0000704051-19-000053.txt : 20190517
0000704051-19-000053.hdr.sgml : 20190517
20190517134324
ACCESSION NUMBER: 0000704051-19-000053
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190515
FILED AS OF DATE: 20190517
DATE AS OF CHANGE: 20190517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nachtwey Peter
CENTRAL INDEX KEY: 0001510019
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08529
FILM NUMBER: 19835026
MAIL ADDRESS:
STREET 1: LEGG MASON, INC.
STREET 2: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEGG MASON, INC.
CENTRAL INDEX KEY: 0000704051
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 521200960
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4105390000
MAIL ADDRESS:
STREET 1: 100 INTERNATIONAL DRIVE
CITY: BALTIMORE
STATE: MD
ZIP: 21202
FORMER COMPANY:
FORMER CONFORMED NAME: LEGG MASON INC
DATE OF NAME CHANGE: 19920703
4
1
wf-form4_155811498904523.xml
FORM 4
X0306
4
2019-05-15
0
0000704051
LEGG MASON, INC.
LM
0001510019
Nachtwey Peter
LEGG MASON, INC.
100 INTERNATIONAL DRIVE
BALTIMORE
MD
21202
0
1
0
0
Chief Financial Officer
Common Stock
2019-05-15
4
A
0
21255
0
A
167691
D
Common Stock
2019-05-16
4
M
0
9520
33.99
D
158171
D
Common Stock
2019-05-16
4
S
0
9193
36.13
D
148978
D
Stock Options (Right to buy)
33.99
2019-05-16
4
M
0
9520
0
A
2019-05-17
Common Stock
9520.0
0
D
The sales reported in this Form 4 were effected for purpose of covering exercise cost, taxes, commissions and fees upon exercise of options pursuant to a Rule 10b5-1 trading plan adopted by the person on October 30, 2018.
Employee stock options vest serially over 5 years commencing on May 31, 2011.
/s/ Melissa A. Warren, Attorney-in-fact for Peter Nachtwey
2019-05-17