0000704051-20-000023.txt : 20200312 0000704051-20-000023.hdr.sgml : 20200312 20200312150557 ACCESSION NUMBER: 0000704051-20-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200312 DATE AS OF CHANGE: 20200312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nachtwey Peter CENTRAL INDEX KEY: 0001510019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 20708469 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158403993943744.xml FORM 4 X0306 4 2020-03-12 0 0000704051 LEGG MASON, INC. LM 0001510019 Nachtwey Peter LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Sr. Executive VP & CFO Common Stock 2020-03-12 4 S 0 11350 48.32 D 175494 D The sales reported in this Form 4 are additional sales effected for the purpose of covering exercise cost, taxes and fees, due to administrative error on the part of the third party administrator of the Legg Mason, Inc. 1996 Equity Incentive Plan, as amended, in connection with the exercise of options previously reported for March 3, 2020. /s/ Melissa A. Warren, Attorney-in-fact for Peter Nachtwey 2020-03-12