0000947871-17-000520.txt : 20170630
0000947871-17-000520.hdr.sgml : 20170630
20170630170252
ACCESSION NUMBER: 0000947871-17-000520
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170628
FILED AS OF DATE: 20170630
DATE AS OF CHANGE: 20170630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanda Asset Management Investment Ltd
CENTRAL INDEX KEY: 0001672562
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17942959
BUSINESS ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
BUSINESS PHONE: 65 6381 0060
MAIL ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
FORMER NAME:
FORMER CONFORMED NAME: Shanda Asset Management Holdings Ltd
DATE OF NAME CHANGE: 20160802
FORMER NAME:
FORMER CONFORMED NAME: Shanda Payment Investment Ltd
DATE OF NAME CHANGE: 20160419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanda Technology Overseas Capital Co.
CENTRAL INDEX KEY: 0001633667
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17942960
BUSINESS ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
BUSINESS PHONE: 65-63610068
MAIL ADDRESS:
STREET 1: REGISTERED OFFICE, CRICKET SQUARE
STREET 2: HUTCHINS DRIVE, PO BOX 2681
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanda Investment Group Ltd
CENTRAL INDEX KEY: 0001633666
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17942961
BUSINESS ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
BUSINESS PHONE: 65-63610068
MAIL ADDRESS:
STREET 1: FIRST REGISTER OFFICE
STREET 2: WOODBOURNE HALL, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: 00000
FORMER NAME:
FORMER CONFORMED NAME: Premium Lead Co Ltd.
DATE OF NAME CHANGE: 20150211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanda Media LTD
CENTRAL INDEX KEY: 0001318400
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17942962
BUSINESS ADDRESS:
STREET 1: NO. 1 OFFICE BUILDING, NO. 690
STREET 2: PUDONG, NEW AREA
CITY: SHANGHAI
STATE: F4
ZIP: 201203
BUSINESS PHONE: 8621-5050-4740
MAIL ADDRESS:
STREET 1: NO. 1 OFFICE BUILDING, NO. 690
STREET 2: PUDONG, NEW AREA
CITY: SHANGHAI
STATE: F4
ZIP: 201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chen Tian Qiao
CENTRAL INDEX KEY: 0001677229
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17942963
MAIL ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
4
1
ss49255_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-06-28
0
0000704051
LEGG MASON, INC.
LM
0001677229
Chen Tian Qiao
8 STEVENS ROAD
SINGAPORE
U0
257819
SINGAPORE
1
0
1
0
0001318400
Shanda Media LTD
NO. 1 OFFICE BUILDING, NO. 690
PUDONG, NEW AREA
SHANGHAI
F4
201203
CHINA
0
0
1
0
0001633666
Shanda Investment Group Ltd
8 STEVENS ROAD
SINGAPORE
U0
257819
SINGAPORE
0
0
1
0
0001633667
Shanda Technology Overseas Capital Co.
8 STEVENS ROAD
SINGAPORE
U0
257819
SINGAPORE
0
0
1
0
0001672562
Shanda Asset Management Investment Ltd
8 STEVENS ROAD
SINGAPORE
U0
257819
SINGAPORE
0
0
1
0
Common Stock, $0.01 par value
2017-06-28
4
S
0
4232500
38.43
D
5567653
I
See Footnote
Common Stock, $0.01 par value
3383
D
The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited. Following the sales reported on this Form 4, the Reporting Persons beneficially own less than 10% of the Common Stock of the Issuer.
Common Stock granted pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason Inc.'s 2013 Annual Meeting of Stockholders.
/s/ Tianqiao Chen
2017-06-30
/s/ Tianqiao Chen, Director of Shanda Media Limited
2017-06-30
/s/ Tianqiao Chen, Director of Shanda Investment Group Limited
2017-06-30
/s/ Tianqiao Chen, Director of Shanda Technology Overseas Capital Company Limited
2017-06-30
/s/ Tianqiao Chen, Director of Shanda Asset Management Investment Limited
2017-06-30