,100 0 2,900 X 132,000 0 0 X 178,200 0 1,300 X 266,600 0 9,300 X 3,600 0 0 X 119,700 0 2,800 X 3,100 0 0 X 64,700 0 2,800 X 884,700 0 32,100 X 91,100 0 3,900 X 21,900 0 0 X 519,300 0 25,100 X 322,520 0 15,320 X 74,900 0 700 X 76,500 0 3,300 X 27,800 0 0 X 534,800 0 31,600 X 68,300 0 0 X 20,400 0 0 X 63,300 0 1,800
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ FUNCO INC Common Stock 360762108 8 700 SH GTE CORP COM Common Stock 362320103 12,271 173,900 SH GALILEO INTERNATIONAL INC COM Common Stock 363547100 674 22,500 SH GANNETT INC COM Common Stock 364730101 4,665 57,200 SH GAP INC DEL COM Common Stock 364760108 7,760 168,700 SH GATEWAY INC Common Stock 367626108 1,355 18,800 SH GENERAL ELEC CO COM Common Stock 369604103 34,865 225,300 SH GENERAL GROWTH PPTYS INC Common Stock 370021107 3,189 113,900 SH GENERAL MLS INC COM Common Stock 370334104 43 1,200 SH GENERAL MTRS CORP COM Common Stock 370442105 6,535 89,900 SH GENERAL SEMICONDUCTOR INC COM Common Stock 370787103 308 21,700 SH GEORGIA PAC CORP COM Common Stock 373298108 17,219 339,300 SH GEORGIA-PACIFIC TIMBER CO Common Stock 373298702 1,342 54,500 SH GILLETTE CO COM Common Stock 375766102 3,040 73,800 SH GLATFELTER P H CO COM Common Stock 377316104 364 25,000 SH GLIMCHER REALTY TRUST Common Stock 379302102 2,460 191,100 SH GOLDEN ST BANCORP INC COM Common Stock 381197102 2,958 171,500 SH GRACO INC COM Common Stock 384109104 603 16,800 SH GRANITE CONSTRUCTION INC Common Stock 387328107 135 7,300 SH GREATER BAY BANCORP Common Stock 391648102 437 10,200 SH GREY WOLF INC COM Common Stock 397888108 471 163,900 SH GUESS INC Common Stock 401617105 389 17,900 SH HMT TECHNOLOGY CORP Common Stock 403917107 242 60,500 SH HS RESOURCES INC Common Stock 404297103 528 30,600 SH HADCO CORP COM NASD INDL Common Stock 404681108 148 2,900 SH HANDLEMAN CO DEL COM Common Stock 410252100 80 6,000 SH HANNA M A CO COM Common Stock 410522106 428 39,100 SH HARLAND JOHN H CO COM Common Stock 412693103 2,139 116,800 SH HAVERTY FURNITURE INC COM NASD INDL Common Stock 419596101 697 55,200 SH HAYES LEMMERZ INTL INC COM Common Stock 420781106 213 12,200 SH HEALTHCARE REALTY TRUST Common Stock 421946104 119 7,600 SH HEIDRICK & STRUGGLES INTL Common Stock 422819102 51 1,200 SH HERCULES INC COM Common Stock 427056106 912 32,700 SH HERTZ CORP CL A Common Stock 428040109 3,278 65,400 SH HEWLETT PACKARD CO COM Common Stock 428236103 8,110 71,300 SH HOME DEPOT INC COM Common Stock 437076102 16,541 240,600 SH HOMESTORE.COM INC Common Stock 437852106 230 3,100 SH HONEYWELL INTERNATIONAL INC Common Stock 438516106 14,831 257,100 SH HORMEL FOODS CORP COM Common Stock 440452100 24,038 591,700 SH HOT TOPIC INC Common Stock 441339108 14 600 SH HOUSEHOLD INTL INC COM Common Stock 441815107 16,457 441,800 SH HOUSTON EXPL CO COM Common Stock 442120101 69 3,500 SH HUDSON UNITED BANCORP Common Stock 444165104 2,730 106,800 SH Page Total 192,946 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 700 0 0 X 168,300 0 5,600 X 9,500 0 13,000 X 54,800 0 2,400 X 163,800 0 4,900 X 18,800 0 0 X 216,000 0 9,300 X 112,600 0 1,300 X 1,200 0 0 X 86,200 0 3,700 X 20,900 0 800 X 323,500 0 15,800 X 50,200 0 4,300 X 70,700 0 3,100 X 22,600 0 2,400 X 185,600 0 5,500 X 168,100 0 3,400 X 16,800 0 0 X 7,300 0 0 X 9,600 0 600 X 163,900 0 0 X 17,900 0 0 X 60,500 0 0 X 30,600 0 0 X 2,900 0 0 X 6,000 0 0 X 39,100 0 0 X 115,500 0 1,300 X 53,600 0 1,600 X 11,900 0 300 X 7,600 0 0 X 1,200 0 0 X 32,700 0 0 X 65,200 0 200 X 68,400 0 2,900 X 230,700 0 9,900 X 3,100 0 0 X 252,200 0 4,900 X 567,900 0 23,800 X 600 0 0 X 433,700 0 8,100 X 3,500 0 0 X 106,100 0 700
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ HUNT J B TRANS SVCS INC COM NASD INDL Common Stock 445658107 114 8,200 SH HUNTINGTON BANCSHARES INC COM NASD BK Common Stock 446150104 8,578 359,300 SH HUSSMAN INTERNATIONAL INC COM Common Stock 448110106 60 4,000 SH ICN PHARMACEUTICAL INC NEW Common Stock 448924100 975 38,500 SH IBP INC COM Common Stock 449223106 16,704 928,000 SH IRSA GDS GDS 450047204 322 10,116 SH IRT PPTY CO COM Common Stock 450058102 11 1,400 SH ISS GROUP INC Common Stock 450306105 740 10,400 SH INDIAN TOBACCO CO LTD 144A GDS (ITC) GDS 144A 450318100 316 16,000 SH IKON OFFICE SOLUTIONS Common Stock 451713101 251 36,800 SH IN FOCUS SYSTEMS INC Common Stock 452919103 1,983 85,500 SH INAMED CORP Common Stock 453235103 31 700 SH INDIANA ENERGY INC COM Common Stock 454707100 389 21,900 SH INPUT/OUTPUT INC Common Stock 457652105 173 34,100 SH INSITUFORM TECH INC CL A NASD INDL Common Stock 457667103 319 11,300 SH INTEGRATED DEVICE TECHNOLOGY COM NASD Common Stock 458118106 4,234 146,000 SH INTEL CORP COM NASD INDL Common Stock 458140100 39,658 481,800 SH INTERLEAF INC COM NASD INDL Common Stock 458729209 24 700 SH INTERLINK ELECTRONICS INC Common Stock 458751104 435 7,400 SH INTERNATIONAL BUSINESS MACHINES COM Common Stock 459200101 38,803 359,700 SH INTERNATIONAL HOME FOODS INC Common Stock 459655106 921 53,000 SH INTERNATIONAL RECTIFIER CORP COM Common Stock 460254105 5,210 200,400 SH INTIMATE BRANDS INC CL A Common Stock 461156101 8,632 200,165 SH INVACARE CORP COM NASD INDL Common Stock 461203101 724 36,100 SH IPALCO ENTERPRISES INC COM Common Stock 462613100 739 43,300 SH ISLE OF CAPRIS CASINOS INC Common Stock 464592104 69 5,200 SH ISOCOR Common Stock 464902105 70 1,600 SH JACK IN THE BOX INC Common Stock 466367109 1,338 64,700 SH JACOBS ENGR GROUP INC DEL COM Common Stock 469814107 4,950 152,300 SH JOHN NUVEEN CO -CL Common Stock 478035108 353 9,800 SH JOHNS MANVILLE CORP NEW COM Common Stock 478129109 1,494 107,200 SH JOHNSON & JOHNSON COM Common Stock 478160104 22,091 236,900 SH JOHNSON CTLS INC COM Common Stock 478366107 5,397 94,900 SH KANA COMMUNICATIONS INC Common Stock 483600102 472 2,300 SH KEEBLER FOODS CO Common Stock 487256109 1,713 60,900 SH KEMET CORP Common Stock 488360108 1,622 36,000 SH KERR MCGEE CORP COM Common Stock 492386107 1,618 26,100 SH KEYNOTE SYSTEMS INC Common Stock 493308100 37 500 SH KIMBERLY CLARK CORP COM Common Stock 494368103 20,299 310,200 SH KNIGHT RIDDER INC COM Common Stock 499040103 840 14,100 SH KNIGHT/TRIMARK GROUP INC Common Stock 499067106 6,960 151,300 SH KOREA ELECTRIC POWER (KEPCO) ADR Sponsored ADR 500631106 2,764 165,000 SH KORN FERRY INTERNATIONAL Common Stock 500643200 1,808 49,700 SH Page Total 204,238 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 8,200 0 0 X 337,800 0 21,500 X 4,000 0 0 X 37,900 0 600 X 914,900 0 13,100 X 10,116 0 0 X 1,400 0 0 X 10,100 0 300 X 16,000 0 0 X 36,500 0 300 X 84,700 0 800 X 700 0 0 X 16,200 0 5,700 X 34,100 0 0 X 11,300 0 0 X 142,800 0 3,200 X 462,200 0 19,600 X 700 0 0 X 7,400 0 0 X 345,100 0 14,600 X 50,900 0 2,100 X 197,800 0 2,600 X 200,165 0 0 X 35,200 0 900 X 25,700 0 17,600 X 2,700 0 2,500 X 1,600 0 0 X 62,900 0 1,800 X 138,000 0 14,300 X 9,800 0 0 X 97,800 0 9,400 X 228,700 0 8,200 X 92,300 0 2,600 X 2,300 0 0 X 50,500 0 10,400 X 35,500 0 500 X 24,500 0 1,600 X 500 0 0 X 304,800 0 5,400 X 14,100 0 0 X 143,700 0 7,600 X 165,000 0 0 X 48,200 0 1,500
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ LCA-VISION INC Common Stock 501803209 366 78,000 SH LG & E ENERGY CORP COM Common Stock 501917108 485 27,800 SH LSI LOGIC CORP COM Common Stock 502161102 36,059 534,200 SH LTX CORP COM NASD INDL Common Stock 502392103 638 28,500 SH LAM RESH CORP COM NASD INDL Common Stock 512807108 5,031 45,100 SH LANCASTER COLONY CORP COM NASD INDL Common Stock 513847103 739 22,300 SH LANDSTAR SYS INC Common Stock 515098101 527 12,300 SH LASALLE HOTEL PROPERTIES Common Stock 517942108 344 29,400 SH LATTICE SEMICONDUCTOR CORP Common Stock 518415104 141 3,000 SH LEAP WIRELESS INTL INC Common Stock 521863100 5,314 67,700 SH LEAR CORP COM Common Stock 521865105 6,099 190,600 SH LEGATO SYSTEMS INC COM Common Stock 524651106 37,764 548,800 SH LEHMAN BROTHERS HOLDINGS INC Common Stock 524908100 500 5,900 SH LENNOX INTERNATIONAL INC Common Stock 526107107 38 4,100 SH LIBERTY PROPERTY TRUST Common Stock 531172104 3,980 160,800 SH LIFE TECHNOLOGIES INC COM NASD INDL Common Stock 532177201 171 4,000 SH LIGHTBRIDGE INC Common Stock 532226107 355 12,800 SH LILLY ELI & CO COM Common Stock 532457108 5,260 79,100 SH LIMITED INC COM Common Stock 532716107 17,429 402,400 SH LINCOLN NATL CORP IND COM Common Stock 534187109 792 19,800 SH LIZ CLAIBORNE INC COM NASD INDL Common Stock 539320101 1,061 28,200 SH LODGENET ENTERTAINMENT CORP Common Stock 540211109 35 1,400 SH LOEWS CORP COM Common Stock 540424108 16,289 268,400 SH LONGVIEW FIBRE CO COM Common Stock 543213102 2,130 149,500 SH LOOKSMART LTD Common Stock 543442107 84 3,100 SH LORONIX INFORMATION SYSTEMS Common Stock 544183106 28 1,400 SH LUCENT TECHNOLOGIES INC COM Common Stock 549463107 24,240 323,200 SH LUMINANT WORLDWIDE CORP Common Stock 550260103 1,147 25,200 SH M D C HLDGS INC COM Common Stock 552676108 221 14,100 SH MDU RES GROUP INC COM Common Stock 552690109 260 13,000 SH MGIC INVT CORP WIS COM Common Stock 552848103 2,040 33,900 SH STEVEN MADDEN LTD Common Stock 556269108 386 20,256 SH MAIL-WELL INC Common Stock 560321200 3,964 293,600 SH MALLINCKRODT GROUP INC COM Common Stock 561232109 17,335 544,900 SH MANITOWOC INC COM Common Stock 563571108 3,749 110,250 SH MAPINFO CORP Common Stock 565105103 617 16,800 SH MARINE DRILLING COS COM PAR 0.01 Common Stock 568240204 173 7,700 SH MARSH & MCLENNAN COS INC COM Common Stock 571748102 4,411 46,100 SH MASCOTECH INC COM Common Stock 574670105 283 22,300 SH MCDERMOTT INTL INC COM Common Stock 580037109 973 107,400 SH MCDONALDS CORP COM Common Stock 580135101 6,059 150,300 SH MCLEODUSA INC CL A Common Stock 582266102 930 15,800 SH MEAD CORP COM Common Stock 582834107 1,616 37,200 SH Page Total 210,060 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 78,000 0 0 X 26,900 0 900 X 519,000 0 15,200 X 27,700 0 800 X 41,800 0 3,300 X 17,200 0 5,100 X 12,000 0 300 X 29,400 0 0 X 3,000 0 0 X 67,600 0 100 X 175,200 0 15,400 X 535,200 0 13,600 X 5,900 0 0 X 4,100 0 0 X 160,200 0 600 X 4,000 0 0 X 12,200 0 600 X 74,600 0 4,500 X 391,000 0 11,400 X 19,800 0 0 X 27,500 0 700 X 1,400 0 0 X 265,200 0 3,200 X 146,800 0 2,700 X 3,100 0 0 X 1,400 0 0 X 310,200 0 13,000 X 24,500 0 700 X 14,100 0 0 X 13,000 0 0 X 33,900 0 0 X 20,256 0 0 X 290,800 0 2,800 X 524,500 0 20,400 X 107,950 0 2,300 X 16,100 0 700 X 7,700 0 0 X 43,800 0 2,300 X 22,300 0 0 X 103,300 0 4,100 X 144,300 0 6,000 X 14,200 0 1,600 X 37,200 0 0
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ MEASUREMENT SPECIALTIES INC Common Stock 583421102 497 23,800 SH MEDCO RESEARCH INC Common Stock 584059109 340 11,300 SH MEDTRONIC INC COM Common Stock 585055106 4,660 127,900 SH MENTOR CORP MINN COM NASD INDL Common Stock 587188103 1,549 60,000 SH MENTOR GRAPHICS CORP COM NASD INDL Common Stock 587200106 460 34,900 SH MERCK & CO INC COM Common Stock 589331107 22,615 336,600 SH MERCURY INTERACTIVE CORP Common Stock 589405109 10,697 99,100 SH MERRILL LYNCH & CO INC COM Common Stock 590188108 9,489 113,900 SH MESA AIR GROUP INC Common Stock 590479101 55 11,600 SH METRIS COS INC COM Common Stock 591598107 7,034 197,100 SH MICHAEL FOODS INC COM NASD INDL Common Stock 594079105 59 2,400 SH MICROSOFT CORP COM NASD INDL Common Stock 594918104 41,867 358,600 SH MICROMUSE INC Common Stock 595094103 51 300 SH MIDWEST EXPRESS HLDGS INC COM Common Stock 597911106 7,459 234,000 SH MILACRON INC COM Common Stock 598709103 62 4,000 SH MILLS CORP Common Stock 601148109 193 10,800 SH MINNESOTA MNG & MFG CO COM Common Stock 604059105 19,790 202,200 SH MISSION CRITICAL SOFTWARE INC Common Stock 605047109 903 12,900 SH MITCHELL ENERGY & DEV CL B Common Stock 606592301 1,188 55,100 SH MITEL CORP COM Common Stock 606711109 99 7,200 SH MONSANTO CO COM Common Stock 611662107 1,531 43,200 SH MONY GROUP INC Common Stock 615337102 2,647 90,700 SH MORGAN J P & CO INC COM Common Stock 616880100 3,786 29,900 SH MORGAN ST DEAN WITTER & CO Common Stock 617446448 17,629 123,495 SH MOTOROLA INC COM Common Stock 620076109 16,345 111,000 SH MUELLER INDUSTRIES Common Stock 624756102 243 6,700 SH NS GROUP INC Common Stock 628916108 31 4,000 SH NABISCO HLDGS CORP CL A Common Stock 629526104 961 30,500 SH NAMIBIAN MINERALS CORP COM Common Stock 629913104 4,921 803,500 SH NANOMETRICS INC COM NASD INDL Common Stock 630077105 175 8,700 SH NATIONAL FUEL GAS CO N J COM Common Stock 636180101 284 6,100 SH NATIONAL INSTRS CORP COM Common Stock 636518102 375 9,800 SH NATIONAL RV HOLDINGS INC COM Common Stock 637277104 1,036 53,800 SH NATIONAL SEMICONDUCTOR CORP COM Common Stock 637640103 2,213 51,700 SH NATIONAL SVC INDS INC COM Common Stock 637657107 6,227 211,100 SH NATIONWIDE HEALTH PPTYS INC Common Stock 638620104 791 57,500 SH NEIMAN MARCUS GROUP INC COM Common Stock 640204202 92 3,300 SH NEON SYSTEMS INC Common Stock 640509105 51 1,300 SH NICE SYSTEMS LTD ADR ADR 653656108 4,213 85,660 SH NIKE INC CL B NASD INDL Common Stock 654106103 9,124 184,100 SH NORTEK INC COM Common Stock 656559101 221 7,900 SH NORTEL NETWORKS CORP Common Stock 656569100 8,726 86,400 SH NOVADIGM INC Common Stock 669937104 203 9,790 SH Page Total 210,893 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 23,000 0 800 X 10,900 0 400 X 122,700 0 5,200 X 60,000 0 0 X 34,900 0 0 X 323,100 0 13,500 X 98,500 0 600 X 110,800 0 3,100 X 11,600 0 0 X 196,500 0 600 X 1,800 0 600 X 343,900 0 14,700 X 300 0 0 X 234,000 0 0 X 4,000 0 0 X 8,600 0 2,200 X 198,200 0 4,000 X 12,500 0 400 X 54,600 0 500 X 7,200 0 0 X 41,400 0 1,800 X 89,400 0 1,300 X 28,400 0 1,500 X 118,695 0 4,800 X 107,500 0 3,500 X 5,700 0 1,000 X 4,000 0 0 X 30,500 0 0 X 803,500 0 0 X 8,700 0 0 X 3,800 0 2,300 X 9,800 0 0 X 53,200 0 600 X 48,800 0 2,900 X 211,100 0 0 X 57,500 0 0 X 3,300 0 0 X 1,300 0 0 X 85,660 0 0 X 166,000 0 18,100 X 7,900 0 0 X 82,500 0 3,900 X 9,790 0 0
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ NOVELLUS SYSTEMS INC Common Stock 670008101 625 5,100 SH NUCOR CORP Common Stock 670346105 121 2,200 SH NUEVO ENERGY CO Common Stock 670509108 218 11,600 SH OAKLEY INC COM Common Stock 673662102 200 36,000 SH OCULAR SCIENCES INC COM Common Stock 675744106 3,286 174,100 SH LUKOIL OIL CO SPONSORED ADR RUSSIA Sponsored ADR 677862104 2,687 53,200 SH ONEOK INC NEW Common Stock 682680103 608 24,200 SH OREGON STEEL MILLS INC COM Common Stock 686079104 125 15,700 SH PECO ENERGY CO COM Common Stock 693304107 1,102 31,700 SH PLX TECHNOLOGY INC Common Stock 693417107 23 1,200 SH PNC BK CORP COM Common Stock 693475105 13,822 310,600 SH P P & L RES INC COM Common Stock 693499105 819 35,800 SH PACIFICARE HEALTH SYS INC Common Stock 695112102 11,040 208,310 SH PAINE WEBBER GROUP INC COM Common Stock 695629105 7,991 205,900 SH PATINA OIL & GAS CORP Common Stock 703224105 561 65,100 SH PATTERSON DENTAL CO Common Stock 703412106 13 300 SH PAXAR CORP Common Stock 704227107 307 36,400 SH PAYLESS SHOESOURCE INC COM Common Stock 704379106 8,103 172,400 SH PENTAIR INC COM NASD INDL Common Stock 709631105 3,550 92,200 SH PENTON MEDIA INC Common Stock 709668107 439 18,300 SH PEPSICO INC COM Common Stock 713448108 3,532 100,200 SH PETCO ANIMAL SUPPLIES COM Common Stock 716016100 33 2,200 SH PHARMACIA & UPJOHN INC COM Common Stock 716941109 3,249 72,200 SH PFIZER INC COM Common Stock 717081103 18,058 556,700 SH PHILIP MORRIS COS INC COM Common Stock 718154107 9,126 396,800 SH PHILLIPS PETE CO COM Common Stock 718507106 38 800 SH PHILLIPS VAN HEUSEN CORP COM Common Stock 718592108 298 35,900 SH PHOENIX TECHNOLOGIES LTD Common Stock 719153108 716 45,300 SH PHOTON DYNAMICS INC Common Stock 719364101 585 15,100 SH PICTURETEL CORP Common Stock 720035302 103 23,900 SH PILGRIMS PRIDE CORP CL A Common Stock 721467207 14 2,150 SH PITTWAY CORP CLASS A Common Stock 725790208 255 5,700 SH POHANG IRON & STEEL ADR ADR 730450103 3,500 100,000 SH POLO RALPH LAUREN CL A Common Stock 731572103 1,556 91,200 SH POLYMEDICA CORP COM Common Stock 731738100 109 4,700 SH POPE & TALBOT INC COM Common Stock 732827100 14 900 SH PORTAL SOFTWARE INC Common Stock 736126103 782 7,600 SH PRECISION RESPONSE CORP COM Common Stock 740314109 366 15,100 SH PRICE T ROWE & ASSOCIATES COM NASD IND Common Stock 741477103 1,459 39,500 SH PRIMARK CORP COM Common Stock 741903108 581 20,900 SH PROCTER & GAMBLE CO COM Common Stock 742718109 25,408 231,900 SH PROVIDENT FINL GROUP COM Common Stock 743866105 86 2,400 SH PROXICOM INC Common Stock 744282104 920 7,400 SH Page Total 126,428 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 3,800 0 1,300 X 2,200 0 0 X 11,600 0 0 X 36,000 0 0 X 171,500 0 2,600 X 53,200 0 0 X 24,200 0 0 X 15,700 0 0 X 26,300 0 5,400 X 1,200 0 0 X 309,400 0 1,200 X 32,600 0 3,200 X 201,710 0 6,600 X 190,000 0 15,900 X 62,800 0 2,300 X 300 0 0 X 36,400 0 0 X 161,300 0 11,100 X 91,100 0 1,100 X 17,500 0 800 X 96,200 0 4,000 X 2,200 0 0 X 69,100 0 3,100 X 534,300 0 22,400 X 379,700 0 17,100 X 800 0 0 X 35,900 0 0 X 44,400 0 900 X 14,900 0 200 X 23,900 0 0 X 2,100 0 50 X 5,700 0 0 X 100,000 0 0 X 90,900 0 300 X 4,700 0 0 X 900 0 0 X 7,600 0 0 X 15,100 0 0 X 39,200 0 300 X 19,800 0 1,100 X 222,900 0 9,000 X 2,400 0 0 X 7,200 0 200
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ PUBLIC SVC ENTERPRISE GROUP COM Common Stock 744573106 17,692 508,200 SH PUMA TECHNOLOGY INC Common Stock 745887109 640 4,900 SH QLT PHOTOTHERAPEUTICS COM Common Stock 746927102 9,659 164,400 SH QUALCOMM Common Stock 747525103 8,524 48,400 SH QUESTAR CORP COM Common Stock 748356102 2,351 156,700 SH RPM INC OHIO COM NASD INDL Common Stock 749685103 6,616 649,400 SH RSA SECURITY INC Common Stock 749719100 535 6,900 SH RADIAN GROUP INC Common Stock 750236101 621 13,000 SH RADISYS CORP COM Common Stock 750459109 1,010 19,800 SH RALCORP HLDGS INC COM Common Stock 751028101 385 19,300 SH RARE HOSPITALITY INTL INC Common Stock 753820109 774 35,771 SH RAYOVAC CORP COM Common Stock 755081106 98 5,200 SH RAYTHEON CL A Common Stock 755111309 63 2,547 SH RAZORFISH INC Common Stock 755236106 18,492 194,400 SH READERS DIGEST ASS'N A Common Stock 755267101 16,386 560,200 SH REMEDY CORP Common Stock 759548100 1,819 38,400 SH REPUBLIC SERVICES INC CL A Common Stock 760759100 9,817 688,900 SH RES-CARE INC Common Stock 760943100 38 3,000 SH RESMED INC COM Common Stock 761152107 46 1,100 SH REX STORES CORP COM Common Stock 761624105 581 16,600 SH ROADWAY EXPRESS IN Common Stock 769742107 2,960 136,900 SH ROGERS COMMUNICATION -CL B Common Stock 775109200 2,990 120,800 SH ROSS STORES INC COM NASD INDL Common Stock 778296103 10,029 559,100 SH ROUSE CO COM NASD INDL Common Stock 779273101 939 44,200 SH ROYAL DUTCH PETE CO NY REG GLD1.25 Common Stock 780257804 1,593 26,300 SH RUBY TUESDAY INC Common Stock 781182100 175 9,600 SH RURAL CELLULAR CORP CL A Common Stock 781904107 5,873 64,900 SH RYANS FAMILY STEAK HOUSE INC COM NASD Common Stock 783519101 80 9,400 SH RYLAND GROUP INC COM Common Stock 783764103 655 28,400 SH SCI SYS INC COM NASD INDL Common Stock 783890106 1,266 15,400 SH SCP POOL CORP COM Common Stock 784028102 293 11,300 SH SEI CORP COM NASD INDL Common Stock 784117103 2,095 17,600 SH SAGENT TECHNOLOGY INC Common Stock 786693101 356 11,900 SH ST JUDE MED INC COM NASD INDL Common Stock 790849103 5,373 175,100 SH SALEM COMMUNICATIONS CORP Common Stock 794093104 557 24,600 SH SALTON INC Common Stock 795757103 1,434 42,900 SH SANTA CRUZ OPERATION INC Common Stock 801833104 2,658 87,500 SH SARA LEE CORP COM Common Stock 803111103 4,187 189,800 SH SCANSOURCE INC COM Common Stock 806037107 41 1,000 SH SCHERING PLOUGH CORP COM Common Stock 806605101 9,867 232,840 SH SCHLUMBERGER LTD COM Common Stock 806857108 2,093 37,300 SH SCHWAB (CHARLES) CORP Common Stock 808513105 1,473 38,500 SH SEAGRAM LTD COM Common Stock 811850106 22 500 SH Page Total 153,155 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 508,200 0 0 X 4,900 0 0 X 145,000 0 19,400 X 46,400 0 2,000 X 125,600 0 31,100 X 620,300 0 29,100 X 6,900 0 0 X 12,100 0 900 X 19,800 0 0 X 19,300 0 0 X 34,271 0 1,500 X 5,200 0 0 X 2,547 0 0 X 187,500 0 6,900 X 539,600 0 20,600 X 38,000 0 400 X 687,300 0 1,600 X 3,000 0 0 X 1,100 0 0 X 16,600 0 0 X 134,100 0 2,800 X 120,100 0 700 X 515,300 0 43,800 X 42,400 0 1,800 X 20,100 0 6,200 X 9,600 0 0 X 64,900 0 0 X 9,400 0 0 X 27,500 0 900 X 15,400 0 0 X 11,300 0 0 X 17,600 0 0 X 11,900 0 0 X 168,700 0 6,400 X 24,600 0 0 X 42,300 0 600 X 85,800 0 1,700 X 182,100 0 7,700 X 1,000 0 0 X 224,140 0 8,700 X 37,000 0 300 X 38,500 0 0 X 500 0 0
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ SENSORMATIC ELECTRS CORP COM NASD INDL Common Stock 817265101 3,172 181,900 SH SERENA SOFTWARE INC Common Stock 817492101 1,111 35,900 SH SHAW INDUSTRIES Common Stock 820286102 16,500 1,064,500 SH SHERWIN WILLIAMS CO COM Common Stock 824348106 9,377 446,500 SH SHOP AT HOME INC Common Stock 825066301 272 27,400 SH SIEBEL SYSTEMS INC Common Stock 826170102 33,919 403,800 SH SIERRA PACIFIC RESOURCES Common Stock 826428104 17 1,000 SH SILICON STORAGE TECHNOLOGY Common Stock 827057100 2,941 71,300 SH SIMON PROPERTY GROUP INC Common Stock 828806109 305 13,300 SH SMITH A O COM Common Stock 831865209 335 15,300 SH SMITH CHARLES E RESDNTL RLTY COM Common Stock 832197107 46 1,300 SH SNAP ON INC COM Common Stock 833034101 4,306 162,100 SH SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Common Stock 833635105 256 8,100 SH SODEXHO MARRIOTT SVCS INC Common Stock 833793102 1,979 152,200 SH SOLA INTL INC COM Common Stock 834092108 176 12,700 SH SOLUTIA INC COM Common Stock 834376105 131 8,500 SH SONIC CORP Common Stock 835451105 3,976 139,500 SH SOURCE INFORMATION MGMT CO Common Stock 836151209 55 3,300 SH SOUTHERN UNION CO-NEW Common Stock 844030106 0 0 SH SPRINT CORP COM Common Stock 852061100 5,775 85,800 SH SPRINT CORP (PCS GROUP) Common Stock 852061506 4,869 47,500 SH STANCORP FINL GROUP INC Common Stock 852891100 2,861 113,600 SH STEWART & STEVENSON SVCS INC COM NASD Common Stock 860342104 129 10,900 SH STRYKER CORP COM NASD INDL Common Stock 863667101 251 3,600 SH SUMMIT PROPERTIES INC Common Stock 866239106 676 37,800 SH SUN MICROSYSTEMS INC COM NASD INDL Common Stock 866810104 8,921 115,200 SH SUNQUEST INFORMATION SYS INC Common Stock 867654105 122 9,000 SH SUPERIOR INDS INTL INC COM Common Stock 868168105 1,641 61,200 SH SURGUTNEFTEGAZ JSC SPON ADR ADR 868861204 167 9,600 SH SWIFT ENERGY CO Common Stock 870738101 1,738 151,100 SH SYBASE INC Common Stock 871130100 1,379 81,100 SH SYMANTEC CORP COM NASD INDL Common Stock 871503108 1,899 32,400 SH TJX COS INC NEW COM Common Stock 872540109 26,066 1,275,400 SH TALBOTS INC Common Stock 874161102 1,535 34,400 SH TANGER FACTORY OUTLET CTRS Common Stock 875465106 828 39,900 SH TECO ELECTRIC & MACHINE GDR 144A GDR 144A 878757103 0 0 SH TECUMSEH PRODUCTS CO -CL A Common Stock 878895200 9,589 203,200 SH TEMPLE INLAND INC COM Common Stock 879868107 5,268 79,900 SH TERADYNE INC COM Common Stock 880770102 46,919 710,900 SH TEREX CORP NEW COM NASD INDL Common Stock 880779103 5,242 188,900 SH TEXACO INC COM Common Stock 881694103 6,800 125,200 SH TEXAS INSTRS INC COM Common Stock 882508104 10,870 112,500 SH TIMBERLAND CO CL A Common Stock 887100105 2,903 54,900 SH Page Total 225,320 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 162,000 0 19,900 X 35,900 0 0 X 1,034,000 0 30,500 X 432,800 0 13,700 X 27,400 0 0 X 371,400 0 32,400 X 1,000 0 0 X 70,900 0 400 X 1,600 0 11,700 X 13,400 0 1,900 X 1,300 0 0 X 160,000 0 2,100 X 8,100 0 0 X 152,200 0 0 X 12,700 0 0 X 8,500 0 0 X 139,500 0 0 X 2,900 0 400 X 0 0 0 X 78,700 0 7,100 X 45,600 0 1,900 X 113,000 0 600 X 10,900 0 0 X 3,600 0 0 X 35,500 0 2,300 X 110,600 0 4,600 X 9,000 0 0 X 61,000 0 200 X 9,600 0 0 X 148,200 0 2,900 X 79,800 0 1,300 X 28,600 0 3,800 X 1,220,400 0 55,000 X 34,400 0 0 X 39,900 0 0 X 0 0 0 X 193,900 0 9,300 X 74,200 0 5,700 X 687,700 0 23,200 X 188,700 0 200 X 120,500 0 4,700 X 108,400 0 4,100 X 54,300 0 600
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC COM Common Stock 887315109 5,402 74,700 SH TOPPS INC COM NASD INDL Common Stock 890786106 882 84,965 SH TORCHMARK CORP COM Common Stock 891027104 99 3,400 SH TOWER AUTOMOTIVE INC Common Stock 891707101 310 20,100 SH TOWN & COUNTRY TRUST Common Stock 892081100 16 900 SH TOYS R US COM Common Stock 892335100 25,844 1,805,700 SH TRICON GLOBAL RESTAURANTS COM Common Stock 895953107 5,883 152,300 SH TRIMBLE NAVIGATION LTD Common Stock 896239100 143 6,600 SH TRUE NORTH COMMUNICATION COM Common Stock 897844106 979 21,900 SH TUESDAY MORNING INC COM NASD INDL Common Stock 899035505 63 3,400 SH TV AZTECA S.A. DE C.V. ADS MEXICO ADS 901145102 50 5,500 SH TYCO INTL LTD NEW COM Common Stock 902124106 13,147 337,100 SH UAL CORP COM PAR 0.01 Common Stock 902549500 6,259 80,700 SH UGI CORP NEW COM Common Stock 902681105 74 3,600 SH UICI COM Common Stock 902737105 288 27,300 SH URS CORP Common Stock 903236107 1,607 74,100 SH USG CORP Common Stock 903293405 6,499 137,900 SH ULTRATECH STEPPER INC Common Stock 904034105 50 3,100 SH UNIFIED ENERGY SYSTEMS SPONS ADR ADR 904688108 53 4,000 SH UNIFY CORP Common Stock 904743101 1,265 46,200 SH UNILEVER N.V. NEW YORK SHARES Common Stock 904784709 397 7,300 SH UNICOM CORP COM Common Stock 904911104 10,492 313,200 SH UNIONBANCAL CORP COM Common Stock 908906100 5,135 130,200 SH UNITED DOMINION REALTY TR INC COM Common Stock 910197102 3,373 341,600 SH UNITED RENTALS INC Common Stock 911363109 2,613 152,600 SH U S HOME CORP NEW Common Stock 911920106 171 6,700 SH UNITED STATIONERS INC COM NASD INDL Common Stock 913004107 488 17,100 SH UNITED TECHNOLOGIES CORP COM Common Stock 913017109 6,208 95,500 SH UNIVERSAL FOODS CORP COM Common Stock 913538104 104 5,100 SH UNIVISION COMMUNICATIONS INC CL A Common Stock 914906102 1,104 10,800 SH USFREIGHTWAYS CORP COM Common Stock 916906100 14,195 296,500 SH URBAN OUTFITTERS INC Common Stock 917047102 941 32,300 SH URBAN SHOPPING CENTERS INC Common Stock 917060105 366 13,500 SH UTILICORP UTD INC DEL COM Common Stock 918005109 307 15,800 SH VALASSIS COMMUNICATI Common Stock 918866104 21,505 509,000 SH VARIAN SEMICONDUCTOR EQUIPMENT Common Stock 922207105 3,352 98,600 SH VERITAS SOFTWARE CO COM Common Stock 923436109 23,100 161,400 SH VERSANT CORPORATION Common Stock 925284101 20 2,300 SH VIACOM INC CL B Common Stock 925524308 3,276 54,200 SH VICOR CORP Common Stock 925815102 595 14,700 SH VIGNETTE CORPORATION Common Stock 926734104 1,043 6,400 SH VINTAGE PETROLEUM INC Common Stock 927460105 1,799 149,100 SH VISHAY INTERTECHNOLOGY INC COM Common Stock 928298108 6,029 190,625 SH Page Total 175,524 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 71,700 0 3,000 X 83,865 0 1,100 X 3,400 0 0 X 19,400 0 700 X 900 0 0 X 1,710,300 0 95,400 X 134,900 0 17,400 X 6,600 0 0 X 18,700 0 3,200 X 3,400 0 0 X 5,500 0 0 X 322,000 0 15,100 X 62,800 0 17,900 X 3,600 0 0 X 27,100 0 200 X 74,100 0 0 X 131,500 0 6,400 X 3,100 0 0 X 4,000 0 0 X 45,400 0 800 X 5,600 0 1,700 X 296,200 0 17,000 X 113,000 0 17,200 X 337,100 0 4,500 X 151,400 0 1,200 X 6,700 0 0 X 17,100 0 0 X 91,400 0 4,100 X 5,100 0 0 X 10,800 0 0 X 296,500 0 0 X 32,300 0 0 X 13,500 0 0 X 15,800 0 0 X 497,750 0 11,250 X 97,500 0 1,100 X 149,500 0 11,900 X 2,300 0 0 X 51,900 0 2,300 X 14,700 0 0 X 5,200 0 1,200 X 149,100 0 0 X 184,525 0 6,100
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ VOICESTREAM WIRELESS CORP Common Stock 928615103 171 1,200 SH WABASH NATIONAL CORP Common Stock 929566107 318 21,200 SH WADDELL&REED INC Common Stock 930059100 1,128 41,600 SH WAL MART STORES INC COM Common Stock 931142103 20,544 297,200 SH WALGREEN CO COM Common Stock 931422109 2,779 95,000 SH WALLACE COMPUTER SERVICES INC COM Common Stock 932270101 2,570 154,600 SH WARNACO GROUP INC COM Common Stock 934390105 103 8,400 SH WARNER LAMBERT CO COM Common Stock 934488107 10,226 124,800 SH WASHINGTON MUTUAL INC Common Stock 939322103 62 2,400 SH WASHINGTON REAL ESTATE INVT TR SH BEN I Common Stock 939653101 81 5,400 SH WASTE CONNECTIONS INC Common Stock 941053100 12 800 SH WEBSTER FINL CORP WA Common Stock 947890109 959 40,700 SH WELLMAN INC COM Common Stock 949702104 119 6,400 SH WELLS FARGO & CO COM Common Stock 949746101 12,786 316,200 SH WENDYS INTL INC COM Common Stock 950590109 8,768 421,300 SH WESLEY JESSEN VISIONCARE INC COM Common Stock 951018100 602 15,900 SH WEST PHARMACEUTICALS SERVICES Common Stock 955306105 6 200 SH WESTAMERICA BANCORPORATION COM Common Stock 957090103 64 2,300 SH WESTERN GAS RESOURCES INC Common Stock 958259103 691 52,400 SH WEYERHAEUSER CO COM Common Stock 962166104 14,614 203,500 SH WILLAMETTE INDS INC COM NASD INDL Common Stock 969133107 18,357 395,300 SH WINNEBAGO INDS INC COM Common Stock 974637100 110 5,500 SH WORTHINGTON INDS INC COM NASD INDL Common Stock 981811102 4,467 269,700 SH YAHOO INC COM Common Stock 984332106 2,380 5,500 SH YANG MING MARINE 144A GDR TAIWAN GDR 144A 984749101 3 396 SH YANKEE CANDLE CO Common Stock 984757104 18 1,100 SH YELLOW CORP COM Common Stock 985509108 5,129 305,100 SH ZALE CORP NEW COM Common Stock 988858106 6,018 124,400 SH ZYGO CORP COM NASD INDL Common Stock 989855101 64 3,200 SH ZOMAX INC Common Stock 989929104 4,457 98,500 SH ACTV INC Common Stock 00088E104 137 3,000 SH ACTUATE CORPORATION Common Stock 00508B102 120 2,800 SH ADAPTEC INC COM NASD INDL Common Stock 00651F108 29,252 586,500 SH ADOBE SYSTEMS Common Stock 00724F101 15,535 231,000 SH AGRIBRANDS INTERNATIONAL INC Common Stock 00849R105 2,470 53,700 SH ALLIANCE SEMICONDUCTOR CORP Common Stock 01877H100 561 33,600 SH ALLIED CAPITAL CP Common Stock 01903Q108 693 37,825 SH AMERICA ONLINE INC Common Stock 02364J104 11,753 154,900 SH AMERN EAGLE OUTFITTERS INC Common Stock 02553E106 45 1,000 SH AMERICAN FREIGHTWAYS CORP COM Common Stock 02629V108 26 1,600 SH APARTMENT INVT & MGMT CO CL A Common Stock 03748R101 3,627 91,092 SH APPNET SYSTEMS INC Common Stock 03831Q101 92 2,100 SH ART TECHNOLOGY GROUP INC Common Stock 04289L107 858 6,700 SH Page Total 182,775 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 1,200 0 0 X 21,200 0 0 X 40,400 0 1,200 X 284,900 0 12,300 X 90,700 0 4,300 X 147,700 0 6,900 X 8,400 0 0 X 119,100 0 5,700 X 2,400 0 0 X 5,400 0 0 X 800 0 0 X 33,400 0 7,300 X 6,400 0 0 X 304,300 0 11,900 X 399,300 0 22,000 X 15,900 0 0 X 0 0 200 X 2,300 0 0 X 51,100 0 1,300 X 202,700 0 800 X 367,300 0 28,000 X 5,500 0 0 X 268,000 0 1,700 X 5,400 0 100 X 396 0 0 X 0 0 1,100 X 302,000 0 3,100 X 124,400 0 0 X 3,200 0 0 X 98,100 0 400 X 2,300 0 700 X 2,600 0 200 X 554,200 0 32,300 X 212,200 0 18,800 X 52,900 0 800 X 33,200 0 400 X 37,825 0 0 X 148,500 0 6,400 X 1,000 0 0 X 900 0 700 X 75,092 0 16,000 X 1,800 0 300 X 6,700 0 0
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ ASUSTEK COMPUTER INC GDR 144A GDR 144A 04648R100 1,525 109,550 SH BCE INC COM Common Stock 05534B109 21,050 233,400 SH BJS WHOLESALE CLUB INC CO Common Stock 05548J106 6,869 188,200 SH BANK ONE CORP Common Stock 06423A103 2,548 79,628 SH BEAZER HOMES USA INC Common Stock 07556Q105 117 6,100 SH BIOVAIL CORP INTL NEW COM Common Stock 09067K106 169 1,800 SH BLUESTONE SOFTWARE INC Common Stock 09623P102 46 400 SH CBS CORP Common Stock 12490K107 5,441 85,100 SH CLECO CORP Common Stock 12561W105 135 4,200 SH CNA SURETY CORP COM Common Stock 12612L108 96 7,400 SH CNF TRANSN INC COM Common Stock 12612W104 587 17,000 SH CENTEX CONSTRN PRODS INC Common Stock 15231R109 2,773 71,100 SH CHASE MANHATTAN CORP NEW COM Common Stock 16161A108 20,719 266,700 SH CISCO SYSTEMS Common Stock 17275R102 22,662 211,550 SH COLORADO MEDTECH INC Common Stock 19652U104 255 31,900 SH COMP PARANAENSE ENERG (COPEL) ADR PFD ADR 20441B407 6,019 646,300 SH CONSOL ENERGY INC Common Stock 20854P109 13 1,300 SH CORNERSTONE REALTY INCOME TRUST Common Stock 21922V102 253 25,900 SH COVENANT TRANSPORT INC CL A Common Stock 22284P105 45 2,600 SH DITECH COMMUNICATIONS CORP Common Stock 25500M103 318 3,400 SH DOMINION RES BLACK WARRIOR Common Stock 25746Q108 44 4,000 SH DUFF & PHELPS CREDIT RATING CO COM Common Stock 26432F109 27 300 SH E.PIPHANY INC Common Stock 26881V100 736 3,300 SH EAST WEST BANCORP INC Common Stock 27579R104 1,616 141,300 SH EMCOR GROUP INC Common Stock 29084Q100 1,624 89,000 SH ENERGEN CORP COM Common Stock 29265N108 148 8,200 SH ENERGY EAST CORP Common Stock 29266M109 2,029 97,500 SH ENTERTAINMENT PROPERTIES TR Common Stock 29380T105 562 42,600 SH EXXON MOBIL CORPORATION Common Stock 30231G102 24,449 303,475 SH FOUR SEASONS HOTEL INC LTD VTG SH Common Stock 35100E104 75 1,400 SH GENTNER COMMUNICATIONS CORP Common Stock 37245J105 98 7,000 SH GEON COMPANY Common Stock 37246W105 1,914 58,900 SH GLOBAL IMAGING SYSTEMS Common Stock 37934A100 599 48,926 SH GLOBAL TELESYSTEMS GROUP (GTS) INC Common Stock 37936U104 1,314 37,800 SH GLOBO CABO S A SPONSORED ADR ADS 37957X102 828 46,000 SH GOLDMAN SACHS GROUP INC Common Stock 38141G104 19,064 202,400 SH GRACE W R & CO COM Common Stock 38388F108 2,973 210,500 SH GROUP MAINTENANCE AMERICA CORP Common Stock 39943E105 489 45,735 SH GRUPO TELEVISA SA DE CV SPN ADR REPORD Sponsored ADR RepOr40049J206 27,164 398,000 SH HANGER ORTHOPEDIC GRP Common Stock 41043F208 25 2,500 SH IDEXX LABS INC Common Stock 45168D104 310 19,200 SH IMCLONE SYSTEMS INC Common Stock 45245W109 40 1,000 SH INDUS INTERNATIONAL INC Common Stock 45578L100 551 45,200 SH Page Total 178,317 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 109,550 0 0 X 233,200 0 200 X 188,200 0 0 X 76,370 0 3,258 X 5,400 0 700 X 1,800 0 0 X 400 0 0 X 81,700 0 3,400 X 4,200 0 0 X 7,400 0 0 X 16,300 0 700 X 70,300 0 800 X 258,900 0 7,800 X 202,850 0 8,700 X 31,600 0 300 X 616,900 0 29,400 X 0 0 1,300 X 25,900 0 0 X 2,600 0 0 X 3,300 0 100 X 4,000 0 0 X 0 0 300 X 3,300 0 0 X 139,000 0 2,300 X 88,700 0 300 X 6,500 0 1,700 X 90,100 0 7,400 X 42,600 0 0 X 286,275 0 17,201 X 1,400 0 0 X 6,000 0 1,000 X 58,300 0 600 X 47,726 0 1,200 X 37,800 0 0 X 22,600 0 23,400 X 200,600 0 1,800 X 208,000 0 2,500 X 43,535 0 2,200 X 382,700 0 15,300 X 2,500 0 0 X 19,200 0 0 X 1,000 0 0 X 45,200 0 0
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FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ INET TECHNOLOGIES INC Common Stock 45662V105 943 13,500 SH INNOVATIVE CLINICAL SOLUTION LTD Common Stock 45767E107 4 17,400 SH INSWEB CORPORATION Common Stock 45809K103 10 400 SH INTEGRATED SILICON SOLUTION Common Stock 45812P107 142 8,600 SH INTERMET CORP COM NASD INDL Common Stock 45881K104 136 11,700 SH KEYSPAN ENERGY CORP Common Stock 49337W100 14,432 622,400 SH MBNA CORP Common Stock 55262L100 12,189 447,300 SH MCI WORLDCOM INC COM Common Stock 55268B106 28,958 545,732 SH MEDIAONE GROUP INC Common Stock 58440J104 5,830 75,900 SH MERITOR AUTOMOTIVE INC COM Common Stock 59000G100 5,419 279,700 SH MID ATLANTIC MEDICAL SVCS Common Stock 59523C107 525 63,200 SH MOLECULAR DEVICES CORP Common Stock 60851C107 57 1,100 SH MONACO COACH CORP Common Stock 60886R103 240 9,400 SH MORRISON KNUDSEN CORP NEW COM Common Stock 61844A109 201 25,700 SH MORTGAGE.COM INC Common Stock 61910V102 78 13,500 SH MPATH INTERACTIVE INC Common Stock 62473C101 99 3,700 SH NVR INC Common Stock 62944T105 4,192 87,800 SH NATIONAL GOLF PPTYS INC Common Stock 63623G109 247 12,500 SH NET2PHONE INC Common Stock 64108N106 303 6,600 SH NETEGRITY INC Common Stock 64110P107 239 4,200 SH NETSOLVE INC Common Stock 64115J106 76 2,400 SH NETWORK SOLUTIONS INC CL A Common Stock 64121Q102 13,358 61,400 SH NETWORK PLUS CORP Common Stock 64122D506 42 2,000 SH NEW CENTURY FINANCIAL CORP COM Common Stock 64352D101 211 13,400 SH NEXTEL COMMUNICATIONS CL A NASD INDL Common Stock 65332V103 9,725 94,300 SH NSTAR COM Common Stock 67019E107 10,236 252,740 SH NVIDIA CORP Common Stock 67066G104 2,455 52,300 SH OCEAN ENERGY INC Common Stock 67481E106 3,011 388,500 SH ORACLE CORP COM Common Stock 68389X105 18,109 161,600 SH ORTHODONTIC CTRS AMER INC COM Common Stock 68750P103 100 8,400 SH PC TEL INC Common Stock 69325Q105 331 6,300 SH PMI GROUP INC Common Stock 69344M101 4,891 100,200 SH PRI AUTOMATION INC COM Common Stock 69357H106 5,028 74,900 SH PAC-WEST TELECOMM INC Common Stock 69371Y101 61 2,300 SH PAN PAC RETAIL PPTYS INC Common Stock 69806L104 109 6,700 SH PERFORMANCE TECHNOLOGIES INC Common Stock 71376K102 14 800 SH PLIVA 144A CROATIA GDR 144A 72917Q103 261 20,000 SH POWERTEL INC Common Stock 73936C109 582 5,800 SH PRIORITY HEALTHCARE CORP CL B Common Stock 74264T102 280 9,679 SH PROVIDIAN FINANCIAL CORP COM Common Stock 74406A102 13,395 147,100 SH QUEST SOFTWARE INC Common Stock 74834T103 143 1,400 SH RH DONNELLEY CORP Common Stock 74955W307 28 1,500 SH RSG ENERGY GROUP INC Common Stock 74956K104 1,012 49,200 SH Page Total 157,704 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 13,500 0 0 X 17,400 0 0 X 400 0 0 X 8,600 0 0 X 11,700 0 0 X 592,800 0 29,600 X 446,200 0 1,100 X 525,039 0 20,693 X 73,300 0 2,600 X 264,900 0 14,800 X 63,200 0 0 X 1,100 0 0 X 8,900 0 500 X 22,800 0 2,900 X 10,600 0 2,900 X 3,600 0 100 X 86,300 0 1,500 X 11,100 0 1,400 X 6,200 0 400 X 4,200 0 0 X 2,400 0 0 X 60,700 0 700 X 2,000 0 0 X 13,100 0 300 X 94,300 0 0 X 252,440 0 300 X 51,900 0 400 X 354,900 0 33,600 X 155,300 0 6,300 X 8,400 0 0 X 6,300 0 0 X 99,400 0 800 X 74,900 0 0 X 2,300 0 0 X 6,700 0 0 X 800 0 0 X 20,000 0 0 X 5,700 0 100 X 9,679 0 0 X 142,000 0 5,100 X 1,400 0 0 X 1,500 0 0 X 45,600 0 3,600
Page 16
FORM 13F NAME OF REPORTING MANAGER: BATTERYMARCH FINANCIAL MANAGEMENT, INC. FOR POSITIONS HELD AS OF 12/31/1999 Item 1: Item 2: Item 3: Item4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amount - ------------------------------------------------------------------------------------------------------------------------ RADIO ONE INC Common Stock 75040P108 1,656 18,000 SH RANGE RESOURCES CORP Common Stock 75281A109 42 13,300 SH RATIONAL SOFTWARE CORP COM NEW Common Stock 75409P202 32,526 662,100 SH REAL NETWORKS INC Common Stock 75605L104 890 7,400 SH RELIANT TECHNOLOGY INC Common Stock 75952J108 723 31,600 SH SBC COMMUNICATIONS INC Common Stock 78387G103 12,031 246,799 SH SLM HLDG CORP COM Common Stock 78442A109 4,407 104,300 SH SAFETY KLEEN CORP (NEW) Common Stock 78648R203 217 19,150 SH SANTA FE SNYDER CORP Common Stock 80218K105 347 43,360 SH SYBRON INTL CORP COM Common Stock 87114F106 7,757 314,200 SH SYNCOR INTL CORP DEL COM NASD INDL Common Stock 87157J106 137 4,700 SH TANNING TECHNOLOGY CORP Common Stock 87588P101 71 1,200 SH TIBCO SOFTWARE INC Common Stock 88632Q103 1,209 7,900 SH TROY GROUP INC Common Stock 89733N106 11 700 SH US FOODSERVICE COM Common Stock 90331R101 586 35,000 SH U.S. AGGREGATES INC Common Stock 90334D109 11 900 SH US WEST INC Common Stock 91273H101 2,389 33,182 SH US TRUST CORP NEW COM Common Stock 91288L105 2,069 25,800 SH VITRIA TECHNOLOGY INC Common Stock 92849Q104 351 1,500 SH WEBLINK WIRELESS INC Common Stock 94769A101 276 17,800 SH WEBTRENDS CORP Common Stock 94844D104 235 2,900 SH WESTERN WIRELESS CORP CL A Common Stock 95988E204 8,197 122,800 SH WORKFLOW MGMT INC Common Stock 98137N109 698 24,400 SH XCEED INC Common Stock 98388N105 257 6,200 SH AMDOCS LTD Common Stock G02602103 24,988 724,300 SH RENAISSANCERE HOLDINGS LTD Common Stock G7496G103 2,424 59,300 SH TOMMY HILFIGER CORP Common Stock G8915Z102 4,605 197,000 SH TRANSOCEAN SEDCO FOREX INC Common Stock G90078109 243 7,221 SH BACKWEB TECHNOLOGIES LTD Common Stock M15633106 345 8,200 SH CHECK POINT SOFTWARE TECHN Common Stock M22465104 855 4,300 SH GALILEO TECHNOLOGY LTD Common Stock M47298100 3,211 133,100 SH OPTIBASE LTD Common Stock M7524R108 21 600 SH ORBOTECH LTD ORD NASD INDL Common Stock M75253100 1,023 13,200 SH RADWARE LTD ORD Common Stock M81873107 47 1,100 SH TECNOMATIX TECHNOLOGIES LTD Common Stock M8743P105 305 10,600 SH BACNO LATINAMERICANO DE EXPO ADR P16994132 54 2,300 SH STEINER LEISURE LTD ORD Common Stock P8744Y102 494 29,600 SH Page Total 115,708 TOTAL 3,080,783 Run Date: 01/12/2000 -------------------------- S.E.C. Use Only -------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b) Shared (c)Shared Managers as Def Other (a) Sole (b) Shared (c) None - -------------------------------------------------------------------------------------- X 17,600 0 400 X 13,300 0 0 X 642,500 0 19,600 X 7,400 0 0 X 31,600 0 0 X 236,902 0 9,896 X 103,500 0 800 X 19,150 0 0 X 43,360 0 0 X 294,400 0 19,800 X 4,700 0 0 X 1,200 0 0 X 7,900 0 0 X 700 0 0 X 34,300 0 700 X 900 0 0 X 31,782 0 1,400 X 25,800 0 0 X 1,500 0 0 X 17,800 0 0 X 2,800 0 100 X 122,500 0 300 X 23,900 0 500 X 6,200 0 0 X 694,700 0 29,600 X 57,800 0 1,500 X 197,000 0 0 X 7,163 0 58 X 8,200 0 0 X 3,100 0 1,200 X 132,700 0 400 X 600 0 0 X 13,200 0 0 X 1,100 0 0 X 9,000 0 1,600 X 700 0 1,600 X 29,600 0 0
Page 17 Berkshire Asset Management, Inc. 13-F Filing December 31, 1999
ITEM 5 ITEM 4 Shares ITEM 1 ITEM 2 ITEM 3 Fair Market of Principal Name of Issuer Title of Class Cusip Value (000's) Amounts International Business Machine Common Stock 459200101 38,722,055 358,953 Computer Associates Common Stock 204912109 38,661,891 552,806 Cisco Systems Common Stock 17275R102 38,457,018 358,992 Merck Common Stock 589331107 26,036,097 387,514 M & T Bank Common Stock 55261f104 25,958,562 62,664 First Union Common Stock 337358105 18,226,987 553,381 MAF Bancorp Common Stock 55261R108 15,753,270 752,395 Leggett & Platt Common Stock 524660107 15,732,102 733,859 Fannie Mae Common Stock 313586109 14,294,316 228,938 Mellon Financial Common Stock 58551A108 13,060,755 383,435 General Electric Common Stock 369604103 12,383,869 80,025 Tribune Common Stock 896047107 11,345,078 206,040 Federal Home Loan Mortgage Common Stock 313400301 10,822,587 229,962 Hasbro Common Stock 418056107 10,686,450 564,301 Commonwealth Telephone Enterpr Common Stock 203349105 10,345,575 195,661 US Foodservice Common Stock 90331R101 9,737,010 581,314 Alltel Common Stock 020039103 9,484,587 114,704 Gillette Common Stock 375766102 8,749,378 212,428 Charter One Common Stock 160903100 7,401,943 387,030 Hershey Foods Common Stock 427866108 7,190,576 151,580 Philip Morris Common Stock 718154107 6,999,935 304,345 American International Group Common Stock 026874107 6,793,710 62,832 Sovereign Bancorp Common Stock 845905108 5,529,600 741,917 Hewlett Packard Common Stock 428236103 5,278,000 46,400 American Express Common Stock 025816109 4,422,250 26,600 Royal Dutch Common Stock 780257804 4,287,825 70,800 Wells Fargo Common Stock 949746101 4,241,489 104,890 Waste Management Common Stock 94106l109 3,473,938 202,120 Interpublic Group Companies Common Stock 460690100 3,461,250 60,000 Microsoft Common Stock 594918104 3,131,002 26,818 Berkshire Hathaway Cl B Common Stock 084670207 2,959,110 1,617 UST Inc. Common Stock 902911106 1,259,375 50,000 Morgan Stanley, Dean Witter, D Common Stock 617446448 1,234,788 8,650 Molex Cl A Common Stock 608554200 1,201,885 26,561 Roper Industries Common Stock 776696106 756,250 20,000 Idex Common Stock 45167R104 683,438 22,500 Washington Federal, Inc. Common Stock 938824109 642,250 32,519 Policy Management Systems Common Stock 731108106 613,500 24,000 Seagate Technology Common Stock 811804103 582,031 12,500 Fidelity Financial of Ohio Common Stock 31614P107 548,244 30,671 Washington Mutual Common Stock 939322103 513,878 19,860 Hubbell Cl B Common Stock 443510201 457,800 16,800 Schlumberger Common Stock 806857108 449,000 8,000 Berkshire Hathaway Class A Common Stock 084670108 448,800 8 BSB Bancorp Common Stock 055652101 389,813 20,250 Southern Union Company Common Stock 844030106 377,069 19,716 Johnson & Johnson Common Stock 478160104 376,917 4,042 PNC Bank Corp Common Stock 693475105 356,000 8,000 First Bell Bancorp Common Stock 319301107 330,925 21,700 Coca Cola Common Stock 191216100 291,250 5,000 RCN Corporation Common Stock 749361101 291,000 6,000 Intel Common Stock 458140100 236,648 2,875 Tootsie Roll Common Stock 890516107 218,870 6,645 Motorola Common Stock 620076109 214,985 1,460 Du Pont Common Stock 263534109 202,236 3,070 First Liberty Bank Corp Common Stock 320690100 177,415 10,360 406,482,582 9,125,508 ITEM 6: INVESTMENT DISCRETION ITEM 7: ITEM 8: (a) SOLE (b) SHARED (c) SHARED OTHER MANAGERS VOTING AUTHORITY (SHARES) DEF OTHER (a) SOLE (b) SHARED (c) NONE International Business Machine X X Computer Associates X X Cisco Systems X X Merck X X M & T Bank X X First Union X X MAF Bancorp X X Leggett & Platt X X Fannie Mae X X Mellon Financial X X General Electric X X Tribune X X Federal Home Loan Mortgage X X Hasbro X X Commonwealth Telephone Enterpr X X US Foodservice X X Alltel X X Gillette X X Charter One X X Hershey Foods X X Philip Morris X X American International Group X X Sovereign Bancorp X X Hewlett Packard X X American Express X X Royal Dutch X X Wells Fargo X X Waste Management X X Interpublic Group Companies X X Microsoft X X Berkshire Hathaway Cl B X X UST Inc. X X Morgan Stanley, Dean Witter, D X X Molex Cl A X X Roper Industries X X Idex X X Washington Federal, Inc. X X Policy Management Systems X X Seagate Technology X X Fidelity Financial of Ohio X X Washington Mutual X X Hubbell Cl B X X Schlumberger X X Berkshire Hathaway Class A X X BSB Bancorp X X Southern Union Company X X Johnson & Johnson X X PNC Bank Corp X X First Bell Bancorp X X Coca Cola X X RCN Corporation X X Intel X X Tootsie Roll X X Motorola X X Du Pont X X First Liberty Bank Corp X X
Brandywine Asset Management, Inc - 13F Report - 12/31/99
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- 3COM CORP COMMON 885535104 572930 12190 12190 1 12190 7-ELEVEN INC COMMON 817826100 561450 315200 315200 1 313600 1600 A C MOORE ARTS & CRAFTS COMMON 00086T103 318525 54800 54800 1 54800 AAON INC COMMON 000360206 139438 9700 9700 1 9700 AAR CORP COMMON 000361105 925629 51603 51603 1 51603 ABBOTT LABS COMMON 002824100 513640 14145 14145 0 0 1 10370 0 3775 ABITIBI-CONSOLIDATED COMMON 003924107 184953 15575 15575 0 0 1 0 0 15575 ABN AMRO HLDG N V ADR COMMON 000937102 4783842.313 202466 202466 0 0 1 180717 0 21750 ACCEPTANCE INS COS INC COMMON 004308102 1905688 331424 330324 1 324324 7100 ACE LTD COMMON G0070K103 32809728 1966126 1961966 1 1844126 122000 ACETO CORP COMMON 004446100 663080 60280 60280 1 57475 2805 ACME ELEC CORP COMMON 004644100 515775 89700 89200 1 87500 2200 ACX TECHNOLOGIES INC COMMON 005123104 5758415 538799 536199 1 524699 14100 ADAC LABS COMMON 005313200 202100 18800 18800 1 18800 ADAMS RES & ENERGY INC COMMON 006351308 396950 46700 46700 1 45900 800 ADVANCED MARKETING SVCS COMMON 00753T105 1245563 43800 43800 1 39900 3900 ADVANCED MICRO DEVICES I COMMON 007903107 4341 150 150 1 150 ADVANTA CORP COMMON 007942105 11178472 612519 609219 1 601319 11200 ADVANTA CORP COMMON 007942204 69005 4907 4907 1 4907 ADVEST GROUP INC COMMON 007566102 238875 13000 13000 1 13000 ADVO INC COMMON 007585102 9055875 381300 378900 1 373000 8300 AETNA INC. COMMON 008117103 26740402 479112 479112 0 0 1 404077 0 75035 AFSC EQUITY FUND COMMON 0 BLA 12300939 562377 562377 0 0 1 0 0 562377 AG SVCS AMER INC COMMON 001250109 5975 400 400 1 400 AGCO CORP COMMON 001084102 513313 38200 38200 1 38200 AIR PRODS & CHEMS INC COMMON 009158106 13309649 396562 396562 0 0 1 379422 0 17140 AIRBORNE FREIGHT COMMON 009266107 1880296 85468 85468 0 0 1 71963 525 12980 AIRGAS INC COMMON 009363102 1888860 198824 198824 0 0 1 165219 1415 32190 AK STL HLDG CORP COMMON 001547108 24277761 1286239 1281338 1 1132056 154183 AKZO N V COMMON 010199305 3760900.75 82301 82301 0 0 1 79851 0 2450 ALAMO GROUP INC COMMON 011311107 127100 12400 11900 1 8900 3500 ALASKA AIR GROUP INC COMMON 011659109 1798401 51200 50700 1 50100 1100 ALBANY INTL CORP COMMON 012348108 242048 15616 15616 1 15616 ALBEMARLE CORP COMMON 012653101 3634113 189400 189300 1 189400 ALBERTSONS INC COMMON 013104104 14513 450 450 1 450 162538545.1
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- ALCAN ALUMINIUM LTD COMMON 013716105 43624373 1054365 1054365 0 0 1 944235 0 110130 ALCATEL ALSTHOM COMMON 013904305 7009695 168134 168134 0 0 1 155354 0 12780 ALCOA INC COMMON 013817101 14292600 172200 172200 1 172200 ALFA CORP COMMON 015385107 167595 10274 10274 1 10274 ALIGN-RITE INTL INC COMMON 016251100 276413 12600 12600 1 10500 2100 ALLEGHENY ENERGY INC COMMON 017361106 1288421 47830 47830 1 47830 ALLEGHENY TECHNOLOGIES I COMMON 01741R102 14023 625 625 1 625 ALLIANCE BANCORP NEW ENG COMMON 01852Q109 64788 7300 7300 1 7300 ALLIANT TECHSYSTEMS INC COMMON 018804104 6128434 98350 98350 1 95550 2800 ALLIED RESH CORP COMMON 019483106 127650 18400 18400 1 16400 2000 ALLIED ZURICH PLC ADR COMMON 01959Q101 3780712.66 167300 167300 0 0 1 155781 0 11519 ALLSTAR SYS INC COMMON 019892108 62081 47300 47300 1 47300 ALLSTATE CORP Common 020002101 960599 39921 39921 1 39921 ALLTRISTA CORP COMMON 020040101 2734650 123600 123000 1 121800 1800 ALPINE GROUP INC COMMON 020825105 158363 12300 12300 1 12300 ALTERNATIVE RESOURCES CO COMMON 02145R102 1156650 210300 209600 1 204100 6200 ALTERRA HEALTHCARE CORP COMMON 02146C104 1672476 201200 199000 1 199400 1800 AMBAC INC COMMON 023139108 25910945 496496 496496 0 0 1 415186 0 81310 AMCAST INDL CORP COMMON 023395106 2710063 165500 164500 1 160900 4600 AMCOR LTD COMMON 02341R302 261896 13605 13605 0 0 1 0 0 13605 AMERADA HESS CORP COMMON 023551104 5675 100 100 1 100 AMERCO COMMON 023586100 8385000 335400 334300 1 327900 7500 AMEREN CORP COMMON 023608102 4913 150 150 1 150 AMERICA WEST HLDG CORP COMMON 023657208 19082779 919652 910752 1 899852 19800 AMERICAN ANNUITY GROUP I COMMON 023840101 1341216 74512 74512 1 63512 11000 AMERICAN BILTRITE INC COMMON 024591109 434625 30500 30500 1 28900 1600 AMERICAN BK CONN WATERBU COMMON 024327108 360513 15100 15100 1 15100 AMERICAN BUSINESS FINL S COMMON 02476B106 468825 39900 39900 1 38700 1200 AMERICAN BUSINESS PRODS COMMON 024763104 1777155 152056 151256 1 147056 5000 AMERICAN COIN MERCHANDIS COMMON 02516B108 115775 42100 42100 1 40000 2100 AMERICAN DENTAL TECHNOLO COMMON 025352204 229500 153000 152100 1 149900 3100 AMERICAN ELEC PWR INC COMMON 025537101 6425 200 200 1 200 AMERICAN EXPRESS CO COMMON 025816109 83125 500 500 1 500 AMERICAN GENERAL CORP COMMON 026351106 7864832 103655 103655 0 0 1 87055 0 16600 AMERICAN HOMESTAR CORP COMMON 026651109 1398994 355300 353500 1 346200 9100 AMERICAN PHYSICIANS SVC COMMON 028882108 129431 35100 35100 1 35100 154091210.7
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- AMERICAN PRECISION IND D COMMON 029069101 246500 29000 29000 1 26100 2900 AMERICAN VANGUARD CORP COMMON 030371108 186813 30500 30500 1 29400 1100 AMERICAN WOODMARK CORP COMMON 030506109 82450 3400 3400 1 3400 AMERIPATH INC COMMON 03071D109 3088325 377200 374900 1 369100 8100 AMERISOURCE HEALTH CORP COMMON 03071P102 8673581 571100 568800 1 555000 16100 AMERON INTL INC COMMON 030710107 3489413 88200 88200 1 87200 1000 AMERUS LIFE HLDGS INC COMMON 030732101 10181732 442684 440984 1 431522 11162 AMES DEPT STORES INC COMMON 030789507 233381 8100 8100 1 8100 AMETEK INC NEW COMMON 031100100 2001563 105000 105000 1 105000 AMGEN INC COMMON 031162100 36038 600 600 1 600 AMPCO-PITTSBURGH CORP COMMON 032037103 2196113 216900 216400 1 212500 4400 AMPLICON INC COMMON 032101107 983100 90400 90400 1 84900 5500 AMR CORP COMMON 001765106 23602693 352279 352279 0 0 1 308694 0 43585 AMREP CORP NEW COMMON 032159105 591850 124600 123700 1 121700 2900 AMRESCO INC COMMON 031909104 968204 688500 682800 1 664300 24200 AMSOUTH BANCORPORATION COMMON 032165102 7957 412 412 1 412 AMTRAN INC COMMON 03234G106 1602313 82700 81700 1 77900 4800 AMWEST INS GROUP INC DEL COMMON 032345100 296438 40888 40388 1 39188 1700 ANALYSTS INTL CORP COMMON 032681108 180000 14400 14400 1 14400 ANCHOR GAMING COMMON 033037102 5248516 120829 119729 0 0 1 107014 270 13545 ANDERSONS INC COMMON 034164103 1406625 170500 169800 1 168000 2500 ANDOVER BANCORP INC DEL COMMON 034258103 462000 16500 16500 1 16500 ANDREW CORP COMMON 034425108 696332.7 36770 36770 0 0 1 23240 0 13530 ANNUITY & LIFE RE HLD COMMON G03910109 1245136.65 47660 47660 0 0 1 44434 140 3086 ANSYS INC COMMON 03662Q105 558800 50800 50800 1 50800 AON CORP COMMON 037389103 12000 300 300 1 300 APACHE CORP COMMON 037411105 1455338 39400 39400 1 39400 APASCO S A DE C V ADR COMMON 037488103 229125 7365 7365 0 0 1 0 0 7365 APOGEE ENTERPRISES INC COMMON 037598109 1502550 296800 294000 1 285900 10900 APPLEBEES INTL INC COMMON 037899101 1402673.5 47547 47547 0 0 1 38686 350 8511 APPLIED INDL TECHNOLOGIE COMMON 03820C105 197838 11900 11900 1 11900 APPLIED SIGNAL TECHNOLOG COMMON 038237103 1878750 133600 132800 1 130000 3600 ARACRUZ CELULOSE S A COMMON 038496204 6428651.25 261567 261567 0 0 1 230682 0 30885 ARCADIA FINL LTD COMMON 039101100 3503407 789500 785700 1 772200 17300 ARCADIS NV ORD SHS COMMON N0605M105 165601 24087 24087 0 0 1 0 0 24087 ARCH CHEMICALS INC COMMON 03937R102 628125 30000 30000 1 30000 85669933.1
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- ARCHER DANIELS MIDLAND C COMMON 039483102 23050 1901 1901 1 1901 ARCTIC CAT INC COMMON 039670104 5536000 553600 550700 1 540900 12700 ARGONAUT GROUP COMMON 040157109 1389554.8 69914 69914 0 0 1 59564 585 9765 ARIBA INC COMMON 04033V104 35475 200 200 1 200 ARK RESTAURANTS CORP COMMON 040712101 600300 69600 69600 1 68000 1600 ARKANSAS BEST CORP DEL COMMON 040790107 4218000 351500 349300 1 342800 8700 ARMSTRONG WORLD INDS INC COMMON 042476101 18072563 541500 541500 1 500800 40700 ARNOLD INDS INC COMMON 042595108 7509797 534030 529730 1 521730 12300 ARVIN INDS INC COM COMMON 043339100 15999002.2 563841 561341 0 0 1 545656 445 17740 ASI SOLUTIONS INC COMMON 00206F108 120275 28300 28300 1 28300 ASIA PULP & PAPER LTD COMMON 04516V100 3412520.875 478285 478285 0 0 1 464060 0 14225 ASSOCIATED MATLS INC COMMON 045709102 520725 31800 31800 1 31800 ASSOCIATES FIRST CAP COR COMMON 046008108 39071 1424 1424 1 1424 ASTRA ADR (046298105) COMMON 046298105 409150 9800 9800 1 9800 ASTRA ZENECA PLC ADR COMMON 046353108 7634363.75 193419 193419 0 0 1 172978 0 20441 ASTRONICS CORP COMMON 046433108 95499 9432 9432 1 9432 AT&T CORP COMMON 001957109 768285 15120 15120 1 15120 ATCHISON CASTING CORP COMMON 046613105 1649801 180800 179700 1 177300 3500 ATG INC COMMON 00206P106 109969 25500 25500 1 25500 ATLANTIC AMERN CORP COMMON 048209100 133894 57900 57200 1 53200 4700 ATLANTIC RICHFIELD CO COMMON 048825103 35446894 409790 409790 0 0 1 392164 0 17626 ATLANTIS PLASTICS INC COMMON 049156102 372400 26600 26600 1 26600 AUTOCAM CORP COMMON 052907102 814023 45067 45067 1 42698 2369 AUTODESK INC COMMON 052769106 462375 13700 13700 1 13700 AUTOLOGIC INFORMATION IN COMMON 052803103 23000 9200 9200 1 9200 AUTOZONE INC COMMON 053332102 4847 150 150 1 150 AVANT CORP COMMON 053487104 10320030 688002 685202 1 671602 16400 AVENTIS ADR SPONSORED COMMON 053561106 3754859 66020 66020 0 0 1 63630 0 2389 AVIALL INC NEW COMMON 05366B102 811381 99100 99100 1 99100 AVIATION SALES CO COMMON 053672101 3694350 223900 222400 1 220200 3700 AVIS RENT A CAR INC COMMON 053790101 13857457 542101 539101 1 529801 12300 AVISTA CORP COMMON 05379B107 538769 34900 34900 1 34900 AVTEAM INC COMMON 054527205 858926 159800 158700 1 156000 3800 AXA FINL INC COMMON 002451102 17000 500 500 1 500 AXSYS TECHNOLOGIES INC COMMON 054615109 718150 54200 54200 1 52300 1900 AZTEC MFG CO COMMON 054825104 1258075 102700 102200 1 100300 2400 141229831.6
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ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- FIDELITY NATL FINL INC COMMON 316326107 9619650 669193 665783 1 653706 15487 FINISH LINE INC COMMON 317923100 1755769 322900 321900 1 315100 7800 FINLAY ENTERPRISES INC COMMON 317884203 3565550 245900 244800 1 241500 4400 FIRST ALLIANCE CORP COMMON 317936102 696751 371600 369700 1 362600 9000 FIRST AMERN FINL CORP COMMON 318522307 101366 8150 8150 1 8150 FIRST CAP HLDGS CORP COMMON 319417101 1531 24300 24300 1 24300 FIRST CTZNS BANCSHARES I COMMON 31946M103 10405305 149180 148680 1 143880 5300 FIRST ESSEX BANCORP INC COMMON 320103104 885500 61600 61600 1 61600 FIRST HEALTH GROUP CORP COMMON 320960107 32250 1200 1200 1 1200 FIRST MERCHANTS ACCEP CO COMMON 320816101 30 5000 5000 1 3400 1600 FIRST REP BK SAN FRANCIS COMMON 336158100 2676650 113900 113900 1 110300 3600 FIRST SEC CORP DEL COMMON 336294103 5106 200 200 1 200 FIRST TENN NATL CORP COMMON 337162101 2850 100 100 1 100 FIRST VA BANKS INC COMMON 337477103 911600 21200 21200 1 18450 2750 FIRSTAR CORP NEW WIS COMMON 33763V109 8830 418 418 1 418 FIRSTENERGY CORP COMMON 337932107 6806 300 300 1 300 FIRSTFED FINL CORP COMMON 337907109 6067969 431500 429000 1 423200 8300 FLAGSTAR BANCORP INC COMMON 337930101 3617325 209700 208400 1 205200 4500 FLEETBOSTON FINANCIAL COMMON 339030108 42203721 1212314 1212314 0 0 1 1082143 0 130170 FLEETWOOD ENTERPRISES IN COMMON 339099103 15091313 731700 727800 1 718100 13600 FLEMING COS INC COMMON 339130106 357725 34900 34900 1 34900 FLEXSTEEL INDS INC COMMON 339382103 1530100 114400 113000 1 112100 2300 FLIR SYS INC COMMON 302445101 492375 30300 30300 1 30300 FLORIDA PROGRESS CORP COMMON 341109106 770088 18200 18200 1 18200 FLORIDA ROCK INDS INC COMMON 341140101 75763 2200 2200 1 2200 FLOWSERVE CORP COMMON 34354P105 10465200 615600 611100 1 599400 16200 FOAMEX INTL INC COMMON 344123104 513713 61800 61800 1 48500 13300 FOOTSTAR INC COMMON 344912100 890600 29200 29200 1 29200 FORD MTR CO DEL COMMON 345370100 33405613 626600 626600 1 572900 53700 FOREMOST CORP OF AMER COMMON 345469100 7036234 247973 246973 1 243973 4000 FORT JAMES CORP COMMON 347471104 17794 650 650 1 650 FORTUNE BRANDS INC CO COMMON 349631101 2834608 85734 85734 0 0 1 70074 0 15660 FOUNTAIN POWERBOAT IND COMMON 350755302 2300 800 800 1 800 FPIC INS GROUP INC COMMON 302563101 1915725 114800 114300 1 111500 3300 FPL GROUP INC COMMON 302571104 8563 200 200 1 200 FRANKLIN BK NA SOUTHFIEL COMMON 352456107 332775 34800 34800 1 34800 158305048
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- FRANKLIN COVEY CO COMMON 353469109 3679114 507464 504964 1 496364 11100 FRANKLIN RES INC COMMON 354613101 9619 300 300 1 300 FREEDOM SECS CORP COM COMMON 35644K103 1978488.75 175864 175864 0 0 1 155364 1015 19485 FREEPORT-MCMORAN COPPER COMMON 35671D857 109850 5200 5200 1 5200 FREMONT GEN CORP COMMON 357288109 6032751 818000 811300 1 791000 27000 FRENCH FRAGRANCES INC COMMON 357658103 1920950 298400 297100 1 292100 6300 FRESH AMERICA CORP COMMON 35803R105 307125 63000 63000 1 61900 1100 FRIEDE GOLDMAN HALTER IN COMMON 358430106 3208324 462461 459861 1 453461 9000 FRIEDMAN INDS INC COMMON 358435105 431720 127917 127117 1 125366 2551 FRIEDMANS INC COMMON 358438109 2550000 340000 337100 1 332300 7700 FRONTIER INS GROUP INC N COMMON 359081106 1262801 367360 363560 1 353960 13400 FRONTIER OIL CORP COMMON 35914P105 403650 59800 59800 1 59800 FROZEN FOOD EXPRESS INDS COMMON 359360104 317363 81900 80300 1 78500 3400 FRUIT OF THE LOOM LTD COMMON G3682L105 23431 16300 16300 1 16300 FTI CONSULTING INC COMMON 302941109 384000 76800 76800 1 74700 2100 FULLER H B CO COM COMMON 359694106 2610940.8 46676 46676 0 0 1 37451 250 8975 FUNCO INC COMMON 360762108 662300 59200 59200 1 58000 1200 FURNITURE BRANDS INTL IN COMMON 360921100 3911600 177800 177800 1 169600 8200 GA FINL INC COMMON 361437106 227900 17200 17200 1 17200 GALEY & LORD INC COMMON 36352K103 42625 22000 22000 1 19400 2600 GALLAHER GROUP PLC COMMON 363595109 12765863 830300 830300 1 830300 GARAN INC COMMON 364802108 2470338 86300 85800 1 84100 2200 GARDNER DENVER INC COMMON 365558105 667500 40000 40000 1 33300 6700 GBC BANCORP CALIF COMMON 361475106 1587488 82200 81100 1 79900 2300 GEHL CO COMMON 368483103 939600 52200 52200 1 50100 2100 GENCORP INC COMMON 368682100 5938826 601400 599300 1 586100 15300 GENERAL CABLE CORP DEL N COMMON 369300108 3842507 508100 504700 1 496500 11600 GENERAL CHEM GROUP INC COMMON 369332101 1016113 439400 437500 1 430100 9300 GENERAL CIGAR HLDGS INC COMMON 36933P100 4619289 555704 553204 1 543104 12600 GENERAL DYNAMICS CORP COMMON 369550108 10550 200 200 1 200 GENERAL ELEC CO COMMON 369604103 324975 2100 2100 0 0 1 0 0 2100 GENERAL EMPLOYMENT ENTER COMMON 369730106 338533 71270 71270 1 69370 1900 GENERAL MTRS CORP COMMON 370442105 50435648 693869 693869 0 0 1 604444 0 89425 GENERAL SEMICONDUCTOR IN COMMON 370787103 637019 44900 44900 1 44900 GENESCO INC COMMON 371532102 5382000 414000 411000 1 402000 12000 GENESIS HEALTH VENTURES COMMON 371912106 666806 323300 319200 1 307700 15600 121717607.6
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- GENESSEE AND WYOMING COMMON 371559105 2687843.8 208519 208019 0 0 1 184529 795 23195 GENLYTE GROUP INC COMMON 372302109 1023863 47900 45200 1 45500 2400 GENTEK INC COMMON 37245X104 4195875 402000 400100 1 392700 9300 GENUINE PARTS CO COMMON 372460105 23324 940 940 1 940 GEON CO COMMON 37246W105 26000 800 800 1 800 GEORGIA GULF CORP COMMON 373200203 18263 600 600 1 600 GEORGIA PAC CORP COMMON 373298108 38377467 756205 756205 0 0 1 690445 0 65760 GERBER CHILDRENSWEAR INC COMMON 373701101 1067500 213500 212600 1 212100 1400 GIANT INDS INC COMMON 374508109 971500 116000 115400 1 112400 3600 GLATFELTER P H CO COMMON 377316104 203875 14000 14000 1 14000 GLEASON CORP COMMON 377339106 2866725 123300 123300 1 121100 2200 GLOBAL MARINE INC COMMON 379352404 428925 25800 25800 1 25800 GLOBAL PMT TECHNOLOGIES COMMON 37936S109 483775 52300 52300 1 52300 GOLDEN ST VINTNERS INC COMMON 38121K208 410550 78200 77700 1 78200 GOLDEN WEST FINL CORP DE COMMON 381317106 5025 150 150 1 150 GOODYEAR TIRE & RUBR CO COMMON 382550101 5613 200 200 1 200 GOODYS FAMILY CLOTHING I COMMON 382588101 3320675 617800 615200 1 603000 14800 GORMAN RUPP CO COMMON 383082104 262500 15000 13700 1 12500 2500 GOVERNMENT TECHNOLOGY SV COMMON 383750106 294525 107100 107100 1 107100 GPU INC COMMON 36225X100 4463 150 150 1 150 GRACO INC COMMON 384109104 1732763 48300 48300 1 48300 GRADCO SYS INC COMMON 384111100 170223 132857 132157 1 130407 2450 GRAHAM CORP COMMON 384556106 142769 21550 21550 1 21550 GRAINGER W W INC COMMON 384802104 4781 100 100 1 100 GRANITE CONSTR INC COMMON 387328107 1081396 58652 58652 1 58652 GRC INTERNATIONAL INC COMMON 361922107 228000 19200 19200 1 16200 3000 GREAT ATLANTIC & PAC COMMON 390064103 1121918.25 40645 40645 0 0 1 33225 330 7090 GREAT LAKES CHEM CORP COMMON 390568103 15275 400 400 1 400 GREENBRIER COS INC COMMON 393657101 3773656 437154 435854 0 0 1 406379 695 30080 GRIFFON CORP COMMON 398433102 5630063 720648 717048 1 705948 14700 GROUP MAINTENANCE AMERIC COMMON 39943E107 3959719 370500 366900 1 370500 GRUBB & ELLIS CO COMMON 400095204 203906 43500 43500 1 35800 7700 GSE SYS INC COMMON 36227K106 57188 18300 18300 1 18300 GTE CORP COMMON 362320103 40725793 577159 577159 0 0 1 525314 0 51845 GTECH HLDGS CORP COMMON 400518106 14418800 655400 652000 1 648000 7400 GUCCI GR. ADR(401566104) COMMON 401566104 4063605 35490 35490 1 35490 134008142.1
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ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- HI-TECH PHARMACAL INC COMMON 42840B101 276031 60500 60500 1 58800 1700 HICKORY TECH CORP COMMON 429060106 522000 34800 34800 1 33800 1000 HIGHLANDS INS GROUP INC COMMON 431032101 45300 4800 4800 1 4800 HIRSCH INTL CORP COMMON 433550100 13275 11800 11800 1 11800 HITACHI LTD COMMON 433578507 8496980.875 57410 57410 0 0 1 55645 0 1765 HMT TECHNOLOGY CORP C COMMON 403917107 1495004 373751 373751 0 0 1 297581 2805 73365 Hoechst AG - Spo COMMON 434390308 48.188 5155 5155 0 0 1 5155 0 0 HOLIDAY RV SUPERSTORES I COMMON 434902102 8438 1500 1500 1 1500 HOLLY CORP COMMON 435758305 2193901 164800 163800 1 161600 3200 HOLTS CIGAR HLDS INC COMMON 436598106 32988 9100 9100 1 9100 HOME PORT BANCORP INC COMMON 437304108 10300 400 400 1 400 HOME PRODS INTL INC COMMON 437305105 1590488 153300 152600 1 149900 3400 HOMEBASE INC COMMON 43738E108 1598625 522000 518300 1 507400 14600 HONEYWELL INTL INC COMMON 438516106 34613 600 600 1 600 HORACE MANN EDUCATORS COMMON 440327104 1865505.35 95057 95057 0 0 1 75887 650 18520 HORIZON FINL CORP WASH COMMON 44041F105 15200 1600 1600 1 1600 HORIZON HEALTH CORP COMMON 44041Y104 907013 127300 127300 1 124700 2600 HOST MARRIOTT CORP NEW COMMON 44107P104 323813 39250 39250 1 39250 HOVNANIAN ENTERPRISES COMMON 442487203 4358537 683690 680390 0 0 1 647525 830 35335 HSBC HOLDINGS PLC COMMON 404280406 5073406.375 76543 76543 0 0 1 69203 0 7340 HUBBELL INC COMMON 443510102 68231 2426 2426 1 2426 HUGHES SUPPLY INC COMMON 444482103 11414110 529350 525850 1 519150 10200 HUMANA INC COMMON 444859102 15123950 1847200 1847200 1 1554000 293200 HUMPHREY HOSPITALITY TR COMMON 445467103 69453 8890 8890 1 7550 1340 HUNT J B TRANS SVCS INC COMMON 445658107 3459553 249900 249900 1 247300 2600 HUNTINGTON BANCSHARES IN COMMON 446150104 6566 275 275 1 275 HURCO COMPANIES INC COMMON 447324104 496692 141912 141312 1 139112 2800 HUTCHINSON TECHNOLOGY COMMON 448407106 2017301.25 94931 94931 0 0 1 81551 510 12870 I B M COMMON 459200101 22221973 205997 205997 0 0 1 198277 0 7720 IBP INC COMMON 449223106 18000 1000 1000 1 1000 IDACORP INC COMMON 451107106 863363 32200 32200 1 32200 IHOP CORP COMMON 449623107 2493113 149400 149400 1 142800 6600 ILLANOVA CORP COMMON 452317100 13136637 378031 378031 0 0 1 362976 0 15055 IMC GLOBAL INC COMMON 449669100 23308011 1423390 1423390 1 1196690 226700 IMCO RECYCLING INC COMMON 449681105 2307851 182800 181900 1 177400 5400 IMPERIAL CHEM INDS PLC COMMON 452704505 16607888 390200 390200 1 390200 142474159
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- IMRGLOBAL CORPORATION COMMON 45321W106 103013 8200 8200 1 8200 INACOM CORP COM COMMON 45323G109 6740743.75 921809 916809 0 0 1 872129 1465 48215 INCO LTD COMMON 453258402 587500 25000 25000 1 25000 INDEPENDENCE HLDG CO NEW COMMON 453440307 302063 26850 26850 1 25100 1750 INDEPENDENT BANK CORP MI COMMON 453838104 15356 1050 1050 1 1050 INDEPENDENT BANKSHARES I COMMON 453841207 84638 6100 6100 1 6100 INDONESIAN SATELLITE COMMON 715680104 2540526.625 127689 127689 0 0 1 112374 0 15315 INDUSTRIAL HLDGS INC COMMON 456160100 326206 127300 127300 1 121500 5800 ING GROEP N V ADR SPO COMMON 456837103 5059706 87375 87375 0 0 1 78085 0 9290 INGERSOLL-RAND CO COMMON 456866102 11013 200 200 1 200 INSO CORP COMMON 457674109 10144999.5 314573 314573 0 0 1 248803 1340 64430 INSTEEL INDUSTRIES INC COMMON 45774W108 186688 20600 20600 1 20600 INSURANCE AUTO AUCTIO COMMON 457875102 3052203.75 193790 193790 0 0 1 153280 1060 39450 INTEGRATED DEVICE TEC COMMON 458118106 3885942 133998 133998 0 0 1 107703 615 25680 INTEL CORP COMMON 458140100 394277 4790 4790 1 4790 INTER PARFUMS INC COMMON 458334109 345000 36800 36800 1 36800 INTERCHANGE FINL SVCS S COMMON 458447109 144919 8850 8850 1 8615 235 INTERFACE INC COMMON 458665106 6122600 1064800 1060100 1 1038600 26200 INTERMET CORP COMMON 45881K104 8057288 693100 690200 1 681700 11400 INTERNATIONAL AIRCRAFT I COMMON 458860103 95625 15300 15300 1 15300 INTERNATIONAL AIRL SUPPO COMMON 458865201 90375 24100 24100 1 23000 1100 INTERNATIONAL ALUM CORP COMMON 458884103 1280750 54500 54500 1 54500 INTERPOOL INC COMMON 46062R108 4304297 578729 576929 1 565979 12750 INTERSTATE NATL DEALER S COMMON 46102P104 259800 43300 43300 1 43300 INTL PAPER CO COMMON 460146103 23930 424 424 1 424 INTL SPECIALTY PRODS INC COMMON 460337108 6044456 657900 655100 1 623800 34100 INVENSYS PLC ADR COMMON 461204109 472947 42550 42550 0 0 1 12700 0 29850 INVESTORS TITLE CO COMMON 461804106 132825 7700 7700 1 7700 ISB FINL CORP LA COMMON 450091103 1329625 96700 96700 1 94500 2200 IT GROUP INC COMMON 465266104 1805838 197900 196700 1 197900 ITLA CAP CORP COMMON 450565106 1106756 88100 88100 1 88100 ITOCHU CORP ADR COMMON 465717106 7832345.662 161759 161759 0 0 1 156549 0 5210 ITT INDS INC IND COMMON 450911102 3344 100 100 1 100 IVEX PACKAGING CORP DEL COMMON 465855104 2456400 245640 244540 1 243940 1700 J JILL GROUP INC COMMON 466189107 172013 41700 41700 1 41700 J P MORGAN AND CO. COMMON 616880100 7429165 58670 58670 0 0 1 51810 0 6860 82945174.29
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- JACKPOT ENTERPRISES I COMMON 466392107 665706.15 80085 80085 0 0 1 60995 580 18510 JACKSONVILLE BANCORP INC COMMON 469248108 141700 10400 10400 1 10400 JAN BELL MARKETING INC COMMON 470760109 1314451 457200 455900 1 446500 10700 JASON INC COMMON 471171108 1700125 234500 233400 1 226700 7800 JEFFERIES GROUP INC NEW COMMON 472319102 1610400 73200 73200 1 71800 1400 JEFFERSON PILOT CORP COMMON 475070108 6825 100 100 1 100 JEFFERSON SMURFIT GRO COMMON 47508W107 4593339 175372 175372 0 0 1 161327 0 14045 JLK DIRECT DISTRIBUTION COMMON 46621C105 3294844 319500 317200 1 313800 5700 JOHNSON CTLS INC COMMON 478366107 5688 100 100 1 100 JOHNSON WORLDWIDE ASSOC COMMON 479254104 473153 66700 66700 1 66700 JOS A BANK CLOTHIERS INC COMMON 480838101 387900 129300 129300 1 126700 2600 JOURNAL REGISTER CO C COMMON 481138105 1757693.6 113858 113858 0 0 1 92173 735 20950 JPM CO COMMON 465933109 391388 49700 49700 1 49700 JUNO LTG INC COMMON 482047206 40463 3900 3900 1 3900 JUSTIN INDS INC COMMON 482171105 2094401 140800 138700 1 127700 13100 JWGENESIS FINL CORP COMMON 482227105 214438 7300 7300 1 7300 K MART CORP COMMON 482584109 11342450 1127200 1127200 1 948300 178900 K TRON INTL INC COMMON 482730108 604800 44800 44800 1 44800 K-SWISS INC COMMON 482686102 1874533 100900 100900 1 97200 3700 K2 INC COMMON 482732104 2369088 310700 310000 1 305300 5400 KAMAN CORP COMMON 483548103 6434925 499800 497000 1 489800 10000 KANEB SERVICES INC COMMON 484170105 1662063 379900 378400 1 369500 10400 KANSAS CITY LIFE INS CO COMMON 484836101 103883 3078 3078 1 3078 KATY INDS INC COMMON 486026107 586406 67500 67500 1 67500 KAUFMAN & BROAD HOME COR COMMON 486168107 3828881 158300 158300 1 158300 KAYE GROUP INC COMMON 486589104 597138 71300 71300 1 69800 1500 KEANE INC COMMON 486665102 31759449 988620 988620 0 0 1 861060 0 127560 KELLSTROM INDS INC COMMON 488035106 1366926 149800 148700 1 145900 3900 KELLWOOD CO COMMON 488044108 9564825 492081 489481 1 490081 2000 KENDLE INTERNATIONAL INC COMMON 48880L107 104675 10600 10600 1 10600 KENNAMETAL INC COMMON 489170100 9390576.15 279273 276973 0 0 1 269638 275 9360 KENTUCKY ELEC STL INC COMMON 49127B100 9738 4100 4100 1 4100 KERR MCGEE CORP COMMON 492386107 658874 10627 10627 1 10627 KEVCO INC COMMON 492716105 27188 14500 14500 1 14500 KEYCORP NEW COMMON 493267108 8670788 391900 391900 1 391900 KEYSPAN CORP COMMON 49337W100 4638 200 200 1 200 109654358.9
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- KEYSTONE AUTOMOTIVE INDS COMMON 49338N109 403025 68600 68600 1 68600 KILROY REALTY CORPORATION Common 49427F108 3088287 138024 138024 1 138024 KIMBALL INTL INC COMMON 494274103 210672 12768 9868 1 12768 KIMBERLY CLARK CORP COMMON 494368103 16359 250 250 1 250 KINDER MORGAN ENERGY PAR COMMON 494550106 393656 9500 9500 1 9500 KINDER MORGAN INC KANS COMMON 49455P101 13082106 648030 648030 1 562530 85500 KITTY HAWK INC COMMON 498326107 1950438 283700 281600 1 276500 7200 KLAMATH FIRST BANCORP IN COMMON 49842P103 1040250 87600 87600 1 85300 2300 KNIGHT RIDDER INC COMMON 499040103 5956 100 100 1 100 KOMAG INC COMMON 500453105 743037.95 237768 237768 0 0 1 165998 1355 70415 KONINKLIJKE PHILIPS E COMMON 500472204 89807670 670300 670300 0 0 1 603016 0 67284 KOREA ELECTRIC(500631106 COMMON 500631106 1205665 71980 71980 1 71980 KOSS CORP COMMON 500692108 679250 49400 49400 1 47900 1500 LACROSSE FOOTWEAR INC COMMON 505688101 14200 3200 3200 1 3200 LADD FURNITURE INC COMMON 505739201 1137600 57600 57600 1 57600 LADISH INC COMMON 505754200 1205513 189100 187800 1 184600 4500 LADY LUCK GAMING CORP COMMON 505820308 589856 57900 57900 1 57900 LAFARGE CORP COMMON 505862102 596700 21600 21600 1 21600 LAKELAND INDS INC COMMON 511795106 93438 23000 23000 1 21800 1200 LAKES GAMING INC COMMON 51206P109 1349668 170037 168187 1 165137 4900 LAM RESEARCH CORP COMMON 512807108 3814308.8 34190 34190 0 0 1 28550 135 5505 LAMSON & SESSIONS CO COMMON 513696104 1140263 233900 232400 1 229500 4400 LANDAMERICA FINL GROUP I COMMON 514936103 5865301 319200 318500 1 311600 7600 LANDRYS SEAFOOD RESTAURA COMMON 51508L103 3489083 401621 398721 1 388521 13100 LANDSTAR SYS INC COMMON 515098101 3915760 91463 91463 1 87963 3500 LASALLE HOTEL PROPERTIES Common 517942108 123425 10560 10560 1 10560 LAWSON PRODS INC COMMON 520776105 1944813 84100 83500 1 80500 3600 LEGGETT & PLATT INC COMMON 524660107 5359 250 250 1 250 LEHMAN BROS HLDGS INC COMMON 524908100 152438 1800 1800 1 700 1100 LENNAR CORP COMMON 526057104 653250 40200 40200 1 40200 LIBBEY INC COMMON 529898108 3303375 114900 113300 1 107900 7000 LIBERTY FINL COS INC COMMON 530512102 855569 37300 37300 1 37300 LIFEMARK CORP COMMON 53219F102 75400 23200 23200 1 23200 LIFETIME HOAN CORP COMMON 531926103 1357125 258500 256000 1 253600 4900 LILLY INDS INC COMMON 532491107 1722688 128200 128200 1 126300 1900 LINCOLN ELEC HLDGS INC COMMON 533900106 2190169 106190 106190 1 101190 5000 148221673.8
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- LINCOLN NATL CORP IND COMMON 534187109 8000 200 200 1 200 LINDBERG CORP COMMON 535171102 874975 112900 112900 1 110500 2400 LIZ CLAIBORNE INC COMMON 539320101 16181572 430075 430075 0 0 1 419770 0 10305 LMI AEROSPACE INC COMMON 502079106 176400 58800 58800 1 58800 LOCAL FINL CORP COMMON 539553107 1617463 155900 155900 1 154300 1600 LOCKHEED MARTIN CORP COMMON 539830109 1726195 78911 78911 0 0 1 71806 0 7105 LODGIAN INC COMMON 54021P106 2519000 503800 501600 1 493000 10800 LOEWS CORP COMMON 540424108 9236638 152200 152200 1 152200 LONE STAR STEAKHOUSE SAL COMMON 542307103 4147780 464900 458200 1 454000 10900 LORAL SPACE & COMMUNICAT COMMON G56462107 7294 300 300 1 300 LOUIS DREYFUS NAT GAS COMMON 546011107 2189674.4 120809 120809 0 0 1 101389 800 18620 LOUISIANA PAC CORP COMMON 546347105 49219 3500 3500 1 3500 LTV CORP NEW COMMON 501921100 4125 1000 1000 1 1000 LUBYS INC COMMON 549282101 5135677 451488 449188 1 438788 12700 LUFKIN INDS INC COMMON 549764108 204000 13600 13600 1 13600 LYDALL INC DEL COMMON 550819106 1762913 266100 265300 1 260900 5200 M & F WORLDWIDE CORP COMMON 552541104 2130806 420900 419300 1 412200 8700 M D C HLDGS INC COMMON 552676108 1537376 98000 95400 1 93100 4900 M.A. HANNA CO. COMMON 410522106 2179443.9 199263 199263 0 0 1 162713 755 35795 M/I SCHOTTENSTEIN HOMES COMMON 55305B101 2865056 184100 183300 1 180000 4100 MAF BANCORP INC COMMON 55261R108 861913 41166 41166 1 41166 MAGELLAN HEALTH SVCS INC COMMON 559079108 652713 103400 102000 1 103400 MAGNETEK INC COMMON 559424106 772594 100500 97500 1 84800 15700 MAIL-WELL INC COMMON 560321200 2261250 167500 165000 1 167500 MAIN STREET AND MAIN INC COMMON 560345308 626925 192900 192000 1 189000 3900 MAINE PUB SVC CO COMMON 560483109 231088 13300 13300 1 13300 MALLINCKRODT INC NEW COMMON 561232109 1732191 54450 54450 0 0 1 44705 0 9745 MANCHESTER EQUIP INC COMMON 562154104 67672 17750 17750 1 17750 MARINEMAX INC COMMON 567908108 1123850 118300 118300 1 118300 MARK IV INDS INC COMMON 570387100 7234188 409000 407200 1 406900 2100 MARRIOTT INTL INC NEW COMMON 571903202 7891 250 250 1 250 MARSH SUPERMARKETS INC COMMON 571783307 661838 47700 46000 1 44400 3300 MARTIN MARIETTA MATLS IN COMMON 573284106 709300 17300 17300 1 17300 MASCOTECH INC COMMON 574670105 13087157 1031500 1026100 1 1009200 22300 MATRIX BANCORP INC COMMON 576819106 74400 6200 6200 1 6200 MATSUSHITA ELEC CO COMMON 576879209 850950 3050 3050 0 0 1 700 0 2350 85509527.3
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- MATTEL INC COMMON 577081102 3409874 259798 259798 0 0 1 229363 0 30435 MAX & ERMAS RESTAURANTS COMMON 577903107 88450 12200 12200 1 10200 2000 MAXWELL SHOE INC COMMON 577766108 1594400 199300 198300 1 195400 3900 MAY DEPT STORES CO COMMON 577778103 12094 375 375 1 375 MBIA INC COMMON 55262C100 614473 11635 11635 1 11635 MCGRATH RENTCORP COMMON 580589109 3122000 178400 177500 1 171400 7000 MCI WORLDCOM INC COMMON 55268B106 59377 1119 1119 1 1119 MCKESSON HBOC INC COM COMMON 58155Q103 7814973 347327 347327 0 0 1 292452 0 54875 MCN CORP COMMON 55267J100 19803225 833820 833820 0 0 1 822420 0 11400 MCRAE INDS INC COMMON 582757209 58500 10400 10400 1 9500 900 MEAD CORP COMMON 582834107 17084186 393305 393305 0 0 1 383205 0 10100 MEADOW VY CORP COMMON 583185103 296293 81736 81736 1 81736 MEDFORD BANCORP INC COMMON 584131106 78138 4700 4700 1 4700 MEDIA ARTS GROUP INC COMMON 58439C102 841844 244900 243600 1 239900 5000 MEDICAL ASSURN INC COMMON 58449U100 127909 6037 6037 1 6037 MEDSTONE INTL INC NEW COMMON 58505C101 641511 135055 133955 1 133255 1800 MENTOR GRAPHICS CORP COMMON 587200106 1790757.9 135790 135790 0 0 1 110385 775 24630 MERCHANTS BANCSHARES COMMON 588448100 1404338 65700 65200 1 64000 1700 MERCHANTS GROUP INC COMMON 588539106 226200 11600 11600 1 11000 600 MERCURY AIR GROUP INC COMMON 589354109 1345829 165640 164840 1 162615 3025 MERCURY GENL CORP NEW COMMON 589400100 60075 2700 2700 1 2700 MERITOR AUTOMOTIVE INC COMMON 59000G100 623875 32200 32200 1 32200 MESA LABS INC COMMON 59064R109 235613 61800 61800 1 60300 1500 MESTEK INC COMMON 590829107 1407375 69500 69500 1 65900 3600 MET PRO CORP COMMON 590876306 805000 80500 80500 1 78300 2200 METALS USA INC COMMON 591324108 7109273 836385 831885 1 817485 18900 METRIKA SYSTEMS CORP COMMON 59159M106 559800 93300 93300 1 91000 2300 METROPOLITAN FINL CORP COMMON 59189N108 43650 9700 9700 1 9700 METROWEST BK MASS COMMON 592668107 675094 113700 110900 1 109900 3800 METSO CORP ADR SPONSO COMMON 592671101 190080 14080 14080 0 0 1 0 0 14080 MFRI INC COMMON 552721102 31481 7300 7300 1 5000 2300 MGIC INVT CORP WIS COMMON 552848103 6019 100 100 1 100 MICHAEL ANTHONY JEWELERS COMMON 594060105 42300 14400 14400 1 14400 MICHAEL FOOD INC NEW COMMON 594079105 5521517 224224 221924 1 221124 3100 MICRO WHSE INC COMMON 59501B105 9840150 531900 528400 1 519100 12800 MICROSEMI CORP COMMON 595137100 603501 68000 66900 1 68000 88169174.9
