0000704051-20-000020.txt : 20200306 0000704051-20-000020.hdr.sgml : 20200306 20200306155719 ACCESSION NUMBER: 0000704051-20-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200305 FILED AS OF DATE: 20200306 DATE AS OF CHANGE: 20200306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Terence CENTRAL INDEX KEY: 0001573686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 20694566 MAIL ADDRESS: STREET 1: LEGG MASON, INC. STREET 2: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158352822126207.xml FORM 4 X0306 4 2020-03-05 0 0000704051 LEGG MASON, INC. LM 0001573686 Johnson Terence LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Executive Vice President Common Stock 2020-03-05 4 M 0 1987 23.72 A 126802.28 D Common Stock 2020-03-05 4 S 0 1436 49.92 D 125366.28 D Stock Options (Right to buy) 23.72 2020-03-05 4 M 0 1987 0 D 2020-05-17 Common Stock 1987.0 25468 D The sales reported in this Form 4 were effected for purpose of covering exercise cost, taxes, commissions and fees upon exercise of options. Employee stock options vests serially over four years commencing on May 31, 2013. Melissa A. Warren, Attorney-in-fact for Terence Johnson 2020-03-06