0000704051-20-000103.txt : 20200821 0000704051-20-000103.hdr.sgml : 20200821 20200820183022 ACCESSION NUMBER: 0000704051-20-000103 CONFORMED SUBMISSION TYPE: 15-12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200821 DATE AS OF CHANGE: 20200820 EFFECTIVENESS DATE: 20200821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 15-12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 201121087 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 15-12B 1 form15-12b.htm FORM 15-12B Document


UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION
UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934
OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number: 001-08529

Legg Mason, Inc.
(Exact name of registrant as specified in its charter)
100 International Drive
Baltimore, MD 21202
(410) 539-0000
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Common stock, $0.10 par value
(Title of each class of securities covered by this Form)

None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
Rule 12g-4(a)(1)
☒
Rule 12g-4(a)(2)
☐
Rule 12h-3(b)(1)(i)
☒
Rule 12h-3(b)(1)(ii)
☐
Rule 15d-6
☐
Rule 15d-22(b)
☐
Approximate number of holders of record as of the certification or notice date: one







Pursuant to the requirements of the Securities Exchange Act of 1934, Legg Mason, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
 
 
LEGG MASON, INC.
 
 
 
 
Date:
August 20, 2020
By:
/s/ Gwen L. Shaneyfelt
 
 
Name:
Gwen L. Shaneyfelt
 
 
Title:
Vice President and Chief Financial Officer


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