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- MID AMER BANCORP COMMON 595915109 379221 13306 13306 1 13306 MIDLAND CO COMMON 597486109 1437975 69300 68800 1 68000 1300 MIDWAY AIRLS CORP COMMON 598126100 421988 68200 68200 1 68200 MIDWAY GAMES INC COMMON 598148104 174744 7300 7300 1 7300 MIDWEST EXPRESS HLDGS IN COMMON 597911106 1511640 47424 45174 1 43449 3975 MIKASA INC COMMON 59862T109 1701569 169100 164600 1 160500 8600 MILACRON INC COMMON 598709103 15865463 1031900 1027700 1 1013500 18400 MILLER BLDG SYS INC COMMON 600404107 293475 60200 60200 1 59500 700 MIM CORP COMMON 553044108 577200 236800 236800 1 235400 1400 MITCHAM INDS INC COMMON 606501104 56032 16300 15800 1 16300 MITSUKOSHI LTD ADR COMMON 606848109 2619147.172 80545 80545 0 0 1 73013 0 7532 MMI COS INC COMMON 553087107 3139501 364000 362300 1 355600 8400 MOBILE AMER CORP FLA COMMON 607235504 43013 22200 22200 1 19900 2300 MOBIUS MGMT SYS INC C COMMON 606925105 508735.7 64092 64092 0 0 1 55816 420 7856 MODINE MFG CO COMMON 607828100 4384200 175368 172568 1 173068 2300 MODIS PROFESSIONAL SVCS COMMON 607830106 14916900 1046800 1046800 1 895900 150900 MOHAWK INDS INC COMMON 608190104 224188 8500 8500 1 8500 MONACO COACH CORP COMMON 60886R103 1416802 55425 55425 1 45750 9675 MONARCH DENTAL CORP COMMON 609044102 155547 90500 89200 1 90500 MONRO MUFFLER BRAKE INC COMMON 610236101 218175 29090 29090 1 29090 MONTANA POWER CO COMMON 612085100 865500 24000 24000 1 24000 MONY GROUP INC COM COMMON 615337102 702862.3 24080 24080 0 0 1 19410 170 4500 MOORE MED CORP COMMON 615799103 373425 38300 38300 1 37200 1100 MOORE PRODS CO COMMON 615836103 63800 1600 1600 1 1600 MORGAN KEEGAN INC COMMON 617410105 2021038 120659 120659 1 105509 15150 MORGAN STANLEY DEAN WITT COMMON 617446448 24221106 169675 169675 1 169675 MORRISON KNUDSEN CORP NE COMMON 61844A109 2505469 320700 317900 1 320700 MOTOR CLUB AMER COMMON 619823107 76725 9300 9300 1 9300 MOVIE GALLERY INC COMMON 624581104 401063 93000 93000 1 90000 3000 MOVIE STAR INC COMMON 624591103 54563 58200 58200 1 56700 1500 MSC SOFTWARE CORP COMMON 553531104 767475 75800 75800 1 69900 5900 MTS SYS CORP COMMON 553777103 2136877 275726 273726 1 268526 7200 MURPHY OIL CORP COMMON 626717102 1973700 34400 34400 0 0 1 30400 0 4000 MUSICLAND STORES CORP COMMON 62758B109 2162532 256300 254500 1 242400 13900 MYR GROUP INC COMMON 554053108 760959 25905 25905 1 24239 1666 NACCO INDS INC COMMON 629579103 10818019 194700 194000 1 191300 3400 99950629.17
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- NAPCO SEC SYS INC COMMON 630402105 27731 8700 8700 1 8700 NASH FINCH CO COMMON 631158102 1138575 178600 176800 1 172400 6200 NATIONAL AUSTRALIA BANK PFD CV 632525309 872950 31600 31600 1 31600 NATIONAL CITY BANCORPORA COMMON 635312101 2313175 138100 137100 1 133700 4400 NATIONAL CITY CORP COMMON 635405103 21319 900 900 1 900 NATIONAL SEMICONDUCTOR C COMMON 637640103 1502719 35100 35100 1 35100 NATIONAL STL CORP COMMON 637844309 2425369 326100 326100 1 131000 195100 NATIONAL TECHNICAL SYS I COMMON 638104109 671538 173300 173300 1 172200 1100 NATIONAL WESTMINSTER BK COMMON 638539403 361900 2800 2800 1 800 2000 NATIONAL WESTN LIFE INS COMMON 638522102 3170475 46200 46200 1 45100 1100 NATIONAL-OILWELL INC COMMON 637071101 2960231 188700 188700 1 187500 1200 NATIONWIDE FINL SVCS INC COMMON 638612101 14565774 521370 521370 1 441370 80000 NATURAL ALTERNATIVES INT COMMON 638842302 314600 96800 96300 1 95200 1600 NATURES SUNSHINE PRODUCT COMMON 639027101 3105600 388200 386200 1 381400 6800 NAUTICA ENTERPRISES INC COMMON 639089101 6804469 601500 594700 1 588200 13300 NAVIGATORS GROUP INC COMMON 638904102 909675 93300 92000 1 89900 3400 NCH CORP COMMON 628850109 1838560 41258 41258 1 41258 NCI BUILDING SYS INC COMMON 628852105 6375100 344600 342600 1 338400 6200 NEIMAN MARCUS GROUP INC COMMON 640204202 927525 33200 33200 1 33200 NEIMAN MARCUS GROUP INC COMMON 640204301 87008 3230 3230 1 3230 NEOMAGIC CORP COMMON 640497103 5619687 513800 510700 1 504200 9600 NEW HAMPSHIRE THRIFT BAN COMMON 644722100 72319 5700 5700 1 5700 NEWELL RUBBERMAID INC COMMON 651229106 5800 200 200 1 200 NEWPORT NEWS SHIPBLDG COMMON 652228107 770000 28000 28000 1 28000 NIAGARA CORP COMMON 653349100 655350 154200 153200 1 151100 3100 NIAGARA MOHAWK HLDGS COMMON 653520106 20496249 1470580 1470580 0 0 1 1231875 0 238705 NIKE INC CL B COMMON 654106103 4196038 84661 84661 0 0 1 71166 0 13495 NIKKO SECS LTD JAPAN COMMON 654107200 3830381.325 34949 34949 0 0 1 30839 0 4110 NIPPON TELEG & TEL CO COMMON 654624105 7915405.125 96738 96738 0 0 1 83853 0 12885 NL INDS INC COMMON 629156407 13444787 892600 886500 1 866900 25700 NOBILITY HOMES INC COMMON 654892108 19950 3800 3800 1 3800 NORFOLK SOUTHERN CORP COMMON 655844108 60475 2950 2950 1 2950 NORTEK INC COMMON 656559101 2503200 89400 89400 1 83800 5600 NORTHEAST BANCORP COMMON 663904100 44688 5500 5500 1 5500 NORTHERN TECH INTL CORP COMMON 665809109 205175 28300 28300 1 26900 1400 NORTHN STS PWR CO MINN COMMON 665772109 2925 150 150 1 150 110236722.5
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- NORTHROP GRUMMAN CORP COMMON 666807102 28718540 531210 531210 1 487310 43900 NORTHSTAR COMPUTER FORMS COMMON 667031108 133000 13300 13300 1 13300 NORTHWEST PIPE CO COMMON 667746101 1722000 123000 122400 1 119800 3200 NOVARTIS AG SPONSORED COMMON 66987V109 5560614.029 79364 79364 0 0 1 72169 0 7195 NOVO NORDISK COMMON 670100205 5777539.625 95157 95157 0 0 1 81302 0 13855 NSTAR COMMON 67019E107 714420 17640 17640 1 17640 NU HORIZONS ELECTRS CORP COMMON 669908105 892653 67370 65900 1 63170 4200 NU SKIN ENTERPRISES INC COMMON 67018T105 405094 44700 44700 1 44700 NUCOR CORP COMMON 670346105 43850 800 800 1 800 NVR INC COMMON 62944T105 3013025 63100 62300 1 58800 4300 NYMAGIC INC COMMON 629484106 1846251 140000 139400 1 135800 4200 O I CORP COMMON 670841105 222863 56600 56600 1 54900 1700 O SULLIVAN INDS HLDGS COMMON 67104Q205 77232.45 151425 151425 0 0 1 122025 475 28925 O SULLIVAN INDUSTRIES HO PFD 67104Q205 74001 145100 141700 1 139300 5800 OAK INDS INC COMMON 671400505 638873 6020 6020 1 6020 OCCIDENTAL PETE CORP DEL COMMON 674599105 13260667 613210 613210 1 553410 59800 OCEANEERING INTL INC COMMON 675232102 252444 16900 16900 1 16900 OCTEL CORP COMMON 675727101 59262 5712 5712 1 5712 OCULAR SCIENCES INC COMMON 675744106 1451488 76900 76900 1 76900 OFFICEMAX INC COMMON 67622M108 10376925 1908400 1898300 1 1867200 41200 OFFSHORE LOGISTICS INC COMMON 676255102 3150169 336018 333518 1 325718 10300 OGDEN CORP COMMON 676346109 8072944.4 676266 671566 0 0 1 640626 1145 34495 OGE ENERGY CORP COMMON 670837103 1058300 55700 55700 1 55700 OGLEBAY NORTON CO COMMON 677007106 2059125 86700 86700 1 85100 1600 OLD DOMINION FGHT LINES COMMON 679580100 1509300 140400 139700 1 138900 1500 OLIN CORP COMMON 680665205 198125 10000 10000 1 10000 OMEGA WORLDWIDE INC COMMON 68210B108 9345 2007 2007 1 2007 OMNICARE INC COMMON 681904108 11829600 985800 977100 1 950700 35100 OMNICOM GROUP COMMON 681919106 252000 2520 2520 0 0 1 0 0 2520 OMNOVA SOLUTIONS INC COMMON 682129101 3562675 459700 457600 1 444400 15300 ONE PRICE CLOTHING STORE COMMON 682411103 453563 177000 176000 1 173000 4000 ONEIDA LTD COMMON 682505102 195750 9000 9000 1 9000 ONEOK INC NEW COM COMMON 682680103 1487335.95 59197 59197 0 0 1 48777 470 9950 ONTRACK DATA INTL INC COMMON 683372106 440282 36500 35400 1 34900 1600 ONWARD KASHIYAMA LTD COMMON 68338P203 88906 1300 1300 1 1300 ONYX ACCEP CORP COMMON 682914106 473025 74200 74200 1 72200 2000 110081187.5
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- ORACLE CORP COMMON 68389X105 22413 200 200 1 200 OROAMERICA INC COMMON 687027102 665625 106500 106000 1 104100 2400 ORTHALLIANCE INC COMMON 687913103 446250 71400 71400 1 70500 900 OSHKOSH B GOSH INC COMMON 688222207 606600 28800 28800 1 27500 1300 OTTER TAIL PWR CO COMMON 689648103 135000 3600 3600 1 3600 OVERSEAS SHIPHOLDING GRO COMMON 690368105 340688 23000 23000 1 23000 OWENS ILL INC COMMON 690768403 5013 200 200 1 200 OXFORD INDS INC COMMON 691497309 4004107 202100 201100 1 198300 3800 P & F INDS INC COMMON 692830508 54075 8400 8400 1 8400 P A M TRANSN SVCS INC COMMON 693149106 1526175 142800 142800 1 141100 1700 P P & L RES INC COMMON 693499105 3101851 135600 135600 1 19200 116400 PACCAR INC COMMON 693718108 3523640 79518 79518 0 0 1 66583 0 12935 PACIFIC CENTY FINL CORP COMMON 694058108 954931 51100 51100 1 51100 PACIFIC CREST CAP INC COMMON 694166109 460288 36101 36101 1 34801 1300 PAINE WEBBER INC COMMON 695629105 34580531 890964 890964 0 0 1 827150 0 63814 PALM HARBOR HOMES COMMON 696639103 3641400 202300 201300 1 200400 1900 PARAVANT INC COMMON 699376109 466538 128700 127800 1 122000 6700 PARK OHIO HLDGS CORP COMMON 700666100 1664925 168600 167600 1 165000 3600 PARKER HANNIFIN CORP COMMON 701094104 5131 100 100 1 100 PARKVALE FINL CORP COMMON 701492100 1752435 109101 109101 1 106701 2400 PATRICK INDS INC COMMON 703343103 1177525 127300 126300 1 124600 2700 PAUL HARRIS STORES INC COMMON 703555201 652300 237200 235900 1 233000 4200 PAULA FINL DEL COMMON 703588103 77600 12800 12800 1 12800 PECHINEY SPONSORED AD COMMON 705151207 6154097.313 178713 178713 0 0 1 172918 0 5795 PECO ENERGY CO COMMON 693304107 69500 2000 2000 1 2000 PEDIATRIX MED GROUP COMMON 705324101 2290400 327200 325900 1 322100 5100 PEERLESS MFG CO COMMON 705514107 217100 16700 16700 1 16700 PENN ENGR & MFG CORP COMMON 707389102 446725 21400 21400 1 21400 PENN ENGR & MFG CORP COMMON 707389300 1371313 59300 59300 1 58700 600 PENN TREATY AMERN CORP COMMON 707874103 2338875 148500 148500 1 144700 3800 PENN VIRGINIA CORP COMMON 707882106 2691335.25 160675 160675 0 0 1 144420 745 15510 PENN-AMER GROUP INC COMMON 707247102 250325 32300 32300 1 28900 3400 PENNEY J C INC COMMON 708160106 4003077 200780 200780 0 0 1 171085 0 29695 PENTACON INC COMMON 709620108 177188 56700 56700 1 56700 PEPSICO INC COMMON 713448108 897465 25460 25460 1 25460 PERCON INC COMMON 71361E103 443975 30100 30100 1 28700 1400 81216416.56
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ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- RICHARDSON ELECTRS LTD COMMON 763165107 1833000 244400 243200 1 237800 6600 RICHTON INTL CORP COMMON 765516109 83375 5800 5800 1 5800 RIGHT MGMT CONSULTANTS I COMMON 766573109 1062600 92400 92400 1 90200 2200 RIO TINTO LTD ADR SPO COMMON 767204100 4824290.75 55148 55148 0 0 1 53403 0 1745 RIVIERA TOOL CO COMMON 769648106 196393 50682 50682 1 49527 1155 RLI CORP COMMON 749607107 2686816 79024 79024 1 73774 5250 ROADHOUSE GRILL COMMON 769725102 26813 6500 6500 1 6500 ROADWAY EXPRESS INC DEL COMMON 769742107 7394994 341965 340465 1 332465 9500 ROANOKE ELEC STL CORP COMMON 769841107 2279469 140275 140275 1 136525 3750 ROBBINS & MYERS INC COMMON 770196103 518113 22900 22900 1 22900 ROBERTSON CECO CORP COMMON 770539203 658663 66700 63500 1 66700 ROCK OF AGES CORP COMMON 772632105 5931 1300 1300 1 1300 ROCK-TENN CO COMMON 772739207 4858075 329361 328061 1 314061 15300 ROCKY MTN CHOCOLATE FACT COMMON 774678403 57225 10900 10900 1 9800 1100 ROCKY SHOES & BOOTS INC COMMON 774830103 84638 11100 11100 1 9500 1600 ROHM & HAAS CO COMMON 775371107 8138 200 200 1 200 ROHN INDS INC COMMON 775381106 497663 173100 165200 1 148800 24300 ROLLINS TRUCK LEASING CO COMMON 775741101 4130841 346039 343839 1 339839 6200 ROUGE INDS INC DEL COMMON 779088103 466200 59200 59200 1 59200 ROWE COS COMMON 779528108 2018841 239270 237840 1 234870 4400 ROYAL APPLIANCE MFG CO COMMON 780076105 994988 204100 203200 1 197100 7000 RTI INTL METALS INC COMMON 74973W107 1299938 173325 170225 1 163925 9400 RURAL / METRO CORP COMMON 781748108 1367445 319403 318103 1 312203 7200 RUSH ENTERPISES INC COMMON 781846100 1680550 115900 115900 1 113300 2600 RUSS BERRIE & CO COMMON 782233100 3889016 148153 148153 1 148153 RYANS FAMILY STEAK HOUSE COMMON 783519101 7166070 843067 835367 1 821067 22000 RYLAND GROUP INC COMMON 783764103 7518375 326000 324300 1 318600 7400 S L INDS INC COMMON 784413106 23250 2000 2000 1 700 1300 S&K FAMOUS BRANDS INC COMMON 783774102 518344 87300 87300 1 85100 2200 SAFECO CORP COMMON 786429100 3731 150 150 1 150 SAFESKIN CORP COMMON 786454108 1279188 105500 105500 1 105500 SAFETY-KLEEN CORP NEW COMMON 78648R203 1184419 104700 104700 1 104700 SAGA SYS INC COMMON 786610105 624044 31300 31300 1 28000 3300 SAN PAOLO-MII S P A COMMON 799175104 860117 31420 31420 0 0 1 31254 0 166 SANDERSON FARMS INC COMMON 800013104 2145763 250600 249100 1 245200 5400 SANFILIPPO JOHN B & SON COMMON 800422107 21600 5400 5400 1 5400 64268916.75
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ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- TWINLAB CORP COMMON 901774109 577850 72800 72800 1 67400 5400 TYCO INTL LTD NEW COMMON 902124106 71136 1824 1824 1 1824 TYSON FOODS INC COMMON 902494103 4063 250 250 1 250 U S CAN CORP COMMON 90328W105 2269752.8 114201 114201 0 0 1 98891 520 14790 U S HOME CORP NEW COMMON 911920106 8301601 324757 323357 1 319357 5400 U S INDS INC NEW COMMON 912080108 63000 4500 4500 1 4500 U S VISION INC COMMON 90339M104 128894 50300 50300 1 50300 U S WEST INC NEW COM COMMON 91273H101 55196640 766620 766620 0 0 1 693990 0 72630 U S XPRESS ENTERPRISES I COMMON 90338N103 2367375 321000 319200 1 315200 5800 UCAR INTL INC COMMON 90262K109 7433156 417300 415700 1 417300 UFP TECHNOLOGIES INC COMMON 902673102 22825 8300 8300 1 7300 1000 UNIBANCO-UNIAO DE BAN COMMON 90458E107 7591530.125 270586 270586 0 0 1 241931 0 28655 UNICAPITAL CORP NEW COMMON 90459D108 874306 237100 237100 1 233000 4100 UNICO AMERN CORP COMMON 904607108 969500 138500 137900 1 136000 2500 UNICOM CORP COMMON 904911104 39709903 1185367 1185367 0 0 1 1074092 0 111275 UNIFI INC COMMON 904677101 2111594 171500 171500 1 171500 UNIFIRST CORP MASS COMMON 904708104 4315225 341800 339600 1 331900 9900 UNILEVER N V NEW YORK COMMON 904784709 4556473.438 87348 87348 0 0 1 77388 0 9960 UNION ACCEP CORP COMMON 904832102 652688 88500 87200 1 87500 1000 UNION CARBIDE CORP COMMON 905581104 10013 150 150 1 150 UNION PAC CORP COMMON 907818108 6360780 145597 145597 0 0 1 121882 0 23715 UNION PAC RES GROUP INC COMMON 907834105 25500 2000 2000 1 2000 UNION PACIFIC PFD CV 907824205 500638 12100 12100 1 12100 UNION PLANTERS CORP COMMON 908068109 5916 150 150 1 150 UNITED ASSETS MGMT CO COMMON 909420101 2147776.4 115705 115705 0 0 1 100845 465 14395 UNITED DOMINION RLTY COMMON 910197102 158543 16055 16055 0 0 1 0 0 16055 UNITED HEALTHCARE CORP COMMON 910581107 31875 600 600 1 600 UNITED ILLUM CO COMMON 910637107 77063 1500 1500 1 1200 300 UNITED INDL CORP COMMON 910671106 171806 18700 18700 1 14000 4700 UNITED RETAIL GROUP INC COMMON 911380103 1117875 135500 134800 1 131200 4300 UNITED STATES LIME & MIN COMMON 911922102 19600 2800 2800 1 2800 UNITED WIS SVCS INC NEW COMMON 913238101 30600 7200 7200 1 7200 UNIVERSAL CORP VA COMMON 913456109 14834969 650300 647200 1 634300 16000 UNIVERSAL FST PRODS INC COMMON 913543104 1424850 96600 96600 1 96600 UNIVERSAL HLTH SVCS INC COMMON 913903100 4762800 132300 132300 1 129800 2500 UNIVERSAL STAINLESS & AL COMMON 913837100 348975 51700 51100 1 51600 100 169247091.8
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- UNOCAL CORP COMMON 915289102 28528 850 850 1 850 UNUMPROVIDENT CORP COMMON 91529Y106 15945450 497324 497324 1 416260 81064 US BANCORP COMMON 902973106 8578692 360260 360260 0 0 1 349865 0 10395 USA TRUCK INC COMMON 902925106 1586026 201400 200300 1 197800 3600 USANA INC COMMON 90328M107 237500 47500 47500 1 45400 2100 USBANCORP INC PA COMMON 917292104 2820000 240000 238700 1 235600 4400 USEC INC COMMON 90333E108 10304700 1472100 1467500 1 1316850 155250 USFREIGHTWAYS CORP CO COMMON 916906100 9151079.6 191145 191145 0 0 1 173015 355 17775 UST INC COMMON 902911106 5038 200 200 1 200 USX MARATHON GROUP COMMON 902905827 14245686 577039 577039 0 0 1 494309 0 82730 USX-U S STL COMMON 90337T101 19354500 586500 586500 1 586500 UTAH MED PRODS INC COMMON 917488108 1046250 155000 153600 1 151400 3600 V F CORP COMMON 918204108 4500 150 150 1 150 VALERO ENERGY CORP NEW COMMON 91913Y100 11167763 561900 561900 1 475900 86000 VALUE CITY DEPT STORES I COMMON 920387107 316113 20900 20900 1 20900 VARCO INTL INC COMMON 922126107 448250 44000 44000 1 44000 VDI MULTIMEDIA COMMON 917916108 935000 68000 68000 1 68000 VENTURE CATALYST INC UTA COMMON 92326Q106 92000 18400 18400 1 17300 1100 VERITAS DGC INC COMMON 92343P107 641200 45800 45800 1 36900 8900 VERTEX COMMUNICATIONS CO COMMON 925320103 1512900 73800 73300 1 71600 2200 VESTCOM INTL INC COMMON 924904105 211050 60300 60300 1 60300 VIACOM INC COMMON 925524308 14089895 233131 233131 0 0 1 196366 0 36765 VICON INDS INC COMMON 925811101 83400 13900 13900 1 13900 VIDEO DISPLAY CORP COMMON 926555103 47600 11200 11200 1 9700 1500 VILLAGE SUPER MKT INC COMMON 927107409 62700 4800 4800 1 4800 VIRCO MFG CO COMMON 927651109 493129 37933 37933 1 33762 4171 VISIONAMERICA INC COMMON 92832C104 9000 3000 3000 1 3000 VOLKSWAGEN A G SPONSO COMMON 928662303 263050 23945 23945 0 0 1 8000 0 15945 VOLVO AKTIEBOLAGET COMMON 928856400 426725 16900 16900 1 16900 VULCAN MATLS CO COMMON 929160109 5991 150 150 1 150 WABASH NATL CORP COMMON 929566107 235500 15700 15700 1 15700 WACHOVIA CORP COMMON 929771103 13600 200 200 1 200 WADDELL & REED FINL INC COMMON 930059100 124775 4600 4600 1 4600 WALLACE COMPUTER SERVICE COMMON 932270101 1206975 72600 71800 1 71100 1500 WALTER INDS INC COMMON 93317Q105 142271 13158 13158 1 13158 WASHINGTON FED INC COMMON 938824109 2293150 116108 116108 0 0 1 100653 655 14800 118129986.6
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- WASHINGTON HOMES INC NEW COMMON 938864105 839000 167800 166500 1 164100 3700 WASHINGTON MUT INC COMMON 939322103 20740624 801570 801570 1 682670 118900 WASTE MGMT INC DEL COMMON 94106L109 5958047 346650 346650 1 343200 3450 WATER PIK TECHNOLOGIES I COMMON 94113U100 526 55 55 1 55 WATTS INDS INC COMMON 942749102 6212169 421164 418564 1 409864 11300 WEBB DEL CORP COMMON 947423109 11777541 473469 471669 1 465469 8000 WEBCO INDS INC COMMON 947621108 223263 67400 66600 1 64000 3400 WEBS INDEX FD INC GER MUTUAL 92923H608 946873 35480 35480 0 0 1 35480 0 0 WEBS INDEX FD INC ITA MUTUAL 92923H806 1147875 45915 45915 0 0 1 45915 0 0 WEBSTER FINL CORP CONN COMMON 947890109 1906206 80900 80900 1 80900 WEIDER NUTRITION INTL IN COMMON 948603105 32819 8900 8900 1 8900 WELLMAN INC COMMON 949702104 299863 16100 16100 1 16100 WELLS FARGO & CO NEW COMMON 949746101 36394 900 900 1 900 WEST TELESERVICES CORP COMMON 956188106 672031 27500 27500 1 27500 WESTAFF INC COMMON 957070105 2693625 326500 325100 1 318800 7700 WESTERN GAS RES INC COMMON 958259103 1577870 119647 119647 0 0 1 100017 800 18830 WESTERN RES INC COMMON 959425109 252369 14900 14900 1 14900 WESTINGHOUSE AIR BRAKE C COMMON 960386100 10777800 607200 604000 1 594100 13100 WESTPOINT STEVENS INC COMMON 961238102 532000 30400 30100 1 29600 800 WESTVACO CORP COMMON 961548104 10387800 318400 318400 1 318400 WET SEAL INC COMMON 961840105 1304625 106500 105900 1 106500 WEYCO GROUP INC COMMON 962149100 90900 3600 3600 1 3600 WEYERHAEUSER CO COMMON 962166104 14363 200 200 1 200 WHIRLPOOL CORP COM COMMON 963320106 18148567 278940 278940 0 0 1 241670 0 37270 WICKES INC COMMON 967446105 32250 6000 6000 1 5800 200 WILLIAMS CTLS INC COMMON 969465103 90525 40800 40800 1 37600 3200 WILLIS LEASE FINANCE COR COMMON 970646105 196988 30600 30600 1 30600 WILMAR INDS INC COMMON 971426101 1238838 71300 71300 1 70300 1000 WINDMERE-DURABLE HLDGS I COMMON 973411101 195500 11500 11500 1 11500 WINNEBAGO INDS INC COMMON 974637100 3348431 166900 166900 1 165400 1500 WISCONSIN CENT TRANSN CO COMMON 976592105 2995219 222900 218000 1 222900 WLR FOODS INC COMMON 929286102 1835975 319300 317900 1 311300 8000 WOLOHAN LMBR CO COMMON 977865104 860876 71000 69900 1 67800 3200 WOLVERINE TUBE INC COMMON 978093102 4923539.3 348569 346469 1 340969 7600 WOLVERINE WORLD WIDE INC COMMON 978097103 1778438 162600 162600 1 162600 WOODHEAD INDS INC COMMON 979438108 589388 50700 50700 1 48600 2100 114659117.3
ID ID FIRSTOFISSUER CLASS CUSIP FMV SHARES IDSOLE SHARE OTHER MANAGER VSOLE VSHARED VNONE - ---------------------------------------------------------------------------------------------------------------------------------- WOODWARD GOVERNOR CO COMMON 980745103 4169000 151600 151000 1 147300 4300 WORLD ACCEP CORP DEL COMMON 981419104 1902863 395400 393200 1 386600 8800 WORLD FUEL SVCS CORP COMMON 981475106 1933500 257800 256700 1 252600 5200 WPI GROUP INC COMMON 92930K107 35831 14700 14700 1 14700 WSI INDS INC COMMON 92932Q102 36486 8845 8845 1 8845 WYNNS INTL INC COMMON 983195108 1856025 131400 131400 1 125200 6200 XL CAPITAL LTD. COMMON G98255105 25339190 488466 488466 0 0 1 430682 0 57784 YARDVILLE NATL BANCORP COMMON 985021104 968363 83300 83300 1 81100 2200 YELLOW CORP COMMON 985509108 9203533 547422 544422 1 535422 12000 YORK GROUP INC COMMON 986632107 857757 198900 197800 1 194800 4100 YORK INTL CORP NEW COMMON 986670107 71338 2600 2600 1 2600 YORK RESH CORP COMMON 987048105 225750 60200 60200 1 60200 ZALE CORP NEW COMMON 988858106 27835235 575405 575405 0 0 1 477330 0 98075 ZEMEX CDA CORP COMMON 988910105 618985 67834 67834 1 63939 3895 ZENITH NATL INS CORP COMMON 989390109 1273355.7 61738 61738 0 0 1 53763 290 7685 ZIMMERMAN SIGN CO COMMON 989580105 4141 1250 1250 1 1120 130
FORM 13F Name of Reporting Manager: Gray Seifert For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. (a) Sole - ------------------------------------------------------------------------------------------------------------------------------------ Ampersand Group Inc. LTD (GS) P4 000706TD3 40 12 Perry One Beta Inc. LTD (GS) P4 009218TD0 0 16 Perry One Inc. LTD (GS) P4 009219TD8 0 16 Perry One Gamma Inc. LTD (GS) P4 009220TD6 0 16 Perry One Delta Inc. LTD (GS) P4 009221TD4 0 16 Beaver Valley Two Omega Inc. LTD (GS) P4 009222TD2 0 16 Beaver Valley Two Rho Inc. LTD (GS) P4 009233TD9 0 16 Beaver Valley Two Sigma Inc. LTD (GS) P4 009224TD8 0 16 Beaver Valley Two Tau Inc. LTD (GS) P4 009225TD5 0 16 Beaver Valley Two Pi Inc. LTD (GS) P4 009226TD3 0 16 Sheldahl, Inc. Series D Convertible Pf LTD (GS) P4 009663TD7 15 15,000 Hartford Life Cap Tr PFD QTR 30/360 416590206 42 2,000 Small Blue Planet, LLC LTD (GS) P4 5956493 50 50,000 Absorbit International Holding LP LTD (GS) P4 5958031 146 145,799 Rollover Contribution 1999 Common Stock 999978992 0 155,940 Wind Baron Corp Foreign Stock 973145204 1 6,000 Arbusto 81 L.P. LTD (GS) P4 9758104 150 150,000 McNeil Real Estate Fund X LTD (GS) P4 9758105 75 75,000 Medicus Systems Corp-Restricted Common Stock GS 9758108 1 1,981 Orlando Investors Special LTD (GS) P4 9758109 294 294,000 One Qty Of Gold APR Personal Hld 9758118 48 100 Brock Exploration Co. LTD (GS) P4 9758125 169 45,000 China Telecommunications Services Inc Common Stock GS 9758128 10 10,000 Affirmative Development Company L.P. LTD (GS) P4 9758151 200 200,000 Energy Search 1979-3 LTD (GS) P4 9758181 75 75,000 Second Time Out LTD (GS) P4 9758235 210 210,000 Emerald Green Investors LTD (GS) P4 9758321 321 321,400 Regency Fund LTD (GS) P4 9758329 250 250,000 AEC Hanover Investors LTD (GS) P4 9758332 968 968,140 Rockefeller & Co. LTD (GS) P4 9758380 1 1,000 Harbor Ridge LP LTD (GS) P4 9758431 500 500,000 Guardian Exploration LTD (GS) P4 9758572 50 50,000 Tackmer Corp. Restricted Common Stock GS 9758573 3 250 Reitrac Corp - Restricted Common Stock GS 9758793 75 75,000 Asia Pacific Industries LTD (GS) P4 9758910 98 185 Cumberland House Inc Personal Hld 9758941 427 427,000 ABC Dispensing Tech Inc. 9% Pfd Ser B PrefStockConvGS 9759008 300 24 The Oaks Partnership LTD (GS) P4 9759120 100 100,010 Wesco 80 LTD (GS) P4 9759122 94 94,000 The Establishment L.P. LTD (GS) P4 9759123 255 255,000 O/G L.P. LTD (GS) P4 9759124 645 645,000 Little Falls L.P. LTD (GS) P4 9759126 2,420 2,419,998 Universal Fibers L.P. LTD (GS) P4 9759128 623 623,000 Affirmitive Equities Company L.P. LTD (GS) P4 9759377 6,888 6,888,100 Patrick Henry Hotel Investors L.P. LTD (GS) P4 9759382 200 200,000 Hope Capital Associates L.P. LTD (GS) P4 9759465 650 650,000 Run Date: 02/10/99 ---------------------- S.E.C. Use Only ------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (b)Shared as Def(c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------ x 0 12 0 x 0 16 0 x 0 16 0 x 0 16 0 x 0 16 0 x 0 16 0 x 0 16 0 x 0 16 0 x 0 16 0 x 0 16 0 x 0 15,000 0 x 0 2,000 0 x 0 50,000 0 x 0 145,799 0 x 0 155,940 0 x 0 6,000 0 x 0 150,000 0 x 0 75,000 0 x 0 1,981 0 x 0 294,000 0 x 0 100 0 x 0 45,000 0 x 0 10,000 0 x 0 200,000 0 x 0 75,000 0 x 0 210,000 0 x 0 321,400 0 x 0 250,000 0 x 0 968,140 0 x 0 1,000 0 x 0 500,000 0 x 0 50,000 0 x 0 250 0 x 0 75,000 0 x 0 185 0 x 0 427,000 0 x 0 24 0 x 0 100,010 0 x 0 94,000 0 x 0 255,000 0 x 0 645,000 0 x 0 2,419,998 0 x 0 623,000 0 x 0 6,888,100 0 x 0 200,000 0 x 0 650,000 0
ABC Dispensing Tech Inc 9% Pfd Ser A PrefStockConvGS 9759511 2,413 193 Woodsource Partners L.P. LTD (GS) P4 9759535 90 90,000 ECO Soil Systems Warrants Common Stock 9759564 0 5,000 Unapix Entertainment Warrants Common Stock 9759684 0 55,000 LBJG Enterprises L.P. LTD (GS) P4 9759755 1,670 1,670,000 Southeast Mortgage Investors L.P. LTD (GS) P4 9759768 1,850 1,850,000 Isle Lands Inc. LTD (GS) P4 9759959 1 504 Kerry Petroleum Co.-Restricted Common Stock GS 9760100 8,223 3,289,369 NU CO2 Inc Common Stock 9760192 2 262 ABC Dispensing Technologies Inc-Restr Common Stock GS 9760225 326 1,255,548 Bayou Steel Corp-Restricted Common Stock 9760352 2 2,199 AEC River Walk L.P. LTD (GS) P4 9760398 351 351,000 ABC Dispensing Tech Inc. 9% Pfd Ser C PrefStockConvGS 9760514 320 32 Unapix Entertainment Inc 8% Pfd Ser C PrefStockConvGS 9760634 163 163 Hycor Biomedical Inc-Restricted Common Stock 9760913 1 408 Unapix Entertainment-Restricted Common Stock 9761481 2,211 722,416 Unapix Entertainment 8% Cum Conv. Pfd PrefStockConvGS 9761482 306 99,996 American Business Computers-Restricted Common Stock 9761585 33 100,000 American Hospitality Supply Corp-Restr Common Stock 9761870 2 30 Displaytek Corp LTD (GS) P4 9761873 0 8,512 TVC Image Technology Inc-Restricted Common Stock 9762607 2,995 9,390 Carbon Associates LTD (GS) P4 9762856 50 50,000 Kingston Systems Inc. Common Stock 9763324 3 12,453 Anglo American Properties Common Stock AAPQ 0 277 ABC Dispensing Techologies Inc Common Stock GS 000573105 201 1,822,952 Ambac Financial Group, Inc. Common Stock 023139108 47 905 Albertson's Inc. Common Stock 013104104 3,872 120,066 Abbott Laboratories Common Stock 002824100 3,292 90,646 Aca Joe Inc Common Stock 003870300 0 1,169 ADE Corporation Mass Common Stock 00089C107 10 600 Autodesk Inc. Common Stock 052769106 17 500 Adept Technology Inc Common Stock 006854103 59 9,300 Ameren Corp. Common Stock 023608102 8 253 American Electric Power Co Common Stock 025537101 8 253 Allmerica Financial Corp. Common Stock 019754100 33 600 Aflac Corp. New Common Stock 001055102 68 1,448 Associates First Capital Corp. Common Stock 046008108 3 104 American General Corp. Common Stock 026351106 6,895 90,875 Edwards A G Inc. Common Stock 281760108 1,563 48,737 Amerada Hess Corp. Common Stock 023551104 0 4 Allied Hldgs Inc Common Stock 019223106 6 1,000 American Home Products Corp. Common Stock 026609107 824 20,900 Allied Irish Banks Plc ADR 019228402 93 4,400 American International Group Inc. Common Stock 026874107 35,042 324,087 Apartment Investment & Mgt Co Class A Common Stock 03748R101 71 1,774 Annuity & Life Re Holdings Ltd. Common Stock G03910109 22 850 Applied Materials Inc. Common Stock 038222105 0 2 American Language Kollege Common Stock AMDQ 90 800 Amgen Inc. Common Stock 031162100 54 900 Ampersand Corp. Common Stock AMPQ 160 48 American Management Systems Inc. Common Stock 027352103 26 825 AON Corp. Common Stock 037389103 12 300 America Online Inc. Common Stock 02364J104 2,135 28,300 x 0 193 0 x 0 90,000 0 x 0 5,000 0 x 0 55,000 0 x 0 1,670,000 0 x 0 1,850,000 0 x 0 504 0 x 0 3,289,369 0 x 0 262 0 x 0 1,255,548 0 x 0 2,199 0 x 0 351,000 0 x 0 32 0 x 0 163 0 x 0 408 0 x 0 722,416 0 x 0 99,996 0 x 0 100,000 0 x 0 30 0 x 0 8,512 0 x 0 9,390 0 x 0 50,000 0 x 0 12,453 0 x 0 277 0 x 0 1,822,952 0 x 0 905 0 x 0 120,066 0 x 0 90,646 0 x 0 1,169 0 x 0 600 0 x 0 500 0 x 0 9,300 0 x 0 253 0 x 0 253 0 x 0 600 0 x 0 1,448 0 x 0 104 0 x 0 90,875 0 x 0 48,737 0 x 0 4 0 x 0 1,000 0 x 0 20,900 0 x 0 4,400 0 x 0 324,087 0 x 0 1,774 0 x 0 850 0 x 0 2 0 x 0 800 0 x 0 900 0 x 0 48 0 x 0 825 0 x 0 300 0 x 0 28,300 0
Applied Signal Technology Inc Common Stock 038237103 2,424 172,438 Applied Power Inc Class A Common Stock 038225108 29 800 ACNielsen Corp. Common Stock 004833109 4 167 Archstone Communities Trust Common Stock 039581103 7 334 AmSouth Bancorp Common Stock 032165102 984 50,960 Ashton Technology Group Inc Common Stock 045084100 13 2,000 Automatic Data Processing Common Stock 053015103 2,672 49,600 AXA Financial Inc Common Stock 002451102 880 25,982 American Express Co. Common Stock 025816109 1,410 8,479 Allegheny Energy Inc. Common Stock 017361106 15 540 ALZA Corp. Com Common Stock 022615108 13 368 Astrazena PLC -Spons ADR ADR 046353108 83 1,999 Autozone Inc. Common Stock 053332102 65 2,000 Bank of America Corp. Common Stock 060505104 2,960 58,986 BB&T Corp. Common Stock 054937107 3,981 145,410 Bell Atlantic Corp. Common Stock 077853109 1,263 20,512 Franklin Resources Common Stock 354613101 41 1,269 Bestfoods Common Stock 08658U101 169 3,216 Brooke Group LTD Common Stock 112525100 15 1,001 B I Incorporated Common Stock 055467203 1 100 Ben & Jerrys Homemade Inc - Cl B Common Stock 081465205 5 200 Ben & Jerry Homemade Inc Common Stock 081465106 15 600 Bank of New York Co. Inc. Common Stock 064057102 1,048 26,200 Ballard Power Systems Inc. Common Stock 05858H104 56 2,000 BellSouth Corp. Common Stock 079860102 124 2,640 BMC Software Common Stock 055921100 18 226 Bemis Co Inc. Common Stock 081437105 24 700 Bristol-Myers Squibb Co. Common Stock 110122108 1,053 16,398 Pacific Century Financial Corp. Common Stock 694058108 1,157 61,890 BP Amoco Plc -Spons ADR ADR 055622104 1,827 30,804 Burlington Resources Common Stock 122014103 50 1,500 Brady W H Co. Common Stock 104674106 37 1,100 BRE Properties Inc. Cl A Common Stock 05564E106 18 800 Bridgford Foods Corp Common Stock 108763103 100 10,340 Berkshire Hathaway Inc. Class A Common Stock 084670108 281 5 Berkshire Hathaway Inc. Class B Common Stock 084670207 117 64 Bisys Group Inc. Common Stock 055472104 13,543 207,550 British Telecommunications ADR 111021408 857 3,600 Anheuser-Busch Companies Inc. Common Stock 035229103 354 5,000 Bancwest Corporation Common Stock 059790105 1,451 74,410 Citigroup, Inc. Common Stock 172967101 3,711 66,787 Cascade-Teton Farm Lands Co. LTD (GS) P4 C242339 0 16 Cascade Bancorp Common Stock 147154108 962 76,968 Conagra Inc. Common Stock 205887102 157 6,954 Cardinal Health Inc. Common Stock 14149Y108 32 675 Centura Banks Inc. Common Stock 15640T100 697 15,800 Northland Cranberries Inc-A Common Stock 666499108 3 500 Commerce Bancshares Inc. Common Stock 200525103 6,213 183,417 CCB Financial Corp. Common Stock 124875105 2,936 67,403 Centennial Bancorp Common Stock 15133T104 1,806 168,016 Charter One Financial Inc. Common Stock 160903100 188 9,837 Community First Bankshares Inc Common Stock 203902101 1,709 108,500 CFM Technologies Inc. Common Stock 12525K106 1 75 x 0 172,438 0 x 0 800 0 x 0 167 0 x 0 334 0 x 0 50,960 0 x 0 2,000 0 x 0 49,600 0 x 0 25,982 0 x 0 8,479 0 x 0 540 0 x 0 368 0 x 0 1,999 0 x 0 2,000 0 x 0 58,986 0 x 0 145,410 0 x 0 20,512 0 x 0 1,269 0 x 0 3,216 0 x 0 1,001 0 x 0 100 0 x 0 200 0 x 0 600 0 x 0 26,200 0 x 0 2,000 0 x 0 2,640 0 x 0 226 0 x 0 700 0 x 0 16,398 0 x 0 61,890 0 x 0 30,804 0 x 0 1,500 0 x 0 1,100 0 x 0 800 0 x 0 10,340 0 x 0 5 0 x 0 64 0 x 0 207,550 0 x 0 3,600 0 x 0 5,000 0 x 0 74,410 0 x 0 66,787 0 x 0 16 0 x 0 76,968 0 x 0 6,954 0 x 0 675 0 x 0 15,800 0 x 0 500 0 x 0 183,417 0 x 0 67,403 0 x 0 168,016 0 x 0 9,837 0 x 0 108,500 0 x 0 75 0
Cullen Frost Bankers Inc. Common Stock 229899109 1,782 69,200 Cognex Corp. Common Stock 192422103 25 650 Coastal Corp. Common Stock 190441105 36 1,019 Chevron Corp. Common Stock 166751107 1,946 22,466 Ciena Corp. Common Stock 171779101 17 300 Colgate-Palmolive Co. Common Stock 194162103 12,493 192,200 Clorox Co. Common Stock 189054109 101 2,000 Comerica Inc. Common Stock 200340107 1,796 38,475 Consolidated Natural Gas Co Common Stock 209615103 123 1,900 Pennsylvania Commerce Bancorp Inc Common Stock 708677109 483 24,174 Colorado Business Bankshares Common Stock 196333108 1,625 127,437 Contour Energy Co. Common Stock 21220C103 0 12 Campbell Soup Co. Common Stock 134429109 387 10,000 Carolina Power & Light Common Stock 144141108 107 3,500 Corn Products International Inc. Common Stock 219023108 10 300 Compaq Computer Corp. Common Stock 204493100 593 21,900 Cortech Inc Common Stock 22051J308 6 1,000 Chronar Corp Common Stock 171133101 0 121 Crazy Woman Creek Bancorp Common Stock 225233105 44 4,000 Cabletron Systems Inc. Common Stock 126920107 13 500 Computer Sciences Corp. Common Stock 205363104 16,474 174,095 Cisco Systems Inc. Common Stock 17275R102 25,722 240,116 CSG Systems International Inc. Common Stock 126349109 72 1,800 Carlisle Cos Inc. Common Stock 142339100 30 820 Celestial Seasonings Inc. Common Stock 151016102 17 900 Cablevision Systems Corp. Cl A Common Stock 12686C109 50 667 Covance Inc. Common Stock 222816100 2 200 CVS Corp. Common Stock 126650100 8,262 206,861 Cygnus Inc. Common Stock 232560102 2 100 City National Corp. Common Stock 178566105 3,086 93,700 Dominion Resources Inc. of VA Common Stock 257470104 10 250 Du Pont (EI) de Nemours and Co. Common Stock 263534109 161 2,440 Diedrich Coffee Inc Common Stock 253675102 3 800 Dell Computer Corp. Common Stock 247025109 421 8,250 Dean Foods Co Common Stock 242361103 25 625 Dollar General Corp. Common Stock 256669102 142 6,250 Delger Finl Corp Common Stock 246680102 0 1 Quest Diagnostics Inc. Common Stock 74834L100 3 100 Dayton Hudson Corp. Common Stock 239753106 9,450 128,675 Diamonds Trust Unit Series 1 Common Stock 252787106 35 300 The Walt Disney Co. Common Stock 254687106 230 7,871 Echostar Communications New Common Stock 278762109 722 7,400 Daily Journal Corp Common Stock 233912104 1 20 Dime Bancorp Inc. Common Stock 25429Q102 27 1,800 Dun & Bradstreet Corp. Common Stock 26483B106 15 500 Dover Corp. Common Stock 260003108 73 1,600 Dow Chemical Co Common Stock 260543103 12,688 94,950 Duramed Pharmaceuticals Inc. Common Stock 266354109 14 2,000 DST Systems Inc. Common Stock 233326107 7,729 101,286 Datawatch Corp Common Stock 237917109 11 5,264 Eclipsys Corp. Common Stock 278856109 76 2,962 Consolidated Edison Inc. Common Stock 209115104 6 168 Equifax Inc. Common Stock 294429105 306 13,000 x 0 69,200 0 x 0 650 0 x 0 1,019 0 x 0 22,466 0 x 0 300 0 x 0 192,200 0 x 0 2,000 0 x 0 38,475 0 x 0 1,900 0 x 0 24,174 0 x 0 127,437 0 x 0 12 0 x 0 10,000 0 x 0 3,500 0 x 0 300 0 x 0 21,900 0 x 0 1,000 0 x 0 121 0 x 0 4,000 0 x 0 500 0 x 0 174,095 0 x 0 240,116 0 x 0 1,800 0 x 0 820 0 x 0 900 0 x 0 667 0 x 0 200 0 x 0 206,861 0 x 0 100 0 x 0 93,700 0 x 0 250 0 x 0 2,440 0 x 0 800 0 x 0 8,250 0 x 0 625 0 x 0 6,250 0 x 0 1 0 x 0 100 0 x 0 128,675 0 x 0 300 0 x 0 7,871 0 x 0 7,400 0 x 0 20 0 x 0 1,800 0 x 0 500 0 x 0 1,600 0 x 0 94,950 0 x 0 2,000 0 x 0 101,286 0 x 0 5,264 0 x 0 2,962 0 x 0 168 0 x 0 13,000 0
Eagle Geophysical Inc Common Stock 269524104 0 2,032 Earthgrains Co Common Stock 270319106 10 640 Eastman Kodak Co. Common Stock 277461109 92 1,394 Estee Lauder Companies Common Stock 518439104 1,604 31,800 EMC Corp. Common Stock 268648102 7,831 71,680 Eastman Chemical Co Common Stock 277432100 10 216 Emerson Electric Co. Common Stock 291011104 155 2,700 Enron Corp Common Stock 293561106 910 20,500 El Paso Energy Corp Common Stock 283905107 1 20 Euro Disneyland SCA Shs Ord Common Stock F26387104 0 100 Ericsson L M Tel Co ADR Cl B ADR 294821400 92 1,400 ITT Educational Services Inc Common Stock 45068B109 1,381 89,451 Eco Soil Sys Inc Common Stock 278858105 60 14,000 Ford Motor Co. Common Stock 345370100 134 2,500 3rds First Womens Bank-Ny Ny LTD (GS) P4 F388119 0 1 Fastenal Co. Common Stock 311900104 45 1,000 Fleet Boston Financial Corp. Common Stock 339030108 8,968 257,596 Furniture Brands Intl Inc. Common Stock 360921100 2,040 92,725 Firstbank Corp Del Common Stock 33762X106 504 37,525 First Data Corp. Common Stock 319963104 838 17,000 FDX Corp. Common Stock 31304N107 8 200 Financial Federal Corp Common Stock 317492106 3,325 145,766 Fine Host Corp Common Stock 317832103 0 100 Fiserv Inc. Common Stock 337738108 14,380 375,338 Fifth Third Bancorp Common Stock 316773100 1,190 16,212 Fannie Mae Common Stock 313586109 2,181 34,923 Sprint Corp. (FON Group) Common Stock 852061100 727 10,800 Freddie Mac Common Stock 313400301 809 17,200 First Security Corp. Common Stock 336294103 4,908 192,229 Firstar Corporation Common Stock 33763V109 3,496 165,472 Frontier Finl Corp Wash Common Stock 35907K105 644 32,175 Fort Dearborn Income Secs Inc. Common Stock 347200107 2 200 First Tennessee Common Stock 337162101 600 21,050 First Union Corp. Common Stock 337358105 4 131 First Washington Bancorp Inc Common Stock 33748T104 429 29,070 Gillette Co. Common Stock 375766102 1,583 38,438 General Aircraft Corp New Common Stock 368757209 0 441 Langer Biomechanics Group Common Stock 515707107 0 100 Greater Bay Bancorp Common Stock 391648102 8,438 196,831 Gannett Co Common Stock 364730101 91 1,114 Gardner Denver Machinery Inc. Common Stock 365558105 1 60 Guidant Corp. Common Stock 401698105 4,219 89,775 General Electric Co. Common Stock 369604103 39,549 255,569 General Ener Tech Inc Common Stock 369739107 0 2,000 General Mills Inc. Common Stock 370334104 1,237 34,600 Corning Inc. Common Stock 219350105 361 2,799 General Motors Corp. - CL H New Common Stock 370442832 8,774 91,400 Gap Inc. Common Stock 364760108 46 1,000 Globalstar Telecommunications LTD - OR Common Stock G3930H104 233 5,300 GTE Corp. Common Stock 362320103 102 1,452 Grove Property Trust Common Stock 399613108 78 5,906 Harbor Florida Bancshares Common Stock 411901101 4,128 319,063 HCC Insurance Holdings Inc. Common Stock 404132102 26 2,000 x 0 2,032 0 x 0 640 0 x 0 1,394 0 x 0 31,800 0 x 0 71,680 0 x 0 216 0 x 0 2,700 0 x 0 20,500 0 x 0 20 0 x 0 100 0 x 0 1,400 0 x 0 89,451 0 x 0 14,000 0 x 0 2,500 0 x 0 1 0 x 0 1,000 0 x 0 257,596 0 x 0 92,725 0 x 0 37,525 0 x 0 17,000 0 x 0 200 0 x 0 145,766 0 x 0 100 0 x 0 375,338 0 x 0 16,212 0 x 0 34,923 0 x 0 10,800 0 x 0 17,200 0 x 0 192,229 0 x 0 165,472 0 x 0 32,175 0 x 0 200 0 x 0 21,050 0 x 0 131 0 x 0 29,070 0 x 0 38,438 0 x 0 441 0 x 0 100 0 x 0 196,831 0 x 0 1,114 0 x 0 60 0 x 0 89,775 0 x 0 255,569 0 x 0 2,000 0 x 0 34,600 0 x 0 2,799 0 x 0 91,400 0 x 0 1,000 0 x 0 5,300 0 x 0 1,452 0 x 0 5,906 0 x 0 319,063 0 x 0 2,000 0
Home Depot Inc. Common Stock 437076102 14,567 212,456 H E R C Prods Inc Common Stock 404165102 2 5,000 Hooper Holmes Incorporated Common Stock 439104100 10,930 424,450 Household International Inc. Common Stock 441815107 224 6,000 Hartford Financial Services Group Inc. Common Stock 416515104 390 8,238 Honeywell International Inc. Common Stock 438516106 115 2,000 Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 2 100 Healthcare Realty Trust Common Stock 421946104 10 638 Hannaford Brothers Inc. Common Stock 410550107 4,277 61,700 Hershey Foods Corp. Common Stock 427866108 8,761 184,437 Houghton Mifflin Co Common Stock 441560109 21 500 Hudson United Bancorp Common Stock 444165104 6 250 Hubbell Inc. CL A Common Stock 443510102 264 9,378 Hubbell Inc. CL B Common Stock 443510201 46 1,700 Hewlett-Packard Co. Common Stock 428236103 749 6,575 International Business Machines Common Stock 459200101 22,588 209,150 International Flavors & Fragrances Common Stock 459506101 57 1,500 Intersystems Inc Del Common Stock 460920101 5 8,480 I T T Industries Inc. Common Stock 450911102 3 87 Ing Groep NV Spons ADR ADR 456837103 4 58 Infosoft International Inc. Common Stock 457674109 47 1,450 Intel Corp. Common Stock 458140100 14,147 171,865 Interpool Inc Common Stock 46062R108 1 150 Gartner Group Inc. - CL B Common Stock 366651206 2 130 Illinois Tool Works Common Stock 452308109 47 700 IVAX Corp. Common Stock 465823102 12 450 Henry Jack & Associates Inc Common Stock 426281101 2,719 50,637 Johnson & Johnson Common Stock 478160104 12,263 131,685 Jones Intercable Inc Cl A Common Stock 480206200 76 1,100 Jefferson-Pilot Corp. Common Stock 475070108 7,827 114,680 J P Morgan & Co. Common Stock 616880100 1,073 8,475 Jp Realty Inc Common Stock 46624A106 6 380 John Phillip Tuba Corp Common Stock 478037104 0 172 Wiley John & Sons Common Stock 968223206 94 5,640 KIMCO Realty Corp. Common Stock 49446R109 833 24,604 Kansas City Power & Light Co Common Stock 485134100 3 120 Kimberly-Clark Corp. Common Stock 494368103 131 2,000 Kendle International Inc Common Stock 48880L107 20 2,000 Coca Cola Co. Common Stock 191216100 1,320 22,663 Kroger Co. Common Stock 501044101 6,139 325,225 Keyspan Corporation Common Stock 49337W100 274 11,833 Kohls Corp. Common Stock 500255104 7,021 97,263 Safra Republic Holding LTD (GS) P4 L80614107 136 2,000 Loews Cineplex Entmt Corp Common Stock 540423100 0 20 Leggett & Platt Inc. Common Stock 524660107 21 1,000 Lehman Brothers Holdings Inc Common Stock 524908100 1,040 12,275 Lilly (Eli) & Co. Common Stock 532457108 11,956 179,785 Legg Mason, Inc. Common Stock 524901105 1,987 54,816 AT&T Corp - Liberty Media - A Common Stock 001957208 246 4,340 Lincoln National Corp. Ind. Common Stock 534187109 6,678 166,950 Loral Space & Communications Common Stock G56462107 146 6,000 L Oreal Co ADR 502117203 878 5,500 Lasik Vision Corp Foreign Stock 51808E106 97 25,000 x 0 212,456 0 x 0 5,000 0 x 0 424,450 0 x 0 6,000 0 x 0 8,238 0 x 0 2,000 0 x 0 100 0 x 0 638 0 x 0 61,700 0 x 0 184,437 0 x 0 500 0 x 0 250 0 x 0 9,378 0 x 0 1,700 0 x 0 6,575 0 x 0 209,150 0 x 0 1,500 0 x 0 8,480 0 x 0 87 0 x 0 58 0 x 0 1,450 0 x 0 171,865 0 x 0 150 0 x 0 130 0 x 0 700 0 x 0 450 0 x 0 50,637 0 x 0 131,685 0 x 0 1,100 0 x 0 114,680 0 x 0 8,475 0 x 0 380 0 x 0 172 0 x 0 5,640 0 x 0 24,604 0 x 0 120 0 x 0 2,000 0 x 0 2,000 0 x 0 22,663 0 x 0 325,225 0 x 0 11,833 0 x 0 97,263 0 x 0 2,000 0 x 0 20 0 x 0 1,000 0 x 0 12,275 0 x 0 179,785 0 x 0 54,816 0 x 0 4,340 0 x 0 166,950 0 x 0 6,000 0 x 0 5,500 0 x 0 25,000 0
Loews Corp. Common Stock 540424108 243 4,000 Lucent Technologies Inc. Common Stock 549463107 12,486 166,895 Lumisys Inc Common Stock 550274104 36 11,500 Level 3 Communications Inc. Common Stock 52729N100 532 6,500 LSI Industries Inc Common Stock 50216C108 43 2,000 Medical Assurn Inc Common Stock 58449U100 403 19,000 Massbank Corp. Common Stock 576152102 24 800 Mattel Inc. Common Stock 577081102 20 1,493 Maxicare Health Plans Inc. New Common Stock 577904204 0 1 McDonalds Corp. Common Stock 580135101 323 8,000 Millenium Chemicals Inc. Common Stock 599903101 0 14 M C N Corp. Common Stock 55267J100 9 392 Media 100 Inc Common Stock 58440W105 396 15,000 Mid-state Bancshares Common Stock 595440108 3,231 101,375 Medtronic Inc. Common Stock 585055106 12,307 337,755 Mead Corp. Common Stock 582834107 1,173 27,000 Merrill Lynch & Co., Inc. Common Stock 590188108 7,284 87,237 McGraw-Hill Companies Inc. Common Stock 580645109 301 4,882 Marshall & Ilsley Corp. Common Stock 571834100 9,172 146,024 Marshall Industries Common Stock 572393106 37 1,000 Mutual Risk Mgmt LTD Common Stock 628351108 21 1,260 Marsh & McLennan Cos Inc Common Stock 571748102 1,722 18,000 Minnesota Mining & Manufacturing Co. Common Stock 604059105 353 3,609 Mobil Corp. Common Stock 607059102 26 247 Molex Inc. Cl A Common Stock 608554200 99 2,187 Morgan Keegan Inc. Common Stock 617410105 17 1,000 Motorola Inc. Common Stock 620076109 1,782 12,100 Minnesota Pwr & Light Common Stock 604110106 41 2,400 Merck & Co., Inc. Common Stock 589331107 8,274 123,382 Merant Plc Sponsored ADR ADR 587336108 62 2,000 Microsoft Corp. Common Stock 594918104 6,790 58,160 Martha Stewart Living Omnimed Common Stock 573083102 2 100 M & T Bank Corp Common Stock 55261F104 83 200 Monsanto Co. Common Stock 611662107 18 500 Montana Power Co Common Stock 612085100 7 200 Mesa Royalty Trust Common Stock 590660106 29 600 Matrix Service Co Common Stock 576853105 5 1,000 Mississippi Vy Bancshares Inc Common Stock 605720101 2,548 94,375 Maytag Corp. Common Stock 578592107 8 175 Nomas Corp Nev Pfd Ser A PFD 30/360 P1 65531N209 0 405 Nomas Corp. Common Stock 65531N100 0 405 Navigators Group Inc Common Stock 638904102 17 1,700 National Bancorp Of Alaska Inc. Common Stock 632587101 3,088 110,050 National City Corp. Common Stock 635405103 2,921 123,310 NCR Corp. Common Stock 62886E108 2 46 North Fork Bancorp, Inc.-DEL Common Stock 659424105 6,477 370,135 Nationwide Financial Services, Inc. Common Stock 638612101 1,687 60,400 Nationwide Health Properties Inc. Common Stock 638620104 8 600 Nike Inc. Common Stock 654106103 63 1,265 Niagara Mohawk Holdings Inc. Common Stock 653520106 1 100 Nokia Corp. Sponsored ADR ADR 654902204 6,570 34,580 Northern States Power Co Common Stock 665772109 8 400 Nestle SA Sponsored ADR ADR 641069406 417 4,580 x 0 4,000 0 x 0 166,895 0 x 0 11,500 0 x 0 6,500 0 x 0 2,000 0 x 0 19,000 0 x 0 800 0 x 0 1,493 0 x 0 1 0 x 0 8,000 0 x 0 14 0 x 0 392 0 x 0 15,000 0 x 0 101,375 0 x 0 337,755 0 x 0 27,000 0 x 0 87,237 0 x 0 4,882 0 x 0 146,024 0 x 0 1,000 0 x 0 1,260 0 x 0 18,000 0 x 0 3,609 0 x 0 247 0 x 0 2,187 0 x 0 1,000 0 x 0 12,100 0 x 0 2,400 0 x 0 123,382 0 x 0 2,000 0 x 0 58,160 0 x 0 100 0 x 0 200 0 x 0 500 0 x 0 200 0 x 0 600 0 x 0 1,000 0 x 0 94,375 0 x 0 175 0 x 0 405 0 x 0 405 0 x 0 1,700 0 x 0 110,050 0 x 0 123,310 0 x 0 46 0 x 0 370,135 0 x 0 60,400 0 x 0 600 0 x 0 1,265 0 x 0 100 0 x 0 34,580 0 x 0 400 0 x 0 4,580 0
Nortel Networks Corp. Common Stock 656569100 5,802 57,450 NTL Incorporated Common Stock 629407107 81 650 Natural Pharmaceutical Intl Common Stock 638887109 0 4 Northern Trust Corp. Common Stock 665859104 15,476 291,999 NUCO2 Inc. Common Stock 629428103 35 2,424 New PLan Excel Realty Trust Common Stock 648053106 62 3,900 Nextlink Communications Inc Cl A Common Stock 65333H707 2,916 35,100 Nextel Communications Inc. Common Stock 65332V103 4,211 40,830 New York Times Co. Common Stock 650111107 74 1,508 Cascade Teton Farmlands Co. LTD (GS) P4 OA0041 0 15,304 Oak Tech Inc. Common Stock 671802106 130 13,800 Quaker Oats Common Stock 747402105 315 4,800 Wild Oats Markets Inc. Common Stock 96808B107 3 150 Old Kent Financial Corp. Common Stock 679833103 3,293 93,075 ***Old Mutual South African Trust PLC Foreign Stock G6738S107 30 17,647 Oncor, Inc. Common Stock 682311105 0 100 Bank One Corp. Common Stock 06423A103 321 10,000 Oracle Systems Corp. Common Stock 68389X105 2,754 24,575 Oxford Health Plans Inc. Common Stock 691471106 4 305 Occidental Petroleum Corp. Common Stock 674599105 2 100 Prudential Acquisition Fund LP II LTD Part P0 P624630 0 25 Pitney-Bowes, Inc. Common Stock 724479100 1,416 29,300 Plum Creek Timber Co L P Common Stock 729251108 27 1,098 Sprint Corp. (PCS Group) Common Stock 852061506 4,987 48,650 PE Corp PE Biosystems Group Common Stock 69332S102 21 175 PepsiCo, Inc. Common Stock 713448108 56 1,600 Pfizer Inc. Common Stock 717081103 23,653 729,170 Procter & Gamble Co. Common Stock 742718109 26,116 238,361 Peoples Energy Corp. Common Stock 711030106 6 167 Progressive Corp. Common Stock 743315103 614 8,400 Pegasus Communications Corp. - Cl A Common Stock 705904100 235 2,400 Peoples Heritage Financial Group Inc. Common Stock 711147108 1,646 109,300 Philadelphia Cons Hldg Co. Common Stock 717528103 2,334 160,950 Protective Life Corp. Common Stock 743674103 6,863 215,725 Policy Management Systems Common Stock 731108106 31 1,200 Parametric Technology Corp. Common Stock 699173100 89 3,300 Puget Sound Power & Light Common Stock 745332106 4 200 PeopleSoft Inc. Common Stock 712713106 32 1,500 Pactiv Corp Common Stock 695257105 1 118 Paine Webber Group Inc. Common Stock 695629105 1,451 37,375 Power Spectra Inc Common Stock 738901107 0 300 Qwest Communications International, In Common Stock 749121109 4,439 103,240 QRS Corp Common Stock 74726X105 175 1,674 Rural Cellular Corp Common Stock 781904107 45 500 Royal Dutch Petroleum Co ADR ADR 780257804 2,672 44,218 Royal Gold Inc Common Stock 780287108 1 402 R.H. Donnelly Corp. Common Stock 74955W307 2 100 Transocean Sedco Forex Inc Common Stock G90078109 46 1,355 Raymond James Financial Inc. Common Stock 754730109 275 14,740 Reliastar Financial Corp. Common Stock 75952U103 10,069 256,941 Remedy Corp. Common Stock 759548100 43 900 Ragen Mackenzie Group Inc Common Stock 750642100 1,890 105,025 Roper Industries Inc. New Common Stock 776696106 68 1,800 x 0 57,450 0 x 0 650 0 x 0 4 0 x 0 291,999 0 x 0 2,424 0 x 0 3,900 0 x 0 35,100 0 x 0 40,830 0 x 0 1,508 0 x 0 15,304 0 x 0 13,800 0 x 0 4,800 0 x 0 150 0 x 0 93,075 0 x 0 17,647 0 x 0 100 0 x 0 10,000 0 x 0 24,575 0 x 0 305 0 x 0 100 0 x 0 25 0 x 0 29,300 0 x 0 1,098 0 x 0 48,650 0 x 0 175 0 x 0 1,600 0 x 0 729,170 0 x 0 238,361 0 x 0 167 0 x 0 8,400 0 x 0 2,400 0 x 0 109,300 0 x 0 160,950 0 x 0 215,725 0 x 0 1,200 0 x 0 3,300 0 x 0 200 0 x 0 1,500 0 x 0 118 0 x 0 37,375 0 x 0 300 0 x 0 103,240 0 x 0 1,674 0 x 0 500 0 x 0 44,218 0 x 0 402 0 x 0 100 0 x 0 1,355 0 x 0 14,740 0 x 0 256,941 0 x 0 900 0 x 0 105,025 0 x 0 1,800 0
Roslyn Bancorp Inc. Common Stock 778162107 555 30,000 Riviana Foods Inc. Common Stock 769536103 4,911 276,650 IMS Health Inc. Common Stock 449934108 27 1,000 Rayonier Inc. Common Stock 754907103 5 100 Pacific Cap Bancorp New Common Stock 69404P101 3,755 122,100 Safeco Corp. Common Stock 786429100 5 200 Safescience Inc Common Stock 786452102 7 600 Asia Satelite Telecom Hldgs Ltd ADS ADR 04516X106 1 22 SBC Communications Inc. Common Stock 78387G103 1,214 24,900 Seacoast Banking Corp. FLA Common Stock 811707108 693 24,225 Salomon Brothers Fd Inc. Common Stock 795477108 3 138 SmithKline Beecham Spons ADR ADR 832378301 32 500 SBS Broadcasting SA Foreign Stock L8137F102 122 2,500 Shell Transport & Trading PLC ADR 822703609 15 300 Structural Dynamics Research Common Stock 863555108 13 1,000 Sungard Data Systems Inc. Common Stock 867363103 2,488 104,760 Seitel Inc. New Common Stock 816074306 214 31,692 Stancorp Financial Group Inc. Common Stock 852891100 4,500 178,650 Santa Fe Snyder Corp Common Stock 80218K105 7 880 Schering-Plough Corp. Common Stock 806605101 1,857 43,818 Sheldahl Inc Common Stock 822440103 1 122 Shenandoah Telecommunications Common Stock 82312B106 17 500 Stochastic Models Inc Common Stock 860902105 0 35,000 Sun International Ltd Ord Common Stock P8797T133 15 760 Silicon Valley Bancshares Common Stock 827064106 512 10,350 Schlumberger Limited Common Stock 806857108 394 7,000 Sara Lee Corp. Common Stock 803111103 71 3,200 SLM Holding Corp. Common Stock 78442A109 5,148 121,850 Sylvan Learning Systems Inc. Common Stock 871399101 18 1,350 Shared Medical Systems Corp. Common Stock 819486101 87 1,700 Synopsys Inc. Common Stock 871607107 9,896 148,260 Source Capital Corp A Common Stock 836142307 60 10,500 Southtrust Corp. Common Stock 844730101 463 12,250 Scottich Power PLC Common Stock 81013T705 5 196 Panamsat Corp New Common Stock 697933109 119 2,000 Suntrust Banks Inc. Common Stock 867914103 12,204 177,349 State Street Corp. Common Stock 857477103 12,017 164,476 Summit Bancorp Common Stock 866005101 146 4,775 Sun Communities Inc. Common Stock 866674104 71 2,200 Sun Microsystems Inc. Common Stock 866810104 11,941 154,200 Southwest Bancorporation of Texas Inc. Common Stock 84476R109 238 12,000 Safeway Inc. Common Stock 786514208 7,541 212,034 Sybron International Corp. Wis Common Stock 87114F106 99 4,000 Synergistics Inc. Common Stock GS 871599106 11,367 7,578,296 AT & T Corp. Common Stock 001957109 161 3,181 Tejas Gas Corp Del Common Stock 879075109 0 3 TCF Financial Corp. Common Stock 872275102 5,771 231,995 Thermo Ecotek Corporation Common Stock 88355R106 0 18 Triteal Corp. Common Stock 896937109 0 2,000 Tenneco Automotive Inc Common Stock 880349105 0 23 Terex Corp. Common Stock 880779103 6 200 Forgotten Woman Inc. Common Stock 345902100 0 500 Teligent Inc. Cl A Common Stock 87959Y103 340 5,500 x 0 30,000 0 x 0 276,650 0 x 0 1,000 0 x 0 100 0 x 0 122,100 0 x 0 200 0 x 0 600 0 x 0 22 0 x 0 24,900 0 x 0 24,225 0 x 0 138 0 x 0 500 0 x 0 2,500 0 x 0 300 0 x 0 1,000 0 x 0 104,760 0 x 0 31,692 0 x 0 178,650 0 x 0 880 0 x 0 43,818 0 x 0 122 0 x 0 500 0 x 0 35,000 0 x 0 760 0 x 0 10,350 0 x 0 7,000 0 x 0 3,200 0 x 0 121,850 0 x 0 1,350 0 x 0 1,700 0 x 0 148,260 0 x 0 10,500 0 x 0 12,250 0 x 0 196 0 x 0 2,000 0 x 0 177,349 0 x 0 164,476 0 x 0 4,775 0 x 0 2,200 0 x 0 154,200 0 x 0 12,000 0 x 0 212,034 0 x 0 4,000 0 x 0 7,578,296 0 x 0 3,181 0 x 0 3 0 x 0 231,995 0 x 0 18 0 x 0 2,000 0 x 0 23 0 x 0 200 0 x 0 500 0 x 0 5,500 0
Thorn PLC ADR 885197103 1 53 Thermotrex Corp. Common Stock 883666109 12 1,500 Tellabs Inc. Common Stock 879664100 19 300 Thermolase Corp Common Stock 883624108 1 300 Thermo Electron Corp. Common Stock 883556102 10 675 Tengasco Inc Common Stock 88033R205 112 10,582 Tribune Co Common Stock 896047107 33 600 Texas Regional Bancshares Inc. Common Stock 882673106 5,332 183,870 TRANSATLANTIC HOLDINGS INC Common Stock 893521104 45 582 T. Rowe Price Assoc. Inc. Common Stock 741477103 4,444 120,303 Transaction System Architects Inc. Cl Common Stock 893416107 3,879 138,525 Tetra Technologies Inc Del Common Stock 88162F105 1 200 Texaco Inc. Common Stock 881694103 361 6,638 TREX MEDICAL CORP Common Stock 89531R101 0 150 Texas Instruments Inc. Common Stock 882508104 97 1,000 Texas Utilities Co. Common Stock 882848104 1 17 Union Carbide Corp. Common Stock 905581104 144 2,151 MediaOne Group Inc. Common Stock 58440J104 320 4,160 Umpqua Hldgs Corp Common Stock 904214103 104 11,200 Unilever N V (NY Shares) ADR 904784501 389 7,142 Unumprovident Corp. Common Stock 91529Y106 1,197 37,323 Union Pacific Corp. Common Stock 907818108 62 1,416 Unapix Entertainment Inc. Common Stock 904270105 216 115,773 USA Networks Inc. Common Stock 902984103 6 100 U.S. Bancorp Common Stock 902973106 5,814 244,158 United States Cellular Corp. Common Stock 911684108 2,332 23,100 U.S. West Inc. Common Stock 91273H101 14 190 Vlasic Foods International Common Stock 928559103 0 20 Vodafone Airtouch PLC-Sponsored ADR ADR 92857T107 5,617 113,475 Viropro Inc Common Stock 928242106 0 165 Voicestream Wireless Corp Common Stock 928615103 569 4,000 Winward Isle Sailing Co. Common Stock W1SQ 0 1 Westamerica Bancorp Common Stock 957090103 1,235 44,200 Walgreen Co Common Stock 931422109 11,438 391,034 Wachovia Corp. Common Stock 929771103 4,564 67,113 West Coast Bancorp Ore New Common Stock 952145100 1,596 118,254 Winstar Communications Inc Common Stock 975515107 2,935 39,200 MCI WorldCom Inc. Common Stock 55268B106 12,940 243,867 Waddell & Reed Financial - A Common Stock 930059100 3,667 135,175 Wells Fargo Company Common Stock 949746101 7,022 173,654 Whole Foods Market Inc Common Stock 966837106 654 14,096 Wimberly Res Ltd Foreign Stock 972629109 0 12 Wilmington Trust Corp. New Common Stock 971807102 3,876 80,337 Warner Lambert Co. Common Stock 934488107 836 10,200 Washington Mutual Inc. Common Stock 939322103 2,110 81,149 Wal-Mart Stores Inc. Common Stock 931142103 11,924 172,505 Western Wireless Corp Cl A Common Stock 95988E204 1,762 26,400 Wrigley (WM) Jr Co Common Stock 982526105 12,951 156,153 Xircom Inc Common Stock 983922105 8 100 XL Capital Ltd - Class A Common Stock G98255105 22 420 Exxon Mobil Corp. Common Stock 30231G102 10,570 131,196 Exxon Corp. Common Stock 302290101 52 641 Polaris Aircraft Income Fund IV-Units LTD (GS) P4 731045308 1 30 x 0 53 0 x 0 1,500 0 x 0 300 0 x 0 300 0 x 0 675 0 x 0 10,582 0 x 0 600 0 x 0 183,870 0 x 0 582 0 x 0 120,303 0 x 0 138,525 0 x 0 200 0 x 0 6,638 0 x 0 150 0 x 0 1,000 0 x 0 17 0 x 0 2,151 0 x 0 4,160 0 x 0 11,200 0 x 0 7,142 0 x 0 37,323 0 x 0 1,416 0 x 0 115,773 0 x 0 100 0 x 0 244,158 0 x 0 23,100 0 x 0 190 0 x 0 20 0 x 0 113,475 0 x 0 165 0 x 0 4,000 0 x 0 1 0 x 0 44,200 0 x 0 391,034 0 x 0 67,113 0 x 0 118,254 0 x 0 39,200 0 x 0 243,867 0 x 0 135,175 0 x 0 173,654 0 x 0 14,096 0 x 0 12 0 x 0 80,337 0 x 0 10,200 0 x 0 81,149 0 x 0 172,505 0 x 0 26,400 0 x 0 156,153 0 x 0 100 0 x 0 420 0 x 0 131,196 0 x 0 641 0 x 0 30 0
Zions BanCorporation Common Stock 989701107 16,000 270,320 Grand Total: 975,952 x 0 270,320 0
FORM 13F Name of Reporting Manager: Legg Mason Capital Management - Inst. ID# 71102 For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------------------ Alcoa Inc. Common Stock 013817101 182 2,190 SH Albertson's Inc. Common Stock 013104104 55,905 1,733,500 SH Abbott Laboratories Common Stock 002824100 363 10,000 SH Aetna Inc. Common Stock 008117103 79,366 1,422,000 SH Amgen Inc. Common Stock 031162100 139,082 2,315,608 SH Amazon.com, Inc. Common Stock 023135106 99,516 1,307,270 SH America Online Inc. Common Stock 02364J104 421,527 5,587,727 SH Avon Products Inc. Common Stock 054303102 704 21,330 SH American Express Co. Common Stock 025816109 131 790 SH Bank of America Corp. Common Stock 060505104 54,697 1,089,848 SH Bell Atlantic Corp. Common Stock 077853109 369 6,000 SH Bell & Howell Co. Common Stock 077852101 1,525 47,950 SH Burlington Northern Santa Fe Corp. Common Stock 12189T104 340 14,000 SH Berkshire Hathaway Inc. Class A Common Stock 084670108 25,469 454 SH Berkshire Hathaway Inc. Class B Common Stock 084670207 69,452 37,952 SH Bear Stearns Companies, Inc. Common Stock 073902108 48,246 1,128,554 SH Citigroup, Inc. Common Stock 172967101 143,071 2,574,941 SH Chubb Corp. Common Stock 171232101 507 9,000 SH Cadence Design Systems Inc. Common Stock 127387108 1,404 58,500 SH Cell Genesys Inc. Common Stock 150921104 1,193 93,097 SH Chevron Corp. Common Stock 166751107 615 7,100 SH CKE Restaurants Inc. Common Stock 12561E105 932 158,600 SH Comerica Inc. Common Stock 200340107 514 11,000 SH Chase Manhattan Corp. Common Stock 16161A108 133,079 1,712,990 SH Caremark Rx Inc. Common Stock 141705103 4,302 849,600 SH Conseco Inc. Common Stock 208464107 416 23,300 SH Consolidated Stores Corp. Common Stock 210149100 6,297 387,500 SH Cott Corp. Common Stock 22163N106 3,847 732,800 SH Cabletron Systems Inc. Common Stock 126920107 9,361 360,050 SH Computer Sciences Corp. Common Stock 205363104 842 8,900 SH Delta Air Lines Inc. Common Stock 247361108 568 11,400 SH De Beers Cons Mines Ltd ADR N.E. ADR 240253302 587 20,300 SH Dana Corp. Common Stock 235811106 419 14,000 SH Du Pont (EI) de Nemours and Co. Common Stock 263534109 144 2,185 SH Dillards Inc. Common Stock 254067101 285 14,100 SH Dell Computer Corp. Common Stock 247025109 244,800 4,800,003 SH Danaher Corp. Common Stock 235851102 42,102 872,578 SH Enhance Financial Services Group Inc. Common Stock 293310108 6,711 413,000 SH Eastman Kodak Co. Common Stock 277461109 464 7,000 SH Ford Motor Co. Common Stock 345370100 983 18,400 SH Fleet Boston Financial Corp. Common Stock 339030108 83,513 2,398,892 SH Federated Department Stores Common Stock 31410H101 379 7,500 SH First Data Corp. Common Stock 319963104 36,934 748,975 SH Foundation Health Systems Common Stock 350404109 32,256 3,245,681 SH FMC Corp. Common Stock 302491303 350 6,100 SH Fannie Mae Common Stock 313586109 111,936 1,792,752 SH Finova Group Inc. Common Stock 317928109 8,222 231,600 SH Freddie Mac Common Stock 313400301 45,236 961,175 SH First Union Corp. Common Stock 337358105 410 12,500 SH General Motors Corp. Common Stock 370442105 79,907 1,099,317 SH GTE Corp. Common Stock 362320103 353 5,000 SH Gateway Inc. Common Stock 367626108 279,279 3,875,486 SH Home Depot Inc. Common Stock 437076102 225 3,285 SH Hadco Corp. Common Stock 404681108 5,687 111,500 SH Harley Davidson, Inc. Common Stock 412822108 57 890 SH Hollywood Entertainment Corp. Common Stock 436141105 6,276 432,850 SH Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 56,626 2,409,627 SH Hollywood Park Inc. Common Stock 436255103 7,316 326,050 SH Hewlett-Packard Co. Common Stock 428236103 718 6,300 SH Run Date: 02/08/99 ------------------------------- S.E.C. Use Only ------------------------------- Item 6: Item 7: Item 8: Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as Def (c)Shared Other Managers (a) Sole (b) Shared (c) None - ------------------------------------------------------------------------------------------------------- X 0 2,190 0 X 0 1,733,500 0 X 0 10,000 0 X 0 1,422,000 0 X 0 2,315,608 0 X 0 1,307,270 0 X 0 5,587,727 0 X 0 21,330 0 X 0 790 0 X 0 1,089,848 0 X 0 6,000 0 X 0 47,950 0 X 0 14,000 0 X 0 454 0 X 0 37,952 0 X 0 1,128,554 0 X 0 2,574,941 0 X 0 9,000 0 X 0 58,500 0 X 0 93,097 0 X 0 7,100 0 X 0 158,600 0 X 0 11,000 0 X 0 1,712,990 0 X 0 849,600 0 X 0 23,300 0 X 0 387,500 0 X 0 732,800 0 X 0 360,050 0 X 0 8,900 0 X 0 11,400 0 X 0 20,300 0 X 0 14,000 0 X 0 2,185 0 X 0 14,100 0 X 0 4,800,003 0 X 0 872,578 0 X 0 413,000 0 X 0 7,000 0 X 0 18,400 0 X 0 2,398,892 0 X 0 7,500 0 X 0 748,975 0 X 0 3,245,681 0 X 0 6,100 0 X 0 1,792,752 0 X 0 231,600 0 X 0 961,175 0 X 0 12,500 0 X 0 1,099,317 0 X 0 5,000 0 X 0 3,875,486 0 X 0 3,285 0 X 0 111,500 0 X 0 890 0 X 0 432,850 0 X 0 2,409,627 0 X 0 326,050 0 X 0 6,300 0
International Business Machines Common Stock 459200101 94,702 876,872 SH ICG Communications Inc. Common Stock 449246107 7,765 414,138 SH Intel Corp. Common Stock 458140100 436 5,300 SH International Speedway Corp. Common Stock 460335201 55 1,100 SH Kimberly-Clark Corp. Common Stock 494368103 1,298 19,900 SH Kroger Co. Common Stock 501044101 31,242 1,655,224 SH MBNA Corp. Common Stock 55262L100 67,265 2,468,448 SH Liz Claiborne Inc. Common Stock 539320101 1,851 49,200 SH Lloyds TSB Group PLC Foreign Stock G5542W106 39,455 3,159,912 SH Manpower Inc. Common Stock 56418H100 2,566 68,200 SH Mattel Inc. Common Stock 577081102 42,701 3,253,430 SH Mandalay Resort Group Common Stock 562567107 41,704 2,072,261 SH McDonalds Corp. Common Stock 580135101 50 1,250 SH McKesson HBOC Inc. Common Stock 58155Q103 76,387 3,385,519 SH MGM Grand Inc. Common Stock 552953101 17,101 339,896 SH Magellan Health Services Inc. Common Stock 559079108 757 119,850 SH Metro Goldwyn Mayer Inc. Common Stock 591610100 1,199 50,870 SH Minnesota Mining & Manufacturing Co. Common Stock 604059105 783 8,000 SH Modis Professional Services Common Stock 607830106 7,137 500,850 SH Merck & Co., Inc. Common Stock 589331107 1,227 18,300 SH MGIC Investment Corp. Common Stock 552848103 142,850 2,373,394 SH Micron Electronics Inc. Common Stock 595100108 1,603 144,100 SH Morgan St Dean Witter Discover & Co. Common Stock 617446448 1,142 8,000 SH Nokia Corp. Sponsored ADR ADR 654902204 147,449 776,046 SH Nextel Communications Inc. Common Stock 65332V103 203,816 1,976,400 SH Bank One Corp. Common Stock 06423A103 95,209 2,969,450 SH Procter & Gamble Co. Common Stock 742718109 844 7,700 SH Peoples Heritage Financial Group Inc. Common Stock 711147108 958 63,600 SH Koninklijke Philips Electronics NV ADR ADR 500472204 82,919 614,217 SH Phycor Inc. Common Stock 71940F100 479 255,275 SH Radian Group Inc. Common Stock 750236101 7,589 158,927 SH Republic Services Inc Common Stock 760759100 6,890 479,300 SH SBC Communications Inc. Common Stock 78387G103 735 15,085 SH Sungard Data Systems Inc. Common Stock 867363103 8,210 345,700 SH Saks Incorporated Common Stock 79377W108 240 15,400 SH Sara Lee Corp. Common Stock 803111103 375 17,000 SH Storage Technology Corp. Common Stock 862111200 54,114 2,934,914 SH Sun Microsystems Inc. Common Stock 866810104 550 7,100 SH Sybase Inc. Common Stock 871130100 5,346 314,450 SH Symantec Corp. Common Stock 871503108 9,805 167,250 SH Talk.Com Inc. Common Stock 874264104 10,469 589,800 SH Torchmark Corp. Common Stock 891027104 369 12,700 SH Telefonos De Mexico SA Spons ADR ADR 879403780 43,020 382,397 SH Tommy Hilfiger Corp. Common Stock G8915Z102 420 18,000 SH Toys 'R' Us Inc. Common Stock 892335100 76,858 5,369,776 SH United Asset Management Corp. Common Stock 909420101 1,445 77,860 SH United Dominion Realty Trust Common Stock 910197102 495 50,100 SH Unisys Corp. Common Stock 909214108 331 10,350 SH United Healthcare Corp. Common Stock 910581107 111,812 2,104,701 SH MCI WorldCom Inc. Common Stock 55268B106 115,277 2,172,448 SH Wellpoint Health Networks Inc. Common Stock 94973H108 7,029 106,600 SH Washington Mutual Inc. Common Stock 939322103 85,331 3,281,972 SH Waste Management Inc. Common Stock 94106L109 89,060 5,181,550 SH Wal-Mart Stores Inc. Common Stock 931142103 48 700 SH Watson Pharmaceuticals Inc Common Stock 942683103 537 15,000 SH WPP Group PLC- Ord Foreign Stock GB0009740423 2,043 129,000 SH WPP Group PLC - Sponsored ADR ADR 929309300 134,818 1,621,870 SH Grand Total: 4,242,166 X 0 876,872 0 X 0 414,138 0 X 0 5,300 0 X 0 1,100 0 X 0 19,900 0 X 0 1,655,224 0 X 0 2,468,448 0 X 0 49,200 0 X 0 3,159,912 0 X 0 68,200 0 X 0 3,253,430 0 X 0 2,072,261 0 X 0 1,250 0 X 0 3,385,519 0 X 0 339,896 0 X 0 119,850 0 X 0 50,870 0 X 0 8,000 0 X 0 500,850 0 X 0 18,300 0 X 0 2,373,394 0 X 0 144,100 0 X 0 8,000 0 X 0 776,046 0 X 0 1,976,400 0 X 0 2,969,450 0 X 0 7,700 0 X 0 63,600 0 X 0 614,217 0 X 0 255,275 0 X 0 158,927 0 X 0 479,300 0 X 0 15,085 0 X 0 345,700 0 X 0 15,400 0 X 0 17,000 0 X 0 2,934,914 0 X 0 7,100 0 X 0 314,450 0 X 0 167,250 0 X 0 589,800 0 X 0 12,700 0 X 0 382,397 0 X 0 18,000 0 X 0 5,369,776 0 X 0 77,860 0 X 0 50,100 0 X 0 10,350 0 X 0 2,104,701 0 X 0 2,172,448 0 X 0 106,600 0 X 0 3,281,972 0 X 0 5,181,550 0 X 0 700 0 X 0 15,000 0 X 0 129,000 0 X 0 1,621,870 0
Legg Mason Focus Trust 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None AMAZON COM INC common 023135106 5,633,250.00 74,000 X 1 X AMERICA ONLINE INC DEL common 02364J104 27,489,425.00 364,400 X 1 X AMERICAN EXPRESS CO common 025816109 26,999,000.00 162,400 X 1 X AVON PRODS INC common 054303102 9,669,000.00 293,000 X 1 X BERKSHIRE HATHAWAY INC DEL cl A 084670108 27,208,500.00 485 X 1 X LLOYDS TSB GROUP ord shs 087061008 12,062,048.09 964,154 X 1 X CITIGROUP INC common 172967101 27,142,948.00 488,512 X 1 X FEDERAL HOME LN MTG CORP common 313400301 15,605,925.00 331,600 X 1 X GATEWAY INC common 367626108 24,645,375.00 342,000 X 1 X HARLEY DAVIDSON INC common 412822108 6,918,750.00 108,000 X 1 X INTERNATIONAL BUSINESS MACHS cl A 459200101 9,558,000.00 88,500 X 1 X INTERNATIONAL SPEEDWAY CORP common 460335201 11,208,437.50 222,500 X 1 X MCDONALDS CORP common 580135101 11,037,562.50 273,800 X 1 X UNISYS CORP common 909214108 3,193,750.00 100,000 X 1 X UNITED ASSET MGMT CORP common 909420101 7,194,825.00 387,600 X 1 X WPP GROUP PLC ord shs 929309300 17,871,875.00 215,000 X 1 X WAL MART STORES INC common 931142103 14,481,687.50 209,500 X 1 X --------------- 257,920,358.59 ===============
1 2/10/00 Legg Mason Special Investment Trust 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None AMERICA ONLINE INC DEL common 02364J104 316,837,500.00 4,200,000 X 1 X BELL + HOWELL CO NEW common 077852101 38,836,700.00 1,220,800 X 1 X WPP GROUP ord shs 097404008 209,960,748.21 13,250,000 X 1 X CKE RESTAURANTS INC common 1.26E+109 23,500,000.00 4,000,000 X 1 X CABLETRON SYSTEMS INC common 126920107 93,600,000.00 3,600,000 X 1 X CADENCE DESIGN SYS INC common 127387108 33,600,000.00 1,400,000 X 1 X CAREMARK RX INC common 141705103 45,562,500.00 9,000,000 X 1 X CELL GENESYS INC common 150921104 19,943,937.50 1,556,600 X 1 X CONSOLIDATED STORES CORP common 210149100 52,979,875.00 3,260,300 X 1 X COTT CORP QUE common 22163N106 31,500,000.00 6,000,000 X 1 X ENHANCE FINL SVCS GROUP INC common 293310108 48,750,000.00 3,000,000 X 1 X FINOVA GROUP INC common 317928109 80,822,850.00 2,276,700 X 1 X GATEWAY INC common 367626108 259,425,000.00 3,600,000 X 1 X HADCO CORP common 404681108 64,515,000.00 1,265,000 X 1 X HOLLYWOOD ENTMT CORP common 436141105 49,068,000.00 3,384,000 X 1 X HOLLYWOOD PK INC NEW common 436255103 56,430,312.50 2,515,000 X 1 X ICG COMMUNICATIONS INC common 449246107 66,562,500.00 3,550,000 X 1 X LIZ CLAIBORNE INC common 539320101 48,442,187.50 1,287,500 X 1 X MAGELLAN HEALTH SVCS INC common 559079108 17,332,231.25 2,745,700 X 1 X MANDALAY RESORT GROUP common 562567107 50,312,500.00 2,500,000 X 1 X MANPOWER INC WIS common 56418H100 67,894,312.50 1,804,500 X 1 X MICRON ELECTRONICS INC common 595100108 36,156,250.00 3,250,000 X 1 X MODIS PROFESSIONAL SVCS INC common 607830106 68,400,000.00 4,800,000 X 1 X PEOPLES HERITAGE FINL GROUP common 711147108 24,100,000.00 1,600,000 X 1 X PHYCOR INC common 71940F100 14,062,500.00 7,500,000 X 1 X RADIAN GROUP INC common 750236101 82,938,789.50 1,736,938 X 1 X
1 2/10/00 Legg Mason Special Investment Trust 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None REPUBLIC SVCS INC common 760759100 53,217,687.50 3,702,100 X 1 X STORAGE TECHNOLOGY CORP common 862111200 40,562,500.00 2,200,000 X 1 X SUNGARD DATA SYS INC common 867363103 56,168,750.00 2,365,000 X 1 X SYBASE INC common 871130100 62,900,000.00 3,700,000 X 1 X SYMANTEC CORP common 871503108 176,754,375.00 3,015,000 X 1 X TALK COM INC common 874264104 97,625,000.00 5,500,000 X 1 X UNITED ASSET MGMT CORP common 909420101 37,125,000.00 2,000,000 X 1 X WELLPOINT HEALTH NETWORKS INC common 94973H108 46,156,250.00 700,000 X 1 X OLSEN ASSOCIATES part cert 99EXMC906 1,884,067.07 300,000 X 1 X ----------------- 2,473,927,323.53 =================
2 2/10/00 Legg Mason Total Return Trust 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None IPC HOLDINGS LTD common G4933P101 7,221,812.50 485,500 X 1 X XL CAPITAL LTD common G98255105 4,201,875.00 81,000 X 1 X AT + T CORP common 001957109 7,105,000.00 140,000 X 1 X ABBOTT LABS common 002824100 7,444,062.50 205,000 X 1 X AETNA INC common 008117103 8,371,875.00 150,000 X 1 X ALBERTSONS INC common 013104104 12,093,750.00 375,000 X 1 X ALLSTATE CORP common 020002101 5,400,000.00 225,000 X 1 X AMERICAN FINL GROUP INC OHIO common 025932104 5,797,225.00 219,800 X 1 X AVON PRODS INC common 054303102 2,970,000.00 90,000 X 1 X BANK AMER CORP common 060505104 3,764,062.50 75,000 X 1 X BANK ONE CORP common 06423A103 6,412,500.00 200,000 X 1 X BEAR STEARNS COS INC common 073902108 4,073,647.50 95,290 X 1 X LLOYDS TSB GROUP ord shs 087061008 28,275,442.69 2,260,137 X 1 X BOSTON SCIENTIFIC CORP common 101137107 1,640,625.00 75,000 X 1 X BRISTOL MYERS SQUIBB CO common 110122108 5,135,000.00 80,000 X 1 X BRUNSWICK CORP common 117043109 5,073,000.00 228,000 X 1 X CHASE MANHATTAN CORP NEW common 16161A108 12,795,131.25 164,700 X 1 X CITIGROUP INC common 172967101 8,195,468.75 147,500 X 1 X COUNTRYWIDE CR INDS INC common 222372104 631,250.00 25,000 X 1 X DELPHI AUTOMOTIVE SYS CORP common 247126105 2,073,771.00 131,668 X 1 X DISNEY WALT CO common 254687106 2,925,000.00 100,000 X 1 X EASTMAN KODAK CO common 277461109 11,593,750.00 175,000 X 1 X EDISON INTL common 281020107 10,736,875.00 410,000 X 1 X ENHANCE FINL SVCS GROUP INC common 293310108 18,781,750.00 1,155,800 X 1 X EXXON MOBIL CORP common 30231G102 8,056,250.00 100,000 X 1 X FEDERAL NATL MTG ASSN common 313586109 3,121,875.00 50,000 X 1 X
1 2/10/00 Legg Mason Total Return Trust 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None FIRST UN CORP common 337358105 4,331,250.00 132,000 X 1 X FORD MTR CO DEL common 345370100 5,343,750.00 100,000 X 1 X GTE CORP common 362320103 5,292,187.50 75,000 X 1 X GENERAL MTRS CORP common 370442105 7,268,750.00 100,000 X 1 X HEWLETT PACKARD CO common 428236103 6,836,250.00 60,000 X 1 X INTEL CORP common 458140100 2,057,812.50 25,000 X 1 X INTERNATIONAL BUSINESS MACHS common 459200101 28,620,000.00 265,000 X 1 X LILLY ELI + CO common 532457108 5,320,000.00 80,000 X 1 X MATTEL INC common 577081102 5,184,375.00 395,000 X 1 X MAYTAG CORP common 578592107 2,880,000.00 60,000 X 1 X MERCK + CO INC common 589331107 9,053,437.50 135,000 X 1 X MID AMER APT CMNTYS INC common 59522J103 7,493,400.00 331,200 X 1 X MUTUAL RISK MGMT LTD common 628351108 2,168,812.50 129,000 X 1 X NATIONAL GOLF PPTYS INC common 63623G109 7,483,275.00 378,900 X 1 X NATIONWIDE HEALTH PPTYS INC common 638620104 7,594,125.00 552,300 X 1 X NORDSTROM INC common 655664100 3,011,562.50 115,000 X 1 X NORTHROP GRUMMAN CORP common 666807102 5,135,937.50 95,000 X 1 X PENNEY J C INC common 708160106 3,987,500.00 200,000 X 1 X RAYTHEON CO common 755111309 3,101,562.50 125,000 X 1 X REGENCY RLTY CORP common 758939102 3,168,000.00 158,400 X 1 X SBC COMMUNICATIONS INC common 78387G103 6,093,750.00 125,000 X 1 X SAFEWAY INC common 786514208 4,267,500.00 120,000 X 1 X SAKS INC common 79377W108 4,668,750.00 300,000 X 1 X SARA LEE CORP common 803111103 4,633,125.00 210,000 X 1 X SEARS ROEBUCK + CO common 812387108 3,804,687.50 125,000 X 1 X SHARED MEDI CAL SYSTEM common 819486101 820,093.75 16,100 X 1 X
2 2/10/00 Legg Mason Total Return Trust 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None TANGER FACTORY OUTLET CTRS INC common 875465106 2,390,400.00 115,200 X 1 X TOYS R US INC common 892335100 15,743,750.00 1,100,000 X 1 X TUPPERWARE CORP common 899896104 3,204,575.00 189,200 X 1 X UNISYS CORP common 909214108 4,790,625.00 150,000 X 1 X UNITED ASSET MGMT CORP common 909420101 14,595,693.75 786,300 X 1 X UNUMPROVIDENT CORP common 91529Y106 9,939,375.00 310,000 X 1 X WASHINGTON FED INC common 938824109 6,465,083.50 327,346 X 1 X WASHINGTON MUT INC common 939322103 14,755,000.00 567,500 X 1 X WASTE MGMT INC DEL common 94106L109 11,343,750.00 660,000 X 1 X XEROX CORP common 984121103 5,104,687.50 225,000 X 1 X --------------- 431,843,832.19 ===============
3 2/10/00 Legg Mason Value Trust 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None AETNA INC common 008117103 256737500 4600000 X 1 X ALBERTSONS INC common 013104104 174150000 5400000 X 1 X AMAZON COM INC common 023135106 239793750 3150000 X 1 X AMERICA ONLINE INC DEL common 02364J104 2097162500 27800000 X 1 X AMGEN INC common 031162100 372387500 6200000 X 1 X BANK AMER CORP common 060505104 164865937.5 3285000 X 1 X BANK ONE CORP common 06423A103 304593750 9500000 X 1 X BEAR STEARNS COS INC common 073902108 141395625 3307500 X 1 X BERKSHIRE HATHAWAY INC DEL cl A 084670108 235620000 4200 X 1 X LLOYDS TSB GROUP ord shs 087061008 208195791 16641685 X 1 X WPP GROUP ord shs 097404008 489488464.6 30890165 X 1 X CHASE MANHATTAN CORP NEW common 16161A108 357362500 4600000 X 1 X CITIGROUP INC common 172967101 394493750 7100000 X 1 X DANAHER CORP common 235851102 115800000 2400000 X 1 X DELL COMPUTER CORP common 247025109 765000000 15000000 X 1 X FEDERAL HOME LN MTG CORP common 313400301 122362500 2600000 X 1 X FEDERAL NATL MTG ASSN common 313586109 312187500 5000000 X 1 X FIRST DATA CORP common 319963104 103556250 2100000 X 1 X FLEETBOSTON FINL CORP common 339030108 260353636.3 7478740 X 1 X FOUNDATION HEALTH SYS INC common 350404109 110306250 11100000 X 1 X GATEWAY INC common 367626108 821512500 11400000 X 1 X GENERAL MTRS CORP common 370442105 218062500 3000000 X 1 X INTERNATIONAL BUSINESS MACHS common 459200101 275400000 2550000 X 1 X
1 2/10/00 Legg Mason Value Trust 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None KONINKLIJKE PHILIPS ELECTRS NV spnsr ADR 500472204 313605000 2323000 X 1 X KROGER CO common 501044101 101925000 5400000 X 1 X MBNA CORP common 55262L100 174400000 6400000 X 1 X MCI WORLDCOM INC common 55268B106 342253125 6450000 X 1 X MGIC INVT CORP WIS common 552848103 391218750 6500000 X 1 X MGM GRAND INC common 552953101 78106131.25 1552420 X 1 X MANDALAY RESORT GROUP common 562567107 140875000 7000000 X 1 X MATTEL INC common 577081102 126000000 9600000 X 1 X MCKESSON HBOC INC common 58155Q103 227881250 10100000 X 1 X METRO GOLDWYN MAYER INC NEW common 591610100 87287516.87 3704510 X 1 X NEXTEL COMMUNICATIONS INC cl A 65332V103 639375000 6200000 X 1 X NOKIA CORP spnsr ADR 654902204 570000000 3000000 X 1 X STARWOOD HOTELS + RESORTS cl B 85590A203 211500000 9000000 X 1 X STORAGE TECHNOLOGY CORP common 862111200 147500000 8000000 X 1 X TELEFONOS DE MEXICO S A spnsr ADR 879403780 180000000 1600000 X 1 X TOYS R US INC common 892335100 221843750 15500000 X 1 X UNITED HEALTHCARE CORP common 910581107 355937500 6700000 X 1 X WASHINGTON MUT INC common 939322103 260000000 10000000 X 1 X WASTE MGMT INC DEL common 94106L109 309096562.5 17983800 X 1 X ------------------ 13,419,592,789.99 ==================
2 2/10/00 Legg Mason American Leading Companies 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None TOMMY HILFIGER CORP common G8915Z102 1,748,437.50 75000 X 1 X AMR CORP DEL common 001765106 5,896,000.00 88000 X 1 X AT + T CORP common 001957109 4,567,500.00 90000 X 1 X ALBERTSONS INC common 013104104 2,257,500.00 70000 X 1 X AMAZON COM INC common 023135106 4,567,500.00 60000 X 1 X AMERICA ONLINE INC DEL common 02364J104 20,368,125.00 270000 X 1 X AMERICAN INTL GROUP INC common 026874107 1,500,234.37 13875 X 1 X AMGEN INC common 031162100 10,510,937.50 175000 X 1 X AVON PRODS INC common 054303102 5,280,000.00 160000 X 1 X BANK AMER CORP common 060505104 5,370,062.50 107000 X 1 X BANK ONE CORP common 06423A103 8,528,625.00 266000 X 1 X BELL ATLANTIC CORP common 077853109 1,231,250.00 20000 X 1 X BERKSHIRE HATHAWAY INC DEL cl B 084670207 10,614,000.00 5800 X 1 X BRISTOL MYERS SQUIBB CO common 110122108 5,455,937.50 85000 X 1 X BURLINGTON NORTHN SANTA FE common 12189T104 2,910,000.00 120000 X 1 X CHASE MANHATTAN CORP NEW common 16161A108 10,332,437.50 133000 X 1 X CITIGROUP INC common 172967101 14,751,843.75 265500 X 1 X CONSECO INC common 208464107 6,345,625.00 355000 X 1 X DELL COMPUTER CORP common 247025109 1,530,000.00 30000 X 1 X EASTMAN KODAK CO common 277461109 1,325,000.00 20000 X 1 X EQUITY OFFICE PPTYS TR common 294741103 2,703,825.00 109800 X 1 X EXXON MOBIL CORP common 30231G102 1,168,156.25 14500 X 1 X FEDERAL NATL MTG ASSN common 313586109 5,244,750.00 84000 X 1 X
