-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2M6DkBislsVRA43XS0txGXzlr4V+BfGrblAMf1o5dZhV/2iEzNFUP0jCQ1RvXyP OG6U+J/+2SoBq41wTQDllw== 0000869906-01-500019.txt : 20020412 0000869906-01-500019.hdr.sgml : 20020412 ACCESSION NUMBER: 0000869906-01-500019 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUERTO RICAN CEMENT CO INC CENTRAL INDEX KEY: 0000081076 STANDARD INDUSTRIAL CLASSIFICATION: CEMENT, HYDRAULIC [3241] IRS NUMBER: 516601895 STATE OF INCORPORATION: PR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-18081 FILM NUMBER: 1811371 BUSINESS ADDRESS: STREET 1: P.O.BOX 364487 CITY: SAN JUAN STATE: PR ZIP: 00936-4487 BUSINESS PHONE: 8097833000 MAIL ADDRESS: STREET 2: POST OFFICE BOX 364487 CITY: SAN JUAN STATE: PR ZIP: 09336-4487 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON INC CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 LIGHT ST CITY: BALTIMORE STATE: MD ZIP: 21202-1476 SC 13G 1 g13a_puertoricancement.txt PUERTO RICAN CEMENT CO. Securities and Exchange Commission Washington, D. C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 0) Puerto Rican Cement Co. Common Stock CUSIP Number 745075101 Date of Event Which Requires Filing of this Statement: November 30, 2001 CUSIP No. 745075101 1) Name of reporting person: Legg Mason, Inc. Tax Identification No.: 52-1200960 2) Check the appropriate box if a member of a group: a) n/a b) n/a 3) SEC use only 4) Place of organization: Maryland Number of shares beneficially owned by each reporting person with: 5) Sole voting power: - 0 - 6) Shared voting power: 537,900 7) Sole dispositive power: - 0 - 8) Shared dispositive power: 537,900 9) Aggregate amount beneficially owned by each reporting person: 537,900 10) Check if the aggregate amount in row (9) excludes certain shares: n/a 11) Percent of class represented by amount in row (9): 10.44% 12) Type of reporting person: HC CUSIP No. 745075101 1) Name of reporting person: Royce & Associates, Inc. Tax Identification No.: 13-2579297 2) Check the appropriate box if a member of a group: a) n/a b) n/a 3) SEC use only 4) Place of organization: New York Number of shares beneficially owned by each reporting person with: 5) Sole voting power: - 0 - 6) Shared voting power: 537,900 7) Sole dispositive power: - 0 - 8) Shared dispositive power: 537,900 9) Aggregate amount beneficially owned by each reporting person: 537,900 10) Check if the aggregate amount in row (9) excludes certain shares: n/a 11) Percent of class represented by amount in row (9): 10.44% 12) Type of reporting person: IA _______________________________________________________ Item 1a) Name of issuer: Puerto Rican Cement Co. Item 1b) Address of issuer's principal executive offices: P. O. Box 364487 San Juan, PR 00968-4487 Item 2a) Name of person filing: Legg Mason, Inc. Item 2b) Address of principal business office: 100 Light Street Baltimore, MD 21202 Item 2c) Citizenship: Maryland Corporation Item 2d) Title of class of securities: Common Stock Item 2e) CUSIP number: 745075101 Item 3) If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a : (a) [ ] Broker or dealer under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a) (6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a) (6) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act. (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to ERISA of 1974 or Endowment Fund; see 240.13d-1(b)(ii)(F). (g) [ X] Parent holding company, in accordance with 240.13d-1(b)(ii)(G). (h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H). Item 4) Ownership: (a) Amount beneficially owned: 537,900 (b) Percent of Class: 10.44% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: - 0 - (ii) shared power to vote or to direct the vote: 537,900 (iii) sole power to dispose or to direct the disposition of: - 0 - (iv) shared power to dispose or to direct the disposition of: 537,900 Item 5) Ownership of Five Percent or less of a class: n/a Item 6) Ownership of more than Five Percent on behalf of another person: Various persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the common stock of Puerto Rican Cement Co. No such person holds more than 5% of such common stock. Item 7) Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company: Royce & Associates, Inc., investment adviser Item 8) Identification and classification of members of the group: n/a Item 9) Notice of dissolution of group: n/a Item 10) Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired in connection with or as a participant in any transaction having that purpose or effect. Signature ----------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ------------------------ Date - December 11, 2001 By_______________________________________________________________ Timothy C. Scheve, Sr. Ex. Vice President, Legg Mason, Inc. Joint Filing Agreement ----------------------------- Each party signing below agrees that this statement is submitted as a joint filing on behalf of all of the undersigned. Legg Mason, Inc. By___________________________________________________ Timothy C. Scheve, Sr. Ex. Vice President Royce & Associates, Inc. By___________________________________________________ W. Whitney George, Vice President -----END PRIVACY-ENHANCED MESSAGE-----