0000704051-19-000113.txt : 20191105 0000704051-19-000113.hdr.sgml : 20191105 20191105135347 ACCESSION NUMBER: 0000704051-19-000113 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20191105 DATE AS OF CHANGE: 20191105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG MICHELLE J CENTRAL INDEX KEY: 0001650305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08529 FILM NUMBER: 191192686 MAIL ADDRESS: STREET 1: 601 UNION STREET, SUITE 3100 CITY: SEATTLE STATE: WA ZIP: 98101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGG MASON, INC. CENTRAL INDEX KEY: 0000704051 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 521200960 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4105390000 MAIL ADDRESS: STREET 1: 100 INTERNATIONAL DRIVE CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: LEGG MASON INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_157298001211972.xml FORM 4 X0306 4 2019-11-01 0 0000704051 LEGG MASON, INC. LM 0001650305 GOLDBERG MICHELLE J LEGG MASON, INC. 100 INTERNATIONAL DRIVE BALTIMORE MD 21202 1 0 0 0 Common Stock 0 D Restricted Stock Units 2019-11-01 4 A 0 110.77 0 A Common Stock 110.77 10342.73 D Restricted Stock Units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders. 1-for-1 Melissa A. Warren, Attorney-in-fact for Michelle J. Goldberg 2019-11-05