1 2/10/00 Legg Mason American Leading Companies 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None FIRST UN CORP common 337358105 820,312.50 25000 X 1 X FORD MTR CO DEL common 345370100 3,206,250.00 60000 X 1 X FOUNDATION HEALTH SYS INC common 350404109 6,459,375.00 650000 X 1 X GTE CORP common 362320103 1,340,687.50 19000 X 1 X GATEWAY INC common 367626108 13,331,562.50 185000 X 1 X GENERAL ELEC CO common 369604103 4,642,500.00 30000 X 1 X GENERAL MTRS CORP common 370442105 4,724,687.50 65000 X 1 X HEWLETT PACKARD CO common 428236103 3,190,250.00 28000 X 1 X INTEL CORP common 458140100 8,231,250.00 100000 X 1 X INTERNATIONAL BUSINESS MACHS common 459200101 12,744,000.00 118000 X 1 X JOHNSON + JOHNSON common 478160104 2,253,625.00 24200 X 1 X KIMBERLY CLARK CORP common 494368103 3,262,500.00 50000 X 1 X KONINKLIJKE PHILIPS ELECTRS NV spnsr ADR 500472204 12,825,000.00 95000 X 1 X LUCENT TECHNOLOGIES INC common 549463107 2,244,375.00 30000 X 1 X MCI WORLDCOM INC common 55268B106 7,959,375.00 150000 X 1 X MGIC INVT CORP WIS common 552848103 10,833,750.00 180000 X 1 X MATTEL INC common 577081102 3,937,500.00 300000 X 1 X MCKESSON HBOC INC common 58155Q103 4,061,250.00 180000 X 1 X MELLON FINL CORP common 58551A108 2,656,875.00 78000 X 1 X MERCK + CO INC common 589331107 5,230,875.00 78000 X 1 X MICROSOFT CORP common 594918104 9,923,750.00 85000 X 1 X MINNESOTA MNG + MFG CO common 604059105 3,229,875.00 33000 X 1 X PROCTER + GAMBLE CO common 742718109 1,599,612.50 14600 X 1 X
2 2/10/00 Legg Mason American Leading Companies 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None QWEST COMMUNICATIONS INTL INC common 749121109 3,440,000.00 80000 X 1 X SAKS INC common 79377W108 2,259,675.00 145200 X 1 X SARA LEE CORP common 803111103 2,426,875.00 110000 X 1 X SCHERING PLOUGH CORP common 806605101 3,712,500.00 88000 X 1 X SPRINT CORP common 852061100 2,221,312.50 33000 X 1 X STARWOOD HOTELS + RESORTS cl B 85590A203 4,817,500.00 205000 X 1 X STORAGE TECHNOLOGY CORP common 862111200 3,134,375.00 170000 X 1 X TOYS R US INC common 892335100 3,764,187.50 263000 X 1 X UNISYS CORP common 909214108 2,874,375.00 90000 X 1 X UNITED HEALTHCARE CORP common 910581107 10,093,750.00 190000 X 1 X U S WEST INC NEW common 91273H101 1,872,000.00 26000 X 1 X WAL MART STORES INC common 931142103 4,838,750.00 70000 X 1 X WASHINGTON MUT INC common 939322103 8,502,000.00 327000 X 1 X WASTE MGMT INC DEL common 94106L109 5,843,750.00 340000 X 1 X ---------------- 322,718,034.37 ================
3 2/10/00 LM Value Institutional Portfolio 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None AETNA INC common 008117103 8,090,747.43 144,963 X 1 X ALBERTSONS INC common 013104104 5,485,821.75 170,103 X 1 X AMAZON COM INC common 023135106 7,564,389.00 99,368 X 1 X AMERICA ONLINE INC DEL common 02364J104 66,153,784.06 876,935 X 1 X AMGEN INC common 031162100 11,746,723.43 195,575 X 1 X BANK AMER CORP common 060505104 5,193,402.50 103,480 X 1 X BANK ONE CORP common 06423A103 9,598,871.25 299,380 X 1 X BEAR STEARNS COS INC common 073902108 4,454,037.00 104,188 X 1 X BERKSHIRE HATHAWAY INC DEL cl A 084670108 7,405,200.00 132 X 1 X LLOYDS TSB GROUP ord shs 087061008 6,493,762.39 519,065 X 1 X WPP GROUP ord shs 097404008 15,267,474.07 963,485 X 1 X CHASE MANHATTAN CORP NEW common 16161A108 11,257,151.81 144,903 X 1 X CITIGROUP INC common 172967101 12,444,055.31 223,965 X 1 X DANAHER CORP common 235851102 3,682,247.00 76,316 X 1 X DELL COMPUTER CORP common 247025109 20,102,466.00 394,166 X 1 X FEDERAL HOME LN MTG CORP common 313400301 3,854,512.87 81,902 X 1 X FEDERAL NATL MTG ASSN common 313586109 9,834,093.56 157,503 X 1 X FIRST DATA CORP common 319963104 3,263,451.93 66,179 X 1 X FLEETBOSTON FINL CORP common 339030108 8,212,686.50 235,912 X 1 X FOUNDATION HEALTH SYS INC common 350404109 3,479,546.06 350,143 X 1 X GATEWAY INC common 367626108 24,487,269.87 339,806 GENERAL MTRS CORP common 370442105 6,878,636.18 94,633 X 1 X INTERNATIONAL BUSINESS MACHS common 459200101 8,675,316.00 80,327 X 1 X
1 2/10/00 LM Value Institutional Portfolio 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None KONINKLIJKE PHILIPS ELECTRS NV spnsr ADR 500472204 9,892,530.00 73,278 X 1 X KROGER CO common 501044101 3,215,167.50 170,340 X 1 X MBNA CORP common 55262L100 5,493,709.00 201,604 X 1 X MCI WORLDCOM INC common 55268B106 10,796,175.84 203,462 X 1 X MGIC INVT CORP WIS common 552848103 12,323,631.37 204,754 X 1 X MGM GRAND INC common 552953101 2,463,803.12 48,970 X 1 X MANDALAY RESORT GROUP common 562567107 4,439,494.50 220,596 X 1 X MATTEL INC common 577081102 3,974,591.25 302,826 X 1 X MCKESSON HBOC INC common 58155Q103 7,188,389.93 318,599 X 1 X METRO GOLDWYN MAYER INC NEW common 591610100 2,753,443.06 116,857 X 1 X NEXTEL COMMUNICATIONS INC cl A 65332V103 19,942,518.75 193,382 X 1 X NOKIA CORP spnsr ADR 654902204 17,980,270.00 94,633 X 1 X STARWOOD HOTELS + RESORTS cl B 85590A203 6,662,391.00 283,506 X 1 X STORAGE TECHNOLOGY CORP common 862111200 4,652,795.31 252,355 X 1 X TELEFONOS DE MEXICO S A spnsr ADR 879403780 5,677,987.50 50,471 X 1 X TOYS R US INC common 892335100 6,919,464.00 483,456 X 1 X UNITED HEALTHCARE CORP common 910581107 11,212,243.75 211,054 X 1 X WASHINGTON MUT INC common 939322103 8,193,562.00 315,137 X 1 X WASTE MGMT INC DEL common 94106L109 9,736,735.93 566,501 --------------- 417,144,549.78 ===============
2 2/10/00 LM Balanced Trust 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None AMR CORP DEL common 001765106 536,000.00 8,000 X 1 X AT + T CORP common 001957109 964,250.00 19,000 X 1 X ABBOTT LABS common 002824100 708,093.75 19,500 X 1 X ANHEUSER BUSCH COS INC common 035229103 737,100.00 10,400 X 1 X ATLANTIC RICHFIELD CO common 048825103 493,050.00 5,700 X 1 X BLACKROCK NORTH AMERN GOVT INC common 092475102 912,500.00 100,000 X 1 X BROADWING INC common 111620100 435,125.00 11,800 X 1 X CHARTER ONE FINL INC common 160903100 1,064,306.25 55,650 X 1 X CHATEAU CMNTYS INC common 161726104 1,167,187.50 45,000 X 1 X CINTAS CORP common 172908105 573,750.00 10,800 X 1 X CITIGROUP INC common 172967101 1,189,037.50 21,400 X 1 X COMPAQ COMPUTER CORP common 204493100 243,562.50 9,000 X 1 X DISNEY WALT CO common 254687106 497,250.00 17,000 X 1 X DOVER CORP common 260003108 662,475.00 14,600 X 1 X FEDERAL NATL MTG ASSN common 313586109 1,373,625.00 22,000 X 1 X FORD MTR CO DEL common 345370100 908,437.50 17,000 X 1 X GATX common 361448103 405,000.00 12,000 X 1 X HOME DEPOT INC common 437076102 514,218.75 7,500 X 1 X INTEL CORP common 458140100 1,070,062.50 13,000 X 1 X INTERNATIONAL BUSINESS MACHS common 459200101 518,400.00 4,800 X 1 X JOHNSON + JOHNSON common 478160104 502,875.00 5,400 KANSAS CITY SOUTHN INDS INC common 485170104 798,487.50 10,700 X 1 X KAYDON CORP common 486587108 509,437.50 19,000 X 1 X
1 2/10/00 LM Balanced Trust 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------- A B C Sole Shared None MCI WORLDCOM INC common 55268B106 596,953.12 11,250 X 1 X MARSHALL + ILSLEY CORP common 571834100 690,937.50 11,000 X 1 X MARTIN MARIETTA MATLS INC common 573284106 635,500.00 15,500 X 1 X MCDONALDS CORP common 580135101 443,437.50 11,000 X 1 X MELLON FINL CORP common 58551A108 408,750.00 12,000 X 1 X MERCK + CO INC common 589331107 744,393.75 11,100 X 1 X NORTEL NETWORKS CORP common 656569100 939,300.00 9,300 X 1 X POST PPTYS INC common 737464107 650,250.00 17,000 X 1 X POTASH CORP SASK INC common 73755L107 399,956.25 8,300 X 1 X SYSCO CORP common 871829107 553,875.00 14,000 X 1 X TIME WARNER INC common 887315109 796,812.50 11,000 X 1 X TOTAL FINA SA common 89151E109 519,375.00 7,500 X 1 X TYCO INTL LTD NEW common 902124106 559,800.00 14,400 X 1 X UNION PAC CORP common 907818108 610,750.00 14,000 X 1 X UNOCAL CORP common 915289102 570,562.50 17,000 X 1 X --------------- 25,904,884.37 =============
2 2/10/00 LM High Yield Portfolio 12/31/99 Item 1: Name of Issuer Item 2: Title of Class Item 3: CUSIP Number Item 4: Fair Market Value Item 5: Shares or Principal Amount Item 6: Investment Discretion Item 7: Other Managers Item 8: Voting Authority (Shares)
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: - ------------------------------------------------------------------------------------------------------------------------------------ A B C Sole Shared None GLOBAL CROSSING LTD common G3921A100 35,802.20 51,146 X 1 X INTERNATIONAL FASTFOOD common 45950Q107 293,835.00 515,500 X 1 X UNIGENE LABS INC common 904753100 9,255,600.00 185,112 X 1 X 9,585,237.20 ===============
1 2/10/00
FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Bank Building Corp Va Com Common Stock 06082P102 0 42 Escrow Charter Federal Savings Common Stock 161223987 0 318 Medialliance Inc. Liquidating Common Stock 584022990 0 2,500 Merrill Lynch Pfd Cap Tr V PFD QTR 30/360 59021K205 8 400 Hire Quality Inc Cl B Common Stock 8L24130 0 50 Bell Atlantic Fin CVCP Common Stock 8L39112 0 6,000 Boston Capital Tax Credit Fund II LP LTD Part P12 8S00052 0 1,000 Escrow Cafe Ones LP LTD Partnership LTD Part P4 8S00076 0 1,000 Warren Ehret Co. PFD QTR 30/360 8S00431 0 3 Resource Bank Mandeville LA Common Stock 8S00732 0 7,500 Astron Corp. Common Stock 8S00961 0 4,000 Harvest Community Bank Common Stock 8S00974 200 20,000 State Bank of Commerce Slidell LA Common Stock 8S01071 0 5,000 System Planning Corp Inc Common Stock 8S01086 0 4,093 Triangle Biomedical Sciences Common Stock 8S01111 0 289 Hethwood INcome Partners Ltd LTD Part P2 8S01155 0 1 Intrabiotics Pharmaceuticals Inc. Ser Common Stock 8S01349 0 10,000 Harbor Bank Outside Purchase Common Stock 8S01447 18 1,000 Cellular Radio Corp Inc Common Stock 8S01656 0 25,000 Meritor Savings bk Receivers Cert Common Stock 8S01775 0 100,000 Development Partners Common Stock 8S01811 0 5 Suntrust Banks Inc. Common Stock 8S01983 0 4 Technology Funding Secured Investors Common Stock 8S02033 0 300 Consolidated Oil Corp Common Stock 8S03025 0 0 Bridgeview Inc Common Stock 8S03534 0 1,000 Keefe Offshore Fund LTD Common Stock 8S04075 0 4 Houston Spec ASO LLC Common Stock 8S04644 0 100 U.S. Fleet Services Inc. Common Stock 8S04894 0 4 Agilent Technologies Inc Common Stock 00846U101 2,021 26,141 Alabama Railroad Co. - Iowa Pfd PFD QTR 30/360 A001556 0 1 Allaire Corp Common Stock 016714107 29 200 Anixter International Inc. Tender Offe Common Stock 035290998 0 18 Amr Corp PFD QTR 30/360 001765866 9 440 Aames Finl Corp. Pfd Conv Ser C PreferdStk Conv 00253A200 0 1,000 Air Express Intl Corp. Tender Offer Common Stock 009104993 0 2,930 Alabama & Florida Railway Co. Common Stock A630990 0 4 Astra AB - Spons ADR A ADR 046298105 0 0 Alcoa Inc. Common Stock 013817101 2,973 35,819 Applied Analytical Inds Inc Common Stock 037939105 9 1,000 Airtran Holdings Inc. Common Stock 00949P108 2 500 Aames Financial Corp. Common Stock 00253A101 5 6,000 ABN AMRO Capital FDG Trust I 7.5% Pfd PFD QTR 30/360 00371Q202 35 1,700 Abn Amro Cap Fdg Tr Ii PFD QTR 30/360 00371T206 38 1,900 Amway Asia Pacific LTD Foreign Stock G0352M108 2 100 Apple Computer Common Stock 037833100 2,715 26,407 Anglo American Platinum Corp ADR 034855106 30 1,000 Advanced Aerodynamics &Str -A Common Stock 00750B107 17 5,500 Anglo American PLC ADR 03485P102 717 11,016 Abacan Resource Corp. New Foreign Stock 002919108 7 68,550 American Bancshares Inc Fla Common Stock 02408H106 12 1,000 Abington Bancorp Inc. Common Stock 00350P100 118 11,210 ABC-NACO Inc Common Stock 000752105 215 26,055 Airborne Freight Corp. Common Stock 009266107 261 11,855 Arkansas Best Corp. - Del Common Stock 040790107 666 55,500 Arkansas Best Corp. Conv PFD Ser A PreferdStk Conv 040790206 19 485 Groupe AB SA - ADR ADR 39944Q109 8 1,500 Abgenix Inc. Common Stock 00339B107 545 4,112 Adelphia Business Solutions Common Stock 006847107 24 500 Ambac Financial Group, Inc. Common Stock 023139108 472 9,043 ABM Industries Inc. Common Stock 000957100 60 2,967 Abiomed Inc Common Stock 003654100 110 3,000 ABN Amro Hldg NV Sponsored ADR ADR 000937102 464 18,335 American Business Products Inc. Common Stock 024763104 3 265 Albertson's Inc. Common Stock 013104104 2,567 79,585 Abbott Laboratories Common Stock 002824100 18,204 501,321 Able Telcom Holding Corp. New Common Stock 003712304 5 650 Alpha Beta Technology Inc. Common Stock 02071K105 0 4,800 Autobytel.Com Inc. Common Stock 05275N106 5 360 Agribiotech Inc Common Stock 008494106 24 10,000 Barrick Gold Corp. Foreign Stock 067901108 80 4,500 Abitibi-Consolidated Inc. Foreign Stock 003924107 10 875 Alliance Capital Management - LP Unit LTD Part P4 01855A101 599 20,000 Alabama Power Co. 7.00% Ser B Pfd PFD QTR 30/360 010392637 105 5,300 Atlantic Coast Airlines Common Stock 048396105 7 300 American Capital Strategies Common Stock 024937104 897 39,450 Arctic Cat Inc Common Stock 039670104 13 1,300 Alfacell Corp. Common Stock 015404106 1 2,000 Aceto Corp. Common Stock 004446100 15 1,400 Americredit Corp. Common Stock 03060R101 590 31,890 Acm Government Income Fund Inc. Common Stock 000912105 138 21,234 Arch Coal Inc Common Stock 039380100 2 200 Armstrong World Industries Inc. Common Stock 042476101 727 21,786 ACE LTD Common Stock G0070K103 383 22,970 Accom Inc Common Stock 004334108 1 1,000 Agency Com Ltd Common Stock 008447104 13 258 Anderson Computers Tidalwave Common Stock 033614108 0 2,000 American Retirement Corp. Common Stock 028913101 8 1,000 Acacia Research Corp. Common Stock 003881109 1,889 63,100 Acorn Products Inc Common Stock 004857108 35 23,615 Acrodyne Communications Inc. Common Stock 00500E104 0 150 Affiliated Computer Services Common Stock 008190100 1,140 24,780 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Bank Building Corp Va Com x 0 42 0 Escrow Charter Federal Savings x 0 318 0 Medialliance Inc. Liquidating x 0 2,500 0 Merrill Lynch Pfd Cap Tr V x 0 400 0 Hire Quality Inc Cl B x 0 50 0 Bell Atlantic Fin CVCP x 0 6,000 0 Boston Capital Tax Credit Fund II LP x 0 1,000 0 Escrow Cafe Ones LP LTD Partnership x 0 1,000 0 Warren Ehret Co. x 0 3 0 Resource Bank Mandeville LA x 0 7,500 0 Astron Corp. x 0 4,000 0 Harvest Community Bank x 0 20,000 0 State Bank of Commerce Slidell LA x 0 5,000 0 System Planning Corp Inc x 0 4,093 0 Triangle Biomedical Sciences x 0 289 0 Hethwood INcome Partners Ltd x 0 1 0 Intrabiotics Pharmaceuticals Inc. Ser x 0 10,000 0 Harbor Bank Outside Purchase x 0 1,000 0 Cellular Radio Corp Inc x 0 25,000 0 Meritor Savings bk Receivers Cert x 0 100,000 0 Development Partners x 0 5 0 Suntrust Banks Inc. x 0 4 0 Technology Funding Secured Investors x 0 300 0 Consolidated Oil Corp x 0 0 0 Bridgeview Inc x 0 1,000 0 Keefe Offshore Fund LTD x 0 4 0 Houston Spec ASO LLC x 0 100 0 U.S. Fleet Services Inc. x 0 4 0 Agilent Technologies Inc x 0 26,141 0 Alabama Railroad Co. - Iowa Pfd x 0 1 0 Allaire Corp x 0 200 0 Anixter International Inc. Tender Offe x 0 18 0 Amr Corp x 0 440 0 Aames Finl Corp. Pfd Conv Ser C x 0 1,000 0 Air Express Intl Corp. Tender Offer x 0 2,930 0 Alabama & Florida Railway Co. x 0 4 0 Astra AB - Spons ADR A x 0 0 0 Alcoa Inc. x 0 35,819 0 Applied Analytical Inds Inc x 0 1,000 0 Airtran Holdings Inc. x 0 500 0 Aames Financial Corp. x 0 6,000 0 ABN AMRO Capital FDG Trust I 7.5% Pfd x 0 1,700 0 Abn Amro Cap Fdg Tr Ii x 0 1,900 0 Amway Asia Pacific LTD x 0 100 0 Apple Computer x 0 26,407 0 Anglo American Platinum Corp x 0 1,000 0 Advanced Aerodynamics &Str -A x 0 5,500 0 Anglo American PLC x 0 11,016 0 Abacan Resource Corp. New x 0 68,550 0 American Bancshares Inc Fla x 0 1,000 0 Abington Bancorp Inc. x 0 11,210 0 ABC-NACO Inc x 0 26,055 0 Airborne Freight Corp. x 0 11,855 0 Arkansas Best Corp. - Del x 0 55,500 0 Arkansas Best Corp. Conv PFD Ser A x 0 485 0 Groupe AB SA - ADR x 0 1,500 0 Abgenix Inc. x 0 4,112 0 Adelphia Business Solutions x 0 500 0 Ambac Financial Group, Inc. x 0 9,043 0 ABM Industries Inc. x 0 2,967 0 Abiomed Inc x 0 3,000 0 ABN Amro Hldg NV Sponsored ADR x 0 18,335 0 American Business Products Inc. x 0 265 0 Albertson's Inc. x 0 79,585 0 Abbott Laboratories x 0 501,321 0 Able Telcom Holding Corp. New x 0 650 0 Alpha Beta Technology Inc. x 0 4,800 0 Autobytel.Com Inc. x 0 360 0 Agribiotech Inc x 0 10,000 0 Barrick Gold Corp. x 0 4,500 0 Abitibi-Consolidated Inc. x 0 875 0 Alliance Capital Management - LP Unit x 0 20,000 0 Alabama Power Co. 7.00% Ser B Pfd x 0 5,300 0 Atlantic Coast Airlines x 0 300 0 American Capital Strategies x 0 39,450 0 Arctic Cat Inc x 0 1,300 0 Alfacell Corp. x 0 2,000 0 Aceto Corp. x 0 1,400 0 Americredit Corp. x 0 31,890 0 Acm Government Income Fund Inc. x 0 21,234 0 Arch Coal Inc x 0 200 0 Armstrong World Industries Inc. x 0 21,786 0 ACE LTD x 0 22,970 0 Accom Inc x 0 1,000 0 Agency Com Ltd x 0 258 0 Anderson Computers Tidalwave x 0 2,000 0 American Retirement Corp. x 0 1,000 0 Acacia Research Corp. x 0 63,100 0 Acorn Products Inc x 0 23,615 0 Acrodyne Communications Inc. x 0 150 0 Affiliated Computer Services x 0 24,780 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Actfit Com Inc Foreign Stock 00503P106 4 7,500 Actel Corp Common Stock 004934105 41 1,700 Action Performance Cos Inc. Common Stock 004933107 169 14,700 Actuate Corp Common Stock 00508B102 432 10,070 Alberto Culver Co Cl B Conv Common Stock 013068101 26 1,000 Alberto Culver Co. Cl A Common Stock 013068200 117 5,400 ACX Technologies Inc. Common Stock 005123104 16 1,500 Acxiom Corp. Common Stock 005125109 138 5,755 Advo Inc Common Stock 007585102 54 2,270 ADAC Laboratories New Common Stock 005313200 201 18,700 Adobe Systems Inc. Common Stock 00724F101 5,108 75,959 Agree Realty Corp. Common Stock 008492100 200 14,000 A D C Telecommunications Inc. Common Stock 000886101 5,169 71,239 Aden Enterprises Inc New Common Stock 006852206 3 1,000 ACM Managed Dollar Income Fund Common Stock 000949107 29 3,500 Adams Golf Inc Common Stock 006228100 0 200 Analog Devices Inc. Common Stock 032654105 1,346 14,475 Advanced Digital Info Corp Common Stock 007525108 424 8,720 Adelphia Communications Corp. - Cl A Common Stock 006848105 1,175 17,910 Adelphia Communications Corp Pfd Ser D PreferdStk Conv 006848402 7 35 Advanced Lighting Tech Inc Common Stock 00753C102 3 500 Archer-Daniels Midland Co. Common Stock 039483102 901 73,936 Alden Electrs Inc Common Stock 014086102 0 2,500 Adaptec Inc. Common Stock 00651F108 287 5,760 Andrx Corp. Common Stock 034551101 4 100 Atlantic Data Services Inc Common Stock 048523104 4 700 Autodesk Inc. Common Stock 052769106 394 11,685 Ariel Corp Common Stock 04033M104 1 200 Applied Digital Solutions Common Stock 038188108 122 16,200 Adtran Inc. Common Stock 00738A106 21 400 Advanta Corp. CL A Common Stock 007942105 34 1,868 Advanta Corporation Class B Common Stock 007942204 27 1,940 Advanced Viral Research Corp Common Stock 007928104 3 15,000 Advent Software Inc. Common Stock 007974108 92 1,425 Adams Express MutualFdEqClose 006212104 339 10,096 Allied Zurich PLC Sponsored ADR ADR 01959Q101 4,592 194,096 Associated Estates Realty Corp. Common Stock 045604105 114 14,625 Ameren Corp. Common Stock 023608102 155 4,721 Aegon NV - ORD ADR 007924103 870 9,106 AMC Entertainment Inc. Common Stock 001669100 10 1,200 American Eagle Outfitters Inc. Common Stock 02553E106 5 100 American Electric Power Co Common Stock 025537101 392 12,188 Aegis Realty Inc Common Stock 00760P104 18 2,069 Aerial Communications Inc. Common Stock 007655103 30 500 The AES Corp. Common Stock 00130H105 3,599 48,152 Aes Trust II Conv Secs Ser B PreferdStk Conv 001034305 29 425 Aetna Inc. Common Stock 008117103 1,315 23,566 Applied Extrusion Technologies Inc Common Stock 038196101 90 14,735 Aether Sys Inc Common Stock 00808V105 49 680 The Argentina Fund, Inc. Common Stock 040112104 5 400 Advance Financial Bancorp Common Stock 007437106 4 300 Allmerica Financial Corp. Common Stock 019754100 99 1,780 Advanced Fibre Communication Common Stock 00754A105 185 4,140 Affymetrix Inc. Common Stock 00826T108 68 400 American Financial Group Inc. Common Stock 025932104 105 3,975 American Financial Cap Trust Preferred Stock 026077206 135 5,860 Atlantic Financial Corp Common Stock 04853R100 51 3,500 Aflac Corp. New Common Stock 001055102 1,775 37,617 AMFM Inc Common Stock 001693100 773 9,873 Associates First Capital Corp. Common Stock 046008108 3,034 110,573 American Freightways Corp Common Stock 02629V108 43 2,655 Agco Corp. Common Stock 001084102 224 16,650 American General Corp. Common Stock 026351106 2,452 32,319 American General Capital LLC 8.125% PFDMthly 30/360 02637F301 54 2,500 American Gen Cap I PFD QTR 30/360 02638N105 28 1,300 American General Capital LLC 8.45% Pfd PFDMthly 30/360 02637F202 243 10,725 Edwards A G Inc. Common Stock 281760108 459 14,324 Argonaut Group Inc. Common Stock 040157109 2 105 Angelica Corp. Common Stock 034663104 1 100 Allergan Inc. Common Stock 018490102 671 13,479 Argentaria-SP ADR ADR 04011W108 339 7,295 Associated Group Inc. CL A Common Stock 045651106 187 2,047 Associated Group Inc. Cl B Common Stock 045651205 1,790 19,452 SAGA Sys Inc Common Stock 786610105 2,768 138,855 Agritope Inc.- Del Common Stock 00855D107 1 540 Agrium Inc Canadian Orig PFD PFD QTR 30/360 008916207 8 500 Argosy Gaming Co Common Stock 040228108 726 46,625 Alpha Industries Inc Del Common Stock 020753109 148 2,590 Amerada Hess Corp. Common Stock 023551104 80 1,405 Apria Healthcare Group Inc. Common Stock 037933108 285 15,880 AHL Services Inc. Common Stock 001296102 14 650 Koninklijke Ahold NV-SP ADR ADR 500467303 296 9,888 American Home Products Corp. Common Stock 026609107 9,166 232,412 Anthracite Capital Inc. Common Stock 037023108 6 1,000 Audiohigway.com Common Stock 050740109 4 500 Allied Irish Banks Plc ADR 019228402 307 14,510 Asset Investors Corporation Common Stock 04541W107 0 40 American International Group Inc. Common Stock 026874107 24,567 227,208 American Insd Mtg Inv - Ser 85 Common Stock 02686E106 11 1,276 Autoimmune Inc. Common Stock 052776101 1 800 Albany International Corp. Common Stock 012348108 4 255 Arnold Inds Inc. Common Stock 042595108 637 45,314 Applied Innovation Inc. Common Stock 037916103 108 13,000 AAR Corp. Common Stock 000361105 8 425 Air Methods Corp New Common Stock 009128307 2 500 Aironet Wireless Comm Common Stock 00943A107 33 500 Jet Fla Sys Inc. Common Stock 476901103 0 4,000 Ampal American Israel Corp. Common Stock 032015109 46 5,000 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Actfit Com Inc x 0 7,500 0 Actel Corp x 0 1,700 0 Action Performance Cos Inc. x 0 14,700 0 Actuate Corp x 0 10,070 0 Alberto Culver Co Cl B Conv x 0 1,000 0 Alberto Culver Co. Cl A x 0 5,400 0 ACX Technologies Inc. x 0 1,500 0 Acxiom Corp. x 0 5,755 0 Advo Inc x 0 2,270 0 ADAC Laboratories New x 0 18,700 0 Adobe Systems Inc. x 0 75,959 0 Agree Realty Corp. x 0 14,000 0 A D C Telecommunications Inc. x 0 71,239 0 Aden Enterprises Inc New x 0 1,000 0 ACM Managed Dollar Income Fund x 0 3,500 0 Adams Golf Inc x 0 200 0 Analog Devices Inc. x 0 14,475 0 Advanced Digital Info Corp x 0 8,720 0 Adelphia Communications Corp. - Cl A x 0 17,910 0 Adelphia Communications Corp Pfd Ser D x 0 35 0 Advanced Lighting Tech Inc x 0 500 0 Archer-Daniels Midland Co. x 0 73,936 0 Alden Electrs Inc x 0 2,500 0 Adaptec Inc. x 0 5,760 0 Andrx Corp. x 0 100 0 Atlantic Data Services Inc x 0 700 0 Autodesk Inc. x 0 11,685 0 Ariel Corp x 0 200 0 Applied Digital Solutions x 0 16,200 0 Adtran Inc. x 0 400 0 Advanta Corp. CL A x 0 1,868 0 Advanta Corporation Class B x 0 1,940 0 Advanced Viral Research Corp x 0 15,000 0 Advent Software Inc. x 0 1,425 0 Adams Express x 0 10,096 0 Allied Zurich PLC Sponsored ADR x 0 194,096 0 Associated Estates Realty Corp. x 0 14,625 0 Ameren Corp. x 0 4,721 0 Aegon NV - ORD x 0 9,106 0 AMC Entertainment Inc. x 0 1,200 0 American Eagle Outfitters Inc. x 0 100 0 American Electric Power Co x 0 12,188 0 Aegis Realty Inc x 0 2,069 0 Aerial Communications Inc. x 0 500 0 The AES Corp. x 0 48,152 0 Aes Trust II Conv Secs Ser B x 0 425 0 Aetna Inc. x 0 23,566 0 Applied Extrusion Technologies Inc x 0 14,735 0 Aether Sys Inc x 0 680 0 The Argentina Fund, Inc. x 0 400 0 Advance Financial Bancorp x 0 300 0 Allmerica Financial Corp. x 0 1,780 0 Advanced Fibre Communication x 0 4,140 0 Affymetrix Inc. x 0 400 0 American Financial Group Inc. x 0 3,975 0 American Financial Cap Trust x 0 5,860 0 Atlantic Financial Corp x 0 3,500 0 Aflac Corp. New x 0 37,617 0 AMFM Inc x 0 9,873 0 Associates First Capital Corp. x 0 110,573 0 American Freightways Corp x 0 2,655 0 Agco Corp. x 0 16,650 0 American General Corp. x 0 32,319 0 American General Capital LLC 8.125% x 0 2,500 0 American Gen Cap I x 0 1,300 0 American General Capital LLC 8.45% Pfd x 0 10,725 0 Edwards A G Inc. x 0 14,324 0 Argonaut Group Inc. x 0 105 0 Angelica Corp. x 0 100 0 Allergan Inc. x 0 13,479 0 Argentaria-SP ADR x 0 7,295 0 Associated Group Inc. CL A x 0 2,047 0 Associated Group Inc. Cl B x 0 19,452 0 SAGA Sys Inc x 0 138,855 0 Agritope Inc.- Del x 0 540 0 Agrium Inc Canadian Orig PFD x 0 500 0 Argosy Gaming Co x 0 46,625 0 Alpha Industries Inc Del x 0 2,590 0 Amerada Hess Corp. x 0 1,405 0 Apria Healthcare Group Inc. x 0 15,880 0 AHL Services Inc. x 0 650 0 Koninklijke Ahold NV-SP ADR x 0 9,888 0 American Home Products Corp. x 0 232,412 0 Anthracite Capital Inc. x 0 1,000 0 Audiohigway.com x 0 500 0 Allied Irish Banks Plc x 0 14,510 0 Asset Investors Corporation x 0 40 0 American International Group Inc. x 0 227,208 0 American Insd Mtg Inv - Ser 85 x 0 1,276 0 Autoimmune Inc. x 0 800 0 Albany International Corp. x 0 255 0 Arnold Inds Inc. x 0 45,314 0 Applied Innovation Inc. x 0 13,000 0 AAR Corp. x 0 425 0 Air Methods Corp New x 0 500 0 Aironet Wireless Comm x 0 500 0 Jet Fla Sys Inc. x 0 4,000 0 Ampal American Israel Corp. x 0 5,000 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Aris Industries Inc Common Stock 040401101 15 7,500 Apartment Investment & Mgt Co Class A Common Stock 03748R101 4 90 Apartment Inv & Mgmt Co 8.75% Cum PFD PFD QTR 30/360 03748R309 117 7,400 Apartment Invt & Mgmt Co 9% Cum Perp PFD QTR 30/360 03748R200 159 9,300 Apartment Invt & Mgmt Co Pfd H 9.50% PFD QTR 30/360 03748R507 26 1,500 Amcast Industrial Corp Common Stock 023395106 7 400 Gallagher Arthur J & Co Common Stock 363576109 768 11,868 Akamai Technologies Inc Common Stock 00971T101 267 815 Ambac Financial Group Inc 7.08% PFD QTR 30/360 023139306 122 6,000 Armstrong World Industries 7.45% Pfd PFD QTR 30/360 042476606 8 400 Acclaim Entmt Inc. Com Par $.02 Common Stock 004325205 317 61,790 Embotelladora Andina S A ADR 29081P204 11 600 AK Steel Holding Corp. Common Stock 001547108 253 13,397 Aksys Ltd Common Stock 010196103 5 1,000 AKZO Nobel NV Spons ADR ADR 010199305 157 3,152 Alcan Aluminium Ltd Common Stock 013716105 330 8,020 Alcatel Alsthom Sponsored ADR ADR 013904305 8,483 188,519 Alabama Natl Bancorp Dela Common Stock 010317105 42 2,226 Alanco Enviromental Resources Corp. Common Stock 011612405 0 110 Albemarle Corp. Common Stock 012653101 38 1,976 Alcide Corp. Common Stock 013742507 1 100 Aldila, Inc. Common Stock 014384101 4 2,750 Allied Domecq PLC ADR 019121102 177 36,100 Aladdin Knowledge Sys Ltd Foreign Stock M0392N101 85 5,000 Alexander & Baldwin Inc. Common Stock 014482103 7 300 Alfa Corp Common Stock 015385107 26 1,600 Alottafun Inc Common Stock 020526109 38 45,000 Algiers Bancorp Inc. Common Stock 015600109 2 300 Allstate Corp. - 7.125% Sr Qtrly In PFD QTR 30/360 020002200 15 749 Alaska Air Group Inc. Common Stock 011659109 34 979 The Allstate Corp. Common Stock 020002101 6,684 278,519 Allstate Financing I 7.95% Cum PFD QTR 30/360 020013207 206 9,225 Allied Capital Corp. Common Stock 01903Q108 515 28,147 Allied Energy Corp. Common Stock 019150200 0 500 Alpha Microsystems Inc Common Stock 020903100 5 1,000 Allen Telecom Inc. Common Stock 018091108 8 700 Alabama Power Capital Trust I Preferred Stock 010383206 8 400 Alabama Power Capt Trust II PFD QTR 30/360 010388205 55 2,600 Annuity & Life Re Holdings Ltd. Common Stock G03910109 33 1,275 Alliance Semi Conductor Corp. Common Stock 01877H100 33 2,000 Altair International Inc. Common Stock 02136W102 4 1,000 Alteon Inc. Common Stock 02144G107 10 11,000 Altera Corp. Common Stock 021441100 186 3,757 Altex Industries Inc. Common Stock 021454103 0 1,000 Autolliv, Inc. Common Stock 052800109 27 918 Alexion Pharmaceuticals Inc Common Stock 015351109 12 400 Alya Intl Inc Common Stock 02260W100 1 10,000 American Greetings Corp. Class A Common Stock 026375105 766 32,410 Applied Materials Inc. Common Stock 038222105 9,963 78,639 AMB Ppty Corp 8.50% Cum Red PFD QTR 30/360 00163T208 52 2,600 American Bancorporation Ohio Common Stock 024076408 5 278 American Bancorporation Cap Trust I PFD QTR 30/360 024075202 78 9,900 American Mortgage Acceptance Common Stock 027568104 6 720 Applied Micro Circuits Corp Common Stock 03822W109 874 6,865 AM Communications Inc. Common Stock 001674100 1 3,500 Amcor Ltd ADR ADR 02341R302 2,065 107,250 Amresco Capital Trust Inc Common Stock 031919103 2 200 American Classic Voyages Company Common Stock 024928103 119 3,410 Advanced Micro Devices Inc. Common Stock 007903107 606 20,946 Applied Medical Devices Common Stock 038223103 0 600 Ametek Inc. New Common Stock 031100100 136 7,125 Crosswalk.com Inc Common Stock 227685104 74 14,500 American Finl Hldgs Inc Common Stock 026075101 59 4,725 Affiliated Managers Group Common Stock 008252108 24 600 Amgen Inc. Common Stock 031162100 28,503 474,549 American Healthcorp, Inc. Common Stock 02649V104 107 23,458 ACME Metals Inc. Common Stock 004724100 0 525 Americare Health Scan Inc. Common Stock 03060C104 0 1 Amkor Technology Inc Common Stock 031652100 13 470 Amylin Pharmaceuticals Inc. Common Stock 032346108 122 14,600 Ameron Inc. Common Stock 030710107 47 1,177 American National Bankshares Inc Common Stock 027745108 57 3,410 Ampal Amern Israel Corp. PreferdStk Conv 032015307 3 102 AMR Corp. Common Stock 001765106 469 7,000 Albany Molecular Resh Inc Common Stock 012423109 31 1,000 American Superconductor Corp. Common Stock 030111108 216 7,700 Amsurg Corp.- Cl A Common Stock 03232P108 5 795 Amsurg Corp.- Cl B Common Stock 03232P207 62 9,516 American Software CL A Common Stock 029683109 18 1,800 American Management Systems Inc. Common Stock 027352103 1,181 37,635 American Tower System Corp Cl A Common Stock 029912201 662 21,659 Ameritrade Holding Corp. Class A Common Stock 03072H109 452 20,850 American Woodmark Corp. Common Stock 030506109 1,011 41,710 Amazon.com, Inc. Common Stock 023135106 8,242 108,264 Autonation Inc Common Stock 05329W102 237 25,617 American Nat'l Insurance Co Common Stock 028591105 109 1,715 Airnet Communications Corp Common Stock 00941P106 564 15,500 Anacomp Inc Del Common Stock 032371106 36 2,000 Ancor Communications Inc Common Stock 03332K108 122 1,800 Andover Bancorp Inc. Common Stock 034258103 14 500 Andover Net Inc Common Stock 034318105 102 2,855 Andrew Corp. Common Stock 034425108 299 15,775 Anaren Microwave Inc Common Stock 032744104 3 50 Abercrombie & Fitch Co Cl A Common Stock 002896207 517 19,374 Anglogold Limited-Spon ADR ADR 035128206 10 407 Anicom Inc. Common Stock 035250109 24 5,575 Analytical Surveys Inc. Common Stock 032683302 5 400 Analysts Intl Corp. Common Stock 032681108 21 1,700 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Aris Industries Inc x 0 7,500 0 Apartment Investment & Mgt Co Class A x 0 90 0 Apartment Inv & Mgmt Co 8.75% Cum PFD x 0 7,400 0 Apartment Invt & Mgmt Co 9% Cum Perp x 0 9,300 0 Apartment Invt & Mgmt Co Pfd H 9.50% x 0 1,500 0 Amcast Industrial Corp x 0 400 0 Gallagher Arthur J & Co x 0 11,868 0 Akamai Technologies Inc x 0 815 0 Ambac Financial Group Inc 7.08% x 0 6,000 0 Armstrong World Industries 7.45% Pfd x 0 400 0 Acclaim Entmt Inc. Com Par $.02 x 0 61,790 0 Embotelladora Andina S A x 0 600 0 AK Steel Holding Corp. x 0 13,397 0 Aksys Ltd x 0 1,000 0 AKZO Nobel NV Spons ADR x 0 3,152 0 Alcan Aluminium Ltd x 0 8,020 0 Alcatel Alsthom Sponsored ADR x 0 188,519 0 Alabama Natl Bancorp Dela x 0 2,226 0 Alanco Enviromental Resources Corp. x 0 110 0 Albemarle Corp. x 0 1,976 0 Alcide Corp. x 0 100 0 Aldila, Inc. x 0 2,750 0 Allied Domecq PLC x 0 36,100 0 Aladdin Knowledge Sys Ltd x 0 5,000 0 Alexander & Baldwin Inc. x 0 300 0 Alfa Corp x 0 1,600 0 Alottafun Inc x 0 45,000 0 Algiers Bancorp Inc. x 0 300 0 Allstate Corp. - 7.125% Sr Qtrly In x 0 749 0 Alaska Air Group Inc. x 0 979 0 The Allstate Corp. x 0 278,519 0 Allstate Financing I 7.95% Cum x 0 9,225 0 Allied Capital Corp. x 0 28,147 0 Allied Energy Corp. x 0 500 0 Alpha Microsystems Inc x 0 1,000 0 Allen Telecom Inc. x 0 700 0 Alabama Power Capital Trust I x 0 400 0 Alabama Power Capt Trust II x 0 2,600 0 Annuity & Life Re Holdings Ltd. x 0 1,275 0 Alliance Semi Conductor Corp. x 0 2,000 0 Altair International Inc. x 0 1,000 0 Alteon Inc. x 0 11,000 0 Altera Corp. x 0 3,757 0 Altex Industries Inc. x 0 1,000 0 Autolliv, Inc. x 0 918 0 Alexion Pharmaceuticals Inc x 0 400 0 Alya Intl Inc x 0 10,000 0 American Greetings Corp. Class A x 0 32,410 0 Applied Materials Inc. x 0 78,639 0 AMB Ppty Corp 8.50% Cum Red x 0 2,600 0 American Bancorporation Ohio x 0 278 0 American Bancorporation Cap Trust I x 0 9,900 0 American Mortgage Acceptance x 0 720 0 Applied Micro Circuits Corp x 0 6,865 0 AM Communications Inc. x 0 3,500 0 Amcor Ltd ADR x 0 107,250 0 Amresco Capital Trust Inc x 0 200 0 American Classic Voyages Company x 0 3,410 0 Advanced Micro Devices Inc. x 0 20,946 0 Applied Medical Devices x 0 600 0 Ametek Inc. New x 0 7,125 0 Crosswalk.com Inc x 0 14,500 0 American Finl Hldgs Inc x 0 4,725 0 Affiliated Managers Group x 0 600 0 Amgen Inc. x 0 474,549 0 American Healthcorp, Inc. x 0 23,458 0 ACME Metals Inc. x 0 525 0 Americare Health Scan Inc. x 0 1 0 Amkor Technology Inc x 0 470 0 Amylin Pharmaceuticals Inc. x 0 14,600 0 Ameron Inc. x 0 1,177 0 American National Bankshares Inc x 0 3,410 0 Ampal Amern Israel Corp. x 0 102 0 AMR Corp. x 0 7,000 0 Albany Molecular Resh Inc x 0 1,000 0 American Superconductor Corp. x 0 7,700 0 Amsurg Corp.- Cl A x 0 795 0 Amsurg Corp.- Cl B x 0 9,516 0 American Software CL A x 0 1,800 0 American Management Systems Inc. x 0 37,635 0 American Tower System Corp Cl A x 0 21,659 0 Ameritrade Holding Corp. Class A x 0 20,850 0 American Woodmark Corp. x 0 41,710 0 Amazon.com, Inc. x 0 108,264 0 Autonation Inc x 0 25,617 0 American Nat'l Insurance Co x 0 1,715 0 Airnet Communications Corp x 0 15,500 0 Anacomp Inc Del x 0 2,000 0 Ancor Communications Inc x 0 1,800 0 Andover Bancorp Inc. x 0 500 0 Andover Net Inc x 0 2,855 0 Andrew Corp. x 0 15,775 0 Anaren Microwave Inc x 0 50 0 Abercrombie & Fitch Co Cl A x 0 19,374 0 Anglogold Limited-Spon ADR x 0 407 0 Anicom Inc. x 0 5,575 0 Analytical Surveys Inc. x 0 400 0 Analysts Intl Corp. x 0 1,700 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Angio Medical Corp Common Stock 034755108 0 500 Ann Taylor Stores Corp. Common Stock 036115103 602 17,470 Answerthink Consulting Corp Common Stock 036916104 61 1,795 Ansys Inc. Common Stock 03662Q105 47 4,300 Antec Corp. Common Stock 03664P105 108 2,950 Ants Software.com Common Stock 037271103 1 50 Antex Biologics Inc Common Stock 03672W100 4 10,000 ANZ Exch Pfd Trust 8% PFD QTR 30/360 001823202 11 500 Australia & New Zealand Preferred Stock 052528403 4 150 AON Corp. Common Stock 037389103 762 19,040 Alberta Energy Co Ltd Common Stock 012873105 47 1,500 Appalachian Oil & Gas Inc Common Stock 037725207 0 100 America Online Inc. Common Stock 02364J104 110,078 1,459,184 Mosenergo - Sponsored ADR ADR 037376308 1 300 Aurora Foods Inc Common Stock 05164B106 233 24,985 Smith A O Corp. Common Stock 831865209 53 2,412 Apache Corp. Common Stock 037411105 649 17,577 Asia Pacific Fund Inc. Common Stock 044901106 68 6,000 Anadarko Pete Corp. Common Stock 032511107 73 2,132 American Power Conversion Common Stock 029066107 727 27,570 Applied Coatings Intl Inc Common Stock 037905106 0 2,000 Air Products and Chemicals, Inc. Common Stock 009158106 1,201 35,771 Amphenol Corp New Cl A Common Stock 032095101 40 600 Advanced Photonix Inc. Common Stock 00754E107 28 10,000 Appalachian Power Ser A PFD PFD QTR 30/360 037735826 13 600 Atplan Inc Common Stock 04962Q100 2 250 Applied Magnetics Corp. Common Stock 038213104 0 500 Appoint Technologies Inc Common Stock 038317103 0 4,000 Appnet Systems Inc. Common Stock 03831Q101 330 7,540 Apogee Enterprises Common Stock 037598109 80 15,840 Apollo Group Inc. Class A Common Stock 037604105 16 800 Applebee's International Inc. Common Stock 037899101 170 5,770 American Precision Industries Common Stock 029069101 155 18,000 APS Holding Corp. Common Stock 001937101 0 1,450 Amerigas Partners L P LTD Part P4 030975106 391 26,300 American Patents Unlimited Inc Common Stock 028829109 0 16,000 Applied Power Inc Class A Common Stock 038225108 627 17,060 Apex Municipal Fund, Inc. Common Stock 037580107 174 20,000 Applied Industrial Tech Inc. Common Stock 03820C105 65 3,937 Aquila Biopharmaceuticals Inc. Common Stock 03839F107 1 332 QMS Inc. Common Stock 74726G102 100 34,137 Aracruz Celelose SA ADR NEW ADR 038496204 294 11,195 Ariba Inc Common Stock 04033V104 422 2,380 Atlantic Richfield Co. Common Stock 048825103 4,217 48,755 Atlantic Richfield Co Pref Preferred Stock 048825400 24 45 Arcadis NV Common Stock N0605M105 15 2,150 Allied Riser Communications Cp Common Stock 019496108 52 2,500 Aradigm Corp Common Stock 038505103 10 1,000 Ardent Software Inc Common Stock 039794102 8 200 Alexandria Real Estate Equities Inc. Common Stock 015271109 60 1,900 Area Bancshares Corp. New Common Stock 039872106 12 500 Airgas Inc. Common Stock 009363102 8 860 Amerigon Inc Cl A- New Common Stock 03070L300 5 1,500 Arden Realty Group Inc. Common Stock 039793104 37 1,825 Ariad Pharmaceuticals Inc Common Stock 04033A100 3 1,000 ARI Network Services Common Stock 001930205 11 1,000 Arch Chemicals Common Stock 03937R102 27 1,272 Arm Holdings PCL Spons ADR ADR 042068106 216 1,128 American Re Capital Cum Income PFD QTR 30/360 029162203 22 900 Aronex Pharmaceuticals Inc Common Stock 042666206 2 500 Arrow International, Inc. Common Stock 042764100 12 400 ACNielsen Corp. Common Stock 004833109 212 8,620 Arthrocare Corp Common Stock 043136100 143 2,345 Art Technology Group Inc Common Stock 04289L107 372 2,864 Artesian Resources Corp Cl A Common Stock 043113208 10 315 Advanced Radio Telecom Corp Common Stock 00754U101 197 8,200 Arvin Industries, Inc. Common Stock 043339100 588 20,725 Arrow Electronics Inc. Common Stock 042735100 1,100 43,367 Arrow Magnolia Intl Inc. Common Stock 042768101 6 2,650 Aeroflex Inc. Common Stock 007768104 12 1,125 ASA Ltd Common Stock 002050102 20 1,070 Associated Banc Corp. Common Stock 045487105 15 431 Ascent Pediatrics Inc Common Stock 04362X200 13 10,000 American Standard Companies Inc. Common Stock 029712106 195 4,257 Aspect Development Inc Common Stock 045234101 216 3,150 Astoria Financial Corp. Common Stock 046265104 264 8,677 Ashford Com Inc Common Stock 044093102 11 1,000 Artisoft Inc. Common Stock 04314L106 9 500 Liberty All Star Growth Fd Common Stock 529900102 223 20,617 On Assignment Inc. Common Stock 682159108 29 975 Ashland Inc. Common Stock 044204105 33 991 Ashanti Goldfield Co. LTD GDR ADR 043743202 28 10,700 ASM International N.V. Foreign Stock N07045102 12 500 ASM Lithography Holding NV ADR N07059111 526 4,623 Archstone Communities Trust Common Stock 039581103 458 22,357 Archstone Communities Tr 9% PFD Ser B PFD QTR 30/360 039581301 126 6,100 Archstone Cmntys Tr PFD QTR 30/360 039581509 36 1,800 AmSouth Bancorp Common Stock 032165102 959 49,653 Aspect Communications Inc Common Stock 04523Q102 671 17,153 Astec Industries Inc Common Stock 046224101 8 400 Allergan Specialty Therap-A Common Stock 018494104 0 5 Ashton Technology Group Inc Common Stock 045084100 4 610 ASE Test Limited Foreign Stock Y02516105 5 200 AG Services of America Inc. Common Stock 001250109 1 100 Anglo Swiss Resources Inc. Foreign Stock 034919100 5 68,000 Active Software Inc Common Stock 00504E100 5 50 Alltel Corp. Common Stock 020039103 1,698 20,539 Atlantic Capt I Cum Qtly Inc. PFD QTR 30/360 048272207 107 5,050 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Angio Medical Corp x 0 500 0 Ann Taylor Stores Corp. x 0 17,470 0 Answerthink Consulting Corp x 0 1,795 0 Ansys Inc. x 0 4,300 0 Antec Corp. x 0 2,950 0 Ants Software.com x 0 50 0 Antex Biologics Inc x 0 10,000 0 ANZ Exch Pfd Trust 8% x 0 500 0 Australia & New Zealand x 0 150 0 AON Corp. x 0 19,040 0 Alberta Energy Co Ltd x 0 1,500 0 Appalachian Oil & Gas Inc x 0 100 0 America Online Inc. x 0 1,459,184 0 Mosenergo - Sponsored ADR x 0 300 0 Aurora Foods Inc x 0 24,985 0 Smith A O Corp. x 0 2,412 0 Apache Corp. x 0 17,577 0 Asia Pacific Fund Inc. x 0 6,000 0 Anadarko Pete Corp. x 0 2,132 0 American Power Conversion x 0 27,570 0 Applied Coatings Intl Inc x 0 2,000 0 Air Products and Chemicals, Inc. x 0 35,771 0 Amphenol Corp New Cl A x 0 600 0 Advanced Photonix Inc. x 0 10,000 0 Appalachian Power Ser A PFD x 0 600 0 Atplan Inc x 0 250 0 Applied Magnetics Corp. x 0 500 0 Appoint Technologies Inc x 0 4,000 0 Appnet Systems Inc. x 0 7,540 0 Apogee Enterprises x 0 15,840 0 Apollo Group Inc. Class A x 0 800 0 Applebee's International Inc. x 0 5,770 0 American Precision Industries x 0 18,000 0 APS Holding Corp. x 0 1,450 0 Amerigas Partners L P x 0 26,300 0 American Patents Unlimited Inc x 0 16,000 0 Applied Power Inc Class A x 0 17,060 0 Apex Municipal Fund, Inc. x 0 20,000 0 Applied Industrial Tech Inc. x 0 3,937 0 Aquila Biopharmaceuticals Inc. x 0 332 0 QMS Inc. x 0 34,137 0 Aracruz Celelose SA ADR NEW x 0 11,195 0 Ariba Inc x 0 2,380 0 Atlantic Richfield Co. x 0 48,755 0 Atlantic Richfield Co Pref x 0 45 0 Arcadis NV x 0 2,150 0 Allied Riser Communications Cp x 0 2,500 0 Aradigm Corp x 0 1,000 0 Ardent Software Inc x 0 200 0 Alexandria Real Estate Equities Inc. x 0 1,900 0 Area Bancshares Corp. New x 0 500 0 Airgas Inc. x 0 860 0 Amerigon Inc Cl A- New x 0 1,500 0 Arden Realty Group Inc. x 0 1,825 0 Ariad Pharmaceuticals Inc x 0 1,000 0 ARI Network Services x 0 1,000 0 Arch Chemicals x 0 1,272 0 Arm Holdings PCL Spons ADR x 0 1,128 0 American Re Capital Cum Income x 0 900 0 Aronex Pharmaceuticals Inc x 0 500 0 Arrow International, Inc. x 0 400 0 ACNielsen Corp. x 0 8,620 0 Arthrocare Corp x 0 2,345 0 Art Technology Group Inc x 0 2,864 0 Artesian Resources Corp Cl A x 0 315 0 Advanced Radio Telecom Corp x 0 8,200 0 Arvin Industries, Inc. x 0 20,725 0 Arrow Electronics Inc. x 0 43,367 0 Arrow Magnolia Intl Inc. x 0 2,650 0 Aeroflex Inc. x 0 1,125 0 ASA Ltd x 0 1,070 0 Associated Banc Corp. x 0 431 0 Ascent Pediatrics Inc x 0 10,000 0 American Standard Companies Inc. x 0 4,257 0 Aspect Development Inc x 0 3,150 0 Astoria Financial Corp. x 0 8,677 0 Ashford Com Inc x 0 1,000 0 Artisoft Inc. x 0 500 0 Liberty All Star Growth Fd x 0 20,617 0 On Assignment Inc. x 0 975 0 Ashland Inc. x 0 991 0 Ashanti Goldfield Co. LTD GDR x 0 10,700 0 ASM International N.V. x 0 500 0 ASM Lithography Holding NV x 0 4,623 0 Archstone Communities Trust x 0 22,357 0 Archstone Communities Tr 9% PFD Ser B x 0 6,100 0 Archstone Cmntys Tr x 0 1,800 0 AmSouth Bancorp x 0 49,653 0 Aspect Communications Inc x 0 17,153 0 Astec Industries Inc x 0 400 0 Allergan Specialty Therap-A x 0 5 0 Ashton Technology Group Inc x 0 610 0 ASE Test Limited x 0 200 0 AG Services of America Inc. x 0 100 0 Anglo Swiss Resources Inc. x 0 68,000 0 Active Software Inc x 0 50 0 Alltel Corp. x 0 20,539 0 Atlantic Capt I Cum Qtly Inc. x 0 5,050 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Astea Intl Inc Common Stock 04622E109 2 300 American Technologies Group Common Stock 030143101 1 1,800 Equity Income Fd Common Stock 294700703 381 1,877 AGL Resources Inc. Common Stock 001204106 377 22,181 ATG Inc. Common Stock 00206P106 23 5,300 At Home Corp. Cl A Common Stock 045919107 3,069 71,584 Allegheny Technologies Inc Common Stock 01741R102 21 952 Alliant Techsystem Common Stock 018804104 548 8,800 Atlantis Group Inc New Common Stock 049148109 0 25 Atlantic Finl Fed Common Stock 048535108 0 450 Atlas Air Inc. Common Stock 049164106 33 1,200 Atmi Inc.orporation Common Stock 00207R101 603 18,225 Atmel Corp. Common Stock 049513104 958 32,410 ATMOS Energy Corp Common Stock 049560105 53 2,577 Aptargroup Inc. Common Stock 038336103 158 6,300 Atrion Corp Common Stock 049904105 21 2,000 ATS Automation Tooling Systems Common Stock 001940105 10 600 Artesyn Technologies Inc. Common Stock 043127109 638 30,400 Atlas Corp. New Common Stock 049267305 0 44 Cross A T Co Cl A Common Stock 227478104 2 400 Automatic Data Processing Common Stock 053015103 9,266 171,988 Aura Systems Inc. Common Stock 051526101 0 500 Avista Corp Common Stock 05379B107 117 7,565 Avista Corp. Conv Pfd PreferdStk Conv 05379B503 579 37,950 Avatex Corp Common Stock 05349F402 9 6,484 Avalonbay Communities Inc. Common Stock 053484101 252 7,332 Avalonbay Communities Inc PFD SrD 8.00 PFD QTR 30/360 053484309 18 1,000 Avalonbay Communities Inc PFD SrF 9.00 PFD QTR 30/360 053484507 12 600 Avalonbay Communities Inc 8.7% Sr H Pf PFD QTR 30/360 053484705 8 400 Aventis ADR 053561106 716 12,583 Avis Rent A Car Inc Common Stock 053790101 100 3,910 Avid Technology Inc. Common Stock 05367P100 170 13,000 Aviron Common Stock 053762100 5 300 Avitar Inc Common Stock 053801106 0 9 Aviall Inc. Common Stock 05366B102 8 1,000 Avanir Pharmaceuticals CL-A Common Stock 05348P104 3 1,000 Avant Corp Common Stock 053487104 3 210 Avoca Inc. Common Stock 053843108 15 700 Avon Products Inc. Common Stock 054303102 2,896 87,760 Applied Voice Recognition Inc Common Stock 03828N103 1 5,000 Avert Inc Common Stock 053596102 19 1,500 Aviation Sales Co. Common Stock 053672101 8 500 Avnet Inc. Common Stock 053807103 44 727 AVT Corp. Common Stock 002420107 19 400 AVX Corporation Common Stock 002444107 57 1,135 Avery Dennison Corp. Common Stock 053611109 2,658 36,474 America West Holdings Corp. Common Stock 023657208 33 1,585 Allied Waste Inds Inc. Com New Common Stock 019589308 181 20,512 American Water Works Co Inc. Common Stock 030411102 210 9,870 American States Water Company Common Stock 029899101 134 3,729 Aware Inc. Mass Common Stock 05453N100 205 5,625 Avalon Hldgs Corp. Common Stock 05343P109 2 375 AXA-UAP - Sponsored ADR ADR 054536107 381 5,373 AMPEX Inc. Common Stock 032092108 85 15,700 AXA Financial Inc Common Stock 002451102 1,336 39,453 American Axle & Manufacturing Holdings Common Stock 024061103 10 800 Axent Technologies Inc. Common Stock 05459C108 29 1,360 American Express Co. Common Stock 025816109 12,956 77,929 American Express Co Cap Tr 1 7% PFD QTR 30/360 02583Y205 24 1,200 Allegheny Energy Inc. Common Stock 017361106 612 22,700 ALZA Corp. Com Common Stock 022615108 130 3,750 Astrazena PLC -Spons ADR ADR 046353108 357 8,545 Autozone Inc. Common Stock 053332102 46 1,410 Aspen Technology Inc. Common Stock 045327103 26 1,000 AZTAR Corp. Common Stock 054802103 33 3,025 Aztec Technology Partners Inc. Common Stock 05480L101 0 23 Azurix Corp. Common Stock 05501M104 130 14,500 Bankamerica Capital IV-7% CUM TR PFD QTR 30/360 066044207 6 300 Bear Stearns Captl Trust II 7.50% PFD QTR 30/360 07383J209 72 3,465 Bk Of Ireland Common Stock G49374104 2 200 Bellsouth Cap Funding Quibs 7.375% PFD QTR 30/360 079857207 9 400 Borne Chemical Co. Inc. OLD Foreign Stock 099869109 0 300 Boeing Co. Common Stock 097023105 5,481 131,865 Baan Co N.V. Common Stock N08044104 99 7,035 BAA PLC Spons ADR ADR 05518L206 9 1,330 British Airways PLC ADR ADR 110419306 20 310 Bank of America Corp. Common Stock 060505104 13,156 262,142 Bank America Capital I Preferred Stock 066046202 11 500 Buenos Aires Embotelladora S A ADR 119424208 0 804 Bayerische Motoren Werke A G Foreign Stock D12096109 219 7,180 BBC Capital Trust I 9.5% Cum Pfd PFD QTR 30/360 05527J200 118 6,750 Barringer Technologies Inc. Common Stock 068509603 1 185 Barra Inc. Common Stock 068313105 33 1,050 Base Ten Sys Inc Common Stock 069779304 5 2,000 B A S F A G ADR 055262505 3,860 75,515 Baxter Intl Inc Common Stock 071813109 3,516 55,973 Bay Banks Virginia Inc Common Stock 072035108 23 624 Bayer AG Spons ADR ADR 072730302 134 2,845 Bed Bath & Beyond Inc. Common Stock 075896100 206 5,931 Bergen Brunswig Corp. Common Stock 083739102 438 52,740 Biotech Holders Tr Common Stock 09067D201 330 2,300 Blockbuster Inc Common Stock 093679108 229 17,106 British Biotech Spons ADR ADR 110515103 1 150 Black Box Corp. Common Stock 091826107 71 1,060 Banco Bradesco SA Sponsored Adr Repstg ADR 059460105 202 25,580 Butler Manufacturing Co. Common Stock 123655102 8 350 BB&T Corp. Common Stock 054937107 3,112 113,667 Bank Atlantic Bancorp Inc. A Common Stock 065908501 35 8,440 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Astea Intl Inc x 0 300 0 American Technologies Group x 0 1,800 0 Equity Income Fd x 0 1,877 0 AGL Resources Inc. x 0 22,181 0 ATG Inc. x 0 5,300 0 At Home Corp. Cl A x 0 71,584 0 Allegheny Technologies Inc x 0 952 0 Alliant Techsystem x 0 8,800 0 Atlantis Group Inc New x 0 25 0 Atlantic Finl Fed x 0 450 0 Atlas Air Inc. x 0 1,200 0 Atmi Inc.orporation x 0 18,225 0 Atmel Corp. x 0 32,410 0 ATMOS Energy Corp x 0 2,577 0 Aptargroup Inc. x 0 6,300 0 Atrion Corp x 0 2,000 0 ATS Automation Tooling Systems x 0 600 0 Artesyn Technologies Inc. x 0 30,400 0 Atlas Corp. New x 0 44 0 Cross A T Co Cl A x 0 400 0 Automatic Data Processing x 0 171,988 0 Aura Systems Inc. x 0 500 0 Avista Corp x 0 7,565 0 Avista Corp. Conv Pfd x 0 37,950 0 Avatex Corp x 0 6,484 0 Avalonbay Communities Inc. x 0 7,332 0 Avalonbay Communities Inc PFD SrD 8.00 x 0 1,000 0 Avalonbay Communities Inc PFD SrF 9.00 x 0 600 0 Avalonbay Communities Inc 8.7% Sr H Pf x 0 400 0 Aventis x 0 12,583 0 Avis Rent A Car Inc x 0 3,910 0 Avid Technology Inc. x 0 13,000 0 Aviron x 0 300 0 Avitar Inc x 0 9 0 Aviall Inc. x 0 1,000 0 Avanir Pharmaceuticals CL-A x 0 1,000 0 Avant Corp x 0 210 0 Avoca Inc. x 0 700 0 Avon Products Inc. x 0 87,760 0 Applied Voice Recognition Inc x 0 5,000 0 Avert Inc x 0 1,500 0 Aviation Sales Co. x 0 500 0 Avnet Inc. x 0 727 0 AVT Corp. x 0 400 0 AVX Corporation x 0 1,135 0 Avery Dennison Corp. x 0 36,474 0 America West Holdings Corp. x 0 1,585 0 Allied Waste Inds Inc. Com New x 0 20,512 0 American Water Works Co Inc. x 0 9,870 0 American States Water Company x 0 3,729 0 Aware Inc. Mass x 0 5,625 0 Avalon Hldgs Corp. x 0 375 0 AXA-UAP - Sponsored ADR x 0 5,373 0 AMPEX Inc. x 0 15,700 0 AXA Financial Inc x 0 39,453 0 American Axle & Manufacturing Holdings x 0 800 0 Axent Technologies Inc. x 0 1,360 0 American Express Co. x 0 77,929 0 American Express Co Cap Tr 1 7% x 0 1,200 0 Allegheny Energy Inc. x 0 22,700 0 ALZA Corp. Com x 0 3,750 0 Astrazena PLC -Spons ADR x 0 8,545 0 Autozone Inc. x 0 1,410 0 Aspen Technology Inc. x 0 1,000 0 AZTAR Corp. x 0 3,025 0 Aztec Technology Partners Inc. x 0 23 0 Azurix Corp. x 0 14,500 0 Bankamerica Capital IV-7% CUM TR x 0 300 0 Bear Stearns Captl Trust II 7.50% x 0 3,465 0 Bk Of Ireland x 0 200 0 Bellsouth Cap Funding Quibs 7.375% x 0 400 0 Borne Chemical Co. Inc. OLD x 0 300 0 Boeing Co. x 0 131,865 0 Baan Co N.V. x 0 7,035 0 BAA PLC Spons ADR x 0 1,330 0 British Airways PLC ADR x 0 310 0 Bank of America Corp. x 0 262,142 0 Bank America Capital I x 0 500 0 Buenos Aires Embotelladora S A x 0 804 0 Bayerische Motoren Werke A G x 0 7,180 0 BBC Capital Trust I 9.5% Cum Pfd x 0 6,750 0 Barringer Technologies Inc. x 0 185 0 Barra Inc. x 0 1,050 0 Base Ten Sys Inc x 0 2,000 0 B A S F A G x 0 75,515 0 Baxter Intl Inc x 0 55,973 0 Bay Banks Virginia Inc x 0 624 0 Bayer AG Spons ADR x 0 2,845 0 Bed Bath & Beyond Inc. x 0 5,931 0 Bergen Brunswig Corp. x 0 52,740 0 Biotech Holders Tr x 0 2,300 0 Blockbuster Inc x 0 17,106 0 British Biotech Spons ADR x 0 150 0 Black Box Corp. x 0 1,060 0 Banco Bradesco SA Sponsored Adr Repstg x 0 25,580 0 Butler Manufacturing Co. x 0 350 0 BB&T Corp. x 0 113,667 0 Bank Atlantic Bancorp Inc. A x 0 8,440 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Best Buy Inc. Common Stock 086516101 825 16,442 Brunswick Corp. Common Stock 117043109 411 18,466 Barclays Bank PLC ADR 11.50% Ser D PFD QTR 30/360 06738C802 56 2,150 Barclays Bank Plc 8.0% Ser E2 Pfd PFD QTR 30/360 06738C836 144 6,500 Barclays Bank Plc 11.25% Amer PFD QTR 30/360 06738C505 64 2,500 Boise Cascade Common Stock 097383103 44 1,093 BCE Inc. Common Stock 05534B109 1,775 19,680 Burlington Coat Factory Whse Common Stock 121579106 240 17,280 Biochem Pharma Inc. Foreign Stock 09058T108 154 7,101 Bard C R Inc. Common Stock 067383109 292 5,515 Biocryst Pharmaceuticals Inc Common Stock 09058V103 251 8,500 Barclays PLC ADR ADR 06738E204 115 999 Budget Group Inc Cl A Common Stock 119003101 11 1,200 Bid.Com Intl Inc Common Stock 088788104 97 23,100 Bandag Inc. Common Stock 059815100 28 1,100 Bandag Inc. Class A Common Stock 059815308 23 1,100 Black & Decker Corp. Common Stock 091797100 1,533 29,339 Brandywine Realty Trust SBI Common Stock 105368203 1,102 67,309 Bombardier Inc- Cl A Common Stock 097751101 6 300 Bombardier Inc. Cl B Common Stock 097751200 48 2,340 Breed Technology Common Stock 106702103 0 401 Becton Dickinson & Co Common Stock 075887109 2,731 102,075 Bindley Western Inds Inc. Common Stock 090324104 22 1,435 Summit Technology Inc. Common Stock 86627E101 81 6,950 BEA Systems Inc. Common Stock 073325102 1,215 17,378 BE Aerospace, Inc. Common Stock 073302101 264 31,250 Beckman Coulter Inc. Common Stock 075811109 283 5,559 Bedford Property Investors Common Stock 076446301 152 8,915 Bridgestreet Accommodations Inc. Common Stock 108452103 9 6,000 Big Rock Brewery Ltd Foreign Stock 08948A105 3 500 Bell Atlantic Corp. Common Stock 077853109 16,195 263,058 Bel Fuse Inc. Common Stock 077347201 40 1,450 Bel Fuse Inc CL-B Common Stock 077347300 114 4,750 Bellwether Exploration Co. Common Stock 079895207 4 800 Franklin Resources Common Stock 354613101 1,176 36,685 Be Inc Common Stock 073309106 52 2,300 Beringer Wine Estates-B Common Stock 084102102 110 2,750 Best Products Co Inc. Common Stock 086553104 0 400 Beverly Enterprises Inc. New Common Stock 087851309 162 37,100 Baldor Electric co Common Stock 057741100 54 3,000 Brown Forman Corp. CL B Common Stock 115637209 112 1,950 Bright Horizons Family Solutions Inc. Common Stock 109195107 19 1,000 The Blackrock California Common Stock 09247G108 14 1,000 Brauns Fashions Corp Common Stock 105658108 32 1,500 BostonFed Bancorp Inc Common Stock 101178101 7 450 Bally Total Fitness Holdings Corp. Common Stock 05873K108 3 100 Bluefly Inc. Common Stock 096227103 5 500 Bestfoods Common Stock 08658U101 2,892 55,019 Ben Franklin Retail Stores, Inc. Common Stock 081499105 0 221 Saul Centers Common Stock 804395101 17 1,200 BGE Capital Trust 1 7.16% Tr PFD QTR 30/360 055415202 409 19,955 Biogen Inc. Common Stock 090597105 6,978 82,583 Briggs & Stratton Corp. Common Stock 109043109 53 994 Manhattan Bagel Inc Common Stock 562751107 0 500 Bogen Communications Intl Common Stock 097189104 10 1,250 Bema Gold Corp. Common Stock 08135F107 17 27,000 Borders Group Inc. Common Stock 099709107 308 19,170 Bangor Hydro Electric CO Common Stock 060077104 21 1,290 Bar Harbor Bankshares Common Stock 066849100 13 750 BHC Communications Inc. Common Stock 055448104 200 1,250 Baker Hughes Inc. Common Stock 057224107 448 21,270 Broken Hill Proprietary Co Ltd ADR 112169602 20 760 Bighub Com Inc Common Stock 089865109 4 1,100 Bell & Howell Co. Common Stock 077852101 183 5,765 Bell Industries Inc. Common Stock 078107109 15 2,000 Biocontrol Technology Inc. Common Stock 090586108 7 146,000 Sothebys Holdings Inc. - Cl A Ltd Vtg Common Stock 835898107 33 1,090 Bingo Com Inc. Foreign Stock 09051N108 0 300 Excelsior-Henderson Motorcycle Man Co Common Stock 300906104 1 1,800 Cannondale Corp. Common Stock 137798104 7 1,000 Billing Information Concepts Common Stock 090063108 189 29,000 Bionx Implants Inc. Common Stock 09064Q106 0 100 Bio-Rad Laboratories Inc. Common Stock 090572207 22 940 Biomira Inc Common Stock 09161R106 3 800 Biosys Inc. Common Stock 09066N200 0 216 Birmingham Steel Corp. Common Stock 091250100 70 13,235 Biosonics Incorporation Common Stock 090908104 0 50,000 BJ's Wholesale Club Inc. Common Stock 05548J106 3,907 107,040 BJ Services Co. Common Stock 055482103 72 1,710 Bank of New York Co. Inc. Common Stock 064057102 2,912 72,788 Bank of New York Capital II PFD QTR 30/360 096564208 20 900 BNY Capital III-Trust PFD QTR 30/360 05563W206 43 2,200 BNY Capital Trust IV 6.875% Ser E PFD QTR 30/360 09656G201 108 5,600 Buckeye Technologies Inc Common Stock 118255108 25 1,680 W R Berkley Corp. Common Stock 084423102 175 8,375 Bank of North Carolina Common Stock 06414Q109 12 781 Barnes & Noble Inc. Common Stock 067774109 247 11,990 Brookstone Inc. Common Stock 114537103 520 29,593 The Blackrock Income Tr Inc. Common Stock 09247F100 193 34,000 Bank United Tex Preferred Stock 065414302 5 200 Bank United Capital II-9.60% Cum Trust PFD QTR 30/360 06651W207 43 2,400 Blair Corp. Common Stock 092828102 4 300 Belo A H Com Ser A Common Stock 080555105 96 5,050 Brookdale Living Communities Inc. Common Stock 112462106 10 800 Ballard Power Systems Inc. Common Stock 05858H104 74 2,610 Blue Fish Clothing Inc. Common Stock 095480109 0 2,700 Ball Corp. Common Stock 058498106 75 1,909 Belmont Bancorp St. Clairsville Common Stock 080162100 18 2,746 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Best Buy Inc. x 0 16,442 0 Brunswick Corp. x 0 18,466 0 Barclays Bank PLC ADR 11.50% Ser D x 0 2,150 0 Barclays Bank Plc 8.0% Ser E2 Pfd x 0 6,500 0 Barclays Bank Plc 11.25% Amer x 0 2,500 0 Boise Cascade x 0 1,093 0 BCE Inc. x 0 19,680 0 Burlington Coat Factory Whse x 0 17,280 0 Biochem Pharma Inc. x 0 7,101 0 Bard C R Inc. x 0 5,515 0 Biocryst Pharmaceuticals Inc x 0 8,500 0 Barclays PLC ADR x 0 999 0 Budget Group Inc Cl A x 0 1,200 0 Bid.Com Intl Inc x 0 23,100 0 Bandag Inc. x 0 1,100 0 Bandag Inc. Class A x 0 1,100 0 Black & Decker Corp. x 0 29,339 0 Brandywine Realty Trust SBI x 0 67,309 0 Bombardier Inc- Cl A x 0 300 0 Bombardier Inc. Cl B x 0 2,340 0 Breed Technology x 0 401 0 Becton Dickinson & Co x 0 102,075 0 Bindley Western Inds Inc. x 0 1,435 0 Summit Technology Inc. x 0 6,950 0 BEA Systems Inc. x 0 17,378 0 BE Aerospace, Inc. x 0 31,250 0 Beckman Coulter Inc. x 0 5,559 0 Bedford Property Investors x 0 8,915 0 Bridgestreet Accommodations Inc. x 0 6,000 0 Big Rock Brewery Ltd x 0 500 0 Bell Atlantic Corp. x 0 263,058 0 Bel Fuse Inc. x 0 1,450 0 Bel Fuse Inc CL-B x 0 4,750 0 Bellwether Exploration Co. x 0 800 0 Franklin Resources x 0 36,685 0 Be Inc x 0 2,300 0 Beringer Wine Estates-B x 0 2,750 0 Best Products Co Inc. x 0 400 0 Beverly Enterprises Inc. New x 0 37,100 0 Baldor Electric co x 0 3,000 0 Brown Forman Corp. CL B x 0 1,950 0 Bright Horizons Family Solutions Inc. x 0 1,000 0 The Blackrock California x 0 1,000 0 Brauns Fashions Corp x 0 1,500 0 BostonFed Bancorp Inc x 0 450 0 Bally Total Fitness Holdings Corp. x 0 100 0 Bluefly Inc. x 0 500 0 Bestfoods x 0 55,019 0 Ben Franklin Retail Stores, Inc. x 0 221 0 Saul Centers x 0 1,200 0 BGE Capital Trust 1 7.16% Tr x 0 19,955 0 Biogen Inc. x 0 82,583 0 Briggs & Stratton Corp. x 0 994 0 Manhattan Bagel Inc x 0 500 0 Bogen Communications Intl x 0 1,250 0 Bema Gold Corp. x 0 27,000 0 Borders Group Inc. x 0 19,170 0 Bangor Hydro Electric CO x 0 1,290 0 Bar Harbor Bankshares x 0 750 0 BHC Communications Inc. x 0 1,250 0 Baker Hughes Inc. x 0 21,270 0 Broken Hill Proprietary Co Ltd x 0 760 0 Bighub Com Inc x 0 1,100 0 Bell & Howell Co. x 0 5,765 0 Bell Industries Inc. x 0 2,000 0 Biocontrol Technology Inc. x 0 146,000 0 Sothebys Holdings Inc. - Cl A Ltd Vtg x 0 1,090 0 Bingo Com Inc. x 0 300 0 Excelsior-Henderson Motorcycle Man Co x 0 1,800 0 Cannondale Corp. x 0 1,000 0 Billing Information Concepts x 0 29,000 0 Bionx Implants Inc. x 0 100 0 Bio-Rad Laboratories Inc. x 0 940 0 Biomira Inc x 0 800 0 Biosys Inc. x 0 216 0 Birmingham Steel Corp. x 0 13,235 0 Biosonics Incorporation x 0 50,000 0 BJ's Wholesale Club Inc. x 0 107,040 0 BJ Services Co. x 0 1,710 0 Bank of New York Co. Inc. x 0 72,788 0 Bank of New York Capital II x 0 900 0 BNY Capital III-Trust x 0 2,200 0 BNY Capital Trust IV 6.875% Ser E x 0 5,600 0 Buckeye Technologies Inc x 0 1,680 0 W R Berkley Corp. x 0 8,375 0 Bank of North Carolina x 0 781 0 Barnes & Noble Inc. x 0 11,990 0 Brookstone Inc. x 0 29,593 0 The Blackrock Income Tr Inc. x 0 34,000 0 Bank United Tex x 0 200 0 Bank United Capital II-9.60% Cum Trust x 0 2,400 0 Blair Corp. x 0 300 0 Belo A H Com Ser A x 0 5,050 0 Brookdale Living Communities Inc. x 0 800 0 Ballard Power Systems Inc. x 0 2,610 0 Blue Fish Clothing Inc. x 0 2,700 0 Ball Corp. x 0 1,909 0 Belmont Bancorp St. Clairsville x 0 2,746 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Block Drug Inc. Common Stock 093644102 26 839 BellSouth Corp. Common Stock 079860102 11,692 249,765 Bluestone Software Inc Common Stock 09623P102 167 1,450 Biolase Technology Corp. Common Stock 090911108 1 500 Billiton PLC-ADR ADR 090171109 302 52,560 Frederick Brewing Co Com New Common Stock 355673203 1 1,435 BMC Software Common Stock 055921100 2,224 27,827 Biomet Inc. Common Stock 090613100 519 12,970 Battle Mountain Gold Co Common Stock 071593107 4 1,829 Building Material Holding Corp. Common Stock 120113105 22 2,150 Bemis Co Inc. Common Stock 081437105 203 5,825 Bryn Mawr BK Corp. Common Stock 117665109 52 2,188 Bristol-Myers Squibb Co. Common Stock 110122108 34,501 537,498 Barnesandnoble Com Inc Common Stock 067846105 43 3,000 Bnccorp Inc Common Stock 055936108 24 4,000 Burlington Northern Santa Fe Corp. Common Stock 12189T104 517 21,319 Bank United Corp. CL A Common Stock 065412108 648 23,778 Benton Oil & Gas Co Common Stock 083288100 6 2,963 Boddie-Noell Properties Inc. Common Stock 096903109 3 400 Bentley Pharmaceuticals Inc. Common Stock 082657107 6 1,030 Bionova Holding Corp. Common Stock 09063Q107 0 50 Banyan Systems Inc. Common Stock 066908104 8 400 Bob Evans Farms Inc. Common Stock 096761101 242 15,660 Business Objects S A Spons ADR ADR 12328X107 13 100 Buffets, Inc. Common Stock 119882108 18 1,760 Boca Research Inc. Common Stock 096888102 7 1,000 Pacific Century Financial Corp. Common Stock 694058108 61 3,254 Bausch & Lomb Inc. Common Stock 071707103 863 12,605 Interpore Intl Common Stock 46062W107 18 2,250 Boise Cascade Office Product Common Stock 097403109 2 150 Burns Intl Services Corp Common Stock 122374101 2 200 Boston Acoustics Inc. Common Stock 100534106 228 16,340 Building One Services Corp Common Stock 120114103 1 142 Boston Chicken Inc. Common Stock 100578103 0 3,150 Botswana Rst Ltd ADR ADR 101349207 0 31 About.com Inc Common Stock 003736105 9 100 Bovie Medical Corp Common Stock 10211F100 0 19 Bowater Inc Common Stock 102183100 108 1,980 Boc Group PLC - Sponsored ADR ADR 055617609 2,970 69,675 Boykin Lodging Co Common Stock 103430104 127 11,600 British Petroleum PLC ADR ADR 110889409 7 120 BP Amoco Plc -Spons ADR ADR 055622104 7,441 125,452 Banco Comercial Portugues SA ADS ADR 059479303 5 200 Buckeye Partners L P Unit Common Stock 118230101 351 13,500 Bio-Plexus Inc. Common Stock 09057C106 1 250 Popular Inc. Common Stock 733174106 694 24,830 Banpais S.A. -Spons ADR ADR 066700105 0 200 BP Prudhoe Bay Rty Tr Unit Ben Int Common Stock 055630107 2 200 Biopure Corp Common Stock 09065H105 8 500 Burlington Resources Common Stock 122014103 1,220 36,912 Bradlees Inc Common Stock 104499207 25 2,900 Brocade Communications Sys Inc Common Stock 111621108 106 600 Broadcom Corp Cl A Common Stock 111320107 4,414 16,205 BRE Properties Inc. Cl A Common Stock 05564E106 241 10,613 Blackrock Florida Insured Muni Trust Common Stock 09247H106 92 6,538 BG PLC - Spons ADR ADR 055434203 259 8,377 Companhia Cervejaria Brahma - SP ADR ADR 20440X103 3,429 244,950 Berkshire Hathaway Inc. Class A Common Stock 084670108 2,468 44 Berkshire Hathaway Inc. Class B Common Stock 084670207 11,046 6,036 Brookline Bancorp Inc Common Stock 113739106 74 7,600 Brooks Automation Inc. Common Stock 11434A100 4 125 Brooktrout Technology Inc. Common Stock 114580103 30 1,600 Barr Labs Inc. Common Stock 068306109 93 2,975 Brown & Brown Inc Common Stock 115236101 39 1,030 Barrett Resources Corp. Common Stock 068480201 3 110 Broadwing Inc Common Stock 111620100 1,142 30,981 Brio Technology Inc Common Stock 109704106 197 4,700 Bethlehem Steel Corp. Common Stock 087509105 51 6,038 Bethlehem Steel Corp Pfd Conv $2.50 Se PreferdStk Conv 087509402 12 500 Bsb Bancorp Common Stock 055652101 10 505 Bear Stearns Companies, Inc. Common Stock 073902108 458 10,724 ***BSCH Finance LTD 8.74% PFD Ser D PFD QTR 30/360 G16547138 12 500 ***BSCH Finance Ltd 8.125% PFD PFD QTR 30/360 G16547153 44 2,000 ***BSCH Finance LTD 7.79% Ser H PFD QTR 30/360 G16547179 8 400 ***BSCH Finance Ltd PFD QTR 30/360 G16547187 16 800 Banc Stock Group Inc. - Cl A Common Stock 05943C102 2 500 Bush Industries Inc. Class A Common Stock 123164105 101 5,884 Filene's Basement Corp. Common Stock 316866102 0 500 Basin Exploration Inc. Common Stock 070107107 66 3,750 Boston Scientific Corp. Common Stock 101137107 783 35,792 British Sky Broadcasting ADR ADR 111013108 62 670 Bisys Group Inc. Common Stock 055472104 7 100 BT Preferred Capital Trust I 8.125% PFD QTR 30/360 055839203 30 1,335 British Aerospace Pub LTD Co. Spons AD ADR 110418209 3,444 130,441 Boulder Total Return Fund Inc Common Stock 101541100 7 700 Bio-Technology General Corp. Common Stock 090578105 206 13,529 Blyth Industries Inc Common Stock 09643P108 17 700 British American Tobacco PLC Spon ADR Foreign Stock 110448107 2,011 196,154 Brunswick Technologies Inc. Common Stock 117394106 109 30,500 The Blackrock 2001 Term Trust Inc. Common Stock 092477108 280 31,600 John Hancock Bank & Thrift MutualFdEqClose 409735107 514 60,939 British Telecommunications ADR 111021408 213 893 Anheuser-Busch Companies Inc. Common Stock 035229103 8,806 124,242 Bankunited Capital III 9% Tr PFD Secs PFD QTR 30/360 066918202 23 1,500 Bull Run Corp Common Stock 120182100 6 1,000 Schlotzkys Inc Common Stock 806832101 1 100 Burlington Industries Inc. Common Stock 121693105 1 200 Bay View Cap Corp. Del Com Common Stock 07262L101 231 16,272 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Block Drug Inc. x 0 839 0 BellSouth Corp. x 0 249,765 0 Bluestone Software Inc x 0 1,450 0 Biolase Technology Corp. x 0 500 0 Billiton PLC-ADR x 0 52,560 0 Frederick Brewing Co Com New x 0 1,435 0 BMC Software x 0 27,827 0 Biomet Inc. x 0 12,970 0 Battle Mountain Gold Co x 0 1,829 0 Building Material Holding Corp. x 0 2,150 0 Bemis Co Inc. x 0 5,825 0 Bryn Mawr BK Corp. x 0 2,188 0 Bristol-Myers Squibb Co. x 0 537,498 0 Barnesandnoble Com Inc x 0 3,000 0 Bnccorp Inc x 0 4,000 0 Burlington Northern Santa Fe Corp. x 0 21,319 0 Bank United Corp. CL A x 0 23,778 0 Benton Oil & Gas Co x 0 2,963 0 Boddie-Noell Properties Inc. x 0 400 0 Bentley Pharmaceuticals Inc. x 0 1,030 0 Bionova Holding Corp. x 0 50 0 Banyan Systems Inc. x 0 400 0 Bob Evans Farms Inc. x 0 15,660 0 Business Objects S A Spons ADR x 0 100 0 Buffets, Inc. x 0 1,760 0 Boca Research Inc. x 0 1,000 0 Pacific Century Financial Corp. x 0 3,254 0 Bausch & Lomb Inc. x 0 12,605 0 Interpore Intl x 0 2,250 0 Boise Cascade Office Product x 0 150 0 Burns Intl Services Corp x 0 200 0 Boston Acoustics Inc. x 0 16,340 0 Building One Services Corp x 0 142 0 Boston Chicken Inc. x 0 3,150 0 Botswana Rst Ltd ADR x 0 31 0 About.com Inc x 0 100 0 Bovie Medical Corp x 0 19 0 Bowater Inc x 0 1,980 0 Boc Group PLC - Sponsored ADR x 0 69,675 0 Boykin Lodging Co x 0 11,600 0 British Petroleum PLC ADR x 0 120 0 BP Amoco Plc -Spons ADR x 0 125,452 0 Banco Comercial Portugues SA ADS x 0 200 0 Buckeye Partners L P Unit x 0 13,500 0 Bio-Plexus Inc. x 0 250 0 Popular Inc. x 0 24,830 0 Banpais S.A. -Spons ADR x 0 200 0 BP Prudhoe Bay Rty Tr Unit Ben Int x 0 200 0 Biopure Corp x 0 500 0 Burlington Resources x 0 36,912 0 Bradlees Inc x 0 2,900 0 Brocade Communications Sys Inc x 0 600 0 Broadcom Corp Cl A x 0 16,205 0 BRE Properties Inc. Cl A x 0 10,613 0 Blackrock Florida Insured Muni Trust x 0 6,538 0 BG PLC - Spons ADR x 0 8,377 0 Companhia Cervejaria Brahma - SP ADR x 0 244,950 0 Berkshire Hathaway Inc. Class A x 0 44 0 Berkshire Hathaway Inc. Class B x 0 6,036 0 Brookline Bancorp Inc x 0 7,600 0 Brooks Automation Inc. x 0 125 0 Brooktrout Technology Inc. x 0 1,600 0 Barr Labs Inc. x 0 2,975 0 Brown & Brown Inc x 0 1,030 0 Barrett Resources Corp. x 0 110 0 Broadwing Inc x 0 30,981 0 Brio Technology Inc x 0 4,700 0 Bethlehem Steel Corp. x 0 6,038 0 Bethlehem Steel Corp Pfd Conv $2.50 Se x 0 500 0 Bsb Bancorp x 0 505 0 Bear Stearns Companies, Inc. x 0 10,724 0 ***BSCH Finance LTD 8.74% PFD Ser D x 0 500 0 ***BSCH Finance Ltd 8.125% PFD x 0 2,000 0 ***BSCH Finance LTD 7.79% Ser H x 0 400 0 ***BSCH Finance Ltd x 0 800 0 Banc Stock Group Inc. - Cl A x 0 500 0 Bush Industries Inc. Class A x 0 5,884 0 Filene's Basement Corp. x 0 500 0 Basin Exploration Inc. x 0 3,750 0 Boston Scientific Corp. x 0 35,792 0 British Sky Broadcasting ADR x 0 670 0 Bisys Group Inc. x 0 100 0 BT Preferred Capital Trust I 8.125% x 0 1,335 0 British Aerospace Pub LTD Co. Spons AD x 0 130,441 0 Boulder Total Return Fund Inc x 0 700 0 Bio-Technology General Corp. x 0 13,529 0 Blyth Industries Inc x 0 700 0 British American Tobacco PLC Spon ADR x 0 196,154 0 Brunswick Technologies Inc. x 0 30,500 0 The Blackrock 2001 Term Trust Inc. x 0 31,600 0 John Hancock Bank & Thrift x 0 60,939 0 British Telecommunications x 0 893 0 Anheuser-Busch Companies Inc. x 0 124,242 0 Bankunited Capital III 9% Tr PFD Secs x 0 1,500 0 Bull Run Corp x 0 1,000 0 Schlotzkys Inc x 0 100 0 Burlington Industries Inc. x 0 200 0 Bay View Cap Corp. Del Com x 0 16,272 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Bindview Development Corp Common Stock 090327107 3 70 Biovail Corp International Common Stock 09067K106 78 834 Banco Bilbao Vizcaya Intl (Gibraltar) ADR 059456301 18 750 Compania De Minas Buenaventura ADR 204448104 5 296 Bayview Capital Trust I PFD QTR 30/360 07262R207 5 270 Broadvision Inc. Common Stock 111412102 1,187 6,980 Borg-Warner Automotive, Inc. Common Stock 099724106 237 5,847 Breakaway Solutions Inc Common Stock 106372105 175 2,400 Belden, Inc. Common Stock 077459105 129 6,120 Bancwest Corporation Common Stock 059790105 452 23,160 Backweb Technologies Ltd Common Stock M15633106 63 1,500 Bouygues Offshore SA-ADR ADR 102112109 4 200 Bowl Amer Inc. Cl A Common Stock 102565108 28 4,000 Brown Shoe Company Inc Common Stock 115736100 4 300 Britesmile Inc. Common Stock 110415106 5 600 BASIX Corp. New Common Stock 070121207 0 8 Bluegreen Corp Common Stock 096231105 421 84,100 Biomatrix Inc Common Stock 09060P102 14 750 BRE-X Minerals Common Stock 10625K109 0 1,000 Boston Properties Inc. Common Stock 101121101 40 1,290 Bancorp South Inc. Common Stock 059692103 126 7,704 Baxter International Inc - CVR Common Stock 071813125 1 2,800 Bway Corp Common Stock 056039100 65 10,655 Boy Gaming Corp Common Stock 103304101 27 4,700 Brierley Investments LTD Foreign Stock Q17926108 0 500 Beyond.Com Corp Common Stock 08860E101 180 22,975 Bairnco Corp. New York Common Stock 057097107 7 1,200 Brazil Fund Inc. Common Stock 105759104 16 835 Beazer Homes USA, Inc. Common Stock 07556Q105 127 6,575 Citigroup, Inc. Common Stock 172967101 47,174 849,020 Citigroup Inc. 8.50% Pfd Ser T PFD QTR 30/360 172967689 8 300 Citigroup Capital I Tr PFD Sec 8.00% PFD QTR 30/360 17305F201 119 5,100 Citigroup Inc. 8.40% Pfd Ser K PFD QTR 30/360 172967853 16 600 Citigroup Capital IV Tr PFD Sec 6.85% PFD QTR 30/360 17305J203 146 7,500 Citigroup Capital V 7.00% Pfd PFD QTR 30/360 17306K209 21 1,000 Capital Industries Inc Common Stock 140215989 0 1 CN Bancorp Inc. Common Stock 12612U108 1,000 100,000 Callware Technologies Inc. Common Stock 131259103 0 45,000 Commonwealth Network Corp Common Stock 203184106 0 6 Canadian Occidental Pete Ltd 9.375% PFD QTR 30/360 136420502 138 6,200 Crescent St Bk Cary North Carolina Common Stock 225783109 36 5,000 Central Bank of Tampa Common Stock 152585105 0 60 Columbia Energy Group Common Stock 197648975 228 3,540 Carolina Panel Co. Common Stock C218419 0 6 Computer Associates International Inc. Common Stock 204912109 1,838 26,284 Cameron Ashley Building Products Inc Common Stock 133290106 94 9,400 Camden National Corp Common Stock 133034108 103 6,150 CACI International Inc Cl A Common Stock 127190304 29 1,300 Carrier Access Corp. Common Stock 144460102 13 195 Cascade Corp. Common Stock 147195101 2 200 Caere Corp. Common Stock 127646107 7 1,000 Carolina First Corp. Common Stock 143877108 99 5,400 Conagra Inc. Common Stock 205887102 1,492 66,132 Conagra Capital LLC 9.35% LTD Part P12 20588V406 12 500 Conagra Capital LC-9% Cum Pfd PFDMthly 30/360 20588V208 48 2,000 Conagra Capital Lc Adj Rate Pfd Ser B PFDMthly 30/360 20588V307 47 2,700 Carnegie International Corp Colo Common Stock 143500106 58 8,435 Cardinal Health Inc. Common Stock 14149Y108 592 12,366 Continental Airlines Inc. Class B Common Stock 210795308 53 1,201 Centrais Eletricas Brasileiras-Sp ADR ADR 15234Q207 4,334 393,500 Centrais Eletricas Brasileiras ADR 15234Q108 10 800 Cais Internet Common Stock 12476Q102 107 3,000 Cheesecake Factory Inc. Common Stock 163072101 251 7,180 California Fed Bank FSB Common Stock 130209703 0 8 California Federal Bank Goodwill Common Stock 130209604 0 19 Caledonia Mng Corp Foreign Stock 12932K103 0 290 California Micro Devices Corp Common Stock 130439102 1 104 American Natl Can Group Inc Common Stock 027714104 205 15,735 Canon Inc. - Spon ADR ADR 138006309 5,672 139,843 Canisco Res Inc Common Stock 137587101 1 1,000 Caprius Inc. Common Stock 14066K107 0 2,940 Capital Crossing Bank Common Stock 140071101 13 1,000 Carter Wallace Inc. Common Stock 146285101 59 3,300 Carey International Inc Common Stock 141750109 10 425 Caseys Genl Stores Common Stock 147528103 106 10,190 Caterpillar Inc. Common Stock 149123101 5,282 112,228 Catskill Financial Corp. Common Stock 149348104 19 1,380 Cambridge Tech Partners of Mass Inc. Common Stock 132524109 263 10,030 Catalyst Semiconductor Inc Common Stock 148881105 1 300 Channel Amer Broadcasting Inc Common Stock 158913103 0 500 Commercial Assets Inc. Common Stock 201119104 3 600 Chubb Corp. Common Stock 171232101 3,144 55,824 Centura Banks Inc. Common Stock 15640T100 1,086 24,601 CBC Bancorp Inc Common Stock 124786203 0 400 Citizens Bkg Corp. Common Stock 174420109 6 260 Cooper Industries Common Stock 216669101 270 6,683 Commerce Bancorp Inc. Common Stock 200519106 300 7,431 Century Business Services Inc Common Stock 156490104 29 3,450 CBL & Associates Pptys Inc. Common Stock 124830100 529 25,660 Chesapeake Biological Labs - A Common Stock 165146101 6 2,000 Cambrex Corp. Common Stock 132011107 102 2,960 Columbia Bancorp Common Stock 197227101 179 15,804 Ciber Inc. Common Stock 17163B102 846 30,749 CBRL Group Inc. Common Stock 12489V106 378 38,947 CBS Corp. Common Stock 12490K107 5,058 79,106 Coastal Bancorp Inc Common Stock 19041P105 18 1,000 Coastal Bancorp Inc Preferred Stock 19041P303 31 1,700 Commerce Bancshares Inc. Common Stock 200525103 17 494 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Bindview Development Corp x 0 70 0 Biovail Corp International x 0 834 0 Banco Bilbao Vizcaya Intl (Gibraltar) x 0 750 0 Compania De Minas Buenaventura x 0 296 0 Bayview Capital Trust I x 0 270 0 Broadvision Inc. x 0 6,980 0 Borg-Warner Automotive, Inc. x 0 5,847 0 Breakaway Solutions Inc x 0 2,400 0 Belden, Inc. x 0 6,120 0 Bancwest Corporation x 0 23,160 0 Backweb Technologies Ltd x 0 1,500 0 Bouygues Offshore SA-ADR x 0 200 0 Bowl Amer Inc. Cl A x 0 4,000 0 Brown Shoe Company Inc x 0 300 0 Britesmile Inc. x 0 600 0 BASIX Corp. New x 0 8 0 Bluegreen Corp x 0 84,100 0 Biomatrix Inc x 0 750 0 BRE-X Minerals x 0 1,000 0 Boston Properties Inc. x 0 1,290 0 Bancorp South Inc. x 0 7,704 0 Baxter International Inc - CVR x 0 2,800 0 Bway Corp x 0 10,655 0 Boy Gaming Corp x 0 4,700 0 Brierley Investments LTD x 0 500 0 Beyond.Com Corp x 0 22,975 0 Bairnco Corp. New York x 0 1,200 0 Brazil Fund Inc. x 0 835 0 Beazer Homes USA, Inc. x 0 6,575 0 Citigroup, Inc. x 0 849,020 0 Citigroup Inc. 8.50% Pfd Ser T x 0 300 0 Citigroup Capital I Tr PFD Sec 8.00% x 0 5,100 0 Citigroup Inc. 8.40% Pfd Ser K x 0 600 0 Citigroup Capital IV Tr PFD Sec 6.85% x 0 7,500 0 Citigroup Capital V 7.00% Pfd x 0 1,000 0 Capital Industries Inc x 0 1 0 CN Bancorp Inc. x 0 100,000 0 Callware Technologies Inc. x 0 45,000 0 Commonwealth Network Corp x 0 6 0 Canadian Occidental Pete Ltd 9.375% x 0 6,200 0 Crescent St Bk Cary North Carolina x 0 5,000 0 Central Bank of Tampa x 0 60 0 Columbia Energy Group x 0 3,540 0 Carolina Panel Co. x 0 6 0 Computer Associates International Inc. x 0 26,284 0 Cameron Ashley Building Products Inc x 0 9,400 0 Camden National Corp x 0 6,150 0 CACI International Inc Cl A x 0 1,300 0 Carrier Access Corp. x 0 195 0 Cascade Corp. x 0 200 0 Caere Corp. x 0 1,000 0 Carolina First Corp. x 0 5,400 0 Conagra Inc. x 0 66,132 0 Conagra Capital LLC 9.35% x 0 500 0 Conagra Capital LC-9% Cum Pfd x 0 2,000 0 Conagra Capital Lc Adj Rate Pfd Ser B x 0 2,700 0 Carnegie International Corp Colo x 0 8,435 0 Cardinal Health Inc. x 0 12,366 0 Continental Airlines Inc. Class B x 0 1,201 0 Centrais Eletricas Brasileiras-Sp ADR x 0 393,500 0 Centrais Eletricas Brasileiras x 0 800 0 Cais Internet x 0 3,000 0 Cheesecake Factory Inc. x 0 7,180 0 California Fed Bank FSB x 0 8 0 California Federal Bank Goodwill x 0 19 0 Caledonia Mng Corp x 0 290 0 California Micro Devices Corp x 0 104 0 American Natl Can Group Inc x 0 15,735 0 Canon Inc. - Spon ADR x 0 139,843 0 Canisco Res Inc x 0 1,000 0 Caprius Inc. x 0 2,940 0 Capital Crossing Bank x 0 1,000 0 Carter Wallace Inc. x 0 3,300 0 Carey International Inc x 0 425 0 Caseys Genl Stores x 0 10,190 0 Caterpillar Inc. x 0 112,228 0 Catskill Financial Corp. x 0 1,380 0 Cambridge Tech Partners of Mass Inc. x 0 10,030 0 Catalyst Semiconductor Inc x 0 300 0 Channel Amer Broadcasting Inc x 0 500 0 Commercial Assets Inc. x 0 600 0 Chubb Corp. x 0 55,824 0 Centura Banks Inc. x 0 24,601 0 CBC Bancorp Inc x 0 400 0 Citizens Bkg Corp. x 0 260 0 Cooper Industries x 0 6,683 0 Commerce Bancorp Inc. x 0 7,431 0 Century Business Services Inc x 0 3,450 0 CBL & Associates Pptys Inc. x 0 25,660 0 Chesapeake Biological Labs - A x 0 2,000 0 Cambrex Corp. x 0 2,960 0 Columbia Bancorp x 0 15,804 0 Ciber Inc. x 0 30,749 0 CBRL Group Inc. x 0 38,947 0 CBS Corp. x 0 79,106 0 Coastal Bancorp Inc x 0 1,000 0 Coastal Bancorp Inc x 0 1,700 0 Commerce Bancshares Inc. x 0 494 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Complete Business Solutions Inc. Common Stock 20452F107 3,241 128,979 Compass Bancshares Inc. New Common Stock 20449H109 3,395 152,131 Cubist Pharmaceuticals Inc Common Stock 229678107 31 1,600 Cabot Corp. Common Stock 127055101 167 8,200 CBT Group Pub LTD ADR 124853300 3 95 Capital Bank And Trust Company Common Stock 139775100 36 2,000 Community Bank System Inc. Common Stock 203607106 32 1,400 Cutter & Buck Inc Common Stock 232217109 230 15,177 Cybex Corp. Common Stock 232522102 207 5,121 Circuit City Stores Inc. Common Stock 172737108 1,623 36,019 Calendar Capital Inc. Common Stock 129463105 2 8,000 CCB Financial Corp. Common Stock 124875105 783 17,970 C-Cor Electronics Inc. Common Stock 125010108 15 200 Coca-Cola Beverages PLC Common Stock G2249L103 5 2,400 Calgon Carbon Corp. Common Stock 129603106 91 15,400 Coca Cola Enterprises Inc. Common Stock 191219104 452 22,446 Computer Concepts Corp New Common Stock 204897300 1 800 Cryo-cell Intl Inc Common Stock 228895108 6 851 Crown Cork & Seal Co Inc. Common Stock 228255105 1,472 65,766 Crown Cork & Seal 4.50% Conv Pfd PFD QTR 30/360 228255303 21 1,000 Carnival Corp. Common Stock 143658102 11,430 239,058 Coca Cola Amatil Ltd Spon ADR ADR 191085208 7 1,200 Champion Communications Svcs Common Stock 157901109 1 2,222 Chris Craft Industries Inc. Common Stock 170520100 184 2,558 Coastal Caribbean Oils & Minerals Common Stock 190432203 8 6,000 Chevy Chase 10.375% Non Cum Preferred Stock 16678M207 188 3,840 Countrywide Credit Industries Common Stock 222372104 140 5,542 Concord Communications Inc Common Stock 206186108 22 500 Clintrials Research Inc. Common Stock 188767107 116 28,000 Chevy Chase Svgs Bk FSB 13% PFD QTR 30/360 166784207 48 1,700 Clear Channel Communications Common Stock 184502102 1,482 16,606 Concurrent Computer Corp. Common Stock 206710204 168 9,000 Currency Technology Corp. Common Stock 231297102 0 1,000 Cendant Corp. Common Stock 151313103 3,997 150,487 Cendant Corp - Income Prides PFD QTR 30/360 151313301 101 2,700 Canandaigua Wine Co Common Stock 137219200 663 13,001 Carey Diversified LLC Common Stock 14174P105 203 12,000 Caredata Com Inc Common Stock 14166W100 2 250 Cidco Incorporated Common Stock 171768104 33 6,000 Cordant Technologies Inc Common Stock 218412104 569 17,245 Coeur D Alene Mines Corp. Common Stock 192108108 16 4,610 CDI Corp. Common Stock 125071100 887 36,771 Certified Diabetic Srvcs Inc Common Stock 157012105 1 4,500 Coddle Creek Financial Inc Common Stock 191891100 6 200 Cadmus Communications Corp Common Stock 127587103 149 17,560 Cadence Design Systems Inc. Common Stock 127387108 1,030 42,905 Comdisco Common Stock 200336105 299 8,034 Consolidated Papers Inc. Common Stock 209759109 13 400 Sirius Satellite Radio Inc Common Stock 82966U103 83 1,868 Cable Design Technologies Corp. Common Stock 126924109 162 7,050 Conductus Inc Common Stock 206784100 24 2,000 CDW Computer Centers Inc. Common Stock 125129106 141 1,790 Colonial Downs Holdings CL A Common Stock 19564H100 4 5,500 Catellus Dev Corp. Common Stock 149111106 41 3,207 CEC Entertainment Inc Common Stock 125137109 8 280 Concord EFS Inc. Common Stock 206197105 615 23,871 Constellation Energy Group Common Stock 210371100 3,933 135,621 Cell Genesys Inc. Common Stock 150921104 2,877 224,559 Crescent Real Estate Equities Common Stock 225756105 259 14,100 Nuevo Group Iusacell Sa De Dv ADR 670512102 4 250 Celgene Corp Common Stock 151020104 455 6,500 Brightpoint Inc. Common Stock 109473108 110 8,364 Celsion Corporation Common Stock 15117N107 1 500 Chemfirst Inc. Common Stock 16361A106 8 345 Ceridian Corp. Common Stock 15677T106 1,100 51,003 Century Bancorp Inc. Common Stock 156433104 13 1,000 Conestoga Enterprises Inc. Common Stock 207015108 10 600 Centennial Technologies Inc Common Stock 151392206 2 175 Century Aluminum Co Common Stock 156431108 5 355 Cephalon Inc. Common Stock 156708109 452 13,080 Central Ill Lt Co PFD QTR 30/360 153645205 10 160 Ceres Group Inc Common Stock 156772105 4 500 Cerner Corp. Common Stock 156782104 373 18,960 Cerus Corp. Common Stock 157085101 5 200 Charter One Financial Inc. Common Stock 160903100 1,058 55,327 Commercial Federal Corp. Common Stock 201647104 479 26,870 CFC International Inc Common Stock 125252106 8 1,325 Community Financial Group Inc. Common Stock 20365M108 4 300 Culp Inc. Common Stock 230215105 7 1,100 Consumers Financial Corp. PFD QTR 30/360 210520300 11 1,600 CFM Technologies Inc. Common Stock 12525K106 15 1,550 Cullen Frost Bankers Inc. Common Stock 229899109 605 23,495 CIFRA SA Unsponsored ADR B ADR 171785207 5 2,419 Cifra SA De CV Ser C New Common Stock P26077134 6 3,000 Cifra SA De CV Ser V Common Stock P26224108 1 659 Cifra SA - ADR V ADR 171785405 19 970 CFW Communications Co Common Stock 124923103 17 500 Consolidated Freightways Corp. Common Stock 209232107 8 1,000 Columbia Gas System Inc. Common Stock 197648108 648 10,251 Corus Group Plc ADR 22087M101 3,735 144,362 Canadian General Capital Toprs PFD QTR 30/360 135785202 170 7,200 Cunningham Graphics Intl Inc Common Stock 231157108 42 3,000 Cybergold Inc Common Stock 23246N105 18 1,000 Cogenco Intl Inc Common Stock 192389302 0 2 Cognex Corp. Common Stock 192422103 147 3,760 Coastal Corp. Common Stock 190441105 560 15,792 Coastal Finance I-8.375% Trust Orig Pf PFD QTR 30/360 190463208 113 5,000 Collagenex Pharmaceuticals Inc Common Stock 19419B100 25 1,000 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Complete Business Solutions Inc. x 0 128,979 0 Compass Bancshares Inc. New x 0 152,131 0 Cubist Pharmaceuticals Inc x 0 1,600 0 Cabot Corp. x 0 8,200 0 CBT Group Pub LTD x 0 95 0 Capital Bank And Trust Company x 0 2,000 0 Community Bank System Inc. x 0 1,400 0 Cutter & Buck Inc x 0 15,177 0 Cybex Corp. x 0 5,121 0 Circuit City Stores Inc. x 0 36,019 0 Calendar Capital Inc. x 0 8,000 0 CCB Financial Corp. x 0 17,970 0 C-Cor Electronics Inc. x 0 200 0 Coca-Cola Beverages PLC x 0 2,400 0 Calgon Carbon Corp. x 0 15,400 0 Coca Cola Enterprises Inc. x 0 22,446 0 Computer Concepts Corp New x 0 800 0 Cryo-cell Intl Inc x 0 851 0 Crown Cork & Seal Co Inc. x 0 65,766 0 Crown Cork & Seal 4.50% Conv Pfd x 0 1,000 0 Carnival Corp. x 0 239,058 0 Coca Cola Amatil Ltd Spon ADR x 0 1,200 0 Champion Communications Svcs x 0 2,222 0 Chris Craft Industries Inc. x 0 2,558 0 Coastal Caribbean Oils & Minerals x 0 6,000 0 Chevy Chase 10.375% Non Cum x 0 3,840 0 Countrywide Credit Industries x 0 5,542 0 Concord Communications Inc x 0 500 0 Clintrials Research Inc. x 0 28,000 0 Chevy Chase Svgs Bk FSB 13% x 0 1,700 0 Clear Channel Communications x 0 16,606 0 Concurrent Computer Corp. x 0 9,000 0 Currency Technology Corp. x 0 1,000 0 Cendant Corp. x 0 150,487 0 Cendant Corp - Income Prides x 0 2,700 0 Canandaigua Wine Co x 0 13,001 0 Carey Diversified LLC x 0 12,000 0 Caredata Com Inc x 0 250 0 Cidco Incorporated x 0 6,000 0 Cordant Technologies Inc x 0 17,245 0 Coeur D Alene Mines Corp. x 0 4,610 0 CDI Corp. x 0 36,771 0 Certified Diabetic Srvcs Inc x 0 4,500 0 Coddle Creek Financial Inc x 0 200 0 Cadmus Communications Corp x 0 17,560 0 Cadence Design Systems Inc. x 0 42,905 0 Comdisco x 0 8,034 0 Consolidated Papers Inc. x 0 400 0 Sirius Satellite Radio Inc x 0 1,868 0 Cable Design Technologies Corp. x 0 7,050 0 Conductus Inc x 0 2,000 0 CDW Computer Centers Inc. x 0 1,790 0 Colonial Downs Holdings CL A x 0 5,500 0 Catellus Dev Corp. x 0 3,207 0 CEC Entertainment Inc x 0 280 0 Concord EFS Inc. x 0 23,871 0 Constellation Energy Group x 0 135,621 0 Cell Genesys Inc. x 0 224,559 0 Crescent Real Estate Equities x 0 14,100 0 Nuevo Group Iusacell Sa De Dv x 0 250 0 Celgene Corp x 0 6,500 0 Brightpoint Inc. x 0 8,364 0 Celsion Corporation x 0 500 0 Chemfirst Inc. x 0 345 0 Ceridian Corp. x 0 51,003 0 Century Bancorp Inc. x 0 1,000 0 Conestoga Enterprises Inc. x 0 600 0 Centennial Technologies Inc x 0 175 0 Century Aluminum Co x 0 355 0 Cephalon Inc. x 0 13,080 0 Central Ill Lt Co x 0 160 0 Ceres Group Inc x 0 500 0 Cerner Corp. x 0 18,960 0 Cerus Corp. x 0 200 0 Charter One Financial Inc. x 0 55,327 0 Commercial Federal Corp. x 0 26,870 0 CFC International Inc x 0 1,325 0 Community Financial Group Inc. x 0 300 0 Culp Inc. x 0 1,100 0 Consumers Financial Corp. x 0 1,600 0 CFM Technologies Inc. x 0 1,550 0 Cullen Frost Bankers Inc. x 0 23,495 0 CIFRA SA Unsponsored ADR B x 0 2,419 0 Cifra SA De CV Ser C New x 0 3,000 0 Cifra SA De CV Ser V x 0 659 0 Cifra SA - ADR V x 0 970 0 CFW Communications Co x 0 500 0 Consolidated Freightways Corp. x 0 1,000 0 Columbia Gas System Inc. x 0 10,251 0 Corus Group Plc x 0 144,362 0 Canadian General Capital Toprs x 0 7,200 0 Cunningham Graphics Intl Inc x 0 3,000 0 Cybergold Inc x 0 1,000 0 Cogenco Intl Inc x 0 2 0 Cognex Corp. x 0 3,760 0 Coastal Corp. x 0 15,792 0 Coastal Finance I-8.375% Trust Orig Pf x 0 5,000 0 Collagenex Pharmaceuticals Inc x 0 1,000 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Coastal Corp. Class A Convertable To Common Stock 190441501 0 11 Centigram Communications Corp Common Stock 152317103 34 2,000 Chile Fund Inc. MutualFdEqClose 168834109 2 200 Champion International Corp. Common Stock 158525105 1,921 31,009 Champion Enterprises Inc. Common Stock 158496109 16 1,885 Charter Municipal Mortgage Acceptance Common Stock 160908109 304 25,871 City Holding Co Common Stock 177835105 185 13,200 Chico's Fas Inc. Common Stock 168615102 15 395 Church & Dwight Inc. Common Stock 171340102 14 540 Churchill Downs Inc Common Stock 171484108 5 200 Chemed Corp. Common Stock 163596109 6 200 Cheung Kong Hong Kong ADR ADR 166744201 6 500 CH Energy Group Incorporated Common Stock 12541M102 228 6,908 Choice Hotels Intl Inc. Common Stock 169905106 44 2,569 China.Com Corp Common Stock G2108N109 63 800 Chiron Corp.Del Common Stock 170040109 1,659 39,142 Chesapeake Energy Corp. Common Stock 165167107 41 17,100 Check Point Software Tech Ltd Common Stock M22465104 1,566 7,880 Checkers Drive-In Restaurants Inc.