0000704051-19-000116.txt : 20191105
0000704051-19-000116.hdr.sgml : 20191105
20191105135856
ACCESSION NUMBER: 0000704051-19-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191101
FILED AS OF DATE: 20191105
DATE AS OF CHANGE: 20191105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kenney John
CENTRAL INDEX KEY: 0001670369
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 191192705
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_157298031872694.xml
FORM 4
X0306
4
2019-11-01
0
0000704051
LEGG MASON, INC.
LM
0001670369
Kenney John
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
Executive Vice President
Common Stock
62210.40
D
Phantom Stock
2019-11-01
4
A
0
36.11
35.10
A
Common Stock
36.11
3204.81
D
Includes the acquisition of 52.44 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for date October 29th at a price of $36.68.
Phantom Stock Units acquired pursuant to and under conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
1-for-1
Melissa A. Warren, Attorney-in-Fact for John D. Kenney
2019-11-05