0000704051-20-000023.txt : 20200312
0000704051-20-000023.hdr.sgml : 20200312
20200312150557
ACCESSION NUMBER: 0000704051-20-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200312
FILED AS OF DATE: 20200312
DATE AS OF CHANGE: 20200312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nachtwey Peter
CENTRAL INDEX KEY: 0001510019
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 20708469
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_158403993943744.xml
FORM 4
X0306
4
2020-03-12
0
0000704051
LEGG MASON, INC.
LM
0001510019
Nachtwey Peter
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
Sr. Executive VP & CFO
Common Stock
2020-03-12
4
S
0
11350
48.32
D
175494
D
The sales reported in this Form 4 are additional sales effected for the purpose of covering exercise cost, taxes and fees, due to administrative error on the part of the third party administrator of the Legg Mason, Inc. 1996 Equity Incentive Plan, as amended, in connection with the exercise of options previously reported for March 3, 2020.
/s/ Melissa A. Warren, Attorney-in-fact for Peter Nachtwey
2020-03-12