-New Common Stock 162809305 0 37 China Telecom HK LTD Spons ADR ADR 169428109 119 925 C & D Technologies Inc. Common Stock 124661109 26 600 Charming Shoppes Inc. Common Stock 161133103 280 42,200 Chartered Semiconductor Mfg ADR 16133R106 541 7,411 C H Robinson Worldwide Inc Common Stock 12541W100 60 1,500 Chirex Inc. Common Stock 170038103 2,271 155,253 Computer Horizons Common Stock 205908106 16 1,000 Chaus Bernard Inc Common Stock 162510200 1 323 CHS Electronics, Inc. Common Stock 12542A206 5 4,300 Charter Communications Inc Del Common Stock 16117M107 2,531 115,680 Chattem Inc. Common Stock 162456107 19 1,000 Chevron Corp. Common Stock 166751107 11,785 136,049 Chyron Corp. Common Stock 171605207 0 200 Chittenden Corp. Common Stock 170228100 26 875 Cigna Corp. Common Stock 125509109 951 11,801 Corporate Investment Co Cl A Common Stock 219898103 0 125 Ciena Corp. Common Stock 171779101 2,737 47,607 Caribbean Cigar Co Com New Common Stock 141834200 0 125 Caire Inc. Common Stock 127761104 0 109 Cimatron LTD-ORD Common Stock M23798107 16 5,000 Cinergy Corp. Common Stock 172474108 500 20,708 Cincinnati Financial Corp. Common Stock 172062101 976 31,284 Circor Intl Inc Common Stock 17273K109 20 1,925 CIRCLE.COM Common Stock 832914204 207 16,824 CIT Group Inc. - CL A Common Stock 125577106 289 13,687 Citadel Technology Inc. Common Stock 172889107 14 3,000 Conectiv Inc. Common Stock 206829103 93 5,537 Atlantic Capital Trust II Tr 7.375% Pf PFD QTR 30/360 04827P206 47 2,300 Conectiv Inc.- Cl A Common Stock 206829202 10 323 Collins & Aikman Corp New Common Stock 194830105 6 1,000 Checkfree Holdings Corp Common Stock 162816102 1,796 17,189 Seacor Holdings, Inc. Common Stock 811904101 36 695 Compass Knowledge Hldgs Inc Common Stock 20450U106 26 4,000 Checkpoint Systems, Inc. Common Stock 162825103 212 20,790 CKE Restaurants Inc. Common Stock 12561E105 2 341 Cookson Group Plc ADR 216379107 39 1,846 Colgate-Palmolive Co. Common Stock 194162103 10,324 158,833 Claimsnet.Com Inc. Common Stock 179570106 20 2,000 Clarcor Inc. Common Stock 179895107 1,210 67,225 Calcomp Technology Inc Common Stock 128701109 0 10 Computer Learning Centers Common Stock 205199102 6 2,600 The Caldor Corp. Common Stock 128787108 0 475 Claire's Stores, Inc. Common Stock 179584107 150 6,685 US Lec Corp - Cl A Common Stock 90331S109 6 200 Cleveland Indians Baseball Inc Cl A Common Stock 186202107 2 100 Cleveland Cliffs Inc. Common Stock 185896107 15 475 Clarify Inc Common Stock 180492100 42 334 Clean Harbors Inc Common Stock 184496107 1 1,000 Carlisle Hldgs Ltd Common Stock P21277101 11 900 Mack-Cali Realty Corp. Common Stock 554489104 146 5,600 Crestline Capital Corp Common Stock 226153104 29 1,389 Clemente Global Growth Fund Inc. Common Stock 185569100 271 19,000 Clearnet Communications Inc. Common Stock 184902104 24 700 Colonial Properties Trust Common Stock 195872106 248 10,715 Colonial Properties Trust 8.75 Cum Red PFD QTR 30/360 195872205 22 1,250 Cell Pathways Inc. - New Common Stock 15114R101 21 2,300 Consolidated Packaging Corp. Common Stock 209723105 0 100 Celestica Inc. Foreign Stock 15101Q108 159 2,860 Closure Medical Corp. Common Stock 189093107 42 3,300 Cellstar Corp. Common Stock 150925105 22 2,200 Cominco Ltd Foreign Stock 200435105 38 1,815 Celeritek Inc. Common Stock 150926103 8 400 Coulter Pharmaceutical Inc. Common Stock 222116105 11 500 Calcasieu Real Estate & Oil Co. Common Stock 128685203 38 10,000 Clorox Co. Common Stock 189054109 3,866 76,740 Comerica Inc. Common Stock 200340107 502 10,755 Chase Manhattan Corp. Common Stock 16161A108 19,113 246,028 Chase Preferred Capital Corp Preferred Stock 161637202 35 1,500 Chase Manhattan Corp. New Preferred Stock 16161A884 37 1,350 Comcast Corp. Class A Common Stock 200300101 1,005 20,985 Comcast Corp. Class A Special Common Stock 200300200 9,371 186,496 Carematrix Corp. Common Stock 141706101 1 500 Colorado Medtech Inc Common Stock 19652U104 18 2,200 CMG Information Services Inc. Common Stock 125750109 7,321 26,443 Clayton Homes Inc. Common Stock 184190106 90 9,798 Commonwealth Industries Inc Common Stock 203004106 381 29,325 Criimi Mae Inc. Common Stock 226603108 2 1,254 Computer Network Technology Common Stock 204925101 56 2,450 Capstead Mortgage Corp. Common Stock 14067E100 14 3,330 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Coastal Corp. Class A Convertable To x 0 11 0 Centigram Communications Corp x 0 2,000 0 Chile Fund Inc. x 0 200 0 Champion International Corp. x 0 31,009 0 Champion Enterprises Inc. x 0 1,885 0 Charter Municipal Mortgage Acceptance x 0 25,871 0 City Holding Co x 0 13,200 0 Chico's Fas Inc. x 0 395 0 Church & Dwight Inc. x 0 540 0 Churchill Downs Inc x 0 200 0 Chemed Corp. x 0 200 0 Cheung Kong Hong Kong ADR x 0 500 0 CH Energy Group Incorporated x 0 6,908 0 Choice Hotels Intl Inc. x 0 2,569 0 China.Com Corp x 0 800 0 Chiron Corp.Del x 0 39,142 0 Chesapeake Energy Corp. x 0 17,100 0 Check Point Software Tech Ltd x 0 7,880 0 Checkers Drive-In Restaurants Inc.-New x 0 37 0 China Telecom HK LTD Spons ADR x 0 925 0 C & D Technologies Inc. x 0 600 0 Charming Shoppes Inc. x 0 42,200 0 Chartered Semiconductor Mfg x 0 7,411 0 C H Robinson Worldwide Inc x 0 1,500 0 Chirex Inc. x 0 155,253 0 Computer Horizons x 0 1,000 0 Chaus Bernard Inc x 0 323 0 CHS Electronics, Inc. x 0 4,300 0 Charter Communications Inc Del x 0 115,680 0 Chattem Inc. x 0 1,000 0 Chevron Corp. x 0 136,049 0 Chyron Corp. x 0 200 0 Chittenden Corp. x 0 875 0 Cigna Corp. x 0 11,801 0 Corporate Investment Co Cl A x 0 125 0 Ciena Corp. x 0 47,607 0 Caribbean Cigar Co Com New x 0 125 0 Caire Inc. x 0 109 0 Cimatron LTD-ORD x 0 5,000 0 Cinergy Corp. x 0 20,708 0 Cincinnati Financial Corp. x 0 31,284 0 Circor Intl Inc x 0 1,925 0 CIRCLE.COM x 0 16,824 0 CIT Group Inc. - CL A x 0 13,687 0 Citadel Technology Inc. x 0 3,000 0 Conectiv Inc. x 0 5,537 0 Atlantic Capital Trust II Tr 7.375% Pf x 0 2,300 0 Conectiv Inc.- Cl A x 0 323 0 Collins & Aikman Corp New x 0 1,000 0 Checkfree Holdings Corp x 0 17,189 0 Seacor Holdings, Inc. x 0 695 0 Compass Knowledge Hldgs Inc x 0 4,000 0 Checkpoint Systems, Inc. x 0 20,790 0 CKE Restaurants Inc. x 0 341 0 Cookson Group Plc x 0 1,846 0 Colgate-Palmolive Co. x 0 158,833 0 Claimsnet.Com Inc. x 0 2,000 0 Clarcor Inc. x 0 67,225 0 Calcomp Technology Inc x 0 10 0 Computer Learning Centers x 0 2,600 0 The Caldor Corp. x 0 475 0 Claire's Stores, Inc. x 0 6,685 0 US Lec Corp - Cl A x 0 200 0 Cleveland Indians Baseball Inc Cl A x 0 100 0 Cleveland Cliffs Inc. x 0 475 0 Clarify Inc x 0 334 0 Clean Harbors Inc x 0 1,000 0 Carlisle Hldgs Ltd x 0 900 0 Mack-Cali Realty Corp. x 0 5,600 0 Crestline Capital Corp x 0 1,389 0 Clemente Global Growth Fund Inc. x 0 19,000 0 Clearnet Communications Inc. x 0 700 0 Colonial Properties Trust x 0 10,715 0 Colonial Properties Trust 8.75 Cum Red x 0 1,250 0 Cell Pathways Inc. - New x 0 2,300 0 Consolidated Packaging Corp. x 0 100 0 Celestica Inc. x 0 2,860 0 Closure Medical Corp. x 0 3,300 0 Cellstar Corp. x 0 2,200 0 Cominco Ltd x 0 1,815 0 Celeritek Inc. x 0 400 0 Coulter Pharmaceutical Inc. x 0 500 0 Calcasieu Real Estate & Oil Co. x 0 10,000 0 Clorox Co. x 0 76,740 0 Comerica Inc. x 0 10,755 0 Chase Manhattan Corp. x 0 246,028 0 Chase Preferred Capital Corp x 0 1,500 0 Chase Manhattan Corp. New x 0 1,350 0 Comcast Corp. Class A x 0 20,985 0 Comcast Corp. Class A Special x 0 186,496 0 Carematrix Corp. x 0 500 0 Colorado Medtech Inc x 0 2,200 0 CMG Information Services Inc. x 0 26,443 0 Clayton Homes Inc. x 0 9,798 0 Commonwealth Industries Inc x 0 29,325 0 Criimi Mae Inc. x 0 1,254 0 Computer Network Technology x 0 2,450 0 Capstead Mortgage Corp. x 0 3,330 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Cosmoz.com Inc Common Stock 221469109 19 17,000 Commerce One Inc Del Common Stock 200693109 700 3,560 CMS Energy Corp. Common Stock 125896100 71 2,284 Consumers Energy Co $4.50 Cum Pfd PFD QTR 30/360 210518304 36 600 Consumers Energy Co Fins Iii PFD QTR 30/360 21051Q205 212 9,400 Commonwealth Bancorp Inc Common Stock 20268X102 30 1,800 Cryomedical Science Inc. Common Stock 229049101 3 21,100 Community Savings Bankshares Common Stock 204037105 105 8,360 Copper Mtn Networks Inc Common Stock 217510106 10 200 Com21 Inc Common Stock 205937105 11 500 Colonial Muni Inc. Tr Sh Ben Common Stock 195799101 14 2,500 Comp-U-Check Inc. Common Stock 204237309 0 150 Chase Capital IV-7.34% Capital PFD QTR 30/360 16147N208 4 200 Comverse Technology Inc. Common Stock 205862402 3,100 21,418 Caremark Rx Inc. Common Stock 141705103 35 6,835 Community Bk Natl Assn Common Stock 203564109 120 8,913 Cnb Finl Corp Common Stock 125921106 38 2,442 CNBT Bancshares Inc Common Stock 125972109 191 17,755 Conseco Inc. Common Stock 208464107 2,503 140,053 Conseco Inc- Cum Income Prides Ser F PFD QTR 30/360 208464602 86 3,700 Conseco Financing Trust VI 9.00% Pfd PFD QTR 30/360 20846M206 18 900 Connetics Corp Common Stock 208192104 4 400 Concentric Network Corp Del Common Stock 20589R107 503 16,314 Crescendo Pharmaceuticals CRP CL A Common Stock 225637107 1 54 Condor Technology Solutions Common Stock 206772105 1 1,000 Cellnet Data Sys Inc Common Stock 15115M101 0 150 Connecticut Energy Corp. Common Stock 207567108 22 579 Conectisys Corp Com New Common Stock 206827206 19 40,000 Cnet Inc. Common Stock 125945105 175 3,092 CNF Transportation Inc. Common Stock 12612W104 168 4,865 Canfibre Group Inc. Common Stock 13753R102 5 2,200 Consolidated Natural Gas Co Common Stock 209615103 350 5,396 Crown Group Inc Common Stock 228359105 25 5,000 CNH Global N.V. Foreign Stock N20935107 19 1,450 Canadian National Railroad Common Stock 136375102 99 3,777 Cenit Bancorp Inc. Common Stock 15131W109 35 2,000 Connect Com Company Common Stock 207840109 1 200 Cleco Corporation Common Stock 12561W105 169 5,284 Connecticut Light & Power Co. $2.06 E PFD QTR 30/360 207597501 6 200 Connecticut Light & Power Co $3.24 Pfd PFD QTR 30/360 207597709 50 1,200 CT Light & Power Co PFD QTR 30/360 207597204 15 618 Connecticut Light & Power Co $2 Pfd PFD QTR 30/360 207597303 21 800 Connecticut light & Power Co. $2.20 PF PFD QTR 30/360 207597600 24 800 Conmed Corp. Common Stock 207410101 5 200 Cincinnati Microwave Inc. Common Stock 172167108 0 900 Crown Cent Pete Corp Common Stock 228219309 37 7,100 CT Light & Power Co PFD QTR 30/360 207597402 26 1,000 Concur Technologies Inc Common Stock 206708109 89 3,055 Conso Products Co. Common Stock 20854R105 288 33,380 Centerpoint Properties Corp. Common Stock 151895109 30 850 Connecticut Light & Power Co 5.28% PFD PFD QTR 30/360 207597782 7 200 Connecticut Light & Power Co 6.56% Pfd PFD QTR 30/360 207597774 7 150 Centura Software Corp Common Stock 15640W103 17 3,100 City Investing Co Liq Tr Unit Ben Int Common Stock 177900107 0 200 CK Witco Corp Common Stock 12562C108 117 8,737 CNS Inc Common Stock 126136100 5 1,100 Conexant Systems Inc. Common Stock 207142100 3,707 55,851 Coachmen Inds Inc. Common Stock 189873102 20 1,300 Coated Sales Inc Common Stock 190637108 0 1,050 Coats Viyella Plc Spons ADR ADR 190743203 204 101,680 Columbia Laboratories Inc. Common Stock 197779101 8 1,000 Cobalt Networks Inc Common Stock 19074R101 5 50 Conoco Inc. Common Stock 208251306 910 36,765 Conoco Inc Common Stock 208251405 857 34,463 Codenoll Technology Corp. Common Stock 191900109 0 55 Cone Mills Corp. Common Stock 206814105 1 200 Capital One Financial Corp. Common Stock 14040H105 5,430 112,685 Cabot Oil and Gas Corp. Common Stock 127097103 135 8,400 Coherent Inc. Common Stock 192479103 923 34,500 Cohu Inc. Common Stock 192576106 1,108 35,745 Coca Cola Bottling Co Common Stock 191098102 17 351 Columbia/HCA Healthcare Corp. Common Stock 197677107 4,242 144,706 Columbia Sportswear Co. Common Stock 198516106 881 40,983 Colt Telecom Group Plc ADR 196877104 91 445 3 Com Corp. Common Stock 885535104 6,719 142,963 Contour Energy Co. Common Stock 21220C103 0 835 Cooper Companies Inc. Common Stock 216648402 105 3,500 Cyberian Outpost Inc Common Stock 231914102 49 4,900 Consolidated Products Inc. Common Stock 209798107 5 504 Crescent Operating Inc. Common Stock 22575M100 1 415 COR Therapeutics Inc. Common Stock 217753102 42 1,550 Corus Bankshares Inc. Common Stock 220873103 2 75 Corel Systems Corp Common Stock 21868Q109 423 27,950 Costco Whsl Corp New Common Stock 22160K105 2,217 24,299 Cott Corp. Common Stock 22163N106 141 26,800 Covest Bancshares Inc. Common Stock 223032103 6 450 Covad Communications Group Common Stock 222814204 1,123 20,068 Covington Development Group Inc Common Stock 223141102 0 600 Cox Communications Inc. Cl A Common Stock 224044107 1,239 24,061 Canadian Pacific Ltd Com Common Stock 135923100 83 3,836 Campbell Soup Co. Common Stock 134429109 559 14,439 Cathay Pacific Airway Ltd Sp ADR 148906308 78 8,765 Carolina Power & Light 8.55% PFD QTR 30/360 144141850 227 9,650 Chateau Communities Inc. Common Stock 161726104 120 4,635 Carolina Power & Light Common Stock 144141108 2,888 94,883 Carolina Power & Light Co. PFD QTR 30/360 144141306 83 1,125 Connecticut LT&PWR Capital LP Preferred Stock 125927202 290 11,916 Calpine Corp. Common Stock 131347106 1,023 15,992 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Cosmoz.com Inc x 0 17,000 0 Commerce One Inc Del x 0 3,560 0 CMS Energy Corp. x 0 2,284 0 Consumers Energy Co $4.50 Cum Pfd x 0 600 0 Consumers Energy Co Fins Iii x 0 9,400 0 Commonwealth Bancorp Inc x 0 1,800 0 Cryomedical Science Inc. x 0 21,100 0 Community Savings Bankshares x 0 8,360 0 Copper Mtn Networks Inc x 0 200 0 Com21 Inc x 0 500 0 Colonial Muni Inc. Tr Sh Ben x 0 2,500 0 Comp-U-Check Inc. x 0 150 0 Chase Capital IV-7.34% Capital x 0 200 0 Comverse Technology Inc. x 0 21,418 0 Caremark Rx Inc. x 0 6,835 0 Community Bk Natl Assn x 0 8,913 0 Cnb Finl Corp x 0 2,442 0 CNBT Bancshares Inc x 0 17,755 0 Conseco Inc. x 0 140,053 0 Conseco Inc- Cum Income Prides Ser F x 0 3,700 0 Conseco Financing Trust VI 9.00% Pfd x 0 900 0 Connetics Corp x 0 400 0 Concentric Network Corp Del x 0 16,314 0 Crescendo Pharmaceuticals CRP CL A x 0 54 0 Condor Technology Solutions x 0 1,000 0 Cellnet Data Sys Inc x 0 150 0 Connecticut Energy Corp. x 0 579 0 Conectisys Corp Com New x 0 40,000 0 Cnet Inc. x 0 3,092 0 CNF Transportation Inc. x 0 4,865 0 Canfibre Group Inc. x 0 2,200 0 Consolidated Natural Gas Co x 0 5,396 0 Crown Group Inc x 0 5,000 0 CNH Global N.V. x 0 1,450 0 Canadian National Railroad x 0 3,777 0 Cenit Bancorp Inc. x 0 2,000 0 Connect Com Company x 0 200 0 Cleco Corporation x 0 5,284 0 Connecticut Light & Power Co. $2.06 E x 0 200 0 Connecticut Light & Power Co $3.24 Pfd x 0 1,200 0 CT Light & Power Co x 0 618 0 Connecticut Light & Power Co $2 Pfd x 0 800 0 Connecticut light & Power Co. $2.20 PF x 0 800 0 Conmed Corp. x 0 200 0 Cincinnati Microwave Inc. x 0 900 0 Crown Cent Pete Corp x 0 7,100 0 CT Light & Power Co x 0 1,000 0 Concur Technologies Inc x 0 3,055 0 Conso Products Co. x 0 33,380 0 Centerpoint Properties Corp. x 0 850 0 Connecticut Light & Power Co 5.28% PFD x 0 200 0 Connecticut Light & Power Co 6.56% Pfd x 0 150 0 Centura Software Corp x 0 3,100 0 City Investing Co Liq Tr Unit Ben Int x 0 200 0 CK Witco Corp x 0 8,737 0 CNS Inc x 0 1,100 0 Conexant Systems Inc. x 0 55,851 0 Coachmen Inds Inc. x 0 1,300 0 Coated Sales Inc x 0 1,050 0 Coats Viyella Plc Spons ADR x 0 101,680 0 Columbia Laboratories Inc. x 0 1,000 0 Cobalt Networks Inc x 0 50 0 Conoco Inc. x 0 36,765 0 Conoco Inc x 0 34,463 0 Codenoll Technology Corp. x 0 55 0 Cone Mills Corp. x 0 200 0 Capital One Financial Corp. x 0 112,685 0 Cabot Oil and Gas Corp. x 0 8,400 0 Coherent Inc. x 0 34,500 0 Cohu Inc. x 0 35,745 0 Coca Cola Bottling Co x 0 351 0 Columbia/HCA Healthcare Corp. x 0 144,706 0 Columbia Sportswear Co. x 0 40,983 0 Colt Telecom Group Plc x 0 445 0 3 Com Corp. x 0 142,963 0 Contour Energy Co. x 0 835 0 Cooper Companies Inc. x 0 3,500 0 Cyberian Outpost Inc x 0 4,900 0 Consolidated Products Inc. x 0 504 0 Crescent Operating Inc. x 0 415 0 COR Therapeutics Inc. x 0 1,550 0 Corus Bankshares Inc. x 0 75 0 Corel Systems Corp x 0 27,950 0 Costco Whsl Corp New x 0 24,299 0 Cott Corp. x 0 26,800 0 Covest Bancshares Inc. x 0 450 0 Covad Communications Group x 0 20,068 0 Covington Development Group Inc x 0 600 0 Cox Communications Inc. Cl A x 0 24,061 0 Canadian Pacific Ltd Com x 0 3,836 0 Campbell Soup Co. x 0 14,439 0 Cathay Pacific Airway Ltd Sp x 0 8,765 0 Carolina Power & Light 8.55% x 0 9,650 0 Chateau Communities Inc. x 0 4,635 0 Carolina Power & Light x 0 94,883 0 Carolina Power & Light Co. x 0 1,125 0 Connecticut LT&PWR Capital LP x 0 11,916 0 Calpine Corp. x 0 15,992 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Telefonica Cpt Peru Ser B Common Stock P3179N127 4 2,795 Corn Products International Inc. Common Stock 219023108 213 6,493 C P Pokhand Co Ltd Foreign Stock G71507100 0 10,000 Compaq Computer Corp. Common Stock 204493100 17,479 645,871 Caprock Communications Corp Common Stock 140667106 10 310 Copart, Inc Common Stock 217204106 46 1,050 Choicepoint Inc. Common Stock 170388102 59 1,430 Capsule Sys Inc Common Stock 140670100 0 20,000 Camden Property Trust Common Stock 133131102 1,843 67,335 Camden Properties Trust Pfd PreferdStk Conv 133131201 22 1,000 Critical Path Inc. Common Stock 22674V100 41 435 Ctc Communications Group Inc Common Stock 126419100 15 390 CompUSA Inc. Common Stock 204932107 124 24,100 Cost Plus Inc. Common Stock 221485105 18 500 Compuware Corp. Common Stock 205638109 2,271 60,957 CPI Corp. Common Stock 125902106 39 1,746 Comsat Corp. Common Stock 20564D107 0 1 Comsat Capital LP 8.125% Cum PFDMthly 30/360 205930209 30 1,500 Chiquita Brands $3.75 Ser B PreferdStk Conv 170032502 7 300 Crane Co Common Stock 224399105 50 2,519 Pe Corp. Celera Genomics Group Common Stock 69332S201 613 4,112 Charles River Associates Common Stock 159852102 5 150 Crown Andersen Inc Common Stock 228190104 9 1,200 Cray Computer Corp. Common Stock 225222108 0 400 Chromcraft Revington Inc Common Stock 171117104 63 6,000 Creditrust Corp. Common Stock 225429109 3 430 Carramerica Realty Corp. Common Stock 144418100 375 17,760 Carramerica Realty Corp-Dep Shs-Repstg PFD QTR 30/360 144418506 32 2,000 Carramerica Realty Corp. 8.57% PFD Ser PFD QTR 30/360 144418209 260 16,130 Carramerica Realty Corp. 8.5% Pfd Ser PFD QTR 30/360 144418407 161 10,050 Creative Technology Ordinary Shares Common Stock Y1775U107 156 8,970 Cree Research, Inc. Common Stock 225447101 357 4,185 Curagen Corp Common Stock 23126R101 105 1,500 Coram Healthcare Corp. Common Stock 218103109 3 3,418 Comstock Resources Inc. Common Stock 205768203 3 1,000 Crossland Savings FSB PFD QTR 30/360 227901204 0 228 Cornell Corrections Inc. Common Stock 219141108 6 700 Crossman Communities Inc Common Stock 22764E109 150 9,700 Carrollton Bancorp Common Stock 145282109 75 4,908 Captec Net Lease Realty Inc. Common Stock 140724105 215 28,700 Carpenter Technology Corp. Common Stock 144285103 84 3,060 Cross Timber Royalty Trust Common Stock 22757R109 10 1,000 Current Tech Corp. Common Stock 23130E104 0 4,500 Cirrus Logic Corp. Common Stock 172755100 27 2,000 Corixa Corp Common Stock 21887F100 24 1,402 Crazy Eddie, Inc. Common Stock 225227107 0 800 Cabletron Systems Inc. Common Stock 126920107 1,821 70,030 Caraustar Industries Inc. Common Stock 140909102 12 500 Computer Sciences Corp. Common Stock 205363104 7,419 78,402 Cisco Systems Inc. Common Stock 17275R102 69,434 648,162 Cadbury Schweppes Delaware LP PFD QTR 30/360 127207207 12 500 Consco Enterprises Inc Common Stock 208462101 0 1,000 Conseco Financing Trust V 8.70% PFD QTR 30/360 20847D205 80 4,000 Citizens Bank Ovieda Fla Common Stock 174134106 1 46 Cadbury Schweppes P L C ADR 127209302 57 2,360 CSG Systems International Inc. Common Stock 126349109 203 5,094 Columbus Southern Pwr Co PFD QTR 30/360 199575812 13 600 Chesapeake Corp. Common Stock 165159104 3 100 Carlisle Cos Inc. Common Stock 142339100 268 7,445 Casino Resource Corp. Common Stock 147603203 0 1,200 Central & Southwest Corp. Common Stock 152357109 171 8,540 Compusonics Corp Common Stock 204918106 0 1,000 Carriage Services Inc Cl A Common Stock 143905107 14 2,400 C S X Corp. Common Stock 126408103 698 22,256 Capital Trust CL-A Common Stock 14052H100 1 200 Center TR Inc Common Stock 151845104 2 180 1-800 Contacts Inc Common Stock 681977104 4 150 Continental Airlines Hldgs Inc. Common Stock 210802104 0 94 Catalytica Incorporated Common Stock 148885106 30 2,200 Cintas Corp. Common Stock 172908105 310 5,840 Cooper Tire & Rubber Co Common Stock 216831107 1,206 77,489 CT Communications Inc. Common Stock 126426402 48 850 Commonwealth Telephone Enterprises Inc Common Stock 203349105 21 400 Celestial Seasonings Inc. Common Stock 151016102 4 200 CTG Resources Inc. Common Stock 125957100 302 8,700 Caldera Technologies Corp. Foreign Stock 12878E301 0 600 Cetek Technologies Inc. Common Stock 157193103 1 20,000 Centurytel Inc. Common Stock 156700106 2,306 48,679 Consolidated Tomoka Ld Co Common Stock 210226106 8 631 CMP Group Inc Common Stock 125887109 119 4,315 Citic Pacific Limited Common Stock Y1639J116 11 3,000 Cabot Industrisl Trust - SBI Common Stock 127072106 7 400 Celtrix Pharmaceuticals Inc Common Stock 151186103 1 500 CTS Corp. Common Stock 126501105 358 4,750 Cognizant Technology Solutions Corp Common Stock 192446102 11 100 Continental AG Spons ADR ADR 210771200 1,157 58,130 Commscope Inc. Common Stock 203372107 3,078 76,344 Centex Corp. Common Stock 152312104 400 16,205 Citrix Systems Inc. Common Stock 177376100 1,414 11,498 Cityfed Financial Corp PFD QTR 30/360 178762308 0 200 Cityscape Financial Corp Common Stock 178778106 0 1,000 Chicago Title Corp Common Stock 168228104 56 1,205 Cubic Corp Common Stock 229669106 221 10,125 C-Cube Microsystems Inc. Common Stock 125015107 436 7,004 Cummins Engine Co, Inc. Common Stock 231021106 14 280 Central Vermont Pub Svc Corp. Common Stock 155771108 11 1,003 Chester Valley Bancorp Common Stock 166335109 23 1,470 Crown Vantage Inc. Common Stock 228622106 0 10 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Telefonica Cpt Peru Ser B x 0 2,795 0 Corn Products International Inc. x 0 6,493 0 C P Pokhand Co Ltd x 0 10,000 0 Compaq Computer Corp. x 0 645,871 0 Caprock Communications Corp x 0 310 0 Copart, Inc x 0 1,050 0 Choicepoint Inc. x 0 1,430 0 Capsule Sys Inc x 0 20,000 0 Camden Property Trust x 0 67,335 0 Camden Properties Trust Pfd x 0 1,000 0 Critical Path Inc. x 0 435 0 Ctc Communications Group Inc x 0 390 0 CompUSA Inc. x 0 24,100 0 Cost Plus Inc. x 0 500 0 Compuware Corp. x 0 60,957 0 CPI Corp. x 0 1,746 0 Comsat Corp. x 0 1 0 Comsat Capital LP 8.125% Cum x 0 1,500 0 Chiquita Brands $3.75 Ser B x 0 300 0 Crane Co x 0 2,519 0 Pe Corp. Celera Genomics Group x 0 4,112 0 Charles River Associates x 0 150 0 Crown Andersen Inc x 0 1,200 0 Cray Computer Corp. x 0 400 0 Chromcraft Revington Inc x 0 6,000 0 Creditrust Corp. x 0 430 0 Carramerica Realty Corp. x 0 17,760 0 Carramerica Realty Corp-Dep Shs-Repstg x 0 2,000 0 Carramerica Realty Corp. 8.57% PFD Ser x 0 16,130 0 Carramerica Realty Corp. 8.5% Pfd Ser x 0 10,050 0 Creative Technology Ordinary Shares x 0 8,970 0 Cree Research, Inc. x 0 4,185 0 Curagen Corp x 0 1,500 0 Coram Healthcare Corp. x 0 3,418 0 Comstock Resources Inc. x 0 1,000 0 Crossland Savings FSB x 0 228 0 Cornell Corrections Inc. x 0 700 0 Crossman Communities Inc x 0 9,700 0 Carrollton Bancorp x 0 4,908 0 Captec Net Lease Realty Inc. x 0 28,700 0 Carpenter Technology Corp. x 0 3,060 0 Cross Timber Royalty Trust x 0 1,000 0 Current Tech Corp. x 0 4,500 0 Cirrus Logic Corp. x 0 2,000 0 Corixa Corp x 0 1,402 0 Crazy Eddie, Inc. x 0 800 0 Cabletron Systems Inc. x 0 70,030 0 Caraustar Industries Inc. x 0 500 0 Computer Sciences Corp. x 0 78,402 0 Cisco Systems Inc. x 0 648,162 0 Cadbury Schweppes Delaware LP x 0 500 0 Consco Enterprises Inc x 0 1,000 0 Conseco Financing Trust V 8.70% x 0 4,000 0 Citizens Bank Ovieda Fla x 0 46 0 Cadbury Schweppes P L C x 0 2,360 0 CSG Systems International Inc. x 0 5,094 0 Columbus Southern Pwr Co x 0 600 0 Chesapeake Corp. x 0 100 0 Carlisle Cos Inc. x 0 7,445 0 Casino Resource Corp. x 0 1,200 0 Central & Southwest Corp. x 0 8,540 0 Compusonics Corp x 0 1,000 0 Carriage Services Inc Cl A x 0 2,400 0 C S X Corp. x 0 22,256 0 Capital Trust CL-A x 0 200 0 Center TR Inc x 0 180 0 1-800 Contacts Inc x 0 150 0 Continental Airlines Hldgs Inc. x 0 94 0 Catalytica Incorporated x 0 2,200 0 Cintas Corp. x 0 5,840 0 Cooper Tire & Rubber Co x 0 77,489 0 CT Communications Inc. x 0 850 0 Commonwealth Telephone Enterprises Inc x 0 400 0 Celestial Seasonings Inc. x 0 200 0 CTG Resources Inc. x 0 8,700 0 Caldera Technologies Corp. x 0 600 0 Cetek Technologies Inc. x 0 20,000 0 Centurytel Inc. x 0 48,679 0 Consolidated Tomoka Ld Co x 0 631 0 CMP Group Inc x 0 4,315 0 Citic Pacific Limited x 0 3,000 0 Cabot Industrisl Trust - SBI x 0 400 0 Celtrix Pharmaceuticals Inc x 0 500 0 CTS Corp. x 0 4,750 0 Cognizant Technology Solutions Corp x 0 100 0 Continental AG Spons ADR x 0 58,130 0 Commscope Inc. x 0 76,344 0 Centex Corp. x 0 16,205 0 Citrix Systems Inc. x 0 11,498 0 Cityfed Financial Corp x 0 200 0 Cityscape Financial Corp x 0 1,000 0 Chicago Title Corp x 0 1,205 0 Cubic Corp x 0 10,125 0 C-Cube Microsystems Inc. x 0 7,004 0 Cummins Engine Co, Inc. x 0 280 0 Central Vermont Pub Svc Corp. x 0 1,003 0 Chester Valley Bancorp x 0 1,470 0 Crown Vantage Inc. x 0 10 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Cablevision Systems Corp. Cl A Common Stock 12686C109 531 7,030 Csc Hldgs Inc Preferred Stock 126304401 8 69 Covance Inc. Common Stock 222816100 210 19,397 Converse Inc. Common Stock 212540108 1 900 Convergys Corp Common Stock 212485106 1,336 43,441 Cavanaughs Hospitality Corp Common Stock 149564106 66 8,050 CV REIT Inc. Common Stock 126640101 2 236 Chicago Rivet & Mach Co Common Stock 168088102 4 168 CVS Corp. Common Stock 126650100 3,354 83,983 Chromavision Medical Sys Common Stock 17111P104 4 280 TCW Convertible Securities Fd Common Stock 872340104 446 46,616 Cv Therapeutics Inc Common Stock 126667104 76 2,900 Coventry Health Care Inc Common Stock 222862104 1 200 Cleveland Elec Illum Co Preferred Stock 186108205 5 50 Comed Financing I Toprs 8.48% Pfd PFD QTR 30/360 20033V209 122 5,500 Crown American Realty Trust Common Stock 228186102 208 37,800 Cable & Wireless Pub Ltd Plc ADR 126830207 502 9,476 Casella Waste Systems Inc. - Cl A Common Stock 147448104 80 4,257 California Water Service Grp Common Stock 130788102 6 200 Cemex SA- Spons ADR ADR 151290889 15 547 Colonial High Income Municipal Trust Common Stock 195743109 220 34,449 Colonial Investment Grade Common Stock 195768106 214 24,800 Coflexip Spon ADR ADR 192384105 18 485 Centex Construction Prods Inc. Common Stock 15231R109 98 2,500 COX Radio Inc. Cl A Common Stock 224051102 19 195 Canadian Occidental Petroleum PFD PFD QTR 30/360 136420403 191 8,200 Cypress Semiconductor Corp. Common Stock 232806109 695 21,455 Cyberguard Corp. Common Stock 231910100 3 500 Cyber-Care Inc Common Stock 23243T105 33 3,600 Cybersource Corp Common Stock 23251J106 26 500 Cyberonics Inc. Common Stock 23251P102 16 1,000 Cybercash Inc. Common Stock 232462101 4 400 Cycle & Carriage Ltd. Foreign Stock 232903302 54 8,725 Cygnus Inc. Common Stock 232560102 46 2,500 Cycomm International Inc. Common Stock 23255B208 1 1,700 Cymer Inc. Common Stock 232572107 23 500 City National Corp. Common Stock 178566105 56 1,700 Cypress Bioscience Inc Common Stock 232674101 4 2,000 Cysive Inc Common Stock 23281T108 384 5,330 Cytec Common Stock 232820100 5 215 CYTYC Corp. Common Stock 232946103 187 3,055 Cytogen Corp. Common Stock 232824102 1 500 Cityxpress Com Corp Common Stock 178786109 3 9,000 Celanese AG ADR D1497A101 6 352 Citizens Utilities Co - CL B Common Stock 177342201 126 8,877 Citizens Utilities Trust 5% PFD QTR 30/360 177351202 6 100 Delia's Inc Common Stock 246885107 4 615 Duke Cap Financing Trust I PFD QTR 30/360 264393208 45 2,100 Duke Capital Fin Trust II Quips PFD QTR 30/360 26439E204 50 2,335 Duke Energy Corp 6.60% PFD QTR 30/360 264399619 36 1,800 Duke Weeks Realty Corp Pfd Ser F 8% PFD QTR 30/360 264411828 9 500 Dominion Resources Inc. of VA Common Stock 257470104 1,621 41,290 Danone Foreign Stock 399449107 224 4,820 Dave & Busters Inc. Common Stock 23833N104 1 100 Davids Bridal Inc Common Stock 238576102 399 35,675 Dai Ichi Kangyo Bk Ltd Japan ADR 233804202 39 417 Daktronics Inc Common Stock 234264109 23 900 Delta Air Lines Inc. Common Stock 247361108 710 14,262 Danka Business Systems PLC ADR 236277109 505 39,771 DAOU System Inc. Common Stock 237015102 50 16,410 Discount Auto Parts Inc. Common Stock 254642101 108 6,000 Dassault Systems SA Sponsored Adr Foreign Stock 237545108 166 2,637 Datatec Sys Inc Common Stock 238128102 11 2,000 Dayton Mng Corp Foreign Stock 239902109 9 100,000 Data Broadcast Corp. Common Stock 237596101 85 10,280 Diebold Inc. Common Stock 253651103 1,620 68,936 Dyersburg Corp. Common Stock 267575108 2 2,500 Deutsche Bank AG Common Stock D18190898 122 1,450 Demegen Inc Common Stock 24804S106 1 2,500 De Beers Cons Mines Ltd ADR N.E. ADR 240253302 3,540 122,320 Dbs Group Hldgs Ltd ADR 23304Y100 4,817 73,496 Donaldson Inc. Common Stock 257651109 176 7,308 Doubleclick Inc. Common Stock 258609304 2,164 8,550 Dana Corp. Common Stock 235811106 790 26,381 Dime Community Bancshares Inc Common Stock 253922108 4 190 Doncasters PLC Sponsored Common Stock 257692103 5 500 Digital Courier Tech Inc Common Stock 253838106 7 700 DaimlerChrysler A.G. ADR D1668R123 2,279 29,127 Du Pont (EI) de Nemours and Co. Common Stock 263534109 15,978 242,548 Du Pont E I De Nemour Preferred Stock 263534208 83 1,455 Du Pont E I De Nemours & Co Preferred Stock 263534307 2 25 Detroit Diesel Corp. Common Stock 250837101 75 3,885 Delaware Group Dividend & Common Stock 245915103 113 9,456 Data Diminsions Inc Common Stock 237654207 2 800 Developers Diversified Realty Corp. Common Stock 251591103 187 14,540 Developers Diversified Rlty 9.50% CL A PFD QTR 30/360 251591301 135 6,700 Developers Divrs Realty Corp 8.375% Pf PFD QTR 30/360 251591608 24 1,400 Developers Diversified Rlty Co PFD QTR 30/360 251591806 4 200 Dillards Inc. Common Stock 254067101 449 22,225 Deere & Co Common Stock 244199105 2,453 56,559 Den Danske BK of 1871 Aktieselska ADR 248206203 3,005 27,545 Deltic Timber Corp. Common Stock 247850100 3 143 Dell Computer Corp. Common Stock 247025109 31,197 611,711 Drug Emporium Inc. Common Stock 262175102 4 1,000 Denbury Resources Inc Common Stock 247916208 2 400 Interdent Inc Common Stock 45865R109 39 4,775 Diageo PLC-Sponsored ADR New ADR 25243Q205 3,041 95,033 De Rigo Spa - Sponsored ADR ADR 245334107 6 1,150 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Cablevision Systems Corp. Cl A x 0 7,030 0 Csc Hldgs Inc x 0 69 0 Covance Inc. x 0 19,397 0 Converse Inc. x 0 900 0 Convergys Corp x 0 43,441 0 Cavanaughs Hospitality Corp x 0 8,050 0 CV REIT Inc. x 0 236 0 Chicago Rivet & Mach Co x 0 168 0 CVS Corp. x 0 83,983 0 Chromavision Medical Sys x 0 280 0 TCW Convertible Securities Fd x 0 46,616 0 Cv Therapeutics Inc x 0 2,900 0 Coventry Health Care Inc x 0 200 0 Cleveland Elec Illum Co x 0 50 0 Comed Financing I Toprs 8.48% Pfd x 0 5,500 0 Crown American Realty Trust x 0 37,800 0 Cable & Wireless Pub Ltd Plc x 0 9,476 0 Casella Waste Systems Inc. - Cl A x 0 4,257 0 California Water Service Grp x 0 200 0 Cemex SA- Spons ADR x 0 547 0 Colonial High Income Municipal Trust x 0 34,449 0 Colonial Investment Grade x 0 24,800 0 Coflexip Spon ADR x 0 485 0 Centex Construction Prods Inc. x 0 2,500 0 COX Radio Inc. Cl A x 0 195 0 Canadian Occidental Petroleum PFD x 0 8,200 0 Cypress Semiconductor Corp. x 0 21,455 0 Cyberguard Corp. x 0 500 0 Cyber-Care Inc x 0 3,600 0 Cybersource Corp x 0 500 0 Cyberonics Inc. x 0 1,000 0 Cybercash Inc. x 0 400 0 Cycle & Carriage Ltd. x 0 8,725 0 Cygnus Inc. x 0 2,500 0 Cycomm International Inc. x 0 1,700 0 Cymer Inc. x 0 500 0 City National Corp. x 0 1,700 0 Cypress Bioscience Inc x 0 2,000 0 Cysive Inc x 0 5,330 0 Cytec x 0 215 0 CYTYC Corp. x 0 3,055 0 Cytogen Corp. x 0 500 0 Cityxpress Com Corp x 0 9,000 0 Celanese AG x 0 352 0 Citizens Utilities Co - CL B x 0 8,877 0 Citizens Utilities Trust 5% x 0 100 0 Delia's Inc x 0 615 0 Duke Cap Financing Trust I x 0 2,100 0 Duke Capital Fin Trust II Quips x 0 2,335 0 Duke Energy Corp 6.60% x 0 1,800 0 Duke Weeks Realty Corp Pfd Ser F 8% x 0 500 0 Dominion Resources Inc. of VA x 0 41,290 0 Danone x 0 4,820 0 Dave & Busters Inc. x 0 100 0 Davids Bridal Inc x 0 35,675 0 Dai Ichi Kangyo Bk Ltd Japan x 0 417 0 Daktronics Inc x 0 900 0 Delta Air Lines Inc. x 0 14,262 0 Danka Business Systems PLC x 0 39,771 0 DAOU System Inc. x 0 16,410 0 Discount Auto Parts Inc. x 0 6,000 0 Dassault Systems SA Sponsored Adr x 0 2,637 0 Datatec Sys Inc x 0 2,000 0 Dayton Mng Corp x 0 100,000 0 Data Broadcast Corp. x 0 10,280 0 Diebold Inc. x 0 68,936 0 Dyersburg Corp. x 0 2,500 0 Deutsche Bank AG x 0 1,450 0 Demegen Inc x 0 2,500 0 De Beers Cons Mines Ltd ADR N.E. x 0 122,320 0 Dbs Group Hldgs Ltd x 0 73,496 0 Donaldson Inc. x 0 7,308 0 Doubleclick Inc. x 0 8,550 0 Dana Corp. x 0 26,381 0 Dime Community Bancshares Inc x 0 190 0 Doncasters PLC Sponsored x 0 500 0 Digital Courier Tech Inc x 0 700 0 DaimlerChrysler A.G. x 0 29,127 0 Du Pont (EI) de Nemours and Co. x 0 242,548 0 Du Pont E I De Nemour x 0 1,455 0 Du Pont E I De Nemours & Co x 0 25 0 Detroit Diesel Corp. x 0 3,885 0 Delaware Group Dividend & x 0 9,456 0 Data Diminsions Inc x 0 800 0 Developers Diversified Realty Corp. x 0 14,540 0 Developers Diversified Rlty 9.50% CL A x 0 6,700 0 Developers Divrs Realty Corp 8.375% Pf x 0 1,400 0 Developers Diversified Rlty Co x 0 200 0 Dillards Inc. x 0 22,225 0 Deere & Co x 0 56,559 0 Den Danske BK of 1871 Aktieselska x 0 27,545 0 Deltic Timber Corp. x 0 143 0 Dell Computer Corp. x 0 611,711 0 Drug Emporium Inc. x 0 1,000 0 Denbury Resources Inc x 0 400 0 Interdent Inc x 0 4,775 0 Diageo PLC-Sponsored ADR New x 0 95,033 0 De Rigo Spa - Sponsored ADR x 0 1,150 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Delmarva Power & Light Trust Preferred Stock 247112204 34 1,600 Dexter Corp. Common Stock 252165105 64 1,600 Dean Foods Co Common Stock 242361103 94 2,375 Delphi Financial Group Inc Cl A Common Stock 247131105 6 208 Dairy Farm Intl Ltd ADR 233859305 2 540 Direct Focus Inc Common Stock 254931108 42 1,500 Dollar General Corp. Common Stock 256669102 456 20,044 Delaware Group Glabal Dividend Common Stock 245916101 6 500 Digitran Sys Inc Common Stock 253898100 0 600 Digital Lava Inc Common Stock 253928105 7 1,000 Quest Diagnostics Inc. Common Stock 74834L100 43 1,397 Dayton Hudson Corp. Common Stock 239753106 3,223 43,885 D R Horton Inc. Common Stock 23331A109 7 500 Danaher Corp. Common Stock 235851102 534 11,062 Diamonds Trust Unit Series 1 Common Stock 252787106 749 6,500 Spectral Diagnostics Inc. Common Stock 847574100 3 3,000 Digene Corp Common Stock 253752109 5 300 Digital Impact Inc Del Common Stock 25385G106 22 435 Digital Lightwave, Inc. Common Stock 253855100 38 600 Digitext Inc Common Stock 253894109 0 1,900 Digex Inc. Cl A Common Stock 253756100 246 3,580 DII Group Inc. Common Stock 232949107 303 4,265 Donaldson Lufkin & Jenrette Nw Common Stock 257661504 24 1,795 The Walt Disney Co. Common Stock 254687106 19,039 650,919 Echostar Communications New Common Stock 278762109 2,795 28,670 Image Entertainment Inc. Com Common Stock 452439201 107 19,110 Diversified Senior Services Inc. Common Stock 255340101 19 8,000 Ditech Communications Corp Common Stock 25500M103 122 1,300 Dow Jones & Co Common Stock 260561105 7 100 Datacraft Asia Ltd Foreign Stock Y1997C109 8 1,000 Dial Corp. Common Stock 25247D101 1,063 43,708 Deutsche Lufthansa ADR ADR 251561205 5 200 Donaldson Lufkin & Jenrette Common Stock 257661108 59 1,220 DLJ Cap Trust I Pfd Trust Sec PFDMthly 30/360 23321W202 51 2,300 Del Monte Foods Co. Common Stock 24522P103 427 34,680 Delta & Pine Land Co Common Stock 247357106 7 400 Dollar Tree Stores Inc. Common Stock 256747106 1,144 23,621 Delta Woodside Inds Inc. New Common Stock 247909104 4 2,200 Deluxe Corp. Common Stock 248019101 363 13,219 Datamarine Intl Inc. Common Stock 238045108 3 2,400 Dairy Mart Convenience Stores Common Stock 233860105 0 25 Dime Bancorp Inc. Common Stock 25429Q102 37 2,475 Dreyfus Municipal Income, Inc. Common Stock 26201R102 0 1 Digital Microwave Corp. Common Stock 253859102 16 700 Dimon Inc. Common Stock 254394109 19 5,800 Denning Mobile Robotics Inc Common Stock 248570301 0 72 Dimethaid Research Inc. Common Stock 25435L105 17 5,700 Genentech Inc Common Stock 368710406 1,407 10,459 Dun & Bradstreet Corp. Common Stock 26483B106 662 22,426 Dunn Computer Corp Va Common Stock 265771105 4 1,300 Dionex Corp Common Stock 254546104 19 460 Donnelley (R R) & Sons Co Common Stock 257867101 353 14,215 Diamond Offshore Drilling Inc. Common Stock 25271C102 758 24,806 Docucorp International-W/I Common Stock 255911109 2 280 Dole Food Company Common Stock 256605106 439 27,025 Dominguez Svcs Corp. Common Stock 257128108 36 1,200 Doral Financial Corp. Common Stock 25811P100 34 2,800 Dover Corp. Common Stock 260003108 2,710 59,720 Dow Chemical Co Common Stock 260543103 3,393 25,391 Amdocs Limited Common Stock G02602103 179 5,186 Diagnostic Products Corp. Common Stock 252450101 5 185 Dense Pac Microsystems Inc Common Stock 248719304 21 2,600 Delphi Automotive Sys Corp Common Stock 247126105 2,297 145,851 DPL Inc. Common Stock 233293109 286 16,537 Dupont Photomasks Inc. Common Stock 26613X101 58 1,200 Duquesne Captl Cum Mthly Inc. PFD QTR 30/360 266224203 99 4,485 D Q E Inc. Common Stock 23329J104 113 3,263 Duquesne Lt Co Pfd 4% Preferred Stock 266228402 1 33 Dain Rauscher Corp. Common Stock 233856103 537 11,555 Dynamics Research Corp. Common Stock 268057106 6 720 Directrix Inc. Common Stock 25459A100 11 2,500 Duane Reade Inc. Common Stock 263578106 58 2,112 Duke Realty Investments, Inc. Common Stock 264411505 1,305 66,915 Duke Realty Investment Inc. PFD 8.25% PFD QTR 30/360 264411844 2 100 Duke Realty Investment Inc. Preferred Stock 264411604 16 800 Dan River Inc. Common Stock 235774106 10 2,000 Darden Restaurants Inc. Common Stock 237194105 19 1,050 Digital River Inc. Common Stock 25388B104 28 850 Duramed Pharmaceuticals Inc. Common Stock 266354109 86 12,060 Dril-Quip Inc Common Stock 262037104 6 200 Dura Automotive Systems Inc. Common Stock 265903104 2 130 Dresdner Bank AG New ADR ADR 261561302 27 500 GTS Duratek Inc. New Common Stock 36237J107 54 6,800 Dallas Semiconductor Corp. Common Stock 235204104 159 2,465 Drugstore Com Inc Common Stock 262241102 11 300 Datascope Corp. Common Stock 238113104 964 24,108 Dayton Superior Cap Tr PFD QTR 30/360 240029207 135 7,850 Desc SA DE CV - Ser C Foreign Stock P3506C125 0 100 Descartes Sys Group Inc Foreign Stock 249906108 65 3,000 Dreyfus Strategic Govts Income Inc. Common Stock 261938104 86 11,070 Downey Financial Corp. Holding Co Common Stock 261018105 5 230 Downey Finl Cap Tr I PFD QTR 30/360 261016208 79 3,700 Dsl Net Inc Common Stock 262506108 71 4,900 D S P Group Inc. Common Stock 23332B106 37 400 Quantum Corp-DLT & Storage Common Stock 747906204 370 24,464 DST Systems Inc. Common Stock 233326107 955 12,514 Datastream System Inc Common Stock 238124101 45 1,850 Southwestern Bell Telephone Co. PFD QTR 30/360 845335108 44 2,100 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Delmarva Power & Light Trust x 0 1,600 0 Dexter Corp. x 0 1,600 0 Dean Foods Co x 0 2,375 0 Delphi Financial Group Inc Cl A x 0 208 0 Dairy Farm Intl Ltd x 0 540 0 Direct Focus Inc x 0 1,500 0 Dollar General Corp. x 0 20,044 0 Delaware Group Glabal Dividend x 0 500 0 Digitran Sys Inc x 0 600 0 Digital Lava Inc x 0 1,000 0 Quest Diagnostics Inc. x 0 1,397 0 Dayton Hudson Corp. x 0 43,885 0 D R Horton Inc. x 0 500 0 Danaher Corp. x 0 11,062 0 Diamonds Trust Unit Series 1 x 0 6,500 0 Spectral Diagnostics Inc. x 0 3,000 0 Digene Corp x 0 300 0 Digital Impact Inc Del x 0 435 0 Digital Lightwave, Inc. x 0 600 0 Digitext Inc x 0 1,900 0 Digex Inc. Cl A x 0 3,580 0 DII Group Inc. x 0 4,265 0 Donaldson Lufkin & Jenrette Nw x 0 1,795 0 The Walt Disney Co. x 0 650,919 0 Echostar Communications New x 0 28,670 0 Image Entertainment Inc. Com x 0 19,110 0 Diversified Senior Services Inc. x 0 8,000 0 Ditech Communications Corp x 0 1,300 0 Dow Jones & Co x 0 100 0 Datacraft Asia Ltd x 0 1,000 0 Dial Corp. x 0 43,708 0 Deutsche Lufthansa ADR x 0 200 0 Donaldson Lufkin & Jenrette x 0 1,220 0 DLJ Cap Trust I Pfd Trust Sec x 0 2,300 0 Del Monte Foods Co. x 0 34,680 0 Delta & Pine Land Co x 0 400 0 Dollar Tree Stores Inc. x 0 23,621 0 Delta Woodside Inds Inc. New x 0 2,200 0 Deluxe Corp. x 0 13,219 0 Datamarine Intl Inc. x 0 2,400 0 Dairy Mart Convenience Stores x 0 25 0 Dime Bancorp Inc. x 0 2,475 0 Dreyfus Municipal Income, Inc. x 0 1 0 Digital Microwave Corp. x 0 700 0 Dimon Inc. x 0 5,800 0 Denning Mobile Robotics Inc x 0 72 0 Dimethaid Research Inc. x 0 5,700 0 Genentech Inc x 0 10,459 0 Dun & Bradstreet Corp. x 0 22,426 0 Dunn Computer Corp Va x 0 1,300 0 Dionex Corp x 0 460 0 Donnelley (R R) & Sons Co x 0 14,215 0 Diamond Offshore Drilling Inc. x 0 24,806 0 Docucorp International-W/I x 0 280 0 Dole Food Company x 0 27,025 0 Dominguez Svcs Corp. x 0 1,200 0 Doral Financial Corp. x 0 2,800 0 Dover Corp. x 0 59,720 0 Dow Chemical Co x 0 25,391 0 Amdocs Limited x 0 5,186 0 Diagnostic Products Corp. x 0 185 0 Dense Pac Microsystems Inc x 0 2,600 0 Delphi Automotive Sys Corp x 0 145,851 0 DPL Inc. x 0 16,537 0 Dupont Photomasks Inc. x 0 1,200 0 Duquesne Captl Cum Mthly Inc. x 0 4,485 0 D Q E Inc. x 0 3,263 0 Duquesne Lt Co Pfd 4% x 0 33 0 Dain Rauscher Corp. x 0 11,555 0 Dynamics Research Corp. x 0 720 0 Directrix Inc. x 0 2,500 0 Duane Reade Inc. x 0 2,112 0 Duke Realty Investments, Inc. x 0 66,915 0 Duke Realty Investment Inc. PFD 8.25% x 0 100 0 Duke Realty Investment Inc. x 0 800 0 Dan River Inc. x 0 2,000 0 Darden Restaurants Inc. x 0 1,050 0 Digital River Inc. x 0 850 0 Duramed Pharmaceuticals Inc. x 0 12,060 0 Dril-Quip Inc x 0 200 0 Dura Automotive Systems Inc. x 0 130 0 Dresdner Bank AG New ADR x 0 500 0 GTS Duratek Inc. New x 0 6,800 0 Dallas Semiconductor Corp. x 0 2,465 0 Drugstore Com Inc x 0 300 0 Datascope Corp. x 0 24,108 0 Dayton Superior Cap Tr x 0 7,850 0 Desc SA DE CV - Ser C x 0 100 0 Descartes Sys Group Inc x 0 3,000 0 Dreyfus Strategic Govts Income Inc. x 0 11,070 0 Downey Financial Corp. Holding Co x 0 230 0 Downey Finl Cap Tr I x 0 3,700 0 Dsl Net Inc x 0 4,900 0 D S P Group Inc. x 0 400 0 Quantum Corp-DLT & Storage x 0 24,464 0 DST Systems Inc. x 0 12,514 0 Datastream System Inc x 0 1,850 0 Southwestern Bell Telephone Co. x 0 2,100 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Deutsche Telecom AG ADS ADR 251566105 9,684 136,399 Detroit Edison Co 7.625% Pfd PFD QTR 30/360 250847712 33 1,640 Deutsche Bank Sponsored ADR ADR 251525309 665 7,908 DTE Energy CO Common Stock 233331107 91 2,899 Display Technologies Inc Common Stock 25469V102 9 2,205 Dal-Tile International Inc Common Stock 23426R108 199 19,635 Datron Systems Inc Common Stock 238173108 1 100 Duff & Phelps Utility & Common Stock 26432K108 330 28,513 Duke Energy Corp. Common Stock 264399106 4,201 83,813 Duke Energy Capital Trust I 7.20% PFD QTR 30/360 264396201 35 1,700 Dura Pharmaceuticals, Inc. Common Stock 26632S109 26 1,830 Dusa Pharmaceuticals Inc. Common Stock 266898105 20 700 Devry Inc. Common Stock 251893103 993 53,290 Dover Downs Entertainment Inc. Common Stock 260086103 53 2,800 Devon Energy Corp New Common Stock 25179M103 80 2,446 Diversinet Corp Foreign Stock 25536K204 4 200 Drew Inds Inc Common Stock 26168L205 4 400 Daiwa House Sec ADR ADR 234062206 1 12 Dynamicweb Enterprises Inc Common Stock 268060209 92 7,500 Dataware Technologies Inc Common Stock 237920103 47 2,700 Dynex Cap Inc Common Stock 26817Q506 8 1,225 Dycom Industries Inc Common Stock 267475101 36 820 Dynagen Inc. Common Stock 267917607 15 40,000 Delphaize America Inc Cl A Common Stock 246688105 277 13,644 Delphaize America Inc Cl B Common Stock 246688204 70 3,348 Daisytek International Corp Common Stock 234053106 175 7,490 ENI Spa - Sponsored ADR ADR 26874R108 4,051 73,493 Equity Inv Fd Common Stock 294710553 0 12 Ea Engr Science & Tech Inc. Common Stock 267911105 0 200 Entergy Arkansas Cap I 8.50% PFD QTR 30/360 29364C201 57 2,800 Brinker Intl Inc. Common Stock 109641100 181 7,545 Ebay Inc Com Common Stock 278642103 858 6,857 EBANK.COM Inc Common Stock 278608104 1 100 Ennis Business Forms Inc. Common Stock 293389102 4 500 Electro Brain Intl Corp. Common Stock 285062204 0 500 Ebenx Inc Common Stock 278668108 3 75 Elder Beerman Stores Corp New Common Stock 284470101 6 1,080 Elsag Bailey Process Common Stock N2925S101 0 550 Engelhard Corp. Common Stock 292845104 318 16,837 Environmental Control Group Common Stock 293928107 0 200 Electronic Clearing House Inc. Common Stock 285562203 13 5,000 Eagle Capital Int Common Stock 269456109 0 1 ECI Telecom Limited ORD Foreign Stock 268258100 334 10,549 Ecolab Common Stock 278865100 1,425 36,415 Eclipsys Corp. Common Stock 278856109 98 3,827 Econnect Common Stock 27889S107 12 30,000 Echo Bay Mines Ltd Common Stock 278751102 16 13,100 Central Newspapers Cl A Common Stock 154647101 248 6,308 Consolidated Edison Inc. Common Stock 209115104 406 11,759 Consolidated Edison Co NY Inc PFD $5 PFD QTR 30/360 209111707 805 11,955 Empire Distict Electric Co. Common Stock 291641108 11 504 Ediets Com Inc Cl A Common Stock 280597105 0 133 Emerging Markets Income Fund Common Stock 290920107 9 936 E Digital Corp. Common Stock 26841Y103 78 26,750 Earth Search Sciences Inc. Common Stock 270313109 58 44,055 Con Edison Co Ser A 7.75% PFD QICS PFD QTR 30/360 209111848 51 2,300 Edo Corp Common Stock 281347104 1 200 Electronic Data Systems Common Stock 285661104 6,015 89,857 Edison Schools Inc Common Stock 281033100 8 500 El Paso Electric Co New Common Stock 283677854 373 37,995 Environmental Elements Corp Common Stock 293940102 6 2,600 EEX Corporation - New Common Stock 26842V207 4 1,328 Efax Com Inc. Common Stock 282012103 24 3,300 Electronics for Imaging Inc. Common Stock 286082102 485 8,340 Enhance Financial Services Group Inc. Common Stock 293310108 254 15,631 Eastern Enterprises Common Stock 27637F100 153 2,669 Equifax Inc. Common Stock 294429105 756 32,099 Eagle Geophysical Inc Common Stock 269524104 0 44 Egghead.com Common Stock 282329101 43 2,647 8 X 8 Inc. Common Stock 282912104 13 2,600 Eglobe Inc Common Stock 282339100 9 2,000 Electroglas, Inc. Common Stock 285324109 3 100 Energen Corp. Common Stock 29265N108 2 100 National Info Consortium Inc Common Stock 636491102 64 2,000 Earthgrains Co Common Stock 270319106 36 2,247 E Trade Group Inc Common Stock 269246104 464 17,772 Entergy Gulf States Capt I PFD QTR 30/360 29364H200 124 5,960 Entergy Ark Inc PFD QTR 30/360 29364D803 81 800 Entergy Louisiana Inc. 8% Pfd Preferred Stock 29364M803 46 1,800 Energy North, Inc. Common Stock 292925104 39 700 Equitable of Iowa Cos Capital Preferred Stock 294513205 20 800 Eidox PLC Sponsored ADR ADR 282485101 111 1,343 E Sim Ltd Foreign Stock M40990109 22 1,600 Echelon International Corp. Common Stock 278747100 26 1,151 Eircom Plc ADR 28257P105 6 400 Excelsior Income Shs Inc. Common Stock 300723103 17 1,200 Edison International Common Stock 281020107 497 18,990 Eastman Kodak Co. Common Stock 277461109 8,440 127,391 A/S Eksportfinans Non-Cum Pfd 8.70% Preferred Stock R20543162 14 550 Estee Lauder Companies Common Stock 518439104 2,573 51,005 Elcom International Inc. Common Stock 284434107 65 1,900 Endesa S.A. ADR ADR 29258N107 25 1,245 ELEC Communications Corp Common Stock 284739109 15 4,000 ELF Aquitaine ADR 286269105 14 185 Electric Lightwave Inc Cl A Common Stock 284895109 2 100 Elcor Corp. Common Stock 284443108 9 300 EMS Technologies Inc Common Stock 26873N108 5 412 Elan Corp. ADR ADR 284131208 2,370 80,327 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Deutsche Telecom AG ADS x 0 136,399 0 Detroit Edison Co 7.625% Pfd x 0 1,640 0 Deutsche Bank Sponsored ADR x 0 7,908 0 DTE Energy CO x 0 2,899 0 Display Technologies Inc x 0 2,205 0 Dal-Tile International Inc x 0 19,635 0 Datron Systems Inc x 0 100 0 Duff & Phelps Utility & x 0 28,513 0 Duke Energy Corp. x 0 83,813 0 Duke Energy Capital Trust I 7.20% x 0 1,700 0 Dura Pharmaceuticals, Inc. x 0 1,830 0 Dusa Pharmaceuticals Inc. x 0 700 0 Devry Inc. x 0 53,290 0 Dover Downs Entertainment Inc. x 0 2,800 0 Devon Energy Corp New x 0 2,446 0 Diversinet Corp x 0 200 0 Drew Inds Inc x 0 400 0 Daiwa House Sec ADR x 0 12 0 Dynamicweb Enterprises Inc x 0 7,500 0 Dataware Technologies Inc x 0 2,700 0 Dynex Cap Inc x 0 1,225 0 Dycom Industries Inc x 0 820 0 Dynagen Inc. x 0 40,000 0 Delphaize America Inc Cl A x 0 13,644 0 Delphaize America Inc Cl B x 0 3,348 0 Daisytek International Corp x 0 7,490 0 ENI Spa - Sponsored ADR x 0 73,493 0 Equity Inv Fd x 0 12 0 Ea Engr Science & Tech Inc. x 0 200 0 Entergy Arkansas Cap I 8.50% x 0 2,800 0 Brinker Intl Inc. x 0 7,545 0 Ebay Inc Com x 0 6,857 0 EBANK.COM Inc x 0 100 0 Ennis Business Forms Inc. x 0 500 0 Electro Brain Intl Corp. x 0 500 0 Ebenx Inc x 0 75 0 Elder Beerman Stores Corp New x 0 1,080 0 Elsag Bailey Process x 0 550 0 Engelhard Corp. x 0 16,837 0 Environmental Control Group x 0 200 0 Electronic Clearing House Inc. x 0 5,000 0 Eagle Capital Int x 0 1 0 ECI Telecom Limited ORD x 0 10,549 0 Ecolab x 0 36,415 0 Eclipsys Corp. x 0 3,827 0 Econnect x 0 30,000 0 Echo Bay Mines Ltd x 0 13,100 0 Central Newspapers Cl A x 0 6,308 0 Consolidated Edison Inc. x 0 11,759 0 Consolidated Edison Co NY Inc PFD $5 x 0 11,955 0 Empire Distict Electric Co. x 0 504 0 Ediets Com Inc Cl A x 0 133 0 Emerging Markets Income Fund x 0 936 0 E Digital Corp. x 0 26,750 0 Earth Search Sciences Inc. x 0 44,055 0 Con Edison Co Ser A 7.75% PFD QICS x 0 2,300 0 Edo Corp x 0 200 0 Electronic Data Systems x 0 89,857 0 Edison Schools Inc x 0 500 0 El Paso Electric Co New x 0 37,995 0 Environmental Elements Corp x 0 2,600 0 EEX Corporation - New x 0 1,328 0 Efax Com Inc. x 0 3,300 0 Electronics for Imaging Inc. x 0 8,340 0 Enhance Financial Services Group Inc. x 0 15,631 0 Eastern Enterprises x 0 2,669 0 Equifax Inc. x 0 32,099 0 Eagle Geophysical Inc x 0 44 0 Egghead.com x 0 2,647 0 8 X 8 Inc. x 0 2,600 0 Eglobe Inc x 0 2,000 0 Electroglas, Inc. x 0 100 0 Energen Corp. x 0 100 0 National Info Consortium Inc x 0 2,000 0 Earthgrains Co x 0 2,247 0 E Trade Group Inc x 0 17,772 0 Entergy Gulf States Capt I x 0 5,960 0 Entergy Ark Inc x 0 800 0 Entergy Louisiana Inc. 8% Pfd x 0 1,800 0 Energy North, Inc. x 0 700 0 Equitable of Iowa Cos Capital x 0 800 0 Eidox PLC Sponsored ADR x 0 1,343 0 E Sim Ltd x 0 1,600 0 Echelon International Corp. x 0 1,151 0 Eircom Plc x 0 400 0 Excelsior Income Shs Inc. x 0 1,200 0 Edison International x 0 18,990 0 Eastman Kodak Co. x 0 127,391 0 A/S Eksportfinans Non-Cum Pfd 8.70% x 0 550 0 Estee Lauder Companies x 0 51,005 0 Elcom International Inc. x 0 1,900 0 Endesa S.A. ADR x 0 1,245 0 ELEC Communications Corp x 0 4,000 0 ELF Aquitaine x 0 185 0 Electric Lightwave Inc Cl A x 0 100 0 Elcor Corp. x 0 300 0 EMS Technologies Inc x 0 412 0 Elan Corp. ADR x 0 80,327 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Earthlink Network Inc Common Stock 270322100 352 8,285 Elantec Semiconductor Inc Common Stock 284155108 19 575 Entergy London Capital LP 8.625% Cum PFD QTR 30/360 268316205 281 12,200 Echelon Corp Common Stock 27874N105 67 3,450 Electropure Inc Common Stock 286133103 1 2,500 Aktiebolaget Electrolux ADR ADR 010198208 22 431 Callaway Golf Co Common Stock 131193104 139 7,850 EMail Ltd Spon ADR ADR 290769207 4 1,200 Embrex Inc Common Stock 290817105 5 478 EMC Corp. Common Stock 268648102 30,696 280,971 The Emerging Market Income Fund Common Stock 290918101 26 2,300 Templeton Emerging Markets MutualFdEqClose 880191101 131 9,692 Emisphere Technologies Inc. Common Stock 291345106 15 500 Emulex Corp. Common Stock 292475209 797 7,087 Emmis Communications Corp Cl A Common Stock 291525103 125 1,000 Eastman Chemical Co Common Stock 277432100 234 4,900 Emerson Electric Co. Common Stock 291011104 5,920 103,184 Embratel Particpacoes ADR ADR 29081N100 3 100 Energy Biosystems Corp Common Stock 29265L706 0 75 Enesco Corp Inc Common Stock 292973104 8 700 Encore Computer Corp. Common Stock 292555109 0 200 Encad Inc Common Stock 292503109 2 325 Enron Corp Common Stock 293561106 13,642 307,419 Enron Cap Trust II 8.125% Perp Trust Preferred Stock 29357P201 21 1,000 Enron Capital Resources LP 9.0% Cum PF PFD P12 30/360 29357D208 25 1,000 Enron Capital LLC 8.00% Cum Gtd Pfd PFDMthly 30/360 P37307108 49 2,120 Enron Cap Tr I PFD QTR 30/360 29357N206 24 1,100 Engle Homes Inc Common Stock 292896107 13 1,100 Enersis SA Spons ADR ADR 29274F104 10 423 Entremed Inc Common Stock 29382F103 44 1,700 Equity Inns Inc. Common Stock 294703103 15 2,200 Euro909 Com A S ADR 298737107 28 1,000 TXU Gas Co Dep Pfd Shs Ser F Preferred Stock 873170302 12 500 Envirosource Inc. Common Stock 29409K606 0 57 Equant N V ADR 294409107 110 980 Entertainment International LTD Common Stock 29380Y104 0 2,000 Entrust Technologies Inc. Common Stock 293848107 221 3,680 Envirosure Mgmt Corp Common Stock 294096102 0 3,000 Enzo Biochem Inc. Common Stock 294100102 90 2,000 Empresa Nacional De Electricidad ADR 29244T101 10 725 EOG Res Inc Common Stock 26875P101 251 14,285 Equity Office Properties Trust Common Stock 294741103 32 1,300 Eott Energy Partners L P LTD Part P4 294103106 3 200 Epcos Ag ADR 29410P107 109 1,460 E Prime Aerospace Corp Common Stock 268817103 0 10,000 El Paso Energy Corp Common Stock 283905107 3,221 82,982 Eagle Picher Inds Inc. Common Stock 269803102 0 400 Entertainment Properties Trust Common Stock 29380T105 15 1,100 Epitope Inc. Common Stock 294261102 18 2,700 Equinox Systems Inc. Common Stock 294436100 25 2,800 Equity Residential Properties Trust Common Stock 29476L107 582 13,626 Equity Residential Properties Preferred Stock 29476L206 98 4,600 Equity Residential Pptys Tr Ser F Pfd PFD QTR 30/360 29476L875 9 400 Equity Residential Pptys Trust 7.625% PFD QTR 30/360 29476L792 60 3,200 Equity Residential Pptys Tr PFD QTR 30/360 29476L800 8 400 Equitable Federal Svgs Bank Common Stock 294487103 3 200 Equitable Resources Inc. Common Stock 294549100 303 9,091 Euro Disney S C A Ff 10 Par Common Stock F26387112 10 10,200 Phyamerica Physician Group Inc Common Stock 71940A101 1 2,200 Equitable Resource Cap Tr I 7.35% PFD QTR 30/360 294550207 29 1,500 Ericsson L M Tel Co ADR Cl B ADR 294821400 4,718 71,829 Erie Indemnity Company - Cl A Common Stock 29530P102 38 1,187 Earthshell Corp Common Stock 27032B100 23 5,650 Electronic Arts Common Stock 285512109 254 3,022 Eisai Co Ltd Spon ADR 1 ADR Reps 1 Shr ADR 282579309 15 760 Esat Telecom Group PLC ADR ADR 26883Y102 9 100 Evans & Sutherland Computer Corp. Common Stock 299096107 1 100 Essex Corp Common Stock 296744105 1 1,000 Esoft Inc Foreign Stock 296904105 12 400 Eshare Technologies Inc Ga Common Stock 296428105 3 200 ITT Educational Services Inc Common Stock 45068B109 255 16,520 Electro Scientific Corp. Common Stock 285229100 29 400 Esterline Technologies Corp Common Stock 297425100 8 700 Employee Solutions Inc. Common Stock 292166105 1 2,000 Espeed Inc Common Stock 296643109 352 9,910 E Spire Communications Inc Common Stock 269153102 35 6,100 Express Scripts Inc. CL A Common Stock 302182100 76 1,190 ESS Technology Inc. Common Stock 269151106 20 900 Ensco International Inc. Common Stock 26874Q100 445 19,435 ESCO Transportation Co. New Common Stock 269040200 1 2,500 Etec Systems Inc. Common Stock 26922C103 18 400 E-Tek Dynamics Inc. Common Stock 269240107 182 1,350 E-Net Inc. Common Stock 268745106 12 1,000 Ethan Allen Interiors, Inc. Common Stock 297602104 2,901 90,465 ETI International Inc. Common Stock 269230108 1 2,000 Eaton Corp. Common Stock 278058102 1,151 15,846 Enterprise Oil PLC Sponsored ADR Repst ADR 293779302 2 100 Enterprise Oil Plc ADR PFD QTR 30/360 293779203 10 400 Entergy Corp. Common Stock 29364G103 603 23,408 Eldertrust - SBI Common Stock 284560109 24 3,880 E4L Inc Common Stock 268452109 97 38,700 E Town Corp. Common Stock 269242103 294 4,715 Etoys Inc. Common Stock 297862104 147 5,600 Eastern Utils Assoc Common Stock 277173100 154 5,072 Eurotech Ltd. Common Stock 298796103 13 5,000 EVN Energie Versorgung Niedero ADR 269265104 9 312 Webs Index Fund Inc - Australia Common Stock 92923H103 74 6,720 E.W. Blanch Holdings Inc. Common Stock 093210102 76 1,235 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Earthlink Network Inc x 0 8,285 0 Elantec Semiconductor Inc x 0 575 0 Entergy London Capital LP 8.625% Cum x 0 12,200 0 Echelon Corp x 0 3,450 0 Electropure Inc x 0 2,500 0 Aktiebolaget Electrolux ADR x 0 431 0 Callaway Golf Co x 0 7,850 0 EMail Ltd Spon ADR x 0 1,200 0 Embrex Inc x 0 478 0 EMC Corp. x 0 280,971 0 The Emerging Market Income Fund x 0 2,300 0 Templeton Emerging Markets x 0 9,692 0 Emisphere Technologies Inc. x 0 500 0 Emulex Corp. x 0 7,087 0 Emmis Communications Corp Cl A x 0 1,000 0 Eastman Chemical Co x 0 4,900 0 Emerson Electric Co. x 0 103,184 0 Embratel Particpacoes ADR x 0 100 0 Energy Biosystems Corp x 0 75 0 Enesco Corp Inc x 0 700 0 Encore Computer Corp. x 0 200 0 Encad Inc x 0 325 0 Enron Corp x 0 307,419 0 Enron Cap Trust II 8.125% Perp Trust x 0 1,000 0 Enron Capital Resources LP 9.0% Cum PF x 0 1,000 0 Enron Capital LLC 8.00% Cum Gtd Pfd x 0 2,120 0 Enron Cap Tr I x 0 1,100 0 Engle Homes Inc x 0 1,100 0 Enersis SA Spons ADR x 0 423 0 Entremed Inc x 0 1,700 0 Equity Inns Inc. x 0 2,200 0 Euro909 Com A S x 0 1,000 0 TXU Gas Co Dep Pfd Shs Ser F x 0 500 0 Envirosource Inc. x 0 57 0 Equant N V x 0 980 0 Entertainment International LTD x 0 2,000 0 Entrust Technologies Inc. x 0 3,680 0 Envirosure Mgmt Corp x 0 3,000 0 Enzo Biochem Inc. x 0 2,000 0 Empresa Nacional De Electricidad x 0 725 0 EOG Res Inc x 0 14,285 0 Equity Office Properties Trust x 0 1,300 0 Eott Energy Partners L P x 0 200 0 Epcos Ag x 0 1,460 0 E Prime Aerospace Corp x 0 10,000 0 El Paso Energy Corp x 0 82,982 0 Eagle Picher Inds Inc. x 0 400 0 Entertainment Properties Trust x 0 1,100 0 Epitope Inc. x 0 2,700 0 Equinox Systems Inc. x 0 2,800 0 Equity Residential Properties Trust x 0 13,626 0 Equity Residential Properties x 0 4,600 0 Equity Residential Pptys Tr Ser F Pfd x 0 400 0 Equity Residential Pptys Trust 7.625% x 0 3,200 0 Equity Residential Pptys Tr x 0 400 0 Equitable Federal Svgs Bank x 0 200 0 Equitable Resources Inc. x 0 9,091 0 Euro Disney S C A Ff 10 Par x 0 10,200 0 Phyamerica Physician Group Inc x 0 2,200 0 Equitable Resource Cap Tr I 7.35% x 0 1,500 0 Ericsson L M Tel Co ADR Cl B x 0 71,829 0 Erie Indemnity Company - Cl A x 0 1,187 0 Earthshell Corp x 0 5,650 0 Electronic Arts x 0 3,022 0 Eisai Co Ltd Spon ADR 1 ADR Reps 1 Shr x 0 760 0 Esat Telecom Group PLC ADR x 0 100 0 Evans & Sutherland Computer Corp. x 0 100 0 Essex Corp x 0 1,000 0 Esoft Inc x 0 400 0 Eshare Technologies Inc Ga x 0 200 0 ITT Educational Services Inc x 0 16,520 0 Electro Scientific Corp. x 0 400 0 Esterline Technologies Corp x 0 700 0 Employee Solutions Inc. x 0 2,000 0 Espeed Inc x 0 9,910 0 E Spire Communications Inc x 0 6,100 0 Express Scripts Inc. CL A x 0 1,190 0 ESS Technology Inc. x 0 900 0 Ensco International Inc. x 0 19,435 0 ESCO Transportation Co. New x 0 2,500 0 Etec Systems Inc. x 0 400 0 E-Tek Dynamics Inc. x 0 1,350 0 E-Net Inc. x 0 1,000 0 Ethan Allen Interiors, Inc. x 0 90,465 0 ETI International Inc. x 0 2,000 0 Eaton Corp. x 0 15,846 0 Enterprise Oil PLC Sponsored ADR Repst x 0 100 0 Enterprise Oil Plc ADR x 0 400 0 Entergy Corp. x 0 23,408 0 Eldertrust - SBI x 0 3,880 0 E4L Inc x 0 38,700 0 E Town Corp. x 0 4,715 0 Etoys Inc. x 0 5,600 0 Eastern Utils Assoc x 0 5,072 0 Eurotech Ltd. x 0 5,000 0 EVN Energie Versorgung Niedero x 0 312 0 Webs Index Fund Inc - Australia x 0 6,720 0 E.W. Blanch Holdings Inc. x 0 1,235 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Webs Index Fund Inc - Sweden Common Stock 92923H822 6 200 European Warrant Fd Inc. Common Stock 298792102 118 6,350 Webs Index Fund Inc - Germany Common Stock 92923H608 215 8,067 Webs Index Fund Inc - Hong Kong MutualFdEqClose 92923H707 122 8,559 Webs Index Fund Inc - Italy Common Stock 92923H806 88 3,505 Webs Index Fund Inc - Japan MutualFdEqClose 92923H889 908 55,647 Webs Index Fd Inc - Switzerland Common Stock 92923H814 73 4,499 Webs Index Fd Inc Netherlands Common Stock 92923H855 77 3,076 Webs Index Fund Inc - France Common Stock 92923H509 86 3,111 Webs Index Fund Inc Singapore Free MutualFdEqClose 92923H848 63 6,900 Webs Index Fund Inc - United Kingdom Common Stock 92923H798 109 5,105 Webs - Mexico Index Series Fd Inc. Common Stock 92923H863 41 2,257 Exide Corp Common Stock 302051107 7 890 Exactech Inc. Common Stock 30064E109 77 6,500 Excalibur Technologies Corp Common Stock 300651205 148 7,173 Exodus Communications Inc. Common Stock 302088109 2,637 29,694 Eix Tr I PFD QTR 30/360 268540200 80 3,700 Expeditors Intl Wash Inc. Common Stock 302130109 60 1,370 Ethyl Corp. Common Stock 297659104 17 4,854 Entergy Gulf States Utilities Inc. 7.5 PFD QTR 30/360 29364L847 26 265 Entergy La Inc PFD QTR 30/360 29364M605 24 400 Ezenia! Inc Common Stock 302311105 16 2,000 Ford Motor Co. Common Stock 345370100 18,354 343,454 Ford Motor Co-Dep Shs-Repstg 1/2000th PFD QTR 30/360 345370407 7 250 Ford Motor Co Cap Tr I TOPRS 9.00% PFD PFD QTR 30/360 345343206 24 950 FPC Capital Trust I Ser A 7.10% PFD QTR 30/360 302552203 133 6,400 Fiat S P A ADR 315621888 61 2,029 Fairchild Corp. - Cl A Common Stock 303698104 8 840 Firstfed American Bancorp Inc. Common Stock 337929103 20 1,740 First American Finl Corp Common Stock 318522307 5 400 Fortis Amev N V Sponsored ADR ADR 34956J101 51 1,418 Fastenal Co. Common Stock 311900104 47 1,050 First Australia Prime Income Fd Common Stock 318653102 80 15,889 F N B Corp. Common Stock 302520101 88 3,935 First Bell Bancorp Inc. Common Stock 319301107 8 520 Fidelity Bancorp Inc. DEL Common Stock 31583B105 3 180 Fleet Boston Financial Corp. Common Stock 339030108 5,674 162,974 Foster Brewing Group LTD Common Stock Q3944W104 8 3,000 Furniture Brands Intl Inc. Common Stock 360921100 325 14,760 First Pfd Cap Tr PFD QTR 30/360 33610Y207 25 1,000 Firstbank Corp Del Common Stock 33762X106 13 1,000 Friedman Billings Ramsey Grp Inc. CL A Common Stock 358433100 17 2,200 First Bankers Tr & Svgs Assoc Common Stock 319285102 0 70 Franklin Covey Co. Common Stock 353469109 66 8,857 First Central Financial Corp Common Stock 318908100 0 7,700 Forest City Enterprises Inc. Cl A Common Stock 345550107 20 700 Frist Comwlth Finl Corp. PA Common Stock 319829107 19 1,560 First Consulting Group Inc Common Stock 31986R103 16 1,001 Felcor Lodging Trust Inc Common Stock 31430F101 44 2,500 Franklin Telecommunications Cp Common Stock 354727208 5 2,000 FCNB Corp. Common Stock 302920103 315 20,674 FCNB Capital Trust 8.25% PFD QTR 30/360 30243V204 21 870 First Ctzns Bancshares Inc. NC Common Stock 31946M103 84 1,200 The First Commonwealth Fund Inc. Common Stock 31983F102 3 349 Fairchild Semiconductor Intl Common Stock 303726103 293 9,850 Focus Enhancements Inc Common Stock 344159108 8 1,000 First Charter Corp. Common Stock 319439105 292 19,651 Freeport McMoran Copper And Gold Common Stock 35671D857 39 1,834 Freeport McMoran Copper & Gold, Inc. Common Stock 35671D105 43 2,340 Freeport McMoran Copper & Gold Preferred Stock 35671D501 11 600 Freeport McMoran Copper & Gold Inc PFD QTR 30/360 35671D865 43 3,400 Federated Department Stores Common Stock 31410H101 981 19,395 First Data Corp. Common Stock 319963104 5,088 103,182 First Defiance Financial Corp. Common Stock 32006W106 4 400 Family Dollar Stores Inc. Common Stock 307000109 509 31,224 Fresh Del Monte Produce Inc Common Stock G36738105 105 11,720 Foundry Networks Inc Common Stock 35063R100 15 50 Factset Research System Inc. Common Stock 303075105 36 455 FDX Corp. Common Stock 31304N107 3,950 96,494 Firstenergy Corp. Common Stock 337932107 324 14,260 First Ecom Com Inc Foreign Stock 32008N104 8 1,000 Just For Feet, Inc. Common Stock 48213P106 0 20,675 Fletcher Chall Energy - ADR ADR 339318107 64 2,500 Frequency Electronics Inc Common Stock 358010106 31 3,000 Franklin Electric Inc. Common Stock 353514102 14,493 206,486 Forcenergy Inc. Common Stock 345206106 0 500 First Essex Bancorp Inc. Common Stock 320103104 12 805 First Financial Fund Inc. Common Stock 320228109 9 1,109 Franchise Finance Corp. of America Common Stock 351807102 768 32,070 First Finl Bancorp Common Stock 320209109 6 290 Fairfield Communities Inc. Common Stock 304231301 20 1,815 North Central Bancshares Inc. Common Stock 658418108 10 680 Fidelity Capital Trust I 8.375% PFD PFD QTR 30/360 315931204 54 7,000 Farm Family Holdings Inc. Common Stock 307901108 35 836 FSF Financial Corp. Common Stock 30262K105 5 440 Flushing Financial Corp. Common Stock 343873105 6 415 First Financial Bankshares Inc. Common Stock 32020R109 36 1,184 Fletcher Challenge Ltd Forest ADR 339324402 8 2,000 4Front Technologies Inc Common Stock 351042106 11 825 FFY Financial Corp Common Stock 30242U108 67 5,500 Family Golf Centers Inc. Common Stock 30701A106 1 400 Friede Goldman Intl Inc Common Stock 358430106 117 16,887 Ferrellgas Partners L.p. Unit Ltd Part Common Stock 315293100 2 140 First Geneva Corp. Common Stock 320351109 0 347 First Health Group Corp. Common Stock 320960107 800 29,761 Founder Hong Kong Ltd Common Stock Y2618P107 12 10,000 Foundation Health Systems Common Stock 350404109 165 16,626 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Webs Index Fund Inc - Sweden x 0 200 0 European Warrant Fd Inc. x 0 6,350 0 Webs Index Fund Inc - Germany x 0 8,067 0 Webs Index Fund Inc - Hong Kong x 0 8,559 0 Webs Index Fund Inc - Italy x 0 3,505 0 Webs Index Fund Inc - Japan x 0 55,647 0 Webs Index Fd Inc - Switzerland x 0 4,499 0 Webs Index Fd Inc Netherlands x 0 3,076 0 Webs Index Fund Inc - France x 0 3,111 0 Webs Index Fund Inc Singapore Free x 0 6,900 0 Webs Index Fund Inc - United Kingdom x 0 5,105 0 Webs - Mexico Index Series Fd Inc. x 0 2,257 0 Exide Corp x 0 890 0 Exactech Inc. x 0 6,500 0 Excalibur Technologies Corp x 0 7,173 0 Exodus Communications Inc. x 0 29,694 0 Eix Tr I x 0 3,700 0 Expeditors Intl Wash Inc. x 0 1,370 0 Ethyl Corp. x 0 4,854 0 Entergy Gulf States Utilities Inc. 7.5 x 0 265 0 