0000947871-17-000060.txt : 20170120 0000947871-17-000060.hdr.sgml : 20170120 20170120201730 ACCESSION NUMBER: 0000947871-17-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170118 FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shanda Asset Management Investment Ltd CENTRAL INDEX KEY: 0001672562 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17539694 BUSINESS ADDRESS: STREET 1: 8 STEVENS ROAD CITY: SINGAPORE STATE: U0 ZIP: 257819 BUSINESS PHONE: 65 6381 0060 MAIL ADDRESS: STREET 1: 8 STEVENS ROAD CITY: SINGAPORE STATE: U0 ZIP: 257819 FORMER NAME: FORMER CONFORMED NAME: Shanda Asset Management Holdings Ltd DATE OF NAME CHANGE: 20160802 FORMER NAME: FORMER CONFORMED NAME: Shanda Payment Investment Ltd DATE OF NAME CHANGE: 20160419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shanda Technology Overseas Capital Co. CENTRAL INDEX KEY: 0001633667 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17539695 BUSINESS ADDRESS: STREET 1: 8 STEVENS ROAD CITY: SINGAPORE STATE: U0 ZIP: 257819 BUSINESS PHONE: 65-63610068 MAIL ADDRESS: STREET 1: REGISTERED OFFICE, CRICKET SQUARE STREET 2: HUTCHINS DRIVE, PO BOX 2681 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shanda Investment Group Ltd CENTRAL INDEX KEY: 0001633666 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17539696 BUSINESS ADDRESS: STREET 1: 8 STEVENS ROAD CITY: SINGAPORE STATE: U0 ZIP: 257819 BUSINESS PHONE: 65-63610068 MAIL ADDRESS: STREET 1: FIRST REGISTER OFFICE STREET 2: WOODBOURNE HALL, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 FORMER NAME: FORMER CONFORMED NAME: Premium Lead Co Ltd. DATE OF NAME CHANGE: 20150211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shanda Media LTD CENTRAL INDEX KEY: 0001318400 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17539697 BUSINESS ADDRESS: STREET 1: NO. 1 OFFICE BUILDING, NO. 690 STREET 2: PUDONG, NEW AREA CITY: SHANGHAI STATE: F4 ZIP: 201203 BUSINESS PHONE: 8621-5050-4740 MAIL ADDRESS: STREET 1: NO. 1 OFFICE BUILDING, NO. 690 STREET 2: PUDONG, NEW AREA CITY: SHANGHAI STATE: F4 ZIP: 201203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chen Tian Qiao CENTRAL INDEX KEY: 0001677229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 17539698 MAIL ADDRESS: STREET 1: 8 STEVENS ROAD CITY: SINGAPORE STATE: U0 ZIP: 257819 4 1 ss27662_4.xml OWNERSHIP DOCUMENT X0306 4 2017-01-18 0 0000704051 LEGG MASON, INC. LM 0001677229 Chen Tian Qiao 8 STEVENS ROAD SINGAPORE U0 257819 SINGAPORE 0 0 1 0 0001318400 Shanda Media LTD 8 STEVENS ROAD SINGAPORE U0 257819 SINGAPORE 0 0 1 0 0001633666 Shanda Investment Group Ltd 8 STEVENS ROAD SINGAPORE U0 257819 SINGAPORE 0 0 1 0 0001633667 Shanda Technology Overseas Capital Co. 8 STEVENS ROAD SINGAPORE U0 257819 SINGAPORE 0 0 1 0 0001672562 Shanda Asset Management Investment Ltd 8 STEVENS ROAD SINGAPORE U0 257819 SINGAPORE 0 0 1 0 Common Stock, $0.01 par value 2017-01-18 4 P 0 30405 31.578 A 9800153 I See Footnote The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.28 to $31.71, inclusive. The reporting persons undertake to provide to Legg Mason, Inc., any security holder of Legg Mason, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited. /s/ Tianqiao Chen 2017-01-20 /s/ Tianqiao Chen, Director of Shanda Media Limited 2017-01-20 /s/ Tianqiao Chen, Director of Shanda Investment Group Limited 2017-01-20 /s/ Tianqiao Chen, Director of Shanda Technology Overseas Capital Company Limited 2017-01-20 /s/ Tianqiao Chen, Director of Shanda Asset Management Investment Limited 2017-01-20