0000947871-17-000060.txt : 20170120
0000947871-17-000060.hdr.sgml : 20170120
20170120201730
ACCESSION NUMBER: 0000947871-17-000060
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170118
FILED AS OF DATE: 20170120
DATE AS OF CHANGE: 20170120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanda Asset Management Investment Ltd
CENTRAL INDEX KEY: 0001672562
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17539694
BUSINESS ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
BUSINESS PHONE: 65 6381 0060
MAIL ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
FORMER NAME:
FORMER CONFORMED NAME: Shanda Asset Management Holdings Ltd
DATE OF NAME CHANGE: 20160802
FORMER NAME:
FORMER CONFORMED NAME: Shanda Payment Investment Ltd
DATE OF NAME CHANGE: 20160419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanda Technology Overseas Capital Co.
CENTRAL INDEX KEY: 0001633667
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17539695
BUSINESS ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
BUSINESS PHONE: 65-63610068
MAIL ADDRESS:
STREET 1: REGISTERED OFFICE, CRICKET SQUARE
STREET 2: HUTCHINS DRIVE, PO BOX 2681
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanda Investment Group Ltd
CENTRAL INDEX KEY: 0001633666
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17539696
BUSINESS ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
BUSINESS PHONE: 65-63610068
MAIL ADDRESS:
STREET 1: FIRST REGISTER OFFICE
STREET 2: WOODBOURNE HALL, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: 00000
FORMER NAME:
FORMER CONFORMED NAME: Premium Lead Co Ltd.
DATE OF NAME CHANGE: 20150211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shanda Media LTD
CENTRAL INDEX KEY: 0001318400
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17539697
BUSINESS ADDRESS:
STREET 1: NO. 1 OFFICE BUILDING, NO. 690
STREET 2: PUDONG, NEW AREA
CITY: SHANGHAI
STATE: F4
ZIP: 201203
BUSINESS PHONE: 8621-5050-4740
MAIL ADDRESS:
STREET 1: NO. 1 OFFICE BUILDING, NO. 690
STREET 2: PUDONG, NEW AREA
CITY: SHANGHAI
STATE: F4
ZIP: 201203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chen Tian Qiao
CENTRAL INDEX KEY: 0001677229
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 17539698
MAIL ADDRESS:
STREET 1: 8 STEVENS ROAD
CITY: SINGAPORE
STATE: U0
ZIP: 257819
4
1
ss27662_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-01-18
0
0000704051
LEGG MASON, INC.
LM
0001677229
Chen Tian Qiao
8 STEVENS ROAD
SINGAPORE
U0
257819
SINGAPORE
0
0
1
0
0001318400
Shanda Media LTD
8 STEVENS ROAD
SINGAPORE
U0
257819
SINGAPORE
0
0
1
0
0001633666
Shanda Investment Group Ltd
8 STEVENS ROAD
SINGAPORE
U0
257819
SINGAPORE
0
0
1
0
0001633667
Shanda Technology Overseas Capital Co.
8 STEVENS ROAD
SINGAPORE
U0
257819
SINGAPORE
0
0
1
0
0001672562
Shanda Asset Management Investment Ltd
8 STEVENS ROAD
SINGAPORE
U0
257819
SINGAPORE
0
0
1
0
Common Stock, $0.01 par value
2017-01-18
4
P
0
30405
31.578
A
9800153
I
See Footnote
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.28 to $31.71, inclusive. The reporting persons undertake to provide to Legg Mason, Inc., any security holder of Legg Mason, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The securities set forth in this Form 4 are directly held by Shanda Asset Management Investment Limited. Mr. Tianqiao Chen is the sole shareholder of Shanda Media Limited. Shanda Media Limited owns 70% of all outstanding and issued shares of Shanda Investment Group Limited which is the sole shareholder of Shanda Technology Overseas Capital Company Limited. Shanda Technology Overseas Capital Company Limited is the sole shareholder of Shanda Asset Management Investment Limited.
/s/ Tianqiao Chen
2017-01-20
/s/ Tianqiao Chen, Director of Shanda Media Limited
2017-01-20
/s/ Tianqiao Chen, Director of Shanda Investment Group Limited
2017-01-20
/s/ Tianqiao Chen, Director of Shanda Technology Overseas Capital Company Limited
2017-01-20
/s/ Tianqiao Chen, Director of Shanda Asset Management Investment Limited
2017-01-20