Entergy La Inc x 0 400 0 Ezenia! Inc x 0 2,000 0 Ford Motor Co. x 0 343,454 0 Ford Motor Co-Dep Shs-Repstg 1/2000th x 0 250 0 Ford Motor Co Cap Tr I TOPRS 9.00% PFD x 0 950 0 FPC Capital Trust I Ser A 7.10% x 0 6,400 0 Fiat S P A x 0 2,029 0 Fairchild Corp. - Cl A x 0 840 0 Firstfed American Bancorp Inc. x 0 1,740 0 First American Finl Corp x 0 400 0 Fortis Amev N V Sponsored ADR x 0 1,418 0 Fastenal Co. x 0 1,050 0 First Australia Prime Income Fd x 0 15,889 0 F N B Corp. x 0 3,935 0 First Bell Bancorp Inc. x 0 520 0 Fidelity Bancorp Inc. DEL x 0 180 0 Fleet Boston Financial Corp. x 0 162,974 0 Foster Brewing Group LTD x 0 3,000 0 Furniture Brands Intl Inc. x 0 14,760 0 First Pfd Cap Tr x 0 1,000 0 Firstbank Corp Del x 0 1,000 0 Friedman Billings Ramsey Grp Inc. CL A x 0 2,200 0 First Bankers Tr & Svgs Assoc x 0 70 0 Franklin Covey Co. x 0 8,857 0 First Central Financial Corp x 0 7,700 0 Forest City Enterprises Inc. Cl A x 0 700 0 Frist Comwlth Finl Corp. PA x 0 1,560 0 First Consulting Group Inc x 0 1,001 0 Felcor Lodging Trust Inc x 0 2,500 0 Franklin Telecommunications Cp x 0 2,000 0 FCNB Corp. x 0 20,674 0 FCNB Capital Trust 8.25% x 0 870 0 First Ctzns Bancshares Inc. NC x 0 1,200 0 The First Commonwealth Fund Inc. x 0 349 0 Fairchild Semiconductor Intl x 0 9,850 0 Focus Enhancements Inc x 0 1,000 0 First Charter Corp. x 0 19,651 0 Freeport McMoran Copper And Gold x 0 1,834 0 Freeport McMoran Copper & Gold, Inc. x 0 2,340 0 Freeport McMoran Copper & Gold x 0 600 0 Freeport McMoran Copper & Gold Inc x 0 3,400 0 Federated Department Stores x 0 19,395 0 First Data Corp. x 0 103,182 0 First Defiance Financial Corp. x 0 400 0 Family Dollar Stores Inc. x 0 31,224 0 Fresh Del Monte Produce Inc x 0 11,720 0 Foundry Networks Inc x 0 50 0 Factset Research System Inc. x 0 455 0 FDX Corp. x 0 96,494 0 Firstenergy Corp. x 0 14,260 0 First Ecom Com Inc x 0 1,000 0 Just For Feet, Inc. x 0 20,675 0 Fletcher Chall Energy - ADR x 0 2,500 0 Frequency Electronics Inc x 0 3,000 0 Franklin Electric Inc. x 0 206,486 0 Forcenergy Inc. x 0 500 0 First Essex Bancorp Inc. x 0 805 0 First Financial Fund Inc. x 0 1,109 0 Franchise Finance Corp. of America x 0 32,070 0 First Finl Bancorp x 0 290 0 Fairfield Communities Inc. x 0 1,815 0 North Central Bancshares Inc. x 0 680 0 Fidelity Capital Trust I 8.375% PFD x 0 7,000 0 Farm Family Holdings Inc. x 0 836 0 FSF Financial Corp. x 0 440 0 Flushing Financial Corp. x 0 415 0 First Financial Bankshares Inc. x 0 1,184 0 Fletcher Challenge Ltd Forest x 0 2,000 0 4Front Technologies Inc x 0 825 0 FFY Financial Corp x 0 5,500 0 Family Golf Centers Inc. x 0 400 0 Friede Goldman Intl Inc x 0 16,887 0 Ferrellgas Partners L.p. Unit Ltd Part x 0 140 0 First Geneva Corp. x 0 347 0 First Health Group Corp. x 0 29,761 0 Founder Hong Kong Ltd x 0 10,000 0 Foundation Health Systems x 0 16,626 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- First Natl Bk Elmer N J Common Stock 326513108 9 200 Osicom Technologies Inc. Common Stock 688271501 0 6 Fair Isaac & Co Inc. Common Stock 303250104 753 14,210 Federated Investors Inc ( PA ) Cl B Common Stock 314211103 330 16,470 Fixdex.Com Inc. Common Stock 33831D107 268 25,500 Fine Host Corp Common Stock 317832103 0 2,000 Fiserv Inc. Common Stock 337738108 33 870 FAB Inds Inc. Common Stock 302747100 11 982 Fifth Third Bancorp Common Stock 316773100 2,728 37,176 Comfort Systems USA Inc Common Stock 199908104 20 2,650 Fort James Corp. Common Stock 347471104 72 2,632 Fujitsu Ltd ADR 359590304 160 704 Frankfort First Bancorp Inc. Common Stock 352128201 6 410 Florida East Coast Inds Inc Common Stock 340632108 545 13,045 R & B Falcon Corp. Common Stock 74912E101 646 48,722 Fleetwood Enterprises Inc. Common Stock 339099103 78 3,760 Flextronics International Ltd Common Stock Y2573F102 10,819 235,200 Fila Holdings SPA American ADR 316850106 11 1,000 Fleming Companies, Inc. Common Stock 339130106 4 400 Foilmark Inc. Common Stock 344185103 1 200 Flowers Inds Inc. Common Stock 343496105 130 8,185 Flow Intl Corp. Common Stock 343468104 34 3,000 Fluor Corp. Common Stock 343861100 259 5,642 Flowserve Corp. Common Stock 34354P105 26 1,500 Fleet Capital Tr III-7.05% Cum PFD PFD QTR 30/360 33889N205 45 2,300 1 800 Flowers Com Common Stock 68243Q106 63 5,900 Airlease Ltd Common Stock 009366105 8 750 First Mariner Bancorp Inc. Common Stock 320795107 34 4,180 Mariner Cap Tr PFD QTR 30/360 567911201 21 2,500 F & M Bancorp Common Stock 302367107 16 794 FMC Corp. Common Stock 302491303 51 895 Firstmerit Corp. Common Stock 337915102 118 5,149 Firstmerit Corp Ser B Preferred Stock 337915201 32 500 Franklin Multi-Income Trust Common Stock 354021107 28 3,775 Freemarkets Inc Common Stock 356602102 51 150 F & M National Corp. Common Stock 302374103 70 2,539 Federal Mogul Corp. Common Stock 313549107 101 5,000 Freeport-McMoran Oil & Gas Royalty Tr LTD Part P12 356713107 0 40 Fresenius Medical Care ADR 358029106 121 4,256 Fremont General Corp. Common Stock 357288109 20 2,660 F N B Corp. VA Common Stock 302930102 37 1,782 First Intl Bancorp Inc Common Stock 32054Q100 8 1,000 Fidelity National Financial Inc. Common Stock 316326107 317 22,079 Franklin Financial Corp - Tenn Common Stock 353523103 257 68,459 Finet Holdings Corp New Common Stock 317922300 3 2,500 Financial Inds Corp. - Texas Common Stock 317574101 2 200 Fannie Mae Common Stock 313586109 32,531 521,005 Fannie Mae 6.50 Non -Cum PFD Ser B PFD QTR 30/360 313586307 5 100 Franco Nev Mng Ltd Common Stock 351860101 113 7,360 Finisar Corp Common Stock 31787A101 13 150 Finova Group Inc. Common Stock 317928109 4,892 137,809 Fortune Brands Inc. Common Stock 349631101 987 29,865 Boyds Collection Ltd Common Stock 103354106 14 2,000 Focal Inc Common Stock 343909107 3 700 Ferro Corp. Common Stock 315405100 724 32,925 Fogdog Inc Common Stock 344167101 1 100 Sprint Corp. (FON Group) Common Stock 852061100 8,023 119,194 Fonar Corp. Common Stock 344437108 3 2,000 Four Media Co Common Stock 350872107 55 3,700 Fox Entertainment Group Inc Common Stock 35138T107 5 200 Firstplus Financial Group Inc. Common Stock 33763B103 0 500 First Pac Ltd Foreign Stock G34804107 7 9,010 First Pacific LTD ADR ADR 335889200 521 134,900 FPA Medical Management Inc. Common Stock 302543103 0 1,000 Florida Progress Common Stock 341109106 676 15,970 FPIC Insurance Group Inc. Common Stock 302563101 37 2,200 FPL Group Inc. Common Stock 302571104 837 19,548 First American Bank & Trust Palm Beach Common Stock 318472107 0 770 First Industrial Realty Trust Common Stock 32054K103 314 11,455 First Ind Realty Trust Inc. 9.50% PFD PFD QTR 30/360 32054K202 5 200 First Industrial Realty Tr Inc 7.95% D PFD QTR 30/360 32054K806 9 500 First Industrial Realty Tr Inc PFD QTR 30/360 32054K889 46 2,600 Republic First Bancorp Inc. Common Stock 760416107 1 253 First Republic Bank Common Stock 336158100 24 1,000 Freddie Mac Common Stock 313400301 8,079 171,667 Freds Inc - Tenn Cl A Common Stock 356108100 138 8,650 France Growth Fd Inc. Common Stock 35177K108 76 4,944 Florida Rock Inds Inc. Common Stock 341140101 14 400 First Financial Corp. - Texas Common Stock 320222102 0 59 Federal Realty Investment Trust Common Stock 313747206 587 31,228 Fed Rlty Invs Tr 7.95% Perpetual PFD PFD QTR 30/360 313747404 9 500 Fortress Group Inc. Common Stock 34956K108 15 21,100 First Washington Realty Trust Common Stock 337489504 37 1,975 Forest Labs Inc. Common Stock 345838106 110 1,795 Four Seasons Hotels Inc. Limited Common Stock 35100E104 105 1,980 Financial Security Assurance Common Stock 31769P100 741 14,225 Fidelity Bancorp Common Stock 315831107 76 5,703 First Security Corp. Common Stock 336294103 77 3,000 Fastcomm Communications Common Stock 311871107 4 2,000 FSA 6.95% Sr Quids Preferred Stock 31769P308 34 1,700 Fischer Scientific Intl Inc. Common Stock 338032204 41 1,125 Freedom Securities Corp Common Stock 35644K103 2 215 FSI International, Incorporated Common Stock 302633102 13 1,100 First Sentinel Bancorp Inc Common Stock 33640T103 17 2,180 First Natl Lincol Corp Common Stock 335716106 33 2,000 Fresenius National Medical Care Preferred Stock 358030203 0 456 Firstar Corporation Common Stock 33763V109 792 37,482 Firstservice Corp. Sub-Vtg Shs Foreign Stock 33761N109 79 5,800 Federal Signal Corp. Common Stock 313855108 1,260 78,463 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- First Natl Bk Elmer N J x 0 200 0 Osicom Technologies Inc. x 0 6 0 Fair Isaac & Co Inc. x 0 14,210 0 Federated Investors Inc ( PA ) Cl B x 0 16,470 0 Fixdex.Com Inc. x 0 25,500 0 Fine Host Corp x 0 2,000 0 Fiserv Inc. x 0 870 0 FAB Inds Inc. x 0 982 0 Fifth Third Bancorp x 0 37,176 0 Comfort Systems USA Inc x 0 2,650 0 Fort James Corp. x 0 2,632 0 Fujitsu Ltd x 0 704 0 Frankfort First Bancorp Inc. x 0 410 0 Florida East Coast Inds Inc x 0 13,045 0 R & B Falcon Corp. x 0 48,722 0 Fleetwood Enterprises Inc. x 0 3,760 0 Flextronics International Ltd x 0 235,200 0 Fila Holdings SPA American x 0 1,000 0 Fleming Companies, Inc. x 0 400 0 Foilmark Inc. x 0 200 0 Flowers Inds Inc. x 0 8,185 0 Flow Intl Corp. x 0 3,000 0 Fluor Corp. x 0 5,642 0 Flowserve Corp. x 0 1,500 0 Fleet Capital Tr III-7.05% Cum PFD x 0 2,300 0 1 800 Flowers Com x 0 5,900 0 Airlease Ltd x 0 750 0 First Mariner Bancorp Inc. x 0 4,180 0 Mariner Cap Tr x 0 2,500 0 F & M Bancorp x 0 794 0 FMC Corp. x 0 895 0 Firstmerit Corp. x 0 5,149 0 Firstmerit Corp Ser B x 0 500 0 Franklin Multi-Income Trust x 0 3,775 0 Freemarkets Inc x 0 150 0 F & M National Corp. x 0 2,539 0 Federal Mogul Corp. x 0 5,000 0 Freeport-McMoran Oil & Gas Royalty Tr x 0 40 0 Fresenius Medical Care x 0 4,256 0 Fremont General Corp. x 0 2,660 0 F N B Corp. VA x 0 1,782 0 First Intl Bancorp Inc x 0 1,000 0 Fidelity National Financial Inc. x 0 22,079 0 Franklin Financial Corp - Tenn x 0 68,459 0 Finet Holdings Corp New x 0 2,500 0 Financial Inds Corp. - Texas x 0 200 0 Fannie Mae x 0 521,005 0 Fannie Mae 6.50 Non -Cum PFD Ser B x 0 100 0 Franco Nev Mng Ltd x 0 7,360 0 Finisar Corp x 0 150 0 Finova Group Inc. x 0 137,809 0 Fortune Brands Inc. x 0 29,865 0 Boyds Collection Ltd x 0 2,000 0 Focal Inc x 0 700 0 Ferro Corp. x 0 32,925 0 Fogdog Inc x 0 100 0 Sprint Corp. (FON Group) x 0 119,194 0 Fonar Corp. x 0 2,000 0 Four Media Co x 0 3,700 0 Fox Entertainment Group Inc x 0 200 0 Firstplus Financial Group Inc. x 0 500 0 First Pac Ltd x 0 9,010 0 First Pacific LTD ADR x 0 134,900 0 FPA Medical Management Inc. x 0 1,000 0 Florida Progress x 0 15,970 0 FPIC Insurance Group Inc. x 0 2,200 0 FPL Group Inc. x 0 19,548 0 First American Bank & Trust Palm Beach x 0 770 0 First Industrial Realty Trust x 0 11,455 0 First Ind Realty Trust Inc. 9.50% PFD x 0 200 0 First Industrial Realty Tr Inc 7.95% D x 0 500 0 First Industrial Realty Tr Inc x 0 2,600 0 Republic First Bancorp Inc. x 0 253 0 First Republic Bank x 0 1,000 0 Freddie Mac x 0 171,667 0 Freds Inc - Tenn Cl A x 0 8,650 0 France Growth Fd Inc. x 0 4,944 0 Florida Rock Inds Inc. x 0 400 0 First Financial Corp. - Texas x 0 59 0 Federal Realty Investment Trust x 0 31,228 0 Fed Rlty Invs Tr 7.95% Perpetual PFD x 0 500 0 Fortress Group Inc. x 0 21,100 0 First Washington Realty Trust x 0 1,975 0 Forest Labs Inc. x 0 1,795 0 Four Seasons Hotels Inc. Limited x 0 1,980 0 Financial Security Assurance x 0 14,225 0 Fidelity Bancorp x 0 5,703 0 First Security Corp. x 0 3,000 0 Fastcomm Communications x 0 2,000 0 FSA 6.95% Sr Quids x 0 1,700 0 Fischer Scientific Intl Inc. x 0 1,125 0 Freedom Securities Corp x 0 215 0 FSI International, Incorporated x 0 1,100 0 First Sentinel Bancorp Inc x 0 2,180 0 First Natl Lincol Corp x 0 2,000 0 Fresenius National Medical Care x 0 456 0 Firstar Corporation x 0 37,482 0 Firstservice Corp. Sub-Vtg Shs x 0 5,800 0 Federal Signal Corp. x 0 78,463 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Forest Oil Corp Common Stock 346091606 44 3,300 Firstwave Technologies Inc Common Stock 33762N108 3 750 Frontier Finl Corp Wash Common Stock 35907K105 22 1,080 Fort Dearborn Income Secs Inc. Common Stock 347200107 1 100 FTI Consulting Inc. Common Stock 302941109 158 31,631 Fruit of the Loom INC Cl-A Common Stock G3682L105 35 24,360 First Tennessee Common Stock 337162101 124 4,368 Frontier Insurance Group Inc. Common Stock 359081106 40 11,597 Footstar Inc. Common Stock 344912100 50 1,632 First Union Corp. Common Stock 337358105 11,218 341,876 Fuji Heavy Industries Ltd. ADR 359556206 87 1,270 H B Fuller Co Common Stock 359694106 16 285 Fulton Financial Corp. Common Stock 360271100 742 41,230 Cedar Fair, L.P. Dep Rec Common Stock 150185106 139 7,160 First VA Banks Inc. Common Stock 337477103 372 8,644 FVC Com Inc. Common Stock 30266P100 12 1,000 Foster Wheeler Corp. Common Stock 350244109 35 3,900 Fw Pfd Cap Tr I 9% PFD PFD QTR 30/360 302684204 5 350 First West Chester Corp. Common Stock 337492102 8 400 Freddie Mac 6.688% 1998 Ser A Common Stock 313400871 779 35,000 Findwhat Com Common Stock 317794105 16 2,000 Forward Air Corporation Common Stock 349853101 6 144 First W Va Bancorp Inc Common Stock 337493100 145 8,655 First Exploration Co Common Stock 320138100 0 200 F Y I Inc Common Stock 302712104 3 95 Gillette Co. Common Stock 375766102 14,694 356,755 Georgia Pacific Corp. Timber Group Common Stock 373298660 0 44 Georgia Pacific Corp. Exchange/Tender Common Stock 373298983 0 88 Gabelli Equity Tr Inc. Common Stock 362397101 242 19,236 GA Financial Inc. Common Stock 361437106 5 375 Greater Atlantic Financial Common Stock 391601101 326 73,550 Great Atla & Pac Tea Co PFD QTR 30/360 390064202 286 13,600 Gametek, Inc. Common Stock 36465R102 0 1,000 Gandalf Technologies Inc. Common Stock 364717108 0 500 Great Atlantic & Pac Tea Inc. Common Stock 390064103 116 4,160 Nicor Inc. Common Stock 654086107 46 1,430 American Res Offshore Inc Common Stock 029280104 0 3,000 Grief Bros Corp. Cl A Common Stock 397624107 116 3,883 Grubb & Ellis Co Common Stock 400095204 24 5,035 Golden Books Family Entmnt Inc. Common Stock 380804104 0 1,700 Globix Corp. Common Stock 37957F101 44 726 Gabelli Asset Mgmt Inc Common Stock 36239Y102 9 565 Global Crossing Ltd. Common Stock G3921A100 10,320 206,408 Gables Residential Trust Com Common Stock 362418105 364 15,184 Gables Residential Trust 8.30% Cum Red PFD QTR 30/360 362418204 73 4,000 Gardenburger Inc. Common Stock 365476100 4 600 Greenbrier Companies Inc. Common Stock 393657101 3 375 Greate Bay Casino Corp. Common Stock 391546108 0 174 Grace Dev Inc Common Stock 383905106 7 1,000 Gannett Co Common Stock 364730101 5,956 73,025 Genesco Inc. Common Stock 371532102 639 49,190 Globecomm Systems Inc Common Stock 37956X103 25 1,000 Gaylord Container Corp. Common Stock 368145108 7 1,000 Genesys Telecomm Laboratories Common Stock 371931106 6 120 GC Companies Inc Common Stock 36155Q109 65 2,500 General Dynamics Corp. Common Stock 369550108 566 10,723 Garden Com Inc Common Stock 365199108 9 1,000 Global Partners Income Fund Common Stock 37935R102 8 800 Goodrich Petroleum Corp. Common Stock 382410405 0 12 Guidant Corp. Common Stock 401698105 1,659 35,291 General Development Corp Common Stock 369497102 0 17 Golden West Finl Corp. Del Common Stock 381317106 60 1,800 General Electric Co. Common Stock 369604103 103,874 671,235 Genicom Corp. Common Stock 372282103 1 1,000 Internet American Inc. Common Stock 46058Y109 2 200 Gehl Co Common Stock 368483103 72 4,000 Genesis Energy L P Unit Ltd Patrn Common Stock 371927104 8 1,000 Geltex Pharmaceuticals Inc. Common Stock 368538104 18 1,400 Glenayre Technologies Inc. Common Stock 377899109 91 8,000 Genesee Corp. Cl B Common Stock 371601204 1 52 Genome Therapeutics Corp. Common Stock 372430108 32 2,000 Genzyme Corp.-General Division Common Stock 372917104 3,456 76,803 Genzyme Corp.-Tissue Repair Common Stock 372917401 27 9,282 Geron Corp. Common Stock 374163103 18 1,390 Centais Geradoras Do Su - Spon ADR ADR 15235B100 69 13,456 Gaylord Entertainment Co Common Stock 367905106 45 1,498 Gexa Gold Corp Common Stock 374398105 0 500 New Germany Fund Inc. MutualFdEqClose 644465106 17 1,365 Grupo Financiero Bancomer L Common Stock P4949K146 0 148 Guilford Mills Inc. Common Stock 401794102 4 600 Guaranty Fed Bancshares Inc Common Stock 40108P101 20 2,000 Griffon Corp. Common Stock 398433102 9,162 1,172,600 Grupo Financiero Banamex Foreign Stock P0701E138 17 4,290 ***Group Fin Banamex-AC Ser 'O' Common Stock P0701E195 6 1,500 Grupo Financiero Bancomer Ser O Foreign Stock P4949K179 3 7,000 PLM Equipment Growth Fund V Common Stock 69341H402 3 1,250 PLM Equipment Growth Fund Dep Units Common Stock 693413106 3 2,239 Plm Equip Growth Fd Ii LTD Part P1 693414104 1 575 Georgia Gulf Corp. Common Stock 373200203 131 4,300 Graco Inc. Common Stock 384109104 68 1,900 Genus Inc Common Stock 372461103 9 2,000 General Growth Properties, Inc. Common Stock 370021107 36 1,300 Grant Geophysical Inc PFD QTR 30/360 388085201 1 500 Gabelli Global Multimedia Tr Common Stock 36239Q109 3 186 Gabelli Global Multi Media Tr Inc. PFD QTR 30/360 36239Q208 9 400 Global High Income Dollar Fund Inc. Common Stock 37933G108 17 1,500 Invesco Global Health Sciences Fund MutualFdEqClose 46128N109 459 31,107 Genesis Health Ventures Inc. Common Stock 371912106 19 9,000 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Forest Oil Corp x 0 3,300 0 Firstwave Technologies Inc x 0 750 0 Frontier Finl Corp Wash x 0 1,080 0 Fort Dearborn Income Secs Inc. x 0 100 0 FTI Consulting Inc. x 0 31,631 0 Fruit of the Loom INC Cl-A x 0 24,360 0 First Tennessee x 0 4,368 0 Frontier Insurance Group Inc. x 0 11,597 0 Footstar Inc. x 0 1,632 0 First Union Corp. x 0 341,876 0 Fuji Heavy Industries Ltd. x 0 1,270 0 H B Fuller Co x 0 285 0 Fulton Financial Corp. x 0 41,230 0 Cedar Fair, L.P. Dep Rec x 0 7,160 0 First VA Banks Inc. x 0 8,644 0 FVC Com Inc. x 0 1,000 0 Foster Wheeler Corp. x 0 3,900 0 Fw Pfd Cap Tr I 9% PFD x 0 350 0 First West Chester Corp. x 0 400 0 Freddie Mac 6.688% 1998 Ser A x 0 35,000 0 Findwhat Com x 0 2,000 0 Forward Air Corporation x 0 144 0 First W Va Bancorp Inc x 0 8,655 0 First Exploration Co x 0 200 0 F Y I Inc x 0 95 0 Gillette Co. x 0 356,755 0 Georgia Pacific Corp. Timber Group x 0 44 0 Georgia Pacific Corp. Exchange/Tender x 0 88 0 Gabelli Equity Tr Inc. x 0 19,236 0 GA Financial Inc. x 0 375 0 Greater Atlantic Financial x 0 73,550 0 Great Atla & Pac Tea Co x 0 13,600 0 Gametek, Inc. x 0 1,000 0 Gandalf Technologies Inc. x 0 500 0 Great Atlantic & Pac Tea Inc. x 0 4,160 0 Nicor Inc. x 0 1,430 0 American Res Offshore Inc x 0 3,000 0 Grief Bros Corp. Cl A x 0 3,883 0 Grubb & Ellis Co x 0 5,035 0 Golden Books Family Entmnt Inc. x 0 1,700 0 Globix Corp. x 0 726 0 Gabelli Asset Mgmt Inc x 0 565 0 Global Crossing Ltd. x 0 206,408 0 Gables Residential Trust Com x 0 15,184 0 Gables Residential Trust 8.30% Cum Red x 0 4,000 0 Gardenburger Inc. x 0 600 0 Greenbrier Companies Inc. x 0 375 0 Greate Bay Casino Corp. x 0 174 0 Grace Dev Inc x 0 1,000 0 Gannett Co x 0 73,025 0 Genesco Inc. x 0 49,190 0 Globecomm Systems Inc x 0 1,000 0 Gaylord Container Corp. x 0 1,000 0 Genesys Telecomm Laboratories x 0 120 0 GC Companies Inc x 0 2,500 0 General Dynamics Corp. x 0 10,723 0 Garden Com Inc x 0 1,000 0 Global Partners Income Fund x 0 800 0 Goodrich Petroleum Corp. x 0 12 0 Guidant Corp. x 0 35,291 0 General Development Corp x 0 17 0 Golden West Finl Corp. Del x 0 1,800 0 General Electric Co. x 0 671,235 0 Genicom Corp. x 0 1,000 0 Internet American Inc. x 0 200 0 Gehl Co x 0 4,000 0 Genesis Energy L P Unit Ltd Patrn x 0 1,000 0 Geltex Pharmaceuticals Inc. x 0 1,400 0 Glenayre Technologies Inc. x 0 8,000 0 Genesee Corp. Cl B x 0 52 0 Genome Therapeutics Corp. x 0 2,000 0 Genzyme Corp.-General Division x 0 76,803 0 Genzyme Corp.-Tissue Repair x 0 9,282 0 Geron Corp. x 0 1,390 0 Centais Geradoras Do Su - Spon ADR x 0 13,456 0 Gaylord Entertainment Co x 0 1,498 0 Gexa Gold Corp x 0 500 0 New Germany Fund Inc. x 0 1,365 0 Grupo Financiero Bancomer L x 0 148 0 Guilford Mills Inc. x 0 600 0 Guaranty Fed Bancshares Inc x 0 2,000 0 Griffon Corp. x 0 1,172,600 0 Grupo Financiero Banamex x 0 4,290 0 ***Group Fin Banamex-AC Ser 'O' x 0 1,500 0 Grupo Financiero Bancomer Ser O x 0 7,000 0 PLM Equipment Growth Fund V x 0 1,250 0 PLM Equipment Growth Fund Dep Units x 0 2,239 0 Plm Equip Growth Fd Ii x 0 575 0 Georgia Gulf Corp. x 0 4,300 0 Graco Inc. x 0 1,900 0 Genus Inc x 0 2,000 0 General Growth Properties, Inc. x 0 1,300 0 Grant Geophysical Inc x 0 500 0 Gabelli Global Multimedia Tr x 0 186 0 Gabelli Global Multi Media Tr Inc. x 0 400 0 Global High Income Dollar Fund Inc. x 0 1,500 0 Invesco Global Health Sciences Fund x 0 31,107 0 Genesis Health Ventures Inc. x 0 9,000 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- General Instrument Corp. Common Stock 370120107 885 10,410 Gulf Island Fabrication Inc. Common Stock 402307102 4 400 Gilead Sciences Inc. Common Stock 375558103 11 200 Gil Med Industries Inc Common Stock 375185105 0 2,000 Gilat Satellite Networks Ltd Ord Common Stock M51474100 172 1,450 General Mills Inc. Common Stock 370334104 1,366 38,210 Global Imaging Systems Inc Common Stock 37934A100 7 550 GKN PLC - ADR ADR 361755200 53 3,250 Glenborough Realty Trust Inc. Common Stock 37803P105 103 7,700 Global Industries Ltd Common Stock 379336100 98 11,325 Global Net Financial.com Inc New Common Stock 37937R209 197 6,832 Galileo International Inc. Common Stock 363547100 70 2,350 Greenleaf Technologies Corp Common Stock 395356108 18 41,100 Guilford Pharmaceutical Inc. Common Stock 401829106 129 7,570 Mchenry Metals Golf Corp Common Stock 58117F104 0 500 Glamis Gold Ltd. Common Stock 376775102 2 1,300 Gene Logic Inc. Common Stock 368689105 28 1,050 Gallaher Group PLC-Spon ADR ADR 363595109 174 11,285 Great Lakes Chemical Corp. Common Stock 390568103 664 17,400 Global Marine Inc. Common Stock 379352404 752 45,230 Global Media Corp Common Stock 37935A109 3 500 Global Games Corp Common Stock 378917108 0 1,500 Glatfelter P H Co Common Stock 377316104 425 29,163 Corning Inc. Common Stock 219350105 6,842 53,063 Glaxo Wellcome PLC - Spons ADR ADR 37733W105 1,659 29,697 Genlyte Group Inc. Common Stock 372302109 92 4,300 General Motors Corp. Common Stock 370442105 17,853 245,617 General Mtrs Cap Tr D PFD QTR 30/360 370439200 6 235 General Motors Cap 9.87% Ser G PFD QTR 30/360 370440208 10 400 Greg Manning Auctions Inc Common Stock 563823103 26 1,900 Grupo Mexicano De Desarrollo ADR 40048G203 1 4,000 Goodman Fielder Ltd Spons ADR ADR 382382208 7 1,900 General Magic Inc. Common Stock 370253106 19 5,000 General Motors Corp. - CL H New Common Stock 370442832 3,110 32,393 Global Directmail Corp. Common Stock 871851101 14 1,600 Green Mountain Common Stock 393154109 1 100 Gulfmark Offshore Inc. Common Stock 402629109 11 720 Gemstar International Group LTD Foreign Stock G3788V106 1,261 17,692 Gatx Corp. Common Stock 361448103 273 8,079 Greenman Technologies Inc Common Stock 395379308 13 37,000 General Communication Inc Common Stock 369385109 2 500 Goznet Inc. Common Stock 383486107 21 240 Genelabs Technologies, Inc. Common Stock 368706107 24 4,300 Genesis Microchip Inc. Common Stock 371933102 54 2,552 Genta Inc New Common Stock 37245M207 10 1,500 Gentex Corp. Common Stock 371901109 352 12,690 Genesee & Wyoming Inc Cl A Common Stock 371559105 2 150 Go.Com Common Stock 254687205 40 1,666 Silverado Gold Mines Ltd Common Stock 827906207 0 215 Geotek Communications Inc. Common Stock 373654102 0 6,450 Gargoyles Inc Common Stock 366033108 1 4,000 Georgia-Pacific Corp. Common Stock 373298108 1,861 36,661 Genuine Parts Co. Common Stock 372460105 599 24,129 Georgia Pwr Cap Tr Ii PFD QTR 30/360 373332204 22 1,000 Georgia Pwr Cap Tr Iv PFD QTR 30/360 37333R209 21 1,000 Gerogia Power Cap Trust I Preferred Stock 373331206 44 2,000 Georgia Power Capital Tr III 7.75% PFD PFD QTR 30/360 373333202 4 200 Group 1 Automotive Inc. Common Stock 398905109 13 900 Getty Petroleum Marketing Common Stock 374292100 1 500 Giant Group Ltd Common Stock 374503100 1 300 Grupo Contl S A ADR 40050H107 9 600 Gap Inc. Common Stock 364760108 2,621 56,969 Great Plains Software Common Stock 39119E105 4 60 Greenpoint Financial Corp. Common Stock 395384100 310 13,035 Global Payment Tech Inc Common Stock 37936S109 56 6,000 GPU Inc. Common Stock 36225X100 188 6,276 Georgia Power Co 6.875% Senior Public PFD QTR 30/360 373334564 38 1,950 Goodrich B.F. Co. Common Stock 382388106 1,173 42,653 Bfgoodrich Cap PFD QTR 30/360 05538W208 15 700 W.R. Grace & Co. Common Stock 38388F108 133 9,564 Bank Of Granite Corp Common Stock 062401104 31 1,439 Great Amern Rec Inc Common Stock 390005205 0 237 Gerber Scientific Inc. Common Stock 373730100 13 612 Gensci Regeneration Sciences Inc. Foreign Stock 37244V109 1 2,000 Grange National Banc Corp - PA Common Stock 387026107 1 17 Grand Metropolitan Delaware LP Cum Pfd PFD QTR 30/360 386087209 122 4,700 Green Oasis Environmental Inc Common Stock 393177100 0 1,000 Mississippi Chemical Corp Common Stock 605288208 3 500 Grossmans Inc Common Stock 399215102 0 1,500 Glimcher Realty Trust Common Stock 379302102 330 25,650 Glimcher Realty Trust 9.25% Cum Red PFD QTR 30/360 379302201 149 9,800 Goldman Sachs Group Inc Common Stock 38141G104 2,144 22,759 Golden State Bancorp Common Stock 381197102 4 244 Global Small Cap Fund Inc Common Stock 37935V103 306 11,600 Greenwich Street Muni Fund Inc. Common Stock 39701A107 223 22,920 GS Financial Corp. Common Stock 362274102 6 450 GSI Lumonics Inc Common Stock 36229U102 22 2,512 Gasonics International Corp Common Stock 367278108 79 4,000 Globespan Semiconductor Inc Common Stock 379571102 33 500 Golden Star Resources Ltd Common Stock 38119T104 0 200 GST Telecommunications Inc. Foreign Stock 361942105 54 6,000 Globalstar Telecommunications LTD - OR Common Stock G3930H104 2,887 65,605 Entergy Gulf State Utils Inc. Preferred Stock 29364L771 5 200 Goodyear Tire & Rubber Co Common Stock 382550101 855 30,342 Golf Trust of America Inc. Common Stock 38168B103 40 2,350 Gtc Telecom Corp Common Stock 36230F102 11 6,000 GTE Corp. Common Stock 362320103 12,976 183,897 GTE Delaware 8.75% Cumulative Monthly PFD P12 30/360 36232E301 1,069 43,186 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- General Instrument Corp. x 0 10,410 0 Gulf Island Fabrication Inc. x 0 400 0 Gilead Sciences Inc. x 0 200 0 Gil Med Industries Inc x 0 2,000 0 Gilat Satellite Networks Ltd Ord x 0 1,450 0 General Mills Inc. x 0 38,210 0 Global Imaging Systems Inc x 0 550 0 GKN PLC - ADR x 0 3,250 0 Glenborough Realty Trust Inc. x 0 7,700 0 Global Industries Ltd x 0 11,325 0 Global Net Financial.com Inc New x 0 6,832 0 Galileo International Inc. x 0 2,350 0 Greenleaf Technologies Corp x 0 41,100 0 Guilford Pharmaceutical Inc. x 0 7,570 0 Mchenry Metals Golf Corp x 0 500 0 Glamis Gold Ltd. x 0 1,300 0 Gene Logic Inc. x 0 1,050 0 Gallaher Group PLC-Spon ADR x 0 11,285 0 Great Lakes Chemical Corp. x 0 17,400 0 Global Marine Inc. x 0 45,230 0 Global Media Corp x 0 500 0 Global Games Corp x 0 1,500 0 Glatfelter P H Co x 0 29,163 0 Corning Inc. x 0 53,063 0 Glaxo Wellcome PLC - Spons ADR x 0 29,697 0 Genlyte Group Inc. x 0 4,300 0 General Motors Corp. x 0 245,617 0 General Mtrs Cap Tr D x 0 235 0 General Motors Cap 9.87% Ser G x 0 400 0 Greg Manning Auctions Inc x 0 1,900 0 Grupo Mexicano De Desarrollo x 0 4,000 0 Goodman Fielder Ltd Spons ADR x 0 1,900 0 General Magic Inc. x 0 5,000 0 General Motors Corp. - CL H New x 0 32,393 0 Global Directmail Corp. x 0 1,600 0 Green Mountain x 0 100 0 Gulfmark Offshore Inc. x 0 720 0 Gemstar International Group LTD x 0 17,692 0 Gatx Corp. x 0 8,079 0 Greenman Technologies Inc x 0 37,000 0 General Communication Inc x 0 500 0 Goznet Inc. x 0 240 0 Genelabs Technologies, Inc. x 0 4,300 0 Genesis Microchip Inc. x 0 2,552 0 Genta Inc New x 0 1,500 0 Gentex Corp. x 0 12,690 0 Genesee & Wyoming Inc Cl A x 0 150 0 Go.Com x 0 1,666 0 Silverado Gold Mines Ltd x 0 215 0 Geotek Communications Inc. x 0 6,450 0 Gargoyles Inc x 0 4,000 0 Georgia-Pacific Corp. x 0 36,661 0 Genuine Parts Co. x 0 24,129 0 Georgia Pwr Cap Tr Ii x 0 1,000 0 Georgia Pwr Cap Tr Iv x 0 1,000 0 Gerogia Power Cap Trust I x 0 2,000 0 Georgia Power Capital Tr III 7.75% PFD x 0 200 0 Group 1 Automotive Inc. x 0 900 0 Getty Petroleum Marketing x 0 500 0 Giant Group Ltd x 0 300 0 Grupo Contl S A x 0 600 0 Gap Inc. x 0 56,969 0 Great Plains Software x 0 60 0 Greenpoint Financial Corp. x 0 13,035 0 Global Payment Tech Inc x 0 6,000 0 GPU Inc. x 0 6,276 0 Georgia Power Co 6.875% Senior Public x 0 1,950 0 Goodrich B.F. Co. x 0 42,653 0 Bfgoodrich Cap x 0 700 0 W.R. Grace & Co. x 0 9,564 0 Bank Of Granite Corp x 0 1,439 0 Great Amern Rec Inc x 0 237 0 Gerber Scientific Inc. x 0 612 0 Gensci Regeneration Sciences Inc. x 0 2,000 0 Grange National Banc Corp - PA x 0 17 0 Grand Metropolitan Delaware LP Cum Pfd x 0 4,700 0 Green Oasis Environmental Inc x 0 1,000 0 Mississippi Chemical Corp x 0 500 0 Grossmans Inc x 0 1,500 0 Glimcher Realty Trust x 0 25,650 0 Glimcher Realty Trust 9.25% Cum Red x 0 9,800 0 Goldman Sachs Group Inc x 0 22,759 0 Golden State Bancorp x 0 244 0 Global Small Cap Fund Inc x 0 11,600 0 Greenwich Street Muni Fund Inc. x 0 22,920 0 GS Financial Corp. x 0 450 0 GSI Lumonics Inc x 0 2,512 0 Gasonics International Corp x 0 4,000 0 Globespan Semiconductor Inc x 0 500 0 Golden Star Resources Ltd x 0 200 0 GST Telecommunications Inc. x 0 6,000 0 Globalstar Telecommunications LTD - OR x 0 65,605 0 Entergy Gulf State Utils Inc. x 0 200 0 Goodyear Tire & Rubber Co x 0 30,342 0 Golf Trust of America Inc. x 0 2,350 0 Gtc Telecom Corp x 0 6,000 0 GTE Corp. x 0 183,897 0 GTE Delaware 8.75% Cumulative Monthly x 0 43,186 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Getgo Mail Com Inc Foreign Stock G38529106 0 300 GT Interactive Software Corp Common Stock 36236E109 99 59,750 GTECH Holdings Corp. Common Stock 400518106 12 529 Game Technologies Inc Common Stock 364649103 0 200 Gentner Communications Corp. Common Stock 37245J105 4 300 Guitar Center Inc. Common Stock 402040109 91 9,000 Global Telesystems Group Inc. Common Stock 37936U104 1,132 32,690 Gateway Inc. Common Stock 367626108 6,701 92,986 Gucci Group NV - NY Reg Shrs ADR 401566104 140 1,225 Gum Tech Intl Inc Common Stock 402803100 7 450 Gulf Pwr Cap Tr Ii PFD QTR 30/360 402476204 14 700 Gulf Power Capt Trust I 7.625% PFD QTR 30/360 402473201 34 1,600 Gabelli Utility Trust Common Stock 36240A101 89 11,626 Guyanor Resources Ltd S A Cl B Common Stock F47088103 0 40 Dean Witter Government Income Common Stock 61745P106 25 3,100 Grey Wolf Inc. Common Stock 397888108 136 47,445 Geoworks Corp. Common Stock 373692102 126 7,500 Grainger WW Inc. Common Stock 384802104 2,667 55,784 Gencon Industries Inc Common Stock 368678108 0 2,000 Gencorp Inc. Common Stock 368682100 12 1,231 Sport Supply Group Inc. Common Stock 848915104 18 2,600 Gymboree Corporation Common Stock 403777105 12 2,100 Genzyme-Molecular Oncology Common Stock 372917500 29 4,208 Genzyme Surgical Products Common Stock 372917609 39 6,735 Harcourt General Inc. Common Stock 41163G101 572 14,221 Harris Preferred Capital Corp. 7.375% PFD QTR 30/360 414567206 18 900 Heineken NV Foreign Stock H004136 53 1,500 Household Capital Trust IV 7.25% Cum T PFD QTR 30/360 44180R209 63 3,190 Hills Store Company Deferred Contigent Common Stock 431COM991 0 1,000 Hercules Trust I 9.42% PFD QTR 30/360 427097209 27 1,300 Host Marriott Corp. PFD QTR 30/360 44107P203 51 2,750 Intl Game Tech Tender Offer Common Stock 459902995 0 200 Harbor Bankshares Corp. Common Stock 411465107 13 766 Hamilton Bancorp Inc - Fla Common Stock 407013101 8 450 Hain Food Group Inc Common Stock 405219106 27 1,200 Hall Kinion & Associates Inc. Common Stock 406069104 4 200 Halliburton Co. Common Stock 406216101 3,170 78,761 Hanson Plc Spon ADR New ADR 411352404 83 2,063 Harman International Industries Inc. Common Stock 413086109 459 8,182 Harbor Florida Bancshares Common Stock 411901101 460 35,537 Hasbro Inc. Common Stock 418056107 221 11,594 Hastings Entmt Inc Common Stock 418365102 5 1,000 Hatteras Income Secs Inc. Common Stock 419025101 80 6,775 Hauppage Digital Inc Common Stock 419131107 52 2,600 Hayes Corporation Common Stock 420762304 0 200 Hillenbrand Industries Inc. Common Stock 431573104 218 6,871 Huntington Bancshares Inc. Common Stock 446150104 201 8,418 HSBC Holdings PLC -Spons ADR ADR 404280406 6,938 97,205 Hispanic Broadcasting Corp Common Stock 43357B104 138 1,500 Hungarian Broadcasting Corp Common Stock 445539109 0 5,000 Hsb Hldgs Plc Ord Foreign Stock G4634U169 42 3,000 Homebase Inc. Common Stock 43738E108 116 37,955 Huttig Bldg Prods Inc Common Stock 448451104 1 168 Harbor Bank - VA Common Stock 41146K104 74 6,000 Wolf Howard B Inc Common Stock 977725100 0 1,000 Hanover Compressor Co. Common Stock 410768105 333 8,834 Hudson City Bancorp Common Stock 443683107 62 4,600 HCC Insurance Holdings Inc. Common Stock 404132102 4 300 Healthcentral Com Common Stock 42221V106 6 800 Home Centers Incorporated Common Stock 437062102 0 200 Health Care REIT, Inc. Common Stock 42217K106 316 20,874 Health Care Reit Inc 8.875% PFD QTR 30/360 42217K205 19 1,300 Health Care Property Investors Inc. Common Stock 421915109 516 21,599 Healthcare Ppty Invs Inc 8.70% Pfd PFD QTR 30/360 421915406 22 1,400 Health Care Prop Invs Inc PFD QTR 30/360 421915604 56 3,850 Hlth Care Ppty Inv 7.875% PFD Ser A PFD QTR 30/360 421915307 8 500 HCR Manor Care Inc Common Stock 564055101 182 11,355 Home Depot Inc. Common Stock 437076102 33,284 485,451 Hadco Corp. Common Stock 404681108 369 7,240 Quantum Corp-Hard Disk Drive Common Stock 747906303 105 15,074 Harley Davidson, Inc. Common Stock 412822108 12,426 193,966 Handleman Co Del Common Stock 410252100 19 1,400 Hadron Inc.orporation New Common Stock 405009200 0 50 Rts Hills Stores Co. Common Stock 431692987 0 202 Hawaiian Elec Inds Inc. Common Stock 419870100 51 1,750 Hawaiian Elec Industries Capt Preferred Stock 41987M201 54 2,580 Harken Energy Corp. Common Stock 412552101 4 5,000 Heico Corp. Common Stock 422806109 8 350 Heico Corp New - Cl A Common Stock 422806208 6 300 Helen of Troy LTD Common Stock G4388N106 16 2,200 Helix Technology Inc. Common Stock 423319102 141 3,150 Hemispherx Biopharma Inc Common Stock 42366C103 1,825 183,650 Heco Capital Trust II Pfd Secs Ser 7.3 PFD QTR 30/360 40415B209 118 6,100 Harrah's Entertainment Inc. Common Stock 413619107 75 2,852 Heller Financial Inc Cl A Common Stock 423328103 13 659 Homefed Corp Common Stock 43739D208 11 12,320 Harleysville Group, Inc. Common Stock 412824104 23 1,585 Horizon Group Properties Inc Common Stock 44041U102 3 925 Hanger Orthopedic Group, Inc. Common Stock 41043F208 300 30,025 Human Genome Sciences Inc. Common Stock 444903108 192 1,260 Hooper Holmes Incorporated Common Stock 439104100 23 900 Internet HOLDRs Tr Common Stock 46059W102 304 1,800 Harte-Hanks Communications, Inc. Common Stock 416196103 9 400 Household International Inc. Common Stock 441815107 1,282 34,406 Household Capt Trust II 8.7% Preferred Stock 44180H102 9 400 Hibernia Corp. Class A Common Stock 428656102 714 67,211 Hibbett Sporting Goods Inc Common Stock 428565105 23 1,350 Salomon Bros High Income Fund Common Stock 79547Q106 39 3,450 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Getgo Mail Com Inc x 0 300 0 GT Interactive Software Corp x 0 59,750 0 GTECH Holdings Corp. x 0 529 0 Game Technologies Inc x 0 200 0 Gentner Communications Corp. x 0 300 0 Guitar Center Inc. x 0 9,000 0 Global Telesystems Group Inc. x 0 32,690 0 Gateway Inc. x 0 92,986 0 Gucci Group NV - NY Reg Shrs x 0 1,225 0 Gum Tech Intl Inc x 0 450 0 Gulf Pwr Cap Tr Ii x 0 700 0 Gulf Power Capt Trust I 7.625% x 0 1,600 0 Gabelli Utility Trust x 0 11,626 0 Guyanor Resources Ltd S A Cl B x 0 40 0 Dean Witter Government Income x 0 3,100 0 Grey Wolf Inc. x 0 47,445 0 Geoworks Corp. x 0 7,500 0 Grainger WW Inc. x 0 55,784 0 Gencon Industries Inc x 0 2,000 0 Gencorp Inc. x 0 1,231 0 Sport Supply Group Inc. x 0 2,600 0 Gymboree Corporation x 0 2,100 0 Genzyme-Molecular Oncology x 0 4,208 0 Genzyme Surgical Products x 0 6,735 0 Harcourt General Inc. x 0 14,221 0 Harris Preferred Capital Corp. 7.375% x 0 900 0 Heineken NV x 0 1,500 0 Household Capital Trust IV 7.25% Cum T x 0 3,190 0 Hills Store Company Deferred Contigent x 0 1,000 0 Hercules Trust I 9.42% x 0 1,300 0 Host Marriott Corp. x 0 2,750 0 Intl Game Tech Tender Offer x 0 200 0 Harbor Bankshares Corp. x 0 766 0 Hamilton Bancorp Inc - Fla x 0 450 0 Hain Food Group Inc x 0 1,200 0 Hall Kinion & Associates Inc. x 0 200 0 Halliburton Co. x 0 78,761 0 Hanson Plc Spon ADR New x 0 2,063 0 Harman International Industries Inc. x 0 8,182 0 Harbor Florida Bancshares x 0 35,537 0 Hasbro Inc. x 0 11,594 0 Hastings Entmt Inc x 0 1,000 0 Hatteras Income Secs Inc. x 0 6,775 0 Hauppage Digital Inc x 0 2,600 0 Hayes Corporation x 0 200 0 Hillenbrand Industries Inc. x 0 6,871 0 Huntington Bancshares Inc. x 0 8,418 0 HSBC Holdings PLC -Spons ADR x 0 97,205 0 Hispanic Broadcasting Corp x 0 1,500 0 Hungarian Broadcasting Corp x 0 5,000 0 Hsb Hldgs Plc Ord x 0 3,000 0 Homebase Inc. x 0 37,955 0 Huttig Bldg Prods Inc x 0 168 0 Harbor Bank - VA x 0 6,000 0 Wolf Howard B Inc x 0 1,000 0 Hanover Compressor Co. x 0 8,834 0 Hudson City Bancorp x 0 4,600 0 HCC Insurance Holdings Inc. x 0 300 0 Healthcentral Com x 0 800 0 Home Centers Incorporated x 0 200 0 Health Care REIT, Inc. x 0 20,874 0 Health Care Reit Inc 8.875% x 0 1,300 0 Health Care Property Investors Inc. x 0 21,599 0 Healthcare Ppty Invs Inc 8.70% Pfd x 0 1,400 0 Health Care Prop Invs Inc x 0 3,850 0 Hlth Care Ppty Inv 7.875% PFD Ser A x 0 500 0 HCR Manor Care Inc x 0 11,355 0 Home Depot Inc. x 0 485,451 0 Hadco Corp. x 0 7,240 0 Quantum Corp-Hard Disk Drive x 0 15,074 0 Harley Davidson, Inc. x 0 193,966 0 Handleman Co Del x 0 1,400 0 Hadron Inc.orporation New x 0 50 0 Rts Hills Stores Co. x 0 202 0 Hawaiian Elec Inds Inc. x 0 1,750 0 Hawaiian Elec Industries Capt x 0 2,580 0 Harken Energy Corp. x 0 5,000 0 Heico Corp. x 0 350 0 Heico Corp New - Cl A x 0 300 0 Helen of Troy LTD x 0 2,200 0 Helix Technology Inc. x 0 3,150 0 Hemispherx Biopharma Inc x 0 183,650 0 Heco Capital Trust II Pfd Secs Ser 7.3 x 0 6,100 0 Harrah's Entertainment Inc. x 0 2,852 0 Heller Financial Inc Cl A x 0 659 0 Homefed Corp x 0 12,320 0 Harleysville Group, Inc. x 0 1,585 0 Horizon Group Properties Inc x 0 925 0 Hanger Orthopedic Group, Inc. x 0 30,025 0 Human Genome Sciences Inc. x 0 1,260 0 Hooper Holmes Incorporated x 0 900 0 Internet HOLDRs Tr x 0 1,800 0 Harte-Hanks Communications, Inc. x 0 400 0 Household International Inc. x 0 34,406 0 Household Capt Trust II 8.7% x 0 400 0 Hibernia Corp. Class A x 0 67,211 0 Hibbett Sporting Goods Inc x 0 1,350 0 Salomon Bros High Income Fund x 0 3,450 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Hartford Financial Services Group Inc. Common Stock 416515104 1,356 28,633 Hartford Capital II 8.35% PFD QTR 30/360 416320208 82 3,550 Hartford Capital I Inc. 7.70% Pfd Ser PFD QTR 30/360 416315208 254 12,000 Highline Inds Inc. Common Stock 431108109 0 1,000 Heineken N V - ADR ADR 423012202 181 3,729 HI Shear Inds Inc. Common Stock 428399109 0 150 Hitachi Ltd ADR 10 Com ADR 433578507 10,245 63,288 CEL SCI Corp. Common Stock 150837409 3 1,430 Highwoods Properties Inc. Common Stock 431284108 1,535 66,002 Highwoods Properties Inc. 8% PFD Ser B PFD QTR 30/360 431284306 198 12,150 Hancock Fabrics Inc. Common Stock 409900107 56 18,000 Cable & Wireless HKT ADR 126828102 222 7,625 Hecla Mining Co Common Stock 422704106 5 3,150 Hartford Life Inc. Common Stock 416592103 141 3,200 Harmonic Lightwaves Inc. Common Stock 413160102 649 6,841 Helmstar Group Inc Common Stock 423480102 62 12,000 Hollinger International Inc. Common Stock 435569108 21 1,600 Hilton Hotels Corp. Common Stock 432848109 123 12,770 Healtheon Corp. Common Stock 422209106 155 4,140 Hollywood Entertainment Corp. Common Stock 436141105 154 10,607 Homestake Mining Co Common Stock 437614100 19 2,400 Health Management Associates, Inc. Cl Common Stock 421933102 577 43,103 Honda Motor LTD AMER SHS ADR 438128308 37 490 Home Properties of New York, Common Stock 437306103 121 4,400 Host Marriott Finl Tr PreferdStk Conv 441079407 12 400 HMG Courtland Properties Inc. Common Stock 404232100 1 200 Ha-Lo Industries Inc. Common Stock 404429102 33 4,365 Horace Mann Educators Common Stock 440327104 619 31,525 Hambrecht & Quist Group Inc. Common Stock 406545103 7 140 Health Management Systems, Inc Common Stock 42219M100 49 7,800 Host Marriott Corp Common Stock 44107P104 388 47,086 Host Marriott Corp New PFD QTR 30/360 44107P302 38 2,000 HMT Technology Corp. Common Stock 403917107 36 8,970 Advanced Voice Technologies Common Stock 00754W107 0 800 Heilig-Myers Co Common Stock 422893107 14 4,953 Harleysville National Corp. - PA Common Stock 412850109 12 381 HON Industries Inc. Common Stock 438092108 1,220 55,593 H J Heinz Co Common Stock 423074103 5,728 143,875 Holywood.Com Inc Common Stock 436137103 30 1,595 Hologic Inc. Common Stock 436440101 144 25,000 Homestore Com Inc Common Stock 437852106 26 350 Honeywell International Inc. Common Stock 438516106 12,259 212,507 Starwood Hotels & Resorts Worldwide In Common Stock 85590A203 373 15,885 Hotjobs Com Inc Common Stock 441474103 81 1,853 Hot Topic Inc Common Stock 441339108 315 13,530 Hovnanian Enterprises Inc. Common Stock 442487203 5 720 Helmerich & Payne Common Stock 423452101 272 12,480 Hercules Inc. Common Stock 427056106 493 17,685 Harnischfeger Industries Inc. Common Stock 413345109 0 100 Hollywood Park Inc. Common Stock 436255103 173 7,700 Heartport Inc. Common Stock 421969106 15 3,195 Healthplan Services Corp. Common Stock 421959107 1 345 Hospitality Properties Trust Common Stock 44106M102 1,267 66,452 High Point Bank Corp. Common Stock 429706104 15 106 H & Q Life Sciences Investors Common Stock 404053100 201 10,059 Healthcare Realty Trust Common Stock 421946104 637 40,782 Block H & R Inc. Common Stock 093671105 345 7,880 Harbinger Corp. Common Stock 41145C103 48 1,500 Harbor Federal Bancorp Inc. Common Stock 41151A108 35 2,700 Hudson River Bancorp Common Stock 444128102 11 1,060 Healthsouth Corp. Common Stock 421924101 1,361 253,274 Hannaford Brothers Inc. Common Stock 410550107 12,892 185,997 Harford Natl Bk Aberdeen Md Common Stock 41251W109 800 16,335 Hormel Foods Corp. Common Stock 440452100 233 5,730 HRPT Proprties Trust Common Stock 40426W101 538 59,767 Harris Corp. Common Stock 413875105 274 10,255 Hallwood Realty Partnership LP Dep Uts LTD Part P4 40636T203 0 4 Hertz Corporation Common Stock 428040109 13 250 High Speed Access Corp Common Stock 42979U102 47 2,600 HSB Group Inc. Common Stock 40428N109 149 4,420 HSBC Holdings PLC - ORD Foreign Stock G4634U102 10 737 Harsco Corp. Common Stock 415864107 151 4,749 Homestead Village Inc. Common Stock 437851108 0 100 HS Resources Inc. Common Stock 404297103 23 1,347 Henry Schein Inc. Common Stock 806407102 182 13,690 Hussmann International Inc. Common Stock 448110106 48 3,174 Hershey Foods Corp. Common Stock 427866108 2,569 54,079 Hyperion 2002 Term Trust Inc. Common Stock 448915108 146 17,975 Hutchinson Technology Inc. Common Stock 448407106 3 120 H T E Inc. Common Stock 403926108 84 14,000 Hawthorne Finl Corp Common Stock 420542102 73 5,800 Heartland Express Inc. Common Stock 422347104 1,614 102,450 Houghton Mifflin Co Common Stock 441560109 706 16,730 Hearst-Argyle Television Inc. Common Stock 422317107 1,085 40,750 Hitox Corp. of America Common Stock 433658101 1 500 Hudson United Bancorp Common Stock 444165104 17 674 Hubbell Inc. CL A Common Stock 443510102 142 5,055 Hubbell Inc. CL B Common Stock 443510201 1,074 39,431 Hudson Hotels Corp. Common Stock 443794102 0 500 Hughes Supply Inc. Common Stock 444482103 482 22,375 Humana Inc. Common Stock 444859102 523 63,818 Humphrey Hospitality Trust Common Stock 445467103 273 35,000 Hutchinson Whampoa - Unsp ADR ADR 448415208 18 245 Haverty Furniture Co Inc. Common Stock 419596101 786 62,240 Hollywood Casino Corp. Common Stock 436132203 4 1,000 Howmet International Inc. Common Stock 443208103 624 34,520 Hewlett-Packard Co. Common Stock 428236103 42,531 373,279 Hexcel Corp. Common Stock 428291108 1 100 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Hartford Financial Services Group Inc. x 0 28,633 0 Hartford Capital II 8.35% x 0 3,550 0 Hartford Capital I Inc. 7.70% Pfd Ser x 0 12,000 0 Highline Inds Inc. x 0 1,000 0 Heineken N V - ADR x 0 3,729 0 HI Shear Inds Inc. x 0 150 0 Hitachi Ltd ADR 10 Com x 0 63,288 0 CEL SCI Corp. x 0 1,430 0 Highwoods Properties Inc. x 0 66,002 0 Highwoods Properties Inc. 8% PFD Ser B x 0 12,150 0 Hancock Fabrics Inc. x 0 18,000 0 Cable & Wireless HKT x 0 7,625 0 Hecla Mining Co x 0 3,150 0 Hartford Life Inc. x 0 3,200 0 Harmonic Lightwaves Inc. x 0 6,841 0 Helmstar Group Inc x 0 12,000 0 Hollinger International Inc. x 0 1,600 0 Hilton Hotels Corp. x 0 12,770 0 Healtheon Corp. x 0 4,140 0 Hollywood Entertainment Corp. x 0 10,607 0 Homestake Mining Co x 0 2,400 0 Health Management Associates, Inc. Cl x 0 43,103 0 Honda Motor LTD AMER SHS x 0 490 0 Home Properties of New York, x 0 4,400 0 Host Marriott Finl Tr x 0 400 0 HMG Courtland Properties Inc. x 0 200 0 Ha-Lo Industries Inc. x 0 4,365 0 Horace Mann Educators x 0 31,525 0 Hambrecht & Quist Group Inc. x 0 140 0 Health Management Systems, Inc x 0 7,800 0 Host Marriott Corp x 0 47,086 0 Host Marriott Corp New x 0 2,000 0 HMT Technology Corp. x 0 8,970 0 Advanced Voice Technologies x 0 800 0 Heilig-Myers Co x 0 4,953 0 Harleysville National Corp. - PA x 0 381 0 HON Industries Inc. x 0 55,593 0 H J Heinz Co x 0 143,875 0 Holywood.Com Inc x 0 1,595 0 Hologic Inc. x 0 25,000 0 Homestore Com Inc x 0 350 0 Honeywell International Inc. x 0 212,507 0 Starwood Hotels & Resorts Worldwide In x 0 15,885 0 Hotjobs Com Inc x 0 1,853 0 Hot Topic Inc x 0 13,530 0 Hovnanian Enterprises Inc. x 0 720 0 Helmerich & Payne x 0 12,480 0 Hercules Inc. x 0 17,685 0 Harnischfeger Industries Inc. x 0 100 0 Hollywood Park Inc. x 0 7,700 0 Heartport Inc. x 0 3,195 0 Healthplan Services Corp. x 0 345 0 Hospitality Properties Trust x 0 66,452 0 High Point Bank Corp. x 0 106 0 H & Q Life Sciences Investors x 0 10,059 0 Healthcare Realty Trust x 0 40,782 0 Block H & R Inc. x 0 7,880 0 Harbinger Corp. x 0 1,500 0 Harbor Federal Bancorp Inc. x 0 2,700 0 Hudson River Bancorp x 0 1,060 0 Healthsouth Corp. x 0 253,274 0 Hannaford Brothers Inc. x 0 185,997 0 Harford Natl Bk Aberdeen Md x 0 16,335 0 Hormel Foods Corp. x 0 5,730 0 HRPT Proprties Trust x 0 59,767 0 Harris Corp. x 0 10,255 0 Hallwood Realty Partnership LP Dep Uts x 0 4 0 Hertz Corporation x 0 250 0 High Speed Access Corp x 0 2,600 0 HSB Group Inc. x 0 4,420 0 HSBC Holdings PLC - ORD x 0 737 0 Harsco Corp. x 0 4,749 0 Homestead Village Inc. x 0 100 0 HS Resources Inc. x 0 1,347 0 Henry Schein Inc. x 0 13,690 0 Hussmann International Inc. x 0 3,174 0 Hershey Foods Corp. x 0 54,079 0 Hyperion 2002 Term Trust Inc. x 0 17,975 0 Hutchinson Technology Inc. x 0 120 0 H T E Inc. x 0 14,000 0 Hawthorne Finl Corp x 0 5,800 0 Heartland Express Inc. x 0 102,450 0 Houghton Mifflin Co x 0 16,730 0 Hearst-Argyle Television Inc. x 0 40,750 0 Hitox Corp. of America x 0 500 0 Hudson United Bancorp x 0 674 0 Hubbell Inc. CL A x 0 5,055 0 Hubbell Inc. CL B x 0 39,431 0 Hudson Hotels Corp. x 0 500 0 Hughes Supply Inc. x 0 22,375 0 Humana Inc. x 0 63,818 0 Humphrey Hospitality Trust x 0 35,000 0 Hutchinson Whampoa - Unsp ADR x 0 245 0 Haverty Furniture Co Inc. x 0 62,240 0 Hollywood Casino Corp. x 0 1,000 0 Howmet International Inc. x 0 34,520 0 Hewlett-Packard Co. x 0 373,279 0 Hexcel Corp. x 0 100 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Houston Inds Inc. 7.00% Pfd PreferdStk Conv 442161204 16 135 Hyercom Corp. Common Stock 44913M105 24 2,350 Hyperion Solutions Corp Common Stock 44914M104 22 500 Hyseq Inc Common Stock 449163302 60 3,500 Insurance Auto Auctions Inc. Common Stock 457875102 5 330 International Absorbents Inc Common Stock 45885E104 5 10,000 IAC Capital Trust 8.25% Trust Orig Pfd PFD QTR 30/360 44919E206 24 1,300 Information Architects Corp Common Stock 45669R107 1 100 Integra Lifesciences Corp Com (New) Common Stock 457985208 3 500 ACTV Inc. Common Stock 00088E104 9 200 Interstate Bakeries Corp. Common Stock 46072H108 80 4,400 IBS Computer Corp. Common Stock 449225101 0 67 Intimate Brands Inc. Common Stock 461156101 256 5,930 IBIS Technology Corp. Common Stock 450909106 40 800 International Business Machines Common Stock 459200101 56,548 523,589 Intl Business Machine Corp 7.50% PFD A PFD QTR 30/360 459200309 36 1,400 Interactive Buyers Network Intl. Ltd Common Stock 45837B109 24 1,248 IBP Inc. Common Stock 449223106 324 18,015 Empresas ICA Sociedad ADR 292448107 0 70 Independence Community Bank Corp. Common Stock 453414104 69 5,546 Internet Cable Corp. Common Stock 46057X102 128 11,250 Immucell Corp. Common Stock 452525306 7 3,000 Insight Communications Inc Common Stock 45768V108 417 14,075 Internet Comm Corp Common Stock 46059F109 21 660 Ice Ice Factory Inc. Common Stock 44924D102 0 1,250 Internet Cap Group Inc Common Stock 46059C106 3,132 18,426 ICG Communications Inc. Common Stock 449246107 83 4,443 Imperial Chemical Inds Plc Adr ADR 452704505 2,577 60,541 Intermedia Communications Inc. Common Stock 458801107 40 1,030 ICN Pharmaceuticals Inc. Common Stock 448924100 2,328 91,965 Incomnet Inc Common Stock 453365207 0 5,000 Inacom Corp. Common Stock 45323G109 182 24,924 Intelect Communications Inc. Common Stock 458144102 7 5,020 Icos Corp. Common Stock 449295104 173 5,903 I.C.U. Med Inc. Common Stock 44930G107 55 3,600 Idacorp Inc Common Stock 451107106 480 17,888 Inter-Digital Communications Corp. Common Stock 45866A105 1,640 21,863 Idm Environmental Corp Common Stock 449391309 2 120 IDEC Pharmaceutical Corp. Common Stock 449370105 467 4,750 Intrawest Corp. Foreign Stock 460915200 48 2,800 Industrial Services of America Common Stock 456314103 2 1,000 IDT Corp. Common Stock 448947101 105 5,550 Integrated Device Technology Common Stock 458118106 25 850 Identix Inc. Common Stock 451906101 5 550 Idexx Laboratories Corp. Common Stock 45168D104 29 1,800 International Enexco Ltd Foreign Stock 45945G107 0 600 Iec Electrs Corp New Common Stock 44949L105 12 5,000 Indiana Energy Inc. Common Stock 454707100 2 132 International Electronics Common Stock 459436507 2 1,000 IEM S A Amern Shs ADR 449496207 0 12 Interactive Magic Inc. Common Stock 45838M104 1 450 Ies Utils Inc PFD QTR 30/360 44949R508 38 1,720 IDEX Corp. Common Stock 45167R104 287 9,450 International Fibercom Inc. Common Stock 45950T101 8 1,025 International Flavors & Fragrances Common Stock 459506101 280 7,415 Investors Financial Services Corp Common Stock 461915100 81 1,770 Informix Corp. Common Stock 456779107 643 56,520 The India Fund, Inc. MutualFdEqClose 454089103 13 800 IFR Sys Inc. Common Stock 449507102 1 82 Interface Inc. Common Stock 458665106 111 19,300 Interstate Gen L P Common Stock 460885205 4 500 Igen International Inc. Common Stock 449536101 15 500 IMC Global Inc. Common Stock 449669100 47 2,846 International Gaming Mgmt Common Stock 459548103 0 1,100 International Game Technology Common Stock 459902102 60 2,950 Interstate Hotels Corp Common Stock 46088R108 50 15,452 International Home Foods Inc Common Stock 459655106 355 20,439 Information Hldgs Inc Common Stock 456727106 44 1,510 Industrial Hldgs Inc. Common Stock 456160100 103 40,100 C Wts Industrial Holdings Inc Common Stock 456160134 17 76,950 Integrated Health Services Inc. Common Stock 45812C106 6 50,660 Morgan Stanley India Fund MutualFdEqClose 61745C105 45 2,750 Investors Ins Group Inc Common Stock 461606105 0 100 Internet Initiative Japan Inc ADR 46059T109 218 2,246 I T T Industries Inc. Common Stock 450911102 263 7,868 INA Investment Secs Inc. Common Stock 17179X106 31 2,200 I I S Intelligent Info Ltd Foreign Stock 449633205 4 1,000 P T Indonesian Satellite Corp-Sponsore ADR 715680104 56 2,580 II-IV Inc. Common Stock 902104108 67 3,325 Ixl Enterprises Inc Common Stock 450718101 22 400 IKON Office Solutions Inc. Common Stock 451713101 306 44,886 Ilex Oncology Inc. Common Stock 451923106 22 900 Intelogic Trace Inc. Common Stock 45815W109 0 1,750 Interleukin Genetics Inc Common Stock 458738101 3 500 Illinova Corp. Common Stock 452317100 57 1,630 I-Link Inc. Common Stock 449927102 11 3,800 Ingram Micro Inc. Common Stock 457153104 264 20,139 Imatron Inc Common Stock 452906100 6 2,500 Imax Corp. Common Stock 45245E109 12 450 International Multifoods Corp. Common Stock 460043102 3 200 Imclone Systems Inc Common Stock 45245W109 6,176 155,850 Intl Meta Systems Inc Common Stock 45986B108 0 3,000 Immunogen Inc. Common Stock 45253H101 21 3,800 San Paolo-imi S P A ADR 799175104 147 5,354 Indiana Michigan Power Jr Sub Debs PFD QTR 30/360 454889817 10 500 Ingles Markets Inc. Common Stock 457030104 8 700 Merrill Lynch & Co Inc PFD QTR 30/360 590188751 9 500 Imation Corp. Common Stock 45245A107 4 130 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Houston Inds Inc. 7.00% Pfd x 0 135 0 Hyercom Corp. x 0 2,350 0 Hyperion Solutions Corp x 0 500 0 Hyseq Inc x 0 3,500 0 Insurance Auto Auctions Inc. x 0 330 0 International Absorbents Inc x 0 10,000 0 IAC Capital Trust 8.25% Trust Orig Pfd x 0 1,300 0 Information Architects Corp x 0 100 0 Integra Lifesciences Corp Com (New) x 0 500 0 ACTV Inc. x 0 200 0 Interstate Bakeries Corp. x 0 4,400 0 IBS Computer Corp. x 0 67 0 Intimate Brands Inc. x 0 5,930 0 IBIS Technology Corp. x 0 800 0 International Business Machines x 0 523,589 0 Intl Business Machine Corp 7.50% PFD A x 0 1,400 0 Interactive Buyers Network Intl. Ltd x 0 1,248 0 IBP Inc. x 0 18,015 0 Empresas ICA Sociedad x 0 70 0 Independence Community Bank Corp. x 0 5,546 0 Internet Cable Corp. x 0 11,250 0 Immucell Corp. x 0 3,000 0 Insight Communications Inc x 0 14,075 0 Internet Comm Corp x 0 660 0 Ice Ice Factory Inc. x 0 1,250 0 Internet Cap Group Inc x 0 18,426 0 ICG Communications Inc. x 0 4,443 0 Imperial Chemical Inds Plc Adr x 0 60,541 0 Intermedia Communications Inc. x 0 1,030 0 ICN Pharmaceuticals Inc. x 0 91,965 0 Incomnet Inc x 0 5,000 0 Inacom Corp. x 0 24,924 0 Intelect Communications Inc. x 0 5,020 0 Icos Corp. x 0 5,903 0 I.C.U. Med Inc. x 0 3,600 0 Idacorp Inc x 0 17,888 0 Inter-Digital Communications Corp. x 0 21,863 0 Idm Environmental Corp x 0 120 0 IDEC Pharmaceutical Corp. x 0 4,750 0 Intrawest Corp. x 0 2,800 0 Industrial Services of America x 0 1,000 0 IDT Corp. x 0 5,550 0 Integrated Device Technology x 0 850 0 Identix Inc. x 0 550 0 Idexx Laboratories Corp. x 0 1,800 0 International Enexco Ltd x 0 600 0 Iec Electrs Corp New x 0 5,000 0 Indiana Energy Inc. x 0 132 0 International Electronics x 0 1,000 0 IEM S A Amern Shs x 0 12 0 Interactive Magic Inc. x 0 450 0 Ies Utils Inc x 0 1,720 0 IDEX Corp. x 0 9,450 0 International Fibercom Inc. x 0 1,025 0 International Flavors & Fragrances x 0 7,415 0 Investors Financial Services Corp x 0 1,770 0 Informix Corp. x 0 56,520 0 The India Fund, Inc. x 0 800 0 IFR Sys Inc. x 0 82 0 Interface Inc. x 0 19,300 0 Interstate Gen L P x 0 500 0 Igen International Inc. x 0 500 0 IMC Global Inc. x 0 2,846 0 International Gaming Mgmt x 0 1,100 0 International Game Technology x 0 2,950 0 Interstate Hotels Corp x 0 15,452 0 International Home Foods Inc x 0 20,439 0 Information Hldgs Inc x 0 1,510 0 Industrial Hldgs Inc. x 0 40,100 0 C Wts Industrial Holdings Inc x 0 76,950 0 Integrated Health Services Inc. x 0 50,660 0 Morgan Stanley India Fund x 0 2,750 0 Investors Ins Group Inc x 0 100 0 Internet Initiative Japan Inc x 0 2,246 0 I T T Industries Inc. x 0 7,868 0 INA Investment Secs Inc. x 0 2,200 0 I I S Intelligent Info Ltd x 0 1,000 0 P T Indonesian Satellite Corp-Sponsore x 0 2,580 0 II-IV Inc. x 0 3,325 0 Ixl Enterprises Inc x 0 400 0 IKON Office Solutions Inc. x 0 44,886 0 Ilex Oncology Inc. x 0 900 0 Intelogic Trace Inc. x 0 1,750 0 Interleukin Genetics Inc x 0 500 0 Illinova Corp. x 0 1,630 0 I-Link Inc. x 0 3,800 0 Ingram Micro Inc. x 0 20,139 0 Imatron Inc x 0 2,500 0 Imax Corp. x 0 450 0 International Multifoods Corp. x 0 200 0 Imclone Systems Inc x 0 155,850 0 Intl Meta Systems Inc x 0 3,000 0 Immunogen Inc. x 0 3,800 0 San Paolo-imi S P A x 0 5,354 0 Indiana Michigan Power Jr Sub Debs x 0 500 0 Ingles Markets Inc. x 0 700 0 Merrill Lynch & Co Inc x 0 500 0 Imation Corp. x 0 130 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Immune Response Corp. - Del Common Stock 45252T106 3 800 Immunex Corp. Common Stock 452528102 1,403 12,834 Imaginon Inc Common Stock 45246K104 4 1,000 Intermost Corp Common Stock 45881R109 6 1,500 Impala Platinum Hldgs ADR 452553209 20 500 Imco Recycling Inc. Common Stock 449681105 160 12,650 IMR Global Corp. Common Stock 45321W106 63 5,000 Imperial Tobacco PLC Spon ADR ADR 453142101 4 250 Grupo Imsa S A De C V ADR 40048T106 4 259 Industrial Bancorp Inc. Common Stock 455882100 30 2,000 Infocure Corp. Common Stock 45665A108 57 1,825 Incyte Pharmaceuticals Inc. Common Stock 45337C102 139 2,320 American Indl Pptys Reit Common Stock 026791202 16 1,306 Independent Bank Corp. Common Stock 453836108 550 44,000 Independent Capital Trust I PFD QTR 30/360 45384F206 618 28,600 Indigo NV Foreign Stock N44495104 14 4,500 Independent Energy Hldgs PLC ADR ADR 45384X108 100 3,007 Infinity Broadcasting Corp. Common Stock 45662S102 109 3,015 Infracorps Inc Common Stock 456826106 1 10,000 Infodata Systems Inc. New Common Stock 456650209 0 232 Infinium Software Inc. Common Stock 45662Y109 2 300 In Focus Systems Inc. Common Stock 452919103 18 785 Infosys Technologies Ltd ADR 456788108 33 100 Ing Groep NV Spons ADR ADR 456837103 6,653 109,073 Inhale Therapeutic Sys Inc Common Stock 457191104 99 2,325 Interliant Inc Common Stock 458742103 3 100 Inktomi Corp Common Stock 457277101 960 10,820 Inland Res Inc Wash Common Stock 457469302 0 100 Intermet Corp. Common Stock 45881K104 58 5,000 International Paper Cap Tr PFD QTR 30/360 460137300 24 440 Interphase Corp Common Stock 460593106 15 700 Inprise Corp Common Stock 45766C102 70 6,300 Infosoft International Inc. Common Stock 457674109 50 1,540 Infospace Com Inc. Common Stock 45678T102 75 350 Insituform Technologies Inc Common Stock 457667103 5 184 World Fuel Services Corp. Common Stock 981475106 2 300 Intasys Corp Foreign Stock 45809M109 5 1,000 Intel Corp. Common Stock 458140100 76,545 929,930 Intelidata Technologies Corp. Common Stock 45814T107 21 5,000 Inet Technologies Inc Common Stock 45662V105 21 300 Inter Tel Incorporated Common Stock 458372109 38 1,500 Integrated Systems Inc. Common Stock 45812M104 47 1,395 Intuit Corp. Common Stock 461202103 1,166 19,451 Intervoice Inc. Common Stock 461142101 84 3,530 Innovex Inc. Common Stock 457647105 423 45,135 Input/Output Inc. Common Stock 457652105 121 23,900 Iomega Corp. Common Stock 462030107 53 15,816 Ionics Inc. Common Stock 462218108 10 350 Iona Technologies Plc ADR 46206P109 16 300 International Paper Co. Common Stock 460146103 8,710 154,324 Integrated Packaging Assembly Common Stock 457989101 2 2,800 Inter Parfums Inc Common Stock 458334109 4 455 Illinois Power Co PFD QTR 30/360 452092406 19 600 Illinois Power Capital L P PFDMthly 30/360 452085202 273 11,300 Illinois Power Financing I 8% Trust PFD QTR 30/360 452101207 100 5,060 IPC Holdings Ltd Common Stock G4933P101 60 4,000 Interpublic Group Companies Inc. Common Stock 460690100 3,995 69,252 Interneuron Pharmaceutical Common Stock 460573108 117 20,400 Ipalco Enterprises Inc. Common Stock 462613100 174 10,188 Interplay Entertainment Corp. Common Stock 460615107 3 1,000 International Paper Cap TR III 7.875% PFD QTR 30/360 460140205 170 8,000 Iparty Corp Common Stock 46261R107 75 19,000 Vialink Co Common Stock 92552Q101 7 200 Ingersoll-Rand Co Common Stock 456866102 1,740 31,592 Imperial Petroleum Recovery Corp Common Stock 453079105 4 3,000 Intl Rectifier Corp. Common Stock 460254105 229 8,800 Iron & Glass Bancorp Common Stock 462735101 28 1,200 Irdium World Communications Ltd Cl A Common Stock G49398103 8 3,625 Irish Investment Fd Inc. Common Stock 462710104 15 1,000 Iron Mountain Inc. Common Stock 46284P104 131 3,330 IRSA - Spon GDR ADR 450047204 7 215 IRT Property Co Common Stock 450058102 241 30,910 Interim Services Inc. Common Stock 45868P100 2,785 112,538 I C Isaacs & Co Inc. Common Stock 464192103 2 1,050 ISB Financial Corp. Common Stock 450091103 3 200 International Speedway Corp. Common Stock 460335201 822 16,313 Iscor Ltd Sponsored ADR ADR 464272202 519 137,208 International Shipholding Corp. Common Stock 460321201 194 16,662 I Sim Intl Corp Common Stock 45023R108 0 1 ISIS Pharmaceuticals Common Stock 464330109 14 2,200 Digital Is Inc Del Common Stock 25385N101 352 3,700 Isle Of Capri Casinos Inc Common Stock 464592104 7 500 Interspeed Inc Common Stock 46070W107 74 4,200 Integrated Silicon Solution Inc. Common Stock 45812P107 99 6,000 ISS Group Inc Common Stock 450306105 14 200 Ispat International NV ADR 464899103 24 1,500 Gartner Group Incorporated Class A Common Stock 366651107 38 2,500 Gartner Group Inc. - CL B Common Stock 366651206 41 2,994 Intl Thoroughbred Brders Inc PFD Ser A PreferdStk Conv 460491889 2 4,028 ITC Deltacom Inc. Common Stock 45031T104 280 10,150 Imaging Technologies Corp Common Stock 45244U104 19 30,000 Investment Technology Group Common Stock 46145F105 13 450 Intertan Inc. Common Stock 461120107 109 4,160 Itochu Corp - ADR ADR 465717106 221 4,445 Intraware Inc Common Stock 46118M103 32 400 Intertrust Technologies Corp Common Stock 46113Q109 142 1,210 Intertechnology Solar Inc Common Stock 461126104 0 300 Intervu Inc Common Stock 46114R106 63 600 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Immune Response Corp. - Del x 0 800 0 Immunex Corp. x 0 12,834 0 Imaginon Inc x 0 1,000 0 Intermost Corp x 0 1,500 0 Impala Platinum Hldgs x 0 500 0 Imco Recycling Inc. x 0 12,650 0 IMR Global Corp. x 0 5,000 0 Imperial Tobacco PLC Spon ADR x 0 250 0 Grupo Imsa S A De C V x 0 259 0 Industrial Bancorp Inc. x 0 2,000 0 Infocure Corp. x 0 1,825 0 Incyte Pharmaceuticals Inc. x 0 2,320 0 American Indl Pptys Reit x 0 1,306 0 Independent Bank Corp. x 0 44,000 0 Independent Capital Trust I x 0 28,600 0 Indigo NV x 0 4,500 0 Independent Energy Hldgs PLC ADR x 0 3,007 0 Infinity Broadcasting Corp. x 0 3,015 0 Infracorps Inc x 0 10,000 0 Infodata Systems Inc. New x 0 232 0 Infinium Software Inc. x 0 300 0 In Focus Systems Inc. x 0 785 0 Infosys Technologies Ltd x 0 100 0 Ing Groep NV Spons ADR x 0 109,073 0 Inhale Therapeutic Sys Inc x 0 2,325 0 Interliant Inc x 0 100 0 Inktomi Corp x 0 10,820 0 Inland Res Inc Wash x 0 100 0 Intermet Corp. x 0 5,000 0 International Paper Cap Tr x 0 440 0 Interphase Corp x 0 700 0 Inprise Corp x 0 6,300 0 Infosoft International Inc. x 0 1,540 0 Infospace Com Inc. x 0 350 0 Insituform Technologies Inc x 0 184 0 World Fuel Services Corp. x 0 300 0 Intasys Corp x 0 1,000 0 Intel Corp. x 0 929,930 0 Intelidata Technologies Corp. x 0 5,000 0 Inet Technologies Inc x 0 300 0 Inter Tel Incorporated x 0 1,500 0 Integrated Systems Inc. x 0 1,395 0 Intuit Corp. x 0 19,451 0 Intervoice Inc. x 0 3,530 0 Innovex Inc. x 0 45,135 0 Input/Output Inc. x 0 23,900 0 Iomega Corp. x 0 15,816 0 Ionics Inc. x 0 350 0 Iona Technologies Plc x 0 300 0 International Paper Co. x 0 154,324 0 Integrated Packaging Assembly x 0 2,800 0 Inter Parfums Inc x 0 455 0 Illinois Power Co x 0 600 0 Illinois Power Capital L P x 0 11,300 0 Illinois Power Financing I 8% Trust x 0 5,060 0 IPC Holdings Ltd x 0 4,000 0 Interpublic Group Companies Inc. x 0 69,252 0 Interneuron Pharmaceutical x 0 20,400 0 Ipalco Enterprises Inc. x 0 10,188 0 Interplay Entertainment Corp. x 0 1,000 0 International Paper Cap TR III 7.875% x 0 8,000 0 Iparty Corp x 0 19,000 0 Vialink Co x 0 200 0 Ingersoll-Rand Co x 0 31,592 0 Imperial Petroleum Recovery Corp x 0 3,000 0 Intl Rectifier Corp. x 0 8,800 0 Iron & Glass Bancorp x 0 1,200 0 Irdium World Communications Ltd Cl A x 0 3,625 0 Irish Investment Fd Inc. x 0 1,000 0 Iron Mountain Inc. x 0 3,330 0 IRSA - Spon GDR x 0 215 0 IRT Property Co x 0 30,910 0 Interim Services Inc. x 0 112,538 0 I C Isaacs & Co Inc. x 0 1,050 0 ISB Financial Corp. x 0 200 0 International Speedway Corp. x 0 16,313 0 Iscor Ltd Sponsored ADR x 0 137,208 0 International Shipholding Corp. x 0 16,662 0 I Sim Intl Corp x 0 1 0 ISIS Pharmaceuticals x 0 2,200 0 Digital Is Inc Del x 0 3,700 0 Isle Of Capri Casinos Inc x 0 500 0 Interspeed Inc x 0 4,200 0 Integrated Silicon Solution Inc. x 0 6,000 0 ISS Group Inc x 0 200 0 Ispat International NV x 0 1,500 0 Gartner Group Incorporated Class A x 0 2,500 0 Gartner Group Inc. - CL B x 0 2,994 0 Intl Thoroughbred Brders Inc PFD Ser A x 0 4,028 0 ITC Deltacom Inc. x 0 10,150 0 Imaging Technologies Corp x 0 30,000 0 Investment Technology Group x 0 450 0 Intertan Inc. x 0 4,160 0 Itochu Corp - ADR x 0 4,445 0 Intraware Inc x 0 400 0 Intertrust Technologies Corp x 0 1,210 0 Intertechnology Solar Inc x 0 300 0 Intervu Inc x 0 600 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Illinois Tool Works Common Stock 452308109 2,778 41,117 12 Technologies Inc. Common Stock 465754109 620 3,180 IT Group Inc Common Stock 465266104 5 500 Invitrogen Corp Common Stock 46185R100 30 500 Ivillage Inc. Common Stock 46588H105 55 2,700 Invensys PLC Spons Adr ADR 461204109 4,258 394,327 Investor AB Stockholm Common Stock W48102102 31 2,200 Innovet Inc Common Stock 45765P104 0 6,000 IVAX Corp. Common Stock 465823102 282 10,970 Iweb Corp Common Stock 46600N106 2 500 Interwoven Inc Common Stock 46114T102 6 50 Orix Corporation - Spons ADR ADR 686330101 179 1,575 Zapme Corp Common Stock 98912E100 26 3,000 Jackpot Enterprises Inc. Common Stock 466392107 1 140 JCC Holdings Company Cl A Common Stock 46611Q205 4 1,326 Jos E. Seagram & Sons Inc SR PFD QTR 30/360 811845205 13 600 JDN Realty Corp Pfd Ser A 9.375% PFD QTR 30/360 465917201 125 7,100 Golden Bear Golf Inc. Common Stock 380975102 1 2,000 Jameson Inns Inc Common Stock 470457102 4 574 Jardine Matheson Holdings Ltd. Spon AD ADR 471115303 870 220,937 J Alexander Corp. Common Stock 466096104 86 27,640 Baker J Inc Common Stock 057232100 48 8,000 Jabil Circuit Inc. Common Stock 466313103 467 6,395 JB Oxford Holdings Inc. Common Stock 466107109 15 2,000 Jack In the Box Common Stock 466367109 973 47,050 Jacada Ltd Common Stock M6184R101 6 200 Johnson Controls Inc. Common Stock 478366107 559 9,822 Penney (J C) Co Inc. Common Stock 708160106 637 31,971 J D Edwards & Co Common Stock 281667105 8 275 JDN Realty Corp. Common Stock 465917102 88 5,462 Jardine Strategic Holdings Ltd ADR 471119206 106 26,755 JDS Uniphase Corp Common Stock 46612J101 6,566 40,706 Jacobs Engineering Group Inc. Common Stock 469814107 75 2,310 Johnson Elec Hldgs Ltd ADR 479087207 13 200 The Japan Equity Fund, Inc. MutualFdEqClose 471057109 24 2,500 Jetronic Inds Inc Common Stock 477178107 1 1,464 Jfax Com Inc Common Stock 477366108 10 1,500 Harland John H Co Common Stock 412693103 206 11,250 Jackson Hole Hldgs Corp Foreign Stock 46820W100 0 10,000 John Hancock Income Sec Trust Common Stock 410123103 3 200 J & J Snack Foods Corp. Common Stock 466032109 658 32,098 Henry Jack & Associates Inc Common Stock 426281101 352 6,550 JLG Industries Inc. Common Stock 466210101 663 41,790 Johns Manville Corp. Common Stock 478129109 57 4,038 Jones Pharma Inc Common Stock 480236108 57 1,312 The John Nuveen Co Cl A Common Stock 478035108 501 13,900 Johnson & Johnson Common Stock 478160104 25,202 270,624 Juniper Networks Common Stock 48203R104 578 1,700 Jones Apparel Group, Inc. Common Stock 480074103 19 695 St Joe Corp. Common Stock 790148100 92 3,778 Jones Intercable Inc Cl A Common Stock 480206200 154 2,220 Jostens Inc. Common Stock 481088102 22 900 Jos A Bank Clothiers Inc Common Stock 480838101 3 1,000 Jefferson-Pilot Corp. Common Stock 475070108 3,468 50,806 J P Morgan & Co. Common Stock 616880100 5,494 43,384 Morgan JP & Co Inc. Adj Rate PFD QTR 30/360 616880209 58 800 Japan Telecom Co Ltd ADR 471104109 69 865 Jupiter Communications Inc Common Stock 482050101 85 2,800 James River Bankshares Inc. - VA Common Stock 470345109 62 5,300 Journal Register Company Common Stock 481138105 41 2,675 The Cincinnati Gas & Elec Co PFD QTR 30/360 172070831 13 600 Jacobson Resonance Enterprises Common Stock 469830103 26 100,000 Jefferson Smurfit Group PLC Spons ADR ADR 47508W107 676 23,295 JSB Finl Inc Common Stock 46624M100 13 250 J Sainsbury Plc Sponsored Adr ADR 466249109 1,727 76,960 Jotan Inc Common Stock 481093102 1 12,000 Juno Lighting Inc Common Stock 482047206 1 75 Jusco Co Ltd Adr ADR 482131208 14 80 Javelin Systems Inc. Common Stock 471896100 28 3,000 Wiley John & Sons Common Stock 968223206 34 2,000 Juno Online Svcs Inc. Common Stock 482048105 18 500 J W Genesis Finl Corp. Common Stock 482227105 1,090 36,810 JCP&L Capital LP 8.56% Cum Monthly PFD QTR 30/360 46611K208 31 1,300 Kellogg Co Common Stock 487836108 644 20,892 Kaneb Services Inc. Common Stock 484170105 1 200 Kana Communications Common Stock 483600102 205 1,000 KAO Corporation ADR ADR 485537203 316 1,108 Koala Corp. Common Stock 499866101 4 300 Kbf Pollution Mgmt Inc Common Stock 482396108 0 1,000 Kaufman & Broad Home Corp. Common Stock 486168107 5 200 Keebler Foods Co. Common Stock 487256109 10 350 Kenneth Cole Productions INc. Cl A Common Stock 193294105 18 400 Kanas City Power & Light 4.20% PFD PFD QTR 30/360 485134407 14 200 Kaydon Corp. Common Stock 486587108 583 21,735 Koger Equity Inc. Common Stock 500228101 88 5,200 Keane, Inc. Common Stock 486665102 987 31,080 Keene Corp Common Stock 487315103 0 1,000 Key Energy Group Inc. Common Stock 492914106 1 200 Kemet Corp. Common Stock 488360108 236 5,239 Kentucky Cent Life Ins Co Cl A Common Stock 491242202 0 7,000 Korea Electric Power Corp. ADR ADR 500631106 22 1,305 Keravision Inc. Common Stock 492061106 5 800 Keycorp New Common Stock 493267108 363 16,408 Korea Fund Inc. MutualFdEqClose 500634100 43 2,500 Klamath First Bancorp Inc. Common Stock 49842P103 6 490 Krauses Furniture Inc New Common Stock 500760202 1 400 Kinross Gold Corp. Foreign Stock 496902107 1 320 Kemper Intermed Govt Trust Common Stock 488413105 115 17,850 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Illinois Tool Works x 0 41,117 0 12 Technologies Inc. x 0 3,180 0 IT Group Inc x 0 500 0 Invitrogen Corp x 0 500 0 Ivillage Inc. x 0 2,700 0 Invensys PLC Spons Adr x 0 394,327 0 Investor AB Stockholm x 0 2,200 0 Innovet Inc x 0 6,000 0 IVAX Corp. x 0 10,970 0 Iweb Corp x 0 500 0 Interwoven Inc x 0 50 0 Orix Corporation - Spons ADR x 0 1,575 0 Zapme Corp x 0 3,000 0 Jackpot Enterprises Inc. x 0 140 0 JCC Holdings Company Cl A x 0 1,326 0 Jos E. Seagram & Sons Inc SR x 0 600 0 JDN Realty Corp Pfd Ser A 9.375% x 0 7,100 0 Golden Bear Golf Inc. x 0 2,000 0 Jameson Inns Inc x 0 574 0 Jardine Matheson Holdings Ltd. Spon AD x 0 220,937 0 J Alexander Corp. x 0 27,640 0 Baker J Inc x 0 8,000 0 Jabil Circuit Inc. x 0 6,395 0 JB Oxford Holdings Inc. x 0 2,000 0 Jack In the Box x 0 47,050 0 Jacada Ltd x 0 200 0 Johnson Controls Inc. x 0 9,822 0 Penney (J C) Co Inc. x 0 31,971 0 J D Edwards & Co x 0 275 0 JDN Realty Corp. x 0 5,462 0 Jardine Strategic Holdings Ltd x 0 26,755 0 JDS Uniphase Corp x 0 40,706 0 Jacobs Engineering Group Inc. x 0 2,310 0 Johnson Elec Hldgs Ltd x 0 200 0 The Japan Equity Fund, Inc. x 0 2,500 0 Jetronic Inds Inc x 0 1,464 0 Jfax Com Inc x 0 1,500 0 Harland John H Co x 0 11,250 0 Jackson Hole Hldgs Corp x 0 10,000 0 John Hancock Income Sec Trust x 0 200 0 J & J Snack Foods Corp. x 0 32,098 0 Henry Jack & Associates Inc x 0 6,550 0 JLG Industries Inc. x 0 41,790 0 Johns Manville Corp. x 0 4,038 0 Jones Pharma Inc x 0 1,312 0 The John Nuveen Co Cl A x 0 13,900 0 Johnson & Johnson x 0 270,624 0 Juniper Networks x 0 1,700 0 Jones Apparel Group, Inc. x 0 695 0 St Joe Corp. x 0 3,778 0 Jones Intercable Inc Cl A x 0 2,220 0 Jostens Inc. x 0 900 0 Jos A Bank Clothiers Inc x 0 1,000 0 Jefferson-Pilot Corp. x 0 50,806 0 J P Morgan & Co. x 0 43,384 0 Morgan JP & Co Inc. Adj Rate x 0 800 0 Japan Telecom Co Ltd x 0 865 0 Jupiter Communications Inc x 0 2,800 0 James River Bankshares Inc. - VA x 0 5,300 0 Journal Register Company x 0 2,675 0 The Cincinnati Gas & Elec Co x 0 600 0 Jacobson Resonance Enterprises x 0 100,000 0 Jefferson Smurfit Group PLC Spons ADR x 0 23,295 0 JSB Finl Inc x 0 250 0 J Sainsbury Plc Sponsored Adr x 0 76,960 0 Jotan Inc x 0 12,000 0 Juno Lighting Inc x 0 75 0 Jusco Co Ltd Adr x 0 80 0 Javelin Systems Inc. x 0 3,000 0 Wiley John & Sons x 0 2,000 0 Juno Online Svcs Inc. x 0 500 0 J W Genesis Finl Corp. x 0 36,810 0 JCP&L Capital LP 8.56% Cum Monthly x 0 1,300 0 Kellogg Co x 0 20,892 0 Kaneb Services Inc. x 0 200 0 Kana Communications x 0 1,000 0 KAO Corporation ADR x 0 1,108 0 Koala Corp. x 0 300 0 Kbf Pollution Mgmt Inc x 0 1,000 0 Kaufman & Broad Home Corp. x 0 200 0 Keebler Foods Co. x 0 350 0 Kenneth Cole Productions INc. Cl A x 0 400 0 Kanas City Power & Light 4.20% PFD x 0 200 0 Kaydon Corp. x 0 21,735 0 Koger Equity Inc. x 0 5,200 0 Keane, Inc. x 0 31,080 0 Keene Corp x 0 1,000 0 Key Energy Group Inc. x 0 200 0 Kemet Corp. x 0 5,239 0 Kentucky Cent Life Ins Co Cl A x 0 7,000 0 Korea Electric Power Corp. ADR x 0 1,305 0 Keravision Inc. x 0 800 0 Keycorp New x 0 16,408 0 Korea Fund Inc. x 0 2,500 0 Klamath First Bancorp Inc. x 0 490 0 Krauses Furniture Inc New x 0 400 0 Kinross Gold Corp. x 0 320 0 Kemper Intermed Govt Trust x 0 17,850 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- First Years Inc Common Stock 337610109 334 40,140 4 Kids Entertainment Inc. Common Stock 350865101 22 770 KIMCO Realty Corp. Common Stock 49446R109 77 2,276 KIMCO Realty 8.5% Cumulative Preferred Stock 49446R505 8 400 Kimco Realty Cum Pfd PFD QTR 30/360 49446R604 10 500 Kimco Realty Corp 7.50% Pfd PFD QTR 30/360 49446R877 2 72 King Pharmaceuticals Inc Common Stock 495582108 480 8,562 Meridian Diagnostics Inc. Common Stock 589602101 29 4,000 Koninklijke KPN NV Common Stock N4297B104 2,551 26,255 KLA Tencor Corp. Common Stock 482480100 604 5,420 Kulicke & Soffa Ina Inc. Common Stock 501242101 69 1,630 KLM Royal Dutch Airlines ADR 482516309 244 9,788 Kushner Locke Co. Common Stock 501337406 13 3,000 Kansas City Power & Light Co Common Stock 485134100 82 3,731 Kansas City Power & Light 3.80% Pfd PFD QTR 30/360 485134209 31 425 Kansas City Pwr & Lt Co 4.50 Pfd Preferred Stock 485134605 25 335 Kaiser Aluminum Corp Common Stock 483007100 4 500 K Mart Corp. Common Stock 482584109 596 59,225 KMart Financing I 7.75% Conv PreferdStk Conv 498778208 18 415 Komag Inc. Common Stock 500453105 3 830 Kimberly-Clark Corp. Common Stock 494368103 9,833 150,696 Kerr-McGee Corp. Common Stock 492386107 686 11,070 Kinder Morgan Inc Common Stock 49455P101 21 1,050 Kemper Multi Mkt Income Tr Common Stock 48842B106 258 32,500 Kinder Morgan Energy Partners LP Common Stock 494550106 1,083 26,130 Kennametal Inc. Common Stock 489170100 183 5,430 Komatsu LTD - Spons ADR ADR 500458401 2,286 124,470 Circuit City Stores Inc.-Carmax Common Stock 172737306 5 2,200 Knight Transn Inc Common Stock 499064103 10 600 Knot Inc Common Stock 499184109 1 100 Kensey Nash Corp Common Stock 490057106 2 200 Kent Electronics Corp. Common Stock 490553104 27 1,200 Coca Cola Co. Common Stock 191216100 21,335 366,270 Coca-Cola FENSA CV Spons ADR ADR 191241108 28 1,600 Kollmorgen Corp. Common Stock 500440102 36 2,910 Drkoop Com Inc Common Stock 262098106 29 2,450 Kopin Corp. Common Stock 500600101 134 3,200 Korea Thrunet Co Ltd Foreign Stock Y49975108 34 500 KOS Pharmaceuticals Inc. Common Stock 500648100 6 1,000 Key Production Company Inc Common Stock 493138101 22 3,030 Inkeepers USA Trust Common Stock 4576J0104 86 10,456 Kentucky Power Co PFD QTR 30/360 491386108 28 1,200 Royal KPN Nederland NV Spon ADR ADR 780641205 5,657 58,854 Kaneb Pipe Line Partners LP SR Pref LTD Part P4 484169107 9 350 Kpnqwest N V Foreign Stock N50919104 32 500 Kroger Co. Common Stock 501044101 1,137 60,237 MBNA Corp. Common Stock 55262L100 6,941 254,708 MBNA Corp. 7.50% Cum Pfd Ser A PFD QTR 30/360 55262L209 4 150 Capital Re LLC 7.65% Cum Pfd PFDMthly 30/360 P20578103 196 9,100 Knight-Ridder Inc. Common Stock 499040103 1,455 24,452 Kroll O Gara Co. Common Stock 501050108 2 100 Kronos Inc. Common Stock 501052104 132 2,197 Kranzco Realty Trust Common Stock 50076E103 54 6,100 Kranzco Realty Tr 9.50% Cum PFD Ser D PFD QTR 30/360 50076E400 14 1,000 Crystallex International Corp. Foreign Stock 22942F101 3 2,000 Keyspan Corporation Common Stock 49337W100 334 14,409 Keyspan Corp PFD 30/360 P1 49337W209 25 1,000 Kaiser Group International Inc Common Stock 483060109 0 200 Kendall Square Resh Corp Common Stock 488789108 0 100 Kohls Corp. Common Stock 500255104 588 8,139 Keystone Financial Inc. Common Stock 493482103 174 8,261 Kansas City Southern Ind Inc. Common Stock 485170104 851 11,410 K-Swiss Inc. Cl A Common Stock 482686102 486 26,153 Katy Industries Inc. Common Stock 486026107 26 3,000 Korea Telecom ADR 50063P103 126 1,687 Kenan Transport Co Common Stock 488539107 41 1,300 K2 Inc. Common Stock 482732104 108 14,200 Kitty Hawk Inc Common Stock 498326107 28 4,000 K2 Energy Corp Common Stock 48273C102 1 2,000 Kubota Corp. - Spons ADR ADR 501173207 75 962 Kellwood Co Common Stock 488044108 4 200 Quaker Chemical Corp. Common Stock 747316107 11 800 Kyocera Corp. Spons ADR ADR 501556203 9,949 37,973 Liberty Financial Companies Inc. Common Stock 530512102 211 9,215 Lake Ariel Bancorp Inc. Common Stock 507467108 8 525 Lab One Inc New Common Stock 50540L105 5 675 LaFarge Corp. Common Stock 505862102 133 4,800 Latin American Investment Fd Inc. MutualFdEqClose 518279104 46 3,532 Lamar Advertising Co Common Stock 512815101 82 1,350 Lancer Corp. - Tex Common Stock 514614106 65 13,987 Lancaster Colony Corp. Common Stock 513847103 81 2,435 The Latin America Equity Fund, Inc. Common Stock 51827T100 63 5,000 Laura Ashley Holdings PLC ORD Common Stock G53872100 0 1,000 Lasersight Inc. Common Stock 517924106 30 2,960 Latitude Communications Inc Common Stock 518292107 162 6,200 Lawson Products Inc. Common Stock 520776105 2 100 Lafayette Bancorporation Common Stock 505893107 30 1,182 Labor Ready Inc. Common Stock 505401208 23 1,876 Lifeline Biotechnologies Inc. Common Stock 53219E303 0 1,000 Libbey, Inc. Common Stock 529898108 49 1,700 Liberty Corp. Common Stock 530370105 63 1,500 LCA-Vision Inc. Common Stock 501803209 4 847 Lycos Inc. Common Stock 550818108 705 8,859 Lincorp Holdings Inc. Common Stock 535100101 0 199 Louis Dreyfus Natural Gas CP Common Stock 546011107 6 339 Leading Edge Ind Inc Common Stock 521707109 0 30,000 London Pacific Group Ltd Sponsored Adr ADR 542073101 36 1,000 Landauer Inc. Common Stock 51476K103 4 200 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- First Years Inc x 0 40,140 0 4 Kids Entertainment Inc. x 0 770 0 KIMCO Realty Corp. x 0 2,276 0 KIMCO Realty 8.5% Cumulative x 0 400 0 Kimco Realty Cum Pfd x 0 500 0 Kimco Realty Corp 7.50% Pfd x 0 72 0 King Pharmaceuticals Inc x 0 8,562 0 Meridian Diagnostics Inc. x 0 4,000 0 Koninklijke KPN NV x 0 26,255 0 KLA Tencor Corp. x 0 5,420 0 Kulicke & Soffa Ina Inc. x 0 1,630 0 KLM Royal Dutch Airlines x 0 9,788 0 Kushner Locke Co. x 0 3,000 0 Kansas City Power & Light Co x 0 3,731 0 Kansas City Power & Light 3.80% Pfd x 0 425 0 Kansas City Pwr & Lt Co 4.50 Pfd x 0 335 0 Kaiser Aluminum Corp x 0 500 0 K Mart Corp. x 0 59,225 0 KMart Financing I 7.75% Conv x 0 415 0 Komag Inc. x 0 830 0 Kimberly-Clark Corp. x 0 150,696 0 Kerr-McGee Corp. x 0 11,070 0 Kinder Morgan Inc x 0 1,050 0 Kemper Multi Mkt Income Tr x 0 32,500 0 Kinder Morgan Energy Partners LP x 0 26,130 0 Kennametal Inc. x 0 5,430 0 Komatsu LTD - Spons ADR x 0 124,470 0 Circuit City Stores Inc.