0000704051-20-000019.txt : 20200305 0000704051-20-000019.hdr.sgml : 20200305 20200305155819 ACCESSION NUMBER: 0000704051-20-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200303 FILED AS OF DATE: 20200305 DATE AS OF CHANGE: 20200305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lattin Patricia CENTRAL INDEX KEY: 0001679163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 20690753 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_158344188128521.xml FORM 4 X0306 4 2020-03-03 0 0000704051 LEGG MASON, INC. LM 0001679163 Lattin Patricia LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 0 1 0 0 Executive Vice President Common Stock 2020-03-03 4 M 0 6678 35.16 A 50283.11 D Common Stock 2020-03-03 4 M 0 9975 47.64 A 60258.11 D Common Stock 2020-03-03 4 M 0 9921 31.57 A 70179.11 D Common Stock 2020-03-03 4 S 0 22626 49.81 D 47553.11 D Stock Options (Right to buy) 35.16 2020-03-03 4 M 0 6678 0 D 2021-05-16 Common Stock 6678.0 2226 D Stock Options (Right to buy) 47.64 2020-03-03 4 M 0 9975 0 D 2022-05-16 Common Stock 9975.0 0 D Stock Options (Right to buy) 31.57 2020-03-03 4 M 0 9921 0 D 2024-05-02 Commom Stock 9921.0 3307 D The sales reported in this Form 4 were effected for purpose of covering exercise cost, taxes, commissions and fees upon exercise of options. Employee stock options vest serially over four years and commencing on May 31, 2014. Employee stock options vest serially over four years and commencing on May 31, 2015. Employee stock options vest serially over four years and commencing on May 31, 2017. Melissa A. Warren, Attorney-in-Fact for Patricia Lattin 2020-03-05