0000704051-20-000074.txt : 20200721
0000704051-20-000074.hdr.sgml : 20200721
20200721161642
ACCESSION NUMBER: 0000704051-20-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200717
FILED AS OF DATE: 20200721
DATE AS OF CHANGE: 20200721
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDBERG MICHELLE J
CENTRAL INDEX KEY: 0001650305
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 201039070
MAIL ADDRESS:
STREET 1: 601 UNION STREET, SUITE 3100
CITY: SEATTLE
STATE: WA
ZIP: 98101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_159536258632444.xml
FORM 4
X0306
4
2020-07-17
0
0000704051
LEGG MASON, INC.
LM
0001650305
GOLDBERG MICHELLE J
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
1
0
0
0
Common Stock
0
D
Restricted Stock Units
2020-07-17
4
A
0
84.56
0
A
Common Stock
84.56
10620.39
D
Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.
1-for-1
Melissa A. Warren, Attorney-in-fact for Michelle J. Goldberg
2020-07-21