-Carmax x 0 2,200 0 Knight Transn Inc x 0 600 0 Knot Inc x 0 100 0 Kensey Nash Corp x 0 200 0 Kent Electronics Corp. x 0 1,200 0 Coca Cola Co. x 0 366,270 0 Coca-Cola FENSA CV Spons ADR x 0 1,600 0 Kollmorgen Corp. x 0 2,910 0 Drkoop Com Inc x 0 2,450 0 Kopin Corp. x 0 3,200 0 Korea Thrunet Co Ltd x 0 500 0 KOS Pharmaceuticals Inc. x 0 1,000 0 Key Production Company Inc x 0 3,030 0 Inkeepers USA Trust x 0 10,456 0 Kentucky Power Co x 0 1,200 0 Royal KPN Nederland NV Spon ADR x 0 58,854 0 Kaneb Pipe Line Partners LP SR Pref x 0 350 0 Kpnqwest N V x 0 500 0 Kroger Co. x 0 60,237 0 MBNA Corp. x 0 254,708 0 MBNA Corp. 7.50% Cum Pfd Ser A x 0 150 0 Capital Re LLC 7.65% Cum Pfd x 0 9,100 0 Knight-Ridder Inc. x 0 24,452 0 Kroll O Gara Co. x 0 100 0 Kronos Inc. x 0 2,197 0 Kranzco Realty Trust x 0 6,100 0 Kranzco Realty Tr 9.50% Cum PFD Ser D x 0 1,000 0 Crystallex International Corp. x 0 2,000 0 Keyspan Corporation x 0 14,409 0 Keyspan Corp x 0 1,000 0 Kaiser Group International Inc x 0 200 0 Kendall Square Resh Corp x 0 100 0 Kohls Corp. x 0 8,139 0 Keystone Financial Inc. x 0 8,261 0 Kansas City Southern Ind Inc. x 0 11,410 0 K-Swiss Inc. Cl A x 0 26,153 0 Katy Industries Inc. x 0 3,000 0 Korea Telecom x 0 1,687 0 Kenan Transport Co x 0 1,300 0 K2 Inc. x 0 14,200 0 Kitty Hawk Inc x 0 4,000 0 K2 Energy Corp x 0 2,000 0 Kubota Corp. - Spons ADR x 0 962 0 Kellwood Co x 0 200 0 Quaker Chemical Corp. x 0 800 0 Kyocera Corp. Spons ADR x 0 37,973 0 Liberty Financial Companies Inc. x 0 9,215 0 Lake Ariel Bancorp Inc. x 0 525 0 Lab One Inc New x 0 675 0 LaFarge Corp. x 0 4,800 0 Latin American Investment Fd Inc. x 0 3,532 0 Lamar Advertising Co x 0 1,350 0 Lancer Corp. - Tex x 0 13,987 0 Lancaster Colony Corp. x 0 2,435 0 The Latin America Equity Fund, Inc. x 0 5,000 0 Laura Ashley Holdings PLC ORD x 0 1,000 0 Lasersight Inc. x 0 2,960 0 Latitude Communications Inc x 0 6,200 0 Lawson Products Inc. x 0 100 0 Lafayette Bancorporation x 0 1,182 0 Labor Ready Inc. x 0 1,876 0 Lifeline Biotechnologies Inc. x 0 1,000 0 Libbey, Inc. x 0 1,700 0 Liberty Corp. x 0 1,500 0 LCA-Vision Inc. x 0 847 0 Lycos Inc. x 0 8,859 0 Lincorp Holdings Inc. x 0 199 0 Louis Dreyfus Natural Gas CP x 0 339 0 Leading Edge Ind Inc x 0 30,000 0 London Pacific Group Ltd Sponsored Adr x 0 1,000 0 Landauer Inc. x 0 200 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Landry's Seafood Restaurants Inc. Common Stock 51508L103 6 740 Laidlaw Inc. New Common Stock 50730K503 27 5,050 Lands End Incorporated Common Stock 515086106 357 10,270 Lear Corp. Common Stock 521865105 20 620 Lechters Corp Common Stock 523238103 76 43,650 Lincoln Elec Co Holdings Inc Common Stock 533900106 463 22,425 Lee Enterprises, Inc. Common Stock 523768109 1,725 54,025 Leggett & Platt Inc. Common Stock 524660107 1,280 59,690 Lehman Brothers Holdings Inc Common Stock 524908100 897 10,592 Lennar Corp. Common Stock 526057104 301 18,525 Concord Camera Corp. MA Common Stock 206156101 23 1,000 Dreyfus Strategic Municipal Common Stock 261932107 307 40,891 Lehman Brothers Holdings 8.3% PFD QTR 30/360 524908308 110 4,950 Leeds Federal Bankshares Inc. Common Stock 524226107 16 1,600 Landamerica Financial Group Common Stock 514936103 29 1,600 LG & E Energy Common Stock 501917108 188 10,789 Lions Gate Entmnt Corp Com New Foreign Stock 535919203 51 21,600 Ligand Pharmaceuticals Inc. Common Stock 53220K207 80 6,200 Legato Systems Inc. Common Stock 524651106 354 5,150 Laboratory Corp. of America Common Stock 50540R102 18 5,000 Lasalle Hotel Properties SBI Common Stock 517942108 440 37,616 Lakehead Pipeline Partner - LP Common Stock 511557100 177 5,080 Lernout & Hauspie Speech Products N V Common Stock B5628B104 37 791 Lilly Industries Inc. - CL A Common Stock 532491107 686 51,052 Lifecell Corp Common Stock 531927101 6 1,200 Lennox Intl Inc Common Stock 526107107 4 400 Linens 'N Things, Inc Common Stock 535679104 61 2,065 Interlink Electrs Common Stock 458751104 47 800 Lindsay Mfg Co Common Stock 535555106 13 724 Lionbridge Technologies Inc Common Stock 536252109 5 300 Liz Claiborne Inc. Common Stock 539320101 528 14,020 Look Communications Inc Common Stock 54341P109 40 9,800 Lazare Kaplan Intl Inc Common Stock 521078105 18 2,235 Lloyds TSB Group PLC Foreign Stock G5542W106 739 59,205 L-3 Communications Hldings Inc Common Stock 502424104 4 100 Linear Technology Corp. Common Stock 535678106 801 11,195 Lilly (Eli) & Co. Common Stock 532457108 8,469 127,351 Legg Mason, Inc. Common Stock 524901105 6,281 173,280 AT&T Corp - Liberty Media - A Common Stock 001957208 2,974 52,408 Laser Mortgage Management Inc. Common Stock 51806D100 4 1,100 Lamson & Sessions Co. Common Stock 513696104 99 20,390 Lockheed Martin Corp. Common Stock 539830109 1,512 69,117 Lonrho Africa Plc -Spon ADR ADR 543376107 0 547 Lincoln National Corp. Ind. Common Stock 534187109 516 12,888 Lincoln Nat'l Cap I 8.75% CUM PFD QTR 30/360 534177209 97 4,000 Lincoln National Capital III 7.40% PFD QTR 30/360 53417P209 59 2,900 Lance Inc. Common Stock 514606102 55 5,472 Lincare Hldgs Inc. Common Stock 532791100 162 4,665 LNR Property Corp. Common Stock 501940100 505 25,430 Alliant Corp. Common Stock 018802108 5,381 195,684 Va Linux Systems Inc Common Stock 91819B105 243 1,177 Lodgian Inc. Common Stock 54021P106 114 22,705 Sholodge, Inc. Common Stock 825034101 3 750 Loehmanns Inc New Common Stock 540417102 2 31,070 Lo Jack Corp. Common Stock 539451104 14 2,100 Lonmin PLC -Spon ADR ADR 54336Q104 6 547 Lifeone Inc Common Stock 53219M107 0 299 Looksmart Ltd Common Stock 543442107 28 1,050 Loral Space & Communications Common Stock G56462107 563 23,140 Loronix Information Systems Inc Common Stock 544183106 14 700 Lowe's Companies, Inc. Common Stock 548661107 7,677 128,482 Entergy Louisiana Cap I Cuml PFD QTR 30/360 29364A205 11 500 Lifepoint Hospitals Inc. Common Stock 53219L109 7 622 Legend Properties Inc. Common Stock 52465P103 0 40 Louisiana Pacific Corp. Common Stock 546347105 164 11,525 Quinenco SA Sponsored ADR ADR 748718103 2 200 Quilmes Industrial Quins - ADR ADR 74838Y108 24 2,000 Lanier Worldwide Inc Common Stock 51589L105 46 11,745 LAM Research Corp. Common Stock 512807108 658 5,898 Liberty Property Trust Common Stock 531172104 688 28,368 Liberty Property Tr 8.80% Ser A Cum PF PFD QTR 30/360 531172203 46 2,350 Lawrence Savings Bank Common Stock 520341108 11 1,500 Lattice Semiconductor Corp. Common Stock 518415104 35 750 LaSalle Re Holdings Ltd. Common Stock G5383Q101 15 900 LaSalle RE Holding LTD 8.75% Preferred Stock G5383Q119 198 11,000 LSI Logic Corp. Common Stock 502161102 1,179 17,460 Lone Star Liquidating Trust Common Stock 54229R102 0 3,120 Loadmaster Systems Inc. Common Stock 53945T103 0 5 Lasmo PLC - Spon ADR ADR 501730204 1 200 Lasmo Plc 10% Ads Cum PFD QTR 30/360 501730303 342 13,495 Lason Inc Common Stock 51808R107 55 5,000 Lone Star Technologies Inc. Common Stock 542312103 24 875 Lightbridge Inc. Common Stock 532226107 8 300 LTC Properties Inc. Common Stock 502175102 63 7,500 Lets Talk Cellular & Wireless Common Stock 527260103 13 5,000 Limited Inc Common Stock 532716107 289 6,665 LTC Healthcare Inc. Common Stock 50217R104 1 252 Loews Corp. Common Stock 540424108 403 6,648 The LTV Corp. (New) Common Stock 501921100 0 100 Learn2.com Inc Common Stock 522002104 14 4,200 L T X Corp. Common Stock 502392103 62 2,770 Lucent Technologies Inc. Common Stock 549463107 61,315 819,573 Lubys Cafeterias Inc. Common Stock 549282101 9 800 Leucadia National Common Stock 527288104 121 5,250 Lukoil Oil Co Sponsored ADR ADR 677862104 10 200 Lumenon Innov Lightwave Tech Common Stock 55024L109 16 604 Southwest Airlines Co Common Stock 844741108 7,474 461,721 Luxottica Group SPA Sponsored ADR ADR 55068R202 4 250 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Landry's Seafood Restaurants Inc. x 0 740 0 Laidlaw Inc. New x 0 5,050 0 Lands End Incorporated x 0 10,270 0 Lear Corp. x 0 620 0 Lechters Corp x 0 43,650 0 Lincoln Elec Co Holdings Inc x 0 22,425 0 Lee Enterprises, Inc. x 0 54,025 0 Leggett & Platt Inc. x 0 59,690 0 Lehman Brothers Holdings Inc x 0 10,592 0 Lennar Corp. x 0 18,525 0 Concord Camera Corp. MA x 0 1,000 0 Dreyfus Strategic Municipal x 0 40,891 0 Lehman Brothers Holdings 8.3% x 0 4,950 0 Leeds Federal Bankshares Inc. x 0 1,600 0 Landamerica Financial Group x 0 1,600 0 LG & E Energy x 0 10,789 0 Lions Gate Entmnt Corp Com New x 0 21,600 0 Ligand Pharmaceuticals Inc. x 0 6,200 0 Legato Systems Inc. x 0 5,150 0 Laboratory Corp. of America x 0 5,000 0 Lasalle Hotel Properties SBI x 0 37,616 0 Lakehead Pipeline Partner - LP x 0 5,080 0 Lernout & Hauspie Speech Products N V x 0 791 0 Lilly Industries Inc. - CL A x 0 51,052 0 Lifecell Corp x 0 1,200 0 Lennox Intl Inc x 0 400 0 Linens 'N Things, Inc x 0 2,065 0 Interlink Electrs x 0 800 0 Lindsay Mfg Co x 0 724 0 Lionbridge Technologies Inc x 0 300 0 Liz Claiborne Inc. x 0 14,020 0 Look Communications Inc x 0 9,800 0 Lazare Kaplan Intl Inc x 0 2,235 0 Lloyds TSB Group PLC x 0 59,205 0 L-3 Communications Hldings Inc x 0 100 0 Linear Technology Corp. x 0 11,195 0 Lilly (Eli) & Co. x 0 127,351 0 Legg Mason, Inc. x 0 173,280 0 AT&T Corp - Liberty Media - A x 0 52,408 0 Laser Mortgage Management Inc. x 0 1,100 0 Lamson & Sessions Co. x 0 20,390 0 Lockheed Martin Corp. x 0 69,117 0 Lonrho Africa Plc -Spon ADR x 0 547 0 Lincoln National Corp. Ind. x 0 12,888 0 Lincoln Nat'l Cap I 8.75% CUM x 0 4,000 0 Lincoln National Capital III 7.40% x 0 2,900 0 Lance Inc. x 0 5,472 0 Lincare Hldgs Inc. x 0 4,665 0 LNR Property Corp. x 0 25,430 0 Alliant Corp. x 0 195,684 0 Va Linux Systems Inc x 0 1,177 0 Lodgian Inc. x 0 22,705 0 Sholodge, Inc. x 0 750 0 Loehmanns Inc New x 0 31,070 0 Lo Jack Corp. x 0 2,100 0 Lonmin PLC -Spon ADR x 0 547 0 Lifeone Inc x 0 299 0 Looksmart Ltd x 0 1,050 0 Loral Space & Communications x 0 23,140 0 Loronix Information Systems Inc x 0 700 0 Lowe's Companies, Inc. x 0 128,482 0 Entergy Louisiana Cap I Cuml x 0 500 0 Lifepoint Hospitals Inc. x 0 622 0 Legend Properties Inc. x 0 40 0 Louisiana Pacific Corp. x 0 11,525 0 Quinenco SA Sponsored ADR x 0 200 0 Quilmes Industrial Quins - ADR x 0 2,000 0 Lanier Worldwide Inc x 0 11,745 0 LAM Research Corp. x 0 5,898 0 Liberty Property Trust x 0 28,368 0 Liberty Property Tr 8.80% Ser A Cum PF x 0 2,350 0 Lawrence Savings Bank x 0 1,500 0 Lattice Semiconductor Corp. x 0 750 0 LaSalle Re Holdings Ltd. x 0 900 0 LaSalle RE Holding LTD 8.75% x 0 11,000 0 LSI Logic Corp. x 0 17,460 0 Lone Star Liquidating Trust x 0 3,120 0 Loadmaster Systems Inc. x 0 5 0 Lasmo PLC - Spon ADR x 0 200 0 Lasmo Plc 10% Ads Cum x 0 13,495 0 Lason Inc x 0 5,000 0 Lone Star Technologies Inc. x 0 875 0 Lightbridge Inc. x 0 300 0 LTC Properties Inc. x 0 7,500 0 Lets Talk Cellular & Wireless x 0 5,000 0 Limited Inc x 0 6,665 0 LTC Healthcare Inc. x 0 252 0 Loews Corp. x 0 6,648 0 The LTV Corp. (New) x 0 100 0 Learn2.com Inc x 0 4,200 0 L T X Corp. x 0 2,770 0 Lucent Technologies Inc. x 0 819,573 0 Lubys Cafeterias Inc. x 0 800 0 Leucadia National x 0 5,250 0 Lukoil Oil Co Sponsored ADR x 0 200 0 Lumenon Innov Lightwave Tech x 0 604 0 Southwest Airlines Co x 0 461,721 0 Luxottica Group SPA Sponsored ADR x 0 250 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Steinway Musical Instruments Common Stock 858495104 111 5,475 Lillian Vernon Corp Common Stock 532430105 11 1,000 Laser Vision Ctrs Inc Common Stock 51807H100 7 650 Level 3 Communications Inc. Common Stock 52729N100 848 10,362 Leap Wireless International Inc. Common Stock 521863100 72 922 Loewen Group Inc. Common Stock 54042L100 4 9,200 L S B Bancshares Inc. Common Stock 502158108 79 5,004 Lexmark Intl Group Inc. CL A Common Stock 529771107 1,701 18,794 Lexington Corp.orate Properties Trust Common Stock 529043101 147 16,000 Luxtec Corp New Common Stock 550687305 0 100 Lyondell Petrochemical Co Common Stock 552078107 11 900 LSI Industries Inc Common Stock 50216C108 87 4,001 LYNX Therapeutics Inc. Common Stock 551812308 2 49 Lubrizol Corp. Common Stock 549271104 618 20,026 Merrill Lynch Natl Finl LTD Part P0 589940303 0 1,500 Mississippi Central Railroad Co. Common Stock 605281104 0 4 Mid-America Apartment Communities, Inc Common Stock 59522J103 13 564 Mid-America Apartment Communities 9.37 PFD QTR 30/360 59522J400 11 700 Mid-amer Apt Cmntys Inc PFDMthly 30/360 59522J301 8 500 Macromedia Inc. Common Stock 556100105 1,009 13,799 Miramar Mining Corp. Foreign Stock 60466E100 5 10,000 Municipal Advantage Fund Inc. Common Stock 626189104 81 7,000 MAF Bancorp Common Stock 55261R108 20 966 Magnetek Inc. Common Stock 559424106 68 8,800 Magainin Pharmaceuticals Inc Common Stock 559036108 41 22,500 Master Graphics Inc Common Stock 576346100 1 1,000 Hanna M A CO Common Stock 410522106 4 365 Medical Assurn Inc Common Stock 58449U100 58 2,750 Mail.Com Inc. Cl A Common Stock 560311102 62 3,300 Maker Communications Inc Common Stock 560875106 43 1,000 Malan Rlty Invs Inc Common Stock 561063108 94 7,000 Manpower Inc. Common Stock 56418H100 444 11,812 Manhattan Associates Inc Common Stock 562750109 15 2,050 Manugistics Group Common Stock 565011103 94 2,895 Maine Public Service Co Common Stock 560483109 3 200 Mapinfo Corp Common Stock 565105103 11 300 Mapics Inc. Common Stock 564910107 15 1,200 Marriott International Cl A Common Stock 571903202 614 19,452 Marion Cap Hldgs Inc Common Stock 568635106 15 900 Marubeni Corp ADR 573810207 86 2,052 Masco Corp. Common Stock 574599106 665 26,208 Massbank Corp. Common Stock 576152102 24 820 Marks & Spencer Ltd Sponsored ADR 570697607 2,909 101,966 Mastech Corp. Common Stock 57632N105 153 6,165 Mattel Inc. Common Stock 577081102 1,904 145,091 Mathsoft Inc. Common Stock 576798102 31 6,700 Martek Biosciences Corp. Common Stock 572901106 13 1,100 Matria Healthcare Inc. Common Stock 576817100 19 4,700 Matthews International Corp. Common Stock 577128101 4 130 Matrix Pharmaceutical Common Stock 576844104 26 5,550 Maverick Tube Corp. Common Stock 577914104 25 1,000 Maxon Industries Inc. Common Stock 577725104 0 27 May Department Stores Common Stock 577778103 2,233 69,256 Molecular Biosystems Inc. Common Stock 608513107 0 30 MBF Holdings BHD - Spons ADR ADR 552980104 0 435 Mandalay Resort Group Common Stock 562567107 1,591 79,050 MBIA, Inc. Common Stock 55262C100 727 13,764 Merchants Bancorp Inc Del Common Stock 588438101 6 200 Bank of Tokyo - Mitsubishi ADR ADR 065379109 606 43,510 Mobilemedia Corp. Common Stock 607415106 0 3,850 Main Street Bancorp Inc Common Stock 559906102 109 11,056 MB Software Corp Common Stock 552635104 0 33 Matsushita Elec Ind ADR 576879209 5,105 18,297 Metrocorp Banchares Inc. Common Stock 591650106 230 27,820 Midcom Communications Inc Common Stock 59563X102 0 1,500 Monaco Coach Corp Common Stock 60886R103 29 1,125 McDonalds Corp. Common Stock 580135101 12,081 299,692 Millenium Chemicals Inc. Common Stock 599903101 88 4,450 Macrohem Corp. - Delaware Common Stock 555903103 12 2,800 Microchip Technology Inc. Common Stock 595017104 60 880 Massmutual Corporate Investors Inc. Common Stock 576292106 60 2,800 MCI Capital I 8.00% Cum PFD Ser A PFD QTR 30/360 55267Y206 383 17,298 McDonald's Corp. 7.5% Sub Def Preferred Stock 580135887 341 15,150 McKesson HBOC Inc. Common Stock 58155Q103 3,278 145,304 Moore Ltd Common Stock 615785102 1 200 M C N Corp. Common Stock 55267J100 271 11,400 MCN Michigan LP 9.375% Cum PFD Ser A PFDMthly 30/360 55268M201 47 1,950 MCN Financing III 8.0% Conv Pfd PreferdStk Conv 55267J308 6 145 MCN Financing II - Tr 8.625% Pfd PFD QTR 30/360 55270G200 4 200 Mediconsult.Com Inc Common Stock 58469J100 29 4,610 Metricom Inc. Common Stock 591596101 96 1,225 Marconi PLC-Unsponsored ADR ADR 566306106 49 2,755 MFS Charter Income Trust Common Stock 552727109 291 36,059 Metacreations Corp. Common Stock 591016100 21 2,500 Micros Systems Inc. Common Stock 594901100 521 7,035 Marcus Corp. Common Stock 566330106 31 2,300 Miami Computer Supply Corp Common Stock 593261100 4 100 Monsanto Co 6.5% Pfd PFD QTR 30/360 611662305 33 1,000 McDonalds Corp. 7.5% Sub Defer Preferred Stock 580135804 49 2,200 MC Shippiing Common Stock 55267Q104 1 1,300 Mercury General Corp. Common Stock 589400100 59 2,660 Medford Bancorp Inc Common Stock 584131106 5 300 Mortgage Com Inc Common Stock 61910V102 12 2,000 Meridian Gold Inc. Common Stock 589975101 3 500 Mechanical Dynamics Inc Common Stock 583521109 1 200 Medicalogic Inc Common Stock 584642102 11 500 Meredith Corp. Common Stock 589433101 527 12,635 McDermott International Inc. Common Stock 580037109 193 21,350 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Steinway Musical Instruments x 0 5,475 0 Lillian Vernon Corp x 0 1,000 0 Laser Vision Ctrs Inc x 0 650 0 Level 3 Communications Inc. x 0 10,362 0 Leap Wireless International Inc. x 0 922 0 Loewen Group Inc. x 0 9,200 0 L S B Bancshares Inc. x 0 5,004 0 Lexmark Intl Group Inc. CL A x 0 18,794 0 Lexington Corp.orate Properties Trust x 0 16,000 0 Luxtec Corp New x 0 100 0 Lyondell Petrochemical Co x 0 900 0 LSI Industries Inc x 0 4,001 0 LYNX Therapeutics Inc. x 0 49 0 Lubrizol Corp. x 0 20,026 0 Merrill Lynch Natl Finl x 0 1,500 0 Mississippi Central Railroad Co. x 0 4 0 Mid-America Apartment Communities, Inc x 0 564 0 Mid-America Apartment Communities 9.37 x 0 700 0 Mid-amer Apt Cmntys Inc x 0 500 0 Macromedia Inc. x 0 13,799 0 Miramar Mining Corp. x 0 10,000 0 Municipal Advantage Fund Inc. x 0 7,000 0 MAF Bancorp x 0 966 0 Magnetek Inc. x 0 8,800 0 Magainin Pharmaceuticals Inc x 0 22,500 0 Master Graphics Inc x 0 1,000 0 Hanna M A CO x 0 365 0 Medical Assurn Inc x 0 2,750 0 Mail.Com Inc. Cl A x 0 3,300 0 Maker Communications Inc x 0 1,000 0 Malan Rlty Invs Inc x 0 7,000 0 Manpower Inc. x 0 11,812 0 Manhattan Associates Inc x 0 2,050 0 Manugistics Group x 0 2,895 0 Maine Public Service Co x 0 200 0 Mapinfo Corp x 0 300 0 Mapics Inc. x 0 1,200 0 Marriott International Cl A x 0 19,452 0 Marion Cap Hldgs Inc x 0 900 0 Marubeni Corp x 0 2,052 0 Masco Corp. x 0 26,208 0 Massbank Corp. x 0 820 0 Marks & Spencer Ltd Sponsored x 0 101,966 0 Mastech Corp. x 0 6,165 0 Mattel Inc. x 0 145,091 0 Mathsoft Inc. x 0 6,700 0 Martek Biosciences Corp. x 0 1,100 0 Matria Healthcare Inc. x 0 4,700 0 Matthews International Corp. x 0 130 0 Matrix Pharmaceutical x 0 5,550 0 Maverick Tube Corp. x 0 1,000 0 Maxon Industries Inc. x 0 27 0 May Department Stores x 0 69,256 0 Molecular Biosystems Inc. x 0 30 0 MBF Holdings BHD - Spons ADR x 0 435 0 Mandalay Resort Group x 0 79,050 0 MBIA, Inc. x 0 13,764 0 Merchants Bancorp Inc Del x 0 200 0 Bank of Tokyo - Mitsubishi ADR x 0 43,510 0 Mobilemedia Corp. x 0 3,850 0 Main Street Bancorp Inc x 0 11,056 0 MB Software Corp x 0 33 0 Matsushita Elec Ind x 0 18,297 0 Metrocorp Banchares Inc. x 0 27,820 0 Midcom Communications Inc x 0 1,500 0 Monaco Coach Corp x 0 1,125 0 McDonalds Corp. x 0 299,692 0 Millenium Chemicals Inc. x 0 4,450 0 Macrohem Corp. - Delaware x 0 2,800 0 Microchip Technology Inc. x 0 880 0 Massmutual Corporate Investors Inc. x 0 2,800 0 MCI Capital I 8.00% Cum PFD Ser A x 0 17,298 0 McDonald's Corp. 7.5% Sub Def x 0 15,150 0 McKesson HBOC Inc. x 0 145,304 0 Moore Ltd x 0 200 0 M C N Corp. x 0 11,400 0 MCN Michigan LP 9.375% Cum PFD Ser A x 0 1,950 0 MCN Financing III 8.0% Conv Pfd x 0 145 0 MCN Financing II - Tr 8.625% Pfd x 0 200 0 Mediconsult.Com Inc x 0 4,610 0 Metricom Inc. x 0 1,225 0 Marconi PLC-Unsponsored ADR x 0 2,755 0 MFS Charter Income Trust x 0 36,059 0 Metacreations Corp. x 0 2,500 0 Micros Systems Inc. x 0 7,035 0 Marcus Corp. x 0 2,300 0 Miami Computer Supply Corp x 0 100 0 Monsanto Co 6.5% Pfd x 0 1,000 0 McDonalds Corp. 7.5% Sub Defer x 0 2,200 0 MC Shippiing x 0 1,300 0 Mercury General Corp. x 0 2,660 0 Medford Bancorp Inc x 0 300 0 Mortgage Com Inc x 0 2,000 0 Meridian Gold Inc. x 0 500 0 Mechanical Dynamics Inc x 0 200 0 Medicalogic Inc x 0 500 0 Meredith Corp. x 0 12,635 0 McDermott International Inc. x 0 21,350 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Midas Inc. Common Stock 595626102 1 45 Madison Gas & Elec Co Common Stock 557497104 541 26,880 Medtronic Inc. Common Stock 585055106 13,043 357,942 M D U Resources Group, Inc. Common Stock 552690109 50 2,475 Midway Airlines Common Stock 598130102 0 200 Standard & Poors Midcap 400 Common Stock 595635103 789 9,730 Mission Capital LP 8.5% Cum Monthly PFD QTR 30/360 605034305 61 2,400 Mission Cap L P PFD P12 30/360 605034206 233 9,400 Mead Corp. Common Stock 582834107 378 8,708 Medical Advisory Systems Inc. Common Stock 58449P101 243 18,654 Midamerican Energy Holdings Common Stock 59562V107 84 2,499 Midamerican Energy Financing I Quips PFD QTR 30/360 59562U208 194 8,900 Medimmune Inc. Common Stock 584699102 2,975 17,934 Medquist Inc Common Stock 584949101 148 5,740 Medical Dynamics Inc Common Stock 584900401 0 40 Media General Inc. Class A Common Stock 584404107 948 18,240 Mellon Finl Corp Common Stock 58551A108 4,311 126,546 Mentor Graphics Corp. Common Stock 587200106 3 245 Meridian Oil N L ADR 589775204 0 4,700 Merrill Lynch & Co., Inc. Common Stock 590188108 6,735 80,664 Merril Lynch PFD Cap Tr I-7.75% PFD QTR 30/360 589977206 9 400 Merrill Lynch Capt Trust II Preferred Stock 59021C203 53 2,350 Mercer Intl Inc. SBI New Common Stock 588056101 1 300 Merrill Lynch Capital Tr III 7% Trust PFD QTR 30/360 59021F206 49 2,500 Mercury Interactive Corp Common Stock 589405109 849 7,862 MESSAGEMEDIA Inc Common Stock 590787107 94 6,690 Metatec Corp. Common Stock 591398102 713 237,500 Meta Group Inc. Common Stock 591002100 171 9,000 Malaysa Fund Inc. Common Stock 560905101 4 500 America First Mortgage Invst Common Stock 023934102 15 3,300 Manulife Finl Corp Common Stock 56501R106 495 39,026 Milton Federal Financial Corp Common Stock 601795107 4 350 Microfinancial Inc Common Stock 595072109 18 1,500 MFS Municipal Income Tr Common Stock 552738106 95 14,565 MFN Finl Corp. Common Stock 55272N104 0 54 Metromedia Fiber Network Inc. Cl A Common Stock 591689104 626 13,065 Magna International Inc. Foreign Stock 559222401 55 1,300 Magna Intl Inc PFD QTR 30/360 559222609 140 6,200 Morgan Stanley Global Oppty Bd Common Stock 61744R103 17 2,000 Mingo Bay Beverages Inc Common Stock 603495102 1 3,000 Morgan Grenfell Smallcap Fund Inc. Common Stock 617357108 283 19,964 Megachain Com Ltd Common Stock 58516A102 1 2,500 MGC Communications Inc. Common Stock 552763302 558 11,000 Michelin S A, Cie Generale Des Foreign Stock F61824144 244 6,230 MFS Government Markets Income Common Stock 552939100 171 30,100 MGM Grand Inc. Common Stock 552953101 26 513 MGI Properties Common Stock 552885105 3 500 Misty Mountain Gold Ltd Common Stock 60650E205 0 100 Metro Goldwyn Mayer Inc. Common Stock 591610100 2 80 Metro Global Media Inc. Common Stock 591917109 0 600 Manufactured Home Communities Common Stock 564682102 30 1,240 Morrison Mgmt Specialists Common Stock 618459101 2 100 Mohawk Industries Common Stock 608190104 73 2,770 M/I Schottenstein Homes Inc Common Stock 55305B101 5 300 McGraw-Hill Companies Inc. Common Stock 580645109 1,206 19,576 Miix Group Inc Common Stock 59862V104 16 1,116 Mitsubishi Heavy Industries Ltd Foreign Stock J44002129 2,244 673,610 Meristar Hospitality Corp Common Stock 58984Y103 1,665 104,087 Managed High Income Portfolio Common Stock 56166C105 47 5,800 Marshall & Ilsley Corp. Common Stock 571834100 23 370 Micro Age Common Stock 594928103 7 2,000 Microfield Graphics Common Stock 59506W104 0 100 Microcell Telecommunications Inc.-CL B Foreign Stock 59501T304 91 2,769 Mitsubishi Electric Corp. ADR Foreign Stock 606776201 560 8,685 Michaels Stores Inc. Common Stock 594087108 219 7,683 Millipore Corp. Common Stock 601073109 263 6,807 Mitcham Industries Inc Common Stock 606501104 10 2,800 Mobile Mini Inc. Common Stock 60740F105 27 1,250 Miniscribe Corp. Common Stock 603669102 0 300 MIPS Technologies Inc Common Stock 604567107 1,076 20,690 Mirage Resorts Inc. Common Stock 60462E104 209 13,625 Miracom Corp Common Stock 60461Q108 14 1,000 Metro Information Services Inc. Common Stock 59162P104 79 3,300 Morrison Knudsen Corp. Common Stock 61844A109 140 17,900 McCormick & Co. Common Stock 579780206 377 12,656 Mallinckrodt Inc. Common Stock 561232109 366 11,505 Mallinckrodt Inc. 4% Pfd PFD QTR 30/360 561232208 12 200 Markel Corp. Common Stock 570535104 16 100 Mitsukoshi Ltd ADR 606848109 75 2,140 Makita Corp. Spon ADR ADR 560877300 17 1,955 Maketcentral.Net Corp Common Stock 57059T106 23 2,670 Musicland Stores Corporation Common Stock 62758B109 8 1,000 Miller Herman Inc. Common Stock 600544100 148 6,417 Mueller Inds Inc. Common Stock 624756102 618 17,060 Matlak Systems Inc. Common Stock 576901102 4 1,327 Martin Marietta Materials Common Stock 573284106 1,204 29,361 Microleague Multimedia Inc Common Stock 59507T100 0 1,000 Millenium Pharmaceuticals Common Stock 599902103 12 100 Microlog Corp. Common Stock 595079104 10 8,250 Miller Industries Inc. Common Stock 600551105 7 2,500 The Mills Corp. Common Stock 601148109 392 21,948 Molten Metal Technology Common Stock 608712105 0 100 Municipal Mortgage & Equity Common Stock 62624B101 1,286 69,500 Marsh & McLennan Cos Inc Common Stock 571748102 8,762 91,571 Mid Atlantic Med Services Inc. Common Stock 59523C107 249 29,941 Mitsui Marine & Fire ADR ADR 606839207 130 2,200 Metromedia Intl Group Inc. Common Stock 591695101 16 3,428 Medical Manager Corp. New Common Stock 58461U103 1,138 13,508 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Midas Inc. x 0 45 0 Madison Gas & Elec Co x 0 26,880 0 Medtronic Inc. x 0 357,942 0 M D U Resources Group, Inc. x 0 2,475 0 Midway Airlines x 0 200 0 Standard & Poors Midcap 400 x 0 9,730 0 Mission Capital LP 8.5% Cum Monthly x 0 2,400 0 Mission Cap L P x 0 9,400 0 Mead Corp. x 0 8,708 0 Medical Advisory Systems Inc. x 0 18,654 0 Midamerican Energy Holdings x 0 2,499 0 Midamerican Energy Financing I Quips x 0 8,900 0 Medimmune Inc. x 0 17,934 0 Medquist Inc x 0 5,740 0 Medical Dynamics Inc x 0 40 0 Media General Inc. Class A x 0 18,240 0 Mellon Finl Corp x 0 126,546 0 Mentor Graphics Corp. x 0 245 0 Meridian Oil N L x 0 4,700 0 Merrill Lynch & Co., Inc. x 0 80,664 0 Merril Lynch PFD Cap Tr I-7.75% x 0 400 0 Merrill Lynch Capt Trust II x 0 2,350 0 Mercer Intl Inc. SBI New x 0 300 0 Merrill Lynch Capital Tr III 7% Trust x 0 2,500 0 Mercury Interactive Corp x 0 7,862 0 MESSAGEMEDIA Inc x 0 6,690 0 Metatec Corp. x 0 237,500 0 Meta Group Inc. x 0 9,000 0 Malaysa Fund Inc. x 0 500 0 America First Mortgage Invst x 0 3,300 0 Manulife Finl Corp x 0 39,026 0 Milton Federal Financial Corp x 0 350 0 Microfinancial Inc x 0 1,500 0 MFS Municipal Income Tr x 0 14,565 0 MFN Finl Corp. x 0 54 0 Metromedia Fiber Network Inc. Cl A x 0 13,065 0 Magna International Inc. x 0 1,300 0 Magna Intl Inc x 0 6,200 0 Morgan Stanley Global Oppty Bd x 0 2,000 0 Mingo Bay Beverages Inc x 0 3,000 0 Morgan Grenfell Smallcap Fund Inc. x 0 19,964 0 Megachain Com Ltd x 0 2,500 0 MGC Communications Inc. x 0 11,000 0 Michelin S A, Cie Generale Des x 0 6,230 0 MFS Government Markets Income x 0 30,100 0 MGM Grand Inc. x 0 513 0 MGI Properties x 0 500 0 Misty Mountain Gold Ltd x 0 100 0 Metro Goldwyn Mayer Inc. x 0 80 0 Metro Global Media Inc. x 0 600 0 Manufactured Home Communities x 0 1,240 0 Morrison Mgmt Specialists x 0 100 0 Mohawk Industries x 0 2,770 0 M/I Schottenstein Homes Inc x 0 300 0 McGraw-Hill Companies Inc. x 0 19,576 0 Miix Group Inc x 0 1,116 0 Mitsubishi Heavy Industries Ltd x 0 673,610 0 Meristar Hospitality Corp x 0 104,087 0 Managed High Income Portfolio x 0 5,800 0 Marshall & Ilsley Corp. x 0 370 0 Micro Age x 0 2,000 0 Microfield Graphics x 0 100 0 Microcell Telecommunications Inc.-CL B x 0 2,769 0 Mitsubishi Electric Corp. ADR x 0 8,685 0 Michaels Stores Inc. x 0 7,683 0 Millipore Corp. x 0 6,807 0 Mitcham Industries Inc x 0 2,800 0 Mobile Mini Inc. x 0 1,250 0 Miniscribe Corp. x 0 300 0 MIPS Technologies Inc x 0 20,690 0 Mirage Resorts Inc. x 0 13,625 0 Miracom Corp x 0 1,000 0 Metro Information Services Inc. x 0 3,300 0 Morrison Knudsen Corp. x 0 17,900 0 McCormick & Co. x 0 12,656 0 Mallinckrodt Inc. x 0 11,505 0 Mallinckrodt Inc. 4% Pfd x 0 200 0 Markel Corp. x 0 100 0 Mitsukoshi Ltd x 0 2,140 0 Makita Corp. Spon ADR x 0 1,955 0 Maketcentral.Net Corp x 0 2,670 0 Musicland Stores Corporation x 0 1,000 0 Miller Herman Inc. x 0 6,417 0 Mueller Inds Inc. x 0 17,060 0 Matlak Systems Inc. x 0 1,327 0 Martin Marietta Materials x 0 29,361 0 Microleague Multimedia Inc x 0 1,000 0 Millenium Pharmaceuticals x 0 100 0 Microlog Corp. x 0 8,250 0 Miller Industries Inc. x 0 2,500 0 The Mills Corp. x 0 21,948 0 Molten Metal Technology x 0 100 0 Municipal Mortgage & Equity x 0 69,500 0 Marsh & McLennan Cos Inc x 0 91,571 0 Mid Atlantic Med Services Inc. x 0 29,941 0 Mitsui Marine & Fire ADR x 0 2,200 0 Metromedia Intl Group Inc. x 0 3,428 0 Medical Manager Corp. New x 0 13,508 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Meristar Hotels & Resorts Inc. Common Stock 589988104 72 20,100 Minnesota Mining & Manufacturing Co. Common Stock 604059105 6,763 69,098 Mineral Mountain Mining Common Stock 602873101 0 500 Maxim Pharmaceuticals Inc Common Stock 57772M107 16 800 McMoran Exploration Co Common Stock 582411104 9 417 Maximus Inc. Common Stock 577933104 269 7,925 MFS Multimarket Income Trust Common Stock 552737108 81 14,322 Momentum Business Applications Inc. Common Stock 60877P108 2 248 Managed Municipals Portfolio Inc. Common Stock 561662107 194 21,378 Metamor Worldwide Inc Common Stock 59133P100 156 5,360 Mitchell Energy & Dev Corp. CL A Common Stock 606592202 22 1,005 Mitchell Energy & Dev Corp. CL B Common Stock 606592301 8 370 Mine Safety Appliances Co Common Stock 602720104 26 400 McClatchy Newspapers Inc. CL A Common Stock 579489105 756 17,470 Minimed Inc Common Stock 60365K108 336 4,581 Mannesmann AG Sponsored ADR ADR 563775303 795 3,312 Municipal Partners Fund Inc. Common Stock 62622C101 38 3,500 Montedison Spa-Sponsored ADR 612376509 38 2,340 MTR Gaming Group Inc Common Stock 553769100 3 1,000 Mony Group Inc. Common Stock 615337102 19 640 Philip Morris Companies Inc. Common Stock 718154107 6,356 274,113 Mobius Management System Inc Common Stock 606925105 2 225 Moog Inc. Common Stock 615394202 4 160 Molex Inc. Common Stock 608554101 247 4,357 Molex Inc. Cl A Common Stock 608554200 65 1,437 Worldwide Petrolmoly Inc. Common Stock 98159L106 4 8,000 Monaco Finance Inc Cl A Common Stock 608868303 0 100 Robert Mondavi Corp. Cl A Common Stock 609200100 76 2,200 Morgan Keegan Inc. Common Stock 617410105 77 4,600 Mesa Offshore Tr Common Stock 590650107 0 100 Motorola Inc. Common Stock 620076109 13,383 90,889 Motorola Capital Trust I 6.68% Pfd PFD QTR 30/360 620074203 107 5,400 Moto Photo Inc Common Stock 619821101 2 1,900 Movie Gallery Inc. Common Stock 624581104 1 200 Magellan Petroleum Corporation Common Stock 559091301 1 500 Minnesota Pwr & Light Common Stock 604110106 105 6,171 MP&L Capital I 8.05% Cum Qrtly PFD QTR 30/360 553134206 76 3,500 Mediaplex Inc Common Stock 58446B105 2 28 Monongahela Power Co Preferred Stock 610202400 4 50 Mp3 Com Inc Common Stock 62473M109 79 2,500 Modis Professional Services Common Stock 607830106 289 20,282 Municipal Partners Fund II Inc. Common Stock 62622E107 56 5,000 MPTV Inc. Common Stock 553424102 0 65,000 Massmutual Participation Investors Common Stock 576299101 7 700 Mapquest Com Inc Common Stock 565644101 35 1,550 Muniyield Quality Fund Inc. Common Stock 626302103 34 3,048 Meritor Automotive, Inc. Common Stock 59000G100 15 790 Marimba Inc Common Stock 56781Q109 5 100 Mercantile Bankshares Corp. Common Stock 587405101 1,700 53,218 Mercury Computer Systems Inc. Common Stock 589378108 32 900 Macdermid Ind Common Stock 554273102 66 1,600 Medical Device Technologies Common Stock 60461S104 0 23 Medco Research Inc Common Stock 584059109 38 1,275 Mentor Income Fund Inc. Common Stock 587204108 7 1,000 Merck & Co., Inc. Common Stock 589331107 54,092 806,581 Marine Drilling Companies, Inc. Common Stock 568240204 580 25,840 Merant Plc Sponsored ADR ADR 587336108 3 110 USX Marathon Group Common Stock 902905827 699 28,300 Mid Atlantic Realty Trust Common Stock 595232109 1,509 149,998 Midcoast Energy Resources Common Stock 59563W104 219 13,090 Marvel Entertainment Group Common Stock 573913100 0 6,000 Miravant Medical Technology Common Stock 604690107 5 500 Medicis Pharmaceutical Cl A Common Stock 584690309 70 1,655 Merry Land Properties Inc Common Stock 590441101 1 188 Mesabi Trust Common Stock 590672101 0 50 Material Sciences Corp. Common Stock 576674105 88 8,650 Microsemi Corp. Common Stock 595137100 18 2,000 Medscape Inc Common Stock 585046105 2 200 Morgan Stanley Finance PLC 8.40% Cap U PFD QTR 30/360 616906608 31 1,350 Merisel Inc. Common Stock 589849108 1 1,000 Morgan Stanley Emerging Mkts Fund MutualFdEqClose 61744G107 8 500 Microsoft Corp. Common Stock 594918104 75,617 647,681 Marketing Services Group Inc Common Stock 570907105 55 3,300 Msh Entmt Corp Common Stock 553574104 3 10,000 MSC Industrial Direct Co. Inc. - Cl A Common Stock 553530106 7 500 Martha Stewart Living Omnimed Common Stock 573083102 44 1,850 Mindspring Enterprises Inc Common Stock 602683104 973 36,835 Microstrategy Inc. Common Stock 594972101 874 4,160 Morgan St Finance 9.00% Capital Units PFD QTR 30/360 616906509 391 15,662 Mascotech Inc. Common Stock 574670105 12 950 Medical Technology System Inc. Common Stock 58462R505 0 1,000 Meditrust Corp Common Stock 58501T306 51 9,230 Magyar Tavkozlesi Foreign Stock 559776109 47 1,293 Merita OY - Ser A Foreign Stock X5314G108 12 2,000 M & T Bank Corp Common Stock 55261F104 114 274 Monsanto Co. Common Stock 611662107 5,677 159,368 Mettler-Toledo International Common Stock 592688105 115 3,020 Meridian Medical Tech Inc. Common Stock 589658103 24 4,300 Mannatech Inc. Common Stock 563771104 5 1,000 MGIC Investment Corp. Common Stock 552848103 1,817 30,192 Modern Times Group Mtg AB Spons ADR ADR 607698107 147 556 Machine Technology Inc. Common Stock 554482109 0 3,000 Mothernature Com Inc Common Stock 61978K105 11 1,450 MTI Technology Corp Common Stock 553903105 107 2,895 Micro Therapeutics Inc. Common Stock 59500W100 8 1,000 Metalclad Corp -New Common Stock 591142203 2 400 Metal Management Inc Common Stock 591097100 150 40,000 Micros To Mainframes Inc. Common Stock 594944100 14 2,000 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Meristar Hotels & Resorts Inc. x 0 20,100 0 Minnesota Mining & Manufacturing Co. x 0 69,098 0 Mineral Mountain Mining x 0 500 0 Maxim Pharmaceuticals Inc x 0 800 0 McMoran Exploration Co x 0 417 0 Maximus Inc. x 0 7,925 0 MFS Multimarket Income Trust x 0 14,322 0 Momentum Business Applications Inc. x 0 248 0 Managed Municipals Portfolio Inc. x 0 21,378 0 Metamor Worldwide Inc x 0 5,360 0 Mitchell Energy & Dev Corp. CL A x 0 1,005 0 Mitchell Energy & Dev Corp. CL B x 0 370 0 Mine Safety Appliances Co x 0 400 0 McClatchy Newspapers Inc. CL A x 0 17,470 0 Minimed Inc x 0 4,581 0 Mannesmann AG Sponsored ADR x 0 3,312 0 Municipal Partners Fund Inc. x 0 3,500 0 Montedison Spa-Sponsored x 0 2,340 0 MTR Gaming Group Inc x 0 1,000 0 Mony Group Inc. x 0 640 0 Philip Morris Companies Inc. x 0 274,113 0 Mobius Management System Inc x 0 225 0 Moog Inc. x 0 160 0 Molex Inc. x 0 4,357 0 Molex Inc. Cl A x 0 1,437 0 Worldwide Petrolmoly Inc. x 0 8,000 0 Monaco Finance Inc Cl A x 0 100 0 Robert Mondavi Corp. Cl A x 0 2,200 0 Morgan Keegan Inc. x 0 4,600 0 Mesa Offshore Tr x 0 100 0 Motorola Inc. x 0 90,889 0 Motorola Capital Trust I 6.68% Pfd x 0 5,400 0 Moto Photo Inc x 0 1,900 0 Movie Gallery Inc. x 0 200 0 Magellan Petroleum Corporation x 0 500 0 Minnesota Pwr & Light x 0 6,171 0 MP&L Capital I 8.05% Cum Qrtly x 0 3,500 0 Mediaplex Inc x 0 28 0 Monongahela Power Co x 0 50 0 Mp3 Com Inc x 0 2,500 0 Modis Professional Services x 0 20,282 0 Municipal Partners Fund II Inc. x 0 5,000 0 MPTV Inc. x 0 65,000 0 Massmutual Participation Investors x 0 700 0 Mapquest Com Inc x 0 1,550 0 Muniyield Quality Fund Inc. x 0 3,048 0 Meritor Automotive, Inc. x 0 790 0 Marimba Inc x 0 100 0 Mercantile Bankshares Corp. x 0 53,218 0 Mercury Computer Systems Inc. x 0 900 0 Macdermid Ind x 0 1,600 0 Medical Device Technologies x 0 23 0 Medco Research Inc x 0 1,275 0 Mentor Income Fund Inc. x 0 1,000 0 Merck & Co., Inc. x 0 806,581 0 Marine Drilling Companies, Inc. x 0 25,840 0 Merant Plc Sponsored ADR x 0 110 0 USX Marathon Group x 0 28,300 0 Mid Atlantic Realty Trust x 0 149,998 0 Midcoast Energy Resources x 0 13,090 0 Marvel Entertainment Group x 0 6,000 0 Miravant Medical Technology x 0 500 0 Medicis Pharmaceutical Cl A x 0 1,655 0 Merry Land Properties Inc x 0 188 0 Mesabi Trust x 0 50 0 Material Sciences Corp. x 0 8,650 0 Microsemi Corp. x 0 2,000 0 Medscape Inc x 0 200 0 Morgan Stanley Finance PLC 8.40% Cap U x 0 1,350 0 Merisel Inc. x 0 1,000 0 Morgan Stanley Emerging Mkts Fund x 0 500 0 Microsoft Corp. x 0 647,681 0 Marketing Services Group Inc x 0 3,300 0 Msh Entmt Corp x 0 10,000 0 MSC Industrial Direct Co. Inc. - Cl A x 0 500 0 Martha Stewart Living Omnimed x 0 1,850 0 Mindspring Enterprises Inc x 0 36,835 0 Microstrategy Inc. x 0 4,160 0 Morgan St Finance 9.00% Capital Units x 0 15,662 0 Mascotech Inc. x 0 950 0 Medical Technology System Inc. x 0 1,000 0 Meditrust Corp x 0 9,230 0 Magyar Tavkozlesi x 0 1,293 0 Merita OY - Ser A x 0 2,000 0 M & T Bank Corp x 0 274 0 Monsanto Co. x 0 159,368 0 Mettler-Toledo International x 0 3,020 0 Meridian Medical Tech Inc. x 0 4,300 0 Mannatech Inc. x 0 1,000 0 MGIC Investment Corp. x 0 30,192 0 Modern Times Group Mtg AB Spons ADR x 0 556 0 Machine Technology Inc. x 0 3,000 0 Mothernature Com Inc x 0 1,450 0 MTI Technology Corp x 0 2,895 0 Micro Therapeutics Inc. x 0 1,000 0 Metalclad Corp -New x 0 400 0 Metal Management Inc x 0 40,000 0 Micros To Mainframes Inc. x 0 2,000 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 - - Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. e - -------------------------------------------------------------------------------------------------------------------------- Made2Manage Systems, Inc. Common Stock 556466100 2 200 Meritor Svgs Bk PA in Receivership Common Stock 590007100 1 1,100 Montana Power Co Common Stock 612085100 88 2,441 Meditrust Corp PFD QTR 30/360 58501T405 3 250 Medical Technology Prods Inc Common Stock 58462L102 0 541 Mesa Royalty Trust Common Stock 590660106 95 2,000 Metris Companies Inc. Common Stock 591598107 95 2,650 Montgomery Street Income Securities In Common Stock 614115103 3 200 Microtouch Systems Inc. Common Stock 595145103 1 100 Microtest Inc. Common Stock 594941106 18 2,030 Met Ed Cap Tr Preferred Stock 590860102 39 1,880 Manitowoc Co Inc. Common Stock 563571108 1,076 31,640 Mastec Inc Common Stock 576323109 348 7,830 Micron Technology Inc. Common Stock 595112103 401 5,161 MSU Corp Common Stock 553757105 4 1,900 Micron Electronics Inc. Common Stock 595100108 112 10,100 Mepc Intl Capital LP 9.125% PFD QTR 30/360 55271M206 18 850 Murphy Oil Co. Common Stock 626717102 35 605 Muenchener Rucckversicherungs Foreign Stock D55535104 247 975 Micromuse Inc. Common Stock 595094103 1,393 8,195 MSDW Capital Trust I PFD QTR 30/360 553538208 45 2,200 Morgan St Dean Witter Discover & Co. Common Stock 617446448 4,023 28,183 Micro Warehouse Inc. Common Stock 59501B105 172 9,275 Mail Well Inc. Common Stock 560321200 343 25,395 Microwave Labs Inc Common Stock 59517L105 0 166 Midway Games Inc Common Stock 598148104 5 200 Mfc Bancorp Ltd Foreign Stock 55271X103 1 150 Mexico Fund Common Stock 592835102 3 200 Maxim Integrated Products Inc Common Stock 57772K101 149 3,160 Maxxam Inc. Common Stock 577913106 19 432 Maxxon Inc Common Stock 577774102 0 400 Myers Inds Inc. Common Stock 628464109 9,995 634,582 Maytag Corp. Common Stock 578592107 530 11,049 Mylan Laboratories Inc. Common Stock 628530107 621 24,646 MYWEB Inc.Com Common Stock 628451106 27 1,000 Milacron Inc Common Stock 598709103 158 10,300 Medizone International Inc. Common Stock 585013105 1 7,000 Mizlou Programming Common Stock 606910107 0 14,250 INCO Limited Foreign Stock 453258402 304 12,920 Nutrafeed Inc Common Stock 67060W105 0 700 NB Capital Corp Dep Shs Repstg PFD QTR 30/360 62874N607 355 16,500 NAB Exchange Pfd Trust 8% PFD QTR 30/360 628714206 91 4,200 Nayses Bay Hunt Club Inc Common Stock 639382100 0 1 Nanovation Technologies Inc. Common Stock 630085108 0 5,435 Natures Creation Corp Common Stock 63901N107 0 1,000 Nabisco Hldgs Corp. Common Stock 629526104 201 6,360 National Australia Bank LTD Spon ADR ADR 632525408 8 100 NABI Inc. Common Stock 628716102 31 6,700 National Dentex Corp Common Stock 63563H109 26 1,550 Nash & Finch Co Common Stock 631158102 3 500 Natural Alternative Intl Inc. Common Stock 638842302 2 500 Network Access Solutions Corp Common Stock 64120S109 33 1,000 National Diagnostics Inc. Common Stock 635641103 9 4,000 National Instruments Corp Common Stock 636518102 264 6,900 North American Tech Group Common Stock 657193207 46 15,555 North Atlantic Technologies Inc New Common Stock 657335204 0 266 National Australia Bank 7.875% PreferdStk Conv 632525309 30 1,080 Nautica Enterprises Inc. Common Stock 639089101 6 500 Navistar International Corp. Common Stock 63934E108 92 1,939 NB Capital TrustT I 7.84% Trust Preferred Stock 628956203 256 11,675 Nbc Internet Inc Common Stock 62873D105 23 300 Noble Affiliates Inc. Common Stock 654894104 655 30,575 Northern Border Partnership LP LTD Part P1 664785102 41 1,800 Nabors Industries Inc. Common Stock 629568106 361 11,678 New South Capital Tr I Tr Pfd Sec 8.5% PFD QTR 30/360 648910206 52 6,900 NBT Bancorp Inc. Common Stock 628778102 260 16,782 Jefferson-Pilot Aces Common Stock 475070207 4 50 National Comm BanCorp. Common Stock 635449101 240 10,600 National City Corp. Common Stock 635405103 1,231 51,964 AT&T Capital Corp. 8.25% Pfd Sr PFD QTR 30/360 00206J209 89 3,900 New Century Energies Inc. Common Stock 64352U103 3,296 108,524 North Coast Energy Inc Common Stock 658649702 3 1,150 AT&T Cap Corp 8.125% PFD QTR 30/360 00206J308 91 4,000 NCH Corporation Common Stock 628850109 4 100 Navigant Consulting Inc Common Stock 63935N107 137 12,610 NCO Group Inc. Common Stock 628858102 9 300 NCR Corp. Common Stock 62886E108 368 9,704 NCI Building Systems Inc Common Stock 628852105 13 700 NCT Group Inc Common Stock 62888Q109 0 800 Nova Chemicals Corp. 9.04% PFD PFD QTR 30/360 66977W307 85 4,200 National Discount Brokers Group Inc. Common Stock 635646102 45 1,700 National Data Corp. Common Stock 635621105 27 800 Indymac Mtg Hldgs Inc Common Stock 456607100 4 299 Noble Drilling Corp. Common Stock 655042109 146 4,445 New England Business Service Common Stock 643872104 118 4,825 Nathaniel Energy Corp New Common Stock 632344107 5 5,000 Newell Finl Tr I Qips Conv 5.25% PreferdStk Conv 651195307 7 190 Energy East Corporation Common Stock 29266M109 47 2,236 Newmont Mining Corp. Common Stock 651639106 388 15,837 Neopharm Inc. Common Stock 640919106 11 500 Neogen Corp Common Stock 640491106 3 500 Neomedia Technologies Inc Common Stock 640505103 2 500 New ERA of Networks Inc Common Stock 644312100 855 17,944 Northeast Pennsylvania Financial Corp Common Stock 663905107 5 450 New England Electric System Common Stock 644001109 105 2,030 Networks Associates Inc. Common Stock 640938106 1,203 45,061 Netmanage Inc. Common Stock 641144100 396 80,200 Netobjects Inc Common Stock 64114L102 17 1,000 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Made2Manage Systems, Inc. x 0 200 0 Meritor Svgs Bk PA in Receivership x 0 1,100 0 Montana Power Co x 0 2,441 0 Meditrust Corp x 0 250 0 Medical Technology Prods Inc x 0 541 0 Mesa Royalty Trust x 0 2,000 0 Metris Companies Inc. x 0 2,650 0 Montgomery Street Income Securities In x 0 200 0 Microtouch Systems Inc. x 0 100 0 Microtest Inc. x 0 2,030 0 Met Ed Cap Tr x 0 1,880 0 Manitowoc Co Inc. x 0 31,640 0 Mastec Inc x 0 7,830 0 Micron Technology Inc. x 0 5,161 0 MSU Corp x 0 1,900 0 Micron Electronics Inc. x 0 10,100 0 Mepc Intl Capital LP 9.125% x 0 850 0 Murphy Oil Co. x 0 605 0 Muenchener Rucckversicherungs x 0 975 0 Micromuse Inc. x 0 8,195 0 MSDW Capital Trust I x 0 2,200 0 Morgan St Dean Witter Discover & Co. x 0 28,183 0 Micro Warehouse Inc. x 0 9,275 0 Mail Well Inc. x 0 25,395 0 Microwave Labs Inc x 0 166 0 Midway Games Inc x 0 200 0 Mfc Bancorp Ltd x 0 150 0 Mexico Fund x 0 200 0 Maxim Integrated Products Inc x 0 3,160 0 Maxxam Inc. x 0 432 0 Maxxon Inc x 0 400 0 Myers Inds Inc. x 0 634,582 0 Maytag Corp. x 0 11,049 0 Mylan Laboratories Inc. x 0 24,646 0 MYWEB Inc.Com x 0 1,000 0 Milacron Inc x 0 10,300 0 Medizone International Inc. x 0 7,000 0 Mizlou Programming x 0 14,250 0 INCO Limited x 0 12,920 0 Nutrafeed Inc x 0 700 0 NB Capital Corp Dep Shs Repstg x 0 16,500 0 NAB Exchange Pfd Trust 8% x 0 4,200 0 Nayses Bay Hunt Club Inc x 0 1 0 Nanovation Technologies Inc. x 0 5,435 0 Natures Creation Corp x 0 1,000 0 Nabisco Hldgs Corp. x 0 6,360 0 National Australia Bank LTD Spon ADR x 0 100 0 NABI Inc. x 0 6,700 0 National Dentex Corp x 0 1,550 0 Nash & Finch Co x 0 500 0 Natural Alternative Intl Inc. x 0 500 0 Network Access Solutions Corp x 0 1,000 0 National Diagnostics Inc. x 0 4,000 0 National Instruments Corp x 0 6,900 0 North American Tech Group x 0 15,555 0 North Atlantic Technologies Inc New x 0 266 0 National Australia Bank 7.875% x 0 1,080 0 Nautica Enterprises Inc. x 0 500 0 Navistar International Corp. x 0 1,939 0 NB Capital TrustT I 7.84% Trust x 0 11,675 0 Nbc Internet Inc x 0 300 0 Noble Affiliates Inc. x 0 30,575 0 Northern Border Partnership LP x 0 1,800 0 Nabors Industries Inc. x 0 11,678 0 New South Capital Tr I Tr Pfd Sec 8.5% x 0 6,900 0 NBT Bancorp Inc. x 0 16,782 0 Jefferson-Pilot Aces x 0 50 0 National Comm BanCorp. x 0 10,600 0 National City Corp. x 0 51,964 0 AT&T Capital Corp. 8.25% Pfd Sr x 0 3,900 0 New Century Energies Inc. x 0 108,524 0 North Coast Energy Inc x 0 1,150 0 AT&T Cap Corp 8.125% x 0 4,000 0 NCH Corporation x 0 100 0 Navigant Consulting Inc x 0 12,610 0 NCO Group Inc. x 0 300 0 NCR Corp. x 0 9,704 0 NCI Building Systems Inc x 0 700 0 NCT Group Inc x 0 800 0 Nova Chemicals Corp. 9.04% PFD x 0 4,200 0 National Discount Brokers Group Inc. x 0 1,700 0 National Data Corp. x 0 800 0 Indymac Mtg Hldgs Inc x 0 299 0 Noble Drilling Corp. x 0 4,445 0 New England Business Service x 0 4,825 0 Nathaniel Energy Corp New x 0 5,000 0 Newell Finl Tr I Qips Conv 5.25% x 0 190 0 Energy East Corporation x 0 2,236 0 Newmont Mining Corp. x 0 15,837 0 Neopharm Inc. x 0 500 0 Neogen Corp x 0 500 0 Neomedia Technologies Inc x 0 500 0 New ERA of Networks Inc x 0 17,944 0 Northeast Pennsylvania Financial Corp x 0 450 0 New England Electric System x 0 2,030 0 Networks Associates Inc. x 0 45,061 0 Netmanage Inc. x 0 80,200 0 Netobjects Inc x 0 1,000 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Net Perceptions Inc Common Stock 64107U101 21 500 Netradio Corp Common Stock 64114E108 31 3,750 Nvest LP Units Ltd Partnership Int Common Stock 67065F107 5 300 Nexell Therapeutics Inc Common Stock 65332H104 18 14,000 North Fork Bancorp, Inc.-DEL Common Stock 659424105 433 24,747 National Fuel Gas Co. Common Stock 636180101 19 410 Northfield Laboratories Inc. Common Stock 666135108 6 500 NFO Worldwide Inc. Common Stock 62910N108 253 11,300 Nationwide Financial Services, Inc. Common Stock 638612101 102 3,655 Nationwide Financial Svcs Cap Tr PFD QTR 30/360 63861E204 34 1,700 Northfield Bancorp, Inc. Common Stock 666114103 12 1,000 Newfield Exploration Co Common Stock 651290108 158 5,922 Nabisco Group Holding Corp Common Stock 62952P102 83 7,790 RJR Nabisco Hldgs Cap Tr II PFD QTR 30/360 62952N206 30 1,200 Newgold Inc Common Stock 651362105 2 12,000 National Healthcare Corp. Common Stock 635906100 1 230 National Health Invs Inc. Common Stock 63633D104 330 22,205 National Health Investors 8.50% Preferred Stock 63633D203 1 100 Nationwide Health Properties Inc. Common Stock 638620104 184 13,415 National Health Realty Inc. Common Stock 635905102 2 230 Norsk Hydro As Adr ADR 656531605 5 123 Nisource Inc. Common Stock 65473P105 482 26,966 Northern Ind Pub Preferred Stock 665262879 15 310 Nipsco Capital Markets Inc. 7.75% PFD QTR 30/360 654638105 4 200 Nice-Systems Ltd ADR ADR 653656108 25 500 Nuveen Premier Insured Common Stock 670987106 13 1,000 Nikko Securities Co. Ltd. ADR ADR 654107200 119 945 Nuveen Select Maturities Common Stock 67061T101 69 7,270 N E C Corp. ADR 629050204 748 6,135 Northern Indiana Public Service PFd PFD QTR 30/360 665262309 7 125 Nova Corp. - GA Common Stock 669784100 594 18,804 Knight/Trimark Goup Inc. - Cl A Common Stock 499067106 565 12,281 Knight/Trimark Goup Inc. - Cl A Common Stock 499067106 210 4,569 NJ Economic Dev Auth St Pension PFD QTR 30/360 645915208 55 2,375 New Jersey Resources Corp. Common Stock 646025106 18 456 Nike Inc. Common Stock 654106103 1,464 29,546 National Bankshares Inc/ Va Common Stock 634865109 142 7,200 Nuoncology Labs Inc Common Stock 67057T107 7 7,000 Nalco Chemical Co Common Stock 629853102 7 125 National Computer Systems Inc. Common Stock 635519101 22 580 North Lily Mining Co. Common Stock 660461203 0 2,500 Annaly Mortgage Management Inc. Common Stock 035710409 26 3,000 Ntt Mobile Comm Network Inc ADR 629424508 225 1,172 Namibian Minerals Corp. Foreign Stock 629913104 43 7,000 Neiman-Marcus Groups Inc. Common Stock 640204202 47 1,700 Neiman Marcus Group Inc Common Stock 640204301 70 2,610 Neomagic Corp. Common Stock 640497103 2 200 Nuveen Municipal Income Fund Common Stock 67062J102 24 2,250 Niagara Mohawk Holdings Inc. Common Stock 653520106 283 20,335 Niagara Mohawk Power 3.60% PFD PFD QTR 30/360 653522300 39 900 Niagara Mhwk Pwr PFD QTR 30/360 653522607 84 1,200 Niagara Mohawk Power 5.25% PFD PFD QTR 30/360 653522706 76 1,000 Niagara Mohawk Power 3.40% Pfd PFD QTR 30/360 653522201 17 400 Niagara Mohawk Power 3.90% Pfd PFD QTR 30/360 653522409 247 4,930 Niagara Mohawk Power 4.10% Pfd PFD QTR 30/360 653522508 75 1,350 Newmil Bancorp Inc Common Stock 651633109 13 1,000 Newbridge Networks Corp. Common Stock 650901101 441 19,560 Nuveen North Carolina Premium Common Stock 67060P100 40 2,991 Nuveen Insured New York Common Stock 67101R107 31 2,500 Commercial Net Lease Realty Common Stock 202218103 708 71,282 Newport News and Shipbuilding Common Stock 652228107 87 3,170 Nocopi Technologies Inc. Common Stock 655212207 0 200 Nordstrom Inc. Common Stock 655664100 308 11,744 Northrop Grumman Corp. Common Stock 666807102 637 11,779 Nokia Corp. Sponsored ADR ADR 654902204 10,205 53,710 New Frontier Media Inc Common Stock 644398109 4 1,000 Newscorp Overseas Limited 8.625% Cum PFD QTR 30/360 G6478B108 411 19,100 Northeast Optic Network Inc. Common Stock 664334109 172 2,745 Northwestern Corp. Common Stock 668074107 8 348 Nwps Cap Fing I PFD QTR 30/360 629470204 11 500 North State Telecommunications Common Stock 662642206 6 60 Novacare Inc. Common Stock 669930109 2 12,000 Novell, Inc. Common Stock 670006105 6,667 167,470 Novoste Corp. MA Common Stock 67010C100 66 4,000 Novavax Inc. Common Stock 670002104 18 3,178 Telecom Wireltss Corp Common Stock 878945203 3 600 National Power ADR FINAL INS ADR 637194408 979 45,550 National Penn Bancshares Inc Common Stock 637138108 229 9,110 Nuveen Premier Municipal Common Stock 670988104 39 3,103 Network Peripherals Inc Common Stock 64121R100 95 2,000 National Presto Industries Inc. Common Stock 637215104 50 1,400 Network Plus Corp Common Stock 64122D506 13 625 Northpoint Communications Hldg Common Stock 666610100 375 15,630 North Pittsburgh Sys Inc. Common Stock 661562108 387 26,240 Nuveen Virginia Premium Income Common Stock 67064R102 126 9,954 Nuveen Pennsylvania Premium Common Stock 67061F101 60 5,028 Nuveen Florida Investment Common Stock 670970102 105 8,000 Nuveen Investment Quality Municipal Common Stock 67062E103 216 18,400 Nord Res Corp. Common Stock 655555100 0 600 Neurogen Corp. Common Stock 64124E106 64 3,900 Nationsrent Inc Common Stock 638588103 6 1,000 National Record Mart Inc Common Stock 637355108 6 2,000 Nomura Secs Ltd Japan ADR 655361301 56 313 National Rural Utilities PFD QTR 30/360 637432204 44 2,000 National Rural Utilities CFC 7.65% PFD PFD QTR 30/360 637432303 11 500 National R V Holdings Inc. Common Stock 637277104 760 39,500 National Rural Utilities PFD QTR 30/360 637432402 13 600 Nissan Motor Co Ltd Sponsored ADR 654744408 36 4,525 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Net Perceptions Inc x 0 500 0 Netradio Corp x 0 3,750 0 Nvest LP Units Ltd Partnership Int x 0 300 0 Nexell Therapeutics Inc x 0 14,000 0 North Fork Bancorp, Inc.-DEL x 0 24,747 0 National Fuel Gas Co. x 0 410 0 Northfield Laboratories Inc. x 0 500 0 NFO Worldwide Inc. x 0 11,300 0 Nationwide Financial Services, Inc. x 0 3,655 0 Nationwide Financial Svcs Cap Tr x 0 1,700 0 Northfield Bancorp, Inc. x 0 1,000 0 Newfield Exploration Co x 0 5,922 0 Nabisco Group Holding Corp x 0 7,790 0 RJR Nabisco Hldgs Cap Tr II x 0 1,200 0 Newgold Inc x 0 12,000 0 National Healthcare Corp. x 0 230 0 National Health Invs Inc. x 0 22,205 0 National Health Investors 8.50% x 0 100 0 Nationwide Health Properties Inc. x 0 13,415 0 National Health Realty Inc. x 0 230 0 Norsk Hydro As Adr x 0 123 0 Nisource Inc. x 0 26,966 0 Northern Ind Pub x 0 310 0 Nipsco Capital Markets Inc. 7.75% x 0 200 0 Nice-Systems Ltd ADR x 0 500 0 Nuveen Premier Insured x 0 1,000 0 Nikko Securities Co. Ltd. ADR x 0 945 0 Nuveen Select Maturities x 0 7,270 0 N E C Corp. x 0 6,135 0 Northern Indiana Public Service PFd x 0 125 0 Nova Corp. - GA x 0 18,804 0 Knight/Trimark Goup Inc. - Cl A x 0 12,281 0 Knight/Trimark Goup Inc. - Cl A x 0 4,569 0 NJ Economic Dev Auth St Pension x 0 2,375 0 New Jersey Resources Corp. x 0 456 0 Nike Inc. x 0 29,546 0 National Bankshares Inc/ Va x 0 7,200 0 Nuoncology Labs Inc x 0 7,000 0 Nalco Chemical Co x 0 125 0 National Computer Systems Inc. x 0 580 0 North Lily Mining Co. x 0 2,500 0 Annaly Mortgage Management Inc. x 0 3,000 0 Ntt Mobile Comm Network Inc x 0 1,172 0 Namibian Minerals Corp. x 0 7,000 0 Neiman-Marcus Groups Inc. x 0 1,700 0 Neiman Marcus Group Inc x 0 2,610 0 Neomagic Corp. x 0 200 0 Nuveen Municipal Income Fund x 0 2,250 0 Niagara Mohawk Holdings Inc. x 0 20,335 0 Niagara Mohawk Power 3.60% PFD x 0 900 0 Niagara Mhwk Pwr x 0 1,200 0 Niagara Mohawk Power 5.25% PFD x 0 1,000 0 Niagara Mohawk Power 3.40% Pfd x 0 400 0 Niagara Mohawk Power 3.90% Pfd x 0 4,930 0 Niagara Mohawk Power 4.10% Pfd x 0 1,350 0 Newmil Bancorp Inc x 0 1,000 0 Newbridge Networks Corp. x 0 19,560 0 Nuveen North Carolina Premium x 0 2,991 0 Nuveen Insured New York x 0 2,500 0 Commercial Net Lease Realty x 0 71,282 0 Newport News and Shipbuilding x 0 3,170 0 Nocopi Technologies Inc. x 0 200 0 Nordstrom Inc. x 0 11,744 0 Northrop Grumman Corp. x 0 11,779 0 Nokia Corp. Sponsored ADR x 0 53,710 0 New Frontier Media Inc x 0 1,000 0 Newscorp Overseas Limited 8.625% Cum x 0 19,100 0 Northeast Optic Network Inc. x 0 2,745 0 Northwestern Corp. x 0 348 0 Nwps Cap Fing I x 0 500 0 North State Telecommunications x 0 60 0 Novacare Inc. x 0 12,000 0 Novell, Inc. x 0 167,470 0 Novoste Corp. MA x 0 4,000 0 Novavax Inc. x 0 3,178 0 Telecom Wireltss Corp x 0 600 0 National Power ADR FINAL INS x 0 45,550 0 National Penn Bancshares Inc x 0 9,110 0 Nuveen Premier Municipal x 0 3,103 0 Network Peripherals Inc x 0 2,000 0 National Presto Industries Inc. x 0 1,400 0 Network Plus Corp x 0 625 0 Northpoint Communications Hldg x 0 15,630 0 North Pittsburgh Sys Inc. x 0 26,240 0 Nuveen Virginia Premium Income x 0 9,954 0 Nuveen Pennsylvania Premium x 0 5,028 0 Nuveen Florida Investment x 0 8,000 0 Nuveen Investment Quality Municipal x 0 18,400 0 Nord Res Corp. x 0 600 0 Neurogen Corp. x 0 3,900 0 Nationsrent Inc x 0 1,000 0 National Record Mart Inc x 0 2,000 0 Nomura Secs Ltd Japan x 0 313 0 National Rural Utilities x 0 2,000 0 National Rural Utilities CFC 7.65% PFD x 0 500 0 National R V Holdings Inc. x 0 39,500 0 National Rural Utilities x 0 600 0 Nissan Motor Co Ltd Sponsored x 0 4,525 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Norfolk Southern Corp. Common Stock 655844108 1,013 49,435 NSD Bancorp Inc. Common Stock 62938D108 18 1,000 Nashua Corp. Common Stock 631226107 2 200 National Service Industries Inc. Common Stock 637657107 869 29,450 Netsilicon Inc Common Stock 64115X105 44 2,200 Insight Enterprises Inc. Common Stock 45765U103 19 468 New Sky Communications Inc Common Stock 648726107 3 86,770 National Semiconductor Inc. Common Stock 637640103 622 14,520 Network Solutions Inc. - Cl A Common Stock 64121Q102 152 700 Northern States Power Co Common Stock 665772109 171 8,788 Northern States Preferred Stock 665772208 18 400 Netspeak Corp Common Stock 64115D109 85 4,000 Inspire Insurance Solutions Inc. Common Stock 457732105 38 8,375 Norfolk Southern Railway Co. Preferred Stock 655855203 12 320 Nestle SA Sponsored ADR ADR 641069406 1,072 11,769 NS Group Inc. Common Stock 628916108 38 5,000 NSTAR Common Stock 67019E107 593 14,639 Anesta Corp Common Stock 034603100 2 100 National Equip Svcs Inc Common Stock 635847106 6 1,000 Nortel Networks Corp. Common Stock 656569100 6,143 60,823 Network Appliance Inc Common Stock 64120L104 785 9,455 Net.Bank Inc. Common Stock 640933107 19 1,007 Nuveen Connecticut Premium Common Stock 67060D107 15 1,000 Nintendo Co Ltd New ADR ADR 654445303 62 3,001 Notify Technology Corp Common Stock 669956104 6 1,000 Neurobiological Technologies Common Stock 64124W106 28 8,700 NTL Incorporated Common Stock 629407107 347 2,785 Net2phone Common Stock 64108N106 149 3,250 Netopia Inc. Common Stock 64114K104 68 1,250 Northern Trust Corp. Common Stock 665859104 1,430 26,987 Nippon Telegraph & Telephone Corp. Foreign Stock 654624105 760 8,829 Nelvana Ltd Foreign Stock 64042V107 4 250 Netivation Com Inc Common Stock 64115R108 1 100 Northeast Utilities Common Stock 664397106 187 9,071 Nucor Corp. Common Stock 670346105 2,456 44,812 Net 1 Ueps Technologies Inc Common Stock 64107N107 1 400 NUI Corp. Common Stock 629430109 90 3,400 Nuveen New York Quality Income Fd Common Stock 670986108 24 1,900 Nuveen Ohio Quality Income Common Stock 670980101 194 12,800 Nutraceutix Inc Common Stock 67060V107 2 5,000 Nuveen California Select Common Stock 670975101 21 1,600 Nvidia Corp Common Stock 67066G104 7 150 NVF Co. Common Stock 629449109 0 2,473 Novellus System Inc. Common Stock 670008101 98 800 Novo-Nordisk A/S ADR ADR 670100205 136 2,105 NVP CAPTL I 8.2% Cum Qtly Inc. Preferred Stock 62944M209 13 600 N V R Incorporated Common Stock 62944T105 10 200 Nevstar Gaming & Entmt Corp Common Stock 64156G102 0 6,900 Novartis AG-ADR ADR 66987V109 289 3,957 NVIEW Corporation Common Stock 670974104 0 4,000 Natl Westminster bank PLC ADR 638539403 13 100 National Westminster Bank PLC PFD QTR 30/360 638539700 24 1,140 National Westminster Bank PLC PFD QTR 30/360 638539882 32 1,500 Northwest Airlines Corporation Class A Common Stock 667280101 19 850 Newell Rubbermaid Inc. Common Stock 651229106 10,202 351,803 Northwest Natural Gas Co Common Stock 667655104 7 300 News Corp. Limited ADR 652487703 966 25,260 News Corp. Ltd ADR 652487802 262 7,827 Northwest Bancorp Inc PA Common Stock 667328108 7 985 Northwestern Steel & Wire Co New Common Stock 668367204 3 7,000 National Westminster Bank PLC Preferred Stock 638539809 65 3,000 Quanex Corp. Common Stock 747620102 2 75 Nextcard Inc Common Stock 65332K107 30 1,025 New PLan Excel Realty Trust Common Stock 648053106 710 44,930 New Plan Excel Realty Tr Inc 8.625% PF PFD QTR 30/360 648053502 45 2,312 Nextlink Communications Inc Cl A Common Stock 65333H707 502 6,046 Nuveen Insured New York Select Common Stock 67063V104 25 1,967 Nuveen Select Tax-Free Income Common Stock 67063C106 4 303 Nuveen Select Tax-Free Income Common Stock 67063X100 59 4,782 Nextera Enterprises Inc Common Stock 65332E101 13 1,000 Salmon Smith Bar Nikkei 225 Common Stock 79549B628 8 835 Nextel Communications Inc. Common Stock 65332V103 15,401 149,344 New York Times Co. Common Stock 650111107 1,156 23,535 New York Times Co Conv CL B Common Stock 650111404 6 120 Netzero Inc Common Stock 64122R109 30 1,100 Telecom Corp. of New ADR 879278208 2,358 61,251 Realty Income Corp. Common Stock 756109104 10 500 Realty Income Corp PFD QTR 30/360 756109302 64 3,700 Oak Industries Inc. Common Stock 671400505 89 840 Oak Hill Finl Inc Common Stock 671337103 7 500 OAO Technology Solutions Inc. Common Stock 67082B105 22 2,780 Quaker Oats Common Stock 747402105 487 7,424 Orthodontic Centers of America Inc. Common Stock 68750P103 73 6,100 Ohio Casualty Corp. Common Stock 677240103 852 53,025 Ocean Financial Corp. Common Stock 674904107 9 520 Optical Coating Lab Inc Common Stock 683829105 118 400 Omnicare Inc. Common Stock 681904108 379 31,555 O C G Technology Inc Common Stock 670818103 118 368,550 Object Design Inc. Common Stock 674416102 207 14,300 Office Depot Inc. Common Stock 676220106 1,594 145,709 OEA Inc Common Stock 670826106 15 3,150 Ocean Energy Inc. Common Stock 67481E106 367 47,339 Corporate Office Properties Trust Common Stock 22002T108 23 3,000 Oriental Financial Group Common Stock 68618W100 18 800 Ogden Corp. Common Stock 676346109 66 5,525 OGE Energy Corp. Common Stock 670837103 150 7,901 Oge Energy Cap Trust I PFD QTR 30/360 67084C200 33 1,300 Old Guard Group Inc. Common Stock 679783100 3 300 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Norfolk Southern Corp. x 0 49,435 0 NSD Bancorp Inc. x 0 1,000 0 Nashua Corp. x 0 200 0 National Service Industries Inc. x 0 29,450 0 Netsilicon Inc x 0 2,200 0 Insight Enterprises Inc. x 0 468 0 New Sky Communications Inc x 0 86,770 0 National Semiconductor Inc. x 0 14,520 0 Network Solutions Inc. - Cl A x 0 700 0 Northern States Power Co x 0 8,788 0 Northern States x 0 400 0 Netspeak Corp x 0 4,000 0 Inspire Insurance Solutions Inc. x 0 8,375 0 Norfolk Southern Railway Co. x 0 320 0 Nestle SA Sponsored ADR x 0 11,769 0 NS Group Inc. x 0 5,000 0 NSTAR x 0 14,639 0 Anesta Corp x 0 100 0 National Equip Svcs Inc x 0 1,000 0 Nortel Networks Corp. x 0 60,823 0 Network Appliance Inc x 0 9,455 0 Net.Bank Inc. x 0 1,007 0 Nuveen Connecticut Premium x 0 1,000 0 Nintendo Co Ltd New ADR x 0 3,001 0 Notify Technology Corp x 0 1,000 0 Neurobiological Technologies x 0 8,700 0 NTL Incorporated x 0 2,785 0 Net2phone x 0 3,250 0 Netopia Inc. x 0 1,250 0 Northern Trust Corp. x 0 26,987 0 Nippon Telegraph & Telephone Corp. x 0 8,829 0 Nelvana Ltd x 0 250 0 Netivation Com Inc x 0 100 0 Northeast Utilities x 0 9,071 0 Nucor Corp. x 0 44,812 0 Net 1 Ueps Technologies Inc x 0 400 0 NUI Corp. x 0 3,400 0 Nuveen New York Quality Income Fd x 0 1,900 0 Nuveen Ohio Quality Income x 0 12,800 0 Nutraceutix Inc x 0 5,000 0 Nuveen California Select x 0 1,600 0 Nvidia Corp x 0 150 0 NVF Co. x 0 2,473 0 Novellus System Inc. x 0 800 0 Novo-Nordisk A/S ADR x 0 2,105 0 NVP CAPTL I 8.2% Cum Qtly Inc. x 0 600 0 N V R Incorporated x 0 200 0 Nevstar Gaming & Entmt Corp x 0 6,900 0 Novartis AG-ADR x 0 3,957 0 NVIEW Corporation x 0 4,000 0 Natl Westminster bank PLC x 0 100 0 National Westminster Bank PLC x 0 1,140 0 National Westminster Bank PLC x 0 1,500 0 Northwest Airlines Corporation Class A x 0 850 0 Newell Rubbermaid Inc. x 0 351,803 0 Northwest Natural Gas Co x 0 300 0 News Corp. Limited x 0 25,260 0 News Corp. Ltd x 0 7,827 0 Northwest Bancorp Inc PA x 0 985 0 Northwestern Steel & Wire Co New x 0 7,000 0 National Westminster Bank PLC x 0 3,000 0 Quanex Corp. x 0 75 0 Nextcard Inc x 0 1,025 0 New PLan Excel Realty Trust x 0 44,930 0 New Plan Excel Realty Tr Inc 8.625% PF x 0 2,312 0 Nextlink Communications Inc Cl A x 0 6,046 0 Nuveen Insured New York Select x 0 1,967 0 Nuveen Select Tax-Free Income x 0 303 0 Nuveen Select Tax-Free Income x 0 4,782 0 Nextera Enterprises Inc x 0 1,000 0 Salmon Smith Bar Nikkei 225 x 0 835 0 Nextel Communications Inc. x 0 149,344 0 New York Times Co. x 0 23,535 0 New York Times Co Conv CL B x 0 120 0 Netzero Inc x 0 1,100 0 Telecom Corp. of New x 0 61,251 0 Realty Income Corp. x 0 500 0 Realty Income Corp x 0 3,700 0 Oak Industries Inc. x 0 840 0 Oak Hill Finl Inc x 0 500 0 OAO Technology Solutions Inc. x 0 2,780 0 Quaker Oats x 0 7,424 0 Orthodontic Centers of America Inc. x 0 6,100 0 Ohio Casualty Corp. x 0 53,025 0 Ocean Financial Corp. x 0 520 0 Optical Coating Lab Inc x 0 400 0 Omnicare Inc. x 0 31,555 0 O C G Technology Inc x 0 368,550 0 Object Design Inc. x 0 14,300 0 Office Depot Inc. x 0 145,709 0 OEA Inc x 0 3,150 0 Ocean Energy Inc. x 0 47,339 0 Corporate Office Properties Trust x 0 3,000 0 Oriental Financial Group x 0 800 0 Ogden Corp. x 0 5,525 0 OGE Energy Corp. x 0 7,901 0 Oge Energy Cap Trust I x 0 1,300 0 Old Guard Group Inc. x 0 300 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Oakwood Homes Corp. Common Stock 674098108 143 44,752 Omega Healthcare Investors, Inc. Common Stock 681936100 664 52,305 Ocenaeering Inc. Common Stock 675232102 32 2,155 Triton Energy Limited Common Stock G90751101 154 7,445 Triton Energy Corporation Common Stock 896750106 1 27 Oji Paper Ltd New ADR 678123100 2 29 Old Kent Financial Corp. Common Stock 679833103 158 4,478 Oneok Inc. Common Stock 682680103 70 2,790 Olicom Common Stock K7514Y107 2 2,000 Olin Corp. Common Stock 680665205 100 5,037 Offshore Logistics Inc. Common Stock 676255102 548 58,415 Olsten Corp. Common Stock 681385100 4 350 Omnicom Group Inc. Common Stock 681919106 2,523 25,229 O Media Inc Common Stock 670878107 1 5,000 Omega Financial Corp. Common Stock 682092101 12 420 OM Group Inc. Common Stock 670872100 30 859 Owens & Minor Inc. New Common Stock 690732102 25 2,745 Open Market Incorporated Common Stock 68370M100 244 5,402 Omni Multimedia Group Inc. Common Stock 68211K107 0 100 Omnova Solutions Inc Common Stock 682129101 2 225 Omnipoint Corp. Common Stock 68212D102 176 1,455 Omtool Ltd. Common Stock 681974101 7 3,000 Officemax Inc. Common Stock 67622M108 243 44,188 Oncor, Inc. Common Stock 682311105 0 3,500 On Command Corp. Common Stock 682160106 61 3,304 WTS On Command Corp. Common Stock 682160122 0 17 Bank One Corp. Common Stock 06423A103 9,952 310,400 Onemain.Com Inc. Common Stock 68267P109 5 300 Online Entmt Inc Common Stock 682913207 8 1,350 On Technology Corp. Common Stock 68219P108 35 2,500 Onyx Software Corp. Common Stock 683402101 170 4,600 Oakley Inc. Common Stock 673662102 7 1,200 Ophthalmic Intl Resources LTD Common Stock 683740104 0 4,500 Old Point Financial Corp. Common Stock 680194107 51 2,600 Oppenheimer Inds Inc. Common Stock 683800106 0 2,500 Optelcom Inc. Common Stock 683818207 6 1,350 OPTI Inc. Common Stock 683960108 5 1,000 Optika Inc Common Stock 683973101 453 32,500 Netoptix Corp Common Stock 64116F103 7 100 Orbital Sciences Corp. Common Stock 685564106 95 5,100 Orbotech Limited Ord Common Stock M75253100 1,237 15,962 Oracle Systems Corp. Common Stock 68389X105 22,499 200,773 Organogenesis Inc. Common Stock 685906109 71 8,189 Old Republic International Corp. Common Stock 680223104 685 50,300 O Reilly Automotive Inc. Common Stock 686091109 19 900 Orange PLC ADR ADR 685211104 99 600 Oregon Steel Mills Inc. Common Stock 686079104 4 565 Overseas Shipholding Common Stock 690368105 132 8,900 Osmonics Inc Common Stock 688350107 51 5,500 Outback Steakhouse Inc. Common Stock 689899102 374 14,417 Osteotech Inc. Common Stock 688582105 18 1,350 O Sullivan Industries Holdings Common Stock 67104Q205 0 285 Royce Micro Cap Trust Inc. MutualFdEqClose 780915104 79 8,789 Hellenic Telecommun Org - ADR ADR 423325307 6 500 Open Text Corp. Common Stock 683715106 12 650 Oregon Trail Financial Corp. Common Stock 685932105 5 520 Octel Corp. Common Stock 675727101 15 1,490 Oshkosh Truck Corp. Class B Common Stock 688239201 29 975 Otter Tail Power Co Common Stock 689648103 39 1,031 One Valley Bancorp Inc. Common Stock 682419106 358 11,694 Overland Data Inc Common Stock 690213103 6 800 Owens Corning Common Stock 69073F103 141 7,310 Onewworld Systems Inc New Common Stock 682917307 0 130 Omega Worldwide Inc. Common Stock 68210B108 3 566 Oxford Health Plans Inc. Common Stock 691471106 70 5,500 Occidental Petroleum Corp. Common Stock 674599105 352 16,284 OYO Geospace Common Stock 671074102 19 1,900 Cyclopss Corp. Common Stock 232537209 2 10,000 Phillips Petroleum Co. Common Stock 718507106 1,429 30,410 Phillips 66 Capital I 8.24% Trust Orig PFD QTR 30/360 718550205 22 1,000 Ohio Power Co 7.375% Common Stock 677415762 21 1,000 Prime Group Realty Trust 9.0% PFD QTR 30/360 74158J202 33 2,200 Peptide Therapeutics Comp Common Stock G70036994 0 83 Oxy Capital Trust I 8.16% PFD PFD QTR 30/360 692070204 54 2,600 Phila Auth Indl Dev Pension PFD QTR 30/360 71781M206 42 2,000 Procurenet Inc Common Stock 742804107 0 1,625 Property Cap Tr Inc Common Stock 74343M102 0 8 Penelec Capital Trust 7.34% Preferred Stock 706871209 20 1,000 Provident Capital Trust II 8.75% PFD QTR 30/360 74386E207 226 11,300 Protherics Ord Common Stock G7274D108 1 2,326 Palmetto Bancshares Inc Common Stock 697062107 0 240 Progressive Savings & Loan LTD Common Stock 74337P103 0 2,925 Queenstown Bank of Maryland Common Stock 74831Y105 39 812 QMG Holdings Inc Common Stock 747257103 0 3,000 Pacific Telesis Finance TOPRS Preferred Stock 694887209 18 800 Pacific Telesis Finance II Preferred Stock 694889205 86 3,500 Pac-west Telecom Inc Common Stock 69371Y101 22 813 Pacific Gulf Properties Inc. Common Stock 694396102 16 800 Paging Network, Inc. Common Stock 695542100 25 30,845 Pairgain Technologies Inc. Common Stock 695934109 105 7,400 Universal Display Corp Common Stock 91347P105 20 1,200 Asia Pulp & Paper Co Ltd ADR ADR 04516V100 168 21,305 First Cash Inc Common Stock 31942D107 9 1,100 Paxson Communications Corp. Common Stock 704231109 24 2,000 Paychex Inc. Common Stock 704326107 602 15,044 Pan American Beverages Inc. Common Stock P74823108 33 1,615 People's Bank - Bridgeport, CT Common Stock 710198102 8 357 The Pepsi Bottling Group Inc. Common Stock 713409100 320 19,300 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Oakwood Homes Corp. x 0 44,752 0 Omega Healthcare Investors, Inc. x 0 52,305 0 Ocenaeering Inc. x 0 2,155 0 Triton Energy Limited x 0 7,445 0 Triton Energy Corporation x 0 27 0 Oji Paper Ltd New x 0 29 0 Old Kent Financial Corp. x 0 4,478 0 Oneok Inc. x 0 2,790 0 Olicom x 0 2,000 0 Olin Corp. x 0 5,037 0 Offshore Logistics Inc. x 0 58,415 0 Olsten Corp. x 0 350 0 Omnicom Group Inc. x 0 25,229 0 O Media Inc x 0 5,000 0 Omega Financial Corp. x 0 420 0 OM Group Inc. x 0 859 0 Owens & Minor Inc. New x 0 2,745 0 Open Market Incorporated x 0 5,402 0 Omni Multimedia Group Inc. x 0 100 0 Omnova Solutions Inc x 0 225 0 Omnipoint Corp. x 0 1,455 0 Omtool Ltd. x 0 3,000 0 Officemax Inc. x 0 44,188 0 Oncor, Inc. x 0 3,500 0 On Command Corp. x 0 3,304 0 WTS On Command Corp. x 0 17 0 Bank One Corp. x 0 310,400 0 Onemain.Com Inc. x 0 300 0 Online Entmt Inc x 0 1,350 0 On Technology Corp. x 0 2,500 0 Onyx Software Corp. x 0 4,600 0 Oakley Inc. x 0 1,200 0 Ophthalmic Intl Resources LTD x 0 4,500 0 Old Point Financial Corp. x 0 2,600 0 Oppenheimer Inds Inc. x 0 2,500 0 Optelcom Inc. x 0 1,350 0 OPTI Inc. x 0 1,000 0 Optika Inc x 0 32,500 0 Netoptix Corp x 0 100 0 Orbital Sciences Corp. x 0 5,100 0 Orbotech Limited Ord x 0 15,962 0 Oracle Systems Corp. x 0 200,773 0 Organogenesis Inc. x 0 8,189 0 Old Republic International Corp. x 0 50,300 0 O Reilly Automotive Inc. x 0 900 0 Orange PLC ADR x 0 600 0 Oregon Steel Mills Inc. x 0 565 0 Overseas Shipholding x 0 8,900 0 Osmonics Inc x 0 5,500 0 Outback Steakhouse Inc. x 0 14,417 0 Osteotech Inc. x 0 1,350 0 O Sullivan Industries Holdings x 0 285 0 Royce Micro Cap Trust Inc. x 0 8,789 0 Hellenic Telecommun Org - ADR x 0 500 0 Open Text Corp. x 0 650 0 Oregon Trail Financial Corp. x 0 520 0 Octel Corp. x 0 1,490 0 Oshkosh Truck Corp. Class B x 0 975 0 Otter Tail Power Co x 0 1,031 0 One Valley Bancorp Inc. x 0 11,694 0 Overland Data Inc x 0 800 0 Owens Corning x 0 7,310 0 Onewworld Systems Inc New x 0 130 0 Omega Worldwide Inc. x 0 566 0 Oxford Health Plans Inc. x 0 5,500 0 Occidental Petroleum Corp. x 0 16,284 0 OYO Geospace x 0 1,900 0 Cyclopss Corp. x 0 10,000 0 Phillips Petroleum Co. x 0 30,410 0 Phillips 66 Capital I 8.24% Trust Orig x 0 1,000 0 Ohio Power Co 7.375% x 0 1,000 0 Prime Group Realty Trust 9.0% x 0 2,200 0 Peptide Therapeutics Comp x 0 83 0 Oxy Capital Trust I 8.16% PFD x 0 2,600 0 Phila Auth Indl Dev Pension x 0 2,000 0 Procurenet Inc x 0 1,625 0 Property Cap Tr Inc x 0 8 0 Penelec Capital Trust 7.34% x 0 1,000 0 Provident Capital Trust II 8.75% x 0 11,300 0 Protherics Ord x 0 2,326 0 Palmetto Bancshares Inc x 0 240 0 Progressive Savings & Loan LTD x 0 2,925 0 Queenstown Bank of Maryland x 0 812 0 QMG Holdings Inc x 0 3,000 0 Pacific Telesis Finance TOPRS x 0 800 0 Pacific Telesis Finance II x 0 3,500 0 Pac-west Telecom Inc x 0 813 0 Pacific Gulf Properties Inc. x 0 800 0 Paging Network, Inc. x 0 30,845 0 Pairgain Technologies Inc. x 0 7,400 0 Universal Display Corp x 0 1,200 0 Asia Pulp & Paper Co Ltd ADR x 0 21,305 0 First Cash Inc x 0 1,100 0 Paxson Communications Corp. x 0 2,000 0 Paychex Inc. x 0 15,044 0 Pan American Beverages Inc. x 0 1,615 0 People's Bank - Bridgeport, CT x 0 357 0 The Pepsi Bottling Group Inc. x 0 19,300 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Pitney-Bowes, Inc. Common Stock 724479100 1,231 25,478 Patriot Bank Corporation PA Common Stock 70335P103 11 1,000 Provident Bankshares Corp. Common Stock 743859100 715 41,275 Precept Business Svcs Inc Common Stock 740165204 15 5,002 Prime Bancshares Inc. Common Stock 74157H108 120 5,000 Pep Boys - Manny, Moe & Jack Common Stock 713278109 351 38,452 Primacom AG-Sponsored ADR Foreign Stock 74154N108 60 1,825 Paccar Inc. Common Stock 693718108 55 1,240 PMC Commercial Trust Common Stock 693434102 3 295 PC Connection Inc. Common Stock 69318J100 30 875 Pacific Century Cyberworks Foreign Stock Y6801N100 96 41,100 P G & E Corp. Common Stock 69331C108 162 7,890 Pacific Gas & Elec PFD QTR 30/360 694308206 59 3,100 PG&E Capital I 7.90% Cum PFD Ser A PFD QTR 30/360 69331F200 123 5,520 Potlach Corp. Common Stock 737628107 241 5,410 Plum Creek Timber Co L P Common Stock 729251108 86 3,445 Priceline.Com Inc. Common Stock 741503106 488 10,305 Pimco Commercial Mortgage Common Stock 693388100 48 4,000 Physician Computer Network Common Stock 71940K109 0 1,000 Pacific Internet Limited Common Stock Y66183107 42 899 Pointe Comm Corp Common Stock 730749108 2 1,000 Pharmacopeia Inc. Common Stock 71713B104 514 22,715 Precision Castparts Corp. Common Stock 740189105 125 4,750 Pacificorp PFD QTR 30/360 695114629 5 200 Sprint Corp. (PCS Group) Common Stock 852061506 2,201 21,476 Payless Cashways Inc Common Stock 704378405 116 69,000 Picturetel Corp. Com New Common Stock 720035302 0 100 Perceptronics Inc Common Stock 713611101 0 200 Party City Corporation Common Stock 702145103 1 1,050 Petro-Canada Common Stock 71644E102 7 500 Phelps Dodge Common Stock 717265102 427 6,368 Patterson Dental Co Common Stock 703412106 74 1,737 Pride International Inc. Common Stock 741932107 12 845 Placer Dome Inc. Common Stock 725906101 9 800 Placer Dome Inc 8.625% Ser A Cum Coprs PFD QTR 30/360 725906200 9 500 Putnam Dividend Income Fd Common Stock 746706100 3 350 Protein Design Labs Inc. Common Stock 74369L103 1,316 18,800 Princeton Dental Mgmt Corp Common Stock 741872204 0 40 John Hancock Patriot Premium Common Stock 41013T105 6 652 Pediatrix Medical Group Inc Common Stock 705324101 28 4,000 Paradyne Networks Inc Common Stock 69911G107 73 2,675 Peco Energy Co Common Stock 693304107 464 13,351 PECO Energy Co $3.80 Pfd Preferred Stock 693304206 5 100 PECO Energy Co $4.30 Pfd Preferred Stock 693304305 6 100 Peco Energy Cap Tr Ii PFD P12 30/360 69331A201 48 2,000 Peaksoft Multinet Corp Common Stock 704916204 0 125 PE Corp PE Biosystems Group Common Stock 69332S102 1,531 12,726 Peoples Bancorp Inc Common Stock 709789101 12 560 Petroleo Brasileiro SA - Sponsored ADR ADR 71654V101 6,307 245,901 Photoelectron Corp Common Stock 719320103 8 3,000 Great Pee Dee Bancorp Inc. Common Stock 39115R100 4 300 Peekskill Financial Corp. Common Stock 705385102 8 590 Public Service Enterprise Group Common Stock 744573106 822 23,609 Public Service Electric & Gas PFD QTR 30/360 744567728 9 400 Enterprise Capital Tr I-7.44% Cum Trus PFD QTR 30/360 293701207 75 4,060 PSE&G Capt Trust II 8.125% Pfd Ser B PFD QTR 30/360 69361T203 31 1,400 PSE&G Capt Trust I 8.625% Cum PFD QTR 30/360 693941205 34 1,440 Public Svc Elec & Gas L P PFD P12 30/360 744569302 43 2,000 Pegasystems Inc Common Stock 705573103 34 3,000 Pegasus Systems Inc Common Stock 705906105 68 1,133 Pennsylvania Real Estate Tr SBI Common Stock 709102107 227 15,554 Penn National Gaming Inc. Common Stock 707569109 4 400 Petroleum & Resources Corp. Common Stock 716549100 40 1,250 PepsiCo, Inc. Common Stock 713448108 16,483 467,603 Piezo Elec Prods Inc Foreign Stock 720888304 0 40 Peco Energy Co $4.40 Pfd PFD QTR 30/360 693304404 34 600 Perot Systems Corp. Cl A Common Stock 714265105 178 9,350 Perle Sys Ltd Foreign Stock 714152105 4 500 Petco Animal Supplies Inc Common Stock 716016100 190 12,800 Petsmart, Inc. Common Stock 716768106 539 93,733 Peugeot SA Spon ADR ADR 716825500 5 80 Pro-Fac Cooperative Pfd A Preferred Stock 74265P208 10 525 Preferred Income Fd Inc Common Stock 74037G106 4 337 Pfizer Inc. Common Stock 717081103 21,528 663,669 Park Bancorp Inc Common Stock 700164106 1 80 PFF Bancorp Inc. Common Stock 69331W104 30 1,540 PennCorp Financial Group Inc. Common Stock 708094107 1 3,356 Performance Food Group Co Common Stock 713755106 269 11,050 Provident Financial GRP Common Stock 743866105 43 1,208 Penseco Financial Services Corp Common Stock 709570105 1 40 Preferred Networks Inc. Common Stock 739905107 0 500 Preferred Income Opportunity Common Stock 74037H104 221 21,213 Premier Farnell PLC Sponsored ADR ADR 74050U107 2 126 Premier Farnell PLC Sponsored ADR Foreign Stock 74050U206 2 102 Procter & Gamble Co. Common Stock 742718109 33,552 306,237 Portland Genl Elec 8.25% PFD QTR 30/360 736508854 11 500 Pacific Gateway Exchange Inc. Common Stock 694327107 7 400 Portugal Fund Inc. MutualFdEqClose 737265108 85 6,500 Polymer Group Inc Common Stock 731745105 219 12,006 Peoples Energy Corp. Common Stock 711030106 26 778 Putnam Investment Grade Common Stock 746805100 39 3,500 Stillwater Mining Co Common Stock 86074Q102 32 1,000 Progenics Pharmaceutals Inc. Common Stock 743187106 24 500 Petroleum Geo Services A/S SPONS ADR ADR 716597109 58 3,250 Pgs Trust I PFD 30/360 P1 69335C104 63 2,715 Progressive Corp. Common Stock 743315103 33 450 Public Service Co of North Common Stock 744516105 272 8,433 Pegasus Communications Corp. - Cl A Common Stock 705904100 93 950 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Pitney-Bowes, Inc. x 0 25,478 0 Patriot Bank Corporation PA x 0 1,000 0 Provident Bankshares Corp. x 0 41,275 0 Precept Business Svcs Inc x 0 5,002 0 Prime Bancshares Inc. x 0 5,000 0 Pep Boys - Manny, Moe & Jack x 0 38,452 0 Primacom AG-Sponsored ADR x 0 1,825 0 Paccar Inc. x 0 1,240 0 PMC Commercial Trust x 0 295 0 PC Connection Inc. x 0 875 0 Pacific Century Cyberworks x 0 41,100 0 P G & E Corp. x 0 7,890 0 Pacific Gas & Elec x 0 3,100 0 PG&E Capital I 7.90% Cum PFD Ser A x 0 5,520 0 Potlach Corp. x 0 5,410 0 Plum Creek Timber Co L P x 0 3,445 0 Priceline.Com Inc. x 0 10,305 0 Pimco Commercial Mortgage x 0 4,000 0 Physician Computer Network x 0 1,000 0 Pacific Internet Limited x 0 899 0 Pointe Comm Corp x 0 1,000 0 Pharmacopeia Inc. x 0 22,715 0 Precision Castparts Corp. x 0 4,750 0 Pacificorp x 0 200 0 Sprint Corp. (PCS Group) x 0 21,476 0 Payless Cashways Inc x 0 69,000 0 Picturetel Corp. Com New x 0 100 0 Perceptronics Inc x 0 200 0 Party City Corporation x 0 1,050 0 Petro-Canada x 0 500 0 Phelps Dodge x 0 6,368 0 Patterson Dental Co x 0 1,737 0 Pride International Inc. x 0 845 0 Placer Dome Inc. x 0 800 0 Placer Dome Inc 8.625% Ser A Cum Coprs x 0 500 0 Putnam Dividend Income Fd x 0 350 0 Protein Design Labs Inc. x 0 18,800 0 Princeton Dental Mgmt Corp x 0 40 0 John Hancock Patriot Premium x 0 652 0 Pediatrix Medical Group Inc x 0 4,000 0 Paradyne Networks Inc x 0 2,675 0 Peco Energy Co x 0 13,351 0 PECO Energy Co $3.80 Pfd x 0 100 0 PECO Energy Co $4.30 Pfd x 0 100 0 Peco Energy Cap Tr Ii x 0 2,000 0 Peaksoft Multinet Corp x 0 125 0 PE Corp PE Biosystems Group x 0 12,726 0 Peoples Bancorp Inc x 0 560 0 Petroleo Brasileiro SA - Sponsored ADR x 0 245,901 0 Photoelectron Corp x 0 3,000 0 Great Pee Dee Bancorp Inc. x 0 300 0 Peekskill Financial Corp. x 0 590 0 Public Service Enterprise Group x 0 23,609 0 Public Service Electric & Gas x 0 400 0 Enterprise Capital Tr I-7.44% Cum Trus x 0 4,060 0 PSE&G Capt Trust II 8.125% Pfd Ser B x 0 1,400 0 PSE&G Capt Trust I 8.625% Cum x 0 1,440 0 Public Svc Elec & Gas L P x 0 2,000 0 Pegasystems Inc x 0 3,000 0 Pegasus Systems Inc x 0 1,133 0 Pennsylvania Real Estate Tr SBI x 0 15,554 0 Penn National Gaming Inc. x 0 400 0 Petroleum & Resources Corp. x 0 1,250 0 PepsiCo, Inc. x 0 467,603 0 Piezo Elec Prods Inc x 0 40 0 Peco Energy Co $4.40 Pfd x 0 600 0 Perot Systems Corp. Cl A x 0 9,350 0 Perle Sys Ltd x 0 500 0 Petco Animal Supplies Inc x 0 12,800 0 Petsmart, Inc. x 0 93,733 0 Peugeot SA Spon ADR x 0 80 0 Pro-Fac Cooperative Pfd A x 0 525 0 Preferred Income Fd Inc x 0 337 0 Pfizer Inc. x 0 663,669 0 Park Bancorp Inc x 0 80 0 PFF Bancorp Inc. x 0 1,540 0 PennCorp Financial Group Inc. x 0 3,356 0 Performance Food Group Co x 0 11,050 0 Provident Financial GRP x 0 1,208 0 Penseco Financial Services Corp x 0 40 0 Preferred Networks Inc. x 0 500 0 Preferred Income Opportunity x 0 21,213 0 Premier Farnell PLC Sponsored ADR x 0 126 0 Premier Farnell PLC Sponsored ADR x 0 102 0 Procter & Gamble Co. x 0 306,237 0 Portland Genl Elec 8.25% x 0 500 0 Pacific Gateway Exchange Inc. x 0 400 0 Portugal Fund Inc. x 0 6,500 0 Polymer Group Inc x 0 12,006 0 Peoples Energy Corp. x 0 778 0 Putnam Investment Grade x 0 3,500 0 Stillwater Mining Co x 0 1,000 0 Progenics Pharmaceutals Inc. x 0 500 0 Petroleum Geo Services A/S SPONS ADR x 0 3,250 0 Pgs Trust I x 0 2,715 0 Progressive Corp. x 0 450 0 Public Service Co of North x 0 8,433 0 Pegasus Communications Corp. - Cl A x 0 950 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Pegasus Gold, Inc. Common Stock 70556K106 0 500 Parker Hannifin Corp. Common Stock 701094104 1,067 20,801 Peoples Heritage Financial Group Inc. Common Stock 711147108 917 60,869 Priority Healthcare Corp- B Common Stock 74264T102 7 232 Priority Healthare Corp. Common Stock 74264T201 2 84 Phone Com Inc Common Stock 71920Q100 1,608 13,872 Pittsburgh Home Financial Cr Common Stock 725149108 12 1,000 Koninklijke Philips Electronics NV ADR ADR 500472204 20,271 150,155 Planet Hollywood International, Inc. Common Stock 727025108 0 1,490 Pulte Corp. Common Stock 745867101 14 600 PHP Healthcare Corp. Common Stock 693344103 0 1,000 Managed High Yield Fund Common Stock 56166E101 14 1,334 Photon Dynamics Inc Common Stock 719364101 8 205 Philip Services Corp. Common Stock 71819M103 10 86,609 Phoenix Information Sys Corp Common Stock 719077109 0 1,000 Phycor Inc. Common Stock 71940F100 16 8,525 Piccadilly Cafeterias Inc. Common Stock 719567109 6 1,539 Insured Municipal Income Fund Common Stock 45809F104 175 15,165 Polaris Industries Inc. Common Stock 731068102 631 17,405 Water Pik Technologies Inc Common Stock 94113U100 1 94 Proxymed Pharmacy Inc Common Stock 744290107 24 2,500 Pilot Network Services Inc Common Stock 721596104 49 2,050 Putnam Master Intermediate Common Stock 746909100 487 81,968 AMF Bowling Inc. Common Stock 03113V109 16 5,000 ***Pioneer Corporation ADS ADR 723646105 33 1,200 Pioneer Group Inc. Common Stock 723684106 16 1,000 Pioneer Standard Common Stock 723877106 95 6,600 Pier 1 Imports Inc. Common Stock 720279108 45 7,030 Pirelli SPA - Unsponsored ADR ADR 724258207 15 5,400 PIXAR Inc. Common Stock 725811103 50 1,400 Central Parking Corporation Common Stock 154785109 267 13,960 Parker Drilling Co Common Stock 701081101 8 2,500 Pilkington Plc-Ord 50p Foreign Stock G70956118 10 7,250 Perkinelmer Inc Common Stock 714046109 10 250 Park Meridian Bk Charlotte Inc Common Stock 700579105 21 1,600 Premier Parks Inc Common Stock 740540208 28 976 Packeteer Inc Common Stock 695210104 92 1,300 Pohang Iron & Steel Co, Ltd ADS ADR 730450103 105 2,994 Protective Life Corp. Common Stock 743674103 71 2,225 Playboy Enterprise Inc. Common Stock 728117300 5 200 Open Plan Systems Inc. Common Stock 683709109 22 11,100 Players International Incorporated Common Stock 727903106 16 2,000 PLC Systems Inc. Common Stock 69341D104 8 4,000 Children's Place Retail Stores Inc. Common Stock 168905107 66 4,000 Polycom Inc Common Stock 73172K104 200 3,140 Prologis Trust Common Stock 743410102 294 15,287 Prologis Trust Pfd Sh Ben Int Ser A PFD QTR 30/360 743410201 39 1,950 Prologis Trust PFD Conv PFD QTR 30/360 743410300 4 160 Prologis Tr PFD QTR 30/360 743410508 7 400 Prologis Trust PFD SH BEN INT SER E PFD QTR 30/360 743410607 42 2,200 Paladyne Corp Common Stock 696070101 10 4,000 Pinnacle Bancshares Inc Common Stock 722903101 2 200 Pulaski Furniture Corp Common Stock 745553107 16 1,000 Presidential Life Corp NY Common Stock 740884101 18 1,000 Pall Corp. Common Stock 696429307 1,246 57,794 Parallel Petroleum Corp Common Stock 699157103 8 5,000 Phosphate Resource Partners LP LTD Part P4 719217101 21 2,100 Premier Laser System Inc CL A Common Stock 740522107 4 2,500 Plantronics Inc Common Stock 727493108 29 400 Plug Power Inc Common Stock 72919P103 28 1,000 EPLUS Inc Common Stock 294268107 223 6,200 Pliva D.D.- GDR Reg S ADR 72917Q202 1 72 Polymedica Industries Common Stock 731738100 89 3,860 Piedmont Bank-Statesville N.C. Common Stock 720122100 19 1,155 PMC Capital Inc. Common Stock 693430100 5 600 PMC-Sierra Inc Common Stock 69344F106 1,471 9,177 Penton Media Inc. Common Stock 709668107 174 7,245 Putnam Investment Grade Common Stock 746806108 28 2,704 Putnam Tax-Free Health Care Common Stock 746920107 45 4,050 Prime Bank-Orange Conn Common Stock 741915102 29 5,000 PMI Group Inc. Common Stock 69344M101 94 1,930 Primark Corp. Common Stock 741903108 5 165 Pml Inc Common Stock 693448102 0 125 Putnam Municipal Opportunities Common Stock 746922103 18 1,670 Phar-Mor Inc Common Stock 717113203 87 31,514 Policy Management Systems Common Stock 731108106 845 33,065 Parametric Technology Corp. Common Stock 699173100 150 5,553 Palomar Med Technologies Inc Com New Common Stock 697529303 0 285 P N C Bank Corp. Common Stock 693475105 7,733 173,774 PNC Bank Corp Preferred Stock 693475501 26 334 Pinnacle Micro Inc Common Stock 723469102 0 8,000 Ponder Industries Inc Common Stock 732378203 0 400 Pennaco Energy Inc Common Stock 708046107 184 23,000 Pro Net Link Corp Common Stock 74266F100 50 24,700 Public Service Co Of New Mexico Common Stock 744499104 2 100 Pentair Inc. Common Stock 709631105 79 2,060 Pharmacia & UpJohn Inc. Common Stock 716941109 5,301 117,806 Pinnacle West Cap Corp Common Stock 723484101 118 3,867 Path 1 Network Tech Common Stock 703186106 11 1,000 Piedmont Natural Gas Co Common Stock 720186105 304 10,049 Patina Oil & Gas Corp Common Stock 703224105 220 25,500 Patriot Bank Fredricksburg Va Common Stock 702916107 5 154 Planet Polymer Technologies Common Stock 727044109 9 3,200 Potomac Electric Power Co Common Stock 737679100 808 35,207 Potomac Elec Pwr Co Tr I PFD QTR 30/360 73767N208 15 700 SCP Pool Corp Common Stock 784028102 55 2,120 Pope & Talbot Inc. Common Stock 732827100 15 910 Catalina Marketing Corp. Common Stock 148867104 226 1,955 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Pegasus Gold, Inc. x 0 500 0 Parker Hannifin Corp. x 0 20,801 0 Peoples Heritage Financial Group Inc. x 0 60,869 0 Priority Healthcare Corp- B x 0 232 0 Priority Healthare Corp. x 0 84 0 Phone Com Inc x 0 13,872 0 Pittsburgh Home Financial Cr x 0 1,000 0 Koninklijke Philips Electronics NV ADR x 0 150,155 0 Planet Hollywood International, Inc. x 0 1,490 0 Pulte Corp. x 0 600 0 PHP Healthcare Corp. x 0 1,000 0 Managed High Yield Fund x 0 1,334 0 Photon Dynamics Inc x 0 205 0 Philip Services Corp. x 0 86,609 0 Phoenix Information Sys Corp x 0 1,000 0 Phycor Inc. x 0 8,525 0 Piccadilly Cafeterias Inc. x 0 1,539 0 Insured Municipal Income Fund x 0 15,165 0 Polaris Industries Inc. x 0 17,405 0 Water Pik Technologies Inc x 0 94 0 Proxymed Pharmacy Inc x 0 2,500 0 Pilot Network Services Inc x 0 2,050 0 Putnam Master Intermediate x 0 81,968 0 AMF Bowling Inc. x 0 5,000 0 ***Pioneer Corporation ADS x 0 1,200 0 Pioneer Group Inc. x 0 1,000 0 Pioneer Standard x 0 6,600 0 Pier 1 Imports Inc. x 0 7,030 0 Pirelli SPA - Unsponsored ADR x 0 5,400 0 PIXAR Inc. x 0 1,400 0 Central Parking Corporation x 0 13,960 0 Parker Drilling Co x 0 2,500 0 Pilkington Plc-Ord 50p x 0 7,250 0 Perkinelmer Inc x 0 250 0 Park Meridian Bk Charlotte Inc x 0 1,600 0 Premier Parks Inc x 0 976 0 Packeteer Inc x 0 1,300 0 Pohang Iron & Steel Co, Ltd ADS x 0 2,994 0 Protective Life Corp. x 0 2,225 0 Playboy Enterprise Inc. x 0 200 0 Open Plan Systems Inc. x 0 11,100 0 Players International Incorporated x 0 2,000 0 PLC Systems Inc. x 0 4,000 0 Children's Place Retail Stores Inc. x 0 4,000 0 Polycom Inc x 0 3,140 0 Prologis Trust x 0 15,287 0 Prologis Trust Pfd Sh Ben Int Ser A x 0 1,950 0 Prologis Trust PFD Conv x 0 160 0 Prologis Tr x 0 400 0 Prologis Trust PFD SH BEN INT SER E x 0 2,200 0 Paladyne Corp x 0 4,000 0 Pinnacle Bancshares Inc x 0 200 0 Pulaski Furniture Corp x 0 1,000 0 Presidential Life Corp NY x 0 1,000 0 Pall Corp. x 0 57,794 0 Parallel Petroleum Corp x 0 5,000 0 Phosphate Resource Partners LP x 0 2,100 0 Premier Laser System Inc CL A x 0 2,500 0 Plantronics Inc x 0 400 0 Plug Power Inc x 0 1,000 0 EPLUS Inc x 0 6,200 0 Pliva D.D.- GDR Reg S x 0 72 0 Polymedica Industries x 0 3,860 0 Piedmont Bank-Statesville N.C. x 0 1,155 0 PMC Capital Inc. x 0 600 0 PMC-Sierra Inc x 0 9,177 0 Penton Media Inc. x 0 7,245 0 Putnam Investment Grade x 0 2,704 0 Putnam Tax-Free Health Care x 0 4,050 0 Prime Bank-Orange Conn x 0 5,000 0 PMI Group Inc. x 0 1,930 0 Primark Corp. x 0 165 0 Pml Inc x 0 125 0 Putnam Municipal Opportunities x 0 1,670 0 Phar-Mor Inc x 0 31,514 0 Policy Management Systems x 0 33,065 0 Parametric Technology Corp. x 0 5,553 0 Palomar Med Technologies Inc Com New x 0 285 0 P N C Bank Corp. x 0 173,774 0 PNC Bank Corp x 0 334 0 Pinnacle Micro Inc x 0 8,000 0 Ponder Industries Inc x 0 400 0 Pennaco Energy Inc x 0 23,000 0 Pro Net Link Corp x 0 24,700 0 Public Service Co Of New Mexico x 0 100 0 Pentair Inc. x 0 2,060 0 Pharmacia & UpJohn Inc. x 0 117,806 0 Pinnacle West Cap Corp x 0 3,867 0 Path 1 Network Tech x 0 1,000 0 Piedmont Natural Gas Co x 0 10,049 0 Patina Oil & Gas Corp x 0 25,500 0 Patriot Bank Fredricksburg Va x 0 154 0 Planet Polymer Technologies x 0 3,200 0 Potomac Electric Power Co x 0 35,207 0 Potomac Elec Pwr Co Tr I x 0 700 0 SCP Pool Corp x 0 2,120 0 Pope & Talbot Inc. x 0 910 0 Catalina Marketing Corp. x 0 1,955 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Pop Shoppes Intl Inc. Common Stock 732818109 0 1,000 Point of Sale Ltd Common Stock M7945W108 15 1,000 Potash Corp. of Saskatchewan Foreign Stock 73755L107 111 2,307 Printonthenet.com Inc Common Stock 74257M106 0 6 Provant Inc Common Stock 743724106 8 300 Power Integrations Inc. Common Stock 739276103 168 3,500 Powell Industries Inc Common Stock 739128106 3 500 Prentiss Properties Trust Common Stock 740706106 5 225 Pinnacle Bankshares Corp. Common Stock 72345E102 28 822 Pressure Piping Components, Inc. Common Stock 741114102 0 100 Pre Paid Legal Services Inc. Common Stock 740065107 60 2,500 Pharmaceutical Product Development Common Stock 717124101 4 300 Park Place Entertainment Corp. Common Stock 700690100 935 74,826 John Hancock Patriot Preferred Common Stock 41013J107 184 18,600 PPG Industries, Inc. Common Stock 693506107 2,590 41,392 P P & L Resources, Inc. Common Stock 693499105 533 23,279 PP&L Inc Preferred Ser B 4.50% PFD QTR 30/360 69349X409 37 575 PP&L Capt Trust 8.2% Trust Preferred Stock 693497208 75 3,425 PP&L Capital Trust II 8.1% TOPRS Due PFD QTR 30/360 693498206 18 800 Pogo Producing Common Stock 730448107 2 100 Pilgrim America Prime Rate Tr Common Stock 72146W103 129 16,175 Purchasepro Com Common Stock 746144104 21 150 Post Properties Inc. Common Stock 737464107 80 2,101 Pacificorp Capt I 8.25% Cum PFD QTR 30/360 695115204 49 2,200 Pacificorp Capital II-7.70% Tr Pfd PFD QTR 30/360 69511N205 104 5,000 Pennsylvania Power Co. 4.24% Pfd PFD QTR 30/360 709068100 16 300 Petroquest Energy Inc. Common Stock 716748108 32 20,000 Price Communications Corp. Common Stock 741437305 270 9,725 Prestige Bancorp Inc. Common Stock 741115109 33 3,018 Probusiness Services Inc Common Stock 742674104 72 2,000 Polaroid Corp. Common Stock 731095105 114 6,035 Partnerre LTD Common Stock G6852T105 40 1,221 Partnerre LTD 8.00% Cum PFD Ser A PFD QTR 30/360 G6852T113 31 1,400 Price Enterprises Inc Common Stock 741444202 0 1 Price Enterprises Inc PFD QTR 30/360 741444301 7 500 Pennrock Financial Services Corp. Common Stock 708352109 3 200 Peregrine Systems Inc Common Stock 71366Q101 132 1,595 Progress Software Corp Common Stock 743312100 88 1,555 Profit Recovery Group International In Common Stock 743168106 36 1,350 Prodigy Communications Corp. Common Stock 74283P107 166 8,575 Province Healthcare Co. Common Stock 743977100 8 400 PRI Automation Inc. Common Stock 69357H106 47 700 Primedia Inc Common Stock 74157K101 45 2,750 Primex Technologies Inc Common Stock 741597108 2 80 Primedia Inc PFD QTR 30/360 74157K606 3 30 Provident Financial Holdings Common Stock 743868101 12 700 Pioneer Railcorp Common Stock 723839106 1 1,000 Portal Software Inc Common Stock 736126103 210 2,045 Presstek Inc. Common Stock 741113104 4 300 Prime Retail Inc Common Stock 741570105 222 39,378 Prime Retail Inc. 8.50% Ser B PFD Conv PreferdStk Conv 741570303 329 27,820 Profile Technologies Common Stock 743164105 12 1,700 Primus Telecommunications Group Inc. Common Stock 741929103 482 12,603 Quebecor Printing Inc Common Stock 747922102 627 28,191 Pittway Corp. Class A Common Stock 725790208 167 3,730 Public Storage Inc. Common Stock 74460D109 273 12,046 Public Storage Inc. 10% Ser A Preferred Stock 74460D208 17 700 Public Storage Inc PFD QTR 30/360 74460D307 2 100 Public Storage Inc. 10% Ser E Preferred Stock 74460D703 45 1,800 Public Storage Inc. 8.875% Preferred Stock 74460D885 107 5,100 Public Storage Inc. 8.45% Preferred Stock 74460D869 39 1,900 Public Storage Inc PFD QTR 30/360 74460D760 9 475 PSB Bancorp Inc Common Stock 693604100 2 436 Philadelphia Suburban Common Stock 718009608 412 19,934 PSC Inc. Common Stock 69361E107 107 14,575 Puget Sound Power & Light Common Stock 745332106 67 3,455 Project Software & Dev Inc Common Stock 74339P101 6 100 Pericom Semiconductor Corp. Common Stock 713831105 11 400 PeopleSoft Inc. Common Stock 712713106 868 40,731 PS Group Holdings Inc. Common Stock 693622102 7 600 Porta Systems Incorporated Common Stock 735647307 1 941 Porta Systems Corp. Common Stock 735647307 3 859 Psion Plc Common Stock G72928107 48 1,100 PSINet Inc. Common Stock 74437C101 5,500 89,066 Psinet Inc Convertible Pfd Preferred Stock 74437C309 236 4,050 Penn Star Oil Corp. Common Stock 707630109 0 17 PSCO Cap Tr I-7.6% GTD PFD PFD QTR 30/360 69360R208 42 2,000 Primesource Corp. Common Stock 741593107 15 3,070 Payless Shoesource Inc. Common Stock 704379106 18 374 Physician Sales & Service Inc. Common Stock 69366A100 20 2,145 Pso Cap I PFD QTR 30/360 693639205 15 700 Per Se Technologies Inc Com New Common Stock 713569309 53 6,363 Petrie Stores Liquidation Common Stock 716437108 0 100 Pacific Sunwear of California Common Stock 694873100 5 165 Portugal Telecom S A ADR ADR 737273102 115 10,550 Premiere Technologies Inc. Common Stock 74058F102 114 16,350 Powertel Inc Common Stock 73936C109 692 6,895 Patterson Energy Inc. Common Stock 703414102 20 1,500 Plasma-Therm Inc. Common Stock 727900102 221 18,000 Putnam Managed High Yield Common Stock 746819101 115 11,550 Printronix Inc Common Stock 742578107 10 450 Pactiv Corp Common Stock 695257105 263 24,740 Preview Travel Inc. Common Stock 74137R101 16 300 Puma Technology Inc Common Stock 745887109 25 190 Public Service New Hampshire Preferred Stock 744482837 8 305 Penn Virginia Corp. Common Stock 707882106 308 18,415 Princeton Video Image Inc. Common Stock 742476104 12 1,500 Provalis Plc ADR 74372Q107 0 200 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Pop Shoppes Intl Inc. x 0 1,000 0 Point of Sale Ltd x 0 1,000 0 Potash Corp. of Saskatchewan x 0 2,307 0 Printonthenet.com Inc x 0 6 0 Provant Inc x 0 300 0 Power Integrations Inc. x 0 3,500 0 Powell Industries Inc x 0 500 0 Prentiss Properties Trust x 0 225 0 Pinnacle Bankshares Corp. x 0 822 0 Pressure Piping Components, Inc. x 0 100 0 Pre Paid Legal Services Inc. x 0 2,500 0 Pharmaceutical Product Development x 0 300 0 Park Place Entertainment Corp. x 0 74,826 0 John Hancock Patriot Preferred x 0 18,600 0 PPG Industries, Inc. x 0 41,392 0 P P & L Resources, Inc. x 0 23,279 0 PP&L Inc Preferred Ser B 4.50% x 0 575 0 PP&L Capt Trust 8.2% Trust x 0 3,425 0 PP&L Capital Trust II 8.1% TOPRS Due x 0 800 0 Pogo Producing x 0 100 0 Pilgrim America Prime Rate Tr x 0 16,175 0 Purchasepro Com x 0 150 0 Post Properties Inc. x 0 2,101 0 Pacificorp Capt I 8.25% Cum x 0 2,200 0 Pacificorp Capital II-7.70% Tr Pfd x 0 5,000 0 Pennsylvania Power Co. 4.24% Pfd x 0 300 0 Petroquest Energy Inc. x 0 20,000 0 Price Communications Corp. x 0 9,725 0 Prestige Bancorp Inc. x 0 3,018 0 Probusiness Services Inc x 0 2,000 0 Polaroid Corp. x 0 6,035 0 Partnerre LTD x 0 1,221 0 Partnerre LTD 8.00% Cum PFD Ser A x 0 1,400 0 Price Enterprises Inc x 0 1 0 Price Enterprises Inc x 0 500 0 Pennrock Financial Services Corp. x 0 200 0 Peregrine Systems Inc x 0 1,595 0 Progress Software Corp x 0 1,555 0 Profit Recovery Group International In x 0 1,350 0 Prodigy Communications Corp. x 0 8,575 0 Province Healthcare Co. x 0 400 0 PRI Automation Inc. x 0 700 0 Primedia Inc x 0 2,750 0 Primex Technologies Inc x 0 80 0 Primedia Inc x 0 30 0 Provident Financial Holdings x 0 700 0 Pioneer Railcorp x 0 1,000 0 Portal Software Inc x 0 2,045 0 Presstek Inc. x 0 300 0 Prime Retail Inc x 0 39,378 0 Prime Retail Inc. 8.50% Ser B PFD Conv x 0 27,820 0 Profile Technologies x 0 1,700 0 Primus Telecommunications Group Inc. x 0 12,603 0 Quebecor Printing Inc x 0 28,191 0 Pittway Corp. Class A x 0 3,730 0 Public Storage Inc. x 0 12,046 0 Public Storage Inc. 10% Ser A x 0 700 0 Public Storage Inc x 0 100 0 Public Storage Inc. 10% Ser E x 0 1,800 0 Public Storage Inc. 8.875% x 0 5,100 0 Public Storage Inc. 8.45% x 0 1,900 0 Public Storage Inc x 0 475 0 PSB Bancorp Inc x 0 436 0 Philadelphia Suburban x 0 19,934 0 PSC Inc. x 0 14,575 0 Puget Sound Power & Light x 0 3,455 0 Project Software & Dev Inc x 0 100 0 Pericom Semiconductor Corp. x 0 400 0 PeopleSoft Inc. x 0 40,731 0 PS Group Holdings Inc. x 0 600 0 Porta Systems Incorporated x 0 941 0 Porta Systems Corp. x 0 859 0 Psion Plc x 0 1,100 0 PSINet Inc. x 0 89,066 0 Psinet Inc Convertible Pfd x 0 4,050 0 Penn Star Oil Corp. x 0 17 0 PSCO Cap Tr I-7.6% GTD PFD x 0 2,000 0 Primesource Corp. x 0 3,070 0 Payless Shoesource Inc. x 0 374 0 Physician Sales & Service Inc. x 0 2,145 0 Pso Cap I x 0 700 0 Per Se Technologies Inc Com New x 0 6,363 0 Petrie Stores Liquidation x 0 100 0 Pacific Sunwear of California x 0 165 0 Portugal Telecom S A ADR x 0 10,550 0 Premiere Technologies Inc. x 0 16,350 0 Powertel Inc x 0 6,895 0 Patterson Energy Inc. x 0 1,500 0 Plasma-Therm Inc. x 0 18,000 0 Putnam Managed High Yield x 0 11,550 0 Printronix Inc x 0 450 0 Pactiv Corp x 0 24,740 0 Preview Travel Inc. x 0 300 0 Puma Technology Inc x 0 190 0 Public Service New Hampshire x 0 305 0 Penn Virginia Corp. x 0 18,415 0 Princeton Video Image Inc. x 0 1,500 0 Provalis Plc x 0 200 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Providian Financial Corp. Common Stock 74406A102 1,107 12,158 Parkvale Financial Corp. Common Stock 701492100 357 22,235 Pervasive Software Inc Common Stock 715710109 17 1,000 Pivotal Corp Common Stock 72581R106 4 100 Providence Energy Corp Common Stock 743743106 172 4,640 Powerwave Technologies Inc. Common Stock 739363109 349 5,975 Presidential Airways Common Stock 740861109 1 5,200 Pacific Wildcat Res Corp Foreign Stock 694927104 0 1,400 PWG Capital Trust II 8.08% Pfd Preferred Stock 69366F208 100 4,600 Powergen PLC-Sponsored ADR Final ADR 738905405 1,145 36,195 Paine Webber Group Inc. Common Stock 695629105 715 18,412 PWG Capital Trust I Cum Trust PFDMthly 30/360 69366E201 109 4,900 Cash America International, Inc. Common Stock 14754D100 431 44,200 Quanta Svcs Inc Common Stock 74762E102 497 17,600 Power Technology Inc Common Stock 73931C104 2 5,000 Praxair Inc. Common Stock 74005P104 276 5,483 Proxicom Inc Common Stock 744282104 75 600 Pioneer Natural Resources Co Common Stock 723787107 10 1,100 Pechiney - Sponsered ADR ADR 705151207 298 8,218 Putnam High Yield Muni Trust Common Stock 746781103 86 12,130 Playtex Products Inc. Common Stock 72813P100 1,007 65,473 Pittston Brink's Group Common Stock 725701106 40 1,821 Pennzoil-Quaker State Co. Common Stock 709323109 219 21,500 Pittston Minerals Group Common Stock 725701205 1 324 Prison Realty Corp Common Stock 74264N105 400 78,980 Prison Realty Corp 8% Cum PFD Sr A PFD QTR 30/360 74264N204 156 11,900 Pittston Burlington Group Common Stock 725701882 158 14,830 Qwest Communications International, In Common Stock 749121109 8,977 208,756 Angeles Income Properties LTD LTD Part P0 03464D302 0 10 Berwick Manufacturing Inc. Common Stock 08615N109 0 400 Clairborne Bank & Trust Common Stock 8S03003 0 2,300 Qualcomm Finl Tr I PFD QTR 30/360 74752R402 172 175 Qualcomm Inc. Common Stock 747525103 13,467 76,410 Carolina Investment Partners LTD Part P0 144011103 0 18 Quidel Corp Common Stock 74838J101 107 15,500 UDS Captl I (Ultramar Diamond PFD QTR 30/360 902655208 17 884 Banca Quadrum SA ADR ADR 05944R108 8 9,700 Quadrax Corp. New Common Stock 746905405 0 600 Dean Witter Realty Yield PLS II LTD LTD Part P0 24241L201 0 20 Quest Education Corporation Common Stock 74835F102 139 15,900 Environmental Digital Svcs Inc. Common Stock 29405L103 0 25 Qiagen N.V. Foreign Stock N72482107 38 500 Quorum Health Group Common Stock 749084109 136 14,575 Investors U S Gold Common Stock H693020 7 23 QLogic Corp. Common Stock 747277101 483 3,020 QLT Phototherapeutics Inc. Common Stock 746927102 145 2,475 L.W. Packard & Co Inc. Common Stock 8S02186 0 10 QMax Tech Group Common Stock 74726E107 0 3,500 Quintus Corp Common Stock 748798105 64 1,405 Potential Investments Inc. Common Stock 737581108 0 100 Public Storage Inc. 8.00% Dep Shs Each PFD QTR 30/360 74460D828 26 1,300 Nasdaq 100 Shares Common Stock 631100104 4,091 22,387 River Oaks Hospital Inc. Common Stock 8S04230 0 280 QRS Corp Common Stock 74726X105 3 30 ***BSCH Finance 8.125% Preferred Stock G16547161 22 1,000 Questcor Pharmaceuticals Inc Common Stock 74835Y101 1 500 Southern COS CAP TR II 7.75% PFD QTR 30/360 84258T208 15 700 Taubman Centers Inc. 8.3% Perp Pfd PFD QTR 30/360 876664202 8 500 Quintiles Transnational Corp. Common Stock 748767100 7,952 425,540 Quadrex Corp. Common Stock 747309102 0 100 Quicklogic Corp Common Stock 74837P108 17 1,000 Quixote Corp Common Stock 749056107 20 1,300 Queryobject Sys Corp Common Stock 74833H100 60 20,500 U S Biomaterials Corp. Preferred Stock 8S00429 0 10,000 Ryder System Inc. Common Stock 783549108 45 1,840 Rio Algom Ltd 9.375% Pfd Secs Due PFD QTR 30/360 766889877 6 400 Real Goods Trading Corp. Common Stock 756012100 1 200 Republic New York Group Common Stock 760719104 327 4,538 Reckson Associates Realty Corp. Common Stock 75621K106 120 5,830 Reckson Assocs Realty Corp. Cl B Common Stock 75621K304 41 1,795 Rite Aid Corp. Common Stock 767754104 1,107 98,957 Radiant Systems Inc Common Stock 75025N102 16 400 Ralcorp Holdings Inc. Common Stock 751028101 28 1,420 Railamerica Inc. Common Stock 750753105 9 1,000 Ralston-Ralston Purina Group Common Stock 751277302 416 14,910 Ramex Synfuels Intl Inc Common Stock 751485202 0 8,000 Rank Group PLC ADR ADR 753037100 0 20 Rational Software Corp. Com New Common Stock 75409P202 186 3,793 Raven Industries Inc. Common Stock 754212108 9 600 Sunglass Hut International Incorporate Common Stock 86736F106 9 775 Razorfish Inc Common Stock 755236106 138 1,450 Ritchie Bros Auctioneers Common Stock 767744105 197 7,099 Redback Networks Inc Common Stock 757209101 241 1,355 Regal - Beloit Corp. Common Stock 758750103 137 6,639 Republic Bancorp Ky Common Stock 760281204 9 1,000 Rbid Com Common Stock 749283107 1 700 Reebok International Ltd Common Stock 758110100 90 10,980 Robbins & Myers Inc Common Stock 770196103 21 950 Republic Bancorp Inc. Common Stock 760282103 93 7,689 Royal Bank of Scotland Grp PLC PFD QTR 30/360 780097309 18 700 The Royal Bank of Scotland PFD QTR 30/360 780097408 38 1,785 Royal Bank of Scotland Group PFD QTR 30/360 780097804 28 1,400 Royal Bk Scotland Group Plc ADR 780097861 3 150 The Royal Bank of Scotland Grp Plc Pfd PFD QTR 30/360 780097507 112 5,020 Royal Bank Of Scotland GRP PLC PFD QTR 30/360 780097887 32 1,600 Richmond County Financial Corp Common Stock 764556106 5 280 Renal Care Group Inc. Common Stock 759930100 31 1,340 Rent A Ctr Inc New Common Stock 76009N100 107 5,425 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Providian Financial Corp. x 0 12,158 0 Parkvale Financial Corp. x 0 22,235 0 Pervasive Software Inc x 0 1,000 0 Pivotal Corp x 0 100 0 Providence Energy Corp x 0 4,640 0 Powerwave Technologies Inc. x 0 5,975 0 Presidential Airways x 0 5,200 0 Pacific Wildcat Res Corp x 0 1,400 0 PWG Capital Trust II 8.08% Pfd x 0 4,600 0 Powergen PLC-Sponsored ADR Final x 0 36,195 0 Paine Webber Group Inc. x 0 18,412 0 PWG Capital Trust I Cum Trust x 0 4,900 0 Cash America International, Inc. x 0 44,200 0 Quanta Svcs Inc x 0 17,600 0 Power Technology Inc x 0 5,000 0 Praxair Inc. x 0 5,483 0 Proxicom Inc x 0 600 0 Pioneer Natural Resources Co x 0 1,100 0 Pechiney - Sponsered ADR x 0 8,218 0 Putnam High Yield Muni Trust x 0 12,130 0 Playtex Products Inc. x 0 65,473 0 Pittston Brink's Group x 0 1,821 0 Pennzoil-Quaker State Co. x 0 21,500 0 Pittston Minerals Group x 0 324 0 Prison Realty Corp x 0 78,980 0 Prison Realty Corp 8% Cum PFD Sr A x 0 11,900 0 Pittston Burlington Group x 0 14,830 0 Qwest Communications International, In x 0 208,756 0 Angeles Income Properties LTD x 0 10 0 Berwick Manufacturing Inc. x 0 400 0 Clairborne Bank & Trust x 0 2,300 0 Qualcomm Finl Tr I x 0 175 0 Qualcomm Inc. x 0 76,410 0 Carolina Investment Partners x 0 18 0 Quidel Corp x 0 15,500 0 UDS Captl I (Ultramar Diamond x 0 884 0 Banca Quadrum SA ADR x 0 9,700 0 Quadrax Corp. New x 0 600 0 Dean Witter Realty Yield PLS II LTD x 0 20 0 Quest Education Corporation x 0 15,900 0 Environmental Digital Svcs Inc. x 0 25 0 Qiagen N.V. x 0 500 0 Quorum Health Group x 0 14,575 0 Investors U S Gold x 0 23 0 QLogic Corp. x 0 3,020 0 QLT Phototherapeutics Inc. x 0 2,475 0 L.W. Packard & Co Inc. x 0 10 0 QMax Tech Group x 0 3,500 0 Quintus Corp x 0 1,405 0 Potential Investments Inc. x 0 100 0 Public Storage Inc. 8.00% Dep Shs Each x 0 1,300 0 Nasdaq 100 Shares x 0 22,387 0 River Oaks Hospital Inc. x 0 280 0 QRS Corp x 0 30 0 ***BSCH Finance 8.125% x 0 1,000 0 Questcor Pharmaceuticals Inc x 0 500 0 Southern COS CAP TR II 7.75% x 0 700 0 Taubman Centers Inc. 8.3% Perp Pfd x 0 500 0 Quintiles Transnational Corp. x 0 425,540 0 Quadrex Corp. x 0 100 0 Quicklogic Corp x 0 1,000 0 Quixote Corp x 0 1,300 0 Queryobject Sys Corp x 0 20,500 0 U S Biomaterials Corp. x 0 10,000 0 Ryder System Inc. x 0 1,840 0 Rio Algom Ltd 9.375% Pfd Secs Due x 0 400 0 Real Goods Trading Corp. x 0 200 0 Republic New York Group x 0 4,538 0 Reckson Associates Realty Corp. x 0 5,830 0 Reckson Assocs Realty Corp. Cl B x 0 1,795 0 Rite Aid Corp. x 0 98,957 0 Radiant Systems Inc x 0 400 0 Ralcorp Holdings Inc. x 0 1,420 0 Railamerica Inc. x 0 1,000 0 Ralston-Ralston Purina Group x 0 14,910 0 Ramex Synfuels Intl Inc x 0 8,000 0 Rank Group PLC ADR x 0 20 0 Rational Software Corp. Com New x 0 3,793 0 Raven Industries Inc. x 0 600 0 Sunglass Hut International Incorporate x 0 775 0 Razorfish Inc x 0 1,450 0 Ritchie Bros Auctioneers x 0 7,099 0 Redback Networks Inc x 0 1,355 0 Regal - Beloit Corp. x 0 6,639 0 Republic Bancorp Ky x 0 1,000 0 Rbid Com x 0 700 0 Reebok International Ltd x 0 10,980 0 Robbins & Myers Inc x 0 950 0 Republic Bancorp Inc. x 0 7,689 0 Royal Bank of Scotland Grp PLC x 0 700 0 The Royal Bank of Scotland x 0 1,785 0 Royal Bank of Scotland Group x 0 1,400 0 Royal Bk Scotland Group Plc x 0 150 0 The Royal Bank of Scotland Grp Plc Pfd x 0 5,020 0 Royal Bank Of Scotland GRP PLC x 0 1,600 0 Richmond County Financial Corp x 0 280 0 Renal Care Group Inc. x 0 1,340 0 Rent A Ctr Inc New x 0 5,425 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Royal Carribean Cruise Ltd Common Stock V7780T103 408 8,280 Royal Carribean Cruises 7.25% Conv PFD PreferdStk Conv V7780T111 21 140 RCM Technologies Inc. Common Stock 749360400 285 16,500 RCN Corp. Common Stock 749361101 245 5,045 RCM Stregic Global Government Fund Common Stock 74936A101 30 3,375 Royal Dutch Petroleum Co ADR ADR 780257804 8,979 148,566 The Reader's Digest Association Inc. Common Stock 755267101 125 4,285 The Readers Digest Association Common Stock 755267200 159 6,000 Rowan Companies Inc. Common Stock 779382100 1,154 53,213 Ruddick Corp. Common Stock 781258108 50 3,200 Radian Group Inc. Common Stock 750236101 474 9,917 Redox Technology Corp. Common Stock 757722103 14 35,500 Radva Corp. Common Stock 750610107 0 250 Everest Reinsurance Holdings Inc. Common Stock 299808105 103 4,595 Reliability Inc. Common Stock 759903107 6 2,300 Recycling Industries Inc Common Stock 756285102 0 15,000 Regency Realty Corporation Common Stock 758939102 18 900 Renaissance Worldwide Inc Common Stock 75968A109 15 2,000 Regeneron Pharmaceuticals Inc. Common Stock 75886F107 57 4,460 Reliant Energy Inc Common Stock 75952J108 299 13,061 HL&P Capital Trust I-8.125% Tr PFD Sr PFD QTR 30/360 404202202 42 1,940 Rei Trust I PFD QTR 30/360 749490207 86 4,400 Reliance Group Holdings Inc. Common Stock 759464100 120 17,884 Repsol S.A. ADR ADR 76026T205 122 5,265 Repsol Intl Cap Ltd 7.45 Preferred Stock G7513K103 21 1,000 RBI Capital Trust I 9.1% Cum Trust PFD PFD QTR 30/360 749257200 37 4,400 Resmed Inc. Common Stock 761152107 10 250 Respironics, Inc. Common Stock 761230101 2 300 Retek Inc Common Stock 76128Q109 53 700 Revlon Inc. Common Stock 761525500 4 500 Resource America Inc Cl A Common Stock 761195205 39 5,000 Rexam PLC Spon ADR ADR 761655307 4 1,094 Reynolds & Reynolds Co CL A Common Stock 761695105 209 9,270 RF Micro Devices Inc. Common Stock 749941100 1,953 28,535 Roycefield Resources Ltd Foreign Stock 780914107 3 47,000 RFS Hotel Investors Inc. Common Stock 74955J108 17 1,600 Rogers Communication CL-B Non-vtg Common Stock 775109200 1,214 49,070 Barry R G Corp. Ohio Common Stock 068798107 6 1,500 Regions Financial Corp. Common Stock 758940100 210 8,349 Republic Group Inc Common Stock 760473108 5 300 Repligen Corp Common Stock 759916109 3 1,000 Regis Corp. Common Stock 758932107 137 7,235 Ranger Oil, Ltd Common Stock 752805101 3 1,100 Sturm Ruger & Co Common Stock 864159108 131 14,745 RGS Energy Group Inc Common Stock 74956K104 2 100 Rhodia Sponsored Adr ADR 762397107 97 4,111 Red Hat Inc Common Stock 756577102 788 3,731 R.H. Donnelly Corp. Common Stock 74955W307 20 1,083 Robert Half Intl Inc. Common Stock 770323103 143 5,008 Ruby Tuesday Inc. Common Stock 781182100 5 300 Ricoh Co Ltd Spons ADR ADR 765658307 36 380 Cohen & Steers Realty Income Fund Inc Common Stock 19247P107 91 13,925 Transocean Sedco Forex Inc Common Stock G90078109 2,329 69,153 Riggs National Corp. Common Stock 766570105 60 4,539 Research In Motion Ltd. Foreign Stock 760975102 397 8,588 Blue Rhino Corp. Common Stock 095811105 97 9,950 Riscorp Inc. Common Stock 767597107 6 2,500 Raymond James Financial Inc. Common Stock 754730109 202 10,792 Reynolds R J Tob Hldgs Inc Common Stock 76182K105 64 3,656 Reckitt Benckiser Ord Foreign Stock G7420A107 170 18,210 Rock Tenn. CO CL A Common Stock 772739207 3 200 Coors Adolph Co. Common Stock 217016104 52 990 Polo Ralph Lauren Corp. Cl A Common Stock 731572103 77 4,500 Rollins Truck Leasing Corp. Common Stock 775741101 21 1,750 Reynolds Metals Co Common Stock 761763101 291 3,792 Reliastar Financial Corp. Common Stock 75952U103 990 25,270 Reliastar Financing I 8.2% TR PFD QTR 30/360 75952D200 4 200 Reliastar Financing II 8.10% Cum PFD PFD QTR 30/360 75952F205 42 2,000 Rambus Inc. Common Stock 750917106 141 2,095 Remedy Corp. Common Stock 759548100 72 1,520 Rmi Net Inc Common Stock 74961K107 17 2,000 Rainmaker Systems Common Stock 750875106 10 500 Russell Corp. Common Stock 782352108 171 10,200 Rainbow Technologies Inc. Common Stock 750862104 982 42,255 Reinhold Industries Inc. Cl A Common Stock 75935A109 1 110 Renaissancere Holdings Ltd Common Stock G7496G103 335 8,200 Realnetworks Inc Common Stock 75605L104 690 5,696 Roadway Express Inc. Common Stock 769742107 110 5,100 Robotic Vision Systems Common Stock 771074101 8 895 Rohm & Haas Common Stock 775371107 358 8,799 Roche Holdings Ltd Spons ADR ADR 771195104 407 3,449 Rohn Industries Inc. Common Stock 775381106 0 1 Rockwell International Corp. Common Stock 773903109 446 9,323 Rollins Inc. Common Stock 775711104 6 400 Romac International Inc Common Stock 775835101 13 1,000 Cooper Cameron Corp. Common Stock 216640102 233 4,765 Roper Industries Inc. New Common Stock 776696106 9 250 U S A Floral Products Inc Common Stock 90331T107 0 200 Ross Stores Inc. Common Stock 778296103 695 38,758 Rayovac Corp Common Stock 755081106 4 235 Royce Micro-Cap Trust Inc. PFD PFD QTR 30/360 780915203 8 360 RPM Inc. - Ohio Common Stock 749685103 576 56,567 Rhone-Poulenc Overseas Limited Preferred Stock G75495104 89 4,300 Range Resources Corp Common Stock 75281A109 1 300 Residential Resources Mortgage Common Stock 760929109 0 500 Centenary International Corp. Common Stock 15134R107 1 2,000 Rare Medium Group Inc. Common Stock 75382N109 197 5,760 Royal & Sun Alliance Ins Gp Foreign Stock G8566X133 617 81,216 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Royal Carribean Cruise Ltd x 0 8,280 0 Royal Carribean Cruises 7.25% Conv PFD x 0 140 0 RCM Technologies Inc. x 0 16,500 0 RCN Corp. x 0 5,045 0 RCM Stregic Global Government Fund x 0 3,375 0 Royal Dutch Petroleum Co ADR x 0 148,566 0 The Reader's Digest Association Inc. x 0 4,285 0 The Readers Digest Association x 0 6,000 0 Rowan Companies Inc. x 0 53,213 0 Ruddick Corp. x 0 3,200 0 Radian Group Inc. x 0 9,917 0 Redox Technology Corp. x 0 35,500 0 Radva Corp. x 0 250 0 Everest Reinsurance Holdings Inc. x 0 4,595 0 Reliability Inc. x 0 2,300 0 Recycling Industries Inc x 0 15,000 0 Regency Realty Corporation x 0 900 0 Renaissance Worldwide Inc x 0 2,000 0 Regeneron Pharmaceuticals Inc. x 0 4,460 0 Reliant Energy Inc x 0 13,061 0 HL&P Capital Trust I-8.125% Tr PFD Sr x 0 1,940 0 Rei Trust I x 0 4,400 0 Reliance Group Holdings Inc. x 0 17,884 0 Repsol S.A. ADR x 0 5,265 0 Repsol Intl Cap Ltd 7.45 x 0 1,000 0 RBI Capital Trust I 9.1% Cum Trust PFD x 0 4,400 0 Resmed Inc. x 0 250 0 Respironics, Inc. x 0 300 0 Retek Inc x 0 700 0 Revlon Inc. x 0 500 0 Resource America Inc Cl A x 0 5,000 0 Rexam PLC Spon ADR x 0 1,094 0 Reynolds & Reynolds Co CL A x 0 9,270 0 RF Micro Devices Inc. x 0 28,535 0 Roycefield Resources Ltd x 0 47,000 0 RFS Hotel Investors Inc. x 0 1,600 0 Rogers Communication CL-B Non-vtg x 0 49,070 0 Barry R G Corp. Ohio x 0 1,500 0 Regions Financial Corp. x 0 8,349 0 Republic Group Inc x 0 300 0 Repligen Corp x 0 1,000 0 Regis Corp. x 0 7,235 0 Ranger Oil, Ltd x 0 1,100 0 Sturm Ruger & Co x 0 14,745 0 RGS Energy Group Inc x 0 100 0 Rhodia Sponsored Adr x 0 4,111 0 Red Hat Inc x 0 3,731 0 R.H. Donnelly Corp. x 0 1,083 0 Robert Half Intl Inc. x 0 5,008 0 Ruby Tuesday Inc. x 0 300 0 Ricoh Co Ltd Spons ADR x 0 380 0 Cohen & Steers Realty Income Fund Inc x 0 13,925 0 Transocean Sedco Forex Inc x 0 69,153 0 Riggs National Corp. x 0 4,539 0 Research In Motion Ltd. x 0 8,588 0 Blue Rhino Corp. x 0 9,950 0 Riscorp Inc. x 0 2,500 0 Raymond James Financial Inc. x 0 10,792 0 Reynolds R J Tob Hldgs Inc x 0 3,656 0 Reckitt Benckiser Ord x 0 18,210 0 Rock Tenn. CO CL A x 0 200 0 Coors Adolph Co. x 0 990 0 Polo Ralph Lauren Corp. Cl A x 0 4,500 0 Rollins Truck Leasing Corp. x 0 1,750 0 Reynolds Metals Co x 0 3,792 0 Reliastar Financial Corp. x 0 25,270 0 Reliastar Financing I 8.2% TR x 0 200 0 Reliastar Financing II 8.10% Cum PFD x 0 2,000 0 Rambus Inc. x 0 2,095 0 Remedy Corp. x 0 1,520 0 Rmi Net Inc x 0 2,000 0 Rainmaker Systems x 0 500 0 Russell Corp. x 0 10,200 0 Rainbow Technologies Inc. x 0 42,255 0 Reinhold Industries Inc. Cl A x 0 110 0 Renaissancere Holdings Ltd x 0 8,200 0 Realnetworks Inc x 0 5,696 0 Roadway Express Inc. x 0 5,100 0 Robotic Vision Systems x 0 895 0 Rohm & Haas x 0 8,799 0 Roche Holdings Ltd Spons ADR x 0 3,449 0 Rohn Industries Inc. x 0 1 0 Rockwell International Corp. x 0 9,323 0 Rollins Inc. x 0 400 0 Romac International Inc x 0 1,000 0 Cooper Cameron Corp. x 0 4,765 0 Roper Industries Inc. New x 0 250 0 U S A Floral Products Inc x 0 200 0 Ross Stores Inc. x 0 38,758 0 Rayovac Corp x 0 235 0 Royce Micro-Cap Trust Inc. PFD x 0 360 0 RPM Inc. - Ohio x 0 56,567 0 Rhone-Poulenc Overseas Limited x 0 4,300 0 Range Resources Corp x 0 300 0 Residential Resources Mortgage x 0 500 0 Centenary International Corp. x 0 2,000 0 Rare Medium Group Inc. x 0 5,760 0 Royal & Sun Alliance Ins Gp x 0 81,216 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- RSA Security Co Common Stock 749719100 433 5,591 Res-Care Inc. Common Stock 760943100 8 650 Rescon Technology Corp Common Stock 760844100 0 29,000 Rouse Co Common Stock 779273101 125 5,895 Rouse Co-Conv Pfd Ser B PFD QTR 30/360 779273309 16 500 Rouse Capital 9.25% Cum Qtrly PFD Quip PFD QTR 30/360 779272202 324 17,900 Republic Security Finl Corp. Common Stock 760758102 15 2,106 Republic Services Inc Common Stock 760759100 520 36,170 Reckson Service Industries Inc. Common Stock 75621J109 50 800 Roslyn Bancorp Inc. Common Stock 778162107 107 5,784 Restoration Hardware Inc Common Stock 760981100 3 500 Resorts World Berhad Spons ADR ADR 761191105 43 3,000 Ryerson Tull Inc Common Stock 78375P107 3 130 Railtex Inc. Common Stock 750766107 61 3,400 Rhythms Netconnections Inc. Common Stock 762430205 534 17,225 RTI International Metals Inc Common Stock 74973W107 151 20,150 Restaurant Teams Intl Inc Common Stock 761265107 13 29,200 Raytheon Co. Cl A Common Stock 755111309 334 13,455 Raytheon Co-Cl B Common Stock 755111408 882 33,215 Rio Tinto PLC - Sponsored ADR ADR 767204100 589 6,215 Reuters Holdings PLC Spon ADR ADR 76132M102 727 8,992 Rtw Inc Common Stock 74974R107 13 2,200 Reunion Industries Inc. Common Stock 761312107 39 22,700 Ravisent Technologies Inc Common Stock 754440105 96 2,500 Royce Value Tr Inc. MutualFdEqClose 780910105 237 18,110 RWE Aktiengesellschaft Spon ADR 74975E303 9 225 Rowan Bancorp Inc Common Stock 779379106 32 1,700 RW Technology Inc. Common Stock 749912101 0 2,000 Rent Way Inc Common Stock 76009U104 344 18,430 IMS Health Inc. Common Stock 449934108 2,076 76,343 Rexall Sundown Inc. Common Stock 761648104 39 3,800 Ryan's Family Steak House Inc. Common Stock 783519101 19 2,200 Rolls Royce PLC Sponsored ADR ADR 775781206 54 3,165 Royal Group Technologies Ltd Common Stock 779915107 1,800 84,976 Ryland Group Inc. Common Stock 783764103 202 8,754 Rayonier Inc. Common Stock 754907103 140 2,891 Royal Oak Mines Common Stock 78051D105 0 12,500 Ribozyme Pharmaceuticals Inc Common Stock 762567105 3 300 Sears Roebuck & Co Common Stock 812387108 1,490 48,949 Strawbridge & Clothier - Ser A Escrow Common Stock 863200986 0 200 Sears Roebuck Accept Corp PFD QTR 30/360 812404309 20 1,000 Suntrust Banks Inc. Tender Offer Common Stock 867914988 0 96 Sema Group PLC Common Stock S205067 32 1,800 Shearson Lehman Sr Inc Fd LP-Dep Units LTD Part P4 820930105 0 500 Sigma Research Inc Foreign Stock 826904104 0 1,100 Schwartz Electro Optics Inc. Common Stock S741139 0 8,334 South Alabama Bancorporation Common Stock 836234104 15 1,200 South Carolina Elec & Gas Co 5% Pfd PFD QTR 30/360 837004308 14 400 Safeco Corp. Common Stock 786429100 615 24,730 SunAmerica Capt Trust III Preferred Stock 86702N208 24 1,000 St Joseph Light & Power Co. Common Stock 790654107 4 200 Salon Com Common Stock 79549F108 3 500 Saliva Diagnostic Systems Inc Common Stock 795427202 0 300 Boston Beer Co Inc. Cl A Common Stock 100557107 14 2,000 Samsonite Corporation Common Stock 79604V105 0 0 Sangstat Med Corp Common Stock 801003104 9 300 Sanmina Corp. Common Stock 800907107 48 483 Sanwa Bank Ltd Japan ADR 803030204 86 709 Sapient Corp Common Stock 803062108 690 4,896 SAP AG Sponsored ADR ADR 803054204 704 13,517 Sandy Spring Bancorp Inc Common Stock 800363103 8 290 Shop At Home Inc. Common Stock 825066301 22 2,200 Starbase Corp Common Stock 854910205 399 36,450 SBC Communications Inc. Common Stock 78387G103 23,283 477,601 Seacoast Banking Corp. FLA Common Stock 811707108 40 1,400 SBE Inc Common Stock 783873201 11 1,700 Salomon Brothers Fd Inc. Common Stock 795477108 10 500 Summit Bk Corp Ga Common Stock 866013105 5 450 Sinclair Broadcast Group Inc. Common Stock 829226109 550 45,075 SmithKline Beecham Spons ADR ADR 832378301 1,536 23,844 Sterling Bancshares Inc. Common Stock 858907108 122 10,874 Sterling Bancshares Capital PFD QTR 30/360 858917206 138 5,750 Symbol Technologies Inc. Common Stock 871508107 366 5,763 Surburban Bancshares Inc. Common Stock 864350103 14 6,000 SBS Broadcasting SA Foreign Stock L8137F102 6 130 Starbucks Corp. Common Stock 855244109 437 18,010 Salomon Brothers Worldwide Common Stock 79548T109 112 10,825 Shell Transport & Trading PLC ADR 822703609 198 4,012 Sanchez Computer Associates Common Stock 799702105 25 600 Southern California Preferred Stock 842400301 15 1,000 Southern California Edison(QUIDS) Preferred Stock 842400764 7 300 Seacost Finl Services Corp Common Stock 81170Q106 39 3,831 Scana Corp. Common Stock 805898103 273 10,168 Societe Generale France SP ADR ADR 83364L109 210 4,535 Schwab Charles Corp. Common Stock 808513105 3,746 97,626 Simione Central Holdings Inc New Common Stock 828654202 20 10,500 Scholastic Corp. Common Stock 807066105 2 30 S C I Systems Inc. Common Stock 783890106 484 5,886 Scios, Inc. Common Stock 808905103 21 5,000 Swisscom AG-Sponsored ADR Foreign Stock 871013108 2,115 52,215 Sycamore Networks Inc Common Stock 871206108 728 2,364 Specialty Care Network Inc. Common Stock 84748M102 8 3,000 Scient Corp Common Stock 80864H109 19 220 Scor SA SPONSD ADR ADR 80917Q106 16 355 The Santa Cruz Operation Inc. Common Stock 801833104 99 3,255 Superconductor Tech Inc. Common Stock 867931107 6 1,200 Sea Containers Ltd Cl A Common Stock 811371707 579 21,729 Sea Containers Cl B Common Stock 811371103 92 3,485 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- RSA Security Co x 0 5,591 0 Res-Care Inc. x 0 650 0 Rescon Technology Corp x 0 29,000 0 Rouse Co x 0 5,895 0 Rouse Co-Conv Pfd Ser B x 0 500 0 Rouse Capital 9.25% Cum Qtrly PFD Quip x 0 17,900 0 Republic Security Finl Corp. x 0 2,106 0 Republic Services Inc x 0 36,170 0 Reckson Service Industries Inc. x 0 800 0 Roslyn Bancorp Inc. x 0 5,784 0 Restoration Hardware Inc x 0 500 0 Resorts World Berhad Spons ADR x 0 3,000 0 Ryerson Tull Inc x 0 130 0 Railtex Inc. x 0 3,400 0 Rhythms Netconnections Inc. x 0 17,225 0 RTI International Metals Inc x 0 20,150 0 Restaurant Teams Intl Inc x 0 29,200 0 Raytheon Co. Cl A x 0 13,455 0 Raytheon Co-Cl B x 0 33,215 0 Rio Tinto PLC - Sponsored ADR x 0 6,215 0 Reuters Holdings PLC Spon ADR x 0 8,992 0 Rtw Inc x 0 2,200 0 Reunion Industries Inc. x 0 22,700 0 Ravisent Technologies Inc x 0 2,500 0 Royce Value Tr Inc. x 0 18,110 0 RWE Aktiengesellschaft Spon x 0 225 0 Rowan Bancorp Inc x 0 1,700 0 RW Technology Inc. x 0 2,000 0 Rent Way Inc x 0 18,430 0 IMS Health Inc. x 0 76,343 0 Rexall Sundown Inc. x 0 3,800 0 Ryan's Family Steak House Inc. x 0 2,200 0 Rolls Royce PLC Sponsored ADR x 0 3,165 0 Royal Group Technologies Ltd x 0 84,976 0 Ryland Group Inc. x 0 8,754 0 Rayonier Inc. x 0 2,891 0 Royal Oak Mines x 0 12,500 0 Ribozyme Pharmaceuticals Inc x 0 300 0 Sears Roebuck & Co x 0 48,949 0 Strawbridge & Clothier - Ser A Escrow x 0 200 0 Sears Roebuck Accept Corp x 0 1,000 0 Suntrust Banks Inc. Tender Offer x 0 96 0 Sema Group PLC x 0 1,800 0 Shearson Lehman Sr Inc Fd LP-Dep Units x 0 500 0 Sigma Research Inc x 0 1,100 0 Schwartz Electro Optics Inc. x 0 8,334 0 South Alabama Bancorporation x 0 1,200 0 South Carolina Elec & Gas Co 5% Pfd x 0 400 0 Safeco Corp. x 0 24,730 0 SunAmerica Capt Trust III x 0 1,000 0 St Joseph Light & Power Co. x 0 200 0 Salon Com x 0 500 0 Saliva Diagnostic Systems Inc x 0 300 0 Boston Beer Co Inc. Cl A x 0 2,000 0 Samsonite Corporation x 0 0 0 Sangstat Med Corp x 0 300 0 Sanmina Corp. x 0 483 0 Sanwa Bank Ltd Japan x 0 709 0 Sapient Corp x 0 4,896 0 SAP AG Sponsored ADR x 0 13,517 0 Sandy Spring Bancorp Inc x 0 290 0 Shop At Home Inc. x 0 2,200 0 Starbase Corp x 0 36,450 0 SBC Communications Inc. x 0 477,601 0 Seacoast Banking Corp. FLA x 0 1,400 0 SBE Inc x 0 1,700 0 Salomon Brothers Fd Inc. x 0 500 0 Summit Bk Corp Ga x 0 450 0 Sinclair Broadcast Group Inc. x 0 45,075 0 SmithKline Beecham Spons ADR x 0 23,844 0 Sterling Bancshares Inc. x 0 10,874 0 Sterling Bancshares Capital x 0 5,750 0 Symbol Technologies Inc. x 0 5,763 0 Surburban Bancshares Inc. x 0 6,000 0 SBS Broadcasting SA x 0 130 0 Starbucks Corp. x 0 18,010 0 Salomon Brothers Worldwide x 0 10,825 0 Shell Transport & Trading PLC x 0 4,012 0 Sanchez Computer Associates x 0 600 0 Southern California x 0 1,000 0 Southern California Edison(QUIDS) x 0 300 0 Seacost Finl Services Corp x 0 3,831 0 Scana Corp. x 0 10,168 0 Societe Generale France SP ADR x 0 4,535 0 Schwab Charles Corp. x 0 97,626 0 Simione Central Holdings Inc New x 0 10,500 0 Scholastic Corp. x 0 30 0 S C I Systems Inc. x 0 5,886 0 Scios, Inc. x 0 5,000 0 Swisscom AG-Sponsored ADR x 0 52,215 0 Sycamore Networks Inc x 0 2,364 0 Specialty Care Network Inc. x 0 3,000 0 Scient Corp x 0 220 0 Scor SA SPONSD ADR x 0 355 0 The Santa Cruz Operation Inc. x 0 3,255 0 Superconductor Tech Inc. x 0 1,200 0 Sea Containers Ltd Cl A x 0 21,729 0 Sea Containers Cl B x 0 3,485 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Sicor Inc Common Stock 825846108 58 7,548 Steelcase Inc. - CL A Common Stock 858155203 59 4,895 Stolt Comex Seaway SA Common Stock L8873E103 22 2,000 Scottish Annunity & Life Holdings Ltd. Common Stock G7885T104 1 150 Scott Technologies Inc Common Stock 810022301 264 13,962 Secure Computing Corp Common Stock 813705100 188 15,000 Shoe Carnival Inc Ind Common Stock 824889109 23 2,300 Santa Fe International Corp. Common Stock G7805C108 228 8,820 Sodexho Marriott Services Common Stock 833793102 15 1,156 SDL Inc. Common Stock 784076101 55 250 Sedona Corporation Common Stock 815677109 13 3,800 Sunsource Inc Common Stock 867948101 46 10,775 Sunsource Capital Trust 11.6% Tr PFD PFD QTR 30/360 867949208 54 4,456 Structural Dynamics Research Common Stock 863555108 13 1,000 Sungard Data Systems Inc. Common Stock 867363103 108 4,550 Southdown, Inc. Common Stock 841297104 1,842 35,687 Sideware Systems Inc. Common Stock 825907108 61 7,500 Sterling Commerce Inc. Common Stock 859205106 1,775 52,097 Seachange International Inc Common Stock 811699107 4 120 Sea Galley Stores Inc Common Stock 811377100 0 1,000 Siebel Systems Inc. Common Stock 826170102 1,829 21,777 Sealed Air Corp. Common Stock 81211K100 511 9,861 Sealed Air Corp - $2 Conv Pfd Ser A PreferdStk Conv 81211K209 19 367 Seagate Technology, Inc. Common Stock 811804103 1,089 23,385 Sega Enterprises Ltd Common Stock 815793104 223 28,140 Spartech Corp Common Stock 847220209 8 245 Southern Energy Homes Incorporated Common Stock 842814105 3 1,405 Seitel Inc. New Common Stock 816074306 5 700 General Semiconductor Inc. Common Stock 370787103 22 1,555 Swedish Exp Credit Corp. 7.20% PFD Ser PFD QTR 30/360 W92947246 36 1,700 A B Svensk Export Kredit 7 3/8% Preferred Stock W92947212 9 400 Sepracor Inc. Common Stock 817315104 154 1,550 Superior Energy Services Inc. Common Stock 868157108 38 5,700 The Singer Co N.V. Common Stock 82930F109 2 4,625 Scientific-Atlanta Inc. Common Stock 808655104 575 10,343 Safe Technologies Intl Inc Common Stock 786416107 9 117,500 Speedfam-ipec Inc Common Stock 847705100 6 500 Smithfield Foods Common Stock 832248108 645 26,883 Safeguard Scientifics Inc. Common Stock 786449108 4,100 25,298 Santa Fe Energy Tr Common Stock 802013102 46 2,600 Stancorp Financial Group Inc. Common Stock 852891100 25 985 Starwood Financial Inc Common Stock 85569R104 3 178 Sonic Foundry Inc Common Stock 83545R108 9 400 Salton Inc. Common Stock 795757103 469 14,015 Santa Fe Snyder Corp Common Stock 80218K105 69 8,683 Safeskin Corp. Common Stock 786454108 5 400 State Financial Services Corp CL A Common Stock 856855101 38 3,188 Softbank Corp Foreign Stock J75963108 8 8 Enlighten Software Solutions Common Stock 29336A101 2 400 Safeway Plc Foreign Stock G7769A106 175 51,150 Sfx Entmt Inc Common Stock 784178105 10 274 Swift Energy Co Common Stock 870738101 2 160 Saga Communications Inc Cl- A Common Stock 786598102 50 2,460 Smith-Gardner & Associates Inc. Common Stock 832059109 13 750 Star Gas Partners L P Common Stock 85512C105 37 2,800 Stage Stores Inc. Common Stock 85254C107 80 34,655 Singapore Fd Inc. Common Stock 82929L109 5 500 SGL Carbon AG ADR ADR 784188203 2 88 Silicon Graphics Inc. Common Stock 827056102 116 11,850 Sagent Technology Inc Common Stock 786693101 73 2,445 Schering-Plough Corp. Common Stock 806605101 18,345 432,920 Shaw Group Inc. Common Stock 820280105 3 100 SPG Properties Inc PFD QTR 30/360 78462M207 62 3,070 Stone Energy Corp. Common Stock 861642106 15 425 Shore Bancshares Inc. Common Stock 825107105 63 3,000 Sharp Corp. - ADR ADR 819882200 187 730 Sun Healthcare Group Inc. Common Stock 866933104 1 22,100 Shanghai Petro Co LTD ADR CL H ADR 819424102 6 400 Shoney's Inc. Common Stock 825039100 1 665 Madden Steven Ltd Common Stock 556269108 29 1,500 Shorewood Packaging Corp. Common Stock 825229107 4 200 Shire Pharmaceuticals Grp PLC Spons AD ADR 82481R106 60 2,062 Sharper Image Corp. Common Stock 820013100 6 500 Shurgard Storage Centers Inc., CL A Common Stock 82567D104 57 2,445 Shurgard Storage Center Inc 8.80% Ser PFD QTR 30/360 82567D203 39 1,900 Shurgard Storage Centers Inc. 8.70% PF PFD QTR 30/360 82567D302 28 1,400 Sherwin Williams Corp. Common Stock 824348106 3,075 146,422 Shaw Industries Inc. Common Stock 820286102 419 27,140 Sigma-Aldrich Corp. Common Stock 826552101 2,446 81,355 Staten Island Bancorp Inc Common Stock 857550107 630 35,010 Associated Materials Inc. Common Stock 045709102 79 4,825 Si Diamond Technology Inc Common Stock 784249104 18 11,000 Science Dynamics Corp Common Stock 808631105 3 500 Sigcorp Inc Common Stock 826912107 10 450 Selective Ins Group Inc. Common Stock 816300107 603 35,085 Sigma Design Common Stock 826565103 22 2,000 Signet Group PLC- Spons ADR ADR 82668L872 8 237 Sun International Ltd Ord Common Stock P8797T133 9 480 Si Handling Systems Inc. Common Stock 784255101 4 400 Smith International Inc. Common Stock 832110100 502 10,110 S3 Inc. Common Stock 784849101 37 3,200 Struthers Industries Inc. Common Stock 863583209 0 42 Sionix Corp. Common Stock 829400100 7 32,789 SI Technologies Inc Common Stock 783978109 2 1,142 Spectrasite Holdings Inc Common Stock 84760T100 10 905 Spectrum Information Common Stock 847623303 0 27 SVB Cap I Tr Pfd Secs PFD QTR 30/360 784868200 20 1,100 South Jersey Industries Inc. Common Stock 838518108 10 369 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Sicor Inc x 0 7,548 0 Steelcase Inc. - CL A x 0 4,895 0 Stolt Comex Seaway SA x 0 2,000 0 Scottish Annunity & Life Holdings Ltd. x 0 150 0 Scott Technologies Inc x 0 13,962 0 Secure Computing Corp x 0 15,000 0 Shoe Carnival Inc Ind x 0 2,300 0 Santa Fe International Corp. x 0 8,820 0 Sodexho Marriott Services x 0 1,156 0 SDL Inc. x 0 250 0 Sedona Corporation x 0 3,800 0 Sunsource Inc x 0 10,775 0 Sunsource Capital Trust 11.6% Tr PFD x 0 4,456 0 Structural Dynamics Research x 0 1,000 0 Sungard Data Systems Inc. x 0 4,550 0 Southdown, Inc. x 0 35,687 0 Sideware Systems Inc. x 0 7,500 0 Sterling Commerce Inc. x 0 52,097 0 Seachange International Inc x 0 120 0 Sea Galley Stores Inc x 0 1,000 0 Siebel Systems Inc. x 0 21,777 0 Sealed Air Corp. x 0 9,861 0 Sealed Air Corp - $2 Conv Pfd Ser A x 0 367 0 Seagate Technology, Inc. x 0 23,385 0 Sega Enterprises Ltd x 0 28,140 0 Spartech Corp x 0 245 0 Southern Energy Homes Incorporated x 0 1,405 0 Seitel Inc. New x 0 700 0 General Semiconductor Inc. x 0 1,555 0 Swedish Exp Credit Corp. 7.20% PFD Ser x 0 1,700 0 A B Svensk Export Kredit 7 3/8% x 0 400 0 Sepracor Inc. x 0 1,550 0 Superior Energy Services Inc. x 0 5,700 0 The Singer Co N.V. x 0 4,625 0 Scientific-Atlanta Inc. x 0 10,343 0 Safe Technologies Intl Inc x 0 117,500 0 Speedfam-ipec Inc x 0 500 0 Smithfield Foods x 0 26,883 0 Safeguard Scientifics Inc. x 0 25,298 0 Santa Fe Energy Tr x 0 2,600 0 Stancorp Financial Group Inc. x 0 985 0 Starwood Financial Inc x 0 178 0 Sonic Foundry Inc x 0 400 0 Salton Inc. x 0 14,015 0 Santa Fe Snyder Corp x 0 8,683 0 Safeskin Corp. x 0 400 0 State Financial Services Corp CL A x 0 3,188 0 Softbank Corp x 0 8 0 Enlighten Software Solutions x 0 400 0 Safeway Plc x 0 51,150 0 Sfx Entmt Inc x 0 274 0 Swift Energy Co x 0 160 0 Saga Communications Inc Cl- A x 0 2,460 0 Smith-Gardner & Associates Inc. x 0 750 0 Star Gas Partners L P x 0 2,800 0 Stage Stores Inc. x 0 34,655 0 Singapore Fd Inc. x 0 500 0 SGL Carbon AG ADR x 0 88 0 Silicon Graphics Inc. x 0 11,850 0 Sagent Technology Inc x 0 2,445 0 Schering-Plough Corp. x 0 432,920 0 Shaw Group Inc. x 0 100 0 SPG Properties Inc x 0 3,070 0 Stone Energy Corp. x 0 425 0 Shore Bancshares Inc. x 0 3,000 0 Sharp Corp. - ADR x 0 730 0 Sun Healthcare Group Inc. x 0 22,100 0 Shanghai Petro Co LTD ADR CL H x 0 400 0 Shoney's Inc. x 0 665 0 Madden Steven Ltd x 0 1,500 0 Shorewood Packaging Corp. x 0 200 0 Shire Pharmaceuticals Grp PLC Spons AD x 0 2,062 0 Sharper Image Corp. x 0 500 0 Shurgard Storage Centers Inc., CL A x 0 2,445 0 Shurgard Storage Center Inc 8.80% Ser x 0 1,900 0 Shurgard Storage Centers Inc. 8.70% PF x 0 1,400 0 Sherwin Williams Corp. x 0 146,422 0 Shaw Industries Inc. x 0 27,140 0 Sigma-Aldrich Corp. x 0 81,355 0 Staten Island Bancorp Inc x 0 35,010 0 Associated Materials Inc. x 0 4,825 0 Si Diamond Technology Inc x 0 11,000 0 Science Dynamics Corp x 0 500 0 Sigcorp Inc x 0 450 0 Selective Ins Group Inc. x 0 35,085 0 Sigma Design x 0 2,000 0 Signet Group PLC- Spons ADR x 0 237 0 Sun International Ltd Ord x 0 480 0 Si Handling Systems Inc. x 0 400 0 Smith International Inc. x 0 10,110 0 S3 Inc. x 0 3,200 0 Struthers Industries Inc. x 0 42 0 Sionix Corp. x 0 32,789 0 SI Technologies Inc x 0 1,142 0 Spectrasite Holdings Inc x 0 905 0 Spectrum Information x 0 27 0 SVB Cap I Tr Pfd Secs x 0 1,100 0 South Jersey Industries Inc. x 0 369 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- J M Smucker Co. Common Stock 832696108 39 2,000 J M Smucker Co Cl B Common Stock 832696207 18 1,100 Safety-kleen Corp New Common Stock 78648R203 115 10,175 SKF AB Sponsored ADR Par S KR ADR 784375404 13 525 American Skiing Co. Common Stock 029654308 4 1,200 Sehisui House Ltd ADR 816078208 42 475 SK Telecom Co Ltd Sponsored Adr ADR 78440P108 19 500 Shopko Stores, Inc. Common Stock 824911101 37 1,630 Saks Incorporated Common Stock 79377W108 762 48,934 Tanger Factory Outlet Centers, Common Stock 875465106 203 9,805 Skywell Corp. Common Stock 830910105 0 80 Skechers USA Inc. Cl A Common Stock 830566105 9 2,250 Skyline Corp. Common Stock 830830105 9 400 Sky Financial Group Inc Common Stock 83080P103 170 8,454 SkyMall Inc. Common Stock 830859104 1 100 S L Industries Inc. Common Stock 784413106 6 500 Schlumberger Limited Common Stock 806857108 10,245 182,125 Select Software Tools Ltd ADR 816200109 0 1,500 Sara Lee Corp. Common Stock 803111103 3,487 158,036 SL Green Realty Corp. Common Stock 78440X101 87 3,985 Spatialight Incorporated Common Stock 847248101 3 500 SLI Inc Common Stock 78442T108 383 28,250 SLM Holding Corp. Common Stock 78442A109 1,698 40,192 Spacelabs Medical Inc. Common Stock 846247104 78 4,200 Anchor Gaming Corp. Common Stock 033037102 3 70 Solectron Corp. Common Stock 834182107 3,301 34,698 Surgical Laser Tech Inc Common Stock 868819202 2 1,220 Solucorp Inds Ltd Foreign Stock 83437C102 0 2,000 Sylvan Learning Systems Inc. Common Stock 871399101 425 32,675 Siemens AG ADR New ADR 826197402 123 970 Symbolics Inc New Common Stock 871512208 0 95 Sunrise Medical Inc. Common Stock 867910101 75 12,100 Service Merchandise Co. Common Stock 817587108 0 500 The Scotts Co Class A Common Stock 810186106 145 3,595 Semco Energy Inc. Common Stock 78412D109 4 325 Smith Corona Corp. Common Stock 831858105 0 300 Springs Industries Inc. Common Stock 851783100 351 8,800 Southern Mineral Corp Common Stock 843367202 26 146,956 Smith & Nephew PLC Foreign Stock G82343107 73 21,800 Standard Motor Prods Common Stock 853666105 6 400 Simpson Inds Inc. Common Stock 829060102 7 595 Somera Communication Common Stock 834458101 49 3,950 Stein Mart Inc. Common Stock 858375108 122 21,400 Shared Medical Systems Corp. Common Stock 819486101 52 1,020 Summit Properties Inc. Common Stock 866239106 176 9,825 Semtech Corp. Common Stock 816850101 42 800 Smartalk Teleservices Inc. Common Stock 83169A100 0 2,650 Semitool Inc. Common Stock 816909105 3 200 Smedvig ASA-Spon ADR Ser A ADR 83169H105 112 9,065 Snap-On Inc. Common Stock 833034101 72 2,712 Suburst Hospitality Corp. Common Stock 866948102 1 100 Snyder Communications Inc. Common Stock 832914105 1,337 69,449 Sandisk Corp. Common Stock 80004C101 140 1,450 Sony Corp. - Sponsored ADR ADR 835699307 4,776 16,773 The Spain Fund Inc. Common Stock 846330108 7 500 Senior Hsg Pptys Tr Common Stock 81721M109 48 3,881 Second National Bancorp Common Stock 813192101 0 3,000 Starnet Communications International Foreign Stock 855552105 0 200 Synopsys Inc. Common Stock 871607107 288 4,311 Sonera Group Plc ADR 835433202 126 1,815 Sunrise Technologies Intl Inc. Common Stock 86769L103 35 3,000 Sunrise Assisted Living Inc. Common Stock 86768K106 54 3,925 Synovus Financial Corp. Common Stock 87161C105 65 3,251 Southern Co Common Stock 842587107 1,151 48,978 Sunbeam Corp. Common Stock 867071102 97 23,100 Scan Optic Inc. Common Stock 805894102 0 300 Socrates Technologies Corp Common Stock 833719107 5 2,500 Softnet Systems Inc. Common Stock 833964109 77 3,075 Solutia Inc. Common Stock 834376105 85 5,492 Solv-Ex Corp New Common Stock 834382103 0 700 Sonoco Products Co Common Stock 835495102 795 34,939 Sonic Corp Common Stock 835451105 42 1,490 S1 Corporation Common Stock 78463B101 180 2,300 Interactive Music Inc Common Stock 45839T108 8 10,000 Sonosight Inc Common Stock 83568G104 4 133 Sonex Research Inc. Common Stock 835448101 6 12,600 First Savings Bancorp Inc. Common Stock 335939104 19 1,000 Source Information Mgmt Co Common Stock 836151209 33 1,950 Southtrust Corp. Common Stock 844730101 787 20,805 St. Paul Companies Inc. Common Stock 792860108 1,524 45,245 Spectrian Corp. Common Stock 847608106 1 50 Sports Entmt Enterprises Inc Common Stock 849178108 0 1,000 Standard-Pacific Corp. Common Stock 85375C101 22 2,000 Simon Property Group Inc Common Stock 828806109 1,120 48,836 Suburban Propane Partners LP LTD Part P4 864482104 187 10,807 Scottich Power PLC Common Stock 81013T705 57 2,028 Spieker Properties, Inc. Common Stock 848497103 100 2,735 Spieker Properties Inc 9.45% PFD Ser B PFD QTR 30/360 848497202 18 831 Spieker Properties Inc 7.85% PFD QTR 30/360 848497301 9 500 Spieker Properties Inc 8% Cum Pfd PFD QTR 30/360 848497400 4 200 Splash Technology Holdings Inc. Common Stock 848623104 9 1,000 Sportsline USA Inc Common Stock 848934105 25 500 Staples Inc. Common Stock 855030102 5,391 259,830 Spectranetics Corp Common Stock 84760C107 4 1,000 Sapiens International Corp. Common Stock N7716A102 8 500 Shopnow Com Inc Common Stock 82508R105 9 500 Spinnaker Expl Co Common Stock 84855W109 13 950 Sport Haley Inc. Common Stock 848925103 5 1,400 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- J M Smucker Co. x 0 2,000 0 J M Smucker Co Cl B x 0 1,100 0 Safety-kleen Corp New x 0 10,175 0 SKF AB Sponsored ADR Par S KR x 0 525 0 American Skiing Co. x 0 1,200 0 Sehisui House Ltd x 0 475 0 SK Telecom Co Ltd Sponsored Adr x 0 500 0 Shopko Stores, Inc. x 0 1,630 0 Saks Incorporated x 0 48,934 0 Tanger Factory Outlet Centers, x 0 9,805 0 Skywell Corp. x 0 80 0 Skechers USA Inc. Cl A x 0 2,250 0 Skyline Corp. x 0 400 0 Sky Financial Group Inc x 0 8,454 0 SkyMall Inc. x 0 100 0 S L Industries Inc. x 0 500 0 Schlumberger Limited x 0 182,125 0 Select Software Tools Ltd x 0 1,500 0 Sara Lee Corp. x 0 158,036 0 SL Green Realty Corp. x 0 3,985 0 Spatialight Incorporated x 0 500 0 SLI Inc x 0 28,250 0 SLM Holding Corp. x 0 40,192 0 Spacelabs Medical Inc. x 0 4,200 0 Anchor Gaming Corp. x 0 70 0 Solectron Corp. x 0 34,698 0 Surgical Laser Tech Inc x 0 1,220 0 Solucorp Inds Ltd x 0 2,000 0 Sylvan Learning Systems Inc. x 0 32,675 0 Siemens AG ADR New x 0 970 0 Symbolics Inc New x 0 95 0 Sunrise Medical Inc. x 0 12,100 0 Service Merchandise Co. x 0 500 0 The Scotts Co Class A x 0 3,595 0 Semco Energy Inc. x 0 325 0 Smith Corona Corp. x 0 300 0 Springs Industries Inc. x 0 8,800 0 Southern Mineral Corp x 0 146,956 0 Smith & Nephew PLC x 0 21,800 0 Standard Motor Prods x 0 400 0 Simpson Inds Inc. x 0 595 0 Somera Communication x 0 3,950 0 Stein Mart Inc. x 0 21,400 0 Shared Medical Systems Corp. x 0 1,020 0 Summit Properties Inc. x 0 9,825 0 Semtech Corp. x 0 800 0 Smartalk Teleservices Inc. x 0 2,650 0 Semitool Inc. x 0 200 0 Smedvig ASA-Spon ADR Ser A x 0 9,065 0 Snap-On Inc. x 0 2,712 0 Suburst Hospitality Corp. x 0 100 0 Snyder Communications Inc. x 0 69,449 0 Sandisk Corp. x 0 1,450 0 Sony Corp. - Sponsored ADR x 0 16,773 0 The Spain Fund Inc. x 0 500 0 Senior Hsg Pptys Tr x 0 3,881 0 Second National Bancorp x 0 3,000 0 Starnet Communications International x 0 200 0 Synopsys Inc. x 0 4,311 0 Sonera Group Plc x 0 1,815 0 Sunrise Technologies Intl Inc. x 0 3,000 0 Sunrise Assisted Living Inc. x 0 3,925 0 Synovus Financial Corp. x 0 3,251 0 Southern Co x 0 48,978 0 Sunbeam Corp. x 0 23,100 0 Scan Optic Inc. x 0 300 0 Socrates Technologies Corp x 0 2,500 0 Softnet Systems Inc. x 0 3,075 0 Solutia Inc. x 0 5,492 0 Solv-Ex Corp New x 0 700 0 Sonoco Products Co x 0 34,939 0 Sonic Corp x 0 1,490 0 S1 Corporation x 0 2,300 0 Interactive Music Inc x 0 10,000 0 Sonosight Inc x 0 133 0 Sonex Research Inc. x 0 12,600 0 First Savings Bancorp Inc. x 0 1,000 0 Source Information Mgmt Co x 0 1,950 0 Southtrust Corp. x 0 20,805 0 St. Paul Companies Inc. x 0 45,245 0 Spectrian Corp. x 0 50 0 Sports Entmt Enterprises Inc x 0 1,000 0 Standard-Pacific Corp. x 0 2,000 0 Simon Property Group Inc x 0 48,836 0 Suburban Propane Partners LP x 0 10,807 0 Scottich Power PLC x 0 2,028 0 Spieker Properties, Inc. x 0 2,735 0 Spieker Properties Inc 9.45% PFD Ser B x 0 831 0 Spieker Properties Inc 7.85% x 0 500 0 Spieker Properties Inc 8% Cum Pfd x 0 200 0 Splash Technology Holdings Inc. x 0 1,000 0 Sportsline USA Inc x 0 500 0 Staples Inc. x 0 259,830 0 Spectranetics Corp x 0 1,000 0 Sapiens International Corp. x 0 500 0 Shopnow Com Inc x 0 500 0 Spinnaker Expl Co x 0 950 0 Sport Haley Inc. x 0 1,400 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Sappi Ltd -Sponsered ADR ADR 803069202 82 8,515 SPSS Inc. Common Stock 78462K102 297 11,750 SPX Corp. Common Stock 784635104 143 1,769 Standard & Poors DEP Receipts Common Stock 78462F103 6,002 40,867 Speizman Industries Inc. Common Stock 847805108 10 2,000 Sequa Corp. Cl B Common Stock 817320203 60 1,000 Sequa Corp. - CL A Common Stock 817320104 3 60 Sciquest Com Inc Common Stock 80908Q107 28 350 Standard Register Co Common Stock 853887107 5 250 Slippery Rock Finl Corp Common Stock 831471107 12 500 Stericycle Inc Common Stock 858912108 72 3,825 Source Media Inc New Common Stock 836153304 9 500 Sempra Energy Common Stock 816851109 242 13,950 Stoneridge Inc Common Stock 86183P102 2 145 Sensormatic Electronics Corp. Common Stock 817265101 45 2,580 Serena Software Inc Common Stock 817492101 9 300 Sierra Pacific Resources new Common Stock 826428104 331 19,111 Sierra Pacific Power Capt I Preferred Stock 826433203 24 1,000 Stride Rite Corp. Common Stock 863314100 493 75,810 Startek Inc. Common Stock 85569C107 11 315 Service Corp. International Common Stock 817565104 663 95,528 Charles E. Smith Residential Common Stock 832197107 314 8,868 System Software Associates Inc New Common Stock 871839205 1 550 Sunshine Mng & Refining Co Common Stock 867833501 0 264 Smurfit-Stone Container Corp. Common Stock 832727101 409 16,699 Scribe Systems Inc Common Stock 811035104 0 425 SSBH Capital I-7.20% Cum Trust Pfd PFD QTR 30/360 784646200 226 11,150 Sun State Svgs & Ln Assn Common Stock 866876105 0 200 Stewart & Stevenson Common Stock 860342104 213 17,971 Silverstream Software Inc Common Stock 827907106 6 50 Silicon Storage Technology Inc. Common Stock 827057100 76 1,850 Sterling Software Inc. Common Stock 859547101 118 3,750 SPS Technologies Inc. Common Stock 784626103 71 2,230 Staar Surgical Co. Common Stock 852312305 5 500 Austins Steaks & Saloon Inc Common Stock 052482205 11 10,000 Lone Star Steakhouse Saloon Common Stock 542307103 104 11,636 Southeast Banking Corp. Common Stock 841338106 0 200 Shared Technologies Cellular Common Stock 819487109 3 400 Banco Santander Central Hispano ADR 05964H105 7 612 Steris Corp. Common Stock 859152100 178 17,230 Stewart Enterprises CL A Common Stock 860370105 230 48,363 Staff Leasing Inc. Common Stock 852381102 102 10,750 Stamford Intl Inc Common Stock 852902105 614 42,842 Suntrust Banks Inc. Common Stock 867914103 6,336 92,077 St Jude Medical Inc. Common Stock 790849103 1,472 47,952 St. Jude Resource LTD Foreign Stock 79085J100 1 2,000 Storage Technology Corp. Common Stock 862111200 794 43,065 Stolt-Nielson SA ADR ADR 861565109 61 3,500 Steel Dynamics Inc. Common Stock 858119100 32 2,000 Stolt Nielsen SA Ord Common Stock L88742108 50 3,500 Stanley Furniture Co, Common Stock 854305208 590 32,102 Stmicroelectronics NV - NY Shares Foreign Stock 861012102 654 4,319 STM Wireless Inc Cl A Common Stock 784776106 13 2,000 Stamps Com Inc Common Stock 852857101 21 512 Station Casinos Inc. Common Stock 857689103 11 500 Steiner Leisure LTD Common Stock P8744Y102 41 2,450 Startronix Intl Inc-New Common Stock 85568C207 0 25 Questar Corp. Common Stock 748356102 130 8,650 Strayer Education Inc. Common Stock 863236105 1,128 57,125 Starmedia Network Inc Common Stock 855546107 6 150 Star Technologies Inc. Common Stock 855193108 1 3,000 Stratus Properties Inc Common Stock 863167102 0 70 Star Telecommunications inc Common Stock 854923109 51 6,500 Star Scientific Inc Common Stock 85517P101 4 500 State Street Corp. Common Stock 857477103 6,733 92,157 Student Loan Corp. Common Stock 863902102 155 3,100 Shaw Communication 8.45% Ser A PFD PFD QTR 30/360 82028K606 21 1,100 Shaw Communications Inc Pfd 8.50% PFD QTR 30/360 82028K705 55 2,850 Standard Commcl Corp. Common Stock 853258101 14 3,888 Suncor Energy Inc. Foreign Stock 867229106 225 5,400 Suncor Energy Inc PFD Secs PFD QTR 30/360 867229601 124 5,850 Summit Bancorp Common Stock 866005101 1,687 55,101 Sun Bancorp Inc. Common Stock 866634108 4 210 Abbey Natl PLC Perp Sub Cap PFD QTR 30/360 002920502 21 1,000 Southern Union Co New Common Stock 844030106 736 38,486 Sun Communities Inc. Common Stock 866674104 226 7,025 Mens Wearhouse Inc. Common Stock 587118100 16 550 Supra Medical Corp Ec Common Stock 868591108 0 1,000 Sunoco Inc Common Stock 86764P109 88 3,753 Sun Microsystems Inc. Common Stock 866810104 49,791 642,974 Superior Industries Intl Inc. Common Stock 868168105 498 18,590 Supergen Inc. Common Stock 868059106 1 50 Supertex Inc Common Stock 868532102 12 575 Surgical Safety Products Inc. Common Stock 868906108 1 545 Storage USA, Inc. Common Stock 861907103 546 18,066 Susquehanna Bancshares Inc. Common Stock 869099101 643 40,500 Sunstates Corp. Common Stock 86787R108 0 97 Superior Telecom, Inc. Common Stock 868365107 2 99 Superior Tr I Pfd Cv 8.50% PreferdStk Conv 86836P202 19 555 Sunwood Corp. Common Stock 86787K103 0 66 Service Experts Inc Common Stock 817567100 11 1,850 Seven Eleven Japan Ltd ADR 817828205 229 1,449 7-Eleven Inc Common Stock 817826100 18 10,000 Silicon Valley Group, Inc. Common Stock 827066101 57 3,185 Servicemaster Co Common Stock 81760N109 304 24,726 Spectra Vision Inc. Cl B Common Stock 847607108 0 8,050 Sovereign Chemical & Pete Products Inc Common Stock 846036101 0 1,000 Silverleaf Resorts Inc. Common Stock 828395103 7 1,000 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Sappi Ltd -Sponsered ADR x 0 8,515 0 SPSS Inc. x 0 11,750 0 SPX Corp. x 0 1,769 0 Standard & Poors DEP Receipts x 0 40,867 0 Speizman Industries Inc. x 0 2,000 0 Sequa Corp. Cl B x 0 1,000 0 Sequa Corp. - CL A x 0 60 0 Sciquest Com Inc x 0 350 0 Standard Register Co x 0 250 0 Slippery Rock Finl Corp x 0 500 0 Stericycle Inc x 0 3,825 0 Source Media Inc New x 0 500 0 Sempra Energy x 0 13,950 0 Stoneridge Inc x 0 145 0 Sensormatic Electronics Corp. x 0 2,580 0 Serena Software Inc x 0 300 0 Sierra Pacific Resources new x 0 19,111 0 Sierra Pacific Power Capt I x 0 1,000 0 Stride Rite Corp. x 0 75,810 0 Startek Inc. x 0 315 0 Service Corp. International x 0 95,528 0 Charles E. Smith Residential x 0 8,868 0 System Software Associates Inc New x 0 550 0 Sunshine Mng & Refining Co x 0 264 0 Smurfit-Stone Container Corp. x 0 16,699 0 Scribe Systems Inc x 0 425 0 SSBH Capital I-7.20% Cum Trust Pfd x 0 11,150 0 Sun State Svgs & Ln Assn x 0 200 0 Stewart & Stevenson x 0 17,971 0 Silverstream Software Inc x 0 50 0 Silicon Storage Technology Inc. x 0 1,850 0 Sterling Software Inc. x 0 3,750 0 SPS Technologies Inc. x 0 2,230 0 Staar Surgical Co. x 0 500 0 Austins Steaks & Saloon Inc x 0 10,000 0 Lone Star Steakhouse Saloon x 0 11,636 0 Southeast Banking Corp. x 0 200 0 Shared Technologies Cellular x 0 400 0 Banco Santander Central Hispano x 0 612 0 Steris Corp. x 0 17,230 0 Stewart Enterprises CL A x 0 48,363 0 Staff Leasing Inc. x 0 10,750 0 Stamford Intl Inc x 0 42,842 0 Suntrust Banks Inc. x 0 92,077 0 St Jude Medical Inc. x 0 47,952 0 St. Jude Resource LTD x 0 2,000 0 Storage Technology Corp. x 0 43,065 0 Stolt-Nielson SA ADR x 0 3,500 0 Steel Dynamics Inc. x 0 2,000 0 Stolt Nielsen SA Ord x 0 3,500 0 Stanley Furniture Co, x 0 32,102 0 Stmicroelectronics NV - NY Shares x 0 4,319 0 STM Wireless Inc Cl A x 0 2,000 0 Stamps Com Inc x 0 512 0 Station Casinos Inc. x 0 500 0 Steiner Leisure LTD x 0 2,450 0 Startronix Intl Inc-New x 0 25 0 Questar Corp. x 0 8,650 0 Strayer Education Inc. x 0 57,125 0 Starmedia Network Inc x 0 150 0 Star Technologies Inc. x 0 3,000 0 Stratus Properties Inc x 0 70 0 Star Telecommunications inc x 0 6,500 0 Star Scientific Inc x 0 500 0 State Street Corp. x 0 92,157 0 Student Loan Corp. x 0 3,100 0 Shaw Communication 8.45% Ser A PFD x 0 1,100 0 Shaw Communications Inc Pfd 8.50% x 0 2,850 0 Standard Commcl Corp. x 0 3,888 0 Suncor Energy Inc. x 0 5,400 0 Suncor Energy Inc PFD Secs x 0 5,850 0 Summit Bancorp x 0 55,101 0 Sun Bancorp Inc. x 0 210 0 Abbey Natl PLC Perp Sub Cap x 0 1,000 0 Southern Union Co New x 0 38,486 0 Sun Communities Inc. x 0 7,025 0 Mens Wearhouse Inc. x 0 550 0 Supra Medical Corp Ec x 0 1,000 0 Sunoco Inc x 0 3,753 0 Sun Microsystems Inc. x 0 642,974 0 Superior Industries Intl Inc. x 0 18,590 0 Supergen Inc. x 0 50 0 Supertex Inc x 0 575 0 Surgical Safety Products Inc. x 0 545 0 Storage USA, Inc. x 0 18,066 0 Susquehanna Bancshares Inc. x 0 40,500 0 Sunstates Corp. x 0 97 0 Superior Telecom, Inc. x 0 99 0 Superior Tr I Pfd Cv 8.50% x 0 555 0 Sunwood Corp. x 0 66 0 Service Experts Inc x 0 1,850 0 Seven Eleven Japan Ltd x 0 1,449 0 7-Eleven Inc x 0 10,000 0 Silicon Valley Group, Inc. x 0 3,185 0 Servicemaster Co x 0 24,726 0 Spectra Vision Inc. Cl B x 0 8,050 0 Sovereign Chemical & Pete Products Inc x 0 1,000 0 Silverleaf Resorts Inc. x 0 1,000 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Sovereign Bancorp Inc. Common Stock 845905108 1,007 135,135 Seven Seas Petroleum Corp. Common Stock 817917107 4 2,000 Savoir Technology Group Inc Common Stock 80533W107 4 500 Supervalue Inc. Common Stock 868536103 691 34,556 Southwest Bancorporation of Texas Inc. Common Stock 84476R109 537 27,116 Swift Transportation Co Inc. Common Stock 870756103 54 3,045 Stanley Works Common Stock 854616109 166 5,520 Schweitzer-Mauduit Intl Common Stock 808541106 2 170 Swepco Cap I PFD QTR 30/360 870695202 15 700 Swire Pacific Ltd Sponsored ADR ADR 870794302 4,097 693,821 Softworks Inc Common Stock 83404P102 5 500 Swiss Chalet Inc. Common Stock 870853108 3 400 Southwest Securities Group Inc. Common Stock 845224104 524 19,149 Southwest Gas Corp. Common Stock 844895102 30 1,315 Safeway Inc. Common Stock 786514208 5,198 146,173 Standex Intl Corp. Common Stock 854231107 1 50 Sybron International Corp. Wis Common Stock 87114F106 1,967 79,680 Sybase Inc. Common Stock 871130100 181 10,660 Synagro Technologies Inc New Common Stock 871562203 2 400 Stryker Corp. Common Stock 863667101 1,579 22,675 Sykes Enterprises Inc. Common Stock 871237103 720 16,420 Symantec Corp. Common Stock 871503108 4,387 74,825 Syntroleum Corp Common Stock 871630109 7 800 Syquest Technology Inc. Common Stock 871660106 0 7,700 Systemsoft Corp. Common Stock 871926101 2 22,000 Sysco Corp. Common Stock 871829107 1,539 38,904 Suiza Foods Corp. Common Stock 865077101 1,245 31,430 Suiza Cap Tr II Pfd Tr Cv Secs PreferdStk Conv 86507G408 14 415 AT & T Corp. Common Stock 001957109 29,418 579,670 Taylor Capital Group Inc. Perp Pfd Ser PFD QTR 30/360 876851205 177 7,150 Timecast Corp Common Stock 887324101 0 1,166 Talisman Energy Inc. 9% Pfd PFD QTR 30/360 87425E400 8 400 Transtar Communications Common Stock 89388M999 0 18 TJ International Inc. Tender Offer Common Stock 872534987 21 500 Trakit Corp Common Stock 892888108 0 17 Talbot Bancshares Inc. New Common Stock 874124100 209 3,670 Taco Cabana Inc.orporation Cl A Common Stock 873425102 6 750 Taitron Components Inc. Cl A Common Stock 874028103 20 10,602 Talk.Com Inc. Common Stock 874264104 1,124 63,332 Tal Wireless Networks Inc. Common Stock 872163100 0 11,534 Tubos De Acero De Mexico S A ADR 898592506 149 10,980 Tandy Corp. Common Stock 875382103 1,254 25,504 Tanning Technology Corp Common Stock 87588P101 41 700 Travelers Property Casualty Common Stock 893939108 580 16,920 Travelers P&C Capital I 8.08% PFD QTR 30/360 893931204 214 9,430 Tapistron Intl Inc. Common Stock 876038100 0 800 Telefonica de Argentina S.A. ADR 879378206 805 26,080 Tate & Lyle PLC ADRS ADR 876570607 600 22,935 Taylor S Cos Inc Common Stock 876867102 0 100 Tacoma Boat Building Co. New Common Stock 873452304 0 50 Tasty Baking Co. Common Stock 876553306 52 6,182 T B C Corp. Common Stock 872180104 59 9,500 Telebanc Capital Trust II Cum Pfd 9.00 PFD QTR 30/360 87925Y203 643 30,250 Telebanc Financial Corp Common Stock 87925R109 578 22,245 Telecominicaoes Brasileiras SA ADR ADR 879287308 5,583 43,445 Timberland Co Common Stock 887100105 726 13,735 Telebras - Spon ADR ADR 879287100 0 4,742 TCF Financial Corp. Common Stock 872275102 74 2,988 Trammell Crow Co Common Stock 89288R106 33 2,870 Consolidated Companies Common Stock 208915108 0 200 F A Tucker Group Inc Common Stock 302396106 0 1,400 Transcanada Cap PFD QTR 30/360 893525204 9 400 Techniclone International Common Stock 878517309 38 72,425 Taubman Centers, Inc. Common Stock 876664103 27 2,500 Telesp Celular Participa- ADR ADR 87952L108 14 330 Cornerstone Realty Income Common Stock 21922V102 0 1 Telecentro Sul Participa - ADR ADR 879239101 171 1,880 TCSI Corp. Common Stock 87233R106 2 500 The Town and Country Trust Common Stock 892081100 330 18,377 Talk City Inc Common Stock 874263106 52 2,000 Toronto Dominion Bank Common Stock 891160509 51 1,900 Templeton Dragon Fund Inc. MutualFdEqClose 88018T101 125 12,693 TDK Corp. - Spon ADR ADR 872351408 311 2,300 Telephone & Data Systems, Inc. Common Stock 879433100 314 2,490 3D Systems Corp. New Common Stock 88554D205 44 5,200 TDS Capital I-8.50% Trust Originated PFD QTR 30/360 87235W202 11 500 TDS Capital II 8.04% Trust Org PFD PFD QTR 30/360 87235R203 62 3,100 TCW/DW Term Trust 2000 Shs Common Stock 87234V106 19 2,000 Tidewater Inc. Common Stock 886423102 2,279 63,307 Teledyne Technologies Inc Common Stock 879360105 3 269 Teco Energy Inc. Common Stock 872375100 506 27,257 Templeton Emerging Markets Common Stock 880190103 67 5,750 Commercial Intertech Corp. Common Stock 201709102 45 3,500 Tech Data Corp. Common Stock 878237106 536 19,760 Techne Corp. Common Stock 878377100 29 525 Tecumseh Producs CO CL A Common Stock 878895200 2,026 42,930 Tecumseh Products Co-CL B Common Stock 878895101 2 40 Toledo Edison Co Preferred Stock 889175774 30 1,200 Toledo Edison Co 4.56% Pfd PFD QTR 30/360 889175402 21 350 Toledo Edison Co PFD QTR 30/360 889175709 10 100 Toledo Edison Co. - 4.25% Pfd PFD QTR 30/360 889175303 69 1,250 National Golf Properties Inc. Common Stock 63623G109 448 22,666 Telefonica De Espana SA Spons ADR ADR 879382208 1,139 14,451 Tektronix Inc. Common Stock 879131100 140 3,600 Televideo Inc Common Stock 879913200 0 125 Tenneco Automotive Inc Common Stock 880349105 50 5,348 Tennessee Valley Authority QIDS Ser A PFD QTR 30/360 880591102 143 5,840 Telecom Argentina Sa Adr 1 Adr Reps 10 ADR 879273209 3,958 115,550 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Sovereign Bancorp Inc. x 0 135,135 0 Seven Seas Petroleum Corp. x 0 2,000 0 Savoir Technology Group Inc x 0 500 0 Supervalue Inc. x 0 34,556 0 Southwest Bancorporation of Texas Inc. x 0 27,116 0 Swift Transportation Co Inc. x 0 3,045 0 Stanley Works x 0 5,520 0 Schweitzer-Mauduit Intl x 0 170 0 Swepco Cap I x 0 700 0 Swire Pacific Ltd Sponsored ADR x 0 693,821 0 Softworks Inc x 0 500 0 Swiss Chalet Inc. x 0 400 0 Southwest Securities Group Inc. x 0 19,149 0 Southwest Gas Corp. x 0 1,315 0 Safeway Inc. x 0 146,173 0 Standex Intl Corp. x 0 50 0 Sybron International Corp. Wis x 0 79,680 0 Sybase Inc. x 0 10,660 0 Synagro Technologies Inc New x 0 400 0 Stryker Corp. x 0 22,675 0 Sykes Enterprises Inc. x 0 16,420 0 Symantec Corp. x 0 74,825 0 Syntroleum Corp x 0 800 0 Syquest Technology Inc. x 0 7,700 0 Systemsoft Corp. x 0 22,000 0 Sysco Corp. x 0 38,904 0 Suiza Foods Corp. x 0 31,430 0 Suiza Cap Tr II Pfd Tr Cv Secs x 0 415 0 AT & T Corp. x 0 579,670 0 Taylor Capital Group Inc. Perp Pfd Ser x 0 7,150 0 Timecast Corp x 0 1,166 0 Talisman Energy Inc. 9% Pfd x 0 400 0 Transtar Communications x 0 18 0 TJ International Inc. Tender Offer x 0 500 0 Trakit Corp x 0 17 0 Talbot Bancshares Inc. New x 0 3,670 0 Taco Cabana Inc.orporation Cl A x 0 750 0 Taitron Components Inc. Cl A x 0 10,602 0 Talk.Com Inc. x 0 63,332 0 Tal Wireless Networks Inc. x 0 11,534 0 Tubos De Acero De Mexico S A x 0 10,980 0 Tandy Corp. x 0 25,504 0 Tanning Technology Corp x 0 700 0 Travelers Property Casualty x 0 16,920 0 Travelers P&C Capital I 8.08% x 0 9,430 0 Tapistron Intl Inc. x 0 800 0 Telefonica de Argentina S.A. x 0 26,080 0 Tate & Lyle PLC ADRS x 0 22,935 0 Taylor S Cos Inc x 0 100 0 Tacoma Boat Building Co. New x 0 50 0 Tasty Baking Co. x 0 6,182 0 T B C Corp. x 0 9,500 0 Telebanc Capital Trust II Cum Pfd 9.00 x 0 30,250 0 Telebanc Financial Corp x 0 22,245 0 Telecominicaoes Brasileiras SA ADR x 0 43,445 0 Timberland Co x 0 13,735 0 Telebras - Spon ADR x 0 4,742 0 TCF Financial Corp. x 0 2,988 0 Trammell Crow Co x 0 2,870 0 Consolidated Companies x 0 200 0 F A Tucker Group Inc x 0 1,400 0 Transcanada Cap x 0 400 0 Techniclone International x 0 72,425 0 Taubman Centers, Inc. x 0 2,500 0 Telesp Celular Participa- ADR x 0 330 0 Cornerstone Realty Income x 0 1 0 Telecentro Sul Participa - ADR x 0 1,880 0 TCSI Corp. x 0 500 0 The Town and Country Trust x 0 18,377 0 Talk City Inc x 0 2,000 0 Toronto Dominion Bank x 0 1,900 0 Templeton Dragon Fund Inc. x 0 12,693 0 TDK Corp. - Spon ADR x 0 2,300 0 Telephone & Data Systems, Inc. x 0 2,490 0 3D Systems Corp. New x 0 5,200 0 TDS Capital I-8.50% Trust Originated x 0 500 0 TDS Capital II 8.04% Trust Org PFD x 0 3,100 0 TCW/DW Term Trust 2000 Shs x 0 2,000 0 Tidewater Inc. x 0 63,307 0 Teledyne Technologies Inc x 0 269 0 Teco Energy Inc. x 0 27,257 0 Templeton Emerging Markets x 0 5,750 0 Commercial Intertech Corp. x 0 3,500 0 Tech Data Corp. x 0 19,760 0 Techne Corp. x 0 525 0 Tecumseh Producs CO CL A x 0 42,930 0 Tecumseh Products Co-CL B x 0 40 0 Toledo Edison Co x 0 1,200 0 Toledo Edison Co 4.56% Pfd x 0 350 0 Toledo Edison Co x 0 100 0 Toledo Edison Co. - 4.25% Pfd x 0 1,250 0 National Golf Properties Inc. x 0 22,666 0 Telefonica De Espana SA Spons ADR x 0 14,451 0 Tektronix Inc. x 0 3,600 0 Televideo Inc x 0 125 0 Tenneco Automotive Inc x 0 5,348 0 Tennessee Valley Authority QIDS Ser A x 0 5,840 0 Telecom Argentina Sa Adr 1 Adr Reps 10 x 0 115,550 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Teradyne Inc. Common Stock 880770102 2,245 34,017 Tera Computer Common Stock 88076P108 45 10,000 Terayon Communication Systems Common Stock 880775101 743 11,830 Tesco Corp Foreign Stock 88157K101 16 2,500 Teva Pharmaceutical-SP ADR ADR 881624209 49 680 Terex Corp. Common Stock 880779103 114 4,115 21st Centy Technologies Inc Common Stock 90130C107 13 100,000 TITAN EXPLORATION INC Common Stock 888289105 1 98 Morgan Stanley Municipal Income Trust Common Stock 61745P486 212 27,415 TCI Communic Financing I 8.72% PFD PFD QTR 30/360 872285200 367 14,515 TCI Communications Fing IV 9.72% PFD T PFD QTR 30/360 87228U205 10 390 TCI Communications Financing II 10% PF PFD QTR 30/360 872286208 65 2,533 Telefonica De Argentina SA CL B ORD Foreign Stock P90325104 9 3,000 Telefonos De Mexico S.A. ADR 879403400 8 1,500 Three Five Systems Inc. Common Stock 88554L108 1,063 25,925 24/7 Media Inc Common Stock 901314104 50 880 Teleflex Inc. Common Stock 879369106 9,623 307,303 Tredegar Industries Common Stock 894650100 43 2,100 Tegal Corp Common Stock 879008100 1 100 Templeton Global Governments Common Stock 879929107 192 33,400 Trigon Healthcare Inc. Common Stock 89618L100 187 6,355 Triumph Group Inc. Common Stock 896818101 33 1,350 Thomas Group Inc. Common Stock 884402108 14 1,200 Triangle Bancorp Inc. Common Stock 895835106 466 24,073 Theglobe.Com Inc. Common Stock 88335R101 4 500 Teligent Inc. Cl A Common Stock 87959Y103 201 3,253 Teleglobe Inc Common Stock 87941V100 127 5,612 Georgia Pacific Corp. (Timber Group) Common Stock 373298702 47 1,912 Transportadora Gas Sur - Sponsored ADR ADR 893870204 30 3,300 Tenet Healthcare Corp. Common Stock 88033G100 772 32,858 3do Co Common Stock 88553W105 9 1,000 THQ Inc. Common Stock 872443403 230 9,900 Theragenics Corp. Common Stock 883375107 235 25,975 Todhunter Intl Inc Common Stock 889050100 7 800 Thistle Group Holdings Co Common Stock 88431E103 13 1,870 Tag Heuer International SA Sponsored ADR 873773105 20 1,775 Houston Exploration Company Common Stock 442120101 6 300 Telecom Italia Spa Spon ADR ADR 87927W106 6,780 48,432 Tibco Software Inc Common Stock 88632Q103 46 300 Tice Technology Inc. Common Stock 886337104 0 125 Wts Tice Technology Inc. Common Stock 886337112 0 400 Tiffany & Co New Common Stock 886547108 884 9,910 Titanium Metals Corp. Common Stock 888339108 33 7,380 Temple Inland Inc. Common Stock 879868107 7 100 Tivo Inc Common Stock 888706108 20 600 TJX Companies Inc. Common Stock 872540109 915 44,763 Teekay Shipping Corp. Foreign Stock Y8564W103 4 280 Wts Tekgraf Inc. Common Stock 879102119 3 36,500 Tokio Marine & Fire Ins Ltd ADR 889090403 5,058 85,545 Tekelec Common Stock 879101103 225 10,000 Thermotrex Corp. Common Stock 883666109 8 1,000 Timken Co Common Stock 887389104 185 9,040 Tomkins PLC Sponsored ADR ADR 890030208 2,146 146,085 Transkaryotic Therapies Inc Common Stock 893735100 27 700 Tellabs Inc. Common Stock 879664100 5,765 89,809 Talbots Inc. Common Stock 874161102 4 100 TLC The Laser Center Inc Common Stock 87255E108 8 600 Tele Danmark A/S Spons ADS Rep ADR 879242105 333 8,816 Tilden Associates Inc Common Stock 886749209 3 10,000 Perusahaan Perseroan PT Telekomunkasi ADR 715684106 0 40 Tellus Industries Inc Common Stock 879681203 0 2,000 Talisman Energy Inc Common Stock 87425E103 35 1,371 Telespectrum Worldwide Inc. Common Stock 87951U109 68 9,593 Telxon Corp. Common Stock 879700102 13 800 Today's Man Inc. Common Stock 888910205 17 27,500 Trico Marine Services Inc. Common Stock 896106101 16 2,300 Tremont Advisers Inc -Cl B Common Stock 894729201 1 125 Timberline Software Corp. Common Stock 887134104 327 24,337 Times Mirror Co Cl A New Common Stock 887364107 134 1,994 Ticketmaster Online-City Search Inc. Common Stock 88633P203 12 300 Torchmark Corp. Common Stock 891027104 17 600 Management Network Group Inc Common Stock 561693102 16 500 Thermo Electron Corp. Common Stock 883556102 145 9,687 TMP Worldwide Inc. Common Stock 872941109 899 6,330 TCW/DW Term Trust 2003 Shs Of Common Stock 87234U108 23 2,501 Tumbleweed Communications Corp Common Stock 899690101 59 700 Telefonos De Mexico SA Spons ADR ADR 879403780 6,850 60,885 Tenaga Nasional BHD - Spons ADR ADR 880277108 3 300 Thomas & Betts Corp. Common Stock 884315102 408 12,798 Tanknology-Nde Intl Inc Common Stock 87583E101 0 100 Telenorte Leste Participacoes ADR ADR 879246106 9 350 Terra Nitrogen Co LP Common Stock 881005201 1 200 Technitrol Inc. Common Stock 878555101 96 2,150 True North Communications Inc. Common Stock 897844106 263 5,880 Tnp Enterprises Inc. Common Stock 872594106 1,252 30,350 Tianrong Building Material Holdings Common Stock 886305101 3 13,000 Tanisys Technology Inc. Foreign Stock 875927105 5 17,900 Tokheim Corp. Common Stock 889073102 11 3,100 Tommy Hilfiger Corp. Common Stock G8915Z102 114 4,905 Tomorrows Morning Inc Common Stock 890087109 0 6,000 Too Inc Common Stock 890333107 15 887 Topps Inc. Common Stock 890786106 24 2,300 Tosco Corp. Com New Common Stock 891490302 39 1,425 Total SA Adr ADR 89151E109 6,383 92,180 Total Research Corp Common Stock 891511107 67 8,800 Toups Technology Licensing Inc Common Stock 89155A103 20 50,000 Stratosphere Corp. Common Stock 863106100 0 3,200 Toys 'R' Us Inc. Common Stock 892335100 3,452 241,171 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Teradyne Inc. x 0 34,017 0 Tera Computer x 0 10,000 0 Terayon Communication Systems x 0 11,830 0 Tesco Corp x 0 2,500 0 Teva Pharmaceutical-SP ADR x 0 680 0 Terex Corp. x 0 4,115 0 21st Centy Technologies Inc x 0 100,000 0 TITAN EXPLORATION INC x 0 98 0 Morgan Stanley Municipal Income Trust x 0 27,415 0 TCI Communic Financing I 8.72% PFD x 0 14,515 0 TCI Communications Fing IV 9.72% PFD T x 0 390 0 TCI Communications Financing II 10% PF x 0 2,533 0 Telefonica De Argentina SA CL B ORD x 0 3,000 0 Telefonos De Mexico S.A. x 0 1,500 0 Three Five Systems Inc. x 0 25,925 0 24/7 Media Inc x 0 880 0 Teleflex Inc. x 0 307,303 0 Tredegar Industries x 0 2,100 0 Tegal Corp x 0 100 0 Templeton Global Governments x 0 33,400 0 Trigon Healthcare Inc. x 0 6,355 0 Triumph Group Inc. x 0 1,350 0 Thomas Group Inc. x 0 1,200 0 Triangle Bancorp Inc. x 0 24,073 0 Theglobe.Com Inc. x 0 500 0 Teligent Inc. Cl A x 0 3,253 0 Teleglobe Inc x 0 5,612 0 Georgia Pacific Corp. (Timber Group) x 0 1,912 0 Transportadora Gas Sur - Sponsored ADR x 0 3,300 0 Tenet Healthcare Corp. x 0 32,858 0 3do Co x 0 1,000 0 THQ Inc. x 0 9,900 0 Theragenics Corp. x 0 25,975 0 Todhunter Intl Inc x 0 800 0 Thistle Group Holdings Co x 0 1,870 0 Tag Heuer International SA Sponsored x 0 1,775 0 Houston Exploration Company x 0 300 0 Telecom Italia Spa Spon ADR x 0 48,432 0 Tibco Software Inc x 0 300 0 Tice Technology Inc. x 0 125 0 Wts Tice Technology Inc. x 0 400 0 Tiffany & Co New x 0 9,910 0 Titanium Metals Corp. x 0 7,380 0 Temple Inland Inc. x 0 100 0 Tivo Inc x 0 600 0 TJX Companies Inc. x 0 44,763 0 Teekay Shipping Corp. x 0 280 0 Wts Tekgraf Inc. x 0 36,500 0 Tokio Marine & Fire Ins Ltd x 0 85,545 0 Tekelec x 0 10,000 0 Thermotrex Corp. x 0 1,000 0 Timken Co x 0 9,040 0 Tomkins PLC Sponsored ADR x 0 146,085 0 Transkaryotic Therapies Inc x 0 700 0 Tellabs Inc. x 0 89,809 0 Talbots Inc. x 0 100 0 TLC The Laser Center Inc x 0 600 0 Tele Danmark A/S Spons ADS Rep x 0 8,816 0 Tilden Associates Inc x 0 10,000 0 Perusahaan Perseroan PT Telekomunkasi x 0 40 0 Tellus Industries Inc x 0 2,000 0 Talisman Energy Inc x 0 1,371 0 Telespectrum Worldwide Inc. x 0 9,593 0 Telxon Corp. x 0 800 0 Today's Man Inc. x 0 27,500 0 Trico Marine Services Inc. x 0 2,300 0 Tremont Advisers Inc -Cl B x 0 125 0 Timberline Software Corp. x 0 24,337 0 Times Mirror Co Cl A New x 0 1,994 0 Ticketmaster Online-City Search Inc. x 0 300 0 Torchmark Corp. x 0 600 0 Management Network Group Inc x 0 500 0 Thermo Electron Corp. x 0 9,687 0 TMP Worldwide Inc. x 0 6,330 0 TCW/DW Term Trust 2003 Shs Of x 0 2,501 0 Tumbleweed Communications Corp x 0 700 0 Telefonos De Mexico SA Spons ADR x 0 60,885 0 Tenaga Nasional BHD - Spons ADR x 0 300 0 Thomas & Betts Corp. x 0 12,798 0 Tanknology-Nde Intl Inc x 0 100 0 Telenorte Leste Participacoes ADR x 0 350 0 Terra Nitrogen Co LP x 0 200 0 Technitrol Inc. x 0 2,150 0 True North Communications Inc. x 0 5,880 0 Tnp Enterprises Inc. x 0 30,350 0 Tianrong Building Material Holdings x 0 13,000 0 Tanisys Technology Inc. x 0 17,900 0 Tokheim Corp. x 0 3,100 0 Tommy Hilfiger Corp. x 0 4,905 0 Tomorrows Morning Inc x 0 6,000 0 Too Inc x 0 887 0 Topps Inc. x 0 2,300 0 Tosco Corp. Com New x 0 1,425 0 Total SA Adr x 0 92,180 0 Total Research Corp x 0 8,800 0 Toups Technology Licensing Inc x 0 50,000 0 Stratosphere Corp. x 0 3,200 0 Toys 'R' Us Inc. x 0 241,171 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Toyota Motor Co ADR 892331307 10 100 Tons Of Toys Inc. Com New Common Stock 890318207 0 2 TNT Post Group N.V. - Spon ADR ADR 888742103 68 2,359 Triton Pcs Hldgs Inc Common Stock 89677M106 23 500 P T Tri Polyta Indonesia ADR 69365B109 1 600 Tpi Enterprises Inc Common Stock 872623103 0 200 Texas Pacific Land Trust Common Stock 882610108 40 1,030 Teppco Partners L P Units Rep Lim LTD Part P4 872384102 141 7,300 Triquint Semiconductor Incorporated Common Stock 89674K103 297 2,670 Tootsie Roll Industries Inc. Common Stock 890516107 568 17,238 Track Data Corp. Common Stock 891918104 41 4,000 Tribune Co Common Stock 896047107 1,103 20,040 Trailer Bridge Inc. Common Stock 892782103 1 500 Texas Regional Bancshares Inc. Common Stock 882673106 59 2,050 Tremont Corp. Del Com Par Common Stock 894745207 1 70 Trenwick Group Inc. Common Stock 895290104 3 150 Treasury Intl Inc Common Stock 894641109 3 20,000 Templeton Russia Fund Inc. Common Stock 88022F105 4 200 TRANSATLANTIC HOLDINGS INC Common Stock 893521104 86 1,100 Trident Microsystems, Inc. Common Stock 895919108 3 250 Triad Hospitals Inc. Common Stock 89579K109 10 635 Transcrypt International Inc. Common Stock 89363A101 3 843 Speedway Motorsports Inc. Common Stock 847788106 111 4,000 Total Renal Care Holdings Inc. Common Stock 89151A107 34 5,110 Trimble Nav Ltd Common Stock 896239100 4 200 Trustmark Corp. Common Stock 898402102 86 4,000 Trimeris Inc Common Stock 896263100 21 900 Trinity Industries Inc.-del Common Stock 896522109 2,157 75,835 Transnet Corporation Common Stock 893782102 1 300 Telecentro Oeste Celular Part - ADR ADR 87923P105 0 0 T. Rowe Price Assoc. Inc. Common Stock 741477103 1,787 48,376 Terra Networks S A ADR 88100W103 233 4,250 Torch Energy Royalty Trust Common Stock 891013104 1 200 T R W Inc. Common Stock 872649108 549 10,577 Triarc Companies Inc. Cl A Common Stock 895927101 2 95 Transaction System Architects Inc. Cl Common Stock 893416107 168 5,997 TCI Satellite Entertainment Common Stock 872298104 18 1,154 Tractor Supply Co. Common Stock 892356106 98 6,095 Telesudeste Celular Part- ADR ADR 879252104 1 20 Sabre Group Holdings Inc. Common Stock 785905100 40 788 Teche Holding Co Common Stock 878330109 3 250 Computer Task Group Inc. Common Stock 205477102 2 120 TSL Holdings Inc. Common Stock 872918107 0 1 Taiwan Semiconductor Co. LTD Spons ADR ADR 874039100 91 2,033 Tyson Foods Inc. Common Stock 902494103 2 100 Tesoro Petroleum Corp. Common Stock 881609101 5 425 Telesp Participatoes SA - ADR ADR 87952K100 483 19,755 Telesphere Communications Inc Common Stock 879908101 0 5,000 Transtechnology Corp Common Stock 893889105 9 793 Toro Co Common Stock 891092108 24 650 Autotote Corp - CL A Common Stock 053323101 0 26 Teletech Holdings Inc Common Stock 879939106 17 500 Tritel Inc Common Stock 89675X104 5 150 Thai Fund Inc. MutualFdEqClose 882904105 3 400 Transtexas Gas Corp Common Stock 893895102 0 2,000 Transportation Technologies INDS Inc Common Stock 89388T101 181 10,000 Titan Corp. Common Stock 888266103 275 5,844 Titan Corp. $1.00 Cum Cv Pfd Preferred Stock 888266202 13 400 Titan Pharmaceuticals Inc Del Common Stock 888314101 44 2,320 Thermo Tech Technologies Inc Common Stock 88360H101 2 50,000 Take-Two Interactive software Inc. Common Stock 874054109 4 300 Tultex Corp. Common Stock 899900104 0 3,500 TXU Electric Cap I 8.25% Cum PFD PFD QTR 30/360 87316P209 22 1,025 TXU Electric Capital III 8.00% Cum PF PFD QTR 30/360 87316Q207 118 5,590 Tupperware Corp. Common Stock 899896104 90 5,325 Iturf Inc Common Stock 46575Q100 4 320 Tuscarora Inc. Common Stock 900902107 21 1,740 Tut Systems Common Stock 901103101 11 200 Tuxis Corporation Common Stock 901144105 7 635 Grupo Televisa, S.A. GDS ADR 40049J206 6 90 Tennessee Valley Auth PFD QTR 30/360 880591409 17 800 Tennessee Valley Authority Preferred Stock 880591201 76 3,300 Tennessee Valley Auth PFD QTR 30/360 880591300 107 4,970 Templeton Vietnam Opptys Fund Common Stock 88022J107 51 5,523 TV Guide Inc - Cl A Common Stock 87307Q109 2 50 TVI Corp Common Stock 872916101 23 322,000 Trans World Airlines Common Stock 893349837 8 3,000 Td Waterhouse Grp Inc Foreign Stock 872362108 396 24,062 Titan International Inc. Common Stock 88830M102 80 12,340 Twinlab Corp. Common Stock 901774109 9 1,094 Trans World Music Corp Common Stock 89336Q100 221 21,090 Tower Automotive Inc. Common Stock 891707101 8 500 Crown Castle Intl Corp Common Stock 228227104 177 5,510 Time Warner Telecom Inc Cl A Common Stock 887319101 25 500 Tweeter Home Entmt Group Inc Common Stock 901167106 14 400 Time Warner Inc. Common Stock 887315109 10,516 145,175 Time Warner Capital I-8.875% PFD Trust PFD QTR 30/360 88731G204 127 5,100 Texaco Inc. Common Stock 881694103 6,332 116,583 Tribune Co New Sb Db Exch2%29 PreferdStk Conv 896047305 17 105 Texas Biotech Corp. Common Stock 88221T104 24 3,071 Texaco Capital LLC 6.875% Cum PFD Ser PFDMthly 30/360 P9132Z107 323 16,200 Texaco Capital Llc 6.4% Adj Rt PFDMthly 30/360 P9132Z115 47 2,700 Transwitch Corp. Common Stock 894065101 124 1,712 Totalaxcess.com Inc Common Stock 89151J108 0 2,000 Texas Industries Inc. Common Stock 882491103 3,010 70,710 Texas Instruments Inc. Common Stock 882508104 9,207 95,041 Textron Inc. Common Stock 883203101 479 6,242 Textron Capital I Trust Pfd PFD QTR 30/360 883198202 112 5,200 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Toyota Motor Co x 0 100 0 Tons Of Toys Inc. Com New x 0 2 0 TNT Post Group N.V. - Spon ADR x 0 2,359 0 Triton Pcs Hldgs Inc x 0 500 0 P T Tri Polyta Indonesia x 0 600 0 Tpi Enterprises Inc x 0 200 0 Texas Pacific Land Trust x 0 1,030 0 Teppco Partners L P Units Rep Lim x 0 7,300 0 Triquint Semiconductor Incorporated x 0 2,670 0 Tootsie Roll Industries Inc. x 0 17,238 0 Track Data Corp. x 0 4,000 0 Tribune Co x 0 20,040 0 Trailer Bridge Inc. x 0 500 0 Texas Regional Bancshares Inc. x 0 2,050 0 Tremont Corp. Del Com Par x 0 70 0 Trenwick Group Inc. x 0 150 0 Treasury Intl Inc x 0 20,000 0 Templeton Russia Fund Inc. x 0 200 0 TRANSATLANTIC HOLDINGS INC x 0 1,100 0 Trident Microsystems, Inc. x 0 250 0 Triad Hospitals Inc. x 0 635 0 Transcrypt International Inc. x 0 843 0 Speedway Motorsports Inc. x 0 4,000 0 Total Renal Care Holdings Inc. x 0 5,110 0 Trimble Nav Ltd x 0 200 0 Trustmark Corp. x 0 4,000 0 Trimeris Inc x 0 900 0 Trinity Industries Inc.-del x 0 75,835 0 Transnet Corporation x 0 300 0 Telecentro Oeste Celular Part - ADR x 0 0 0 T. Rowe Price Assoc. Inc. x 0 48,376 0 Terra Networks S A x 0 4,250 0 Torch Energy Royalty Trust x 0 200 0 T R W Inc. x 0 10,577 0 Triarc Companies Inc. Cl A x 0 95 0 Transaction System Architects Inc. Cl x 0 5,997 0 TCI Satellite Entertainment x 0 1,154 0 Tractor Supply Co. x 0 6,095 0 Telesudeste Celular Part- ADR x 0 20 0 Sabre Group Holdings Inc. x 0 788 0 Teche Holding Co x 0 250 0 Computer Task Group Inc. x 0 120 0 TSL Holdings Inc. x 0 1 0 Taiwan Semiconductor Co. LTD Spons ADR x 0 2,033 0 Tyson Foods Inc. x 0 100 0 Tesoro Petroleum Corp. x 0 425 0 Telesp Participatoes SA - ADR x 0 19,755 0 Telesphere Communications Inc x 0 5,000 0 Transtechnology Corp x 0 793 0 Toro Co x 0 650 0 Autotote Corp - CL A x 0 26 0 Teletech Holdings Inc x 0 500 0 Tritel Inc x 0 150 0 Thai Fund Inc. x 0 400 0 Transtexas Gas Corp x 0 2,000 0 Transportation Technologies INDS Inc x 0 10,000 0 Titan Corp. x 0 5,844 0 Titan Corp. $1.00 Cum Cv Pfd x 0 400 0 Titan Pharmaceuticals Inc Del x 0 2,320 0 Thermo Tech Technologies Inc x 0 50,000 0 Take-Two Interactive software Inc. x 0 300 0 Tultex Corp. x 0 3,500 0 TXU Electric Cap I 8.25% Cum PFD x 0 1,025 0 TXU Electric Capital III 8.00% Cum PF x 0 5,590 0 Tupperware Corp. x 0 5,325 0 Iturf Inc x 0 320 0 Tuscarora Inc. x 0 1,740 0 Tut Systems x 0 200 0 Tuxis Corporation x 0 635 0 Grupo Televisa, S.A. GDS x 0 90 0 Tennessee Valley Auth x 0 800 0 Tennessee Valley Authority x 0 3,300 0 Tennessee Valley Auth x 0 4,970 0 Templeton Vietnam Opptys Fund x 0 5,523 0 TV Guide Inc - Cl A x 0 50 0 TVI Corp x 0 322,000 0 Trans World Airlines x 0 3,000 0 Td Waterhouse Grp Inc x 0 24,062 0 Titan International Inc. x 0 12,340 0 Twinlab Corp. x 0 1,094 0 Trans World Music Corp x 0 21,090 0 Tower Automotive Inc. x 0 500 0 Crown Castle Intl Corp x 0 5,510 0 Time Warner Telecom Inc Cl A x 0 500 0 Tweeter Home Entmt Group Inc x 0 400 0 Time Warner Inc. x 0 145,175 0 Time Warner Capital I-8.875% PFD Trust x 0 5,100 0 Texaco Inc. x 0 116,583 0 Tribune Co New Sb Db Exch2%29 x 0 105 0 Texas Biotech Corp. x 0 3,071 0 Texaco Capital LLC 6.875% Cum PFD Ser x 0 16,200 0 Texaco Capital Llc 6.4% Adj Rt x 0 2,700 0 Transwitch Corp. x 0 1,712 0 Totalaxcess.com Inc x 0 2,000 0 Texas Industries Inc. x 0 70,710 0 Texas Instruments Inc. x 0 95,041 0 Textron Inc. x 0 6,242 0 Textron Capital I Trust Pfd x 0 5,200 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Texas Utilities Co. Common Stock 882848104 1,442 40,552 Txu Capital Trust Ii PFD QTR 30/360 90210S204 38 1,500 Tri-Continental MutualFdEqClose 895436103 166 5,963 Tri-continental Corp. Preferred Stock 895436202 7 200 Tyco International LTD Foreign Stock 902124106 14,249 366,529 Taylor Nelson Sofres PLC Common Stock G8693M109 441 100,000 Taiyo Yuden Ltd ADR 874047202 86 365 The Taiwan Equity Fund Inc Common Stock 874031107 84 5,000 Trizec Hahn Corp. Foreign Stock 896938107 51 3,025 US Air Group Common Stock 911905107 154 4,807 U A L Corp. Common Stock 902549500 49 633 UAL Corp. 12 1/4% Depository Preferred Stock 902549708 30 1,000 Ual Corp Capital Tr 13.25 PFD QTR 30/360 90254Y208 11 400 United Asset Management Corp. Common Stock 909420101 593 31,965 Usasurance Group Inc Common Stock 91729N108 1 2,000 Unionbancal Corp Common Stock 908906100 33 835 U.S. Bancorp Inc. Common Stock 917292104 105 8,925 U S Bancorp Cap Tr I 8.45% Gtd PFD QTR 30/360 91729W207 30 1,500 Unibanco-Uniao De Barcos ADR 90458E107 217 7,215 You Bet International Inc. Common Stock 987413101 23 5,400 UBID Inc. Common Stock 903469104 6 211 Union Bankshares Corp. VA Common Stock 905399101 39 2,664 United Bankshares Inc. W Va Common Stock 909907107 407 17,044 Auctionanything Com Inc. Common Stock 05068N107 0 1,000 United Companies Financial Common Stock 909870107 0 2,900 United Cmnty Financial Corp. Common Stock 909839102 3 300 Unocal Corp. Common Stock 915289102 1,552 46,235 Unicom Corp. Common Stock 904911104 367 10,943 Unitedglobalcom Common Stock 913247508 212 3,000 Unicapital Corp Common Stock 90459D108 18 5,000 Ucar International Inc. Common Stock 90262K109 10 570 Utilicorp United Inc. Common Stock 918005109 232 11,958 Utilicorp Capital LP 8.875% PFD QTR 30/360 91800E209 57 2,500 United Dominion Inds Ltd Common Stock 909914103 115 5,745 United Dominion Realty Trust Common Stock 910197102 747 75,605 United Dominion Realty Trust PFD QTR 30/360 910197300 41 2,300 United Dominion Realty Trust Preferred Stock 910197201 25 1,300 Ultramar Diamond Shamrock Corp. Common Stock 904000106 6 261 Union Electric Co 4.50$ PFD PFD QTR 30/360 906548508 12 200 Unifab International Inc. Common Stock 90467L100 16 2,900 Universal Foods Corp. Common Stock 913538104 127 6,220 Unifi Inc. Common Stock 904677101 19 1,575 U.S. Foodservice Common Stock 90331R101 161 9,610 UGI Corp. Hldg Co Common Stock 902681105 83 4,077 U S HOME Corp. NEW Common Stock 911920106 12 486 Amerco Common Stock 023586100 20 800 Universal Health Common Stock 913903100 43 1,200 United Industrial Corp Common Stock 910671106 28 3,000 United Illuminating Co Common Stock 910637107 385 7,501 United Capital Funding Partnership LP PFDMthly 30/360 90978X205 523 21,300 Unisys Corp. Common Stock 909214108 1,793 56,151 Union Carbide Corp. Common Stock 905581104 264 3,948 Unilever PLC ADR 904767704 3,605 118,936 Ultimate Software Group Inc Common Stock 90385D107 10 800 MediaOne Group Inc. Common Stock 58440J104 5,726 74,550 Mediaone Finance Tr III PFD 9.04 12313 PFD QTR 30/360 584458202 53 2,100 United Mobile Homes Inc. Common Stock 911024107 78 9,400 Unilever N V Common Stock 904784709 1,106 20,319 Unova Inc. Common Stock 91529B106 90 6,959 United National Bancorp - N J Common Stock 910909100 3 116 United Diagnostic Inc Common Stock 910192103 0 2 Unify Corp Common Stock 904743101 136 4,970 United Healthcare Corp. Common Stock 910581107 1,418 26,684 Unitrin Inc. Common Stock 913275103 19 500 Unumprovident Corp. Common Stock 91529Y106 2,164 67,494 Union National Bancorp Common Stock 907103105 27 984 Union Pacific Corp. Common Stock 907818108 1,080 24,747 Unisource Energy Corp. Common Stock 909205106 10 920 First United Bancshares Inc. Common Stock 33741E104 839 62,754 Union Planters Corp. Common Stock 908068109 1,771 44,907 United Pan-Europe Com - Spon ADR ADR 911300200 622 4,882 Upm Kymmene Corp ADR 915436109 57 1,327 Union Pacific Resources Group Inc. Common Stock 907834105 265 20,787 United Parcel Service Inc Common Stock 911312106 2,143 31,051 Uniquest Inc. Common Stock 90915Q107 0 320 Urban Outfitters Inc Common Stock 917047102 123 4,240 United Resources Inc- Fla Common Stock 911378107 0 17 United Rentals Inc. Common Stock 911363109 2,654 154,967 Uromed Corp New Common Stock 917274300 5 5,000 USA Networks Inc. Common Stock 902984103 844 15,280 Universal Stainless & Alloy Common Stock 913837100 99 14,665 U.S. Bancorp Common Stock 902973106 265 11,109 US Can Corp. Common Stock 90328W105 3 140 USFreightways Corp. Common Stock 916906100 19 405 USG Corp. Common Stock 903293405 344 7,310 US Home & Garden Inc. Common Stock 902939107 97 34,500 U.S. Industries, Inc. Common Stock 912080108 214 15,254 U S Interactive Inc Common Stock 90334M109 95 2,218 US Internetworking Inc. Common Stock 917311805 2,109 30,185 U S Liquids Inc Common Stock 902974104 101 12,000 United States Lime & Minerals Common Stock 911922102 70 10,000 United States Cellular Corp. Common Stock 911684108 40 400 Usn Communications Inc Common Stock 90336N204 0 350 US Oncology Inc Common Stock 90338W103 75 15,250 U S Plastic Lmbr Corp Common Stock 902948108 112 14,550 U S T Inc. Common Stock 902911106 852 33,806 UST Corp. Common Stock 902900109 73 2,305 United Stationers Inc Common Stock 913004107 500 17,510 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Texas Utilities Co. x 0 40,552 0 Txu Capital Trust Ii x 0 1,500 0 Tri-Continental x 0 5,963 0 Tri-continental Corp. x 0 200 0 Tyco International LTD x 0 366,529 0 Taylor Nelson Sofres PLC x 0 100,000 0 Taiyo Yuden Ltd x 0 365 0 The Taiwan Equity Fund Inc x 0 5,000 0 Trizec Hahn Corp. x 0 3,025 0 US Air Group x 0 4,807 0 U A L Corp. x 0 633 0 UAL Corp. 12 1/4% Depository x 0 1,000 0 Ual Corp Capital Tr 13.25 x 0 400 0 United Asset Management Corp. x 0 31,965 0 Usasurance Group Inc x 0 2,000 0 Unionbancal Corp x 0 835 0 U.S. Bancorp Inc. x 0 8,925 0 U S Bancorp Cap Tr I 8.45% Gtd x 0 1,500 0 Unibanco-Uniao De Barcos x 0 7,215 0 You Bet International Inc. x 0 5,400 0 UBID Inc. x 0 211 0 Union Bankshares Corp. VA x 0 2,664 0 United Bankshares Inc. W Va x 0 17,044 0 Auctionanything Com Inc. x 0 1,000 0 United Companies Financial x 0 2,900 0 United Cmnty Financial Corp. x 0 300 0 Unocal Corp. x 0 46,235 0 Unicom Corp. x 0 10,943 0 Unitedglobalcom x 0 3,000 0 Unicapital Corp x 0 5,000 0 Ucar International Inc. x 0 570 0 Utilicorp United Inc. x 0 11,958 0 Utilicorp Capital LP 8.875% x 0 2,500 0 United Dominion Inds Ltd x 0 5,745 0 United Dominion Realty Trust x 0 75,605 0 United Dominion Realty Trust x 0 2,300 0 United Dominion Realty Trust x 0 1,300 0 Ultramar Diamond Shamrock Corp. x 0 261 0 Union Electric Co 4.50$ PFD x 0 200 0 Unifab International Inc. x 0 2,900 0 Universal Foods Corp. x 0 6,220 0 Unifi Inc. x 0 1,575 0 U.S. Foodservice x 0 9,610 0 UGI Corp. Hldg Co x 0 4,077 0 U S HOME Corp. NEW x 0 486 0 Amerco x 0 800 0 Universal Health x 0 1,200 0 United Industrial Corp x 0 3,000 0 United Illuminating Co x 0 7,501 0 United Capital Funding Partnership LP x 0 21,300 0 Unisys Corp. x 0 56,151 0 Union Carbide Corp. x 0 3,948 0 Unilever PLC x 0 118,936 0 Ultimate Software Group Inc x 0 800 0 MediaOne Group Inc. x 0 74,550 0 Mediaone Finance Tr III PFD 9.04 12313 x 0 2,100 0 United Mobile Homes Inc. x 0 9,400 0 Unilever N V x 0 20,319 0 Unova Inc. x 0 6,959 0 United National Bancorp - N J x 0 116 0 United Diagnostic Inc x 0 2 0 Unify Corp x 0 4,970 0 United Healthcare Corp. x 0 26,684 0 Unitrin Inc. x 0 500 0 Unumprovident Corp. x 0 67,494 0 Union National Bancorp x 0 984 0 Union Pacific Corp. x 0 24,747 0 Unisource Energy Corp. x 0 920 0 First United Bancshares Inc. x 0 62,754 0 Union Planters Corp. x 0 44,907 0 United Pan-Europe Com - Spon ADR x 0 4,882 0 Upm Kymmene Corp x 0 1,327 0 Union Pacific Resources Group Inc. x 0 20,787 0 United Parcel Service Inc x 0 31,051 0 Uniquest Inc. x 0 320 0 Urban Outfitters Inc x 0 4,240 0 United Resources Inc- Fla x 0 17 0 United Rentals Inc. x 0 154,967 0 Uromed Corp New x 0 5,000 0 USA Networks Inc. x 0 15,280 0 Universal Stainless & Alloy x 0 14,665 0 U.S. Bancorp x 0 11,109 0 US Can Corp. x 0 140 0 USFreightways Corp. x 0 405 0 USG Corp. x 0 7,310 0 US Home & Garden Inc. x 0 34,500 0 U.S. Industries, Inc. x 0 15,254 0 U S Interactive Inc x 0 2,218 0 US Internetworking Inc. x 0 30,185 0 U S Liquids Inc x 0 12,000 0 United States Lime & Minerals x 0 10,000 0 United States Cellular Corp. x 0 400 0 Usn Communications Inc x 0 350 0 US Oncology Inc x 0 15,250 0 U S Plastic Lmbr Corp x 0 14,550 0 U S T Inc. x 0 33,806 0 UST Corp. x 0 2,305 0 United Stationers Inc x 0 17,510 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- USEC Inc Common Stock 90333E108 12 1,700 U S Restaurants PPtys Inc. Common Stock 902971100 9 600 U.S. West Inc. Common Stock 91273H101 10,380 144,167 Usweb Corp. Common Stock 917327108 725 16,323 US Wats Inc. Common Stock 90337P109 5 2,000 USX-Marathan Group 6 1/2 PFD Preferred Stock 902905819 4 100 U.S. Trust Corp. New Common Stock 91288L105 145 1,810 Utah Clay Technology Inc Common Stock 917342107 1 2,000 Ultratech Stepper Inc. Common Stock 904034105 18 1,100 Unitil Corp. Common Stock 913259107 89 2,500 Utah Medical Products Common Stock 917488108 1 100 United Textiles & Toys Corp. Common Stock 913071106 0 60 United Technologies Corp. Common Stock 913017109 4,215 64,839 Uniview Technologies Corp. Common Stock 915282206 120 25,600 Univision Communications Inc Common Stock 914906102 809 7,921 Universal Corp. Common Stock 913456109 34 1,500 United Water Resources Inc. Common Stock 913190104 66 1,925 Viasoft Inc Common Stock 92552U995 2 200 Vanderbilt Gold Corp. Common Stock 921786109 0 700 The Valspar Corp. Common Stock 920355104 9,794 233,894 Vanter Inc. Common Stock 922089107 0 3,000 Varian Medical Systems Inc Common Stock 92220P105 39 1,295 Varian Inc Common Stock 922206107 19 830 VARI-L COMPANY INC Common Stock 922150107 142 4,150 Varitronix International LTD - SP ADR ADR 92224Q109 8 700 Vasomedical Inc Common Stock 922321104 2 1,550 Vencor Inc. Common Stock 92260R102 0 95 Veterinary Centers Of America Common Stock 925514101 54 4,200 Value City Department Stores Inc Common Stock 920387107 5 300 Valassis Communications Inc. Common Stock 918866104 619 14,646 Visual Data Corp Common Stock 928428200 2 200 Virtual Sellers Com Inc Common Stock 92825Y105 101 75,000 Veba Ag - Spon ADR ADR 92239H102 22 430 Veeco Instruments Inc Common Stock 922417100 150 3,203 Virgina Elec & Power Co 1998 Ser A PFD QTR 30/360 927804617 40 1,935 Virginia Power Capital Trust Preferred Stock 928082205 118 5,450 Veramark Technologies Inc Common Stock 923351100 27 2,200 Verticalnet Inc. Common Stock 92532L107 583 3,555 V F Corp. Common Stock 918204108 756 25,185 Visible Genetics Inc Common Stock 92829S104 6 200 Van Kampen Merritt Trust For Common Stock 920929106 124 9,550 Vista Gold Corp. Foreign Stock 927926105 1 10,000 Viacom Inc Class A Common Stock 925524100 292 4,837 Viacom Inc Class B Common Stock 925524308 8,456 139,920 Viant Corp Common Stock 92553N107 42 425 Awg Ltd Common Stock 00244W105 0 750 Vintage Group Inc New Common Stock 927458208 0 134 Open Jt Stk Co Vimpel ADR 68370R109 13 300 Virco Manufacturing Corporation Common Stock 927651109 9 700 Visx Inc Del Common Stock 92844S105 1,433 27,697 Van Kampen American Capital Common Stock 920911104 5 1,000 Vitria Technology Common Stock 92849Q104 94 400 Vixel Corp Del Common Stock 928552108 14 800 Vickers PLC-ADR ADR 925669202 0 1,725 Vlasic Foods International Common Stock 928559103 8 1,320 Knightsbridge Tankers Ltd Common Stock G5299G106 47 3,500 Volkswagen AG - Sponsored ADR ADR 928662303 45 3,988 Valero Energy Corp. Common Stock 91913Y100 363 18,270 Veltex Corp Common Stock 922576103 7 25,000 Valley National Bancorp Common Stock 919794107 27 959 Vulcan Materials Co Common Stock 929160109 356 8,910 Video Network Communications Inc Common Stock 92656N103 0 142 Van Kampen Merritt Muni Tr Common Stock 920922101 7 529 Vornado Realty Trust Common Shares Common Stock 929042109 10 300 VORNADO REALTY TRUST CONV PFD Preferred Stock 929042208 15 325 Compania Anonima Telef De Ven-ADR ADR 204421101 2,553 103,680 The Seagram Co Ltd Common Stock 811850106 87 1,925 Vodafone Airtouch PLC-Sponsored ADR ADR 92857T107 4,608 93,085 Volvo Aktiebolaget ADR 928856400 106 4,200 V-ONE Corp. Common Stock 918278102 11 1,800 Vornado Operating Co. Common Stock 92904N103 0 15 Van Kampen Merritt Municipal Common Stock 920944105 9 780 Audiovox Corp. Common Stock 050757103 80 2,645 Seagram Ltd Pfd Adj Cv Sec PreferdStk Conv 811850205 23 500 Virginia Elec & Pwr Co PFD QTR 30/360 927804591 23 1,000 Viropharma Inc. Common Stock 928241108 49 1,320 Vintage Petroleum Inc Common Stock 927460105 38 3,170 VAN KAMPEN MERRITT MUNI TR Common Stock 920924107 17 1,208 Viropro Inc Common Stock 928242106 0 100 Van Kampen Merritt Penn Value Common Stock 92112T108 91 7,700 Valley Res Inc Common Stock 920062106 54 2,411 Varco International Inc Common Stock 922126107 2 200 Vitafort Intl Corp Common Stock 928467307 0 500 Viragen Inc Common Stock 927638106 6 5,000 Vastar Resources Common Stock 922380100 296 5,010 Verio Inc Common Stock 923433106 83 1,800 Verisign Inc. Common Stock 92343E102 817 4,282 Virata Corp Common Stock 927646109 33 1,100 Veritas Software Corp Common Stock 923436109 1,872 13,076 Verity Inc Common Stock 92343C106 2 40 Varian Semiconductor Equip Common Stock 922207105 48 1,420 Vishay Intertechnology Inc. Common Stock 928298108 800 25,302 VSI Enterprises Inc Common Stock 91832B884 0 1,125 Visio Corp. Common Stock 927914101 4 80 Visionamerica Inc Common Stock 92832C104 12 4,000 Voicestream Wireless Corp Common Stock 928615103 1,825 12,825 Vtel Corp Common Stock 918333105 7 2,250 Ventiv Health Inc Common Stock 922793104 196 21,348 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- USEC Inc x 0 1,700 0 U S Restaurants PPtys Inc. x 0 600 0 U.S. West Inc. x 0 144,167 0 Usweb Corp. x 0 16,323 0 US Wats Inc. x 0 2,000 0 USX-Marathan Group 6 1/2 PFD x 0 100 0 U.S. Trust Corp. New x 0 1,810 0 Utah Clay Technology Inc x 0 2,000 0 Ultratech Stepper Inc. x 0 1,100 0 Unitil Corp. x 0 2,500 0 Utah Medical Products x 0 100 0 United Textiles & Toys Corp. x 0 60 0 United Technologies Corp. x 0 64,839 0 Uniview Technologies Corp. x 0 25,600 0 Univision Communications Inc x 0 7,921 0 Universal Corp. x 0 1,500 0 United Water Resources Inc. x 0 1,925 0 Viasoft Inc x 0 200 0 Vanderbilt Gold Corp. x 0 700 0 The Valspar Corp. x 0 233,894 0 Vanter Inc. x 0 3,000 0 Varian Medical Systems Inc x 0 1,295 0 Varian Inc x 0 830 0 VARI-L COMPANY INC x 0 4,150 0 Varitronix International LTD - SP ADR x 0 700 0 Vasomedical Inc x 0 1,550 0 Vencor Inc. x 0 95 0 Veterinary Centers Of America x 0 4,200 0 Value City Department Stores Inc x 0 300 0 Valassis Communications Inc. x 0 14,646 0 Visual Data Corp x 0 200 0 Virtual Sellers Com Inc x 0 75,000 0 Veba Ag - Spon ADR x 0 430 0 Veeco Instruments Inc x 0 3,203 0 Virgina Elec & Power Co 1998 Ser A x 0 1,935 0 Virginia Power Capital Trust x 0 5,450 0 Veramark Technologies Inc x 0 2,200 0 Verticalnet Inc. x 0 3,555 0 V F Corp. x 0 25,185 0 Visible Genetics Inc x 0 200 0 Van Kampen Merritt Trust For x 0 9,550 0 Vista Gold Corp. x 0 10,000 0 Viacom Inc Class A x 0 4,837 0 Viacom Inc Class B x 0 139,920 0 Viant Corp x 0 425 0 Awg Ltd x 0 750 0 Vintage Group Inc New x 0 134 0 Open Jt Stk Co Vimpel x 0 300 0 Virco Manufacturing Corporation x 0 700 0 Visx Inc Del x 0 27,697 0 Van Kampen American Capital x 0 1,000 0 Vitria Technology x 0 400 0 Vixel Corp Del x 0 800 0 Vickers PLC-ADR x 0 1,725 0 Vlasic Foods International x 0 1,320 0 Knightsbridge Tankers Ltd x 0 3,500 0 Volkswagen AG - Sponsored ADR x 0 3,988 0 Valero Energy Corp. x 0 18,270 0 Veltex Corp x 0 25,000 0 Valley National Bancorp x 0 959 0 Vulcan Materials Co x 0 8,910 0 Video Network Communications Inc x 0 142 0 Van Kampen Merritt Muni Tr x 0 529 0 Vornado Realty Trust Common Shares x 0 300 0 VORNADO REALTY TRUST CONV PFD x 0 325 0 Compania Anonima Telef De Ven-ADR x 0 103,680 0 The Seagram Co Ltd x 0 1,925 0 Vodafone Airtouch PLC-Sponsored ADR x 0 93,085 0 Volvo Aktiebolaget x 0 4,200 0 V-ONE Corp. x 0 1,800 0 Vornado Operating Co. x 0 15 0 Van Kampen Merritt Municipal x 0 780 0 Audiovox Corp. x 0 2,645 0 Seagram Ltd Pfd Adj Cv Sec x 0 500 0 Virginia Elec & Pwr Co x 0 1,000 0 Viropharma Inc. x 0 1,320 0 Vintage Petroleum Inc x 0 3,170 0 VAN KAMPEN MERRITT MUNI TR x 0 1,208 0 Viropro Inc x 0 100 0 Van Kampen Merritt Penn Value x 0 7,700 0 Valley Res Inc x 0 2,411 0 Varco International Inc x 0 200 0 Vitafort Intl Corp x 0 500 0 Viragen Inc x 0 5,000 0 Vastar Resources x 0 5,010 0 Verio Inc x 0 1,800 0 Verisign Inc. x 0 4,282 0 Virata Corp x 0 1,100 0 Veritas Software Corp x 0 13,076 0 Verity Inc x 0 40 0 Varian Semiconductor Equip x 0 1,420 0 Vishay Intertechnology Inc. x 0 25,302 0 VSI Enterprises Inc x 0 1,125 0 Visio Corp. x 0 80 0 Visionamerica Inc x 0 4,000 0 Voicestream Wireless Corp x 0 12,825 0 Vtel Corp x 0 2,250 0 Ventiv Health Inc x 0 21,348 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Van Kampen Merritt Tr For Common Stock 920934106 47 3,505 Ventas Inc. Common Stock 92276F100 2 395 Veritas DGC Inc Common Stock 92343P107 46 3,250 Vitesse Semiconductor Corp. Common Stock 928497106 788 15,033 Value Amer Inc Common Stock 92038N102 5 1,000 Vivendi - Sp ADR ADR 92851S105 349 19,400 Viad Corp. Common Stock 92552R109 309 11,097 Viad Corp. 4.75% Pfd Preferred Stock 92552R307 9 175 Vivid Technologies Inc Common Stock 928538107 5 750 Valuevision International Inc. Cl A Common Stock 92047K107 9 165 Vivus Inc Common Stock 928551100 27 8,400 Vaxgen Inc Common Stock 922390208 9 500 Viatel Inc. Common Stock 925529208 75 1,400 Westvaco Corp. Common Stock 961548104 49 1,487 Worldcom Inc-GA-Conv Pfd Ser B Preferred Stock 98155K508 0 663 Westamerica Bancorp Common Stock 957090103 28 1,000 Warnaco Group Inc Common Stock 934390105 131 10,674 Wade Cook Financial Corp Common Stock 930128103 0 2,000 Walgreen Co Common Stock 931422109 3,629 124,060 Wackenhut Corp. - CL B Common Stock 929794303 186 18,075 Wake Forest Bancshares Inc Common Stock 930888102 69 5,685 Wall Data Inc Common Stock 932045107 5 600 Washington Tr Bancorp Inc Common Stock 940610108 75 4,199 Waters Corp. Common Stock 941848103 14 270 Waverider Communications Common Stock 943570101 68 30,000 Wavo Corporation Common Stock 944027101 59 15,300 Wave Sysems Corp Cl A Common Stock 943526103 19 1,600 Waxman Industries Common Stock 944124106 1 2,100 World Access Inc. Common Stock 98141A101 31 1,600 Wachovia Corp. Common Stock 929771103 4,831 71,043 Del Webb Corp. Common Stock 947423109 30 1,200 Westpac Banking - Spon ADR ADR 961214301 10 300 W Hldg Co Inc Common Stock 929251106 16 1,587 Webster Financial Corp. Common Stock 947890109 657 27,868 Webvan Group Inc Common Stock 94845V103 17 1,000 Winfield Capital Corp. Common Stock 973859101 6 150 Wesco Intl Inc Common Stock 95082P105 16 1,800 Willis Corroon Group Plc ADR 970624201 0 500 Williams Communications Group Common Stock 969455104 61 2,100 Winstar Communications Inc Common Stock 975515107 1,275 17,023 Wisconsin Central Common Stock 976592105 67 5,015 MCI WorldCom Inc. Common Stock 55268B106 63,997 1,206,053 Warner Chilcott Plc ADR 934435207 7 700 Wallace Computer Services Inc. Common Stock 932270101 442 26,615 Wordcruncher Internet Tech Common Stock 98136C104 9 1,500 Western Digital Corp. Common Stock 958102105 226 54,040 Worldcorp Inc Common Stock 981904105 0 2,000 WD-40 Co. Common Stock 929236107 341 15,400 Woodhead Industries Inc Common Stock 979438108 128 11,000 Walden Residential Properties Inc. Common Stock 931210108 97 4,500 Waddell & Reed Financial - A Common Stock 930059100 1 34 Waddell & Reed Finl Inc Common Stock 930059209 4 146 Coinmach Laundry Corp Common Stock 19259L101 35 3,250 Westfield America Inc. Common Stock 959910100 6 500 Webb Interactive Services Common Stock 94748P104 46 2,000 Webtrends Corp Common Stock 94844D104 122 1,500 Wisconsin Energy Power Common Stock 976657106 173 8,971 WEC CAP TR I TR PFD SECS 6.85% PFD QTR 30/360 92923G204 12 600 Wendy's International Inc Common Stock 950590109 957 46,396 Wendys Financing I 5% Ser A Preferred Stock 950588202 5 100 Wells Fargo Company Common Stock 949746101 12,621 312,102 Wells Fargo & Co New PFD QTR 30/360 949746200 4 100 Whole Foods Market Inc Common Stock 966837106 319 6,875 Memc Electronic Materials Inc. Common Stock 552715104 13 1,100 Washington Federal Inc. Common Stock 938824109 724 36,662 Weatherford International Inc New Common Stock 947074100 821 20,547 Willbros Group Inc Common Stock 969199108 5 1,000 Worldgate Communications Inc. Common Stock 98156L307 145 3,055 Washington Gas Light Co Common Stock 938837101 690 25,097 Wegener Corp. Common Stock 948585104 2 1,000 Winnebago Industries Common Stock 974637100 68 3,400 Western Gas Resources Inc Common Stock 958259103 2 170 Western Gas Resources, Inc. Preferred Stock 958259202 218 9,490 Western Gas Resources Inc. Conv PFD PreferdStk Conv 958259301 13 500 Whitman Corp Common Stock 96647R107 70 5,239 Wellington Hall Ltdcom New Common Stock 949535207 0 4,000 WHG Bancshares Corp Common Stock 928949106 12 1,600 Washington Homes Inc New Common Stock 938864105 10 2,000 Whittman-Hart Inc Common Stock 966834103 20 380 Whitehall Jewellers Inc Common Stock 965063100 28 750 Whirlpool Corp Common Stock 963320106 1,323 20,340 WHX Corp. Common Stock 929248102 1 106 Wicor Inc Common Stock 929253102 41 1,420 Widcom Inc Common Stock 967569104 0 200 Winn Dixie Stores Common Stock 974280109 139 5,815 Wind River Systems Inc Common Stock 973149107 525 14,275 Whitman Education Group Inc Common Stock 966524100 2 800 Wesley Jessen Visioncare Common Stock 951018100 49 1,300 Wilmington Trust Corp. New Common Stock 971807102 67 1,390 Warner Lambert Co. Common Stock 934488107 12,340 150,597 Wolford AG - Spons ADR ADR 977819101 8 1,000 Willamette Inds Common Stock 969133107 270 5,815 Wellman Inc Common Stock 949702104 10 550 Wilmar Inds Inc Common Stock 971426101 13 725 Wellpoint Health Networks Inc. Common Stock 94973H108 12 181 WLR Foods, Inc. Common Stock 929286102 4 725 Wealthhound.com Common Stock 947005104 3 2,500 Wolverine Tube Inc Common Stock 978093102 3 200 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Van Kampen Merritt Tr For x 0 3,505 0 Ventas Inc. x 0 395 0 Veritas DGC Inc x 0 3,250 0 Vitesse Semiconductor Corp. x 0 15,033 0 Value Amer Inc x 0 1,000 0 Vivendi - Sp ADR x 0 19,400 0 Viad Corp. x 0 11,097 0 Viad Corp. 4.75% Pfd x 0 175 0 Vivid Technologies Inc x 0 750 0 Valuevision International Inc. Cl A x 0 165 0 Vivus Inc x 0 8,400 0 Vaxgen Inc x 0 500 0 Viatel Inc. x 0 1,400 0 Westvaco Corp. x 0 1,487 0 Worldcom Inc-GA-Conv Pfd Ser B x 0 663 0 Westamerica Bancorp x 0 1,000 0 Warnaco Group Inc x 0 10,674 0 Wade Cook Financial Corp x 0 2,000 0 Walgreen Co x 0 124,060 0 Wackenhut Corp. - CL B x 0 18,075 0 Wake Forest Bancshares Inc x 0 5,685 0 Wall Data Inc x 0 600 0 Washington Tr Bancorp Inc x 0 4,199 0 Waters Corp. x 0 270 0 Waverider Communications x 0 30,000 0 Wavo Corporation x 0 15,300 0 Wave Sysems Corp Cl A x 0 1,600 0 Waxman Industries x 0 2,100 0 World Access Inc. x 0 1,600 0 Wachovia Corp. x 0 71,043 0 Del Webb Corp. x 0 1,200 0 Westpac Banking - Spon ADR x 0 300 0 W Hldg Co Inc x 0 1,587 0 Webster Financial Corp. x 0 27,868 0 Webvan Group Inc x 0 1,000 0 Winfield Capital Corp. x 0 150 0 Wesco Intl Inc x 0 1,800 0 Willis Corroon Group Plc x 0 500 0 Williams Communications Group x 0 2,100 0 Winstar Communications Inc x 0 17,023 0 Wisconsin Central x 0 5,015 0 MCI WorldCom Inc. x 0 1,206,053 0 Warner Chilcott Plc x 0 700 0 Wallace Computer Services Inc. x 0 26,615 0 Wordcruncher Internet Tech x 0 1,500 0 Western Digital Corp. x 0 54,040 0 Worldcorp Inc x 0 2,000 0 WD-40 Co. x 0 15,400 0 Woodhead Industries Inc x 0 11,000 0 Walden Residential Properties Inc. x 0 4,500 0 Waddell & Reed Financial - A x 0 34 0 Waddell & Reed Finl Inc x 0 146 0 Coinmach Laundry Corp x 0 3,250 0 Westfield America Inc. x 0 500 0 Webb Interactive Services x 0 2,000 0 Webtrends Corp x 0 1,500 0 Wisconsin Energy Power x 0 8,971 0 WEC CAP TR I TR PFD SECS 6.85% x 0 600 0 Wendy's International Inc x 0 46,396 0 Wendys Financing I 5% Ser A x 0 100 0 Wells Fargo Company x 0 312,102 0 Wells Fargo & Co New x 0 100 0 Whole Foods Market Inc x 0 6,875 0 Memc Electronic Materials Inc. x 0 1,100 0 Washington Federal Inc. x 0 36,662 0 Weatherford International Inc New x 0 20,547 0 Willbros Group Inc x 0 1,000 0 Worldgate Communications Inc. x 0 3,055 0 Washington Gas Light Co x 0 25,097 0 Wegener Corp. x 0 1,000 0 Winnebago Industries x 0 3,400 0 Western Gas Resources Inc x 0 170 0 Western Gas Resources, Inc. x 0 9,490 0 Western Gas Resources Inc. Conv PFD x 0 500 0 Whitman Corp x 0 5,239 0 Wellington Hall Ltdcom New x 0 4,000 0 WHG Bancshares Corp x 0 1,600 0 Washington Homes Inc New x 0 2,000 0 Whittman-Hart Inc x 0 380 0 Whitehall Jewellers Inc x 0 750 0 Whirlpool Corp x 0 20,340 0 WHX Corp. x 0 106 0 Wicor Inc x 0 1,420 0 Widcom Inc x 0 200 0 Winn Dixie Stores x 0 5,815 0 Wind River Systems Inc x 0 14,275 0 Whitman Education Group Inc x 0 800 0 Wesley Jessen Visioncare x 0 1,300 0 Wilmington Trust Corp. New x 0 1,390 0 Warner Lambert Co. x 0 150,597 0 Wolford AG - Spons ADR x 0 1,000 0 Willamette Inds x 0 5,815 0 Wellman Inc x 0 550 0 Wilmar Inds Inc x 0 725 0 Wellpoint Health Networks Inc. x 0 181 0 WLR Foods, Inc. x 0 725 0 Wealthhound.com x 0 2,500 0 Wolverine Tube Inc x 0 200 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Washington Mutual Inc. Common Stock 939322103 3,903 150,123 Williams Companies Inc Common Stock 969457100 1,009 33,002 WMC Limited ADR ADR 928947100 3 140 Williams Control Inc Common Stock 969465103 2 1,000 Waste Management Inc. Common Stock 94106L109 4,304 250,396 Weis Markets Inc Common Stock 948849104 35 795 WMS Industries Inc. Common Stock 929297109 66 5,000 Wal-Mart Stores Inc. Common Stock 931142103 30,611 442,841 Wynn's International Common Stock 983195108 68 4,800 Wabash National Corp. Common Stock 929566107 8 500 Windmere-Durable Holdings Inc Common Stock 973411101 562 33,075 Winjak Inc Common Stock 974165201 0 375 Westwood One Inc Common Stock 961815107 47 622 Workflow Management Inc. Common Stock 98137N109 34 1,200 Wyman Pk Bancorporation Inc Common Stock 983086109 3 500 Watson Pharmaceuticals Inc Common Stock 942683103 570 15,924 Wpi Group Inc Common Stock 92930K107 8 3,200 White Pine Software Inc Common Stock 964347108 130 5,300 Washington Post- Class B Common Stock 939640108 287 517 WPP Group PLC - Sponsored ADR ADR 929309300 1,571 18,900 W P S Resources Corp. Common Stock 92931B106 660 26,271 WPSR Capital Trust I 7.00% PFD QTR 30/360 92930N200 46 2,300 Westpoint Stevens Inc Cl A Common Stock 961238102 48 2,750 West Penn Pwr Co PFD QTR 30/360 955278825 5 200 Western Resources Inc Common Stock 959425109 82 4,845 Western Resources Capital I PFD QTR 30/360 959423203 78 3,900 World Container Corp Common Stock 981447105 0 950 Washington Real Estate Investors Trust Common Stock 939653101 745 49,643 Weingarten Realty Investors Common Stock 948741103 438 11,260 Waste Recovery Inc. Common Stock 940902109 8 206,520 Work Recovery Inc Common Stock 981370307 0 20 World Acceptance Corporation Common Stock 981419104 23 4,875 Woronco Bancorp Inc Common Stock 981630106 9 950 Weirton Steel Corp. Common Stock 948774104 34 5,000 Wine Society Of America Inc Common Stock 973903206 0 50 Wesbanco Inc Common Stock 950810101 65 2,490 Warwick Community Bancorp Inc Common Stock 936559103 6 540 Wesco Financial Corp. Common Stock 950817106 25 100 Waterside Capital Corp Common Stock 941872103 158 17,325 Wall Street Deli Inc. Common Stock 931904106 2 2,000 Williams Sonoma Inc. Common Stock 969904101 4 85 Watsco Inc Cl A Common Stock 942622200 7 600 West Pharmaceutical Services Common Stock 955306105 105 3,410 Weston Roy F Inc Common Stock 961137106 2 1,000 Westerfed Finl Corp. Common Stock 957550106 40 2,600 Worthington Industry Inc Common Stock 981811102 80 4,800 Whitehall Enterprises Inc Common Stock 965042104 22 290,300 White Mountains Inc Group Ltd Com Common Stock G9618E107 190 1,575 Whitney Holding Corp. Common Stock 966612103 99 2,660 Aquarion Co. Common Stock 03838W101 8 225 Watts Industries Inc Class A Common Stock 942749102 117 7,950 Wet Seal Inc Cl A Common Stock 961840105 130 10,576 Wurlitzer Co Common Stock 982594103 0 100 Wavecom S A ADR 943531103 318 3,355 Western Wireless Corp Cl A Common Stock 95988E204 562 8,422 World Wrestling Fedn Entmt Inc Common Stock 98156Q108 7 400 Waste Industries Inc. Common Stock 941058109 5 400 Wolverine World Wide Common Stock 978097103 15 1,330 W3 Group Inc Preferred Stock 92934W206 9 6,000 Wrigley (WM) Jr Co Common Stock 982526105 279 3,359 Winston Hotels Inc. Common Stock 97563A102 10 1,200 Winston Hotels Inc 9.25% Cum Pfd PFD QTR 30/360 97563A201 7 500 Weyerhaeuser Co. Common Stock 962166104 1,649 22,965 Wyndham Intl Inc Common Stock 983101106 1,295 440,839 USX-U.S. Steel Group Common Stock 90337T101 352 10,662 USX Capital Trust I PreferdStk Conv 90339E201 21 500 Xceed Inc /De Common Stock 98388N105 33 800 XCL LTD Common Stock 983701103 1 3,266 Mphase Technologies Inc Common Stock 62472C102 1 100 XEBEC Common Stock 983889106 0 300 Exigent International Inc. Common Stock 302056106 0 125 Xicor Corp. Common Stock 984903104 7 500 Qiao Xing Universal Telephone Foreign Stock G7303A109 1 50 Xircom Inc Common Stock 983922105 477 6,361 XL Capital Ltd - Class A Common Stock G98255105 187 3,604 Xcelera Com Inc Foreign Stock G31611109 7 50 USX Capital LLC 8.75% Cum PFD Ser A PFDMthly 30/360 P96460103 29 1,200 Sector Spdr Trust Shs Ben Int Energy Common Stock 81369Y506 10 356 Sector Spdr Trust Common Stock 81369Y605 9 399 Sector Spdr Trust Shs Common Stock 81369Y803 676 12,546 Xilinx Inc. Common Stock 983919101 2,480 54,545 Excel Technology Inc. Common Stock 30067T103 61 3,400 Sector Spdr Tr Common Stock 81369Y209 13 425 Sector Spdr Trust Shs Ben Int Common Stock 81369Y407 13 419 Xm Satellite Radio Hldgs Inc Common Stock 983759101 8 200 Exxon Mobil Corp. Common Stock 30231G102 54,388 675,105 Xoma LTD Common Stock G9825R107 65 21,611 Xpedior Inc Common Stock 98413B100 101 3,530 Dentsply International, Inc. Common Stock 249030107 726 30,710 Xerox Corp. Common Stock 984121103 4,631 204,104 Salomon Smith Barney Hldgs Inc. Common Stock 79549B859 45 1,333 Cross Timbers Oil Co Common Stock 227573102 16 1,750 Executone Information Sys Inc Common Stock 301607107 54 9,891 Mediaone Group Inc PreferdStk Conv 58440J500 158 3,300 Cable TV Fund 14-B Units Ltd Prtnrshi LTD Part P1 126922509 0 34 Boston Cap Tax Cr Fd Ltd Ptnr LTD Part P12 100567304 0 600 Cencom Cable Income Ptnrs o2 Common Stock 15131C202 0 2 Century Pension Inc Fd LP XXIV LTD Par LTD Part P4 156658106 0 4 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Washington Mutual Inc. x 0 150,123 0 Williams Companies Inc x 0 33,002 0 WMC Limited ADR x 0 140 0 Williams Control Inc x 0 1,000 0 Waste Management Inc. x 0 250,396 0 Weis Markets Inc x 0 795 0 WMS Industries Inc. x 0 5,000 0 Wal-Mart Stores Inc. x 0 442,841 0 Wynn's International x 0 4,800 0 Wabash National Corp. x 0 500 0 Windmere-Durable Holdings Inc x 0 33,075 0 Winjak Inc x 0 375 0 Westwood One Inc x 0 622 0 Workflow Management Inc. x 0 1,200 0 Wyman Pk Bancorporation Inc x 0 500 0 Watson Pharmaceuticals Inc x 0 15,924 0 Wpi Group Inc x 0 3,200 0 White Pine Software Inc x 0 5,300 0 Washington Post- Class B x 0 517 0 WPP Group PLC - Sponsored ADR x 0 18,900 0 W P S Resources Corp. x 0 26,271 0 WPSR Capital Trust I 7.00% x 0 2,300 0 Westpoint Stevens Inc Cl A x 0 2,750 0 West Penn Pwr Co x 0 200 0 Western Resources Inc x 0 4,845 0 Western Resources Capital I x 0 3,900 0 World Container Corp x 0 950 0 Washington Real Estate Investors Trust x 0 49,643 0 Weingarten Realty Investors x 0 11,260 0 Waste Recovery Inc. x 0 206,520 0 Work Recovery Inc x 0 20 0 World Acceptance Corporation x 0 4,875 0 Woronco Bancorp Inc x 0 950 0 Weirton Steel Corp. x 0 5,000 0 Wine Society Of America Inc x 0 50 0 Wesbanco Inc x 0 2,490 0 Warwick Community Bancorp Inc x 0 540 0 Wesco Financial Corp. x 0 100 0 Waterside Capital Corp x 0 17,325 0 Wall Street Deli Inc. x 0 2,000 0 Williams Sonoma Inc. x 0 85 0 Watsco Inc Cl A x 0 600 0 West Pharmaceutical Services x 0 3,410 0 Weston Roy F Inc x 0 1,000 0 Westerfed Finl Corp. x 0 2,600 0 Worthington Industry Inc x 0 4,800 0 Whitehall Enterprises Inc x 0 290,300 0 White Mountains Inc Group Ltd Com x 0 1,575 0 Whitney Holding Corp. x 0 2,660 0 Aquarion Co. x 0 225 0 Watts Industries Inc Class A x 0 7,950 0 Wet Seal Inc Cl A x 0 10,576 0 Wurlitzer Co x 0 100 0 Wavecom S A x 0 3,355 0 Western Wireless Corp Cl A x 0 8,422 0 World Wrestling Fedn Entmt Inc x 0 400 0 Waste Industries Inc. x 0 400 0 Wolverine World Wide x 0 1,330 0 W3 Group Inc x 0 6,000 0 Wrigley (WM) Jr Co x 0 3,359 0 Winston Hotels Inc. x 0 1,200 0 Winston Hotels Inc 9.25% Cum Pfd x 0 500 0 Weyerhaeuser Co. x 0 22,965 0 Wyndham Intl Inc x 0 440,839 0 USX-U.S. Steel Group x 0 10,662 0 USX Capital Trust I x 0 500 0 Xceed Inc /De x 0 800 0 XCL LTD x 0 3,266 0 Mphase Technologies Inc x 0 100 0 XEBEC x 0 300 0 Exigent International Inc. x 0 125 0 Xicor Corp. x 0 500 0 Qiao Xing Universal Telephone x 0 50 0 Xircom Inc x 0 6,361 0 XL Capital Ltd - Class A x 0 3,604 0 Xcelera Com Inc x 0 50 0 USX Capital LLC 8.75% Cum PFD Ser A x 0 1,200 0 Sector Spdr Trust Shs Ben Int Energy x 0 356 0 Sector Spdr Trust x 0 399 0 Sector Spdr Trust Shs x 0 12,546 0 Xilinx Inc. x 0 54,545 0 Excel Technology Inc. x 0 3,400 0 Sector Spdr Tr x 0 425 0 Sector Spdr Trust Shs Ben Int x 0 419 0 Xm Satellite Radio Hldgs Inc x 0 200 0 Exxon Mobil Corp. x 0 675,105 0 Xoma LTD x 0 21,611 0 Xpedior Inc x 0 3,530 0 Dentsply International, Inc. x 0 30,710 0 Xerox Corp. x 0 204,104 0 Salomon Smith Barney Hldgs Inc. x 0 1,333 0 Cross Timbers Oil Co x 0 1,750 0 Executone Information Sys Inc x 0 9,891 0 Mediaone Group Inc x 0 3,300 0 Cable TV Fund 14-B Units Ltd Prtnrshi x 0 34 0 Boston Cap Tax Cr Fd Ltd Ptnr x 0 600 0 Cencom Cable Income Ptnrs o2 x 0 2 0 Century Pension Inc Fd LP XXIV LTD Par x 0 4 0 FORM 13F Name of Reporting Manager: Legg Mason Wood Walker (IMS) For Positions Held as of 12/31/999 Item 1: Item 2: Item 3: Item 4: Item 5: Name of Issuer Title of Class CUSIP Number Fair Market Value Shares or (X $1000) Principal Amt. - ------------------------------------------------------------------------------------------------------------------------- Jones Growth Partners LP Units LTD LTD Part P4 48020K100 0 16 CNL Income Fund III LTD LTD Part P4 125928879 0 13 CNL Income Fund XVII LTD LTD Part P4 C003445 0 3,000 Consolidated Capital Instl Properties LTD Part P1 208924100 0 24 First Capital Instl Real Estate Ltd LP LTD Part P2 31941R305 0 10 First Cap Instl Real Estate LTD LTD Part P4 31941R404 0 250 Jetstream 01 Common Stock 477187108 0 1,600 Krupp Government Income Trust Common Stock 501118103 25 2,683 Krupp Insd Plus-ii Ltd Partnr LTD Part P4 501125108 0 2,559 Krupp Insd Mtg Ltd Partnership LTD Part P4 501120109 0 3,738 Xybernaut Corp Common Stock 984149104 32 6,000 Alleghany Corp. Common Stock 017175100 120 647 Yardville National Bancorp N J Common Stock 985021104 102 8,761 Yadkin Vy Bk&tr Co Elkin N C Common Stock 984308106 3 200 Casinolive Com Corp Common Stock 14761V101 0 100 Young Broadcasting Inc. Common Stock 987434107 120 2,350 Yorkshire Capital Trust I 8.08% PFD QTR 30/360 98719V206 65 3,500 Yankee Energy Systems Inc Common Stock 984779108 214 4,862 York Finl Corp. Common Stock 986630101 37 3,278 Yahoo Inc Common Stock 984332106 6,643 15,354 Morgan Stanley Dean Witter High Inc Tr Common Stock 61745P205 20 6,000 Young & Rubicam Inc. Common Stock 987425105 398 5,626 Yournet Inc Common Stock 987809100 3 1,000 YPF Sociedad Anonima Sponsored ADR ADR 984245100 4 100 York International Inc Common Stock 986670107 1,279 46,623 Yue Yuen Industrial Holdings Common Stock G98803128 8 3,200 Tricon Global Restaurants Inc. Common Stock 895953107 773 20,022 Venator Group Inc Common Stock 922944103 8 1,100 Zambia Cons Copp ADR 988901203 0 8 Zany Brainy Inc Common Stock 98906Q101 108 10,500 Zapata Corp. New Common Stock 989070503 28 6,040 Zebra Technologies Corp. Cl A Common Stock 989207105 223 3,805 Ziff-Davis Inc Common Stock 989511100 47 3,000 Olympic Steel Inc. Common Stock 68162K106 124 26,030 Zweig Fund Inc MutualFdEqClose 989834106 141 13,965 Zi Corp. Common Stock 988918108 21 1,000 ZILA, Inc. Common Stock 989513205 41 14,000 Zions BanCorporation Common Stock 989701107 159 2,688 Ziplink Inc Common Stock 989741103 3 200 Zitel Corp. Common Stock 989913108 5 2,200 Zixit Corp Common Stock 98974P100 48 1,220 Zale Corp. New Common Stock 988858106 110 2,275 Zenith National Common Stock 989390109 3 130 Zoltek Companies Inc Common Stock 98975W104 1 150 Zomax Optical Media Inc. Common Stock 989929104 60 1,325 Zonagen Inc. Common Stock 98975L108 14 3,300 Gadzoox Networks Inc Common Stock 362555104 94 2,150 Zap Com Corp Common Stock 989063102 1 120 Ziasun Technologies Inc. Common Stock 98951N102 87 6,000 The Zweig Total Return Fd Common Stock 989837109 104 16,005 Berry & Boyle Dev Ptnrs Common Stock 085757201 0 4 Plm Equipment Growth Fund VI Common Stock 69341H303 0 350 Grand Total: 3,620,884 FORM 13F Run Date: 02/10/99 ----------------------------- S.E.C. Use Only ----------------------------- Item 1: Item 6: Item 7: Item 8: Name of Issuer Investment Discretion Other Voting Authority (Shares) (a) Sole (b)Shared as (c)Shared Managers (a) Sole (b) Shared (c) None Def Other - -------------------------------------------------------------------------------------------------------------------------- Jones Growth Partners LP Units LTD x 0 16 0 CNL Income Fund III LTD x 0 13 0 CNL Income Fund XVII LTD x 0 3,000 0 Consolidated Capital Instl Properties x 0 24 0 First Capital Instl Real Estate Ltd LP x 0 10 0 First Cap Instl Real Estate LTD x 0 250 0 Jetstream 01 x 0 1,600 0 Krupp Government Income Trust x 0 2,683 0 Krupp Insd Plus-ii Ltd Partnr x 0 2,559 0 Krupp Insd Mtg Ltd Partnership x 0 3,738 0 Xybernaut Corp x 0 6,000 0 Alleghany Corp. x 0 647 0 Yardville National Bancorp N J x 0 8,761 0 Yadkin Vy Bk&tr Co Elkin N C x 0 200 0 Casinolive Com Corp x 0 100 0 Young Broadcasting Inc. x 0 2,350 0 Yorkshire Capital Trust I 8.08% x 0 3,500 0 Yankee Energy Systems Inc x 0 4,862 0 York Finl Corp. x 0 3,278 0 Yahoo Inc x 0 15,354 0 Morgan Stanley Dean Witter High Inc Tr x 0 6,000 0 Young & Rubicam Inc. x 0 5,626 0 Yournet Inc x 0 1,000 0 YPF Sociedad Anonima Sponsored ADR x 0 100 0 York International Inc x 0 46,623 0 Yue Yuen Industrial Holdings x 0 3,200 0 Tricon Global Restaurants Inc. x 0 20,022 0 Venator Group Inc x 0 1,100 0 Zambia Cons Copp x 0 8 0 Zany Brainy Inc x 0 10,500 0 Zapata Corp. New x 0 6,040 0 Zebra Technologies Corp. Cl A x 0 3,805 0 Ziff-Davis Inc x 0 3,000 0 Olympic Steel Inc. x 0 26,030 0 Zweig Fund Inc x 0 13,965 0 Zi Corp. x 0 1,000 0 ZILA, Inc. x 0 14,000 0 Zions BanCorporation x 0 2,688 0 Ziplink Inc x 0 200 0 Zitel Corp. x 0 2,200 0 Zixit Corp x 0 1,220 0 Zale Corp. New x 0 2,275 0 Zenith National x 0 130 0 Zoltek Companies Inc x 0 150 0 Zomax Optical Media Inc. x 0 1,325 0 Zonagen Inc. x 0 3,300 0 Gadzoox Networks Inc x 0 2,150 0 Zap Com Corp x 0 120 0 Ziasun Technologies Inc. x 0 6,000 0 The Zweig Total Return Fd x 0 16,005 0 Berry & Boyle Dev Ptnrs x 0 4 0 Plm Equipment Growth Fund VI x 0 350 0
Bingham Legg Advisers LLC Form 13F 12/31/99 (SOLE) VALUE INVESTMENT VOTING ISSUER CLASS CUSIP (X $1,000) SHA AMOUNT DISCRETION SH/PRN AUTHORITY - ------ ----- --------- ---------- ---------- ---------- ------- --------- AES CORP COM 00130H105 59 700 SOLE SH 700 AES CORP COM 00130H105 1427 16908 OTHER SH 16908 AT&T CORP COM 001957109 5160 102437 SOLE SH 102437 AT&T CORP COM 001957109 343 6816 OTHER SH 6816 ABBOTT LABORATORIES COM COM 002824100 2737 80228 SOLE SH 80228 ABBOTT LABORATORIES COM COM 002824100 296 8700 OTHER SH 8700 AIR PRODS & CHEMS INC COM COM 009158106 235 7800 SOLE SH 7800 AIR PRODS & CHEMS INC COM COM 009158106 28 950 OTHER SH 950 AIRGATE PCS INC COM 009367103 290 3850 SOLE SH 3850 ALBERTSONS INC COM COM 013104104 760 25600 SOLE SH 25600 ALBERTSONS INC COM COM 013104104 173 5850 OTHER SH 5850 ALCAN ALUM LTD COM COM 013716105 204 5550 SOLE SH 5550 ALCAN ALUM LTD COM COM 013716105 12 350 OTHER SH 350 ALCATEL COM 013904305 807 14825 SOLE SH 14825 ALLAIRE CORPORATION COM 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SOLE VALUE INVESTMENT VOTING ISSUER CLASS CUSIP (X $1,000) SHA AMOUNT SH/PRN DISCRETION AUTHORITY - ------ ----- --------- ---------- ---------- ------ ---------- --------- CHAMPION INTL CORP COM COM 158525105 194 3800 SH SOLE 3800 CHAMPION INTL CORP COM COM 158525105 30 600 SH OTHER 600 CHARTER ONE FINL INC COM 160903100 972 51000 SH SOLE 51000 CHASE MANHATTAN CORP NEW COM 16161A108 1168 13740 SH SOLE 13740 CHASE MANHATTAN CORP NEW COM 16161A108 200 2361 SH OTHER 2361 CHEVRON CORP COM COM 166751107 3247 41464 SH SOLE 41464 CHEVRON CORP COM COM 166751107 1495 19100 SH OTHER 19100 CHUBB CORP COM COM 171232101 265 4845 SH SOLE 4845 CHUBB CORP COM COM 171232101 241 4400 SH OTHER 4400 CIENA CORP COM COM 171779101 314 3650 SH SOLE 3650 CINAR FILMS INC B COM 171905300 287 10500 SH SOLE 10500 CIRCUIT CITY STORES INC COM 172737108 618 14640 SH SOLE 14640 CISCO SYSTEMS INC COM 17275R102 1435 11410 SH SOLE 11410 CISCO SYSTEMS INC COM 17275R102 547 4354 SH OTHER 4354 CINTAS CORP COM COM 172908105 335 7700 SH SOLE 7700 CITIGROUP INC COM 172967101 4789 85911 SH SOLE 85911 CITIGROUP INC COM 172967101 453 8137 SH OTHER 8137 CLAYTON HOMES INC COM 184190106 77 9440 SH SOLE 9440 CLAYTON HOMES INC COM 184190106 101 12439 SH OTHER 12439 CLOROX CO COM COM 189054109 72 1600 SH SOLE 1600 CLOROX CO COM COM 189054109 157 3500 SH OTHER 3500 COCA COLA CO COM COM 191216100 1720 30079 SH SOLE 30079 COCA COLA CO COM COM 191216100 194 3400 SH OTHER 3400 COGNEX CORP COM 192422103 114 2600 SH SOLE 2600 COGNEX CORP COM 192422103 219 5000 SH OTHER 5000 COLGATE PALMOLIVE CO COM COM 194162103 509 8688 SH SOLE 8688 COLGATE PALMOLIVE CO COM COM 194162103 176 3000 SH OTHER 3000 COMPAQ COMPUTER CORP COM COM 204493100 2152 77919 SH SOLE 77919 COMPAQ COMPUTER CORP COM COM 204493100 908 32900 SH OTHER 32900 COMPUTER ASSOC INTL INC COM 204912109 1437 20300 SH SOLE 20300 COMPUTER ASSOC INTL INC COM 204912109 619 8750 SH OTHER 8750 COMPUTER SCIENCES CORP COM 205363104 1094 12200 SH SOLE 12200 COMVERSE TECHNOLOGY COM 205862402 314 1800 SH SOLE 1800 CONAGRA INC COM 205887102 238 11600 SH SOLE 11600 CONAGRA INC COM 205887102 53 2600 SH OTHER 2600 CONEXANT SYS INC COM COM 207142100 1791 16000 SH SOLE 16000 CONSECO CO INC COM 208464107 121 6962 SH SOLE 6962 CONSECO CO INC COM 208464107 379 21736 SH OTHER 21736 CONSOLIDATED NATURAL GAS CO CO COM 209615103 313 4720 SH SOLE 4720 CONVERGYS CORPORATION COM 212485106 425 12550 SH SOLE 12550 COOPER CAMERON CORP COM COM 216640102 352 7500 SH SOLE 7500 COOPER CAMERON CORP COM COM 216640102 61 1300 SH OTHER 1300 COOPER TIRE & RUBBER CO COM 216831107 78 6370 SH SOLE 6370 COOPER TIRE & RUBBER CO COM 216831107 52 4300 SH OTHER 4300 CORNING INC COM 219350105 555 3270 SH SOLE 3270 CORNING INC COM 219350105 1103 6500 SH OTHER 6500 COSTCO WHOLESALE CORPORATION COM 22160K105 2382 44900 SH SOLE 44900 COSTCO WHOLESALE CORPORATION COM 22160K105 1156 21800 SH OTHER 21800 COVAD COMMUNICATIONS GRP COM 222814204 328 4047 SH SOLE 4047 DELL COMPUTER CORP COM 247025109 118 3200 SH SOLE 3200 DELL COMPUTER CORP COM 247025109 103 2800 SH OTHER 2800 DELPHI FINANCIAL GROUP INC. 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COM 58551A108 424 12700 SH SOLE 12700 MERCK & CO INC COM COM 589331107 7896 104671 SH SOLE 104671 MERCK & CO INC COM COM 589331107 4030 53424 SH OTHER 53424 MICROSOFT CORP COM 594918104 9050 82324 SH SOLE 82324 MICROSOFT CORP COM 594918104 294 2675 SH OTHER 2675
SOLE VALUE INVESTMENT VOTING ISSUER CLASS CUSIP (X $1,000) SHA AMOUNT SH/PRN DISCRETION AUTHORITY - ------ ----- --------- ---------- ---------- ------ ---------- --------- MINNESOTA MNG & MFG CO COM COM 604059105 1969 22460 SH SOLE 22460 MINNESOTA MNG & MFG CO COM COM 604059105 175 2000 SH OTHER 2000 MOBIL CORP COM COM 607059102 4859 46560 SH SOLE 46560 MONSANTO CO COM COM 611662107 3329 77880 SH SOLE 77880 MORGAN J P & CO INC COM COM 616880100 1532 12825 SH SOLE 12825 MORGAN J P & CO INC COM COM 616880100 313 2625 SH OTHER 2625 MORGAN STANLEY COM 617446448 2153 31750 SH SOLE 31750 MORGAN STANLEY COM 617446448 1440 21236 SH OTHER 21236 MOTOROLA INC COM COM 620076109 545 3400 SH SOLE 3400 MOTOROLA INC COM COM 620076109 184 1150 SH OTHER 1150 NATIONAL CITY CORP COM COM 635405103 217 10300 SH SOLE 10300 NATIONAL CITY CORP COM COM 635405103 10 500 SH OTHER 500 NATURAL CHEMISTRY INC CONV PFD 63884L201 4 16600 SH OTHER 16600 NATURAL CHEMISTRY INC COM 63884L904 12 16589 SH OTHER 16589 NEW 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PARKER HANNIFIN CORP COM COM 701094104 255 6250 SH SOLE 6250 PARKER HANNIFIN CORP COM COM 701094104 67 1653 SH OTHER 1653 PEPSICO INC COM COM 713448108 1245 37385 SH SOLE 37385 PEPSICO INC COM COM 713448108 144 4349 SH OTHER 4349 PEROT SYSEMS CORP CL A COM 714265105 251 11000 SH SOLE 11000 PFIZER INC COM COM 717081103 4046 107010 SH SOLE 107010 PFIZER INC COM COM 717081103 1136 30060 SH OTHER 30060 PHILIP MORRIS COS INC COM COM 718154107 387 19850 SH SOLE 19850 PHILIP MORRIS COS INC COM COM 718154107 15 800 SH OTHER 800 PHILLIPS PETROLEUM CO COM COM 718507106 208 5350 SH SOLE 5350 PHILLIPS PETROLEUM CO COM COM 718507106 5 150 SH OTHER 150 PHONE.COM INC COM 71920Q100 511 3760 SH SOLE 3760 PIONEER GROUP INC COM 723684106 14804 855094 SH SOLE 855094 PIONEER GROUP INC COM 723684106 6 400 SH OTHER 400 PRAXAIR INC COM 74005P104 2227 54750 SH SOLE 54750 PRAXAIR INC COM 74005P104 24 600 SH OTHER 600 PROCTER & GAMBLE CO COM COM 742718109 16783 175285 SH SOLE 175285 PROCTER & GAMBLE CO COM COM 742718109 537 5613 SH OTHER 5613 QLT PHOTOTHERAPEUTICS INC COM 746927102 541 6770 SH SOLE 6770 RATIONAL SOFTWARE CORP COM COM 75409P202 971 15969 SH SOLE 15969 RAVISENT TECHNOLOGIES COM 754440105 226 7600 SH SOLE 7600 REDBACK NETWORKS COM 757209101 304 1485 SH SOLE 1485 REGIONS FINANCIAL CORP COM 758940100 136 5799 SH SOLE 5799 REGIONS FINANCIAL CORP COM 758940100 352 14940 SH OTHER 14940 RELIASTAR FINANCIAL CORP COM 75952U103 4615 130025 SH SOLE 130025 RELIASTAR FINANCIAL CORP COM 75952U103 1375 38750 SH OTHER 38750 REUTERS HLDGS CO PLC COM 76132M102 247 1969 SH SOLE 1969 REUTERS HLDGS CO PLC COM 76132M102 261 2086 SH OTHER 2086 REYNOLDS & REYNOLDS CO CL A COM 761695105 1144 45330 SH SOLE 45330 REYNOLDS & REYNOLDS CO CL A COM 761695105 580 23000 SH OTHER 23000 ROCKWELL INTL CORP NEW COM 773903109 828 18000 SH SOLE 18000 ROSS STORES INC COM 778296103 38 2500 SH SOLE 2500 ROSS STORES INC COM 778296103 125 8200 SH OTHER 8200 ROYAL DUTCH PETROLEUM CO COM 780257804 1657 30350 SH SOLE 30350 ROYAL DUTCH PETROLEUM CO COM 780257804 242 4436 SH OTHER 4436 SBC COMMUNICATIONS INC COM 78387G103 4350 103436 SH SOLE 103436 SBC COMMUNICATIONS INC COM 78387G103 187 4452 SH OTHER 4452 SCI SYSTEMS INC COM 783890106 2197 29250 SH SOLE 29250 SCI SYSTEMS INC COM 783890106 1119 14900 SH OTHER 14900 SDL INC COM 784076101 175 550 SH SOLE 550 SDL INC COM 784076101 798 2500 SH OTHER 2500 SARA LEE CORP COM COM 803111103 29 1600 SH SOLE 1600 SARA LEE CORP COM COM 803111103 589 32500 SH OTHER 32500 SCHERING PLOUGH CORP COM COM 806605101 4581 97484 SH SOLE 97484 SCHERING PLOUGH CORP COM COM 806605101 352 7509 SH OTHER 7509 SCHLUMBERGER LTD COM COM 806857108 967 16261 SH SOLE 16261 SCHLUMBERGER LTD COM COM 806857108 276 4650 SH OTHER 4650 SEAGATE TECHNOLOGY COM COM 811804103 266 5800 SH SOLE 5800 SEAGATE TECHNOLOGY COM COM 811804103 37 825 SH OTHER 825 SEALED AIR CORP COM COM 81211K100 255 5000 SH SOLE 5000 SERVICE MASTER CO COM COM 81760N109 223 16483 SH OTHER 16483 SHERWIN-WILLIAMS CO COM 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SOLE VALUE INVESTMENT VOTING ISSUER CLASS CUSIP (X $1,000) SHA AMOUNT SH/PRN DISCRETION AUTHORITY - ------ ----- --------- ---------- ---------- ------ ---------- --------- SUN MICROSYSTEMS INC COM COM 866810104 4189 48160 SH SOLE 48160 SUN MICROSYSTEMS INC COM COM 866810104 2094 24078 SH OTHER 24078 SUNTRUST BANKS INC COM 867914103 622 11100 SH SOLE 11100 SUNTRUST BANKS INC COM 867914103 16 300 SH OTHER 300 SYSCO CORP COM 871829107 461 14100 SH SOLE 14100 SYSCO CORP COM 871829107 39 1200 SH OTHER 1200 TARGET CORP COM 87612E106 995 14500 SH SOLE 14500 TARGET CORP COM 87612E106 16 238 SH OTHER 238 TELESYSTEM INTL WIRELESS COM 879946101 303 8580 SH SOLE 8580 TERADYNE INC COM COM 880770102 387 5000 SH SOLE 5000 TEXACO INC COM COM 881694103 381 7347 SH SOLE 7347 TEXACO INC COM COM 881694103 171 3300 SH OTHER 3300 TEXAS INSTRUMENTS INC COM COM 882508104 383 2760 SH SOLE 2760 TEXAS INSTRUMENTS INC COM COM 882508104 527 3800 SH OTHER 3800 TEXTRON INC COM COM 883203101 476 7750 SH SOLE 7750 TEXTRON INC COM COM 883203101 98 1600 SH OTHER 1600 TIME WARNER INC COM 887315109 1084 12725 SH SOLE 12725 TIME WARNER INC COM 887315109 33 388 SH OTHER 388 TYCO INTERNATIONAL LTD COM 902124106 4070 99724 SH SOLE 99724 TYCO INTERNATIONAL LTD COM 902124106 767 18797 SH OTHER 18797 UCAR INTERNATIONAL INC COM 90262K109 529 22775 SH SOLE 22775 U S BANCORP DEL COM 902973106 687 31703 SH SOLE 31703 UNILEVER NV NY SHARES NEW F COM 904784709 250 6046 SH SOLE 6046 UNILEVER NV NY SHARES NEW F COM 904784709 36 892 SH OTHER 892 UNION CARBIDE CORP COM COM 905581104 199 3650 SH SOLE 3650 UNION CARBIDE CORP COM COM 905581104 32 600 SH OTHER 600 UNION PACIFIC CORP COM COM 907818108 513 13250 SH SOLE 13250 UNION PACIFIC CORP COM COM 907818108 45 1175 SH OTHER 1175 UNION PACIFIC RESOURCES GROUP COM 907834105 117 11275 SH SOLE 11275 UNION PACIFIC RESOURCES GROUP COM 907834105 3 338 SH OTHER 338 U S WEST INC NEW COM COM 91273H101 438 5982 SH SOLE 5982 U S WEST INC NEW COM COM 91273H101 168 2300 SH OTHER 2300 UNITED TECHNOLOGIES CORP COM COM 913017109 1483 29080 SH SOLE 29080 UNITED TECHNOLOGIES CORP COM COM 913017109 122 2399 SH OTHER 2399 UNIVERSAL FOODS CORP COM 913538104 16 900 SH SOLE 900 UNIVERSAL FOODS CORP COM 913538104 180 10000 SH OTHER 10000 UNOCAL CORP COM COM 915289102 248 8825 SH SOLE 8825 VERISIGN INC COM 92343E102 697 3680 SH SOLE 3680 VIGNETTE CORPORATION COM 926734104 677 3100 SH SOLE 3100 VIRAGEN INC COM 927638106 25 20300 SH SOLE 20300 VODAFONE AIRTOUCH PLC-SP ADR COM 92857T107 1969 34210 SH SOLE 34210 VODAFONE AIRTOUCH PLC-SP ADR COM 92857T107 190 3312 SH OTHER 3312 VOICESTREAM WIRELESS CORP COM 928615103 1132 7500 SH SOLE 7500 WAL MART STORES INC COM 931142103 504 8475 SH SOLE 8475 WAL MART STORES INC COM 931142103 1115 18747 SH OTHER 18747 WALGREEN CO COM COM 931422109 150 5000 SH SOLE 5000 WALGREEN CO COM COM 931422109 1896 62954 SH OTHER 62954 WARNER LAMBERT CO COM COM 934488107 4233 42419 SH SOLE 42419 WARNER LAMBERT CO COM COM 934488107 49 492 SH OTHER 492 WASHINGTON MUTUAL INC COM COM 939322103 636 26450 SH SOLE 26450 WASHINGTON MUTUAL INC COM COM 939322103 57 2400 SH OTHER 2400 WATSON PHARMACEUTICALS COM 942683103 1468 33850 SH SOLE 33850 WATSON PHARMACEUTICALS COM 942683103 572 13200 SH OTHER 13200 WEATHERFORD INTERNATIONAL INC COM 947074100 534 14100 SH SOLE 14100 WELLS FARGO & COMPANY NEW COM 949746101 4202 107920 SH SOLE 107920 WELLS FARGO & COMPANY NEW COM 949746101 1231 31640 SH OTHER 31640 YAHOO COM 984332106 170 458 SH SOLE 458 YAHOO COM 984332106 37 100 SH OTHER 100 GLOBAL CROSSING LTD COM G3921A100 226 4256 SH SOLE 4256 OPENTV CORPORATION COM G67543101 340 3770 SH SOLE 3770 SBS BROADCASTING S.A. COM L8137F102 223 4000 SH SOLE 4000
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